Cuna Mutual Group
Equitable
Madison, WI | benefitsforyou.com
Jersey City, NJ | equitable.com
KEY CONTACT(S)
Bill Riccio | 608.665.5236 | bill.riccio@cunamutual.com Sales Desk | 1.800.491.7859 | IntermediarySolutions@cunamutual.com
FIRM PROFILE Built on the principle of “people helping people,” Cuna Mutual Group is a financially strong insurance, investment and financial services company that believes a brighter financial future should be accessible to everyone. For nearly 60 years, we have been a leading provider of defined benefit, defined contribution, and nonqualified retirement solutions. We offer you and your clients a total retirement solution that provides the performance, products, service and scalability that build relationships and get results.
PRIMARY MARKET(S) SERVED
NAPA FIRM PARTNERS
Recordkeepers
KEY CONTACT(S)
Micah Lewis 201.978.3618 | micah.lewis@equitable.com Group Retirement sales Desk 1.866.401.3030 | 401ksalesdesk@equitable.com
FIRM PROFILE Equitable, a subsidiary of Equitable Holdings (NYSE: EQH), has been one of America’s leading financial services providers since 1859. With the mission to help clients secure their financial well-being, the company provides advice, protection and retirement strategies to individuals, families and small businesses. Equitable has more than 8,000 employees and Equitable Advisors financial professionals and serves 2.8 million clients across the country. Please visit equitable.com for more information.
PRIMARY MARKET(S) SERVED PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]
401(k): 5,325 | 179,000 403(b): 390 | 24,000 457: 1,075 | 4,850 Cash Balance: 115 | 7,750 Defined Benefit (Traditional): 450 | 31,175 Money Purchase: 110 | 1,350 NQDC: 65 | 260 Other: 100 | 3,675
TOTAL ASSETS ADMINISTERED $20,325,000,000
PLANS BY CHANNEL
Direct: 3,430 | Advisor: 4,200
PLATFORM(S) USED Omniplus – Recordkeeping system fully integrated
ASSET ALLOCATION FUNDS Target Date/Risk, Custom portfolios, Managed accounts, CITs
ADVISOR SUPPORT SERVICES
External Wholesalers Focused on Advisors: 17 External Wholesalers Focused on Institutional: 0 Internal Wholesalers Focused on Advisors: 8 Internal Wholesalers Focused on Institutional: 0 Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
PARTICIPANT SUPPORT SERVICES In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
PLAN SPONSOR SERVICE(S) AVAILABLE Total retirement solutions (TPA/bundled) providing recordkeeping/ administration for DB, DC and NQ plans. Delivering plan health, financial wellness, payroll integration, 3(21) and 3(38) fiduciary services.
PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]
37
401(k): 7,300 | 185,000 457: 280 | 23,000 Defined Benefit (Traditional): 40 | 103
TOTAL ASSETS ADMINISTERED $763,500,000
PLANS BY CHANNEL
Direct: 3,000 | Advisor: 4,300
PLATFORM(S) USED Group Variable Annuity, NAV, Open Arch
ASSET ALLOCATION FUNDS Risk Based, Target Date, Asset Allocation, Managed Accounts
ADVISOR SUPPORT SERVICES
External Wholesalers Focused on Advisors: 16 External Wholesalers Focused on Institutional: 2 Internal Wholesalers Focused on Advisors: 8 Internal Wholesalers Focused on Institutional: 1 Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
PARTICIPANT SUPPORT SERVICES In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances
PLAN SPONSOR SERVICE(S) AVAILABLE Advanced Markets support for NQ, Cash balance opportunities for small business owners. Supported by turnkey Employee Benefits portal for easy administration of all benefits offered.
NAPA BLACK BOOK 2021