MANAGING PARTNER
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® ® ® SENIOR PARTNER
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PARTNER
SENIOR
Manager Relationships
Industry Contacts
Research Sources
Contribution to Overall Portfolio Review of Investment Process Review with Principals
Advance/Decline Decision for Final Due Dilligence
Investor Reference Checks Review Operational Controls
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PARTNER
The description of the investment process is for illustrative purposes only and explain that Sound View does not assert that all steps are followed in all instances. Sound View markets the various offerings of Focus Client Solutions (FCS) and could potentially receive and could potentially receive fees if clients invest in products arranged by FCS, please refer to the ADV 2A