NAPA FIRM PARTNERS
FinTech
401GO
GROUPIRA, Inc.
West Jordan, UT | 401go.com
Tacoma, WA | groupira.com
KEY CONTACT(S)
Dan Beck | 801.214.2125 | dan@401go.com Jared Porter | 801.214.2125 | jared@401go.com
FIRM PROFILE
In Business Since: 2019 Small businesses need a local advisor that knows their unique needs and the 401GO platform, which simplifies a 401(k). Leverage technology to get your clients up and running in just minutes. You’ll have a dedicated relationship manager for your client’s 401(k). Give them time-saving automation tools. Give employees peace of mind using individualized guided portfolios. 401GO makes 401(k) retirement plans simple to manage and affordable. We make 401(k) administration easy and efficient. Our partner-based model is built to make your life easy so you can focus on service. Founded in 2019 and headquartered in the Salt Lake City, Utah area.
PRODUCT / SERVICE CATEGORY
106
• • • • • • • • • • • •
Asset Allocation Advice/Guidance Administrative Services Trustee/Custody Financial wellness Consulting/Plan Design Participant Communications Tracking/identifying lost Participants Savings/budgeting Software Advisor dashboard Banking/finance
Yannis Koumantaros | 253.592.6687 | yannis@groupira.com Jaime Unkel | 201.981.2155 | jaime@groupira.com Joe Doku | 602.882.2947 | joe@groupira.com
FIRM PROFILE
In Business Since: 2012 Through the collective buying power featured within our leading technology, the GROUPIRA® Program enables people to access investment options and investment advice, which were previously out of reach to most investors. The right advice can help individuals to reach their financial goals better. We make quality investment advice accessible to all investors through our investment advisory partners, regardless of account size. We partner with independent investment advisory firms, so our Members can access high quality unconflicted financial advice. We invite you to learn more about our investment advisory firm partners.
PRODUCT / SERVICE CATEGORY • • • • • • • • • • •
Asset Allocation Advice/Guidance Trustee/Custody Financial wellness Participant Communications Tracking/identifying lost Participants Savings/budgeting Software Advisor dashboard Banking/finance Other
PRODUCT / SERVICE DESCRIPTION
PRODUCT / SERVICE DESCRIPTION
While most 401(k) plans involve many different service providers, 401GO is fully integrated. We handle all aspects of your client’s 401(k), so there is no need for additional service providers. We are the recordkeeper, plan administrator, and handle all 3(16) related services. We can also provide full 3(38) services or allow our partners to provide their choice of 3(38) or 3(21) services.
At GROUPIRA, we realize Advisors face many challenges managing client accounts. Plan leakage, minimum purchase requirements and fragmented technology services make it difficult to advise many IRA Account Holders. GROUPIRA changes that. Our program allows advisory firms to retain and grow assets. With our technology solutions and dedicated member services support team, we create opportunity for your firm to service IRA’s that previously went to the retail marketplace. With GROUPIRA you can provide investment advice, manage model portfolios with institutional funds and efficiently manage rebalances and fee processing with our scalable technology solutions. AVERT ASSET LEAKAGE - Avoid workplace retirement plan leakage by creating a scalable IRA offering to the average participant and capture assets that previously went to other providers. SUPPORT GROWTH - Not only can you advise on retirement plan rollovers, but through our innovative technology solutions and marketing support, we also help you create a customized, scalable solution. STREAMLINE ACCOUNT MANAGEMENT - We provide one portal to access all member accounts, manage one fund lineup, generate reports and streamline transaction processing. OPEN ARCHITECTURE - With access to 15,000+ mutual funds, ETFs, and equities, advisors craft their preferred fund menu, model portfolios for all members. CUSTOMIZED PROGRAM - Choose your member experience with customizable account origination and co-branded website or simply use our pre-built experience. MEMBER SERVICES - We support all member services questions from account origination, web access, processing transactions, government forms, etc.
Our bundled solution handles compliance, government filings, notifications, and all other responsibilities. We even handle the billing to keep things simple and transparent. Our system does ongoing testing throughout the year to prevent surprises that arise during year-end testing. We also handle annual 5500 filings so you don’t have to. All assets are held by our partner, Broadridge Matrix. We have integrations with the best payroll providers. Simplify and streamline plan administration with our administration dashboard. Plan designs can be customized. Our platform was built on time-saving automation. Our service is a fraction of the cost of traditional providers. Our pricing is simple and straightforward with no hidden fees. Our simple low price includes everything from compliance, testing, filing requirements, and more. We even acquire an ERISA fidelity bond for businesses that need them, at no extra cost; something other providers leave up to the company to pay for and figure out.
NAPA BLACK BOOK 2021
KEY CONTACT(S)
We handle the busy work so you can spend more time advising your clients and winning more plans. For more information please visit https://401GO.com or follow us on LinkedIn.