The Ultimate Communications Compliance Platform at Shield FC

THE SHIELD COMMUNICATIONS COMPLIANCE PLATFORM

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ABOUT US Shield automates and orchestrates the complete eComms & voice compliance lifecycle: capture, correlation, data enrichment, analytics, proactive and preventive detection. Shield's solution empowers numerous functions within regulated organizations, from surveillance and monitoring, risk and governance, forensic and control, all the way through to conduct and executives.

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Out-of-the-Box Connectivity Using our multi-source plugin layer, Shield’s pre-integrated connectors capture all relevant communications; from voice to text, structured or unstructured, seamlessly.

Open Platform Shield was built to put an end to compliance data silos and closed proprietary platforms.

Our embracive integration approach enables your organization to connect to a wide range of communication & other data sources and enable connectivity to any platform.

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CROSS REGULATION PLATFORM With the Shield platform, regulated firms can meet different regulatory use cases and objectives such as: record keeping and retention, completeness and reconciliation, eDiscovery and advanced search, investigations and surveillance.

COMPLIANCE HUB Unified access and review of all eComms Perform quick investigations Execute eDiscovery on all comms data Meet record keeping requirements Enable trade reconstruction Carry out collaborative case management

PROACTIVE SURVEILLANCE Proactively detect Market Abuse, Information Handling and Employee Conduct scenarios A hybrid Lexicon and Machine Learning based approach to detect behaviors Combined NLP and AI engines for better detection performance Expert driven rules to detect behavior with out-of-the-box models.

Self and machine learning capabilities Contextual reference data for perfecting scenarios.

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