Aggregators, Broker-Dealers & RIAs
NAPAFIRMPARTNERS
Raleigh, NC • captrust.com
St. Louis, MO • BuckinghamRetirementSolutions.com
Buckingham Retirement Solutions
CAPTRUST
Key Contact(s)
Key Contact(s)
Kristen Donovan 314.743.5183 • kdonovan@buckinghamgroup.com Matt Pranschke 314.783.2916 • mpranschke@buckinghamgroup.com Kathryn Risch 314.783.2937 • krisch@buckinghamgroup.com David Shipp 314.783.2916 • dshipp@buckinghamgroup.com
Firm Profile Buckingham Retirement Solutions is Buckingham Strategic Partners’ turnkey retirement plan partner to independent wealth management firms. We provide strategic growth solutions, operational support and evidence-based investing tools to help you serve the rapidly growing retirement plan market. Our specialized knowledge, tools and resources can help you be successful in the retirement plan space. The Retirement Solutions team brings a collective 100+ years of industry experience to your side and has a national presence, working with approximately 300 independent wealth management firms, serving approximately 1800 plans and managing $4 billion in assets.
Primary Market(s) Served Micro: <$1 million, Small: $1-$10 million, Mid: $10-$100 million
Options Available • Preferred Provider Program • Retirement Sales Desk Representative • Business Development Consultants • 3rd Party Vendor Analysis Tool
Kathleen Hopkins 919.278.9741 • kathleen.hopkins@captrust.com
Firm Profile CAPTRUST was founded in 1997 in Raleigh, North Carolina. The firm provides investment management, financial planning, estate planning, and tax advisory and compliance services for individuals and families. For retirement plan sponsors, endowments, foundations, and religious entities, CAPTRUST offers investment advisory services, fiduciary support, plan design, provider analysis and fee benchmarking, and employee advice programs. With nearly 1,500 employees across 85 locations nationwide, CAPTRUST oversees more than $832 billion in assets, including just over $688 billion in nondiscretionary assets under advisement and just over $143 billion in discretionary managed account assets (as of June 30, 2023).
Primary Market(s) Served Mega: >$250 million
Options Available • Other Tools • Benchmarking Tools • Participant Advice/Participant Services • Allows Fiduciary Declaration 3(21)/3(38) • Plan Sponsor Fiduciary Training
Home Office Employees Supporting the Business
827
• Other Tools • Benchmarking Tools • CRM/Data Aggregation • Allows Fiduciary Declaration 3(21)/3(38) • Custom Risk Based/Target Date Models • Plan Sponsor Fiduciary Training • Minimum Fee Schedules
Home Office Employees Supporting the Business 12
70
NAPABLACKBOOK2023