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CurrentandEmergingIssuesandChallenges

European Region

Chapter10UnitedKingdom

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter11France

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentIssuesinHealthcare

Chapter12Germany

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem Quality

Access

CurrentandEmergingIssuesandChallenges

Chapter13Ireland

CountryDescription

BriefHistoryoftheHealthcareSystem EvaluationoftheHealthcareSystem

Chapter14Russia

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthSystem CurrentandEmergingIssuesandChallenges

Middle East and Africa

Chapter15Turkey

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthSystem EmergingChallenges

Chapter16Jordan

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter17Israel

CountryDescription

HistoryofCountry

SizeandGeography GovernmentandPoliticalSystem

Macroeconomics

Demographics

HealthcareSysteminIsrael:Organization,Financing,andDelivery EmergingChallengesandOpportunities

AnIntegratedHealthcareSystem IsraeliLeadershipinGlobalHealth

Summary

Chapter18Ghana

CountryDescription

BriefHistoryoftheHealthcareSystem

DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter19Nigeria

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheCurrentHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter20Botswana

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingChallenges

Asia and Pacific Region

Chapter21Bangladesh

CountryDescription

BriefHistoryoftheHealthcareSystem

Chapter22India

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingChallengesandOpportunities

Chapter23China

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheCurrentHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter24Japan

CountryDescription

BriefHistoryoftheHealthcareSystem DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter25Korea

CountryDescription

Introduction

BriefHistoryoftheHealthcareSystem

DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem CurrentandEmergingIssuesandChallenges

Chapter26Australia

CountryDescription

BriefHistoryoftheHealthcareSystem

DescriptionoftheCurrentHealthcareSystem EvaluationoftheHealthcareSystem

CurrentandEmergingIssuesandChallenges

PARTIIIChallenges,Innovations,andOpportunities

Chapter27SmallCountryInnovations

Introduction

Cuba

Singapore

Taiwan

TheNetherlands

CostaRica

ConcludingCommentary

Chapter28HealthSystemsinCrisisandDisaster

Introduction

GeophysicalDisasters

BiologicalEvents

ClimateEvents

HealthSystemsResponse

Conclusion

Chapter29ComparativeGlobalChallengesandOpportunities

Introduction

InternationalHealthPolicy,Globalization,andPrivatization

Decentralization

HealthCareasanIncreasingPortionofGDP

InjuriesandViolence

MentalIllness

AgingPopulation

EnvironmentalImpact/ClimateChange

Refugees,DisplacedPeople,andHumanitarianCrises

GlossaryofHealthSystemsTerms

Index

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Acknowledgments

Wewouldliketothankalloftheauthorsfromaroundtheworldfortheirinvaluableandinsightful contributionstothisbook WealsowanttothankDanielleBessetteforherexceptionaljobandhardwork asassociateeditor Daniellebroughtherownperspectivesandmuchappreciatedprofessionalismtothis project,oftenservinginthevaluedroleoffourtheditor WealsowanttothankGeorgeJacobandAthena Lakrifortheirvaluableandskillfulinput Additionally,wethankMichaelBrownofJones&Bartlett Learningforhissupportasweworkedourwaythroughthismultifacetedinternationalundertaking

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Foreword

Drs David and Kathleen Jordan

Aswewritethisforeword,weareviewingaworldwithglobalclimatechange,incomeinequalities,gapsin educationalopportunitiesforgirls,societalunrest,andanunprecedentednumberofrefugeeswhoare seekingpersonalandeconomicsafetyfromwar-tornregionsfromaroundourworld Anyofthesesocial determinantshasadirecteffectuponthehealthofindividualsineverycorneroftheglobe fromthe

remotesteppesofMongoliatothebourgeoningurbansettingsinSouthAmericaandAsia.Healthcareis nolongeralocalorevenanationalphenomenon;itisaglobalnetworkofdisparategroupingsof practitioners,systems,facilities,governmentalfundingapproaches,non-governmentalorganizations, shamans,midwives,technologicalwonders,andculturalbeliefs Toattempttounderstandthemyriad aspectsofglobalhealthcareisakintounravelingtheuntoldmysteriesofhumanDNAandthevery essenceofwhatmakesushuman

Understandingglobalhealthsystems,outcomes,andpracticesisacomplexandmultidimensional exerciseworthyofsocialscientistscapableofgraspingboththebalconyviewsandtheground-level realitiesofthesocialdeterminantsthataffectthehealthoftheworld’s74billionmen,women,and children Dr JamesJohnsonisonesuchindividualwhohasspentalifetimeattemptingtomakesenseof themultiplemetricswhichcontributetoourunderstandingofglobalhealthsystems Thislatesteditionof Comparative Health Systems providesanimportantreferenceforpractitioners,scholars,academics, researchers,andstudentswhoseworkrestsinunderstandingglobalhealthcare

Wearesocialentrepreneurs,collegeeducators,andhealthandhumanserviceexecutivesandaredeeply investedinaddressingeconomic,social,andhealthcareoutcomesinunderresourcedcountriesaround theworld Weworkinareasofthedevelopingworldwherenaturalandchildmortalityratesare frustratinglyhigh

Thesecondeditionof Comparative Health Systems,editedbyJamesJohnson,CarleenStoskopf,and LeiyuShi,offersoneofthefewcomprehensivesourcesofbothstatisticalinformationandanecdotal narrativebehindthedata Thisneweditionwillreplaceourcurrentdogged-earedcopyofthefirstedition andwillgainitsnewplaceinourlibrarybookshelfintheyearstocome Itis muchlikeJameshimself a treasuretousboth.Hehasbeenaninvaluablementor,formerprofessor,andtrustedfriendoverthe years

Ifyouareastudenttryingtobroadenyourunderstandingofglobalhealth,apractitionerresearching informationonacountryinwhichyoumaywork,oraresearcherattemptingtounderstandthedynamics associatedwithhealthcarearoundtheglobe,thisisthetextyouneedinyourbackpack,youroffice,orin thehandsofyourstudents

Dr.DavidA.JordanandDr.KathleenM.Jordan Founder/President(David)and ExecutiveVicePresident(Kathleen) SevenHillsFoundation

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Foreword

Thisisamosttimelybook.Drs.Johnson,Stoskopf,andShihaveanticipatedanddocumentedthecore concernsfacedbynations Healthandhealthcareareattheforefrontofinternationalconcern,especially inatimeofglobalfinancialturmoilandinsecurity Thisbookisabsolutelyessentialtounderstanding what’satstakeandtochartingapaththroughthemazeofissuesconfrontinghealthcareplannersand

healthcarerecipients,healthcareprofessionalsandfinancingmanagers,politicians,andbureaucrats.It’s morethanamatterofsystemsandapproaches;itisaboutthesecurityoftheglobalcommunity

AccordingtoDr MargaretChan,director-generaloftheWorldHealthOrganization:

Healthyhumancapitalistheveryfoundationforproductivityandprosperity Equitabledistributionofhealthcareandequityinthe healthstatusofpopulationsisthefoundationforsocialcohesion Socialcohesionisourbestprotectionagainstsocialunrest, nationallyandinternationally Healthy,productive,andstablepopulationsarealwaysanassetbuttheymustespeciallybesoduring atimeofcrisis

Therecipientsofhealthcaremustbeheardabovethedinofcompetingclaimsofequityand effectiveness:

Thepeoplehavetherightanddutytoparticipateindividuallyandcollectivelyintheplanningandimplementationoftheirhealthcare Primaryhealthcare requiresandpromotesmaximumcommunityandindividualself-relianceandparticipationintheplanning, organization,operation,andcontrolofprimaryhealthcare,makingfullestuseoflocal,national,andotheravailableresources;and tothisenddevelopsthroughappropriateeducationtheabilityofcommunitiestoparticipate”(DeclarationofAlma-AtaInternational ConferenceonPrimaryHealthCare,ArticlesIVandVII,Alma-Ata,Khazakhstan,USSR,September6–12,1978)

Obtainingdecentcare,whichacknowledgesthevoiceofthepeoplethroughthevaluesofagencyand dignity,interdependenceandsolidarity,subsidiarityandsustainability,raisestheanteabithigher Politicalandhealthcareleaders,financialmanagers,andmedicalandhealthcareprofessionalsmustbe remindedamidstthepolicydebatethatwhenthepeopleareinvestedintheirowncare,theformulasfor successandsustainabilitychange Whenthepeopleareengagedindeterminingthelevelsandresource allocationsforcare,thereisalsomoredecisionlatitudethanthosechargedwithdeterminingformulascan imagine

Thehealthcaredebatemustfinallyfactorinthepeoplewhoitclaimsaretobeservedandsustainedwith improvedhealth Thenthevariousfinancialmodelsandhealthcaresystemswillstillnotbringusthelongneededsatisfactionandsupportweneedtoday NobelLaureateandformerUS presidentBarack Obamastatedrepeatedlythat“healthcareisaright”Thisnotion,enshrinedthreedecadesagoatAlmaAta,changestherulesandreorganizesthelinesofaccountabilityalongwithourthinkingand expectations Wherehealthisaright,socialresponsibilitywillleadtoanenhancedcommitmentto improvedhealth Theformulaceasestobeabout“thosepeople”or“theirproblems”andbecomesabout us!

Asweproceedthroughthesepagesitwillbeimportanttoaskhowthisapproachwillhelpensurethatthe peopleareheardandheeded.

Dr TedKarpf Internationalhealthadvocate(retired), WorldHealthOrganization,andauthorof thebook Restoring Hope: Decent Care in the Midst of HIV/AIDS

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Preface

Overthepasttwodecades,IhavetakengraduatestudentstoGeneva,Switzerland,eachsummerto studyglobalhealth Whilethere,wealwaysspendtimeattheWorldHealthOrganization(WHO),whichis receivingupdatesonglobalhealthandinteractingwithseniorscientists,healthpractitioners,andleaders inthemissionof“healthforall”Inadditiontobeingspellboundbydescriptionsofthemanyinitiativesand

greatsuccessesoftheWHO,werepeatedlyhearofonemajorlimitationthatcontinuestoimpedeeven thegreaterprogress Thatisthepoorstateofhealthsystemsinmanypartsoftheworld Thereare modelsofsuccessaswellasmodelsoffailure Mosthealthsystemsareorientedtowarddiseasecare, andmanyareunderfundedandunderstaffed,whereassomecountriesexpendlargeportionsoftheir nationalresourcesonhealth Somehealthsystemsareoperatedbygovernments,andothersaremore involvedintheprivatesector Regardlessofscopeorscale,everyprogram,everyinitiative,everypolicy, andeverycourseoftreatmentareimbeddedwithinaparticularcountry-specifichealthsystem

Severalyearsago,myfriendandcolleagueDr CarleenStoskopfjoinedmeononeofthetripsto Geneva Whilethere,wediscussedtheneedforabookthatwoulddescribearangeofhealthsystemsso thatstudentscouldbetterunderstandthelimitationsandopportunitiesofferedinthediversitythatwehad eachseeninourowninternationalwork Wefeltthatoneofthebestwaysforstudentstolearnaboutthe rangeofsystemswouldbethroughcomparativestudy Aswithmanyinvigoratingsidewalkcafé conversationsinEurope(andelsewhere),wesetthisideaasideandreturnedtothebusyactivitiesofour academicpositionsatthetime Carleen,adepartmentchairattheSchoolofPublicHealthatthe UniversityofSouthCarolinainColumbia,SouthCarolina,andmyself,adepartmentchairattheMedical UniversityofSouthCarolinainCharleston.Afewyearslater,however,atameetingoftheAmerican PublicHealthAssociationinBoston,inaconversationwithpublisherMichaelBrown,thetopiccameback upandmomentumforsuchabookgrewquickly.

Weconceptualizedthebookasatexttobeusedincoursesininternationalhealth,comparativestudies, globalhealth,internationalaffairs,healthadministration,andpublichealth.Inanincreasingly interconnectedandinterdependentworldcomprisedofwidevariationsinhealthdeliverysystems, practices,andpolicy,thebookwasdevelopedtoofferstudentssomeunderstandingthroughcomparative study

Inseekingtoachievethisgoal,weenlistedcontributorsfrommanycountriestowriteaboutthesystems thattheyhadworkedinandwerefamiliarwith Thus,everychapterthatdescribesahealthsystemis writtenbyatleastonepersonfromthatcountry.ChaptersalsoendeduphavingU.S.-basedcoauthors becauseweusedourownprofessionalnetworksinschoolsofpublichealth,medicine,administration, andpolicytoidentifychaptercontributors.Needlesstosay,thebookprojectemergedasasignificant multiculturalundertakinginvolvingauthorsfromeverycontinentandfromthelargestpossiblerangeof healthsystemtypes.Thisledtothepublicationofthefirsteditionof Comparative Health Systems: Global Perspectives in2010

Overfiveyearslater,wewereaskedbythepublishertowritethe Second Edition.Forthisundertaking,I askedanotherfriendandcolleaguethatgoesbacktoourSouthCarolinadaystojoinCarleenandme ThisthirdeditorisLeiyuShi,nowatJohnsHopkinsUniversity.Hebroughthisusualhighenergyand globalviewpointtotheproject

Followingtheconceptualstructureofthe First Edition,wecontinuedtousetheframeworkCarleenandI hadpreviouslydeveloped Thisframeworkforeachchapterallowsstudentstocompareandcontrastsuch divergentsystemsasCanada,India,Japan,Nigeria,Germany,Australia,Mexico,andmanyothers.The frameworkusedtodevelopeachchaptercountryfocusedincludesthefollowing:

Country Description

History

Sizeandgeography

Governmentandpoliticalsystem

Macroeconomics(GDP,OECD)

Demographics(includingreligion,gender,andpoverty)

Brief History of the Healthcare System

Descriptionofhealthcaresystem

Facilities

Workforce

Technologyandequipment

Evaluation of the Healthcare System

Cost Quality

Access

Currentinnovationsandemergingchallenges

Althoughthesechaptersweredevelopedbyin-countryauthorsandtheircollaborators,additionally, workingwithcolleagues,wedevelopedotherchaptersthatareoverarching.Thisincludesachapterthat describeshealthsystemsandonethatprovidesanoverviewofdisease Dr WalterJonescontributeda veryusefulchapterdiscussinghealthpolicyandeconomics.Myson,Dr.AllenJohnson,andcoauthors contributedachapterdescribingtheroleofnon-governmentalorganizations(NGOs)asanimportant, thoughsometimesoverlooked,componenttohealthsystemsandglobalhealth Dr CarenRossowandI alsoaddedachapteronhealthsystemsincrisisanddisasterresponse Additionally,CarleenandI includedachapterthatoutlinesfuturechallenges Thereisalsoaglossaryofhealthsystemstermsthat shouldbeusefultostudentsandprofessors

Havingworkedinortraveledtoover45countriesmyself,Icansaywithgreatconfidencethatthisbook willservetobroadenthereader’sunderstanding Itwillalsolikelychangetheirperspectivesonglobal health Theywilllearnthatalthoughhighlydevelopedcountriescontinuetoofferprofoundbreakthroughs inmedicalscienceandtechnology,aswellasreformandcontinuousimprovementofhealthsystems,the bestsolutionsdonotalwaysemergeinthewealthiestcountries Inthe Harvard International Review,Dr VanessaKerry,founderandCEOofSeedGlobalHealth,stated“Ithinkthemostimportantthingisfor peopletorealizethattobeinglobalhealth,youcancomefromanyfieldorbackground Inordertohave animpactonglobalhealth,weneedto,again,realizethatthereisafundamentalbreakdownofthe systemonanynumberoflevelsindifferentcountries”

AsstatedbyDr BarryBloom,formerdeanoftheHarvardSchoolofPublicHealth,thehugedisparitiesin healththatexistbetweencountriesremainsomeofthegreatmoralandintellectualproblemsofourtime Thisbookcanserveasonetoolamongmanythatwillbeneededtoempowerstudentstobecome changeagentsinthisongoingchallenge

Dr JamesA Johnson

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Contributors

MusahSugriAlhassan,MSA

GhanaNationalAssociationofTeachers GNAT

Tamale,Ghana

StephanieBaiyasi,DVM

UniversityofDenver

Denver,Colorado,UnitedStates

AntonioPiresBarbosa,PhD,MD UniversidadeNovedeJulho SãoPaulo,Brazil

StevenD Berkshire,EdD,MHA,FACHE CentralMichiganUniversity Mt Pleasant,Michigan,UnitedStates

RaulChiquiyauri,MD,MPH,PhD CentrodeInvestigacióndeEnfermedadesTropicles InstitutoNacionaldeSalud SedeIquitos,Peru

OmurCinarElci,MD,PhD St George’sUniversitySchoolofMedicine TrueBlue,Grenada

MariaCreavin,RD,SM,MAS CentralMichiganUniversity MountPleasant,Michigan,UnitedStates

MarkAnthonyCwiek,JD,MHA CentralMichiganUniversity MountPleasant,Michigan,UnitedStates

GaryE Day,DHSM,MHM,RN,EM,FGLF,FCHSM SchoolofMedicine,GriffithUniversity Southport,Queensland,Australia

JoséDelacerda-Gastelum,PhD,MILR ITESOUniversity Guadalajara,Mexico

LindaF Dennard,PhD AuburnUniversityMontgomery Montgomery,Alabama,UnitedStates

JamesE DotherowIV,MPA SoTheyCan(NGO) Babati,Tanzania

MazwellDroznin,BA RollinsCollege WinterPark,Florida,UnitedStates

R.PaulDuncan,PhD,MS,BA UniversityofFlorida Gainesville,Florida,UnitedStates

SharonR.Elefant,DHAc, CentralMichiganUniversity Mt Pleasant,Michigan,UnitedStates

HarryFlaster,MD UniversityofWashingtonMedicalCenter Seattle,Washington,UnitedStates

LeonardFriedman,PhD,FACHE GeorgeWashingtonUniversity Washington,DC,UnitedStates

LesegoGabaitiri,PhD,ScM,MSc,BA UniversityofBotswana Gaborone,Botswana

SheynaGifford,MD,MSc,MA,MBA St LouisScienceCenter St Louis,Missouri,UnitedStates

OctavioGomez-Dantés,MD,MPHA CarsoHealthInstitute MexicoCity,Mexico

MikiyasuHakoyama,PhD CentralMichiganUniversity Mt Pleasant,Michigan,UnitedStates

WhiejongM Han,PhD UniversityofSouthCarolina Columbia,SouthCarolina,UnitedStates

UmarHaruna,PhD,MPhil UniversityforDevelopmentStudies UpperWest,Ghana

Kuo-CherhHuang,DrPH,MBA TaipeiMedicalUniversity Taipei,Taiwan

ManzoorHussain,MBBS,FRCP,FRCPCH BangladeshInstituteofChildHealth Dhaka,Bangladesh

StynM Jamu,DHA,MPA SteppingStonesInternational Gaborone,Botswana

AllenJohnson,DrPH,MPH RollinsCollege WinterPark,Florida,UntiedStates

WalterJ.Jones,PhD,MHSA,MA MedicalUniversityofSouthCarolina Charleston,SouthCarolina,UnitedStates

KaluKalu,PhD,MBA AuburnUniversityMontgomery Montgomery,Alabama,UnitedStates

BernardJ KerrJr,MHA,MBA,MPH,MIM,EdD,FACHE CentralMichiganUniversity Mt Pleasant,Michigan,UnitedStates

SophieKobouloff,DHA,MBA,EDHECMBA SaddleImplantTechnologies Geneva,Switzerland

HailunLiang,MS JohnsHopkinsSchoolofPublicHealth Baltimore,Maryland,UnitedStates

GeraldLedlow,PhD,MHA,FACHE UniversityofTexasHealthScienceCenterNortheast Tyler,Texas,UnitedStates

OsnatLevtzion-Korach,MD,MHA HadassahMedicalCenter Jerusalem,Israel

MarcusLongley,PhD WelshInstituteforHealthandSocialCare UniversityofSouthWales Pontypridd,Wales,UnitedKingdom

JohnLopes,Jr.,DHSc,PA-C CentralMichiganUniversity Mt Pleasant,Michigan,UnitedStates

NingLu,PhD,MPH GovernorsStateUniversity UniversityPark,Illinois,UnitedStates

HalaMadanat,PhD,MS SanDiegoStateUniversity SanDiego,California,UnitedStates

LindaA McCarey,MS,BSN,RN Haliburton,Kawartha,PineRidgeHealthUnit Haliburton,Ontario,Canada

JohnE McDonough,DrPH,MPA HarvardUniversity Cambridge,Massachusetts,UnitedStates

HaniMichelSamawi,PhD,MS GeorgiaSouthernUniversity Statesboro,Georgia,UnitedStates

AmalK.Mitra,MD,MPH,DrPH JacksonStateUniversity Jackson,Mississippi,UnitedStates

MichaelE.Morris,PhD,MPH,MPA UniversityofFlorida Gainesville,Florida,UnitedStates

AdrienneNevola,MPH UniversityofArkansas Fayetteville,Arkansas,UnitedStates

MarciaCristinaZagoNovaretti,PhD,MD UniversidadeNovedeJulho SãoPaulo,Brazil

QwolabiOgunneye,MD,FRCP,FASN CovenantHealthcare Saginaw,Michigan,UnitedStates

YetundeOgunneye,MD,DHAc,MPH CentralMichiganUniversity Mt Pleasant,Michigan,UnitedStates

ElenaA Platonova,PhD,MHA UniversityofNorthCarolina,Charlotte Charlotte,NorthCarolina,UnitedStates

HugoRodriguez,MD,MPH HospitalIquitos Iquitos,Peru

CarenRossow,DHA,MSA,RN,FACHE IndianaUniversity SouthBend,Indiana,UnitedStates

AlexanderV Sergeev,MD,PhD,MPH OhioUniversityDepartmentofSocialandPublicHealth Athens,Ohio,UnitedStates

NeelamSharma,MD Newark-WayneCommunityHospital Newark,NewJersey,UnitedStates

HaticeSimsek,MD,PhD DokuzEylülUniversitySchoolofMedicine İzmir,Turkey

DouglasA Singh,PhD IndianaUniversity,SouthBend SouthBend,Indiana,UnitedStates

JamesH Stephens,DHA,MHA GeorgiaSouthernUniversity Statesboro,Georgia,UnitedStates

ReyhanUcku,MD,MPH DokuzEylülUniversitySchoolofMedicine Izmir,Turkey

StalinVilcarromero,MD,MPHc NavalMedicalResearch Iquitos,Peru

MatthewW Walker,DrPH,MPH US FoodandDrugAdministration SilverSpring,Maryland,UnitedStates

SudhaXirasagar,PhD,MBBS

UniversityofSouthCarolina

Columbia,SouthCarolina,UnitedStates

KapilYadav,MD

TulaneUniversity

NewOrleans,Louisiana,UnitedStates

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AbouttheEditors

JamesA Johnson,PhD,MPA,MSc,isamedicalsocialscientistandprofessorofhealthadministration andinternationalhealthattheDowCollegeofHealthProfessions,CentralMichiganUniversity,and visitingprofessoratSt George’sUniversity,Grenada,WestIndies Hewaspreviouslychairmanofthe DepartmentofHealthAdministrationandPolicyattheMedicalUniversityofSouthCarolina Dr Johnson teachescoursesinhealthorganizationdevelopment,internationalhealth,systemsthinking,and comparativehealthsystems Hispublicationsincludeover100journalarticles,mostofwhicharepeer

reviewed,and15booksonawiderangeofhealthcareandorganizationalissues.Hismostrecentbooks include Public Health Administration: Principles of Population-Based Management; Introduction to Public Health Management, Organizations, and Policy; Multisector Casebook in Health Administration, Leadership, and Management;and Organizations: Theory, Behavior, and Development Heisalso coeditorofthewidelyused Handbook of Health Administration and Policy Dr Johnsonhasalsoserved aseditorofthe Journal of Healthcare Management,publishedbytheAmericanCollegeofHealthcare Executives;editorofthe Journal of Management Practice;andfoundingeditorofthe Carolina Health Services and Policy Review Heisacontributingeditorforthe Journal of Health and Human Services Administration HehasservedontheBoardofDirectorsfortheAssociationofUniversityProgramsin HealthAdministrationandtheScientificAdvisoryBoardoftheNationalDiabetesTrustFoundation Dr Johnsonhasworkedandtraveledin45countries,includingTanzania,Zimbabwe,SouthAfrica,Nepal, China,Belize,Peru,Ethiopia,Turkey,andMexicoandhaslecturedatOxfordUniversity(England), UniversityofDublin(Ireland),BeijingUniversity(China),andUniversityofColima(Mexico) Healsoworks onprojectswiththeWHOandtheBelize-basedNGO,HearttoHeartandisactiveintheOrganization DevelopmentInstitute HecompletedhisPhDin1987attheAskewSchoolofPublicPolicyand AdministrationatFloridaStateUniversityandhisMPAinhealthadministrationatAuburnUniversity.

CarleenH.Stoskopf,ScD,MS,isProfessorofHealthManagementandPolicyandDivisionHeadinthe GraduateSchoolofPublicHealthatSanDiegoStateUniversity,whereshealsoservedasSchool Directorfor7years Dr StoskopfheldacademicappointmentsattheArnoldSchoolofPublicHealthat theUniversityofSouthCarolinafor19years,advancingtoChairoftheDepartmentofHealthServices PolicyandManagement Dr StoskopfhasservedasaFellowoftheCommissiononAccreditationof HealthManagementEducationandservedasasitevisitorfortheCouncilonEducationinPublicHealth reaccreditationprocess Herareasofteachingincludefinance,healthinsurance,andreimbursement At theUniversityofSouthCarolina,shewasDirectorofDoctoralProgramsanddevelopedtwoadditional doctoralprogramsinTaiwanandSouthKorea Priortoenteringhercareerinacademics,Dr Stoskopf servedintheU.S.NavyasanEnvironmentalHealthOfficewiththeThirdMarineAircraftWingatElToro, CaliforniaandasChiefofthePreventiveMedicineServiceattheNavalRegionalMedicalCenterin Okinawa,Japan.ShewashonorablydischargedasaLieutenant,USN,MSCin1982.Shewasalsoa RegisteredSanitarianwiththeStateofCalifornia

Internationally,Dr.StoskopfhasworkedextensivelyforUSAIDandavarietyofagenciesincountries suchasHaiti,Kenya,SouthAfrica,theUnitedArabEmirates,Oman,Kuwait,Jordan,People’sRepublic ofChina,theRepublicofChina,RepublicofSouthKorea,RepublicofGeorgia,Kazakhstan,Ukraine,and Russia Dr Stoskopf’sactivitieshaverangedfromlecturing,providinghealthcaremanagementtraining, healthcaremanagementcurricularreviewsanddevelopment,policyandcurriculumconsultationswith newschoolsofpublichealth,publichealthassessments,HIV/AIDSresearch,andhospitalmanagement consultations

Dr Stoskopfhasbeenanactiveresearcherconductingstudiesinaccess,utilization,andoutcomesof healthcareservices Specificareasofresearchincludedisparitiesinvulnerablepopulationssuchas personslivingwithHIV/AIDS,livingwithmentalillness,inpoverty,olderpersons,andAfricanAmericans livinginthesouthernUnitedStates Dr Stoskopf’sresearchhasbeenfundedfromsuchsourcesasthe NationalInstitutesofHealth,CentersforDiseaseControlandPrevention,theHealthResourcesand ServicesAdministration,aswellasanumberofstateandlocalagenciesandfoundations Dr Stoskopf hasauthoredorco-authoredover50peer-reviewedpublicationsinacademicjournals Shecompletedher doctorofscience(ScD)degreefromTheJohnsHopkinsUniversityBloombergSchoolofPublicHealthin 1989intheDepartmentofHealthPolicyandManagement,andearnedherMSdegreefromthe UniversityofMinnesotaSchoolofPublicHealthin1977inenvironmentalhealthbiology

LeiyuShi,DrPH,MBA,MPA,isprofessorofhealthpolicyandhealthservicesresearchinthe DepartmentofHealthPolicyandManagement,BloombergSchoolofPublicHealthatJohnsHopkins University.HeisalsodirectorofTheJohnsHopkinsPrimaryCarePolicyCenter.Priortohisacademic positions,Dr Shiworkedinthepublichealthfieldfocusingoncommunity-basedprimarycareand vulnerablepopulations.HereceivedhisdoctoraleducationfromtheUniversityofCalifornia,Berkeley,

majoringinhealthpolicyandservicesresearch.Healsohasamaster’sinbusinessadministration focusingonfinance Dr Shi’sresearchfocusesonprimarycare,healthdisparities,andvulnerable populations Hehasconductedextensivestudiesabouttheassociationbetweenprimarycareandhealth outcomes,particularlyontheroleofprimarycareinmediatingtheadverseimpactofincomeinequalityon healthoutcomes Dr Shiisalsowellknownforhisextensiveresearchonthenation’svulnerable populations,inparticularcommunityhealthcentersthatservevulnerablepopulations,includingtheir sustainability,providerrecruitmentandretentionexperiences,financialperformance,experienceunder managedcare,andqualityofcare Dr Shiistheauthorof9textbooksandmorethan150scientific journalarticles

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PARTI GlobalHealthandHealthSystems

CHAPTER1IntroductiontoHealthSystems

CHAPTER2GlobalHealthandDisease

CHAPTER3GlobalHealthSystemsPolitics,Economics,andPolicy

CHAPTER4RoleofInternationalOrganizationsinHealthSystems

©MatvienkoVladimir/Shutterstock

JamesA JohnsonandCarleenH Stoskopf

healthsystemasdescribedbytheWorldHealthOrganization(WHO)isthesumtotalofallthe

Aorganizations,institutions,andresourceswhoseprimarypurposeistoimprovehealth.Ahealth systemneedsstaff,funds,information,supplies,transport,communications,andoverallguidanceand direction Furthermore,itneedstoprovideservicesthatareresponsiveandfinanciallyfair,while treatingpeopledecently1

Withinthisdefinition,thereareseveralconceptsthatneedtobeunderstoodbeforeoneembarksonthe taskofstudyinghealthsystems.Firstandforemost,anagreed-ondefinitionofhealthisparamount. Healthistoooftenseenasaconceptthatappliesonlytophysicalwell-beingortheabsenceofdisease; however,themostwidelyaccepteddefinitionofhealthistheonefirstpublishedbytheWHOin1948.

Healthisastateofcompletephysical,mental,andsocialwell-beingandnotmerelytheabsenceofdiseaseorinfirmity2

Thiscomprehensiveconceptofhealthistheoneusedinthisbookandservestoinformdiscussionson healthsystems

Theotherkeywordthatneedstobeexploredhereistheword“system”Thehumanbodyisasystem composedofmanyphysiologicalsubsystemsthatareinterconnectedinaholisticway Thesubsystems, includingrespiratory,circulatory,neurological,endocrine,andmusculoskeletalsystems,communicate andareinterdependent Theyworktogetherforthepurposesofsurvival,adaptation,growth,and development.Theyalsointeractwiththeenvironmentandrespondtofeedbackfromwithinandoutside thesystem Inmanyways,theinterconnectivityofthevarioussubsystemsanditsextensionasawhole intotheenvironmentformthebuildingblocksoflargersystems,suchasfamily,community,andnation. Thusanatural(biological)system,suchasahumanbeing,isalsoaparticipantinandacreatoroflarger socialsystems.Thehuman-createdsystemshavemanyofthesameattributesofbiologicalsystems. Additionally,itcanbesaidthattheselargersystemsarecharacterizedby

Astructurethatisdefinedbyitspartsandprocesses

Generalizationsofreality

Atendencytofunctioninthesameway,involvingtheinputs(material,humanresources,finances,etc)andoutputs(products andservices)thatarethenprocessed,causingthemtochangeinsomeway

Asystem’svariousparts,whichhavefunctionalaswellasstructuralrelationships Human-createdsystemscanbesmall,asinthethree-personfamily,orquitelarge,asinanation-state suchasIndiawithabillionpeople Themostwidelydispersedhuman-createdsystemsareorganizations Aswiththeotherexamplesdescribedpreviously,organizationssharethesameattributesandadapt accordinglytotheirenvironments Infact,organizationsarecomplexhumansystemsthathaveevolved overtimeandcontinuetodoso.3Thenaturalemergenceofhuman-createdsystems,suchas organizationsandcommunities,probablygrewoutofinstinctforsurvival Inthehostileworldofearly humankind,food,shelter,andsafetyneedsusuallyrequiredcooperativeefforts Inturn,cooperative effortstypicallyrequiresomeformoforganization4Thisisnolesstrueinthecaseofprovidinghealth In ordertomeetthecriteriaofhealthasastateofcompletephysical,mental,andsocialwell-being, individuals,communities,organizations,andnation-stateshaveworkedtogethertoformelaborateand diversehealthsystemsthroughouttheworld

Aswithanysystem,ahealthsystemhasinputs.Theseincludefinancial,material,andhumanresources thatdifferentiateonehealthsystemfromanother ThedatainTABLE1-1clearlydemonstratesomeof thesedifferences.

Countrywithhighestgovernmentspendingperpersonperyearonhealth

Countrywithlowestgovernmentspendingperpersonperyearonhealth Myanmar($2)

Countrywithhighestannualout-of-pockethouseholdspendingonhealth

Countrywithlowestannualout-of-pockethouseholdspendingonhealth

AverageamountspentperpersonperyearonhealthincountriesbelongingtotheOrganisationforEconomicCooperationandDevelopment(OECD)

WHOestimateofminimumspendingperpersonperyearneededtoprovidebasic,life-savingservices

Countrieswheretotalhealthspendingwaslowerthan$50perpersonperyear

Countrieswherehealthspendingwaslowerthan$20perpersonperyear

DatafromWorldHealthOrganization (2014)

Kiribati($002)

Oneofthemajor“inputs”intoanyhealthcaresystemispatients Patientspresentwithavarietyof symptoms/diseases/injuries;however,theyalsocomewithamyriadofcharacteristics,suchas personality,lifeexperiences,knowledge,attitudes,culturalnorms,educationlevel,incomelevel,intellect, prejudice,religiousandotherbeliefsystems,emotions,biologicalstrengthsandweaknesses,andgenetic makeup Inaddition,patientsmayormaynotbepluggedintosociety’sinfrastructure,suchashaving accesstotransportation,childcare,orhealthinsurance Thecomplexitythesemanyfactorscreatecannot beoverlookedbyhealthcaresystemsnorshouldtheybeoverlookedbyhealthpolicymakers Ithasbeen wellestablishedthatincomeisperhapsoneofthebestpredictorsofhealth Theincomegradientwithina populationishighlyassociatedwithhealthstatusofindividualsorgroupsinthatpopulation,andtheper capitaincomesandtheGDPofnationsarealsohighlycorrelatedwiththehealthstatusofthatcountry’s population Takenfromthisperspective,healthpolicymakesusalsobeconcernedwithpovertyandlifting populationsoutofpovertythroughsocialpoliciesdesignedtoimproveeducation,housing,infrastructure, jobcreation,andtheenvironment

Healthsystemsarisewithinasocial,cultural,political,andeconomiccontext Aswithallhuman constructedsystems,thereisconsiderablediversityinsize,scope,andform Asaresult,healthsystems havestructure,processes,andoutcomesthatvaryconsiderably TABLE1-2showssomeofthevariation alongthesethreedimensionsforthecountriesselectedforthisbook.Asyouwillseehereandin subsequentchapters,financialandhumanresourceinputsdointerrelatewithhealthoutcomes

TABLE1-2HealthcareResourcesforSelectedCountries

DatafromWorldHealthOrganization Violenceandinjuryprevention:Countryprofiles http://www.who.int/violence injury prevention/road safety status/country profiles/en/ nd;CentralIntelligenceAgency The WorldFactBook,2016 https://www.cia.gov/library/publications/resources/the-world-factbook/

BuildingBlocksofHealthSystems

Eventhougheveryhealthsystemisuniqueinitsgivensocialandculturalenvironment,allhealthsystems havecommonelementsthatarenecessaryforfunctionality Thesebuildingblocksnotonlyhelpusto understandinghealthsystemsbetterbuttheyalsoprovideopportunitiesforsystemimprovement.The WHO,theWorldBank,andvariousgovernmentsaroundtheworldhaveacommonunderstandingof thesekeyelements.Somewoulddescribethemascriticalsuccessfactorsthatareessentialtoahealth system’ssurvival(TABLE1-3)

TABLE1-3HealthSystemsBuildingBlocks(CriticalSuccessFactors)

Goodhealthservicesarethosethatdelivereffective,safe,quality personalandnon-personalhealthinterventionstothosewhoneed them,whenandwhereneeded,withminimumwasteofresources

Healthworkforce

Awell-performinghealthworkforceisonethatworksinwaysthat areresponsive,fair,andefficienttoachievethebesthealth outcomespossible,givenavailableresourcesandcircumstances (ie,therearesufficientstaff,fairlydistributed;theyarecompetent, responsive,andproductive)

Healthinformation

Awell-functioninghealthinformationsystemisonethatensures theproduction,analysis,dissemination,useofreliableandtimely

Awell-functioninghealthsystemensuresequitableaccessto essentialmedicalproducts,drugs,vaccines,andtechnologiesof assuredquality,safety,efficacy,andtheirscientificallysoundand cost-effectiveuse

Healthfinancing

Agoodhealthfinancingsystemraisesadequatefundsforhealth, inwaysthatensurepeoplecanuseneededservicesandare protectedfromfinancialcatastropheorimpoverishment associatedwithhavingtopayforthem;itprovidesincentivesfor providersanduserstobeefficient

Leadershipandgovernance

Leadershipandgovernanceinvolveensuringthatstrategicpolicy frameworksexistandarecombinedwitheffectiveoversight,

informationonhealthdeterminants,healthsystemperformance, andhealthstatusimprovements

coalitionbuilding,regulation,attentiontosystemdesign,and accountability

DatafromWorldHealthOrganization TheWHOHealthSystemsFramework http://wwwwprowhoint/health services/health systems framework/en/ 2016

Onewidelyacceptedwayofmeasuringthebuildingblocksortheoverallfunctioningofahealthsystemis throughthelensofcost,quality,andaccess Thecost,quality,accesstriangleisshowninFIGURE1-1

FIGURE1-1TheCost,Quality,AccessTriangle

Intheeraofrapidglobalizationandchange,itisbecomingincreasinglyprudenttoaddafourth dimension,innovation Thisresultsinacost,quality,access,innovationdiamondasshowninFIGURE12.

Furthermore,asshowninBOX1-1countriesmustembracethenotionofincorporatinghealthinallpolicy arenas,suchastransportation,agriculture,education,andothers.Thereisconsiderableoverlapof interestandpurposethatcanbenefitsocieties

FIGURE1-2TheCost,Quality,Access,InnovationDiamond

BOX1-1HealthinAllPolicies

Health in All Policies isanapproachtopublicpoliciesacrosssectorsthatsystematicallytakesintoaccountthehealthimplicationsof decisions,seekssynergies,andavoidsharmfulhealthimpactsinordertoimprovepopulationhealthandhealthequity Itimproves accountabilityofpolicymakersforhealthimpactsatalllevelsofpolicymaking Itincludesanemphasisontheconsequencesofpublic policiesonhealthsystems,determinantsofhealthandwell-being

ReproducedfromWorldHealthOrganization Healthinallpolicies:Trainingmanual Geneva:Author;2015 s

HealthSystemsWithinLargerSocialSystems

In2013attheHelsinkiConference,theWHOadoptedandbegantopromulgateaHealthinAllPolicies approach.Thisisbasedontheunderstandingthatallsectorsofasocietymustworktogethertopromote healthandsupportthehealthsystem Thestatementofthisapproachfollows

RonAndersenproposedamodelinthe1960sthatsoughttoidentifysomeofthefactorsthatinfluence whetherapatientevenaccesseshealthcareservices5Hismodelidentifiesthreemaincomponents: predisposingfactors,enablingfactors,andneedfactors Predisposingfactorsincludefamily characteristics,socialstructure,andhealthbeliefs Enablingfactorsincludefamilyresourcesand communityresources Needfactorsincludeillnessandtheresponsetoillness Thisworkwasexpanded intotheBehavioralModelforVulnerablePopulations.ThismodelispresentedinFIGURE1-3. Understandingthecharacteristicsofthepopulationthatahealthsystemservesiskeytodesigningthe systemprocesses,providingadequateandappropriateresources,andhavingclearexpectationsforthe rightoutcomes

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