The Reg-X platform supports global regulations such as MiFID II, EMIR, SFTR, CFTC, SEC, MAS and ASIC. It is secure, scalable, intuitive and easy to use with a single interface for all your regulatory reporting needs. The platform is also seamless and modular, allowing you to easily integrate it into your existing systems. With RegX, you can confidently manage the complexity of regulatory reporting and ensure that your firm is compliant with all relevant regulations.
MiFID II transaction reporting mandates financial firms in the European Union to report details of their financial instrument transactions. This aims to increase transparency, detect market abuse, enhance investor protection, and improve market surveillance. Reported data includes instrument details, parties involved, execution venues, and timestamps. Compliance is crucial for maintaining regulatory standards and avoiding penalties.
EMIR TRADE REPORTING IS THE MANDATORY REQUIREMENT FOR PARTIES IN THE EU INVOLVED
IN DERIVATIVE TRANSACTIONS TO REPORT TRANSACTION DETAILS TO AUTHORIZED TRADE REPOSITORIES. REPORTED DATA INCLUDES PARTIES’ DETAILS, DERIVATIVE TYPE, NOTIONAL AMOUNT, TRADE DATE, AND MORE. THE GOAL IS TO MONITOR ACTIVITY, MITIGATE SYSTEMIC RISK, DETECT MARKET ABUSE, ASSESS COUNTERPARTY RISK, AND BOOST INVESTOR CONFIDENCE IN THE EU’S DERIVATIVES MARKET.
(SFTR) was introduced by the European Union (EU) to regulate the securities finance market, which is regarded as a major contributor to the 2008 financial crisis. SFTR trade reporting is an important requirement of the regulation, and it aims to enhance the transparency of the securities finance market while reducing the risks involved in securities financing transactions.
SEC REPORTING INVOLVES DISCLOSING FINANCIAL AND NON-FINANCIAL INFORMATION TO THE U.S. SECURITIES AND EXCHANGE COMMISSION (SEC). IT
INCLUDES SUBMITTING DOCUMENTS LIKE ANNUAL REPORTS, IPO REGISTRATION STATEMENTS, AND CURRENT EVENT REPORTS TO PROVIDE TRANSPARENCY AND COMPLIANCE. THIS PROCESS
GIVES INVESTORS ACCURATE INSIGHTS INTO A COMPANY’S FINANCIAL HEALTH, OPERATIONS, AND RISKS, AIDING INFORMED INVESTMENT DECISIONS AND MAINTAINING MARKET INTEGRITY. Terrestrial
Broadband Provider
MAS trade reporting involves submitting financial and non-financial data to Singapore’s central bank, the Monetary Authority of Singapore (MAS). It’s mandatory for regulated entities like banks and insurers to provide reports on financial performance, risk management, and more. These reports help MAS monitor stability, transparency, and compliance in Singapore’s financial sector.
ASIC TRADE REPORTING MANDATES MARKET
PARTICIPANTS IN AUSTRALIA TO REPORT OVERTHE?COUNTER (OTC) DERIVATIVE TRANSACTIONS
TO THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION (ASIC). THIS REQUIREMENT AIMS TO IMPROVE TRANSPARENCY, MITIGATE RISKS, AND ENABLE EFFECTIVE OVERSIGHT OF THE OTC DERIVATIVE MARKET. BY COLLECTING TRANSACTION DATA, ASIC CAN IDENTIFY POTENTIAL RISKS AND MARKET ABUSES, ENSURING A STABLE AND TRANSPARENT FINANCIAL SYSTEM.
VCFTC SWAP REPORTING MANDATES THAT PARTICIPANTS IN THE UNITED STATES REPORT SWAP TRANSACTIONS TO THE COMMODITY FUTURES TRADING COMMISSION (CFTC). REPORTING INCLUDES TRANSACTION DETAILS SUCH AS PARTIES INVOLVED, SWAP TERMS, NOTIONAL AMOUNT, AND EXECUTION TIME. THE GOALS ARE TO ENHANCE TRANSPARENCY, MANAGE RISK, OVERSEE
MARKETS, AND ENSURE REGULATORY COMPLIANCE IN THE DERIVATIVES MARKET.
