NAPA FIRM PARTNERS
Broker-Dealers & RIAs
Twelve Points Retirement Advisors Boston, MA | TwelvePointsRetirement.com KEY CONTACT(S)
Francesca Federico | 978.318.9503 | francesca@twelvepoints.com Dave Clayman | 978.318.9502 | dave@twelvepoints.com Manny Frangiadakis | 978.318.9500 | manny@twelvepoints.com
FIRM PROFILE Twelve Points acts as an extension of a company’s Human Resources department. We work with our clients to enhance, coordinate and highlight the benefits being offered so that employees maximize and appreciate their total compensation package. Today’s tight employment market accentuates the need for companies to showcase their ability to recruit, reward and retain their greatest asset – their workforce.
PRIMARY MARKET(S) SERVED
OPTIONS AVAILABLE
82
• 3rd Party Vendor Analysis Tool • Benchmarking Tools • Participant Advice/Participant Services • CRM/Data Aggregation • Internal Rollover Program • Allows Fiduciary Declaration 3(21)/3(38) • Custom Risk Based/Target Date Models • Plan Sponsor Fiduciary Training • Stable Value Analysis
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS 9
UBS Financial Services Weehawken, NJ | ubs.com/us/en/wealth-management/ourservices/ubs-workplace-wealth-solutions.html KEY CONTACT(S)
Daniel Fuchs | 201.352.8102 | dan.fuchs@ubs.com Gene Silverman | 201.352.3826 | gene.silverman@ubs.com Mark Barnum | 425.990.2768 | mark.barnum@ubs.com Mike Griffin | 980.335.5809 | mike.griffin@ubs.com
FIRM PROFILE UBS Retirement Plan Services is a part of UBS Workplace Wealth Solutions (WWS) which delivers a holistic approach to the Workplace. WWS has capabilities in a variety of focus areas including Retirement plans, Institutional Consulting, Equity Plan Services and Financial Wellness. Specifically in the retirement arena, UBS has a proven record in retirement plan consulting with more than 30 years of experience providing investment advice as a fiduciary. Through our Consulting programs, we provide advisory services to more than 3,000 retirement plans comprising over $100 billion in assets. Our open architecture platform enables consultants to deliver services based on client needs. We recognize dedicated consultants with a Senior Retirement Plan Consultant designation, giving them access to advanced training, specialized services and resources that help address a broad array of plan client needs related to fiduciary governance, plan health and participant retirement readiness. Being supported by one of the world’s leading wealth managers, we combine our retirement plan consulting capabilities with our broad financial experience to help plan sponsors manage plan complexity and provide participants with relevant education. Additionally, UBS Retirement Plan Guided Solutions offers two advisory services options for the smaller plan market: UBS Retirement Plan Manager (RPM) and Retirement Plan Advisor (RPA). RPM brings simplicity for plan sponsors by offering discretionary investment management with UBS acting as an investment manager under ERISA Section 3(38). RPA provides investment advice and flexibility for plan sponsors as it is a nondiscretionary advisory program that offers investment advice with UBS acting as an investment advisor and fiduciary under ERISA Section 3(21).
PRIMARY MARKET(S) SERVED
OPTIONS AVAILABLE • Retirement Sales Desk • 3rd Party Vendor Analysis Tool • Other Tools • Benchmarking Tools • Allows Fiduciary Declaration 3(21)/3(38) • Custom Risk Based/Target Date Models • Plan Sponsor Fiduciary Training • Stable Value Analysis • Minimum Fee Schedules
HOME OFFICE EMPLOYEES SUPPORTING THE BUSINESS 30+
NAPA BLACK BOOK 2021