ISIM Humanitarian Imperatives

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HUMANITARIAN IMPERATIVES ARE TRANSFORMING SOVEREIGNTY Roberta Cohen is a non-resident senior fellow at the Brookings Institution where she specializes in humanitarian and human rights issues. She is also a senior fellow at Georgetown University’s Institute for the Study of International Migration.

In these first years of the 21st century, it is not unusual to find hundreds, even thousands, of humanitarian workers providing material aid and protection to people caught up in internal conflicts and strife within their own countries. Dispatched by international agencies, non-governmental organizations and donor governments, humanitarian field staff, sometimes joined by peacekeeping contingents, are a constant reminder that the international community has begun to assume a degree of responsibility when governments fail to provide for the security and well being of their populations in humanitarian emergencies. This emerging international responsibility to protect and assist persons within their own countries reflects new and evolving concepts of sovereignty. For much of the 20th century, traditional notions of sovereignty prohibited an international role in most internal situations. To be sure, since the 1950s the International Committee of the Red Cross (ICRC) had a special mandate to protect civilians in armed conflicts, and beginning in the 1970s could explicitly act in non-international armed conflicts. The United Nations High Commissioner for Refugees (UNHCR) also began in the 1970s on a select basis to assist people displaced inside their own countries. But basically sovereignty and noninterference in internal affairs were strictly applied, as set forth in Article 2 (7) of the UN Charter. It was not until the end of the Cold War that the international community began in a concerted way to try to assist and protect people uprooted and at risk inside their own countries. Internally displaced persons (IDPs), those forced from their homes by civil war, generalized violence and human rights violations who remain within their own countries, became a leading entry point for international humanitarian action. As former UN Secretary-General Javier Perez de Cuellar observed in 1991, “We are clearly witnessing what is probably an irresistible shift in public attitudes towards the belief that the defense of the oppressed in the name of morality should prevail over frontiers and legal documents.” i But the humanitarian imperative of saving lives had to be reconciled with the most cardinal principle of international affairs, respect for non-interference in internal affairs. Whereas the humanitarian imperative calls for immediate aid to people whose survival is threatened, respect for state sovereignty can mean leaving large numbers to die should their governments refuse entry to the international community. The United Nations Charter did not resolve this dilemma, calling as it did for both the promotion of human rights internationally (Arts. 55-6) and respect for non-interference in internal affairs (Art. 2 (7)). A 1991 General Assembly resolution on humanitarian assistance in emergencies failed in this respect, as well. Resolution 42/182 said that aid should be provided “with the consent of the affected country,” although it added “in principle on the basis of an appeal by the affected country [emphasis added],” ii suggesting that there may be times when the UN would take the initiative. For UN Secretary-General Kofi Annan, the problem of internal displacement constituted a test case for a new balance that was


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