Ingenious iposervices 4feb2018 v3

Ingenious

Your Partner in Capital Markets

Pre-IPO Advisory

www.ingenioushaus.com

Why IPO? Going public is a significant milestone in a corporate life cycle, and a dream come true for every entrepreneur.

The prospects of enhanced capital structure and improved brand equity are attractive for many business owners who aspire to take the leap of faith to grow their business to the next level.

To determine the best course for your company, early preparation allows you to stay ahead of the curve. All stages of the pre-IPO preparation process are critical in order to achieve the success that your business deserves.

The IPO journey is a new and exciting chapter for every aspiring organization. Hence, it is of utmost importance to get the IPO lifecycle right.

Pros and cons of going public There are advantages and disadvantages of going public. Hence, a company should make thorough consideration and get the right advisors to avoid pitfalls and increased chances of success.

Advantages of going public •

Raise capital

•

Improve access to capital market

•

Increase liquidity & exit for shareholders

•

Facilitate acquisitions with shares and cash

•

Create visibility, credibility and transparency to business partners and public

•

Incentivize employees, attract and retain new talents

10 Steps to IPO Readiness 1.

Strengthen the board of directors & management team.

2.

Finetune business model and restructuring of business units.

3.

Prepare IFRS compliant and audited financial statements.

4.

Due diligence of material contracts and agreements.

5.

Focus on corporate governance and set up an independent board of directors and working committees.

6.

Evaluate the risk factors that affect shareholder value and sustainability of the company.

7.

Review capability to maintain consistent financial performance.

8.

Set up investor relations function.

9.

Enhance procedures, policies and controls to fulfill regulatory rules and standards.

10. Adhere to interim reporting schedules to meet ongoing compliance and standards.

Disadvantages of going public •

Listing expenses and compliance costs to comply with listing rules and regulations

•

Increased regulatory oversight and reporting requirements

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Greater exposure to public scrutiny

•

Dilution/loss of management control

•

Potential hostile takeovers

© Ingenious Haus Group Ltd. All rights reserved.

Corporate Finance | Pre-IPO Advisory Services

How we can help At Ingenious, we advice clients who intend to go public from scratch, i.e. conceptual, pre-IPO restructuring, strategic planning, game plan, appointment of IPO advisers and project team, project management, pre & post IPO fund raising, road shows, exit for stakeholders, etc.

We focus on client's interest and objectives at all times to ensure a successful IPO.

Sponsor Financial Advisers

Broker

Legal Adviser

IPO Team

Registrar & Secretary

Reporting Accountants

Public Relations

Pre-listing Review We will give professional advisory services to assist your company include getting the right timing to enter the market to optimize the best benefits you can reap. The key issues we help deal with include: • • • • •

Equity story and track record Corporate restructuring Management development & training Corporate governance & internal controls Financial reporting

•

Risk assessment

IPO Process PHASE 1 Planning Structuring, IPO team

PHASE 2 Due Diligence

Listing Preparation During the IPO process, there are a number of complex listing requirements and regulations that your company need to deal with. We will introduce professional parties and act as a coordinator to manage the overall IPO process on your behalf to ensure deadlines are met. The key issues we help deal with include: • • • • •

Formation of IPO-dedicated working group Appointment of professional parties Due diligence Introduction of strategic investor Market conditions and investor appetite assessment

Post Listing Support The challenges do not end after a successful IPO. Your company will be under strict public scrutiny.

Effective and ongoing communication channels with regulators, investors and media are critical.

The key issues we help deal with include: • • • • • •

Advice on various ongoing post-listing compliance Financial and regulatory reporting Risk management Investor relationship management Enhancement of corporate governance Market strategy

© Ingenious Haus Group Ltd. All rights reserved.

Financial, legal & commercial due diligence

PHASE 3 Research Prepare research note

PHASE 4 Drafting Admission Document

PHASE 5 Marketing Marketing road show commences

PHASE 6 Placing Agreement Pricing & Share Placing

PHASE 7 Admission IPO & start trading

Corporate Finance | Pre-IPO Advisory Services

For more information about our Pre-IPO Advisory services, please contact: William Du

Stanley Chong

Philip Cheung

william@ingenioushaus.com

stanley@ingenioushaus.com

philip.cheung@ingenioushaus.com

Ingenious Haus Group Ingenious Haus Group is a boutique financial services firm, supporting entrepreneurs, business owners and families since 2004. We empower entrepreneurs with the right corporate strategies and smart capital in growing their business to accelerate growth, create value and maximize wealth for all stakeholders.

Our Approach: Deal Structuring

Investor Relations

Fund Raising & Road Show

Our Services: Corporate Finance • Initial Public Offering • Mergers & Acquisitions • Fund Raising Private Equity • Fund Management • Special Purpose Vehicle • Exit Strategies Asset & Wealth Management • Family Office Management • Family Business Advisory • Succession Planning

Ingenious Haus Group Ltd

Disclaimer

B-7-18, Level 7, Block B, Oasis Square No.2, Jalan PJU1A/7A, Ara Damansara Petaling Jaya, 47301 Selangor Malaysia

Ingenious Haus Group shall not accept any responsibility for any loss or damage arising from the use of the information within this service brochure. Materials in the service brochure are distributed without responsibility on the part of Ingenious Haus Group for the loss occasioned by any person acting or refraining from acting as a result of any view expressed therein.

www.ingenioushaus.com