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Maples Group - ETF Service Offering

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ETF SERVICE OFFERING

A Complete Solution for Legal, Registration & Listing Requirements of ETFs

THE MAPLES GROUP ETF TEAM

Our ETF Team has earned industry-wide recognition for providing bespoke, cost effective services and innovative solutions for the establishment and market entry of ETFs on a multi-jurisdictional basis.

We are uniquely placed in the Irish market to offer clients a fully consolidated legal, registration and listing service for ETFs.

By combining expert local knowledge with full project management functionality, we deliver a powerful and efficient multi-jurisdictional solution, which frees valuable internal resources and generates significant added-value for our clients.

LEGAL SERVICES

Our long-standing ETF Team is comprised of leading lawyers and experienced industry professionals with a wealth of experience in advising clients on regulatory requirements and how to manage regulatory risk within their business.

We deliver practical, solution-focused and expert advice on the impact of developments at Irish, Luxembourg and European level as well as providing guidance on all legal, technical, operational and regulatory matters in relation to the establishment and on-going obligations for ETFs. We support our clients in dealing with the home regulator in a constructive and pro-active manner.

Given the depth of our knowledge and market share, we are well placed to support existing clients and those market entrants around the establishment and maintenance of ETFs, the implications of the current changes to ETFs and on the trends and areas of interest in the broader ETF market generally.

We have the unique experience of having led on the first European conversion of a mutual fund to an ETF. This required integration of the necessary elements of the ETF ecosystem into a previously existing mutual fund context.

1 Inclusive of sub-funds.

ETFs¹ which is a 34.15% market share.

We proactively participate in industry developments on ETF matters through our roles on the EFAMA ETF Working Group and the Irish Funds ETF Working Group, and through our membership of the Leadership Committee of the Irish chapter of Women in ETFs driving innovation and regulatory change.

REGISTRATION OF ETFs

Our Global Registration Services (“GRS“) Team supports our UCITS and UCITS ETFs clients (domiciled in Ireland and Luxembourg) by providing a full range of services, from market entry to on-going maintenance and compliance.

Our team provides support and assistance to managers looking to sell their UCITS ETFs in foreign markets. Our experience covers in excess of 80 countries across Europe, Asia Pacific and other EMEA countries.

We offer our clients a range of services addressing regulatory aspects to help optimise

fund distribution activities globally. We believe that by having a dedicated team solely focused on registration business, coupled with our experience in dealing with a broad range of local services, we provide the best service to our clients and can proactively identify areas where economies of scale can be achieved.

Our core GRS service offering includes:

Market Intelligence

Market entry through the EEA Passport and / or restricted (private) offerings

Stock exchange listings on all major European exchanges

Maintenance and ongoing compliance filings

LISTING OF ETFs

Our team offers a fully integrated and seamless service for our clients, centrally managing all aspects of the listing process for UCITS ETFs across multiple jurisdictions. We provide expert advice and management of local and overseas stock exchange listings, managing the listing process from start to finish.

Since beginning operations in Dublin in 2006, Maples has been one of the primary listing sponsors in the Irish market. Maples began listing UCITS ETFs in 2008 and we have experience in the listing of ETFs on all major global stock exchanges such as Euronext Amsterdam, Euronext Dublin, Euronext Paris, Euronext Lisbon, Euronext Brussels, Deutsche Boerse and Borsa Italiana. Maples also assists with the admission of ETFs to trading on the London Stock Exchange and are approved as a Recognised Representative for ETF listings on SIX.

Market due diligence & planning.

Application for security identifier codes such as ISINs, Valoren and SEDOL as well as application for and annual maintenance of LEI codes.

Preparation & filing of listing applications.

Assisting with maintenance of the listing & compliance with ongoing reporting obligations.

CONTACTS

Legal

Ireland Luxembourg

Peter Stapleton Managing Partner

+353 1 619 2024

Peter.Stapleton@maples.com

Adam Donoghue Partner, Co-Head of Funds & Investment Management

+353 1 619 2041

Adam.Donoghue@maples.com

Eimear O’Dwyer Partner, Co-Head of Funds & Investment Management

+353 1 619 2065

Eimear.Odwyer@maples.com

Deirdre McIlvenna Partner

+353 1 619 2064

Deirdre.Mcilvenna@maples.com

Lynn Cramer Partner

+353 1 619 2066

Lynn.Cramer@maples.com

Sergey Dolomanov Partner

+353 1 619 2762 Sergey.Dolomanov@maples.com

Colm O’Donoghue Of Counsel

+353 1 619 2116 Colm.Odonoghue@maples.com

Laura O’Connor Associate

+353 1 619 2115

Laura.Oconnor@maples.com

Emily Sheils Associate

+353 1 619 2025

Emily.Sheils@maples.com

Donnchadh McCarthy Partner

+352 28 55 12 22 Donnchadh.Mccarthy@maples.com

Michelle Barry Partner

+352 285 5 1247 Michelle.Barry@maples.com

Antonios Nezeritis Partner

+352 285 5 1206 Antonios.Nezeritis@maples.com

Global Registration Services

Emma Conaty

Head of Global Registration Services

+353 1 619 2708 Emma.Conaty@maples.com

Silvia Nani

Global Fund Registration Senior Executive

+353 1 619 2042 Silvia.Nani@maples.com

Clare McIntyre

Global Fund Registration Executive +353 1 619 7003 Clare.McIntyre@maples.com

Emma Hanway

Senior Global Fund Registration Advisor

+353 1 619 2771

Emma.Hanway@maples.com

June 2026

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