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PRINCIPLES OF THIRD EDITION

Virology

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VOLUME I Molecular Biology

PRINCIPLES OF THIRD EDITION

Virology

S. J. FLINT

Department of Molecular Biology

Princeton University Princeton, New Jersey

L. W. ENQUIST

Department of Molecular Biology

Princeton University Princeton, New Jersey

V. R. RACANIELLO

Department of Microbiology

College of Physicians and Surgeons

Columbia University New York, New York

A. M. SKALKA

Fox Chase Cancer Center

Philadelphia, Pennsylvania

WASHINGTON, DC

Front cover illustration: A model of the atomic structure of the poliovirus type 1 Mahoney strain. The model has been highlighted by radial depth cuing so that the portions of the model that are farthest from the center are bright. Prominent surface features include a star-shaped mesa at each of the fivefold axes and a propeller-shaped feature at each of the threefold axes. A deep cleft or canyon surrounds the star-shaped feature. This canyon is the receptor-binding site. Courtesy of Robert Grant, Stéphane Crainic, and James Hogle (Harvard Medical School).

Back cover illustration: Progress in the global eradication of poliomyelitis has been striking, as illustrated by maps showing areas of known or probable circulation of wild-type poliovirus in 1988, 1998, and 2008. Dark red indicates the presence of virus. In 1988, the virus was present on all continents except Australia. By 1998, the Americas were free of wild-type poliovirus, and transmission was interrupted in the western Pacific region (including the People’s Republic of China) and in the European region (with the exception of southeastern Turkey). By 2008, the number of countries reporting endemic circulation of poliovirus had been reduced to four: Afghanistan, Pakistan, India, and Nigeria.

Address editorial correspondence to ASM Press, 1752 N St. NW, Washington, DC 20036-2904, USA

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Copyright © 2000, 2004, 2009 ASM Press American Society for Microbiology 1752 N St. NW Washington, DC 20036-2904

Library of Congress Cataloging-in-Publication Data

Principles of virology / S.J. Flint ... [et al.]. — 3rd ed. p. ; cm.

Includes bibliographical references and index. ISBN 978-1-55581-443-4 (pbk. : set) — ISBN 978-1-55581-479-3 (pbk. : v. 1) — ISBN 978-1-55581-480-9 (pbk. : v. 2)

1. Virology. I. Flint, S. Jane. II. American Society for Microbiology. [DNLM: 1. Viruses. 2. Genetics, Microbial. 3. Molecular Biology. 4. Virology—methods. QW 160 P957 2009]

QR360.P697 2009 579.2—dc22

2008030964

ISBN 978-1-55581-479-3

All Rights Reserved

Printed in the United States of America

Illustrations and illustration concepting: Patrick Lane, ScEYEnce Studios Cover and interior design: Susan Brown Schmidler

We dedicate this book to the students, current and future scientists and physicians, for whom it was written. We kept them ever in mind.

We also dedicate it to our families: Jonn, Gethyn, and Amy Leedham Kathy and Brian Doris, Aidan, Devin, and Nadia Rudy, Jeanne, and Chris

Oh, be wiser thou! Instructed that true knowledge leads to love.

WILLIAM WORDSWORTH Lines left upon a Seat in a Yew-tree 1888

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Preface xv Acknowledgments xix

The Science of Virology 1 1 Foundations 2

Luria’s Credo 3

Why We Study Viruses 3

Viruses Are Everywhere 3

Viruses Cause Human Disease 4

Viruses Infect All Living Things 4

Viruses Can Cross Species Boundaries 4

Viruses “R” Us 4

Viruses Are Uniquely Valuable Tools with Which To Study Biology 4

Viruses Can Also Be Used To Manipulate Biology 5

Virus Prehistory 5

Viral Infections in Antiquity 5

The First Vaccines 7

Microorganisms as Pathogenic Agents 8

Discovery of Viruses 10

The Definitive Properties of Viruses 12

The Structural Simplicity of Viruses 12

The Intracellular Parasitism of Viruses 13

Viruses Defined 17

Cataloging Animal Viruses 18

The Classical System 20

Classification by Genome Type 20

The Baltimore Classification System 21

A Common Strategy for Viral Propagation 21

Perspectives 21

References 23

2 The Infectious Cycle 24

Introduction 25

The Infectious Cycle 25

The Cell 27

The Architecture of Cell Surfaces 28

The Extracellular Matrix: Components and Biological Importance 28

Properties of the Plasma Membrane 30

Cell Membrane Proteins 31

Entering Cells 32

Making Viral RNA 32

Making Viral Proteins 33

Making Viral Genomes 33

Forming Progeny Virions 33

Viral Pathogenesis 33

Overcoming Host Defenses 33

Cultivation of Viruses 34

Cell Culture 34

Embryonated Eggs 36

Laboratory Animals 36

Assay of Viruses 37

Measurement of Infectious Units 37

Efficiency of Plating 40

Measurement of Virus Particles and Their Components 42

Viral Growth: the Burst Concept 44

The One-Step Growth Cycle 45

Initial Concept 45

One-Step Growth Analysis: a Valuable Tool for Studying Animal Viruses 46

Perspectives 48

References 48

Molecular Biology 51

3 Genomes and Genetics 52

Introduction 53

Genome Principles and the Baltimore System 53

Structure and Complexity of Viral Genomes 54

DNA Genomes 55

RNA Genomes 57

What Do Viral Genomes Look Like? 58

Coding Strategies 60

What Can Viral Sequences Tell Us? 60

The Origin of Viral Genomes 62

The “Big and Small” of Viral Genomes: Does Size Matter? 62

Genetic Analysis of Viruses 66

Classic Genetic Methods 66

Engineering Mutations into Viral Genomes 68

Genetic Interference by Double-Stranded RNA 74

Engineering Viral Genomes: Viral Vectors 74

Perspectives 79

References 80

4 Structure 82

Introduction 83

Functions of the Virion 83

Nomenclature 85

Methods for Studying Virus Structure 85

Building a Protective Coat 88

Helical Structures 88

Capsids or Nucleocapsids with Icosahedral Symmetry 92

Packaging the Nucleic Acid Genome 106

Direct Contact of the Genome with a Protein Shell 107

Packaging by Specialized Virion Proteins 110

Packaging by Cellular Proteins 111

Viruses with Envelopes 112

Viral Envelope Components 112

Simple Enveloped Viruses: Direct Contact of External Proteins with the Capsid or Nucleocapsid 116

Enveloped Viruses with an Additional Protein Layer 117

Complex Viruses 119

Bacteriophage T4 119

Herpesviruses 119

Poxviruses 121

Other Components of Virions 122

Virion Enzymes 122

Other Viral Proteins 123

Nongenomic Viral Nucleic Acid 123

Cellular Macromolecules 124

Perspectives 125

References 125

5 Attachment and Entry 128

Introduction 129

Attachment of Viruses to Cells 130

General Principles 130

Identification of Cell Receptors for Virus Particles 131

Examples of Cell Receptors 132

How Virions Attach to Receptors 138

Endocytosis of Virions by Cells 142

Membrane Fusion 143

Movement of Virions and Subviral Particles within Cells 145

Virus-Induced Signaling via Cell Receptors 148

Mechanisms of Uncoating 149

Uncoating at the Plasma Membrane 149

Uncoating during Endocytosis 151

Import of Viral Genomes into the Nucleus 159

Nuclear Localization Signals 159

The Nuclear Pore Complex 160

The Nuclear Import Pathway 161

Import of Influenza Virus Ribonucleoprotein 163

Import of DNA Genomes 163

Import of Retroviral Genomes 164

Perspectives 164

References 165

6 Synthesis of RNA from RNA Templates 168

Introduction 169

The Nature of the RNA Template 170

Secondary Structures in Viral RNA 170

Naked or Nucleocapsid RNA 170

The RNA Synthesis Machinery 171

Identification of RNA-Dependent RNA Polymerases 171

Sequence Relationships among RNA Polymerases 173

Three-Dimensional Structure of RNA-Dependent RNA Polymerases 173

Mechanisms of RNA Synthesis 175

Initiation 175

Elongation 178

Template Specificity 178

Unwinding the RNA Template 180

Role of Cellular Proteins 180

Why Are There Unequal Amounts of (−) and (+) Strands? 182

Do Ribosomes and RNA Polymerases Collide? 183

Synthesis of Poly(A) 184

The Switch from mRNA Production to Genome

RNA Synthesis 185

Different RNA Polymerases for mRNA Synthesis and Genome

Replication 186

Suppression of Intergenic Stop-Start Reactions by Nucleocapsid Protein 186

Suppression of Termination Induced by a Stem-Loop Structure 188

Different Templates Used for mRNA Synthesis and Genome Replication 188

Suppression of Polyadenylation 191

The Same Template Used for mRNA Synthesis and Genome Replication 192

Cellular Sites of Viral RNA Synthesis 192

Origins of Diversity in RNA Virus Genomes 195

Misincorporation of Nucleotides 195

Segment Reassortment and RNA Recombination 196

RNA Editing 198

Perspectives 198

References 199

7 Reverse Transcription and Integration 204

Retroviral Reverse Transcription 205

Discovery 205

Impact 206

The Pathways of Reverse Transcription 207

General Properties and Structure of Retroviral Reverse Transcriptases 213

There Are Many Other Examples of Reverse Transcription 218

Retroviral DNA Integration Is a Unique Process 220

Integrase-Catalyzed Steps in the Integration Process 221

Integrase Structure and Mechanism 225

Hepadnaviral Reverse Transcription 229

A DNA Virus with Reverse Transcriptase? 229

Pathway of Reverse Transcription 231

Perspectives 238

References 238

8 Transcription Strategies: DNA Templates 240

Introduction 241

Properties of Cellular RNA Polymerases That Transcribe Viral DNA 241

Some Viral Genomes Must Be Converted to Templates for Transcription 242

Transcription by RNA Polymerase II 243

Regulation of RNA Polymerase II Transcription 245

Proteins That Regulate Transcription Share Common Properties 251

Transcription of Viral DNA Templates by the Cellular Machinery Alone 253

Viral Proteins That Regulate RNA Polymerase II

Transcription 255

Patterns of Regulation 255

The Human Immunodeficiency Virus Type 1 Tat Protein Autoregulates Transcription 255

The Transcriptional Cascades of DNA Viruses 262

Entry into One of Two Alternative Transcription Programs 277

Transcription of Viral Genes by RNA Polymerase III 281

RNA Polymerase III Transcribes the Adenoviral VA-RNA Genes 281 Inhibition of the Cellular Transcription Machinery in Virus-Infected Cells 281

Unusual Functions of Cellular Transcription Components 282

A Viral DNA-Dependent RNA Polymerase 283

Perspectives 284

References 285

9 Genome Replication Strategies: DNA Viruses 288

Introduction 289

DNA Synthesis by the Cellular Replication Machinery: Lessons from Simian Virus 40 290

Eukaryotic Replicons 290

Cellular Replication Proteins and Their Functions during Simian Virus 40

DNA Synthesis 293

Mechanisms of Viral DNA Synthesis 297

Priming and Elongation 298

Properties of Viral Replication Origins 301

Recognition of Viral Replication Origins 304

Viral DNA Synthesis Machines 310

Resolution and Processing of Viral Replication Products 312

Mechanisms of Exponential Viral DNA Replication 313

Viral Proteins Can Induce Synthesis of Cellular Replication Proteins 313

Synthesis of Viral Replication Machines and Accessory Enzymes 318

Viral DNA Replication Independent of Cellular Proteins 318

Delayed Synthesis of Virion Structural Proteins Prevents Premature Packaging of DNA Templates 319

Inhibition of Cellular DNA Synthesis 319

Viral DNAs Are Synthesized in Specialized Intracellular Compartments 320

Limited Replication of Viral DNA 321

Integrated Parvoviral DNA Can Replicate as Part of the Cellular Genome 321

Regulation of Replication via Different Viral Origins: Epstein-Barr Virus 322

Controlled and Exponential Replication from a Single Origin: the Papillomaviruses 324

Origins of Genetic Diversity in DNA Viruses 326

Fidelity of Replication by Viral DNA Polymerases 326

Inhibition of Repair of Double-Stranded Breaks in DNA 327

Recombination of Viral Genomes 328

Perspectives 331

References 331

10 Processing of Viral Pre-mRNA 334

Introduction 335

Covalent Modification during Viral Pre-mRNA Processing 337

Capping the 5’ Ends of Viral mRNA 337

Synthesis of 3’ Poly(A) Segments of Viral mRNA 340

Splicing of Viral Pre-mRNA 341

Alternative Splicing of Viral Pre-mRNA 348

Editing of Viral mRNAs 354

Export of RNAs from the Nucleus 356

The Cellular Export Machinery 357

Export of Viral mRNA 357

Posttranscriptional Regulation of Viral or Cellular Gene Expression by Viral Proteins 361

Temporal Control of Viral Gene Expression 362

Viral Proteins Can Inhibit Cellular mRNA Production 364

Regulation of Turnover of Viral and Cellular mRNAs in the Cytoplasm 365

Regulation of mRNA Stability by Viral Proteins 366

Regulation of mRNA Stability in Transformation 367

Production and Function of Small RNAs That Inhibit Gene Expression 367

Small Interfering RNAs, Micro-RNAs, and Their Synthesis 367

Viral Micro-RNAs 368

Viral Gene Products That Block RNA Interference 369

Perspectives 369

References 371

11 Control of Translation 374

Introduction 375

Mechanisms of Eukaryotic Protein Synthesis 376

General Structure of Eukaryotic mRNA 376

The Translation Machinery 377

Initiation 379

Elongation and Termination 389

The Diversity of Viral Translation Strategies 391

Polyprotein Synthesis 393

Leaky Scanning 393

Reinitiation 394

Suppression of Termination 395

Ribosomal Frameshifting 396

Bicistronic mRNAs 397

Regulation of Translation during Viral Infection 397

Inhibition of Translation Initiation after Viral Infection 398

Regulation of eIF4F 401

Regulation of Poly(A)-Binding Protein Activity 404

Regulation of eIF3 404

Regulation by miRNA 405

Perspectives 405

References 407

12 Intracellular Trafficking 410

Introduction 411

Assembly within the Nucleus 413

Import of Viral Proteins for Assembly 413

Assembly at the Plasma Membrane 415

Transport of Viral Membrane Proteins to the Plasma Membrane 415

Sorting of Viral Proteins in Polarized Cells 430

Disruption of the Secretory Pathway in Virus-Infected Cells 435

Signal Sequence-Independent Transport of Viral Proteins to the Plasma Membrane 438

Interactions with Internal Cellular Membranes 442

Localization of Viral Proteins to Compartments of the Secretory Pathway 442

Localization of Viral Proteins to the Nuclear Membrane 444

Transport of Viral Genomes to Assembly Sites 444

Transport of Genomic and Pregenomic RNA from the Nucleus to the Cytoplasm 444

Transport of Genomes from the Cytoplasm to the Plasma Membrane 446

Perspectives 448

References 448

13 Assembly, Exit, and Maturation 452

Introduction 453

Methods of Studying Virus Assembly and Egress 454

Structural Studies of Virus Particles 454

Visualization of Assembly and Exit by Microscopy 455

Biochemical and Genetic Analysis of Assembly Intermediates 455

Methods Based on Recombinant DNA Technology 456

Assembly of Protein Shells 456

Formation of Structural Units 456

Capsid and Nucleocapsid Assembly 461

Self-Assembly and Assisted Assembly Reactions 462

Selective Packaging of the Viral Genome and Other Virion Components 465

Concerted or Sequential Assembly 465

Recognition and Packaging of the Nucleic Acid Genome 470

Incorporation of Virion Enzymes and other Nonstructural Proteins 478

Acquisition of an Envelope 478

Sequential Assembly of Internal Components and Budding from a Cellular Membrane 478

Coordination of the Assembly of Internal Structures with the Acquisition of the Envelope 479

Release of Virus Particles 480

Release of Nonenveloped Viruses 480

Assembly at the Plasma Membrane: Budding of Virus Particles 481

Assembly at Internal Membranes: the Problem of Exocytosis 484

Maturation of Progeny Virions 491

Proteolytic Processing of Virion Proteins 491

Other Maturation Reactions 493

Cell-to-Cell Spread 494

Perspectives 496

References 498

APPENDIX Structure, Genome Organization, and Infectious Cycles 501

Glossary 539

Index 547

The enduring goal of scientific endeavor, as of all human enterprise, I imagine, is to achieve an intelligible view of the universe. One of the great discoveries of modern science is that its goal cannot be achieved piecemeal, certainly not by the accumulation of facts. To understand a phenomenon is to understand a category of phenomena or it is nothing. Understanding is reached through creative acts.

Carnegie Institution Yearbook 65

The major goal of all three editions of this book has been to define and illustrate the basic principles of animal virus biology. In this information-rich age, the quantity of data describing any given virus can be overwhelming, if not indigestible, for student and expert alike. Furthermore, the urge to write more and more about less and less is the curse of reductionist science and the bane of those who write textbooks meant to be used by students. Consequently, in the third edition, we have continued to distill information with the intent of extracting essential principles, while retaining some descriptions of how the work is done. Our goal is to illuminate process and strategy as opposed to listing facts and figures. We continue to be selective in our choice of topics, viruses, and examples in an effort to make the book readable, rather than comprehensive. Detailed encyclopedic works like Fields Virology (2007) have made the best attempt to be all-inclusive, and Fields is recommended as a resource for detailed reviews of specific virus families.

What’s New

The major change in the third edition is the separation of material into two volumes, each with its unique appendix(es) and general glossary. Volume I covers molecular aspects of the biology of viruses, and Volume II focuses on viral pathogenesis, control of virus infections, and virus evolution. The organization into two volumes follows a natural break in pedagogy and provides considerable flexibility and utility for students and teachers alike. The smaller size and soft covers of the two volumes make them easier for students to carry

and work with than the single hardcover volume of earlier editions. The volumes can be used for two courses, or as parts I and II of a one-semester course. While differing in content, the volumes are integrated in style and presentation. In addition to updating the material for both volumes, we have used the new format to organize the material more efficiently and to keep chapter size manageable.

As in our previous edition, we have tested ideas for inclusion in the text in our own classes. We have also received constructive comments and suggestions from other virology instructors and their students. Feedback from students was particularly useful in finding typographical errors, clarifying confusing or complicated illustrations, and pointing out inconsistencies in content.

For purposes of readability, references again are generally omitted from the text, but each chapter ends with an updated and expanded list of relevant books, review articles, and selected research papers for readers who wish to pursue specific topics. In general, if an experiment is featured in a chapter, one or more references are listed to provide more detailed information.

Principles Taught in Two Distinct, but Integrated Volumes

These two volumes outline and illustrate the strategies by which all viruses are propagated in cells, how these infections spread within a host, and how such infections are maintained in populations. The principles established in Volume I enable understanding of the topics of Volume II: viral disease, its control, and the evolution of viruses.

Volume I: the Science of Virology and the Molecular Biology of Viruses

This volume features the molecular processes that take place in an infected host cell. Chapters 1 and 2 discuss the foundations of virology. A general introduction with historical perspectives as well as definitions of the unique properties of viruses is provided first. The unifying principles that are the foundations of virology, including the concept of a common strategy for viral propagation, are then described. Chapter 2 establishes the principle of the infectious cycle with an introduction to cell biology. The basic techniques for cultivating and assaying viruses are outlined, and the concept of the single-step growth cycle is presented.

Chapter 3 introduces the fundamentals of viral genomes and genetics, and it provides an overview of the perhaps surprisingly limited repertoire of viral strategies for genome replication and mRNA synthesis. Chapter 4 describes the architecture of extracellular virus particles in the context of providing both protection and delivery of the viral genome in a single vehicle. In Chapters 5 through 13, we describe the broad spectrum of molecular processes that characterize the common steps of the reproductive cycle of viruses in a single cell, from decoding genetic information to genome replication and production of progeny virions. We describe how these common steps are accomplished in cells infected by diverse but representative viruses, while emphasizing principles applicable to all.

The appendix in Volume I provides concise illustrations of viral life cycles for the main virus families discussed in the text. It is intended to be a reference resource when one is reading individual chapters and a convenient visual means by which specific topics may be related to the overall infectious cycles of the selected viruses.

Volume II: Pathogenesis, Control, and Evolution

This volume addresses the interplay between viruses and their host organisms. Chapters 1 to 7 focus on principles of virus replication and pathogenesis. Chapter 1 provides a brief history of viral pathogenesis and addresses the basic concepts of how an infection is established in a host as opposed to infection of single cells in the laboratory. In Chapter 2, we focus on how viral infections spread in populations. Chapter 3 presents our growing understanding of crucial autonomous reactions of cells to infection and describes how these actions influence the eventual outcome for the host. Chapter 4 provides a virologist’s view of immune defenses and their integration with events that occur when single cells are infected. Chapter 5 describes how a particular virus replication strategy and the ensuing host response influence the outcome of infection such that some are short and others are of long duration. Chapter 6 is devoted entirely to the AIDS virus, not only because it is the causative agent of the most serious current worldwide epidemic, but also because of its unique and informative interactions with the human immune defenses. In Chapter 7, we discuss virus infections that transform cells in culture and promote oncogenesis (the formation of tumors) in animals.

Chapters 8 and 9 outline the principles involved in treatment and control of infection. Chapter 8 focuses on vaccines, and chapter 9 discusses the approaches and challenges of antiviral drug discovery. In Chapter 10, the final chapter, we present a foray into the past and future, providing an introduction to viral evolution. We illustrate important principles taught by zoonotic infections, emerging infections, and humankind’s experiences with epidemic and pandemic viral infections.

Appendix A summarizes the pathogenesis of common viruses that infect humans in three “slides” (viruses and diseases, epidemiology, and disease mechanisms) for each virus or virus group. This information is intended to provide a simple snapshot of pathogenesis and epidemiology. Appendix B provides a concise discussion of unusual infectious agents, such as viroids, satellites, and prions, that are not viruses but that (like viruses) are molecular parasites of the cells in which they replicate.

Reference

Knipe, D. M., and P. M. Howley (ed. in chief). 2007. Fields Virology, 5th ed. Lippincott Williams & Wilkins, Philadelphia, PA.

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Acknowledgments

These two volumes of Principles could not have been composed and revised without help and contributions from many individuals. We are most grateful for the continuing encouragement from our colleagues in virology and the students who use the text. Our sincere thanks also go to colleagues who have taken considerable time and effort to review the text in its evolving manifestations. Their expert knowledge and advice on issues ranging from teaching virology to organization of individual chapters and style were invaluable, even when orthogonal to our approach, and are inextricably woven into the final form of the book.

We thank the following individuals for their reviews and comments on multiple chapters in both volumes: Nicholas Acheson (McGill University), Karen Beemon and her virology students (Johns Hopkins University), Clifford W. Bond (Montana State University), Martha Brown (University of Toronto Medical School), Teresa Compton (University of Wisconsin), Stephen Dewhurst (University of Rochester Medical Center), Mary K. Estes (Baylor College of Medicine), Ronald Javier (Baylor College of Medicine), Richard Kuhn (Purdue University), Muriel Lederman (Virginia Polytechnic Institute and State University), Richard Moyer (University of Florida College of Medicine), Leonard Norkin (University of Massachusetts), Martin Petric (University of Toronto Medical School), Marie Pizzorno (Bucknell University), Nancy Roseman (Williams College), David Sanders (Purdue University), Dorothea Sawicki (Medical College of Ohio), Bert Semler (University of California, Irvine), and Bill Sugden (University of Wisconsin).

We also are grateful to those who gave so generously of their time to serve as expert reviewers of these or earlier individual chapters or specific topics: James Alwine (University of Pennsylvania), Edward Arnold (Center for Advanced Biotechnology and Medicine, Rutgers University), Carl Baker (National Institutes of Health), Amiya Banerjee (Cleveland Clinic Foundation), Silvia Barabino (University of Basel), Albert Bendelac (University of Chicago), Susan Berget (Baylor College of Medicine), Kenneth I. Berns (University of Florida), xix

John Blaho (MDL Corporation), Sheida Bonyadi (Concordia University), Jim Broach (Princeton University), Michael J. Buchmeier (The Scripps Research Institute), Hans-Gerhard Burgert (University of Warwick), Allan Campbell (Stanford University), Jim Champoux (University of Washington), Bruce Chesebro (Rocky Mountain Laboratories, National Institute of Allergy and Infectious Diseases), Marie Chow (University of Arkansas Medical Center), Barclay Clements (University of Glasgow), Don Coen (Harvard Medical School), Richard Condit (University of Florida), David Coombs (University of New Brunswick), Michael Cordingley (Bio-Mega/Boehringer Ingelheim), Ted Cox (Princeton University), Andrew Davison (Institute of Virology, MRC Virology Unit), Ron Desrosiers (Harvard Medical School), Robert Doms (University of Pennsylvania), Emilio Emini (Merck Sharp & Dohme Research Laboratories), Alan Engelman (Dana-Farber Cancer Center), Ellen Fanning (Vanderbilt University), Bert Flanagan (University of Florida), Nigel Fraser (University of Pennsylvania Medical School), Huub Gelderblom (University of Amsterdam), Charles Grose (Iowa University Hospital), Samuel Gunderson (European Molecular Biology Laboratory), Pryce Haddix (Auburn University at Montgomery), Peter Howley (Harvard Medical School), James Hoxie (University of Pennsylvania), Frederick Hughson (Princeton University), Clinton Jones (University of Nebraska), Christopher Kearney (Baylor University), Walter Keller (University of Basel), Tom Kelly (Memorial SloanKettering Cancer Center), Elliott Kieff (Harvard Medical School), Elizabeth Kutter (Evergreen State College), Robert Lamb (Northwestern University), Ihor Lemischka (Mount Sinai School of Medicine), Arnold Levine (Institute for Advanced Study), Michael Linden (Mount Sinai School of Medicine), Daniel Loeb (University of Wisconsin), Adel Mahmoud (Princeton University), Michael Malim (King’s College London), James Manley (Columbia University), Philip Marcus (University of Connecticut), Malcolm Martin (National Institutes of Health), William Mason (Fox Chase Cancer Center), Loyda Melendez (University of Puerto Rico Medical Sciences Campus), Baozhong Meng (University of Guelph), Edward Mocarski (Emory University), Bernard Moss (Laboratory of Viral Diseases, National Institutes of Health), Peter O’Hare (Marie Curie Research Institute), Radhakris Padmanabhan (University of Kansas Medical Center), Peter Palese (Mount Sinai School of Medicine), Philip Pellett (Cleveland Clinic and Case Western Reserve University), Stuart Peltz (University of Medicine and Dentistry of New Jersey, Robert Wood Johnson Medical School), Roger Pomerantz (Thomas Jefferson University), Glenn Rall (Fox Chase Cancer Center), Charles Rice (Rockefeller University), Jack Rose (Yale University), Barry Rouse (University of Tennessee College of Veterinary Medicine), Rozanne Sandri-Goldin (University of California, Irvine), Nancy Sawtell (Childrens Hospital Medical Center), Priscilla Schaffer (University of Arizona), Robert Schneider (New York University School of Medicine), Christoph Seeger (Fox Chase Cancer Center), Aaron Shatkin (Center for Advanced Biotechnology and Medicine, Rutgers University), Thomas Shenk (Princeton University), Geoff Smith (Wright-Fleming Institute), Greg Smith (Northwestern University), Kathryn Spink (Illinois Institute of Technology), Joan Steitz (Yale University), Victor Stollar (University of Medicine and Dentistry of New Jersey), Wesley Sundquist (University of Utah), John M. Taylor (Fox Chase Cancer Center), Alice Telesnitsky (University of Michigan Medical School), Heinz-Jürgen Thiel (Institut für Virologie, Giessen, Germany), Adri Thomas (University of Utrecht), Gerald Thrush (Western University of Health Sciences), Paula Traktman (Medical College of Wisconsin), James van

Etten (University of Nebraska, Lincoln), Chris Upton (University of Victoria), Luis Villarreal (University of California, Irvine), Herbert Virgin (Washington University School of Medicine), Peter Vogt (The Scripps Research Institute), Simon Wain-Hobson (Institut Pasteur), Gerry Waters (TB Alliance), Robin Weiss (University College London), Sandra Weller (University of Connecticut Health Center), Michael Whitt (University of Tennessee), Lindsay Whitton (The Scripps Research Institute), and Eckard Wimmer (State University of New York at Stony Brook). Their rapid responses to our requests for details and checks on accuracy, as well as their assistance in simplifying complex concepts, were invaluable. All remaining errors or inconsistencies are entirely ours.

Since the inception of this work, our belief has been that the illustrations must complement and enrich the text. Execution of this plan would not have been possible without the support of Jeff Holtmeier (Director, ASM Press) and the technical expertise and craft of our illustrator. The illustrations are an integral part of the exposition of the information and ideas discussed, and credit for their execution goes to the knowledge, insight, and artistic talent of Patrick Lane of ScEYEnce Studios. As noted in the figure legends, many of the figures could not have been completed without the help and generosity of our many colleagues who provided original images. Special thanks go to those who crafted figures tailored specifically to our needs or provided multiple pieces: Mark Andrake (Fox Chase Cancer Center), Edward Arnold (Rutgers University), Bruce Banfield (The University of Colorado), Christopher Basler and Peter Palese (Mount Sinai School of Medicine), Amy Brideau (Peregrine Pharmaceuticals), Roger Burnett (Wistar Institute), Rajiv Chopra and Stephen Harrison (Harvard University), Marie Chow (University of Arkansas Medical Center), Bob Craigie (NIDDK, National Institutes of Health), Richard Compans (Emory University), Friedrich Frischknecht (European Molecular Biology Laboratory), Wade Gibson (Johns Hopkins University School of Medicine), Ramón González (Universidad Autónoma del Estado de Morelos), David Knipe (Harvard Medical School), Thomas Leitner (Los Alamos National Laboratory), Maxine Linial (Fred Hutchinson Cancer Center), Pedro Lowenstein (University of California, Los Angeles), Paul Masters (New York State Department of Health), Rolf Menzel (National Institutes of Health), Thomas Mettenleiter (Federal Institute for Animal Diseases, Insel Reims, Germany), Heather Ongley and Michael Chapman (Oregon Health and Science University), B. V. Venkataram Prasad (Baylor College of Medicine), Botond Roska (Friedrich Miescher Institute, Basel, Switzerland), Michael Rossmann (Purdue University), Alasdair Steven (National Institutes of Health), Phoebe Stewart (Vanderbilt University), Wesley Sundquist (University of Utah), Jose Varghese (Commonwealth Scientific and Industrial Research Organization), Robert Webster (St. Jude’s Children’s Research Hospital), Thomas Wilk (European Molecular Biology Laboratory), Alexander Wlodawer (National Cancer Institute), and Li Wu (Medical College of Wisconsin).

The collaborative work undertaken to prepare the third edition was facilitated greatly by an authors’ retreat at The Institute for Advanced Study, Princeton, NJ, in August 2007. We thank Arnold Levine for making the Biology Library available to us. ASM Press generously provided financial support for this retreat as well as for our many other meetings

We thank all those who guided and assisted in the preparation and production of the book: Jeff Holtmeier (Director, ASM Press) for steering us through the complexities inherent in a team effort, Ken April (Production Manager, ASM Press) for keeping us on track during production, and Susan Schmidler

(Susan Schmidler Graphic Design) for her elegant and creative designs for the layout and cover. We are also grateful for the expert secretarial and administrative support from Trisha Barney and Ellen Brindle-Clark (Princeton University) and Mary Estes and Rose Walsh (Fox Chase Cancer Center) that facilitated preparation of this text. Special thanks go to Ellen Brindle-Clark for obtaining the permissions required for many of the figures.

This often-consuming enterprise was made possible by the emotional, intellectual, and logistical support of our families, to whom the two volumes are dedicated.

The Science of Virology

1 Foundations

2 The Infectious Cycle

Luria’s Credo

Why We Study Viruses

Viruses Are Everywhere

Viruses Cause Human Disease

Viruses Infect All Living Things

Viruses Can Cross Species Boundaries

Viruses “R” Us

Viruses Are Uniquely Valuable Tools with Which To Study Biology

Viruses Can Also Be Used To Manipulate Biology

Virus Prehistory

Viral Infections in Antiquity

The First Vaccines

Microorganisms as Pathogenic Agents

Discovery of Viruses

The Definitive Properties of Viruses

The Structural Simplicity of Viruses

The Intracellular Parasitism of Viruses

Viruses Defined

Cataloging Animal Viruses

The Classical System

Classification by Genome Type

The Baltimore Classification System

A Common Strategy for Viral Propagation

Perspectives

References

Thus, we cannot reject the assumption that the effect of the filtered lymph is not due to toxicity, but rather to the ability of the agent to replicate.

F. LOEFFLER

Foundations

Luria’s Credo

More than half a century has passed since Salvador Luria wrote the following credo in the introduction to the classic textbook General Virology: “There is an intrinsic simplicity of nature and the ultimate contribution of science resides in the discovery of unifying and simplifying generalizations, rather than in the description of isolated situations—in the visualization of simple, overall patterns rather than in the analysis of patchworks.”

Despite an explosion of information in biology since Luria wrote these words, his vision of unity in diversity is as relevant now as it was then. That such first principles exist may not be obvious considering the bewildering array of viruses, genes, and proteins recognized in modern virology. Indeed, new viruses are being described regularly (more than 50 since 1988), and viral diseases such as acquired immunodeficiency syndrome (AIDS), hepatitis, and influenza continue to defy our efforts to control them. Yet, as discussed below, Luria’s credo still stands: all viruses follow the same simple strategy to ensure their survival. This insight has been hard won over many years of observation, research, and debate; the history of virology is rich and instructive.

Why We Study Viruses

Viruses Are Everywhere

Viruses are all around us, comprising an enormous proportion of our environment, in both number and total mass (Box 1.1). All living things encounter billions of virus particles every day. For example, viruses enter our lungs in the 6 liters of air each of us inhales every minute; they enter our digestive systems with the food we eat; and they are transferred to our eyes, mouths, and other points of entry from the surfaces we touch and the people with whom we interact. Our bodies are reservoirs for viruses that reside in our lungs and our upper respiratory, gastrointestinal, and urogenital tracts, among other places. Our intestinal tracts are loaded with a myriad of plant viruses as well as

• The biomass on our planet of bacterial viruses alone exceeds that of all of Earth’s elephants by more than 1,000-fold. There are more than 1030 bacteriophage particles in the world’s water supply, enough to extend out into space for 200 million light years if arranged head to tail.

• Whales are commonly infected with a member of the virus family Caliciviridae that causes rashes, blisters, intestinal problems, and diarrhea and can also infect humans. Whales excrete more than 1013 caliciviruses daily.

hundreds of bacterial species that harbor their own constellations of viruses.

Viruses Cause Human Disease

With such constant exposure, it is nothing short of amazing that the vast majorityof viruses that infect us have little or no impact on our health or wellbeing. As described in Volume II, we owe such relative safety to our elaborate immune defense systems, which have evolved precisely to fight microbial infection. When these defenses are compromised, even the most common infection can be lethal. But even with such defenses, some of the most devastating human diseases have been or still are caused by viruses; these diseases include smallpox, yellow fever, poliomyelitis, influenza, measles and, more recently, AIDS. Viral infections can lead to life-threatening diseases of the central nervous system and various vital organs such as the lungs, liver, and intestines. Viruses are responsible for approximately 20% of the human cancer burden, and viral infections of the respiratory and gastrointestinal tracts kill millions of children in the developing world each year. As summarized in Volume II, Appendix A, there is no question about the biomedical importance of these agents.

Viruses Infect All Living Things

Viruses also infect pets, food animals, plants, insects, and wildlife throughout the world. They infect microbes such as algae, fungi, and bacteria, and some even “prey” on other viruses. Viral infection of agricultural plants and animals can have enormous economic and societal impact. Recent outbreaks of infection by foot-and-mouth disease virus and avian influenza virus led to the destruction (culling) of millions of cattle, sheep, and poultry to prevent further spread. Losses in the United Kingdom during the 2001 outbreak of foot-and-mouth disease ran into billions of dollars and caused havoc for both farmers and the government. More recent outbreaks of the H5N1 avian influenza virus in Asia have caused similar disruption and economic loss.

• With about 1016 human immunodeficiency virus (HIV) genomes on the planet today, it is highly probable that somewhere there exist HIV genomes that are resistant to every one of the antiviral drugs that we have now or are likely to have in the future.

Viruses that infect crops such as potatoes and fruit trees are common and can lead to serious food shortage as well as financial devastation.

Viruses Can Cross Species Boundaries

Although viruses generally have a limited host range, they can and do spread across species barriers. As the world’s human population continues to expand and impinge on the wilderness, cross-species (zoonotic) infections of humans are occurring with increasing frequency. In addition to the AIDS pandemic, the highly fatal Ebola hemorrhagic fever and the severe acute respiratory syndrome (SARS) are recent examples of new viral diseases to emerge from zoonotic infections. The current pandemic of H5N1 influenza in avian species has the world riveted by the frightening possibility that a new, highly pathogenic strain of this virus might emerge following transmission from birds to human hosts. Indeed, given the eons over which viruses have had the opportunity to interact with various species, today’s “natural” host may simply be a way station in a virus’s evolution.

Viruses “R” Us

There are many thousands of copies of retroviral DNA in the human genome, so every cell in our body contains viral DNA. Human endogenous retroviruses, and elements thereof, make up about 5 to 8% of our DNA. Most are inactive, fossil remnants from infections of germ cells that have occurred over millions of years during our evolution, but some are suspected to be associated with specific diseases. Each of us will pass our constellation of these genetic elements to our children.

Viruses Are Uniquely Valuable Tools with Which To Study Biology

Because viruses are dependent on their hosts for propagation, studies of the way in which viral infection induces reprogramming of cellular mechanisms have provided unique

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