Compliance Surveillance | eComms Behavioral Models - Shield

eComms Behavioral Models Proactive Surveillance Approach

Shield’s Proactive surveillance applies a unique and cutting-edge hybrid Lexicon and Machine Learning-based approach to proactively detect and surveil all eComms and trade data to empower 1st and 2nd lines of defense in their fight against market abuse and misconduct.

Summary Shield takes an integrated surveillance method. It focuses on collecting, correlating and analyzing data across both structured data (trade data, market news, etc.) and unstructured data (voice, email, text, eComms, etc.). This allows the system to highlight and detect behavior and motivation patterns that would normally be concealed behind the immense amount of data.

Market Abuse detection models

Such as Collusion, Front Running, Insider Trading and more Information Handling detection models

such as Secrecy, Deceptive practices, Insider information and more Employee Conduct detection models

such as Bragging, Money Laundering, Kickbacks and more

https://www.shieldfc.com

Organizations are constantly increasing the number of communication channels. These advancements undoubtedly improve internal collaboration and overall client experience but pose an increasingly complex surveillance challenge.

A massive surplus of false alerts, manual procedures and the rise in communications channels create the need for more compliance officers which leads to a compliance surveillance arms race and inefficiency.

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Source: https://www.shieldfc.com