N A P A B L A C K B O O K 2 01 9 | N A P A F I R M P A R T N E R S | R E C O R D K E E P E R S NAPA FIRM PARTNERS
AMERICAN FUNDS
AMERICAN TRUST RETIREMENT
L O S A N G E L E S , C A | ca p it a l g ro up .c om
D U B U Q U E , I A | ame r i c a nt rust ret irem ent . com
FIRM PROFILE
Capital Group is one of the largest privately held investment management organizations in the world, serving thousands of leading institutions and millions of individual investors. With more than 85 years of investment experience, we are globally recognized by investors seeking superior long-term investment results. Capital Group offers retirement plan recordkeeping through the PlanPremier and RecordkeeperDirect recordkeeping solutions and can support a bundled or unbundled arrangement.
PRIMARY MARKET(S) SERVED NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
[As of 6/30/19] 401(k) ...............................................................................57,391 / 1,216,509 403(b) ..................................................................................... 1,046 / 49,958 457 ........................................................................................................... 0 / 0 Cash Balance .......................................................................................... 0 / 0 Defined Benefit (Traditional) ............................................................... 0 / 0 Money Purchase ............................................................................78 / 1,572 NQDC ................................................................................................... 6 / 81 Other ............................................................................................. 722 / 1,461
TOTAL ASSETS ADMINISTERED
$77,820,099,535.54
PLANS BY CHANNEL [DIRECT/ADVISOR]
0 / 59,243
PLATFORMS USED
DST TRAC (RecordkeeperDirect), Empower (PlanPremier)
ASSET ALLOCATION FUNDS
KEY CONTACTS
Micah DiSalvo | 608.215.5882 | mdisalvo@edgecoholdings.com Phil Maness | 901.463.1140 | pmaness firstmerc.com Kurt Wedewer | 563.599.6512 | kwedewer@americantrust401k.com
FIRM PROFILE
American Trust Retirement is one of the nation s leading providers of small to midsized retirement plans. Client-centric and intermediary distributed, American Trust provides full service Recordkeeping, TPA, CIT, Discretionary Trustee and ( ) capabilities. American Trust services include a unique approach to plan design, investment strategies and state-of-the-art technology.
PRIMARY MARKET(S) SERVED NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
[As of 6/30/19] 401(k) .....................................................................................1,452 / 62,000 403(b) ............................................................................................ 30 / 3,500 457 .....................................................................................................20 / 200 Cash Balance ....................................................................................25 / 200 Defined Benefit (Traditional) ......................................................... 15 / 200 Money Purchase ................................................................................... 1 / 89 NQDC .................................................................................................6 / 189 Other ..................................................................................................10 / 170
TOTAL ASSETS ADMINISTERED
$4,009,000,000
PLANS BY CHANNEL [DIRECT/ADVISOR]
363 / 1,089
PLATFORMS USED
Relius
ASSET ALLOCATION FUNDS
American Funds Target Date Retirement Series, American Funds Portfolio Series
Traditional and tactical risk based allocation managers
ADVISOR SUPPORT SERVICES
External Wholesalers Focused on Advisors ..............................................4 External Wholesalers Focused on Institutional .........................................2 Internal Wholesalers Focused on Advisors ................................................ 1 Internal Wholesalers Focused on Institutional .......................................... 1
External Wholesalers Focused on Advisors ..........................................146 External Wholesalers Focused on Institutional .....................................146 Internal Wholesalers Focused on Advisors ............................................ 136 Internal Wholesalers Focused on Institutional ...................................... 136 Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training For DC Plan Sales/Service, Investment Committee Meetings
PARTICIPANT SUPPORT SERVICES
Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
PLAN SPONSOR SERVICE(S) AVAILABLE
Customized enrollment education site, Online distribution and loan approval, Relationship Manager at designated plan asset levels, Payroll Integration, Online Plan Review reporting, Educational resources.
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KEY CONTACTS
800.421.9900
ADVISOR SUPPORT SERVICES
Compliance Support, Plan Benchmarking, Training For DC Plan Sales/ Service, Investment Committee Meetings
PARTICIPANT SUPPORT SERVICES
Rollover Services, Call Center Support, Smartphone Access to Participant Balances
PLAN SPONSOR SERVICE(S) AVAILABLE
Auto IRA Rollover, Annual Plan Reviews, Customized Participant Outcome Analysis, Dedicated Administrative Team with Direct Line Access, Interactive Online Experience, Enrollment and Education Support, Plan Governance Index, Financial Finesse and EvoShare
11/14/19 2:52 PM