N A P A B L A C K B O O K 2 01 9 | N A P A F I R M P A R T N E R S | N Q D C NAPA FIRM PARTNERS
VOYA FINANCIAL LIVERMORE, CA | voya.com KEY CONTACTS
Steve Schwaderer | 925.251.3445 | stephen.schwaderer@voya.com Stephen Nell | 215.713.5411 | stephen.nell@voya.com Hunter Penland | 925.251.3467 | hunter.penland@voya.com
FIRM PROFILE
Voya Financial, Inc. is a Fortune 500 Retirement, Investment and Employee Benefits company serving the financial needs of 1 . million individual and institutional customers in the United States. Our Retirement business provides solutions that support workplace savings plans of all sizes across all markets, serving more than 4 ,000 institutions and .1 million retirement plan investors. oya is focused on guiding Americans to greater financial wellness through employersponsored savings plans with holistic retirement and income guidance.
PRIMARY MARKET(S) SERVED
NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
171
401(K) Mirror Plans ............................................................................7 / 632 Other Defined Contribution (Account Balance) ................. 662 / 22,736 4 (f) Plan .........................................................................................17 / 607 Other ..................................................................................................10 / 674
INFORMAL FUNDING SUPPORTED
Separate Account Life Insurance, General Account Life Insurance, Institutional Investments, Fixed Indexed Life, Annuities, Hybrid Financing, Alternative Investments, Exchange-traded Funds (ETFs), Company Stock, Mutual Funds, Unfunded
NAPA-NET.ORG
[As of 6/30/19]
KEY DIFFERENTIATING SERVICES
» Consultative plan design support to achieve an employer s executive compensation goals » Sophisticated funding structures, including mutual funds and corporate-owned life insurance (COLI) » Tailored, best-in-class non ualified services that include participant web tools, enrollment, education and communication resources » Plan administration and trust services built around a recordkeeping system designed to support the most complex non ualified plans
RECORDKEEPING PLATFORMS USED
oya uses the Relius trading platform supplemented with proprietary capabilities that support a wide range of non- ualified plans resulting from our ac uisition of Pen-Cal Administrators, Inc. in 01 . oya also uses the FIS OMNI platform.
BB_WIN19_166-173_NQDC.indd 171
11/11/19 4:06 PM