Caterpillar - 50 Years of Excellence

Preface from the Country Manager The year, 2022 is a significant year for us as we celebrate fifty years of manufacturing in India. Our association with the country is even older, as Caterpillar equipment was used to construct the Bhakra Nangal Dam in the 1920s. Since then, we have been part of the nation’s growth across many sectors.

Today, India is Caterpillar’s one of the largest manufacturing base with six state-of-the-art facilities, two R&D locations, and eight brands operating from the country. Additionally, as we are responsible corporate citizens, we undertake numerous corporate social responsibility (CSR) initiatives focused on quality education, access to clean water, sanitation and hygiene, and skill development to empower the community in which we live and work. We’ve

collectively gone through both good and challenging times and have consistently provided essential products and services to support the world. Congratulations to our team on being part of this 50-year journey, and here’s to 50 more!

Bansi Phansalkar Director, Global Engineering Division and Country Manager, Caterpillar India.

Foreword by the Chairman & the CEO I want to congratulate our India team on reaching your Golden Jubilee milestone, celebrating 50 years of manufacturing in India. Caterpillar in India has been pivotal in supporting the nation’s growth through its role in mining, construction, transportation, infrastructure development and captive power generation.

We began with our first facility in Tiruvallur in 1971. Over the last few decades, we have expanded our footprint across the nation, representing our Cat brand, Perkins, Progress Rail, and Solar Turbines.

We appreciate the value our India team provides through its best-inclass product solutions and service innovation for India and the world.

Their expertise, dedication, and commitment play a significant role in the company’s success and contribute to helping our customers build a better, more sustainable world.

Once again, I offer my sincere thanks and best wishes to our employees, dealers, and customers for a very happy 50th anniversary of Manufacturing in India.

Jim Umpleby Chairman & CEO, Caterpillar Inc.

Our History During the 19th century, when horses powered agricultural projects, Caterpillar co-founders Benjamin Holt and C.L. Best created products that transformed how customers worked. Both Holt and Best invented steam tractors in the late 1800s that allowed farmers to work longer than horses could, boosting productivity and reducing costs.”

Nearly twenty years later, they both responded to customer needs with a focus on early gasoline technology.

Evolution of the iconic Caterpillar Logo over the years:

1925

1941

1931

1957

1932

1967

1939

1989

An iconic moment for the company was the production of the first Caterpillar diesel engine, the D9900, in October 1931. After spending over $1 million on research and development, this engine made Caterpillar a pioneer in building vehicular diesel engines.

Did you know?

The brand’s name comes from its caterpillar-like movement.

Today, these engines – with their original attributes intact – are still commonly found in electric power generation and equipment and machinery used in the petroleum, marine, locomotives, agriculture, construction and other ancillary industries. And just how our engine transcended decades, leading to individual and collective growth, our line of innovative and revolutionary products and services helped shape the modern world to become what it is today. It continues to power the growth requirements of tomorrow.

Caterpillar brands available in India

Product Line

4M+

Cat® Products at Work Around the World* Construction Equipment

Mining Equipment

Other brands available globally Diesel & Natural Gas Engines

Industrial Gas Turbines

Diesel-Electric Locomotives

Our Solutions Help our customers Build a better world.

107,700

Global Full-Time Employees

62%

Sales and Revenues Outside the United States

2021 Sales and Revenues

$51B

Caterpillar products have assisted in some of the world’s biggest infrastructure projects and have helped to build our modern world. Whether it’s the construction of bridges, runways, roads or seaports, the projects are vital to aid the rise of the global economy and enable cross-border trade and relations.

From early autonomy with remote-controlled machines to today’s fully autonomous vehicles, we have continued to bring innovative solutions that have helped our customers to succeed around the world.

The products and services have helped support infrastructure projects that built the modern world.

Construction of the Hoover Dam

Benjamin Holt owned over 45 different patents and his greatest invention was the first commercially successfully track-type tractor-still part of our product line today.

Assisting in the construction of the U.S. interstate system and Bagdad highway.

Auto patrol paving roads in 1931

Construction of the Panama Canal

Restoring Communities While enabling the creations of tomorrow may seem to be a pertinent part of what Caterpillar stands for, it isn’t just limited to that. Founded in 1952, Caterpillar’s philanthropic organization, the Caterpillar Foundation, has contributed nearly $850 million to help make sustainable progress possible around the world by building resilient communities that thrive in a rapidly changing world.

The Foundation focuses on the human, natural and basic services infrastructure needed for individuals to thrive and communities to be resilient. Investments in workforce readiness and STEM aim to create human infrastructure through an empowered, prepared and skilled workforce to ensure a workforce for the 21st century. To help communities grow stronger and become more sustainable, the Foundation invests in restoring natural ecosystems to withstand the shocks and stresses caused by environmental degradation and natural disasters and building basic infrastructure services, like water and energy.

Caterpillar employees are also passionate about building a better world. It is who they are. Through volunteerism in communities and supporting causes important to them, the Foundation is proud to harness this passion and extend the impact of employee generosity through the employee matching gifts programs.

Caterpillar has stood by the world as it grew and developed into the ecosystem that the world lives in today. Cat efforts are aligned with the mission of becoming one of the biggest catalysts for tomorrow’s development.

Creating Solutions through Innovation Caterpillar Inc. is the world’s leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines and dieselelectric locomotives.

For nearly 100 years, they have helped customers build a better, more sustainable world and are committed and contributing to a reduced-carbon future. Their innovative products and services, backed by a global dealer network, provide exceptional value that helps customers succeed.

Caterpillar does business on every continent, principally operating through three primary segments – Construction Industries, Resource Industries and Energy & Transportation – and providing financing and related services through our Financial Products segment.

Did you know?

Over the last century we’ve grown with our customers. We’ve changed together as the world has changed: creating, building, problem solving, innovating, testing, servicing and improving. When customers choose our products, services and solutions today, they also gain nearly 100 years of experience and expertise.

Caterpillar’s presence across India A reflection of our commitment

Caterpillar’s Journey in India Caterpillar has been active in India since the 1930s. Our machines build everything from roads and airports to pipelines and buildings. Our engines power generators in remote locations and ocean-going ships. Our financial services make it easy for our customers to get the machines and engines they need to build a better future for their businesses and communities. We are committed to offering our customers a wide range of quality products, services and solutions that help make progress possible. We support mining and quarry, power generation, construction, road works, petroleum, and rail. Cat products manufactured in our facilities are “Built in India” for both, usage in India and for export. Our manufacturing facilities are in Tiruvallur, Hosur and Aurangabad, and divisional offices are in Bangalore, Chennai, Mumbai, Delhi and Kolkata.

The company principally operates through its three product segments - Construction Industries, Resource Industries, and Energy and Transportation - and also provides financing and related services through its Financial Products segment.

“WE HAVE HAD A PRESENCE IN INDIA SINCE THE 1930S, AND IT IS REMARKABLE TO WITNESS THE PROGRESS OVER THE YEARS.” - JIM UMPLEBY, CHAIRMAN AND CEO

Did you know?

Caterpillar India’s first customer was S.H. Gorowala, who purchased the first Holt Caterpillar track-type tractor in Punjab in 1914.

Dealer Service Network

DELHI. NCR PROGRESS RAIL INDIA PVT. LTD Products & Services: Caterpillar Global Govt & Corp Affairs (GGCA) Progress Rail - Locomotive Systems Engineering, Electrical Design and Application, REPOWER, Retro-fitment, Upgrade - of Locomotives etc.

TIRUVALLUR - TAMIL NADU CATERPILLAR INDIA PRIVATE LIMITED (CIPL). MACHINES DIVISION (RIOP) Products & Services: Off-highway Trucks: Hydraulic Excavators; Motor Grader

TIRUVALLUR - TAMIL NADU CIPL BUILDING CONSTRUCTION PRODUCTS DIVISION (BCP) Products & Services: Skid Steer Loaders; Backhoe Loaders; Small Wheel Loader AURANGABAD-MAHARASHTRA PERKINS INDIA PRIVATE LTD. (PIPL) Products & Services: 4000 Series and 5000 Series Engines

BANDA-MAHARASHTRA HINDUSTAN BRAND WHEEL LOADERS Products & Services: Hindustan brand of Wheel Loaders

BANGALORE-KARNATAKA Products & Services: Caterpillar Financial Services India Pvt Ltd: (Cat Financel. Product Support & Logistics Division (PSLD). Large Power Systems Division (LPSD). Asia Pacific Distribution Services Division (AP-DSD), Global Construction Industries (GCI), Resource Industries - Sales & Services Technology (RIS&ST), Integrated Components & Solutions (ICS) HR. Legal Services. Finance and others

6 Facilities

8 Brands

HOSUR - TAMIL NADU CIPL, INDUSTRIAL POWER SYSTEMS DIVISION Products & Services: Genet Manufacturing up to 750 KVA (Cat & Perkins)

HOSUR - TAMIL NADU CIPL, SMALL DRIVETRAIN, BUILDING CONSTRUCTION PRODUCTS DIVISION (SDT-BCP) Products & Services: Small Drivetrain Transmissions that put into Backhoe Loaders. Wheel Loaders. Telehandlers and Site Dumpers (ACM)

CHENNAI - TAMIL NADU CATERPILLAR INDIA ENGINEERING SOLUTIONS PVT. LTD. (CIESPL) ENGINEERING DESIGN CENTER - INDIA (EDC-I) Products & Services: • Product development and associated engineering services • Technology solutions enabling Autonomous Machines, Integrated Components Solutions (ICS). Cat Diaital.

Parts & Service Information Division etc.

Employing more than 11,000 (Including Dealers)

50 Years of Manufacturing in India

As we celebrate our 50th year of manufacturing in India, our journey is marked with several milestones, all bearing the testament to Caterpillar’s legacy. It demonstrates our unparalleled commitment to meet our customers’ needs in India and around the world with the best-in-class products, solutions, and service innovations.

The building blocks Caterpillar laid its manufacturing foundation in India in 1971 with the Tiruvallur facility in Tamil Nadu. In the last 50 years, our footprint has grown to include:

• 6 state-of-the-art manufacturing facilities

• 5 subsidiary entities

• 2 research & development centres

• 8 Caterpillar brands and numerous global support organizations across India

Key Milestones • CPS • ISO 9001:2000

2004

2008

• 100% Subsidiary of CAT

• 6 Sigma | CBS

• World Class Axle Assembly • OHT Progressive Assembly Line • Laser Hardening Cell

• 777D • 773D

• 773E

2011

2001

• ToT agreement between Progress Rail & Indian Railways

2009

1996

• 777B

2012

2010

• ISO 9001:2008

2006

2000

• 6 Sigma

1986

1991

1985 1971 • Production Commencement

• ISO • 14001:1996

• 777C

2002

• 773B

• Solar Turbines India Pvt Ltd (STIPL) established • 320D2 • OHT Synchronous Assembly Line • HEX Assembly & Paint Line • High Speed CNC Machines • Welding Robots

• 770G LRC • 772G LRC

•I o f •L •C

• OHSAS 18001:2007 • ISO 9001:2015

• 789D • 793GC

• Caterpillar Financial Services India Pvt Ltd (CFSIPL) launch • 313D2L • Industry 4.0 • E Prime • ISO 50001:2011

2021

2022

2020 2019

2016

2018

• 777E • 773E • CQMS 2015

2017

2013 2015

nauguration of Perkins production facility in Aurangabad LEAN CQMS 2008

• 120 Motor Grader • 320GC • Transmission Assembly Line • ISO 45001:2018 • ISO 50001:2018

• 770G HRC • 772G HRC • 320D3 | 323D3 • ZIP | ISO 14001:2015

• Incorporation of Caterpillar India Engineering Solutions Pvt Ltd (CIESPL).

• Golden Jubilee • Integrated Management System

Quality

ISO 9001 : 2015

Environment

ISO 14001 : 2015

IMS

Energy

ISO 50001: 2018

Health & Safety

ISO 45001 : 2018

Resource Industries Operations and Products Division (RIOP), Tiruvallur

FIRST MACHINE SHIPPED IN 1971 was R25 TRUCK TO COAL INDIA 1999

777 Coal India World Bank Tender – 130 Trucks – HINDUSTAN MOTORS

2000

785C LARGE MINING TRUCK – 5 machines to Coal India

2003

FIRST CAT BRANDED MACHINE – 424 SERIES I BACKHOE LOADER launched

2004

ZUMA TRUCK Pilots built and shipped for validation to Goa and Russia

2006

CAT BRANDED 424B BACKHOE LOADER launched

2006

FIRST EXPORT OF HINDUSTAN 777 / 773 TRUCKS to PT Trakindo, Indonesia

2007

FIRST CAT BRANDED 777 / 773 TRUCKS launched

2009

773E TRUCK was launched

2012

770G/772G TRUCKS launched

2013

320D HEX launched

2018

770G/772G TIER 4 launched

2019

777E TRUCK launched

2020

120 MOTOR GRADER launched

The Resource Industries Operations and Products Division located at Tiruvallur is committed to promoting the mining industry, helping customers operate safely and sustainably – meeting the needs of today without comprising the needs of tomorrow.

With the broadest product range in the industry, Caterpillar offers an unparalleled range of mining and support equipment and technologies for all types of surface and underground mining. The facility manufactures off-highway trucks; hydraulic excavators; and motor graders.

RIOP Tiruvallur Excellence Awards

Building Construction Products (BCP) Division, Tiruvallur The Building Construction Products Division (BCP) manufacturing operations and design centre is in Tiruvallur, Tamil Nadu. The facility produces backhoe loaders that can be used for many applications, including general construction, demolition, excavation, landscaping, breaking asphalt and paving.

Caterpillar’s skid steer loader facility in Tiruvallur, Tamil Nadu, is the latest addition to the global assembly facilities in the BCP family. The Cat 216B Series 3 Skid Steer Loader, with many work tool options, is ideal for construction, landscaping, agriculture and other applications. The machines are available to customers in India and are also being exported to dealers worldwide.

Industrial Power Systems Division (IPSD), Hosur Industrial Power Systems Division (IPSD) is responsible for the marketing, sales and manufacture of industrial engines for Cat and Perkins brands. The IPSD global facilities enable the group to support our customers wherever they are in the world. Located in Hosur, the IPSD India facility specializes in designing and manufacturing internal combustion engines, genset packages and components. Current energy and transportation products in the engines and gensets range include Cat-branded diesel engines (200-1400hp),and they find application in industrial, forestry, off-highway trucks, construction, marine, rail, petroleum and mining industries.

Hosur engine facility started its operations during late 80s and has grown tremendously since then. Since 2015, the Hosur facility started making Perkins branded engines for the thirdparty OEMs in India, Asia Pacific (APAC), Middle-East (ME),

Africa and some parts of Europe too. From a humble start of less than 1000 engines / annum, the facility shipped over 20.000 units in 2021, to various global customers of both CAT and Perkins brand.

The facility has received various accolades over the years, like Chairman’s Operations excellence awards (multiple times), Manufacturing excellence awards, Safety, Diversity & Inclusion, Sustainability, CSR etc.

Did you know?

The IPSD facility in Hosur started on a humble note, but today, it makes Perkins branded engines for third-party OEMs in India, Asia-Pacific, Middle East, Africa and parts of Europe.

CIPL, Small Drivetrain, Building Construction Products Division (SDT-BCP), Hosur The Small Drivetrain, Building Construction Products Division (SDT-BCP) of Caterpillar is a leading manufacturer of drivetrain, powertrain, hydraulic components and operator stations for construction and material handling equipment. SDT-BCP facility at Hosur which started operations in 2010 manufactures world class transmissions for construction equipment, material handling and other applications in alignment with government of India’s Make in India initiative which envisages to transform India into a global manufacturing hub. The facility exports its products to customers including OEMs based out of Americas, Europe, and India.

Caterpillar India Engineering Services Private Limited (CIESPL), Chennai The new entity CIESPL was established with an overarching goal of rationalizing from an enterprise perspective, and long-term benefit of scaling up engineering solutions as well as sourcing India’s rich engineering talent. Caterpillar has been investing in India’s R&D initiatives since the early 2000s. With over 3,800 engineers working in Caterpillar Engineering and Design Centre (EDC-I) in India, it now has the company’s second largest concentration of engineers in the world.

Some of the major Business Units part CIESPL are Integrated Components and Solutions (ICS),

Cat Digital, Americas Distribution, Service & Marketing (ADSM), Large Power Systems Growth Markets (LPSD), Building Construction Products, Finance Services Division, Strategic Procurement & Planning Division. It provides comprehensive product development and associated engineering services to Caterpillar business units across the globe.

For more than 10 years, Caterpillar has collaborated with the Indian Institute of Technology Madras (IIT Madras) to develop

new technology and processes that solve tough problems in mechanical engineering, material behaviours and virtual product development.

The team in India strives to develop global products and solutions through various engineering domains, including mechanical, hydraulics, engines and power train, vehicle electrical, electronics, embedded and software technologies. It also significantly contributes to the intellectual property created by Caterpillar, which has submitted several patent applications over the years.

Global Business Support Divisions, Bengaluru Numerous business divisions based out of Bengaluru support the business in India and across the world. These include Product Support & Logistics Division (PSLD), Large Power Systems Division (LPSD), Asia Pacific Distribution (APD), Global Construction Industries (GCI), Resource Industries Sales Services and Technology (RISST), HR, Legal and Finance.

Global Government and Corporate Affairs Division (GGCA), New Delhi The division influences public policy and enhances and protects the company’s reputation to enable Caterpillar’s global business success. The division includes central and state affairs, corporate communications and media relations. Community relations and corporate social responsibility (CSR) are key components of the division. It organizes significant community activities and supports business strategies by cultivating positive and mutually beneficial relationships with non-profit and community organizations.

Caterpillar Subsidiaries & Brands Perkins India Pvt. Ltd (PIPL)

In 1998, Caterpillar Inc. acquired Perkins Engines Company Limited (PECL), UK, with more than 85 years of rich history to its name. This acquisition brought together two pioneers in developing and manufacturing diesel engines to provide unparalleled product offerings that cater to a wide range of industrial, marine and electric power applications. Today, Caterpillar wholly owns the Perkins brand and its ancillary companies.

Perkins India Private Limited (PIPL) has already made a name for itself. It is known for manufacturing powerful engines that help meet

the needs of a growing customer base. For example, PIPL produces the powerful Perkins 4,000 and 5000 series diesel engines ranging from 750 kW to 2250 Kw for the electric power generation market. Supporting a wide variety of applications, including prime power for offices and factories, as well as, standby power for hospitals and data centers, the Perkins 4000 series is the engine of choice for many customers for power generation.

Progress Rail Innovation Private Limited (PRIPL)

Further, the assembly line in Perkins Engine Facility in PIPL, Aurangabad, Maharashtra, is the first Greenfield project of PECL, UK, in India.

It is also worth noting that this facility was the first project under the “Make in Maharashtra” Mega Project. The then Honorable Chief Minister of Maharashtra, Mr. Devendra Fadnavis, inaugurated the facility in November 2016.

With a total investment of USD 150 million at the Perkins India Aurangabad facility, it is also aligned with India’s “Skill India” initiative by actively partnering with technical institutions in the region to support an “Earn as you Learn” program.

In 1961, Indian Railways (IR) purchased 129 diesel-electric locomotives for operations in Ahmedabad and Sabarmati from Progress Rail Innovation Private Limited (PRIPL), formerly known as Electro-Motive Diesel (EMD), a company later bought by Progress Rail Services. This relationship has only further strengthened over the last 60+ years. Since 1995, PRIPL has been responsible for bringing cutting-edge technology to India by partnering with Diesel Locomotive Works, Varanasi (a production unit owned by IR).

This transfer of technology to IR , enhanced the nation’s in-house capability that helped to design and produce higher horsepower locomotives. This

led to creating a techno-entrepreneurial talent pool and related employment opportunities.

Through its combined skill set, Progress Rail Services (PRS), provides solutions for several aspects of mine-to-port transportation in India,

offering complete railroad solutions to railways across the world, including locomotives, track, repower, signaling and safety technologies. In India, the railroad benefits from PRS’s complete railroad solutions, availability of parts and

components, price competitiveness, reduced life cycle costs and greater asset utilization. These solutions are helping Indian Railways maintain productivity and reduce idle time.

Solar Turbines Located in Mumbai, Solar Turbines is one of the world’s leading manufacturers of industrial gas turbines, which are essential for oil and gas production plant. Solar Turbines is renowned for providing safe, dependable, productive, and sustainable revolutionary energy solution equipment through its world-class technology.

Solar Turbines first shipped a turbine to India in 1977 to support Oil & Natural Gas Corporation Limited’s (ONGC) Mumbai high field development.

Since then, the fleet of turbines in India has grown significantly in both oil and gas and power generation markets. Currently, there are 140 gas turbines installed at various onshore and offshore installations in India.

Solar Turbines’ local facilities enable multi-skilled technical professionals to give timely customer support. Solar Turbines actively evaluates local suppliers in India for ancillary sourcing of equipment that forms part of the “Solar Packages” aligning with “Make in India” initiative.

Hindustan Trusted by Indians for over five decades, Hindustan products cater to customers in a wide variety of industry segments. Founded on wheel loaders and off-highway trucks and sold exclusively in India, these products bring together Caterpillar’s construction equipment expertise, the Cat dealer network and the heritage of Hindustan Motors Earthmoving Equipment Division. Today, the Hindustan brand offers affordable, highquality, Hindustan 2021D Small Wheel Loaders.

FG Wilson Based out of the United Kingdom, FG Wilson has over 50 years of experience in the supply of diesel and gas generator sets. They are world leaders in providing power to a variety of global customers. It has supplied approximately 640,000 generator sets around the world - that’s enough combined power generation capacity as the entire U.K. power grid. The FG Wilson product line ranges from small ready-to-run generator sets suitable for domestic use to large power systems with remote monitoring capabilities that can feed

A peek into our Tiruvallur facility

back into the national grid. Our India Sourced Product Range designed exclusively for the Indian market is available from 10 – 250 kVA. Designed to meet local legislative requirements for both emissions and noise levels, the range provides outstanding value for money, guaranteeing maximum efficiency and productivity.

FG Wilson’s Power Solutions Division provides customized solutions to meet customers’ specific requirements, timelines and budget, regardless of complexity.

Shandong Engineering Machinery Co. Ltd (SEM) The Shandong Engineering Machinery Co. Ltd (SEM), which has earned a name in China through 60 years of dedicated service, has been a wholly-owned subsidiary of Caterpillar since 2008. In 2014, the SEM company transitioned to Caterpillar (Qingzhou) Ltd., that continues to produce SEM branded products, such as wheel

Did you know?

Caterpillar’s Solar Turbines first shipped a turbine to India in 1977.

loaders, soil compactors, motor graders and tracktype tractors targeted to meet customers’ needs in India and other markets.

Business segments – an overview Caterpillar produces world-class products for India and exports Indian-made-products to other countries, focusing on sustainability and best-in-class productivity.

Construction Industries

Resource Industries

Energy & Transportation

Helping our customers build what the world needs Caterpillar has catalyzed numerous projects in the nation, which have either become prominent landmarks or have enabled the country in its path towards development.

Construction Industries Construction Industries is built to support customers using machinery in infrastructure and building construction applications. Responsibilities include business strategy, product design, product management and development, manufacturing, marketing and sales, and product support.

The product portfolio includes backhoe loaders; compact, small and medium wheel loaders; small and medium track-type tractors; skid steer loaders; multi-terrain loaders; compact track loaders; small, medium and large track excavators; mini excavators; wheel excavators; motor graders; select work tools; pipelayers; track-type loaders; mid-tier soil compactors; and telehandlers.

Caterpillar has enabled numerous infrastructural projects in the nation for several decades.

Resource Industries – Caterpillar and customers mining better together Resource Industries is built to support customers using machinery in mining and quarrying applications. With the broadest product range in the industry, Caterpillar offers an unparalleled range of mining and support equipment and technologies for all types of surface and underground mining. Responsibilities include business strategy, product design, product management and development, manufacturing, marketing and sales, and product support. The product portfolio includes large mining trucks, off-highway trucks, electric rope shovels, wheel tractor scrapers, hydraulic shovels, large track-type tractors, large wheel loaders, drills, longwall miners, draglines, high wall miners, wheel dozers, components, electronic and control systems and select work tools. Resource Industries also manages areas that provide services to other parts of the company, including research and development and advanced component systems.

Caterpillar is committed to promoting the mining industry and helping customers operate safely and sustainably meeting today’s needs without compromising the needs of tomorrow.

Energy & Transportation – Delivering solutions for our customers’ growing energy and transportation needs Energy & Transportation supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat machines. The product and services portfolio includes reciprocating engines, generator sets, marine propulsion systems, gas turbines and turbine-related services, diesel-electric locomotives and other rail-related products and services. has decades of experience and unmatched expertise meeting various commercial & industrial electric power needs.

Caterpillar – A part of India’s growth story We contribute to the development of India’s infrastructure with our cutting-edge products and solutions, as well as introducing India-made products to the rest of the globe.

We believe in innovating in order to meet tomorrow’s needs. Innovation has been well sewn into the fabric of our core existence, with an investment of more than USD1 billion in our manufacturing facilities in India. Our commitment to prioritising innovation in order to holistically grow as a company and provide greater services to customers have earned us numerous patents from India.

Mohanpura Earth Dam Cat equipment has a role to play in keeping the lush green agricultural fields of the Rajgarh district green and providing drinking water to the villagers. Through multiple Cat products, the Mohanpura Earth Dam has become a prominent water source in the district.

Yamuna Expressway

Bhakra Nangal Dam

The 165 km long Yamuna or Taj Expressway connects Greater Noida to Agra and is used by more than 1,00,000 vehicles every day. A range of Cat equipment and machineries were part of this landmark project.

The Bhakra Nangal Dam was once the largest concrete dam in the world. Caterpillar had supplied one-third of the equipment ranging across usages at the time of its construction.

Mumbai Airport (T2)

Shirdi Ghat

The Mumbai International Airport is a hallmark in the aviation world with world-class infrastructure and superior architecture. Caterpillar is proud to have provided the construction of such a mammoth project by supplying a range of equipment to assist across construction stages.

By using Cat wheel loaders, backhoe loaders, motor graders and excavators, experts were able to get accurate grading and precise road profiling that enabled them to develop concrete-based stable roads of the 13km long Shirdi Ghat.

Atal Tunnel The high-performing Cat 3516B Diesel Generators proudly power Atal Tunnel- the highway tunnel under the Rohtang Pass named after our former Prime Minister, Atal Bihari Vajpayee.

Did you know?

Atal Tunnel is the longest highway single-tube tunnel above 10,000 feet (3,048 m) in the world. It is powered by cat 3516B Diesel Generators.

Purvanchal Express More than 150 Cat machines were assisting the construction of the six-lane Purvanchal Expressway. The expressway is slated to be the longest highway in the country.

Delhi-Mumbai Expressway

Did you know?

More than 150 Cat machines were used in the construction of India’s longest highway-the Purvanchal Expressway.

From Cat excavators to motor graders, Cat equipment is involved in constructing the 1,250 km long Delhi-Mumbai highway. The underconstruction project is touted to pass through multiple states to connect India’s two top cities.

Services A one-stop solution for partner industries Armed with a wide range of products, services and solutions, Caterpillar transcends beyond being just an equipment partner and offers a comprehensive list of solutions that facilitate various stages of the project roadmap. From construction to energy, from consultation to financing, we stand with our customers, assisting their requirements with a 360-degree approach.

At Caterpillar, we define services as the value we provide to customers after the equipment purchase – everything from aftermarket parts to maintenance agreements to financing – with a goal of delivering a superior customer experience. We invest time, talent and resources in service offerings because they drive value for our customers.

Our services set us apart from the competition by allowing us to provide unique insights and customerfocused solutions throughout the lifecycle of our products. Using our large installed base of connected equipment, outstanding field technology, and decades of product, service, and application expertise, we can transform traditional offerings into services that make our customers more successful.

Customers have been and always will be our priority. As the needs of our customers are changing, we evolve to meet those needs. Caterpillar and our dealers consistently deliver profitable solutions that help our customers succeed. We provide a superior customer experience both virtually and in person.

Caterpillar Financial Services India Private Limited (CFSIPL) For 40 years, Cat Financial has supported Caterpillar customers in building a better world throughout North and South America, Asia, Europe and Africa. Headquartered in Nashville, Tennessee, the Cat Financial product offering has expanded significantly from financing lift trucks in the early 1980s. Now, Cat Financial offers a wide range of flexible and customizable solutions to customers and dealers, including leases, loans, revolving lines of credit, Cat® Card, insurance, Equipment Protection Plans for machines, and Extended Service Coverage for power systems with 41 locations worldwide.

Cat Financial established a legal entity in India – Caterpillar Financial Services India Private Limited (CFSIPL) – which commenced business in 2019, to offer various financial solutions to customers in India. CFSIPL is committed to providing financial solutions that are friendly with an efficient and speedy process to support customers in expanding their business opportunities, giving them a competitive edge.

Dealers Caterpillar’s two long-standing dealers in India provide an extensive distribution network to serve our customers.

Gainwell Commosales Pvt Ltd (GCPL) GCPL distributes Cat machines for construction, mining, and energy and transportation systems in North and East India. GCPL has had an enduring relationship with Caterpillar for more than 75 years and a footprint with numerous branches, workshops, rebuild centers, retail outlets and rental outlets. GCPL serves customers wherever they are and whenever they need parts, sales and service within their territory. GCPL subsidiaries also operate authorized Cat dealerships in Nepal and Bhutan.

GMMCO GMMCO, which has represented Caterpillar for almost three decades in India, has numerous branches, retail outlets, workshops and rental outlets covering 11 states and 232 districts. This Cat dealer offers “one-stop solutions” to customers looking for mining, construction and road-laying machines and engines of various capacities and for various applications. From advice and consultancy in choosing the right product, to round-the-clock on-site support, GMMCO provides business solutions, including both new and used products and rental options.

Community Engagement Empowering Communities! Impacting Lives!

Caterpillar has a legacy of providing products and services that help improve the quality of the environment and communities in a sustainable way.

As part of our Caterpillar India Private Limited Corporate Social Responsibility (CIPL CSR), the three pillars of development we focus on are :

• Education • Environment • Basic Needs

Education The quickest way to accelerate a community’s growth is by educating the youth.

Introducing individuals to accessible and affordableways to get educated and build an inclination for science and technology will not only help India’s youth thrive in society, but also ready them for a global job market. Through various charitable trusts, skilling and up-skilling initiatives, and even funding the construction of academic centers, Caterpillar has helped further the noble cause of making education accessible to remote parts of the country.

Skill Development Program A skill development initiative was introduced for the economically weaker sections to improve quality of life while aligning to the Hon’ble Prime Minister’s Skill India Mission. Caterpillar believes that collaborating with the government on skill development programs will improve the livelihood for underserved communities and at the same time, support the industry by providing a needed, employable skilled labor force. It is a unique program that supports both labor demand and labor supply, thereby subsequently contributing to India’s growth.

CIPL-RSLDC Jhalawar, Rajasthan A flagship skill development initiative was implemented in partnership with the Rajasthan Government and the Directorate of Technical Education. Under the program, Caterpillar upgraded the infrastructure of an Industrial Training Institute (ITI) along with a state-of-the-art center-of-excellence (CoE) to enable skill development training in the field of heavy earthmoving machinery. Nearly 500 students have graduated from the center, including many women trainees. 80% of the students have also successfully found jobs.

Unnati Skill Development Program Uttar Pradesh In partnership with Caterpillar’s dealer, Gainwell Commosales Private Ltd, CIPL CSR launched this unique skill development program. Nearly 100 students have been trained in Heavy Earth Moving Machinery (HEMM) operations and maintenance in the first phase, with around 60% of the students are now employed.

Pa Ranga Charitable Trust, Ramanagara, Karnataka Ramanagara, Karnataka The Pa Ranga Charitable Trust provides a conducive environment for learning and knowledge, especially for girls from rural areas. CIPL CSR supports the trust to run a charitable school for its operational excellence. A brilliant campus and friendly environment for education supports around 600 students every year to achieve higher education.

Funded the Pa Ranga Charitable Trust, Ramanagara, Karnataka to run a charitable school that, especially benefits the girls from rural areas, educating 600 students every year.

FIRST Lego League & FIRST Tech Challenge

Environment

Chennai, Tamil Nadu

We rejuvenate waterbodies to improve access to water and a healthy ecosystem.

Carrying forward the Caterpillar Foundation initiative, the CIPL CSR started this project in 2014 to inspire school and college students and ignite their interest in science and technology. Through the FIRST Lego League (FLL) and FIRST Tech Challenge (FTC) events, Caterpillar sponsors the replacement of robo-kits, connecting aspiring students and providing necessary training across the nation.

The activities include replacing robo-kits, processing and adding interested teams, providing training to the students, arranging accommodation and food for the participant teams, execution of the event, buying the prizes etc.

Since 2018, Caterpillar has supported lake rejuvenation projects in Tiruvallur and Hosur in Tamil Nadu and Bangalore in Karnataka to provide clean water to the communities where we live and work.

In consultation with local government and community members, Caterpillar identified several lakes that needed rejuvenation. So far, four lakes have been cleaned in Hosur and Tiruvallur, two each in Tamil Nadu. Similarly, another lake in Bengaluru, Karnataka, has been rejuvenated by cleaning 200 acres of the lake.

Basic Needs We are improving the quality of life by providing basic necessities.

Vathsalyam Hosur, Tamil Nadu We provide support towards the rehabilitation of orphaned, underprivileged and abandoned children.

We are providing funds for the constructing a model Heritage Village in Denkanikottai, Tamil Nadu, on 1.5 acres of land. The funds donated by Caterpillar are mainly utilized for the construction of infrastructure, including a water tank and a centrally-placed auditorium. The program also provides skill training for community members and destitute women.

Disaster Relief & Rehabilitation Rebuilding the community by lending a hand during calamities.

Caterpillar stands ready to support and restore communities by assisting with disaster recovery to rebuild the world devastated by natural and man-made calamities.

Caterpillar India extended its disaster relief efforts during Kerala floods, Chennai Floods and Gaja cyclone and, in Odisha when Cyclone Fani struck the state’s coastal belt. Through provisioning of Cat machines and through provisioning of essential relief materials, CIPL partnered with on-the-ground partners to ensure immediate and effective relief efforts.

An Unprecedented Global Pandemic As part of the response towards COVID-19, Caterpillar collaborated with partners and relief organizations to provide essential medical supplies and improve equitable access to vaccines. The Caterpillar Foundation has given 1 million USD to help India’s health system deliver care to families and communities by funding medical equipment, including oxygen concentrators and oxygen plant optimization, as well as critical medical supplies, across identified hot spot locations.

In addition to the Foundation’s efforts, Caterpillar India has provided a contribution of 1.4 million USD, that enabled the additional supply of oxygen, donated beds with ventilator support to hospitals, supported vaccination drives and set up temporary relief shelters. Independent Cat dealers also contributed solutions to address the oxygen shortages and saved numerous lives in India.

Caterpillar Foundation Caterpillar Foundation efforts in India include: • Supporting Literacy and Gender Equality in Education • Building Sustainable and Livable Cities / Restoration and Beautification of Traditional Waterbodies • Building Prosperity and Resilience for Farm Families • Skill Development Programs • Providing Clean and Safe Drinking Water for Communities • Caterpillar Foundation Challenge powered by MIT Solve • Strengthening Frontline COVID-19 Facilities and providing essential medical supplies for COVID relief

th Best recordable injury frequency safety performance on record for second consecutive year

Anniversary forming the Caterpillar Tractor Co.

107,700 Global Full-Time Employees

$37.9M

Invested in communities through the Caterpillar Foundation, including support for COVID-19 relief and social justice

10.9%

62%

Sales and Revenues Outside the United States

14

Operating Profit Margin

21 21

Employee Resource Groups

Brands

51%

Reduction in absolute greenhouse gas emissions from 2006

H2O

Included in Dow Jones Sustainability Index (DJSI)

43%

Reduction in absolute water consumption from 2006

131M Pounds of material taken back for remanufacturing

Dividend Aristocrat

$1.4B Invested in research and development

Sustainability Build a Better, More Sustainable World Caterpillar has a long-standing commitment to sustainability- one of our five values in Action. It is part of who we are and what we do. It inspires us to help our customers build a better world through products and services that help fulfill society’s basic needs – such as shelter, clean water, education and reliable energy – in a sustainable way.

We are committed to further reducing Caterpillar’s greenhouse gas emissions while helping our customers meet their climate-related objectives. We are supporting our customers during the energy transition to a lower-carbon future through investments in new products, technologies and services.

Our Annual Report and Sustainability Report illustrate how we introduced new technologies and products to help our customers get their jobs done and continued to execute our strategy for profitable growth. Some of the key highlights from our 2021 report -

OPERATIONS ENERGY & EMISSIONS

PRODUCT EMISSIONS & ENERGY EFFICIENCY

We have set a science-based Scope 1 and 2 goal to reduce absolute greenhouse gas emissions

100% of Caterpillar’s new products through 2030 will be

from our operations by

30% from 2018 to 2030.

OPERATIONS WATER Implement water management strategies at

more sustainable than the previous generation through collaborating with customers, reduced waste, improved design for rebuild/remanufacturing, lower emissions or improved efficiency.

100% of facilities located in water high-risk

REMANUFACTURING

areas by 2030.

We aspire to prevent all injuries and will further our industry-leading safety results by reducing

OPERATIONS WASTE

recordable injury frequency (RIF) by

Reduce landfill intensity by to 2030.

50% from 2018

CUSTOMER SAFETY

50% from 2018 to 2030.

EMPLOYEE HEALTH & SAFETY Provide leadership in the safety of people who work in, on and around our products.

Increase sales and revenues from remanufacturing offerings by

25% from 2018 to 2030.

SASB Topic

Climate- and Environmental-related Goal

A Word from the

Director A Word from the Director “It’s not about the mere presence for 50 years that makes it significant; it’s about the transformation that we have seen, which made it more relevant in the space of various footprints - be it People, Product, Manufacturing, Customer, Distribution and Suppliers.

In terms of products we have the most diverse portfolio of products that are manufactured in India across different segments against any of our competition.

In terms of our customers, we serve not only local customers but also regional and global customers.

In terms of distribution, we have the broadest and deepest reach to our customers in country.

In terms of suppliers, we have the capacity and capability to support our local needs and our regional and global needs.

We should all be proud of the great transformation achieved over the last

50 years. Success breeds success! It is this transformation in the past 50 years that will lay a strong foundation for the success for the next several decades in India.

Vivek Vanmeeganathan Director, RIOP Facility, Tiruvallur

About Caterpillar India: With 2021 sales and revenues of $51.0 billion, Caterpillar Inc. is the world’s leading manufacturer of construction and mining equipment, off-highway diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. For nearly 100 years, we’ve been helping customers build a better, more sustainable world and are committed and contributing to a reduced-carbon future. Our innovative products and services, backed by our global dealer network, provide exceptional value that helps customers succeed. Caterpillar does business on every continent, principally operating through three primary segments – Construction Industries, Resource Industries and Energy & Transportation – and providing financing and related services through our Financial Products segment. Visit us at caterpillar.com or join the conversation on our social media channels.

About Caterpillar Caterpillar has been active in India since the 1930s. Today, together with our dealers, we employ more than 11,000 people in India, representing nearly every part of Caterpillar’s business. Our India presence includes state-of-the art manufacturing facilities, high tech research and development, as well as numerous global support organizations. Caterpillar employees, dealers and facilities are located at hundreds of locations to serve and support our customers and respond quickly to their needs. To know more visit https://www.caterpillar.com/india

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