non-resident-sri-lankan by John

Non-Resident Sri Lankans 1

Candor Application Form

4 pages

CDS Form 1

3 pages

CDS Form 1(A)

3 pages

CDS Form 1 (C)

1 page

CDS Form 28 - (optional)

2 page

KYC

2 pages

A certified copy of the Sri Lankan valid Passport

Proof of residency document - as per the Rules issued by the FIU of Sri Lanka

SIA (Securities Investment Account) account confirmation with documentary proof

PLEASE NOTIFY IN WRITING, OF ANY CHANGE OF SIGNATURE, CONTACT DETAILS, ETC. NONDISCLOSURE OF SUCH CHANGES MAY CAUSE DELAYS.

APPLICATION FOR OPENING OF SECURITIES ACCOUNT (For Individuals)

OPERATING INSTRUCTIONS FOR JOINT ACCOUNT: PAYMENT TO BE MADE TO:

SOLE/FIRST APPLICANT

BOTH PARTIES

EITHER PARTY

ACCOUNT NO

DECLARATION 1. I/We declare that I/we are satisfied myself/ourselves of the capacity of a Candor Equities Limited (which is licensed by the Securities and Exchange Commission of Sri Lanka to operate as a stockbroker) to trade in securities and provide stock brokering services and I/we hereby request you to open a Securities Account with the Central Depository System in my/our name. 2. I/We declare that all particulars and information given in this registration form and the CDS Application form are true and correct. 3. I/We agree that all transactions including brokerage and statutory levies paid by me/us shall be subject to the rules of the Colombo Stock Exchange and other prevailing laws and regulations of Sri Lanka (as may be amended from time to time) and in particular to the authority hereinafter granted by me/us to Candor Equities Limited (hereinafter referred to as the Broker). 4. I/We confirm and declare that I/we have read and clearly understood the conditions stipulated by the Colombo Stock Exchange (as may be amended from time to time) governing the share transactions, which I/we will be entering into with the Broker. I/We hereby agree to abide by the said conditions. 5. I/We hereby permit and authorise the Broker at their absolute discretion and at my/our risk to sell and transfer not only the stocks pertaining to the Defaulted Contract but also any or all of the shares or securities in any company whatsoever from time to time registered in my/our securities account to be opened by me/us and maintained by the Broker at the Central Depository System (Pvt) Limited., in order to make good and compensate for any loss or damages incurred or sustained by the Broker as a result of my/our default in making any payments lawfully due to the Broker on or before the settlement date. 6. I/We hereby agree that the above authority i.e the right to sell securities given to the Broker by me/us, is in addition to other rights, powers and remedies available to the Broker under the prevailing laws rules and regulations of Sri Lanka. The authority granted hereby shall in no way affect or exempt me/us from any liability towards the Broker arising from or consequent upon any such default. 7. Before every purchase order, I/we agree to deposit in cash/cheque, at least equivalent to 50% (or any other amount as specified by any applicable rules and regulations) of the value of the order or in the alternative have adequate securities in my/our account to cover at least 50% (or any other amount as specified by any applicable rules and regulations) of the value of the purchase order. 8. I/We further agree and confirm that I/we shall be liable to the Broker for any and all loss sustained or incurred in relation to any direct/indirect transaction carried out by the Broker on my/our behalf (in its capacity as selling/buying broker and/or in relation to dividends, rights, bonuses and other benefits attached to the shares) and do hereby agree to indemnify the Broker against such loss or damage arising therefore. 9. I/We agree that the Broker shall not be liable to me/us or have any responsibility whatsoever, for (a) any losses arising out of or relating to a cause over which the Broker does not have direct/indirect control including but not limited to the failure of electronic or mechanical equipment or communication lines, telephone or network problems, unauthorized access or (b) any special, indirect, incidental, consequential, punitive or exemplary damages that we may incur in connection with my/our use of the services provided by the Broker. 10. I/We agree to immediately notify the Broker in writing if there is any change in the information in the Client Registration Form provided by me/us to the Broker at the time of opening of the account or at any time. 11. I/we agree that except as provided in clause 5 above, the investment decisions shall be made by the Broker on a discretionary basis only upon obtaining written or oral instructions from me/us. 12. I/we agree to pay any commission, brokerage charged by the Broker subject to the rules of the Colombo Stock Exchange and other prevailing laws and regulations of Sri Lanka (as may be amended from time to time) 13. I/We acknowledge that this Declaration shall be binding upon me/us and my/our heirs executors and administrators. In the event of this Declaration being executed by more than one person our liability shall then be joint and several. 14. RISK DISCLOSURE STATEMENT: The prices of securities fluctuate, sometimes drastically. The price of a security may move up or down, and may even become valueless. It is likely that losses may be incurred rather than profits made as a result of buying and selling securities. 15. SALES PROCEEDS: (a) I/we hereby agree to authorize the Broker to hold any sales proceeds due to me, to meet the settlement of future share purchases, until I make a request to the contrary via email, facsimile or telephone. Yes No 16. I /we agree that an employee of Candor Equities Limited who introduces a client and initiates a transaction will be entitled to an introductory fee out of the brokerage commission of such transaction, based on a reward scheme. I/We hereby confirm and declare that all of the above including the aforesaid Risk Disclosure Statement was explained to me/us by the investment advisor. I/We further confirm that I/we have had the opportunity to discuss and obtain independent advice and this declaration has been duly read over and understood by me/us prior to signing this Declaration. Applicant

Name : _____________________

Signature: ___________________

Joint Applicant

Name : _____________________

Signature:____________________

Witness:

Name:______________________

Signature:____________________

Date: _________________

Name:______________________

Signature:____________________

FOR OFFICE USE ONLY The Broker will provide stock brokering services to the applicant, including buying and selling of securities. The Broker will notify the applicant in writing if there is any material change to the information of the Broker setout in the Client Registration Form at the time of opening of the account or at any time. I hereby confirm that I have brought the content of the Risk Disclosure Statement to the notice of the applicant and made him aware of the significance of the said Risk Disclosure Statement. I further confirm that the applicant is financially stable to maintain a CDS Account. Investment Advisor

Name:_______________________

Signature:_____________________

Approved by:

Name:_______________________

Signature:_____________________

Date:____________________ Candor Equities Limited, Company Registration No. PB 160 Address : Level 8, South Wing, Millennium House, 46/58 Nawam Mawatha, Colombo 02, Sri Lank

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f.ùï j,g wod, fldgia muKla fkdj fjk;a udf.a$wmf.a .sKqfï mj;sk ´kEu fldgia fyda iq/l=ïm;a ;e/õldr iud.fï ;ks wNsu;h mßÈ úlsKSug iy $ fyda fjk;a wfhl=g mejrSug uu$wms fï u.ska ;e/õldr iud.u fj; iïmQ¾K wjirh iy wëldß n,h ,nd fok w;r tf,i úlsKSfï fyda mejÍfï ish,q wjOdku uu$wms úiska ord .kakd njg ;yjqre lr ms,sf.k isáñ$isáu.q 6. by; uu$wm úiska ;e/õldr iud.ug iq/l=ïm;a$fldgia úlsKSug ,nd oS we;s whs;sh iy wêldÍ n,h YS% ,xldfõ mj;sk kS;s iy fr.=,dis u.ska ;e/õldr iud.ug ,nd oS we;s whs;skag" n,hkag yd m%;sl¾uhkag wu;rj ;e/õldr iud.u i;= whs;shla nj uu$wms fï u.ska tl. fjï$fjuq' fï u.ska ,nd oS we;s wëldrs n,h lsis úfgl;a f.ùï meyer yeÍu ksid mek k.sk ;e/õldr iud.u fj; mj;akd udf.a$wmf.a j.lSï j,ska uu$wms ksoyia lsÍula isÿ fkdjk nj ;yjqre fldg ms,sf.k isáï$isÜu.q 7. iEu .kqfokqjlgu fmr udf.a$wmf.a .sKqug ó,oS .ekSug woyia lrkq,nk fldgia j, jákdlfuka 50] la ^fyda fjk;a wod, kS;s fyda fr.=,dis u.ska kshu lrkq ,nk m%;sY;hla& udf.a$wmf.a .sKqug' uqo,a fyda fplam;la u.ska ;ekam;a lrkq ,nk njg fyda úl,amhla f,i ñ,oS .ekSfï wekjqfï jákdluka 50] la fyda ^fjk;a wod, fr.=,dis u.ska kshu lrkq ,nk m%;sY;hla& Bg jeä jákdlula we;s iq/l=ïm;a wmf.a .sKqfï ;ekam;a lrkq ,nk njg uu$wm tl. fjñ$fju.q 8. uu$wms fjkqfjka ;e/õldr iud.u úiska ^úl=Kqï ;e/õlre$ñ,oS .ekqï ;e/õlre f,i iy$fyda fldgia j,g wkqnoaO ,dNdxY whs;Ska m%ido oSukd fyda wfkl=;a oSukd j,g wod,j& isÿlrkq ,nk iDcq fyda jl%Sh .kqfokq fya;=fjka isÿ úh yels w,dN iïnkaOj uu$wms úiska ;e/õldr iud.ug j.lshkq ,nk nj ms,s.kakd w;r tjeks ;e/õldr iud.ug isÿjk ish,qu w,dN iy ydks ioyd jkaos ;e/õldr iud.ug f.ùug tl. fjñ$fju.q 9. ;e/õldr iud.u iu. .kqfokq lsÍfïÈ (a) úÿ,s fyda ld¾ñl fodaIhla ksid fyda mKSjqv yqjudre lsÍfïÈ ÿrl:k ud¾.j, fyda wka;¾cd, iïnkaO ;djhla ksid fyda (b) fjk;a fya;=jla ksid we;sjk úÿ,sh wekysgSula wdoS ;e/õldr iud.fï iDcq fyda fjk;a iïnkaOhla fyda md,khla ke;s isÿùï ksid yg .kq ,nk w,dN fyda ;e/õldr iud.u u.ska imhkq ,nk fiajh Ndú;d lsÍu ksid yg .; yels lsisÿ úfYaI jl%Sh" wdkqN+;sl" wdkqIx.Sh" oKavKSh fyda wdo¾Yj;a w,dN ioyd uu$wms úiska ;e/õldr iud.u lsisu j.lSulg hg;a fkdlrk njg m%ldY lrï$lru.q 10. by; whÿï m;%fha uu$wms úiska ;e/õldr iud.ug ,nd oS we;s f;dr;=re j, hï fjkila fjf;d;a ta nj jydu ;ereõldr iud.ug ,sÅ;j okajk njg tl. fjñ$fju.q 11.by; 5 jk j.ka;sfhys olajd we;s wjia:d j, yer, ;e/õlre úiska wdfhdack ;Srk ,nd.; hq;af;a ish wNsu;h mßÈ fkdj uf.ka$wmf.ka ,nd.;a ,sÅ; fyda jdÑl Wmfoia u; muKla njg uu$wm tl. fjñ$fju.q 12.fld<U fldgia yqjudrefjys Í;s iy Y%S ,xldfjys n,mj;ajkakd wfkl=;a kS;s iy fr.=,dis ^jßka jr ixfYdaOkh jkq ,nk wdldrhg& j,g hg;aj, ;e/õlre úiska wh lrkq ,nk fldñia uqo,,a ;e/õ .dia;= f.ùug uu$wm tl. fjñ$fju.q 13. fuu m%ldYh ioyd uu$wms iy wmf.a Wreulalrejka iïmQ¾Kfhka j.lSug hg;a jk njg m%ldY lr isák w;r fuu m%ldYh tla wfhl=g jeä fofkl= u.ska n,mj;akd wjia:djloS ish,q fokd yjq,aj j.lshk njg m%ldY lrï$lru.q 14. wjOdkï wkdjrKh lsÍfï m%ldYh ( we;eï wjia:dj,oS fldgiaj, ñ, b;d ùYd, w.hka j,ska WÉpdjpkh fõ' fldgiaj, ñ, by, fyda my, hd yels w;r we;eï úg lsisÿ jákdlula ke;s ;;ajhlg m;a úh yel' iuyrúg iq/l=ïm;a ñ,oS .ekSï iy úl=Kqï j, m%;sM,hla f,i bmhQ ,dNhg jvd w,dNhka we;s úh yel. 15. fldgia úlsKSfuka ,nk uqo,a( (a) ;e/õlre úiska uu$wmfj; f.ùug kshñ; fldgia úlsKSfuka ,o uqo,a uu$wm úiska kej; úoHq;a ;eme,a ÿrl:k fyda *elaia ud¾.fhka okajk ;=re tlS uqo,,a uu$wm fjkqfjka bÈßfhaoS fldgia ñ,oS .ekSu ioyd ;e/õlre ika;lfha rojd ;nd .ekSug uu$wm úiska ;e/õlre fj; n,h ,nd oSug fuhska tl. fjñ$fju.q Tõ ke; (b) fldgia úlsKSfuka ,o uu$wm fj; f.ùug kshñ; uqof,ys jákdlu remsh,a tla oyilg ^re1000$-& jvd wvqjk wjia:dj,oS tlS uqo, ioyd jQ fplam; ksl=;a fkdlr isàug ;e/õlre fj; n,h ,nd oSug uu$wm úiska fuhska tl. fjñ$fju.q Tõ ke; 16. lekav¾ blaúàia wdh;kfha fiajlfhl= úiska uu$wms lekav¾ blaúàia wdh;khg yoqkajd§ .kqfokqjla l< úg tlS fiajlhdg ;e/õlrejkaa úiska whlrkq ,nk fn%dal¾ .dia;=fjka fldgila f.ùug uu$wms tlÕ jkafkñ$jkafkuq' wjOdkï wkdjrKh lsÍfï m%ldYh we;=,q by; ioyka l, ish,q lreKq wdfhdack WmfoaYl úiska wmg fydoska meyeÈ,sj myod ÿka nj uu$wms úiska ikd: lrk w;r fuu m%ldYh fydÈka idlÉcd lsßug iy iajdëk Wmfoia ,nd.ekSfï wjia:dj ,enqkq njo fuu m%ldY fydÈka lshjd f;areï f.k w;aika l, njg ;yjqre lr m%ldY lrï$lru.q whÿïlre

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