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TransitionMetalOxidesforElectrochemicalEnergyStorage

TransitionMetalOxidesforElectrochemical EnergyStorage

Editors

Dr.JagjitNanda

OakRidgeNationalLaboratory ChemicalSciencesDivision 1BethelValleyRoad 37831OakRidgeTN UnitedStates

Prof.VeronicaAugustyn NorthCarolinaStateUniversity DepartmentofMaterialsScience& Engineering 911PartnersWay 27606RaleighNC UnitedStates

CoverImages: ©Antoine2K/Shutterstock; SmileFight/Shutterstock

Allbookspublishedby WILEY-VCH arecarefully produced.Nevertheless,authors,editors,and publisherdonotwarranttheinformation containedinthesebooks,includingthisbook, tobefreeoferrors.Readersareadvisedtokeep inmindthatstatements,data,illustrations, proceduraldetailsorotheritemsmay inadvertentlybeinaccurate.

LibraryofCongressCardNo.: appliedfor BritishLibraryCataloguing-in-PublicationData Acataloguerecordforthisbookisavailable fromtheBritishLibrary.

Bibliographicinformationpublishedby theDeutscheNationalbibliothek TheDeutscheNationalbibliotheklists thispublicationintheDeutsche Nationalbibliografie;detailedbibliographic dataareavailableontheInternetat <http://dnb.d-nb.de>.

©2022WILEY-VCHGmbH,Boschstr.12, 69469Weinheim,Germany

Allrightsreserved(includingthoseof translationintootherlanguages).Nopartof thisbookmaybereproducedinanyform–by photoprinting,microfilm,oranyother means–nortransmittedortranslatedintoa machinelanguagewithoutwrittenpermission fromthepublishers.Registerednames, trademarks,etc.usedinthisbook,evenwhen notspecificallymarkedassuch,arenottobe consideredunprotectedbylaw.

PrintISBN: 978-3-527-34493-2

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Typesetting Straive,Chennai,India

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Contents

Foreword xiii

1AnOverviewofTransitionMetalOxidesforElectrochemical EnergyStorage 1 EthanC.Self,DevendrasinhDarbar,VeronicaAugustyn,andJagjitNanda

1.1FundamentalsofElectrochemicalCells 1

1.2Li-IonBatteries:BasicPrinciplesandTMOElectrodes 3

1.3BriefHistoryofLithium-IonBatteries 4

1.4TheRoleofAdvancedCharacterizationandComputingResources 4

1.5BeyondLithium-IonBatteries 5 Acknowledgments 6 References 6

2Metal–Ion-CoupledElectronTransferKineticsin Intercalation-BasedTransitionMetalOxides 9 VictoriaA.NikitinaandKeithJ.Stevenson

2.1Introduction 9

2.2ThermodynamicControl 11

2.3DiffusionalControl 14

2.4KineticControl 16

2.5EffectofSurfaceLayersonIonTransferKinetics 20

2.6SlowDesolvationasaLimitingIntercalationStep 24

2.7ConcludingRemarks 28 References 28

3Next-GenerationCobalt-FreeCathodes–AProspective SolutiontotheBatteryIndustry’sCobaltProblem 33 NitinMuralidharan,EthanC.Self,JagjitNanda,andIliasBelharouak

3.1Introduction 33

3.2PotentialofCobalt-FreeCathodeMaterials 35

3.3LayeredCathodes 35

3.3.1ConventionalLayeredCathodes 35

3.3.2BinaryLayeredNi-RichCathodeMaterials 36

3.3.3TernaryLayeredNi-RichCathodeMaterials 39

3.4SpinelandOlivineCathodes 41

3.5DisorderedRocksalt(DRX)Cathodes 43

3.6ChallengesinCommercialAdoptionofNewCobalt-Free Chemistries 45

3.6.1SynthesisofCathodePrecursors 46

3.6.2SynthesisofFinalCathodePowders 47

3.6.3ElectrodeFabrication 47

3.6.4BatteryAssembly 47

3.7SummaryandPerspective 48 Acknowledgments 49 ConflictofInterest 49 References 49

4TransitionMetalOxideAnodesforElectrochemicalEnergy StorageinLithium-andSodium-IonBatteries 55 ShanFang,DominicBresser,andStefanoPasserini

4.1Introduction 55

4.2PotentialAdvantagesandChallengesoftheConversion Mechanism 58

4.3TransitionMetalOxidesasAnodeMaterials 61

4.3.1IronOxide(Fe3 O4 ,Fe2 O3 ) 61

4.3.2CobaltOxide(CoO,Co3 O4 ) 67

4.3.3ManganeseOxide(MnO,Mn3 O4 ,MnO2 ) 71

4.3.4CopperOxide(Cu2 O,CuO) 78

4.3.5NickelOxide(NiO) 82

4.3.6RutheniumOxide(RuO2 ) 86

4.3.7OtherTransitionMetalOxides 88

4.4SummaryandOutlook 88 References 90

5LayeredNa-IonTransition-MetalOxideElectrodesfor Sodium-IonBatteries 101 BaskarSenthilkumar,ChristopherS.Johnson,andPremkumarSenguttuvan

5.1Introduction 101

5.2LayeredTransition-MetalOxides 102

5.2.1StructuralClassification 102

5.2.2SingleTransition-Metal-BasedLayeredTransition-MetalOxides 103

5.2.3Mixed-Metal-BasedLayeredTransition-MetalOxides 107

5.2.4AnionicRedoxActivityforHighCapacity 110

5.3SummaryandOutlook 112 References 114

6AnionicRedoxReactioninLi-ExcessHigh-Capacity Transition-MetalOxides 121 NaoakiYabuuchi

6.1StoichiometricLayeredOxidesforRechargeableLithium Batteries 121

6.2Li-ExcessRocksaltOxidesasHigh-CapacityPositiveElectrode Materials 123

6.3ReversibleandIrreversibleAnionicRedoxforLi3 NbO4 -and Li2 TiO3 -BasedOxides 126

6.4ActivationofAnionicRedoxbyChemicalBondswithHighIonic Characters 130

6.5Li4 MoO5 asaHostStructureforLithium-ExcessOxides 131

6.6ExtremelyReversibleAnionicRedoxforLi2 RuO3 System 133

6.7AnionicRedoxforSodium-StorageApplications 135

6.8FuturePerspectivesofAnionicRedoxforEnergy-Storage Applications 138 References 139

7TransitionMetalOxidesinAqueousElectrolytes 145 XiaoqiangShanandXiaoweiTeng

7.1Introduction:OpportunitiesandChallengesofAqueousBatteries 145

7.2ElectrochemistryofAqueousBatteries 146

7.2.1PotentialWindow 146

7.2.2DiverseChargeTransferandStorageProcessesinAqueous Batteries 148

7.2.2.1OverviewofVariousStorageMechanisms 148

7.2.2.2Semi-quantitativeAnalysisofStorageMechanismfromSweeping VoltammetryAnalysis 151

7.2.2.3StorageMechanismsinElectrolytewithDifferentpHValues 152

7.3TransitionMetalOxidesforAqueousEES 156

7.3.1ManganeseCompounds 157

7.3.1.1CrystalStructuresofManganeseOxidesforAqueousStorage 157

7.3.1.2CompositingManganeseOxideswithOtherAdditives 161

7.3.1.3SurfaceEngineeringCrystalFacets,EdgeSites,andBulk/NanoSize Domain 161

7.3.1.4DopingandDefectChemistry 162

7.3.1.5Pre-intercalatedSpecies 163

7.3.2NiCompounds 165

7.3.3VanadiumCompounds 167

7.3.3.1LiorNaVanadates 169

7.3.4IronCompounds 171

7.3.4.1Fe/Fe3 O4 171

7.3.4.2Fe2 O3 /FeOOH 172

7.4Conclusion 173 Acknowledgments 174 References 174

8NanostructuredTransitionMetalOxidesforElectrochemical EnergyStorage 183

SimonFleischmann,IshitaKamboj,andVeronicaAugustyn

8.1FundamentalElectrochemistryofNanostructuredTMOs 183

8.1.1ThermodynamicsofChargeStorageinNanostructuredTMOs 183

8.1.2KineticsofChargeStorageinNanostructuredTMOs 186

8.2EmergingNanostructuredTMOs 189

8.2.1NanostructuredTMOCathodesforLIBs 189

8.2.2NanostructuredBinaryTMOsforConversion-TypeCharge Storage 193

8.2.3NanostructuredBinaryTMOsforIntercalation-TypeCharge Storage 195

8.3ImplementationofNanostructuredTMOsinElectrode Architectures 198

8.3.1One-DimensionalandTwo-DimensionalArchitectures 201

8.3.1.1NanowiresandNanotubes 201

8.3.2Three-DimensionalArchitectures 203

8.3.2.1Assemblies 203

8.3.2.2Foams 205

8.3.2.3Aerogels 205

8.4Conclusions 206 References 206

9InterfacesinOxide-BasedLiMetalBatteries 213 MoranBalaish,KunJoongKim,MasakiWadaguchi,LingpingKong, andJenniferL.M.Rupp

9.1Introduction 213

9.2SolidOxideElectrolytes 215

9.3Cathode:TowardTrueSolid 216

9.3.1OriginofInterfacialImpedanceandCurrentPressingIssuesat Cathode/SolidElectrolyteInterfaces 217

9.3.1.1InterfacialReactionDuringCellFabrication 220

9.3.1.2ElectrochemicalOxidationandChemicalReactionDuringCycle 222

9.3.1.3Chemo-mechanicalDegradationDuringCycling 223

9.3.2StrategiesandApproachesTowardEnhancedStabilityand Performance 224

9.3.2.1CathodeCoating 224

9.3.2.2GeometricArrangementConcernsandStrategiesTowardMaximizing ReactionSites 226

9.3.2.3ConductiveAdditivesinSolid-StateCathode 229

9.4Anode:AdoptingLithiumMetalintheSolid 229

9.4.1Li/Solid–ElectrolyteInterface:Chemical,Electrochemical,and MechanicalConsiderations,IncludingMitigationStrategies 230

9.4.2LiDendriteFormationandPropagationinSolidElectrolytes: ChallengesandStrategies 237

9.5OutlookandPerspective 242 Acknowledgments 244 Contributions 244 EthicsDeclarations 244 References 244

10DegradationandLifePerformanceofTransitionMetalOxide CathodesusedinLithium-IonBatteries 257 SatishB.Chikkannanavar,JongH.Kim,andWangmoJung

10.1Introduction 257

10.2DegradationTrends 257

10.3TransitionMetalOxideCathodes 260

10.3.1SpinelCathodes 260

10.3.2NCMSystemofCathodes 262

10.3.3NCMACathodes 265

10.4DegradationMechanism 266

10.5ConcludingRemarks 268 References 269

11MechanicalBehaviorofTransitionMetalOxide-BasedBattery Materials 273

TruongCai,JungHwiCho,andBrianW.Sheldon

11.1Introduction 273

11.2MechanicalResponsestoCompositionalChanges 274

11.2.1VolumeChangesandDeformationinElectrodeParticles 274

11.2.2ParticleFracture 277

11.3ImpactofStrainEnergyonChemicalPhenomena 280

11.3.1Thermodynamics 280

11.3.2Two-PhaseEquilibrium 283

11.4SolidElectrolytes 284

11.4.1Electrode/ElectrolyteInterfaces 284

11.4.2ElectrolyteFracture 288

11.5Summary 293 References 294

12Solid-StateNMRandEPRCharacterizationofTransition-Metal OxidesforElectrochemicalEnergyStorage 299

XiangLi,MichaelDeck,andYan-YanHu

12.1Introduction 299

12.2BriefIntroductionofNMRBasics 301

12.2.1NuclearSpins 301

x Contents

12.2.2NMRSpinInteractions 301

12.2.3ParamagneticInteractionsandExperimentalApproachestoAchieve HighSpectralResolution 302

12.3MultinuclearNMRStudiesofTransition-metal-oxideCathodes 305

12.3.1LiExtractionandInsertionDynamics 305

12.3.2OEvolution 312

12.4EPRStudies 314

12.5Summary 316 References 316

13 InSitu and InOperando NeutronDiffractionofTransitionMetal OxidesforElectrochemicalStorage 319 ChristopheDidier,ZaipingGuo,BohangSong,AshfiaHuq,and VanessaK.Peterson

13.1Introduction 319

13.1.1NeutronDiffractionandTransitionMetalOxides 319

13.1.1.1NeutronReflectometry 321

13.1.1.2Small-AngleNeutronScattering 322

13.1.1.3QuasielasticandInelasticNeutronScattering 322

13.1.2NeutronDiffractionInstrumentation 323

13.1.3 InSitu and InOperando NeutronDiffraction 325

13.2DeviceOperation 326

13.2.1ExperimentalDesignandApproachtotheReal-TimeAnalysisof BatteryMaterials 326

13.2.2AdvancementsinUnderstandingElectrodeStructureDuring BatteryOperation 327

13.3GasandTemperatureStudies 330

13.3.1ExperimentalDesignandApproachtothe InSitu StudyofSolid OxideFuel-Cell(SOFC)Electrodes 330

13.3.2AdvancementsinUnderstandingSolidOxideFuel-CellElectrode Function 331

13.4MaterialsFormationandSynthesis 332

13.5Short-RangeStructure 333

13.6Outlook 334 Acknowledgments 335 References 335

14SynchrotronX-raySpectroscopyandImagingforMetalOxide IntercalationCathodeChemistry 343 ChixiaTianandFengLin

14.1Introduction 343

14.2X-rayAbsorptionSpectroscopy 345

14.2.1SoftX-rayAbsorptionSpectroscopy 345

14.2.2HardX-rayAbsorptionSpectroscopy 352

14.3Real-SpaceX-raySpectroscopicImaging 358

14.3.12DFull-FieldX-rayImaging 358

14.3.2X-rayTomographicImaging 362

14.4Conclusion 368 References 369

15Atomic-ScaleSimulationsoftheSolidElectrolyte Li7 La3 Zr2 O12 375 SeunghoYuandDonaldJ.Siegel

15.1Introduction 375

15.1.1Motivation 375

15.1.2SolidElectrolytes 376

15.1.3Li7 La3 Zr2 O12 (LLZO) 376

15.1.4Challenges 377

15.2ElasticPropertiesofLi7 La3 Zr2 O12 377

15.3PotentialFailureModesArisingfromLLZOMicrostructure 381

15.4Conclusions 386

Acknowledgements 387 References 387

16Machine-LearningandData-IntensiveMethodsfor AcceleratingtheDevelopmentofRechargeableBattery Chemistries:AReview 393

AustinD.Sendek,EkinD.Cubuk,BrandiRansom,JagjitNanda,and EvanJ.Reed

16.1Introduction 393

16.2Machine-LearningMethodsandAlgorithms 396

16.3Lithium-Ion-ConductingSolidElectrolytes 399

16.4LiquidElectrolytes 402

16.5CathodeDesign 402

16.5.1Anodes 403

16.6BeyondLithium 403

16.7ElectrochemicalCapacitors 404

16.8ApplicationofMLinLifeCycleDegradation 404

16.9ConclusionandFutureOutlook 405

Acknowledgments 405 References 405

Index 411

Foreword

Sincetheirintroductionintoportableelectronicdevicesmorethan30yearsago, lithium-ionbatterieshavegrowntodominatetheenergystoragesectorandare nowthetechnologyofchoiceforpoweringportabledevices,electricvehicles,and increasingly,smartgrids.Attheheartoflithium-ionbatterytechnologyisthemechanismoflithium-ionintercalationintosolid-statehostmaterialsforboththecathode andtheanode.Intercalationreactionsintotransitionmetalcompoundswereof greatinterestinthe1970sbecauseofthepossibilityofcontrolledstructuraland electronicmodification.OurteamatExxonmadeseminaldiscoveriesintothe mechanismofelectrochemicalLi+ intercalationformingthebasisofLi-ionbatteries.Thesestudiesdevelopedtheimportantdistinctionbetweenintercalationvs. conversionordecompositionreactions,andshowedtheimportanceofintercalation reactionsforextendedhigh-capacitycycling.Thisworkledtothefirstgeneration oflithium-ionbatteries(ExxonandMoli-Energy),andidentifiedthechallengesof workingwithlithiummetalanodes.

Followingtheseminalstudiesoflithiumintercalationintotransitionmetal chalcogenides,attentionturnedtotransitionmetaloxidesduetotheirhigherintercalationpotentialsinanumberoflaboratories.JohnGoodenough’sgroupidentified thelayeredoxidessuchasLiCoO2 asoutstandingreplacementsforthelayered sulfides.Today,transitionmetaloxidesarethepreferredmaterialsforlithium-ion batterycathodesbecauseoftheirhighredoxpotentialsandgoodlithium-ionintercalationcapacity.BesidestheiruseinexistingLi-ionbatterytechnology,transition metaloxidesalsoformthebasisofemergingbeyondLi-ionchemistriessuchas Na-ion,wheretheyhavemuchhighercapacitiesthanthesulfides.

Thisbookprovidesatimelyreferenceintothesolid-statechemistry,characterization,andmodelingoftransitionmetaloxidesforelectrochemicalenergystorage writtenbyinternationalexperts.Chaptersaredevotedtomechanismsofenergy storage(suchascoupledcation/electrontransferreactions;Na+ intercalation; conversionreactions;andanionredox),characterization(suchasnuclearmagnetic resonanceandX-raytechniques),andmodeling.Emerginghottopics,suchasthe roleofartificialintelligenceandmachinelearningmethodsinpredictingproperties

xiv Foreword ofenergystoragematerialsandcobalt-freetransitionmetaloxidescathodesfor Li-ion,arealsocovered.Overall,thebookprovidesagreatreferencefornovicesand expertstogainadeeperunderstandingintothesolid-statechemistryoftransition metaloxidesofpotentialuseforenergystorage.

Vestal,NY

8September2021

M.StanleyWhittingham 2019NobelLaureateinChemistry

AnOverviewofTransitionMetalOxidesforElectrochemical EnergyStorage

EthanC.Self 1 ,DevendrasinhDarbar 1 ,VeronicaAugustyn 2 ,andJagjitNanda 1

1 OakRidgeNationalLaboratory,ChemicalSciencesDivision,OakRidge,TN37831,USA

2 NorthCarolinaStateUniversity,DepartmentofMaterialsScienceandEngineering,Raleigh,NC27695,USA

Transitionmetaloxides(TMOs)areusedinmanycommercialandresearchapplications,includingcatalysis,electrochemicalenergystorage/conversion,electronics, andthermoelectrics.ThisbookfocusesonTMOsforelectrochemicalenergystorage deviceswithparticularemphasisonintercalation-basedsecondary(rechargeable) batteries.Thisintroductorychapterprovidesabroadoverviewofsuchapplications, anddetailedtreatmentsofspecificsubjectsaregiveninChapters2–16.

1.1FundamentalsofElectrochemicalCells

Anelectrochemicalcellconsistsoftwoelectrodes(denotedascathode/anodeor positive/negative)separatedbyanionicallyconductive,electronicallyinsulating electrolyte.Batteriesconvertchemicalenergyintoelectricalenergythrough Faradaicchargetransferprocesseswhere:(i)oxidation/reductionreactionsoccur withinanode/cathodeactivematerialsand(ii)electronsaretransportedthrough anexternalcircuittomaintainchargeneutralityateachelectrode.Thesereactions areirreversibleinprimarybatteries(e.g.Zn–MnO2 andLi–MnO2 )designedfor single-useapplications.Ontheotherhand,secondarybatteries(e.g.lead-acid, nickel-metalhydride,andLi-ion)leveragereversibleredoxprocessesandcanbe repeatedlycharged/discharged,arequirementformanyend-useapplications(e.g. electricvehicles).

Electrochemicalcapacitorsareanotherformofenergystoragedeviceswhichprovidespecificenergyandpowerbetweenthatofdielectriccapacitorsandrechargeablebatteries.Supercapacitorsstore/deliverenergythroughnon-Faradaicprocesses whereionsarestoredintheelectrochemicaldoublelayerneartheelectrodesurfaces. Ontheotherhand,pseudocapacitivematerialsstoreenergythroughchargetransfer reactionswhichmayinclude:(i)oxidation/reductionoftheelectrodesurfaceand/or (ii)intercalationofionsintoahostactivematerial.Hybridconfigurationsutilizing pseudocapacitivematerialsapproachthespecificenergyofrechargeablebatteries.

TransitionMetalOxidesforElectrochemicalEnergyStorage, FirstEdition. EditedbyJagjitNandaandVeronicaAugustyn. ©2022WILEY-VCHGmbH.Published2022byWILEY-VCHGmbH.

Figure1.1 Ragoneplotshowingthespecificenergyandpowerofseveralelectrochemical energystoragesystems.Source:ImagereproducedfromHayneretal.[1],International EnergyAgency,TechnologyRoadmaps:ElectricandPlug-inHybridElectricVehicles,2009, p.12.(Originalsource:JohnsonControl–SAFT2005and2007.)

Twoimportantperformancemetricsofenergystoragedevicesarethespecific energy(Whkg 1 )andspecificpower(Wkg 1 ),whichdescribe howmuch and how quickly energycanbestored/delivered,respectively.Analogousquantitiesnormalizedtosystemvolume(i.e.energy/powerdensitieswithunitsofWhL 1 andWL 1 ) arealsocommonlyused.Ragoneplots(Figure1.1)summarizetheseenergy/power relationshipsandareusefultoassesstheviabilityofdifferentenergystorage platformsforagivenapplication.Figure1.1showsafundamentaltradeoffbetween asystem’sspecificenergyandpower.Forexample,supercapacitorsexhibit:(i)high specificpowerduetorapidionadsorption/desorptionnearelectrodesurfacesbut (ii)lowspecificenergysincechargestorageonlyoccurswithintheelectrochemical doublelayer.Ontheotherhand,batteriesstoreenergywithinthebulkstructureof activematerials,enablinghighspecificenergy.Therateofenergystorage/delivery inbatteriesisgenerallylimitedbysolid-statediffusionorphasenucleationkinetics intheactivematerial,resultinginlowerspecificpowerthansupercapacitors.With thesetrendsinmind,itshouldbeemphasizedthattheenergy/powercharacteristics ofanelectrochemicaldevicearealsohighlydependentondesignfactorssuchas materialselection,cellformat,andelectrodearchitecture.

Sections1.2–1.5providebasicoverviewsofelectrochemicalenergystoragedevices whereTMOsplaycriticalrolesindeviceoperation.Theimportanceofadvanced characterizationandcomputingresourcesonguidingmaterialdevelopment,understandingdegradationmechanisms,andoptimizingsystemperformanceisalsohighlighted.

1.2Li-IonBatteries:BasicPrinciplesandTMO Electrodes

Overthelastfourdecades,Li-ionbatterieshavesuccessfullytransitionedfrom researchanddevelopmenttocommercialapplications,includingportableelectronics,electricvehicles,andgridstorage.Thefoundationofthistechnologyisbasedon cationintercalationreactionswhereinLi+ isstoredinTMOcathodesandgraphite anodes[2].Theseintercalationreactionsarehighlyreversible,andtoday’sLi-ion batteriescanundergohundredsorthousandsofcycleswithminimalchemical and/orstructuralchangestotheactivematerial(seeChapters9and10fordetailed discussionondegradationmechanismsofLi-ionbatteries).

TheworkingprinciplesofLi-ionbatteriesareillustratedinFigure1.2.During charge,Li+ deintercalatefromtheTMOcathode(e.g.LiCoO2 ),transportthrough theelectrolyte,andintercalateintotheanodeactivematerial(e.g.graphite). Tomaintainchargeneutrality,electronsaresimultaneouslyextractedfromthe cathode(typicallyviatransitionmetaloxidation),transportedthroughanexternal circuit,andinsertedintheanode(electrochemicalreductionofgraphite).During discharge,theseprocessesarereversed,andLi+ ionsandelectronsaretransported backtothecathode.Figure1.2bshowsqualitativecathode/anodevoltageprofiles asafunctionofcapacity.CommercialLi-ionbatteriestypicallyhavecellvoltages ∼3.6Vandspecificenergies ∼200Whkg 1 ,althoughthesevaluesdependonactive materialselectionandcelldesign.

CommercialLi-ionelectrodesarepreparedbycastingaslurrycontainingactive material(thehostmaterialwhichreversiblystoresLi+ ),electronicallyconductive carbonadditives,andpolymerbinderontoacurrentcollector(typicallyCuforthe anodeandAlforthecathode).Keyelectrochemicalproperties,includingoperatingvoltage,reversiblecapacity,andcyclability,arestronglydependentontheactive material’scrystallographicstructureandtransitionmetalselection.Conventional cathodeactivematerialsinclude:(i)lithiumTMOswithlayeredorspinelcrystallographicstructures(e.g.LiCoO2 andLiMn2 O4 ,respectively)and(ii)olivinestructures containingpolyanionicgroups(e.g.LiFePO4 ).Awiderangeofrelatedcompositions

Figure1.2 (a)Schematicoftheworkingprincipleofalithium-ionbatterycontaininga LiCoO2 cathodeandgraphiteanode.(b)Qualitativevoltageprofilesduringchargeand discharge.Source:Belharouaketal.[3].

1AnOverviewofTransitionMetalOxidesforElectrochemicalEnergyStorage containingtransitionmetalsubstitutions(e.g.LiNix Mny Co1 x y O2 )havebeendevelopedtomaximizetheenergydensityandcyclingstabilityofTMOcathodes.While mostcommercialLi-ionbatteriescontaingraphiteanodes,somesystemsalsoutilize TMOanodessuchasLi4 Ti5 O12 .ThevastcompositionallandscapeofTMOsexplored asLi-ionactivematerialsisdetailedinChapters2,3,5,7,and16.

1.3BriefHistoryofLithium-IonBatteries

Inthe1960s,intercalationchemistrywasaprominentmethodusedtoaltermaterials’electronicandopticalproperties[4,5].Forinstance,theelectronicconductivity ofWO3 canbevariedseveralordersofmagnitudebyintercalatingmonovalent cationsintothestructure[6].Rechargeablebatterieswhichutilizeionintercalation reactionswerefirstdemonstratedinthe1970sbyWhittingham[7]atExxon Corporation.TheseprototypecellscontainedalayeredTiS2 cathode,lithiummetal anode,andliquidelectrolyte(e.g.LiClO4 dissolvedinamixtureofdimethoxyethane andtetrahydrofuran)[7].OnelimitationofthissystemwastheLimetalanode whichformsdendritesthatcanpenetratetheseparatorandinternallyshort-circuit thecell.Asanalternativeanode,YazamidemonstratedreversibleLi+ intercalation ingraphiticcarbonsusingapolymerelectrolyteinthe1980s[8].However,inliquid electrolytestheseintercalationanodeswerehinderedbysolventco-intercalation whichresultedingraphiteexfoliationandelectrodedegradationduringcycling. In1985,agroupledbyYoshinoatAsahiKaseiCorporation(Japan)identified petroleumcokeanodes[9]whichwerestableduringLi+ insertion/removal,and theseanodeswereincorporatedintoLi-ionfullcellscontainingliquidelectrolyte. ThesediscoveriesultimatelyledtothefirstcommercialLi-ionbatteriesintroduced bySonyin1991.Ataroundthesametime,suitableelectrolytesolvents(e.g.ethylene carbonate)whichdonotco-intercalateingraphitewerealsoidentified.Compared todisorderedcarbonsderivedfrompetroleumcoke,graphiticanodesoperateat morenegativepotentialswhichenableshighercellvoltagesandenergydensities.

Inadditiontocarbonaceousanodes,the1980salsowitnessedadvancementsin Li-ionintercalationcathodes.NotableexamplesincludeLiCoO2 (Goodenoughand coworkers)[10],LiMn2 O4 (Thackerayandcoworkers)[11],andpolyanioniccathodessuchasLiy Fe2 (XO4 )3 ,X = S,Mo,andW(Manthiramandcoworkers)[12].

ThesescientificbreakthroughsenabledLi-ionbatteriestodominatetherechargeablebatterymarketfordecades,andthesesystemsarenowubiquitousincommercialdevicesrangingfromportableelectronicstoelectricvehicles.The2019Nobel PrizeinChemistrycelebratedthisachievementwithanawardtoProfs.JohnGoodenough,StanleyWhittingham,andAkiraYoshino.

1.4TheRoleofAdvancedCharacterization andComputingResources

TherichhistoryofLi-ionbatteriesdemonstratesthattranslatingscientificdiscoveriesintoviableenergystoragesystemsrequiresdecadesofresearchanddevelopment.

1.5BeyondLithium-IonBatteries 5

Centraltothisdevelopmentprocessarefundamentalscientificdiscoveries(e.g. identifyingstructure/propertycorrelationsandunderstandingdegradationmechanisms)neededtooptimizematerialselectionandsystemperformance.Such effortsoftenrequirecombiningroutinematerialcharacterization(e.g.electroanalyticalmethods,vibrationalspectroscopy,andlab-sourceX-raydiffraction)with world-classinstrumentation(e.g.X-ray/neutronbeamlines).Severalchaptersin thisbookdescribeadvancedcharacterizationmethodsthatenabledcriticalinsights onTMOsforelectrochemicalenergystorage,andexamplesinclude:(i)solid-state nuclearmagneticresonancespectroscopy(NMR)andelectronparamagneticresonance(EPR)toprobelocalbondingstructure(Chapter11),(ii) insitu and operando neutrondiffractiontoidentifyphasetransformationsduringmaterialsynthesisand batteryoperation(Chapter12),and(iii)X-rayspectroscopyandimagingtoprobe transitionmetalvalencestates(Chapter13).Inadditiontotheseexperimental efforts,advancedcomputingresourcesandmachinelearning(Chapters14and15) haveacceleratedmaterialdiscoveryandprovidedmechanisticinsightintoprocesses occurringatlength/timescaleswhicharedifficulttoprobeexperimentally.

1.5BeyondLithium-IonBatteries

TheperformanceofLi-ionbatteriesislargelydictatedbytheactivematerials,and replacingthegraphiteanodewithLimetalcanenablebatterieswithspecificenergies >400Whkg 1 (comparedto ∼200Whkg 1 fortoday’scommercialLi-ionbatteries). Aspreviouslymentioned,formationofLidendritesduringchargingpresentsmajor safetyandreliabilityconcerns,andtodate,liquidelectrolyteshavebeenunableto effectivelysuppressLidendriteformation.TocombatthisissueandstabilizetheLi metalanode,thereisgrowinginterestinsolid-statebatteries(SSBs)containingsolid electrolyteseparators.Representativeclassesofsolid-stateLi+ conductorsinclude garnetoxides(e.g.Li7 La3 Zr2 O12 ),sulfides(e.g. β-Li3 PS4 andLi6 PS5 Cl),polymers (e.g.poly(ethyleneoxide)containingaLi+ salt),andinorganicglasses(e.g.Lipon). TheopportunitiesforLimetalaretremendous,butenablingpracticalSSBsrequires overcomingmajorchallengesrelatedtomaterialsynthesis,processing,andinterfacialstabilizationasdiscussedinChapter8.

Energystoragecostsareaprimaryfactorindeterminingtheviabilityofbattery technologiesforgridstorageapplications.WhilethecostofLi-ionbatterieshas decreasedsubstantiallyinthepastdecade(e.g.from ∼US$1000/kWhin2008to ∼US$130/kWhin2020),furthercostreductionsareneededtoenablewidespread adoptionforlarge-scalestationarystorage.Recentdevelopmentsonlow-cost rechargeablebatteriesdiscussedinthisbookinclude:(i)aqueouselectrolytesfor Li-ionsystems(Chapter6)and(ii)Na-basedchemistrieswhichutilizeactivematerialhoststhatundergointercalation,conversion,oralloyingreactions(Chapters3 and4).

Developmentofnext-generationenergystoragesystemsiscriticaltocombat climatechangeinthecomingdecades.Globalenergyconsumptionrates[13]are

1AnOverviewofTransitionMetalOxidesforElectrochemicalEnergyStorage expectedtoincreaseto40.8TWby2050,andelectrochemicalenergystoragesystems representoneofthemostpromisingplatformstobridgethesupply/demandgap forintermittentrenewableresources(e.g.solarandwind).Inthisregard,TMOs areexpectedtocontinueplayingcriticalrolesascomponentsforlow-cost,reliable energystoragetoenableasustainablefuture.

Acknowledgments

TheauthorsacknowledgesupportfromEnergyEfficiencyandRenewableEnergy (EERE),VehicleTechnologiesOffice(VTO),DepartmentofEnergy.

ThischapterhasbeenauthoredinpartbyUT-Battelle,LLC,undercontract DE-AC05-00OR22725withtheUSDepartmentofEnergy(DOE).TheUSgovernmentretainsandthepublisher,byacceptingthearticleforpublication, acknowledgesthattheUSgovernmentretainsanonexclusive,paid-up,irrevocable, worldwidelicensetopublishorreproducethepublishedformofthismanuscript,or allowotherstodoso,forUSgovernmentpurposes.DOEwillprovidepublicaccess totheseresultsoffederallysponsoredresearchinaccordancewiththeDOEPublic AccessPlan(http://energy.gov/downloads/doe-public-access-plan).

References

1 Hayner,C.M.,Zhao,X.,andKung,H.H.(2012).Materialsforrechargeable lithium-ionbatteries. AnnualReviewofChemicalandBiomolecularEngineering 3:445–471.

2 Dunn,B.,Kamath,H.,andTarascon,J.M.(2011).Electricalenergystoragefor thegrid:abatteryofchoices. Science 334(6058):928–935.

3 Belharouak,I.,Nanda,J.,Self,E.C., etal.(2020).Operation,manufacturing,and supplychainoflithium-ionbatteriesforelectricvehicles.https://doi.org/10.2172/ 1737479.

4 Gamble,F.R.,Osiecki,J.H.,Cais,M.etal.(1971).Intercalationcomplexesof Lewisbasesandlayeredsulfides:alargeclassofnewsuperconductors. Science 174:493–497.

5 Aronson,S.,Salzano,F.J.,andBellafiore,D.(1968).Thermodynamicproperties ofthepotassium-graphitelamellarcompoundsfromsolid-stateemfmeasurements. JournalofChemicalPhysics 49(1):434–439.

6 Whittingham,M.S.,Michael,S.,andJacobson,A.J.(1982). IntercalationChemistry.NewYork:AcademicPress.

7 Whittingham,M.S.(1976).Electricalenergystorageandintercalationchemistry. Science 192:1126–1127.

8 Yazami,R.andTouzain,P.(1983).Areversiblegraphite-lithiumnegativeelectrodeforelectrochemicalgenerators. JournalofPowerSources 9:365–371.

9 Yoshino,A.,Sanechika,K.,Nakajima,T.(1987).Secondarybattery.USPatent 4,668,595,filed9May1986andissued26May1987,https://patents.google.com/ patent/US4668595A/en.

10 Mizushima,K.,Jones,P.C.,Wiseman,P.J.,andGoodenough,J.B.(1980).Lix CoO2 (0<x ≤1):anewcathodematerialforbatteriesofhighenergydensity. Materials ResearchBulletin 15:783–789.

11 Thackeray,M.M.,David,W.I.F.,Bruce,P.G.,andGoodenough,J.B.(1983). Lithiuminsertionintomanganesespinels. MaterialsResearchBulletin 18: 461–472.

12 Manthiram,A.(2020).Areflectiononlithium-ionbatterycathodechemistry. NatureCommunications 11(1):1550.

13 Lewis,N.S.andNocera,D.G.(2006).Poweringtheplanet:chemicalchallenges insolarenergyutilization. ProceedingsoftheNationalAcademyofSciencesofthe UnitedStatesofAmerica 103(43):15729–15735.

Metal–Ion-CoupledElectronTransferKinetics inIntercalation-BasedTransitionMetalOxides*

SkolkovoInstituteofScienceandTechnology,CenterforEnergyScienceandTechnology,NobelStraße3, 121205Moscow,Russia

2.1Introduction

Intensiveresearchinthefieldoflithiumionintercalatingsystemsoverthelastseveraldecadesresultedinthedesignofhundredsofactivematerialandelectrolyte systemsforpracticalbatteryapplications[1–3].Giventhehighpriorityofachieving maximumcapacity,energydensity,andratecapabilitycharacteristicsoftheLi-ion batteries,thefocusofthemajorityofstudiesonthecoulombicefficiency,cyclability,andcharge–discharge(C-rate)characteristicsoftheactivematerialsisnot surprising.Still,adetailedmechanisticunderstandingonthemetal–ion-coupled electrontransfer(ET)kineticandthermodynamicpropertiesisneededtorealize improvedperformancefornext-generationenergystoragesuchasfortransportation andgrid-scaleapplications[4–6].

Mostofthemodernelectrochemicalcharacterizationmethodsintheassessmentofmetal–ionbatterykineticsandthermodynamicprocessesfocusonthe analysisofcharge/dischargecurvesperformedundergalvanostaticconditions orthedifferentialcapacity(derivativeofthecharge Q withrespecttovoltage V ) dQ/dV vs. V curves,whichresultsfromasimpledifferentiationoftheexperimental charge/dischargecurves[7].Yet,classicalelectrochemicalkineticmodels,which offeravarietyoftechniquestotreattheelectrochemicaldataforredoxprocessesin solution,foradsorbedreactants,andaswellasforverycomplexcasesofmultistep processes[8,9],arerarelyappliedforaquantitativeanalysisoftheintercalationprocesses,whichoccuratthesolidelectrode/electrolyteinterface.Inthischapter,we reviewtheprocesses,whichinvolveredoxreactionsintransitionmetaloxideelectrodescoupledwithmetal–ionintercalationsteps,withemphasisonthespecifics ofmetal–ion-coupledelectrontransferkineticsinmultiparticlecompositesystems, whichareindeedthekeyelectrodearchitecturesinmetal–ionbatteryresearch.We aimtobroadenthewell-knownclassicalelectrochemicalconceptsconcerningthe

*ThischapterwasoriginallypublishedinAdvancedEnergyMaterials,2021,Volume10,Issue22; DOI:10.1002/aenm.201903933.ReproducedwithpermissionofWILEY-VCHGmbH.

TransitionMetalOxidesforElectrochemicalEnergyStorage, FirstEdition. EditedbyJagjitNandaandVeronicaAugustyn. ©2022WILEY-VCHGmbH.Published2022byWILEY-VCHGmbH.

2Metal–Ion-CoupledElectronTransferKineticsinIntercalation-BasedTransitionMetalOxides

reaction-limitingstepstoencompassionintercalationprocessesaswellasdiscuss theconditionsrequiredforagivenslowsteptomanifestitself.Thepointofinterest inthisdiscussionisthecriteria,whichshouldallowforfacileandreliablediagnosticsoftheintercalationratecontrolregimefornewmaterialsorforunconventional solvent/metal–ionsaltsystems,astheknowledgeoftherate-determiningfactors isessentialforchoosingtheoptimalstrategytoenhancetheratecapabilityand capacitycharacteristicsofametal–ionbattery(e.g.bydecreasingtheparticlesize, tuningthesurfacelayerscompositionandstructure,andthesolvatingproperties ofthemedium).Thisdiscussionalsofocusesspecificallyon“battery-type”intercalationmetaloxidesystemsandnot“pseudocapactive-type”metaloxidematerials. Severalrecentreviewsthatprovideformaldefinitionanddistinctionbetweenthese twotypesofenergystoragemechanismscanbefoundhere[10–12].

Atitsmostbasiclevel,anintercalationprocesscanberegardedascomprisingtwo steps:electrontransfer(ET)fromthecurrentcollectortotheredox-activematerial (faradaic),whichresultsinthechangeofstructureduetothetransitionmetaloxidation/reduction,andiontransfer(IT)intothemetaloxidecrystallatticefromthe bulkelectrolyte.ThesecondprocessofITalsoinvolvesseveralstages:(i)iondiffusioninthesolventbulk;(ii)transitionthroughsurfacefilms(generallyregarded assolidelectrolyteinterphase[SEI]layersinconventionalcarbonate-basedelectrolytes);(iii)chargetransferatthesolution/electrodeinterfaceorSEI/electrode interface;(iv)iondiffusionintheelectrodematerial.Apartfromthesesimpleststeps, thestepofionicdesolvationinthevicinityoftheelectrode/solutionorelectrode/SEI interfaceshouldgenerallyoccur,asinmostcasestheionentersthecrystallattice withoutitssolvationshell.Morecomplexcasesalsoinvolvethestepofnucleating anewphase,whichistypicalformaterialswithawidemiscibilitygap(suchas LiFePO4 ),wheretherateofinitiatingthephasetransitionturnsouttobeslower thanthecharge-transferkineticsorionicdiffusion[13].Asthecomplexnucleation dynamicsshouldbeconsideredinthiscasetogetherwiththecharge-transferand diffusionequations,inthiscontributionwelimitourselvestotheanalysisofthe metaloxideelectrodematerialswithwidersingle-phaseregions,wheretheevents ofnucleationdonotdeterminetheintercalationkinetics.

Weprimarilyaddressthevoltammetricandelectrochemicalimpedanceresponses oftheoxideelectrodematerialsduetotherelativesimplicityofthedataanalysisand highlyinformativeshapeoftheelectrochemicalresponses,whichallowsforboth theinitialqualitative-levelrate-limitingstepdiagnosticsaswellasfortheadvanced quantitativeestimationofthekeykineticparameters,whichcharacterizeboththe transportandthekineticlimitationsinanintercalationmaterial/electrolytesystem. However,wenotethatevenforaqualitative-levelanalysisthebasicrequirements fortheexperimentalsetuparetobefulfilledtoensurethereproducibilityandthe reliabilityoftheelectrochemicaldataobtained.

(1)Theelectrochemicalmeasurementsshouldbecarriedoutinathree-electrode cellwithareliablereferenceelectrodewithahighexchangecurrentdensityto ensureitsreversibility.WhileaLimetalreferenceelectrodegenerallydemonstratesratherfastET/ITkinetics[14],NaandKmetalelectrodesduetotheir higherreactivitywiththeelectrolytecannotbeusedasreferenceelectrodes

2.2ThermodynamicControl 11

inathree-electrodesetupinorganiccarbonateelectrolytes[15].Alternative redoxelectrodesarerecommendedforaccurateelectrochemicalkineticstudies ofNa+ andK+ intercalation(e.g.Ag+ /Agelectrodesorreferenceelectrodes basedonthepartiallychargedphasetransformingmaterialswithawide miscibilitygap[16]).

(2)Theresponsesofinhomogeneousthickporouselectrodescannotbeanalyzed quantitativelywithintheframeworkofsimplemodels[17].Hence,themass loadingoftheelectrodematerialpowdershouldbeminimizedto1–0.5mgcm 2 ofthecurrentcollector.

(3)Minimizationoftheelectrolyte/materialratio(i.e.usingsmallamountsof electrolyte)isessentialincaseofreductive/oxidativeelectrolytedecomposition withtheSEIlayersformationtostabilizetheelectrochemicalinterfaces,aslow volumeoftheelectrolyteminimizesthedissolutionoftheformedprotective surfacelayers.

Inthisdiscussion,werelyonthephenomenologicalelectrochemicalkinetics theoryofintercalationmaterials,asformulatedinearlierworksofLeviandAurbach [18,19],asthisapproachprovidesatransparentwaytoestimatethekeykinetic parametersofanintercalationreaction,suchasdiffusioncoefficients,apparent rateconstants,andion–hostinteractionparameters.Amoreadvancedtreatment byM.Bazantisbasedonthephase-fieldtheoryofelectrochemicalkinetics,which generalizestheclassicalButler–VolmerandMarcusequations[20,21].Thelatter approachallowstodescribethekineticandthermodynamiceventsinthecourse ofintercalationwithintheframeworkofhighlyaccurateandphysicallyadequate formulism,whichpossessesahighexplanatorypower.However,theapplicationof thisapproachtotreatexperimentalkineticdataforintercalationsystemsrequires knowledgeofalargenumberofparameters,suchasreorganizationenergies,activitycoefficients,strainenergies,forreactants,products,andintermediates,which canhardlybeestimatedquantitatively.Thephenomenologicaltreatmentdoesnot grantinformationonthephysicaloriginofchargetransferactivationbarriers,but allowsfortheelucidationofthenatureoftheintercalationrate-limitingstepand comparativeanalysisofthekineticparametersfordifferention–hostsystems,which areessentialfortherationalcontrolofintercalationkineticsinenergystorageand conversiondevices.

2.2ThermodynamicControl

Thesimplestcaseinthemetal–ion-coupledelectrontransferkineticsiswhen boththerateofdiffusionandtherateofiontransferareveryfastanddonot affecttheshapeofthecyclicvoltammograms(CVs),charge/dischargecurves,or currenttransients.Inthiscase,thecurrent(underpotentiostaticconditions)or thepotential(undergalvanostaticconditions)aredeterminedbytheshapeofthe intercalationisotherm,i.e.bythedependenceofthehostlatticefreeenergyonthe amountoftheintercalatedmetalions,whichischaracterizedbytheintercalation

2Metal–Ion-CoupledElectronTransferKineticsinIntercalation-BasedTransitionMetalOxides

level �� (theratioofthenumberoftheionsinthehostlatticetothenumberofthe availableintercalationsites).Themostdirectanalogybetweentheintercalation andtheadsorptionprocessesreliesontheNernstequationfortheintercalation ofanioninsideanemptysiteinthehostlattice:M+ + e + [] = [M],whichcan bemodifiedtoaccountfortherepulsiveorattractiveinteractionsbyintroducing aphenomenologicalparameter“g”(negativefortheattractionbetweenionsin thehostandpositiveforrepulsion).TheresultingequationrepresentsaFrumkin intercalationisotherm,asintroducedbyLeviandAurbach[18]:

where Eeq isthestandardredoxpotential(V)(theequilibriumpotentialofarealor ahypotheticalphasehavingacompositionof �� = 0.5); g –dimensionlessconstant, whichcorrespondstotheinteractionparameterintheFrumkinisothermformulism.

Thevariationinthevalueofthe g parameterinduceschangesintheslopeofthe galvanostaticcharge/dischargeprofiles(Figure2.1a).Thelimitingcaseof g =−4 resultsinatypicalplateau,whichmarksthelossofsystemstabilityinasingle-phase intercalationprocess.Withintheframeworkofthephenomenologicalapproaches, theattractiveinteractionsinthesystembecomestrongenoughtoresultintoseparationofthesystemintocation-richandcation-poorphases.Indeed,furtherincrease inthenegative g valueresultsinanS-shapedisotherm,whichclearlyimpliesthe coexistenceoftwophasesinsomeintervalof �� values.Thecorrespondingcyclic voltammetrycurves(Figure2.1b)calculatedfordifferent g valuesshowbroad peaksfortherepulsiveinteractions(g = 0,2,4)andsharperpeaksfortheattractive interactions,whichissofarcompletelyanalogoustotheadsorptionprocesses,and canbetreatedusingLavironanalysisforsurfaceconfinedredox-activespecies[22] (theequationsforthecurrent/potentialcurvescalculationcanbefoundin[18]). Anexperimentalexampleofasystemwithoutanysignificantchargetransferor diffusionallimitations(thiscaseisdesignatedas“thermodynamiccontrol”)isthe slightlyoverlithiatedlithium-manganeseoxideLi1+x Mn2 O4 [14,23].Atlowscan rates(<0.1mVs 1 ),theexperimentalCVsshowtwopairsofpeaks,centeredat4.0 and4.13V(vs.Li+ /Li)correspondingtotheconsecutivede/insertionof0.5Liper f.u.(Figure2.1c).Thesymmetryofthecathodicandanodicpeaksandnegligible peak-to-peakseparationimpliesthethermodynamiccontrolofLi-ionintercalation. Indeed,thebasicfeaturesofexperimentalcurvescanbereproducedusing g values of1.1and 0.88forthebroaderandthesharperpeaks,respectively.

However,theexperimentalisothermsareveryrarelyassimpleasimposedby Eq.(2.1).Figure2.1dshowstheexperimentalisothermforLiCoO2 inaconventional 1MLiPF6 ethylenecarbonate/dimethylcarbonate(EC/DMC)electrolyte[24].It isestablishedthataphasetransitionfromhexagonaltomonoclinicphaseoccurs uponLi-iondeinsertionfromtheLi�� CoO2 structureat �� ∼ 0.78[25].Thus,two isothermsforthelithiatedandthedelithiatedphasesarerequired(solidlinesin Figure2.1d).WhiletheinitialpartoftheisothermintheLi-richphasecanbe approximatedusingasingle g value,thisisimpossiblefortheexponentialriseof thecurveat0.5 <��< 0.75,whichsimplyreflectstheverystrongdependenceofthe crystallatticeenergyontheamountoftheintercalatedions.Thiscanbeovercome

E

Figure2.1 Chargingcurves(deintercalationisotherms)(a)andCVs(b)calculatedfor differentvaluesoftheinteractionparameter g.CVat0.1mVs 1 andthefitforLiMn2 O4 electrodein1MLiPF6 inEC/DMCelectrolyte(c).Experimental(de)intercalationisotherm forLiCoO2 electrode(dashedlines)andthefitsforLi-richandLi-poorphases(solidlines,d). Source:Vassilievetal.[14]/withpermissionofElsevier.

byintroducingaseriesof g1 …gn values,whichmodifiesEq.(2.1): E(�� )= Eeq + RT F ln

Thefittingparameters gn introduceverylittleuncertaintyintotheexperimentaldata modeling,astheseareevaluateddirectlyfromtheexperimentalcharge/discharge curvesandareusedonlytoconstructananalyticalapproximationoftheexperimentalintercalationisotherm.Forinstance,thedataforLiMn2 O4 electrodescan beaccuratelyreproducedbyapproximatingtheexperimentallyderived E(�� )using three g valuesforeachredoxprocess(processat4.0V: g1 = 1.13, g2 =−0.45, g3 = 2.34; processat4.13V: g1 =−0.81, g2 = 1.57, g3 = 9.58)[14].Thethermodynamiccontrol isalsotypicalforsodium-andpotassium-ionintercalationintoPrussianbluecompounds[26]andNa+ intercalationintoAVPO4 Fmaterials[15,27].Asthediagnostic criteriaforthethermodynamicregime,onecanusethesymmetryoftheanodicand cathodiccurvesandtheproportionalityofthecurrentpeaktothescanratevalue,

2Metal–Ion-CoupledElectronTransferKineticsinIntercalation-BasedTransitionMetalOxides whiletheconclusionsonthetypeofinteractionsbetweentheionsinthehostmatrix canbeformulatedbasedonthepeaks’shape.

2.3DiffusionalControl

Thecationmobilityinsideasolidstructureisoftenthekeyparametertobeaddressed upontheintroductionofanewmetal–ionbatterymaterial.Theapparentdiffusion coefficient D isusedtocharacterizetheionicmobilityinsideasolidstructure:

where l isthediffusionlength(cm)(halfoftheparticlediameter d orthethin-film thickness)and �� isthediffusiontimeconstant(s).Certainspecificsofionintercalatingmaterialsaredeterminedbytheneedtoconsiderthedimensionalityofthe diffusiongeometry:planar(or1D,asinchannelsintheLiFePO4 structure),cylindrical(2D,diffusioninlayersofLiCoO2 andotherlayeredmaterials),spherical(3D, diffusioninLiMn2 O4 ),andthefinitenatureofthediffusioninsideamaterialparticle.Anexcellenttreatiseonthedeterminationofthediffusioncoefficientfrom chronoamperometrydatawithanaccountofthetypicalhinderingexperimentalfactors(suchasslowchargetransferkinetics,uncompensatedohmicdrop,andwide particlesizedistribution)isavailablein[28–30].

ThegeneraltreatmentofthediffusionproblemisbasedonastandardsetofFick’s equationsforagivendiffusiongeometry(e.g.planar)withboundaryconditionsat theparticlesurfaceandatitscenter[31]:

where x istherelativecoordinate(0 ≤ x = 2l/d ≤ 1), E istheelectrodepotential(V), I isthecurrent(μA), F istheFaradayconstant, �� (E)or E(�� )istheintercalation isotherm, S istheworkingareaoftheparticlesurface(cm2 )(onlyplanescontributingtolithiumdiffusionarerelevant),whichiscalculatedaccordingtotheequation:

where n = 2,4,and6forplanar,cylindrical,andsphericaldiffusiongeometries, m isthemassoftheintercalatingmaterialintheelectrode(g), �� isthephasedensity (gcm 3 ).

Asmostintercalationmaterialsundergophasetransformationsinthecourseof charge/discharge,amorecomplexdiffusionproblemshouldbesolvedforthephase boundarymovement,whichisdiscussedindetailinRefs.[14,32].

Diffusionalcontrolinintercalationmaterialsisgenerallyunavoidableathigh scanorcharge/dischargeratesduetothefinitesizeofthematerialparticlesand thegenerallylowionicmobilitiesinintercalationmaterials[33].Toillustratethe effectofthediffusioncoefficientvalueontheshapeoftheCVs,asetofsimulated voltammogramsforasimplemodelintercalationprocessisshowninFigure2.2a.

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