Pre-Conference Workshops • March 21, 2022
A
9:00 a.m.–12:30 p.m.
Third Party Due Diligence and Monitoring in Practice: How to Adapt Screening, Onboarding and Monitoring Procedures to Local Risk Factors
microphone-alt Ángel de León Zamora, Head of Legal and Compliance for the Americas, Middle East, Africa and Asia Division, Ontex
1:30 p.m.5:00 p.m.
A Complete Guide to Establishing an Effective Ethics & Compliance Program and Corporate Culture: The Latest Best Practices for Policies, Procedures, Training, Risk Assessments, Testing and More
microphone-alt Jorge Martinez, Legal Counsel, Local Compliance Officer & Corporate Secretary, Giesecke+Devrient Mexican subsidiaries
Mónica Gutiérrez, Compliance Officer, Stryker Never before have the actions of your third parties posed such potentially dire legal and reputational consequences. Proper due diligence practices have never been so critical to managing corruption risks across your business transactions. This practical workshop will provide you with an invaluable opportunity to uncover the latest best practices for conducting effective third-party due diligence and risk management-and how to tailor your approach to the Mexican context. You cannot afford to miss the most important takeaways for effectively evaluating and upgrading your third-party screening, onboarding and monitoring procedures. • Key considerations in designing and implementing risk-based due diligence procedures for a prospective third party • Best practices for establishing FCPA compliance programs and practices • Effectively conducting background and reputation checks in the Mexican landscape • Leading techniques for auditing and monitoring third parties: • Developing contract terms for ensuring third party monitoring best practices • Evaluating risk factors for third party vendors, suppliers, contractors, brokers, intermediaries, agents and partners • Developing a business partner code of conduct and determining the optimal frequency of reviewing your existing partnerships • Assessing the scope of due diligence to perform for an ongoing, existing third-party relationship
Accreditation will be sought in those jurisdictions requested
EARN CLE by the registrants which have continuing education CREDITS
B
requirements. This course is identified as nontransitional for the purposes of CLE accreditation.
ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.
Maite de Alba, International Client Relationship Director, NTT DATA Industry in Mexico is under increased pressure to develop robust anti-corruption, ethics and compliance programs amid political uncertainty and increasing FCPA enforcement. This interactive, practical workshop will provide you with the know-how and leading strategies for creating and maintaining a strong ethics and compliance program with a focus on establishing effective policies, procedures, training programs and ethical corporate culture across your organization. • Culture of compliance as a competitive advantage: How to make your organization more attractive to investors or as a third-party through improved compliance • Importance of risk assessments in developing effective compliance programs to address anticorruption concerns: How to design, conduct, and leverage the benefits of compliance risk assessments • The role of compliance training initiatives: What works and what doesn’t • Establishing effective whistleblower policies • How to strengthen your training program and track the effectiveness of compliance training • Managing the expanding role of the compliance function • Role of internal auditing and monitoring: Testing compliance program policies and processes related to anti-corruption risks
ACI certifies this activity has been approved for CLE credit by the State Bar of California. ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request. For more information on ACI’s CLE process for virtual events visit: www.americanconference.com/accreditation/
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AmericanConference.com/ACMexico • 1 416 926 8200
Part of C5 Group’s ANTI-CORRUPTION GLOBAL SERIES