THE RECORDKEEPERS
NAPA FIRM PARTNERS
SECURIAN FINANCIAL
SLAVIC401K
ST. PAUL, MN • SECURIAN.COM
BOCA RATON, FL • SLAVIC401K.COM
KEY CONTACTS
KEY CONTACTS
Steve Chappell • 651.665.1074 • steven.chappell@securian.com Ted Schmelzle • 651.665.6394 • theodore.schmelzle@securian.com
Jim Schoenmaker • 561.241.9244 • jims@slavic401k.com
FIRM PROFILE
Slavic401k is a 401(k) recordkeeper and third-party administrator specializing in the multiple employer plan (MEP) space. As of Q4 201 , e manage appro imately $4.5 in defined contribution assets comprising 150 MEP plan sponsors, 7,500 adopting employers and 150,000 participants. We administrate closed MEPs in the Professional Employer Organization (PEO) space, open MEPs for associations, and 81-100 trust plans in partnership with RIAs. We offer a true open architecture investment plat orm, ith custody and trading available through Fidelity, Mid-Atlantic or Matrix.
FIRM PROFILE
ecurian inancial is a ortune 500 financial services company providing insurance, investments, and retirement plans to nearly 19 million customers. We have been o ering adaptable, consultative retirement plan solutions since 1 0. undled and unbundled service plat orms are available to clients o all si es, ith a ocus on those ith $1 to $200 million of plan assets.
PRIMARY MARKET(S) SERVED
Micro [< $1 million] • Small [$1-$10 million] • Mid [$10-$100 million] Large [$100-$250 million]
PRIMARY MARKET(S) SERVED
Micro [< $1 million]
NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
As of 6/30/18 401(k) .................................................................................... 2,400 / 310,622 457 ......................................................................................................7 / 1,228 Cash Balance ..................................................................................23 / 2,504 Defined enefit Traditional ....................................................... 53 / 9,184 Money Purchase ............................................................................ 27 / 6,434 Other .............................................................................................44 / 43,032
As of 6/30/18 401(k) ..................................................................................... 7,250 / 135,636
PLANS BY CHANNEL [DIRECT/ADVISOR]
0 / 3,030
PLATFORMS USED
PLANS BY CHANNEL [DIRECT/ADVISOR]
FIS Relius
PLATFORMS USED
Sunguard OmniDC with proprietary enhancements
Compliance Support, Plan Benchmarking, Training for DC Plan Sales/ Service, Investment Committee Meetings
ASSET ALLOCATION FUNDS
PARTICIPANT SUPPORT SERVICES
0 / 100
ADVISOR SUPPORT SERVICES
obust open architecture plat orm designed to minimi e con icts o interest. Starting with a universe of 33,000 investments, we narrow down to the lowest cost version of each, resulting in over 6,500 unique investment options derived from 540 fund families. We offer over 50 target-date series and over 500 target-risk funds.
ollover ervices, Call Center upport, acebook age, martphone Access to Participant Balances, Smartphone Transaction Access for Participants
PLAN SPONSOR SERVICE(S) AVAILABLE
Slavic401k offers a comprehensive, technology-forward suite of services for plan sponsors including a prototype plan document, compliance training education, robust online reporting, participant communications D, 40 b 2 , etc. , sales marketing support, and optional 1 fiduciary services. Other Services: Managed account services including a proprietary (inhouse developed roboadvisor that is configurable at the advisor level.
ADVISOR SUPPORT SERVICES
External Wholesalers Focused on Advisors ............................................ 16 Internal Wholesalers Focused on Advisors ................................................8 Compliance support, plan benchmarking, target date evaluation tools, investment committee meetings, unitized model portfolios
PARTICIPANT SUPPORT SERVICES
In-plan lifetime income options, call center support, smartphone transaction access, financial ellness programs
PLAN SPONSOR SERVICE(S) AVAILABLE
dministrative outsourcing at no additional cost distributions, hardships, D O, and required notices , I 1 fiduciary service, plat orm level fiduciary service, dedicated relationship manager Other Services: Proven service excellence — PLANSPONSOR average et romoter score over the last three years placed us first in the industry.
64 NAPA BLACK BOOK
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2018
11/27/18 9:31 AM