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Savanna Woody Plants and Large Herbivores

Savanna Woody Plants and Large Herbivores

University of KwaZulu-Natal

Pietermaritzburg

South Africa and Mahesh Sankaran

National Centre for Biological Sciences

Tata Institute of Fundamental Research

Bangalore, Karnataka

India and School of Biology

Faculty of Biological Sciences

University of Leeds

Leeds, UK

This edition first published 2020 © 2020 John Wiley & Sons Ltd

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by law. Advice on how to obtain permission to reuse material from this title is available at http://www.wiley.com/go/permissions.

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Library of Congress

Cataloging‐in‐Publication Data

Names: Scogings, Peter Frank, editor. | Sankaran, Mahesh, editor.

Title: Savanna woody plants and large herbivores / edited by Professor Peter Frank Scogings (University of KwaZulu-Natal, Pietermaritzburg, South Africa) and Dr. Mahesh Sankaran (National Centre for Biological Sciences, Tata Institute of Fundamental Research, Bangalore, Karnataka, India, and School of Biology, Faculty of Biological Sciences, University of Leeds, Leeds, UK).

Description: Hoboken, NJ : Wiley, 2019. | Includes bibliographical references and index. | Identifiers: LCCN 2019008174 (print) | LCCN 2019009247 (ebook) | ISBN 9781119081128 (Adobe PDF) | ISBN 9781119081135 (ePub) | ISBN 9781119081104 (hardcover)

Subjects: LCSH: Savanna plants. | Woody plants. | Savanna ecology. | Savanna animals. | Herbivores. Classification: LCC QK938.P7 (ebook) | LCC QK938.P7 S275 2019 (print) | DDC 581.7/48–dc23

LC record available at https://lccn.loc.gov/2019008174

Cover Design: Wiley

Cover Image: © Peter Frank Scogings

Set in 10/12pt Warnock by SPi Global, Pondicherry, India

Contents

List of Contributors xv

Preface xix

Part I Introduction 1

1 Distribution and Determinants of Savannas 3

Sally Archibald, William J. Bond, William Hoffmann, Caroline Lehmann, Carla Staver, and Nicola Stevens

1.1 Introduction 3

1.2 Evolutionary History of Savanna Vegetation and Fauna 4

1.3 Defining Savannas 7

1.3.1 Are Savannas Tropical Systems? 7

1.3.2 Distinguishing Savannas from Grasslands 7

1.3.3 Distinguishing Savannas from Forests 8

1.4 Global Determinants of Savannas 9

1.4.1 Mesic Transition: Points of Contention 10

1.4.1.1 The Role of Nutrients 10

1.4.1.2 Rainfall Seasonality 10

1.4.2 Mesic Transition: Toward Resolution 11

1.4.3 Mesic Transition: Unresolved Ideas 12

1.4.4 Arid Transition 12

1.4.5 Arid Transition: Toward Resolution 13

1.4.6 Determinants of Temperate Savannas 14

1.5 Functional Differences Between Savannas 14

1.5.1 Temperate vs Tropical Savannas 14

1.5.2 Functional Differences Within Tropical Savannas 15

1.6 Conclusions and the Future of Savanna Ecosystems 17 References 17

2 African and Asian Savannas: Comparisons of Vegetation Composition and Drivers of Vegetation Structure and Function 25

Jayashree Ratnam, Chintan Sheth, and Mahesh Sankaran

2.1 Introduction 25

2.2 Climate and Vegetation Formations 27

2.3 Fine‐Leaved and Broad‐Leaved Savannas: Vegetation Structure, Composition, and Geographic Distribution 30

2.4 Role of Bottom‐Up Drivers in Regulating Vegetation Structure: Climate and Soil Nutrients 33

2.5 Role of Top‐Down Forces: Fire and Herbivory 36

2.6 African and Asian Savannas in the Anthropocene 40 References 42

3 Savannas of Australia and New Guinea: Vegetation and the Functional Role of Extant and Extinct Fauna 51

Garry D. Cook, William J. Bond, Edmund C. February, and Richard J. Williams

3.1 Introduction 51

3.2 The Biota of Australia’s and New Guinea’s Savannas 51

3.3 Climate, Landforms, and Fire 53

3.4 Human History and Impacts 54

3.5 Are Native Mammals Irrelevant? 55

3.6 Was Ecosystem Functioning Different Prior to Human Dispersal to Australia? 57

3.7 Critique of the “Nutrient Poverty/Intense Fire” Theory 58

3.8 Australia’s Lost Megafauna 61

3.9 Habitat Variation and the Pleistocene Megafauna 64

3.10 Impacts of Herbivores in Australian Savannas 64

3.11 Toward a New Hypothesis of Plant–Animal Interactions in Australian Savannas 66 References 67

4 South American Savannas 77

Fabian Borghetti, Eduardo Barbosa, Leandro Ribeiro, José Felipe Ribeiro, and Bruno Machado Teles Walter

4.1 Introduction 77

4.2 Origin of South American Savannas 77

4.3 Distribution and Diversity of South American Savannas 78

4.4 Northern Savannas 80

4.4.1 Colombo–Venezuelan Llanos 80

4.4.1.1 Orinoco Llanos 80

4.4.1.2 Llanos Orientales 84

4.4.2 Gran Sabana 85

4.4.3 Rio Branco–Rupununi Savannas 85

4.4.3.1 Rio Branco Savannas 86

4.4.3.2 Rupununi Savannas 86

4.4.4 Savannas of Amapá 87

4.5 Southern Savannas 87

4.5.1 Savannas of Humaitá 87

4.5.2 Savannas of Pará 87

4.5.3 Beni Savannas 88

4.5.4 Cerrado 89

4.5.4.1 Cerrado (Sensu Stricto) 91

4.5.4.2 Cerrado Park 92

4.5.4.3 Palm Groves 92

4.5.4.4 Vereda 92

4.5.4.5 Campo Limpo (“Open Grassland”) 92

4.5.4.6 Campo Sujo (“Dense Grassland”) 92

4.5.4.7 Campo Rupestre (“Rocky Field”) 96

4.5.5 Pantanal 96

4.5.6 Chaco 97

4.6 Effects of Water Deficit, Herbivory, and Fire on Vegetation Dynamics 102

4.6.1 Water Deficit 102

4.6.2 Herbivory 103

4.6.3 Fire 104

4.7 Climate Change, Anthropogenic Pressure, and the Future 106

4.8 Concluding Remarks 109

4.9 Acknowledgments 109 References 110

5 Savannas of North America 123

Norma L. Fowler and Brian Beckage

5.1 Introduction 123

5.1.1 Definitions 123

5.1.2 Climatic Patterns 126

5.2 Fire 127

5.3 Grazing 128

5.4 Biodiversity 129

5.5 Conservation 129

5.6 Oak Savannas 130

5.6.1 Central US, South‐Central Canada, Northern Sierra Madre (Mexico) Oak Savannas 130

5.6.2 California Oak Savannas 132

5.6.3 South‐West (Arizona, New Mexico, Northern Mexico) Oak Savannas 132

5.6.4 Pacific Northwest Oak Savannas 132

5.6.5 East‐Central US: Glades, Barrens, and Other Forest Openings 132

5.6.6 Oak‐Dominated Shrub Savannas 133

5.7 Pine Savannas 133

5.7.1 South‐Eastern US Pine Savannas 133

5.7.2 Rocky Mountains Pine Savannas 134

5.8 Juniper Savannas 135

5.8.1 Juniper Savannas in the Western Mountains 135

5.8.2 Eastern Red Cedar Savannas 138

5.8.3 South‐Central US and Northern Sierra Madre Oriental Juniper Savannas 138

5.9 Mesquite Savannas 138

5.10 Northern and High‐Elevation Savannas 140

5.11 Shrub Savannas 140

5.12 Conclusions 141

5.13 Acknowledgments 141 References 141

6 Socioeconomic Value of Savannas 151 Wayne Twine

6.1 Introduction 151

6.2 Land Tenure and Land Use 153

6.3 Livestock Farming 155

6.3.1 Overview 155

6.3.2 Commercial Livestock Farming 157

6.3.3 Subsistence Livestock Farming 157

6.4 Wildlife Industry 159

6.4.1 Overview 159

6.4.2 Ecotourism 161

6.4.3 Hunting 162

6.4.4 Animal Products 163

6.4.5 Game Breeding and Live Sales 164

6.5 Commercial Timber 164

6.6 Non‐timber Products 164

6.6.1 Uses 164

6.6.2 Economic Value 166

6.6.2.1 Non‐monetary Income 166

6.6.2.2 Cash Income 167

6.6.2.3 Environmental Income 168

6.7 Conclusion 169 References 170 Part II Herbivores 181

7 Ecology of Smaller Animals Associated with Savanna Woody Plants: The Value of the Finer Details 183 Colleen Seymour and Grant Joseph

7.1 Introduction 183

7.2 Woody Plant Seed Herbivory 184

7.2.1 Seed Herbivores 184

7.3 Woody Plant Seed and Fruit Dispersal 187

7.3.1 Diplochory 187

7.3.1.1 Seed Dispersal by Birds 188

7.3.1.2 Invertebrate Seed Dispersal 189

7.3.2 Fruit Dispersal 189

7.4 Woody Plant Seedling Establishment 190

7.5 Leaves and Herbivory 191

7.6 Pollination and Nectarivory 193

7.7 Nutrient Cycling 195

7.8 Conclusions 199 References 201

8 Evolution of Large Mammal Herbivores in Savannas 213 Daryl Codron 213

8.1 Introduction 213

8.2 Herbivore Dietary Niches 215

8.3 Diversification of Browsers and Grazers 220

8.4 Effects of Vegetation Change 223

8.5 Herbivore Body Size 226

8.6 Pleistocene Extinctions and Contemporary Herbivore Diversity 228

8.7 Summary 233 References 234

9 Browser Population–Woody Vegetation Relationships in Savannas: From Bites to Landscapes 245

Melissa H. Schmitt and Adrian M. Shrader

9.1 Introduction 245

9.2 Factors Influencing Diet Selection 246

9.2.1 Browser Traits that Influence Foraging 247

9.2.1.1 Body Size 247

9.2.1.2 Gut Morphology 248

9.2.2 Woody Plant Traits that Influence Browsers 248

9.2.2.1 Seasonality 248

9.2.2.2 High Nutrient Levels (Positive) 249

9.2.2.3 Chemical Defenses (Negative) 250

9.2.2.4 Physical Defenses 252

9.2.2.5 Mutualisms 253

9.2.3 Herbivore Coping Mechanisms 253

9.3 Browser Impacts on Vegetation 255

9.3.1 Biomass Removal (Small and Large) 255

9.3.2 Impacts on Seeds 256

9.4 Feedback from Browsed Plants to Browsers 257

9.4.1 Lowered Food Availability 257

9.4.2 Habitat Changes 259

9.4.3 Change in Landscapes of Fear 260

9.4.4 New Growth 261

9.4.5 Nutrient Hot Spots 261

9.4.6 Browsing Lawns 261

9.5 Scaling from Bites to Browser Population Dynamics 262

9.5.1 Population Dynamics 263

9.5.2 Intake and Population Size 263

9.5.3 Food Availability, Food Quality, and Population Dynamics 264

9.5.4 Future Research 265

9.6 Conclusions 265 References 265

10 Predator Effects on Herbivore Dynamics and Behavior: What Mechanisms Lead to Trophic Cascades in Savannas? 279 Simon Chamaillé‐Jammes, Marion Valeix, and Joris Cromsigt

10.1 Introduction 279

10.2 Consumptive Effects of Predation 280

10.2.1 Concepts, Theory, and Evidence from Biomes Other than Savanna 280

10.2.1.1 Additive Versus Compensatory Mortality 281

10.2.1.2 Predator Functional Response 282

10.2.1.3 Ecosystem Characteristics 284

10.2.2 Evidence from Savannas 285

10.2.2.1 Additive Versus Compensatory Mortality 286

10.2.2.2 Predator Functional Response 288

10.2.2.3 Ecosystem Characteristics 288

Contents x

10.3 Non‐consumptive Effects of Predation 290

10.3.1 Concepts, Theory, and Evidence from Biomes Other than Savanna 290

10.3.1.1 Landscape Use 290

10.3.1.2 Vigilance and Grouping Strategies 291

10.3.1.3 The Importance of Food–Safety Trade‐Offs 292

10.3.1.4 Demographic Costs of Behavioral Adjustments 293

10.3.2 Evidence from Savannas 293

10.3.2.1 Landscape Use 293

10.3.2.2 Vigilance and Grouping Strategies 295

10.4 Cascading Effects of Consumptive and Non‐consumptive Effects of Predation on Lower Trophic Levels 296

10.5 The Times they Are A‐changin’: Changes in Megaherbivory, Migration Patterns, and Climate 297

References 299

Part III Woody Plants 309

11 Physiological Traits of Savanna Woody Species: Adaptations to Resource Availability 311

Edmund C. February, Corli Coetsee, Garry D. Cook, Jayashree Ratnam, and Benjamin Wigley

11.1 Introduction 311

11.2 Soil Nutrients and Root Responses 314

11.3 Leaf Phenology and Available Water 317

11.4 Competition for Resources 321 References 323

12 Patterns and Determinants of Woody Plant Growth in Savannas 331

Anthony Swemmer and David Ward

12.1 Introduction: The Relevance of Growth Rates 331

12.2 Determinants of Growth Rates 333

12.2.1 Seedlings 334

12.2.2 Saplings 342

12.2.3 Adults 344

12.2.4 Demographic Significance 344

12.2.4.1 Growth Trajectory 345

12.2.4.2 Size or Age of Individuals 345

12.2.4.3 Above vs Below Ground 345

12.2.4.4 Plant Part 347

12.2.4.5 Interacting Factors 347

12.2.4.6 Experimental Conditions 348

12.2.4.7 Individual vs Population Growth 348

12.2.4.8 Time and Size 348

12.2.4.9 Species 348

12.2.5 The Value of Long‐Term Research 349

12.3 Modeling Growth 350

12.3.1 Insights from Published Data 351

12.3.2 Predicting Rates from Environment or Phylogeny 353

12.3.3 Deficiencies in Growth Rate Data 356

12.4 Conclusions 357

12.A Appendix: Growth Rate Data 358 References 428

13 Fire and Browsers in Savannas: Traits, Interactions, and Continent‐Level Patterns 439

Gareth P. Hempson, Sally Archibald, and Carla Staver

13.1 Introduction 439

13.2 Browser and Fire Attributes 440

13.2.1 How do Fire and Browsers Compare as Consumers of Woody Plants? 440

13.2.1.1 Frequency and Seasonality 440

13.2.1.2 Selectivity, Intensity, and Scale 440

13.2.1.3 Elimination Thresholds 442

13.2.2 Plant Responses to Fire and Browsing 442

13.2.2.1 Defense Traits 442

13.2.2.2 Architecture 443

13.2.2.3 Resprouting and Bud Protection 444

13.2.2.4 Fire‐ and Browser‐Traps 445

13.2.2.5 Reproduction and Seedling Recruitment 446

13.3 Fire–Browser Interactions 447

13.3.1 Consequences of Fire for Browsers 447

13.3.1.1 Post‐Fire Environment 448

13.3.1.2 Woody Plant Regeneration 449

13.3.1.3 Decadal Fire Regimes 450

13.3.2 Browser Feedbacks to Fire 451

13.3.2.1 Browser Facilitation of Fire 451

13.3.2.2 Negative Feedbacks of Mixed‐Feeders 451

13.3.3 Fire–Browser Vegetation Impacts 452

13.3.3.1 Sapling Escape 452

13.3.3.2 Elephant Bark Stripping and Canopy Breakage 452

13.4 Biogeography of Fire and Browsing in Africa 453

13.4.1 Continental‐Scale Patterns of Fire and Browsing 455

13.4.2 Fire–Browser Regimes 457

13.4.3 Fine‐ vs Broad‐Leaved Savannas 457

13.5 Synthesis 460 References 460

14 Woody Plant Architecture and Effects on Browsing Herbivores in Savannas 469

Tristan Charles‐Dominique, Jean‐Francois Barczi, and Simon Chamaillé‐Jammes

14.1 Introduction 469

14.2 Factors Limiting Bite Size 471

14.3 Factors Limiting Biting Rate 474

14.4 Simulating Plant–Herbivore Interactions at the Individual Plant Scale 476

14.4.1 Plant Growth Model 477

14.4.2 Virtual Browsing and Consequences for Plant Fitness 478

14.4.3 Virtual Experiment Set‐up 478

14.4.4 Simulation Results 480

14.4.4.1 Effect of Leaf Size 481

14.4.4.2 Effect of Short Shoots 481

14.4.4.3 Effect of Spines 482

14.4.4.4 Effect of Cage Architecture 482

14.4.4.5 Effect of Short Shoot Induction 482

14.4.4.6 Effect of Sprouting 482

14.4.5 Significance of Simulation Results 482

14.5 Future Directions for Modeling Plant–Herbivore Interactions 483 Acknowledgments 483

14.A Appendix 484 References 484

15 Browsing Herbivore–Woody Plant Interactions in Savannas 489

Peter Frank Scogings and Juan H. Gowda

15.1 Introduction 489

15.1.1 The raison d’être 489

15.1.2 Approach 490

15.2 Feedback Between Woody Individuals and Browsing Herbivores 492

15.2.1 Shoot Growth 492

15.2.2 Spinescence 493

15.2.3 Nutrients and Phenolics 494

15.2.4 Is Positive Feedback Widespread? 495

15.3 Selective Browsing and Shifts in Woody Vegetation Composition and Structure 497

15.3.1 Recruitment and Mortality 497

15.3.2 Community Composition and Structure 500

15.4 Linking Responses of Woody Individuals and Communities to Functional Traits 501

15.5 Future Directions 504

15.5.1 Key Gaps 504

15.5.2 Standardizing Methods 505 References 539

16 Mesobrowser Abundance and Effects on Woody Plants in Savannas 551

David J. Augustine, Peter Frank Scogings, and Mahesh Sankaran

16.1 Introduction 551

16.2 Mesobrowser Abundance in Savannas 552

16.3 Mesobrowser Diets in Savannas 559

16.4 Mesobrowser Effects on Woody Plant Communities 561

16.4.1 Hluhluwe‐iMfolozi Park, South Africa 564

16.4.2 Central Laikipia, Kenya 565

16.4.3 Chobe National Park, Botswana 567

16.4.4 Kruger National Park, South Africa 568

16.5 Evidence from Long‐Term Perspectives 569

16.6 The Influence of High Densities of Individual Mesobrowser Species 570

16.7 Water, Nutrients, and Mesobrowsers 571

16.8 Synthesis 573

Acknowledgments 576

References 576

17 Megabrowser Impacts on Woody Vegetation in Savannas 585

Norman Owen‐Smith, Bruce Page, Gabriella Teren, and Dave J. Druce

17.1 Introduction 585

17.2 Use of Woody Plants Versus Grasses and Other Plant Forms 586

17.3 Selection for Size Classes and Woody Plant Parts 589

17.4 Plant Damage Imposed and Mortality 590

17.5 Plant Species Selected 592

17.6 Landscape Transformations Caused by Elephants, Along with Fire 599

17.7 A Cautionary Note 602

17.8 Overview 602

References 604

18 Indirect Effects of Browsing Herbivores in Savannas 613

Corli Coetsee, Dario Fornara, Antoinette Veldtman, and Benjamin Wigley

18.1 Introduction 613

18.2 Indirect Effects of Browsers on Other Fauna 614

18.2.1 Mammals 614

18.2.1.1 Large Herbivore Effects on Rodents 614

18.2.1.2 Mesobrowser Effects on Other Herbivores 615

18.2.1.3 Megaherbivore Effects on Mesoherbivores 616

18.2.1.4 Interactions Among Browsers Where the Type of Browser is Not Apparent 616

18.2.1.5 Interactions Among Megaherbivores 617

18.2.1.6 Summary 617

18.2.2 Birds 617

18.2.2.1 Summary 619

18.2.3 Reptiles and Amphibians 619

18.2.3.1 Summary 619

18.2.4 Invertebrates 619

18.2.4.1 Summary 621

18.3 Effects on Ecosystem Processes 622

18.3.1 Carbon Cycling 622

18.3.1.1 Consumption of Vegetation by Browsers Affects Ecosystem Carbon Pools 622

18.3.1.2 Changes in Litterfall Affect Soil Carbon 625

18.3.1.3 Global Change Can Override the Effects of Herbivory on Soil Carbon 625

18.3.1.4 Summary 626

18.3.2 Soil Nutrient Cycling and Soil Nutrient Pools 626

18.3.2.1 Changes in Litter Quality 626

18.3.2.2 Herbivore Effects on both Litter Quality and Quantity 629

18.3.2.3 Summary 629

18.4 Conclusions 629

References 630

Part IV Synthesis 643

19 Water Limitation, Fire, and Savanna Persistence: A Conceptual Model 645

Brian Beckage, Gabriela Bucini, Louis J. Gross, William J. Platt, Steven I. Higgins, Norma L. Fowler, Matthew G. Slocum, and Caroline Farrior

19.1 Introduction 645

19.2 Conceptual Model 646

19.2.1 Water Limitation 648

19.2.2 Fire 650

19.2.3 Fire Feedbacks 651

19.2.4 Other Processes 652

19.3 Summary 653

Acknowledgments 654 References 654

20 Savanna Ecosystem Models: What Should a Clever Modeler Code? 661

Gregory Kiker and Peter Frank Scogings

20.1 Introduction 661

20.2 Local‐Scale Aspects of Woody Plant–Browser Interactions 662

20.3 Model Designs for Plant–Herbivore Interactions 663

20.3.1 Plant‐Focused Models 666

20.3.2 Herbivore‐Based Models 668

20.3.3 Integrated Models: Adding Complexity into Plant–Herbivore Models 670

20.4 Discussion 672 References 674

21 Woody Plants and Large Herbivores in Savannas: Ancient Past – Uncertain Future 683

Peter Frank Scogings and Mahesh Sankaran

21.1 Introduction 683

21.2 Woody Plants 685

21.3 Large Herbivores 688

21.4 Interactions Between Woody Plants and Browsers 690

21.4.1 Adaptations of Woody Plants to Browsing by Mesobrowsers 690

21.4.2 Woody Community Responses to Mesobrowsers and Megaherbivores 692

21.4.3 Indirect Effects of Browsing 696

21.5 Models 698

21.5.1 General Conceptual (Qualitative) Models 698

21.5.2 Mathematical (Quantitative) Models 700

21.6 The Future 701 References 703

Index 713

List of Contributors

Sally Archibald Centre for African Ecology, School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

David J. Augustine Rangeland Resources Research Unit, US Department of Agriculture – Agricultural Research Service, Fort Collins, CO, USA

Eduardo Barbosa Departamento Botânica, Universidade de Brasília, Brasília, Distrito Federal, Brazil

Jean‐Francois Barczi CIRAD, UMR AMAP, Montpellier, France

Brian Beckage Departments of Plant Biology and Computer Science, University of Vermont, Burlington, VT, USA

William J. Bond

South African Environmental Observation Network, National Research Foundation, Cape Town, South Africa

Fabian Borghetti Departamento Botânica, Universidade de Brasília, Brasília, Distrito Federal, Brazil

Gabriela Bucini Departments of Plant Biology and Computer Science, University of Vermont, Burlington, VT, USA

Simon Chamaillé‐Jammes Centre d’Ecologie Fonctionnelle et Evolutive, CNRS, Montpellier, France

Tristan Charles‐Dominique Center for Integrative Conservation, Xishuangbanna Tropical Botanical Garden, Chinese Academy of Sciences, Menglun, Yunnan, China

Daryl Codron Department of Zoology and Entomology, University of the Free State, Bloemfontein, South Africa

Corli Coetsee SANParks, Scientific Services, Skukuza, South Africa and

School of Natural Resource Management, Nelson Mandela University, George, South Africa

Garry D. Cook

CSIRO Land and Water, Darwin, Northern Territory, Australia

Joris Cromsigt

Department of Wildlife, Fish, and Environmental Studies, Swedish University of Agricultural Sciences, Umeå, Sweden and Centre for African Conservation Ecology, Department of Zoology, Nelson Mandela University, Port Elizabeth, South Africa

Dave J. Druce

Ezemvelo KZN Wildlife, Hluhluwe‐iMfolozi Park, Hluhluwe, South Africa

Caroline Farrior

Department of Integrative Biology, University of Texas at Austin, Austin, TX, USA

Edmund C. February

Department of Biological Sciences, University of Cape Town, Cape Town, South Africa

Dario Fornara

Agri‐food and Biosciences Institute, Belfast, UK

Norma L. Fowler

Department of Integrative Biology, University of Texas at Austin, Austin, TX, USA

Juan H. Gowda

INIBIOMA, CONICET/Universidad

Nacional del Comahue, Bariloche, Río Negro, Argentina

Louis J. Gross

National Institute for Mathematical and Biological Synthesis, University of Tennessee, Knoxville, TN, USA

Gareth P. Hempson

Centre for African Ecology, School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa and

South African Environmental Observation Network (SAEON), Ndlovu Node, Kruger National Park, Phalaborwa, South Africa

Steven I. Higgins

Department of Botany, University of Otago, Dunedin, New Zealand

William Hoffmann

Department of Plant Biology, North Carolina State University, Raleigh, NC, USA

Grant Joseph

Percy FitzPatrick Institute of African Ornithology, Department of Biological Sciences, University of Cape Town, Rondebosch, South Africa and

Centre for Invasion Biology, School of Mathematical & Natural Sciences, University of Venda, Thohoyandou, South Africa

Gregory Kiker

Agricultural and Biological Engineering Department, University of Florida, Gainesville, FL, USA and

School of Mathematics, Statistics and Computer Science, University of KwaZulu‐Natal, Pietermaritzburg, South Africa

Caroline Lehmann

School of GeoSciences, University of Edinburgh, Edinburgh, UK

Norman Owen‐Smith

Centre for African Ecology, School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

Bruce Page

School of Life Sciences, University of KwaZulu‐Natal, Westville, South Africa

William J. Platt

Department of Biological Sciences, Louisiana State University, Baton Rouge, LA, USA

Jayashree Ratnam

National Centre for Biological Sciences, Tata Institute of Fundamental Research, Bangalore, Karnataka, India

José Felipe Ribeiro

Núcleo de Recursos Naturais, Embrapa Cerrados, Planaltina, Distrito Federal, Brazil

Leandro Ribeiro

Departamento Botânica, Universidade de Brasília, Brasília, Distrito Federal, Brazil and

Instituto Federal de Educação, Ciência e Tecnologia do Ceará, Fortaleza, Ceará, Brazil

Mahesh Sankaran

National Centre for Biological Sciences, Tata Institute of Fundamental Research, Bangalore, Karnataka, India and

School of Biology, Faculty of Biological Sciences, University of Leeds, Leeds, UK

Melissa H. Schmitt

South African Environmental Observation Network (SAEON),

Ndlovu Node, Kruger National Park, Phalaborwa, South Africa

Peter Frank Scogings

School of Life Sciences, University of KwaZulu‐Natal, Pietermaritzburg, South Africa

Colleen Seymour

South African National Biodiversity Institute, Claremont, South Africa and

Percy FitzPatrick Institute of African Ornithology, Department of Biological Sciences, University of Cape Town, Rondebosch, South Africa

Chintan Sheth

National Centre for Biological Sciences, Tata Institute of Fundamental Research, Bangalore, Karnataka, India

Adrian M. Shrader

Mammal Research Institute, Department of Zoology and Entomology, University of Pretoria, Pretoria, South Africa

Matthew G. Slocum

Department of Biological Sciences, Louisiana State University, Baton Rouge, LA, USA

Carla Staver Ecology and Evolutionary Biology, Yale University, New Haven, CT, USA

Nicola Stevens

Department of Botany and Zoology, University of Stellenbosch, Stellenbosch, South Africa and

School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

Anthony Swemmer

South African Environmental Observation Network, National Research Foundation, Phalaborwa, South Africa

Gabriella Teren

Centre for African Ecology, School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

Wayne Twine

School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

Marion Valeix

Laboratoire de Biométrie et Biologie Evolutive, CNRS, Villeurbanne, France

Antoinette Veldtman

Cape Nature, Jonkershoek, Stellenbosch, South Africa

Bruno Machado Teles Walter Herbário CEN, Embrapa Recursos Genéticos e Biotecnologia, Brasília, Distrito Federal, Brazil

David Ward

Department of Biological Sciences, Kent State University, Kent, OH, USA

Benjamin Wigley

School of Natural Resource Management, Nelson Mandela University, George, South Africa and

National Centre for Biological Sciences, Tata Institute of Fundamental Research, Bangalore, Karnataka, India

Richard J. Williams CSIRO Land and Water, Darwin, Northern Territory, Australia

Preface

“Savanna” has different meanings for different people, and the term has continued to elude a widely agreed definition (Lehmann and Parr 2016). “Savanna” continues to be used extensively to label any vegetation comprising a continuous herbaceous layer and a discontinuous woody layer of variable density and height (e.g. Furley 2016). However, in the past decade, it has become increasingly recognized that savannas are synonymous with “C4 grassy biomes” or “tropical grassy biomes” (e.g. Bond et al. 2008; Parr et al. 2014), i.e. biomes containing herbaceous vegetation dominated by graminoids using the C4 photosynthetic pathway. As such, savannas are largely tropical and sub‐tropical ecosystems, but are also found within warm temperate climates of North America and Asia (see Edwards et al. 2010). Although reference is occasionally made in this book to savannas where C3 grasses dominate the herbaceous layer, and to savannas that are seasonally flooded grasslands, the scope of this book is the majority of global savannas, which are C4 grassy ecosystems with a woody component.

The specific focus of this book is on the ecology of woody plants and associated herbivores in savannas. Advancement of the understanding of interactions between woody plants and browsing mammals in savannas, and the application thereof in models for savanna management, whether for biodiversity conservation or animal production purposes, has been neglected for far too long. Rather, to put it bluntly, it has been commonly assumed that all browsing mammals behave the same and all woody species respond in the same way to browsing, and that forage intake is inhibited by the same factors in both grasses and woody plants. For various reasons, books on savannas have tended to not include anything substantial about the interactions between woody plants and browsing mammals, except for the impacts of elephants on vegetation and how browsing affects the woody–grass interaction. One of these reasons is that, for a long time, the vast majority of understanding of browse–browser interactions was developed in other biomes, for example, boreal forests (Rooke et al. 2004). Hence, books on large herbivore ecology have also tended to contain very little information on browsing in savannas. This is a noteworthy omission from the literature, given the rich diversity of woody species and the abundance of large herbivores, whether domestic or wild, in savannas of the world.

This book is intended to complement, rather than compete with, other contemporary books on either savanna ecology or large herbivore ecology. The feature that distinguishes this book from others is its focus on the woody component of savanna ecosystems and, in particular, the woody plant–large herbivore interactions in savannas. A further defining feature of this book is the contrasts made among different systems: savannas

within continents, savannas on different continents, and, to some extent, savannas compared with other biomes where woody plants and browsing mammals occur. As such, lead authors were encouraged to (i) collaborate across continents to develop global perspectives; (ii) consider how development of concepts in other woody biomes could contribute to developing the understanding of savanna functioning; (iii) consider the roles of soils and climate (traditionally seen as the main determinants); and (iv) consider possible impacts of climate change. Inevitably, the extent to which these “terms of reference” where adhered varies from chapter to chapter; most chapters emphasize some aspects more than others.

Broadly, the first section comprises general chapters that introduce readers to contemporary views and debates about what savannas are, where they are found, and why they are important to understand, while being attentive to the woody component. Among the chapters about each continent, readers will note that each chapter has a different angle or focus, depending on the main direction that research on each continent has taken due to different circumstances among continents. So, for example, the chapter on African and Asian savannas places emphasis on determinants of savannas, including herbivory; the chapter on Australian savannas has a focus on Late Pleistocene human impacts, megafauna extinctions and recent introductions of ungulates (see Williams et al. [2017] for details of climate, soils, and vegetation of Australian savannas); the chapter on South American savannas is detailed in its descriptions of floristic composition; and the chapter on North American savannas places emphasis on the roles of fire and herbivory in recent management of savannas. All the continent‐specific chapters deal with the roles of resources (soils and climate) and fire, as well as human impacts, to greater or lesser extent, but the role of extant native browsers is limited to the chapter on Africa and Asia.

The second section comprises chapters that update readers about the ecology and evolution of animals that are closely associated with woody plants in savannas. The third section comprises chapters that focus on the ecology and evolution of woody plants in relation to browsing mammals in savannas. There is no single chapter devoted to the evolution of woody plants in savannas, as this is touched on in many of the chapters. The final section consists of chapters on modeling savannas for management purposes, and a concluding synthesis. Thus, when taken together, there is scope for inferring impacts of introduced, wild or domestic, browsers on different continents, as well as inferring impacts of browser removal from savannas. Such information is useful for managing conservation programs, as well as managing domestic livestock farming or feral animal control programs.

The expected readership is international and primarily includes advanced students, researchers, and academics in fields such as plant ecology, animal ecology, rangeland ecology, wildlife biology, conservation biology, and natural resource management. General readers might include geographers, evolutionary biologists, and informed members of the general public. For the reader, this book provides comprehensive insights into recent advances in the understanding of global savannas, especially in areas of research that have been neglected in other books, or are emerging. For example, substantial advances have been made in understanding drivers at the boundaries of savannas (Accatino and de Michele 2013; Rosatto et al. 2013). The recognition that savannas on different continents function differently is a significant recent advance (Lehmann et al. 2014). Yet, similarities between savannas and forests in certain aspects of their functioning are also emerging (Scogings et al. 2013; Churski et al. 2017). The

understanding of interactions between browsing mammals and woody plants in savannas is increasing. The important role of small‐ and medium‐sized mammal herbivores has recently been emphasized (Sankaran et al. 2013; O’Kane et al. 2014). Research into these interactions has started to follow new and exciting trajectories. For example, it has been recognized in recent years that better knowledge of the complex mixtures of secondary metabolites in woody plants, and their heritability, is needed to gain better understanding of such interactions (Wallis et al. 2012; de Gabriel et al. 2014). Understanding of the responses of plants to resources in savannas is also increasing (Tomlinson et al. 2013; Barbosa et al. 2014; Vadigi and Ward 2014). While updating the reader comprehensively, future directions for research are highlighted, as well as how concepts developed in one biome may be applicable in another, either as frameworks for future research, or in managing biomes for biodiversity conservation.

We are grateful for the efforts made by numerous reviewers who contributed to improving each chapter: Sally Archibald, David Augustine, Sumanta Bagchi, Daryl Codron, Garry Cook, Ben Cousins, Joris Cromsigt, Kevin Duffy, Johan du Toit, Augusto Franco, Hervé Fritz, Jake Goheen, Iain Gordon, Juan Gowda, Ricardo Holdo, Bill Hoffmann, Lindsay Hutley, Christine Janis, Felicia Keesing, Greg Kiker, Mike Lawes, Norman Owen‐Smith, Adam Pellegrini, Jayashree Ratnam, Christina Skarpe, Lisa Shipley, Julius Tjelele, Kyle Tomlinson, Joe Veldman, and Ben Wigley.

References

Accatino, F. and de Michele, C. (2013). Humid savanna–forest dynamics: a matrix model with vegetation–fire interactions and seasonality. Ecological Modelling 265: 170–179. Barbosa, E.R.M., van Langevelde, F., Tomlinson, K.W. et al. (2014). Tree species from different functional groups respond differently to environmental changes during establishment. Oecologia 174: 1345–1357.

Bond, W.J., Silander, J.A., Ranaivonasy, J., and Ratsirarson, J. (2008). The antiquity of Madagascar’s grasslands and the rise of C₄ grassy biomes. Journal of Biogeography 35: 1743–1758.

Churski, M., Bubnicki, J.W., Jęzdrzejewska, B. et al. (2017). Brown world forests: increased ungulate browsing keeps temperate trees in recruitment bottlenecks in resource hotspots. New Phytologist 214: 158–168.

De Gabriel, J.L., Moore, B.D., Felton, A.M. et al. (2014). Translating nutritional ecology from the laboratory to the field: milestones in linking plant chemistry to population regulation in mammalian browsers. Oikos 123: 298–308.

Edwards, E.J., Osborne, C.P., Strömberg, C.A.E. et al. (2010). The origins of C4 grasslands: integrating evolutionary and ecosystem science. Science 328: 587–591.

Furley, P.A. (2016). Savannas: A Very Short Introduction. Oxford: Oxford University Press. Lehmann, C.E.R., Anderson, T.M., Sankaran, M. et al. (2014). Savanna vegetation‐fire‐climate relationships differ among continents. Science 343: 548–552.

Lehmann, C.E.R. and Parr, C.L. (2016). Tropical grassy biomes: linking ecology, human use and conservation. Philosophical Transactions of the Royal Society B 371: 20160329.

O’Kane, C.A.J., Duffy, K.J., Page, B.R., and Macdonald, D.W. (2014). Model highlights likely long‐term influences of mesobrowsers versus those of elephants on woodland dynamics. African Journal of Ecology 52: 192–208.

Parr, C.L., Lehmann, C.E.R., Bond, W.J. et al. (2014). Tropical grassy biomes: misunderstood, neglected, and under threat. Trends in Ecology and Evolution 29: 205–213.

Rooke, T., Danell, K., Bergström, R. et al. (2004). Defensive traits of savanna trees – the role of shoot exposure to browsers. Oikos 107: 161–171.

Rosatto, D.R., Hoffmann, W.A., de Carvalho Ramos Silva, L. et al. (2013). Seasonal variation in leaf traits between congeneric savanna and forest trees in central Brazil: implications for forest expansion into savanna. Trees 27: 1139–1150.

Sankaran, M., Augustine, D., and Ratnam, J. (2013). Native ungulates of diverse body sizes collectively regulate long‐term woody plant demography and structure of a semi‐arid savanna. Journal of Ecology 101: 1389–1399.

Scogings, P.F., Hjältén, J., and Skarpe, C. (2013). Does large herbivore removal affect secondary metabolites, nutrients and growth in woody species in semi‐arid savannas?

Journal of Arid Environments 88: 4–8.

Tomlinson, K.W., Poorter, L., Sterck, F.J. et al. (2013). Leaf adaptations of evergreen and deciduous trees of semi‐arid and humid savannas on three continents. Journal of Ecology 101: 430–440.

Vadigi, S. and Ward, D. (2014). Herbivory effects on saplings are influenced by nutrients and grass competition in a humid South African savanna. Perspectives in Plant Ecology, Evolution and Systematics 16: 11–20.

Wallis, I.R., Edwards, M.J., Windley, H. et al. (2012). Food for folivores: nutritional explanations linking diets to population density. Oecologia 169: 281–291.

Williams, R.J., Cook, G.D., Liedloff, A.C., and Bond, W.J. (2017). Australia’s tropical savannas: vast, ancient and rich landscapes. In: Australian Vegetation (ed. D. Keith), 368–388. Cambridge: Cambridge University Press.

Part I Introduction

Distribution and Determinants of Savannas

Sally Archibald1, William J. Bond2, William Hoffmann3, Caroline Lehmann4, Carla Staver5, and Nicola Stevens6,7

1 Centre for African Ecology, School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

2 South African Environmental Observation Network, National Research Foundation, Cape Town, South Africa

3 Department of Plant Biology, North Carolina State University, Raleigh, NC, USA

4 School of GeoSciences, University of Edinburgh, Edinburgh, UK

5 Ecology and Evolutionary Biology, Yale University, New Haven, CT, USA

6 Department of Botany and Zoology, University of Stellenbosch, Stellenbosch, South Africa

7 School of Animal, Plant and Environmental Sciences, University of the Witwatersrand, Johannesburg, South Africa

1.1 Introduction

Savannas are notoriously difficult to define and map – both because they are very variable in structure, and because their dynamics are influenced by a range of top‐down and bottom‐up processes. White (1983) chose not to use the term at all – preferring terms that described the physiognomy such as “grasslands,” “wooded grasslands,” “grassy woodlands,” and “bushlands.” However, the term “savanna” persists and continues to be used by people trying to understand the global distribution of vegetation, probably because there are some similarities in the functioning and evolutionary origins of these mixed woody–grass systems that make it useful to compare and contrast them. Publications with the term savanna (or savannah) used in them have grown at twice the background rate since the 1990s (Figure 1.1) for two possible reasons: (i) increasing use of this term to describe mixed woody–grass systems, and (ii) increasing interest in these systems as modelers start to try simulating the dynamics of the globe in Earth system models.

Savannas cover large extents of the terrestrial biosphere, and African savannas are the birthplace of modern humans (Chapter 6). Their dynamics (both seasonally and inter‐annually, as well as over longer time scales) are particularly difficult to describe and predict for reasons that will be discussed below. In this chapter we summarize current thinking on the factors affecting the global distribution of savannas and especially the limiting factors at their boundaries. In this regard we aim to highlight points of contention and their possible resolution. We make comparisons across continents and between temperate and tropical savannas, hoping to isolate some general patterns and rules that persist despite their varied histories and climates. We also discuss some of the current

Savanna Woody Plants and Large Herbivores, First Edition. Edited by Peter Frank Scogings and Mahesh Sankaran.

© 2020 John Wiley & Sons Ltd. Published 2020 by John Wiley & Sons

Figure 1.1 Publications using the word savanna (or savannah) have increased rapidly since the 1990s compared with the background rate of increase in publications in all journals in similar fields. Data collated from Web of Science covering 1945 to 2016. Calculated as the percentage of all publications for that year. The background rate was calculated by summing the publications in the five fields where work on savannas is published: ecology, environmental sciences, plant sciences, forestry, and zoology.

conservation and management threats to savannas. Thus, this chapter sets the scene for more detailed descriptions of savannas, and the processes driving them, in subsequent chapters.

1.2 Evolutionary History of Savanna Vegetation and Fauna

Grassy ecosystems spread across the globe 11–24 million years ago (Jacobs et al. 1999). The original grass flora used the C3 photosynthetic pathway to fix carbon. However, grass species with the C4 photosynthetic pathway replaced these grasses in warm, seasonallyarid places and expanded further into previously wooded ecosystems about 8 million years ago (Edwards et al. 2010; Keeley and Rundel 2005). Estimates vary, but current grassy systems cover ~25% of the land surface (Ramankutty and Foley 1999), with C4‐dominated grassy systems contributing more than half of this (Figure 1.2). About 21% of global net primary production is estimated to come from C4 grasses alone (Lloyd et al. 2008).

There is no clarity on the conditions that enabled this rapid and fundamental change in the biology of the Earth system (Edwards et al. 2010); both of these shifts (from forest to C3 grass and from C3 grass to C4 grass) were roughly correlated across the globe, but the exact timing on different continents varied by several million years (Jacobs et al. 1999). Moreover, atmospheric CO2 levels were already low and remained low throughout this period of expansion, so low CO2 probably enabled, but did not precipitate, the spread of grasslands (Edwards et al. 2010; Osborne and Beerling 2006). Expansion of C3 grasslands has been associated with both increased and decreased aridity, decreased seasonality, and increased herbivory (Charles‐Dominique et al. 2016; Strömberg 2005) – indicating strong biogeographic contingencies in the drivers of their spread. There is more information on the drivers of the spread of C4 grasslands (Keeley and Rundel

Figure 1.2 Broad distinction between C4 and C3 grassy systems, using classification of Edwards et al. (2010): Orange = C4 grassy vegetation, Yellow = C3 grassy vegetation, Green = forest, Purple = croplands, Gray = sparse vegetation, bare ground, or ice. Note that the extensive spinifex C4 grasslands in central Australia are classified as sparse vegetation in this map; although they can accumulate substantial biomass, they are functionally more similar to arid shrublands than savannas.

Source: Data from International Satellite Land Surface Climatology Project (ISLSCP, http://catalogue. ceda.ac.uk/uuid/5a226b1468ca4fc1ace5e76815a1a4de). (See color plate section for the color representation of this figure.)

2005; Osborne and Beerling 2006). This was associated both with increased aridity (the expansion of certain C4 grass clades into dry environments) and with increased fire and rainfall seasonality (the expansion of other C4 grass clades into wetter environments).

These confusing origins are perhaps to be expected, given that these ecosystems are thought to be non‐deterministic (Bond et al. 2003a; Sankaran et al. 2005; Staver et al. 2011), that is, not clearly defined or controlled by the climatic limits of the dominant life‐forms, but by complex interactions among climate, soils, plants, animals, and fire. Thus, although the most commonly accepted definition of savanna is a discontinuous tree layer with a continuous grassy understory (Scholes and Archer 1997), to which some people add C4 grass physiology as a requirement (see below), closed canopy formations exist and are possible throughout the environmental space occupied by savannas (Lehmann et al. 2011).

Importantly, savannas are a recent phenomenon in evolutionary terms, being ecosystems that arose long after the continents separated. Thus, although structurally similar, savanna ecosystems on different continents are floristically distinct. These floristic differences are most noticeable in the woody layer – totally different families dominate on different continents (Dexter et al. 2015), but the grass layer also varies, as evidenced by the dramatic floristic and functional changes that occur when grasses from one savanna ecosystem invade on other continents (Visser et al. 2016). Common African savanna woody plants are mimosoid legumes from the Caesalpiniodeae clade (previously acacias), broad‐leafed Detariodeae legumes, as well as many Combretaceae (Chapter 2). In South America dominant tree clades are Papillionoideae and Detariodeae legumes, but from very different genera, and the Vochysiaceae family also dominates (Françoso et al. 2016; Chapter 4). In Australian savannas Eucalyptus and other Myrtaceae dominate

(Chapter 3). Recent papers have highlighted how these floristic differences can result in different functional responses and trajectories under global change (Lehmann et al. 2014; Moncrieff et al. 2016) implying that we need more understanding of the varied histories and determinants of savanna ecosystems globally.

The mammalian herbivore communities with which these systems evolved were also distinct, evolving from very different clades on each continent – for example, equids in North America, bovids in Africa and Eurasia, macropods and other diprotodonts in Australia (Jacobs et al. 1999). A snapshot of herbivore communities before the Pleistocene extinctions ~40 000–10 000 years ago shows that South America had almost double the megaherbivore species (>1000 kg) of any other continent, and fewer small herbivores (Figure 1.3). Moreover, grazers made up 60% of the mammalian herbivore species in Africa, but were only 27–38% of the species on other continents (Figure 1.3). These data give no indication of the abundances of these herbivore species, but certainly indicate that the savanna vegetation on each continent was exposed to very different top‐down stresses. For example, grazers, and browsers impact different plant functional types and have opposite relationships with fire, the other consumer in the system (Archibald and Hempson 2016; Chapter 13).

Information on past fire regimes is much less rich, but to the extent that grassy fuels impact fire one would expect somewhat different fire regimes on the continents based on the traits of their grass communities and based on the changes in fire regimes that occur when non‐native grasses invade other continents (Rossiter et al. 2003; Veldman 2016).

Relative to humans, however, savannas are ancient systems; all the evidence suggests that savannas gave rise to humans, not the converse (Cerling et al. 2011). Nevertheless, human activities can clearly affect the extent and functioning of savannas – both by expanding their extent into tropical forests (Silverio et al. 2013) and by causing encroachment of forest into savanna (Honda and Durigan 2016), not to mention conversion of

Figure 1.3 Large herbivore fauna of the globe before the late Pleistocene extinction wave (Source: Data from Owen‐Smith 2013). (a) Number of grazing vs browsing species by continent. Africa is a clear outlier with a higher grazer: browser ratio than other continents. (b) Number of herbivore species in three size classes by continent. South America had more megaherbivore species and very few small herbivores (10–100 kg), while Australia was the opposite.

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