18th Annual Flagship Conference on Economic Sanctions Enforcement and Compliance - WEB

EARN CLE CREDITS

Distinguished Government Faculty:

18th Annual Flagship Conference on

Brad Smith Director, Office of Foreign Assets Control U.S. Department of Treasury

ECONOMIC SANCTIONS

Alina Nedea Head of Sanctions Unit, DG FISMA European Commission

ENFORCEMENT AND COMPLIANCE

Beth Davies Deputy Director, Office of Financial Sanctions Implementation HM Treasury

April 29–30, 2024 • The National Press Club, Washington, DC

Benchmark with Senior Executives from: • Abbott Labs

• BNP Paribas

• ESAB

• Mastercard

• SAP America

• TD Bank

• ADNOC Group

• Citi

• Interactive Brokers

• MUFG

• SMBC

• Truist

• Applied Technology

• Coca-Cola

• JPMorgan Chase

• Quovo

• Standard Chartered Bank

• UBS

• AWS

• Coinbase

• Kraken

• Robinhood

• State Street

• Western Union

• Barclays

• Eli Lilly

• HSBC

• Rolls-Royce

• Stripe

• World Kinect Corporation

Supporting Sponsors

REGISTER NOW

Associate Sponsors

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Exhibitor

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

With so many rapid changes and intensifying risks, don’t miss critically important discussions, including: CHEVRON-RIGHT Circumvention and Evasion: The Latest Tips to Prevent Potential Diversion Schemes CHEVRON-RIGHT Global Implications: Meeting the Increasing Hurdles of Complying with U.S., EU, UK and More International Sanctions

CHEVRON-RIGHT Russia: Unpacking the Ongoing Challenges for Allowable and Abandoned Business CHEVRON-RIGHT China: Navigating the Regulatory Complexities of Sanctions and Export Controls CHEVRON-RIGHT Heightened Compliance and Enforcement Expectations from BIS, OFSI and the EU Commission

CHEVRON-RIGHT The Middle East and Iran Sanctions: Anticipated Changes and Preparing for What’s to Come

WOMEN IN SANCTIONS NETWORK

Join this exclusive cross-industry community for in-house legal and compliance professionals.

SPECIAL OFFER: All In-House Attendees Receive a One Year Membership to WSN with Their Conference Registration WomenSanctionsNetwork.com

April 30, 2024

May 1, 2024 • Post Conference Workshops

5:30pm – 7:00pm

A Putting the 5 Pillars of Sanctions Compliance into Practice: A Deep Dive into Satisfying OFAC Requirements and Expectations

Women in Sanctions Networking Reception for WSN Members Only

EARN CLE CREDITS

Continuing Legal Education Credits

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

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B The Interplay of Economic Sanctions and Export Controls: Unraveling the Complexities of Compliance, Due Diligence and Monitoring

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

Questions about CLE credits for your state? Visit our online CLE Help Center at www.AmericanConference.com/Accreditation/CLE/

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Meet our Expert Speakers SENIOR GOVERNMENT OFFICIALS Brad Smith Director, Office of Foreign Assets Control U.S. Department of Treasury Alina Nedea Head of Sanctions Unit, DG FISMA European Commission Beth Davies Deputy Director Office of Financial Sanctions Implementation HM Treasury Rachel Lyngaas Chief Sanctions Economist U.S Department of the Treasury Lawrence Scheinert Associate Director, Compliance and Enforcement, Office of Foreign Assets Control U.S. Department of Treasury

Dan Clutch Deputy Director for the Office of Export Enforcement, Bureau of Industry and Security U.S. Department of Commerce Aaron Forsberg Director, Bureau of Economic and Business Affairs, Office for Sanctions Policy and Implementation U.S. Department of State

Sara Thannhauser Assistant Director, Policy Division Office of Foreign Assets Control U.S. Department of the Treasury Bridget Van Buren Chief of Sanctions Compliance Guidance and Outreach U.S. Department of the Treasury

David Lim Co-Director, Task Force KleptoCapture U.S Department of Justice

Sarah Haggarty Sanctions Compliance Officer Office of Foreign Assets Control U.S. Department of the Treasury

Brian Nelson Under Secretary for Terrorism and Financial Intelligence U.S. Department of the Treasury

Elizabeth Scott Sanctions Compliance Officer Office of Foreign Assets Control U.S. Department of the Treasury

Daleep Singh Deputy National Security Advisory for International Economics The White House

CONFERENCE CO-CHAIRS Natalie Furney Senior Vice President and Deputy General Counsel – International and Regulatory Legal Eli Lilly and Company DISTINGUISHED SPEAKER FACULTY Randi Adelstein Executive Vice President, General Counsel, Regulatory Affairs Mastercard Yvo Amar Partner BenninkAmar Pamela Amusa Associate General Counsel Navy Federal Credit Union Jessica Bartlett Managing Director – Global Head of Financial Crime Legal Barclays

REGISTER NOW

Alexandre Manfull Managing Director, Citi Former Assistant Director, Sanctions Compliance Office of Foreign Assets Control

Les Carnegie Partner Latham & Watkins LLP

Beth Beam Global Head of Sanctions Interactive Brokers (WSN Member)

Stephanie Brown Cripps Partner Freshfields Bruckhaus Deringer

Dorothy Bennett Global Head of Sanctions JPMorgan Chase & Co. (WSN Member)

Anna Cavnar Corporate Counsel AWS Legal

Tom Best Partner Paul Hastings LLP

Anna Chenoweth Head of Sanctions Advisory Coinbase

Denise Bhoop Senior Manager of Sanctions Robinhood (WSN Member)

Darshak Dholakia Partner Dechert LLP

Cristina Brayton-Lewis Partner White & Case LLP

Melissa Duffy Partner Fenwick & West LLP

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

DISTINGUISHED SPEAKER FACULTY Heather Epstein Deputy Global Head Sanctions Compliance UBS (WSN Member) Mahmoud (Mac) Fadlallah Partner Akin Rachel Fiorill Partner Morrison Foerster Nancy Fischer Partner Pillsbury Winthrop Shaw Pittman LLP

WORKSHOPS

SANCTIONS CALENDAR

Kathryn Jenne Senior Counsel, Anti-Corruption & Trade Counsel Abbott Labs Andrew Jensen Managing Director, Global Head of Sanctions TD Bank Group Eric J. Kadel Jr. Partner Sullivan & Cromwell LLP Tasha Kelley Export Control Manager Rolls-Royce (WSN Member) Satish Kini Partner Debevoise & Plimpton LLP

VENUE & REGISTRATION

Jen Maki Senior Director, Trade Legal & Compliance Applied Technology (WSN Member) Howard Mendelsohn Chief Client Officer, Kharon Former Acting Assistant Secretary/ Deputy Assistant Secretary U.S. Department of the Treasury Saleha Mohsin Senior Washington Correspondent Bloomberg News Britt Mosman Partner Willkie Farr & Gallagher LLP Stevenson Munro Managing Director Standard Chartered Bank

Daniel Flatley National Security Reporter Bloomberg News

Lexia Krown VP, Global Trade Compliance ESAB

Daniel Fried Fellow Atlantic Council

Nathanael Kurcab Of Counsel Morrison Foerster LLP

Cystal Noe Global Head of Sanctions Kraken Digital Asset Exchange

Christine Lee Global Head of Compliance Qorvo (WSN Member)

Dr. Carla Norrlof Professor of Political Science University of Toronto

Zachary Goldman Partner Wilmer Hale

Max Lerner Managing Director, Global Head Sanctions Compliance and Anti-Bribery & Corruption State Street

Monica Peters Global Head of Sanctions & Interdiction Western Union

Roberto Gonzalez Partner Paul, Weiss, Rifkind, Wharton & Garrison LLP

Shari Leventhal Member Sullivan & Cromwell LLP

Orisia Gammell Chief Legal Counsel Export Control US SAP America (WSN Member)

Brian Grant Managing Director, Global Head of Financial Crimes Compliance Operations MUFG Peter Harrell Non-Resident Fellow Carnegie Endowment for International Peace Former Senior Directo for International Economics and Competitiveness, The White House

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David Lynch Global Head of Analytical Solutions Sayari Ian Mair Senior Director of Government Relations GeoComply Sheila Malhotra Senior Director Global Trade and Sanctions The Coca-Cola Company

Jason Prince Partner Akin Gump Strauss Hauer & Feld LLP Former OFAC Chief Counsel Nidhi Rao Managing Director BDO USA

Elizabeth Rosenberg Managing Director, Global Financial Crimes Public Policy Executive, Bank of America Former Assistant Secretary for Terrorist Financing and Financial Crimes U.S. Department of the Treasury Eric Rudolph Managing Director, Export Controls & Sanctions Leader for the Americas FTI Consulting Suzanne Ryning Deputy Head of Financial Crimes Policy Stripe (WSN Member) Polina Samuel SVP, Head of U.S. Sanctions Advisory HSBC North American Holdings, Inc. Neena Shenai Partner Wilmer Hale Angelique Shingler Executive Director and Assistant General Counsel SMBC Aneeza Siddiqui Vice President Group Ethics and Compliance ADNOC Group Robert Slack Partner Fenwick & West LLP Shannon Stokes Assistant General Counsel Legal & Compliance World Fuel Services Samantha Sultoon Senior Financial Crimes Director Truist

Anthony Rapa Partner Blank Rome

Daniel Tannebaum Partner Oliver Wyman

David J. Ribner Partner O’Melveny & Meyers

Sean Thornton Managing Director Head of Legal Financial Security BNP Paribas

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Main Conference Day One Monday, April 29, 2024 7:45

Registration and Continental Breakfast

8:45

Co-Chairs’ Opening Remarks Natalie Furney Senior Vice President and Deputy General Counsel – International and Regulatory Legal Eli Lilly and Company

9:00

Congratulations on an excellent conference. The caliber of the speakers was very high and all the topics for discussion were interesting. I also found the two pre-conference seminars really useful from a practical perspective. Delegate caliber was also high, which made for very valuable networking opportunities.

—Partner, MinterEllisonRuddWatts

Alexandre Manfull Managing Director, Citi Former Assistant Director, Sanctions Compliance Office of Foreign Assets Control

Les Carnegie Partner Latham & Watkins LLP

OFAC Keynote Brad Smith Director, Office of Foreign Assets Control U.S. Department of Treasury

9:30

OPENING STRATEGY EXCHANGE: New Global Sanctions Takeaways to Ready Your Program for the Unknowns of the Next 6-12 Months

Join an interactive dialogue with seasoned sanctions experts as they share their views on managing current challenges, and their approach to mitigating risk and strengthening compliance amid an uncertain landscape of change.

Topics will include: • The interplay of Chinese, Russian and Iranian threats-and the evolving regulatory landscape • Insights on the Davidson windows • Rethinking your approach to tackling the next wave of sanctions compliance challenges • The aftermath of "Sanctions are the new FCPA.”

REGISTER NOW

Sean Thornton Managing Director Head of Legal Financial Security BNP Paribas Heather Epstein Deputy Global Head Sanctions Compliance UBS (WSN Member)

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Robert Slack Partner Fenwick & West LLP Neena Shenai Partner Wilmer Hale

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

10:15

Networking Break

10:45

EU Commission and OFSI Updates

SANCTIONS CALENDAR

VENUE & REGISTRATION

Main Conference Day One – Monday, April 29, 2024

Alina Nedea Head of Sanctions Unit, DG FISMA European Commission

11:30

THE MIDDLE EAST: Navigating the Emerging Compliance Challenges Amid Shifting Geopolitical and Regulatory Changes

• Novel confluence of unprecedented business opportunity with geopolitical conflicts in the Middle East.

• Influx of Russian wealth into the Middle East raising new sanctions concerns for an already complex region.

• Expansion of Iran-related sanctions risks beyond Iran’s borders.

• Preventing sanctions evasion and diversion: use of the Middle East as a transit point for Russia and Iran.

• Russian oil price cap and Red Sea shipping disruptions.

12:30

Beth Davies Deputy Director, Office of Financial Sanctions Implementation HM Treasury

Networking Luncheon for Speakers and Attendees

Mahmoud (Mac) Fadlallah Partner Akin Sara Thannhauser Assistant Director, Policy Division, Office of Foreign Assets Control U.S. Department of the Treasury

Elizabeth Rosenberg Managing Director, Global Financial Crimes Public Policy Executive Bank of America Former Assistant Secretary for Terrorist Financing and Financial Crimes U.S. Department of the Treasury Aneeza Siddiqui Vice President Group Ethics and Compliance ADNOC Group

ACI’s Annual Flagship Conference on Economic Sanctions Enforcement and Compliance is the premier annual event in Washington, D.C. for sanctions practitioners (in-house and outside counsel) and government officials. The expert panel discussions, government speakers, audience engagement, and networking opportunities make for an unparalleled, cutting-edge event for anyone who operates in the rapidly evolving sanctions compliance and enforcement arena.

—Partner, Crowell & Moring

hands-helping BECOME A SPONSOR With conferences in the United States, Canada, Latin America and Europe, the C5 Group of Companies: American Conference Institute, the Canadian Institute, and C5 Communications, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.

Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

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WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Compliance Think Tanks 1:45

RUSSIA: Unpacking the Ongoing Challenges for Allowable and Abandoned Business Brian Grant Managing Director, Global Head of Financial Crimes Compliance Operations MUFG Max Lerner Managing Director, Global Head Sanctions Compliance and Anti-Bribery & Corruption State Street

Interactive Benchmarking Groups OR

1:45

INTERACTIVE DIALOGUES: Navigating the Intersection of AML and Sanctions

Andrew Jenson Managing Director, Global Head of Sanctions TD Bank Group

Britt Mosman Partner Willkie Farr & Gallagher LLP

Roberto Gonzalez Partner Paul, Weiss, Rifkind, Wharton & Garrison LLP

Pamela Amusa Associate General Counsel Navy Federal Credit Union • Joint AML/Sanctions guidance and enforcement actions • How in-house compliance programs can leverage tools to accomplish both AML and sanctions objectives

• How can companies with affiliates in Russia operate?

• Integrating global sanctions restrictions when executing Russian-related business • New hurdles to obtaining a BIS license • Factors to consider when exiting Russia • Managing risk and supporting legal business with clients • Conducting trades / receiving dividends / participating in corporate actions relating to Russian securities

2:30

Change Break

2:35

CHINA: Navigating the Complex Regulatory Web of Sanctions and Export Controls Jen Maki Senior Director, Trade Legal & Compliance Applied Technology (WSN Member)

Main Conference Day One – Monday, April 29, 2024

Nancy Fischer Partner Pillsbury Winthrop Shaw Pittman LLP

Darshak Dholakia Partner Dechert LLP

• Corporate Transparency Act, data privacy, and other important considerations

OR

2:35

SCREENING FOR OWNERSHIP AND CONTROLS AGAINST U.S., UK AND EU LISTS: Separating Fact from False Positives Stephanie Brown Cripps Partner Freshfields Bruckhaus Deringer

Polina Samuel SVP, Head of U.S. Sanctions Advisory HSBC North American Holdings, Inc.

Kathryn Jenne Senior Counsel, Anti-Corruption & Trade Counsel Abbott Labs

David Lynch Global Head of Analytical Solutions Sayari

• Increased focus of BIS on export controls-and the impact on sanctions compliance efforts

• Test your knowledge with real world screening dilemmas.

• AI rules and monitoring for diversion

• Reconciling different screening outcomes based on US, UK and EU lists.

• Status of companies researching or moving to other countries in the region

• Implications of the definition of ownership and control for each jurisdiction

• Implications of the Supplier Rule

• Suggestions on how to resolve potential hits and false positives

REGISTER NOW

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Compliance Think Tanks 3:30

Interactive Benchmarking Groups

OR 3:30 THE BIGGEST HURDLES TO HARMONIZING COMPLIANCE WITH U.S., EU, UK AND MORE INTERNATIONAL SANCTIONS: Case Studies on Resolving Expected and Unexpected Pain Points

MANAGING OFAC AND DOJ SUBPOENAS, RFIS, PRIVILEGE AND VOLUNTARY DISCLOSURES: Strategic and Practical Considerations

Dorothy Bennett Global Head of Sanctions JPMorgan Chase & Co. (WSN Member)

Stevenson Munro Managing Director Standard Chartered Bank

Anna Cavnar Corporate Counsel AWS Legal

Zachary Goldman Partner Wilmer Hale

4:10

Change Break

4:15

GENERAL SESSION: Washington Update – Current Sanctions Priorities of The Biden Administration Peter Harrell Non-Resident Fellow Carnegie Endowment for International Peace Former Senior Directo for International Economics and Competitiveness, The White House

Aaron Forsberg Director, Bureau of Economic and Business Affairs, Office for Sanctions Policy and Implementation U.S. Department of State

Melissa Duffy Partner Fenwick & West LLP During this session, benefit from key updates on the priorities and direction of the Biden Administration amid a convergence of geopolitical and national security risks.

5:05

• What to do first upon receiving a subpoena-and missteps to avoid • Privilege considerations when charting your next steps.

• Highlighting mitigating factors in disclosures • Increasing the probability of a “no action” letter: Concrete examples of hits and misses

OR

4:15

LEGAL DELIBERATION: Dissecting Increasing Sanctions Litigation Risks, Theories and Their Aftermath Anthony Rapa Partner Blank Rome

• Implications of the UK’s first Russian sanctions delisting case • Increased interest in actively pursuing SDN delisting.

• Will sanctions litigation become the new normal?

Keynote

Networking Reception

6:15

End of Day One

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Eric Rudolph Managing Director, Export Controls & Sanctions Leader for the Americas FTI Consulting

• Potential erosion of Chevron deference

Change Break

5:15

Nathanael Kurcab Of Counsel Morrison & Foerster LLP

Satish Kini Partner Debevoise & Plimpton LLP

• Critical steps to evaluate a transaction in light of a web of different sanctions restrictions.

• Addressing conflicts of law • Navigating the geopolitical dynamics affecting your operations, business and compliance program • Tools to monitor and update your compliance program amid constant change.

• When and how to involve senior leadership

5:00

Main Conference Day One – Monday, April 29, 2024

Brian Nelson Under Secretary for Terrorism and Financial Intelligence U.S Department of the Treasury

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Main Conference Day Two Tuesday, April 30, 2024 8:55

Co-Chairs’ Opening Remarks

9:00

Keynote

Overall I had a great experience, getting to speak with other professionals in the same industry. It was good to hear certain challenges echoed by colleagues from other institutions. In general, the conference provided good insight into current as well as future sanctions challenges.

—Sanctions Compliance, Danske Bank

Rachel Lyngaas Chief Sanctions Economist U.S Department of the Treasury

9:30

ENFORCEMENT, ASSET SEIZURES AND PENALTIES: Cross-Agency Priorities, Coordination and Trends

Participate in a lively discussion about the 2024 enforcement landscape and the current focus on cross-agency investigations, priority on voluntary disclosures and learn about recent high profile asset seizures.

Lawrence Scheinert Associate Director, Compliance and Enforcement, Office of Foreign Assets Control U.S. Department of Treasury

Dan Clutch Deputy Director for the Office of Export Enforcement, Bureau of Industry and Security U.S. Department of Commerce

Eric J. Kadel Jr. Partner Sullivan & Cromwell LLP

David Lim Co-Director, Task Force KleptoCapture U.S Department of Justice

10:30

Networking Break

10:45

MITIGATING THE RISK OF DIVERSION AND EVASION: Upgrading Your Risk Detection and Assessment Methodology for Customer and Supply Chain Due Diligence

• How regulators are approaching diversion and evasion risks • Use of designations to target procurement networks.

• New advisory on maritime and transportation quint seal • Impact of increased export control regulations

REGISTER NOW

Shannon Stokes Assistant General Counsel Legal & Compliance World Fuel Services Cristina Brayton-Lewis Partner White & Case LLP

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Howard Mendelsohn Chief Client Officer, Kharon Former Acting Assistant Secretary/Deputy Assistant Secretary, U.S. Department of the Treasury MODERATOR: Sheila Malhotra Senior Director Global Trade and Sanctions The Coca-Cola Company

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

11:45

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

Main Conference Day Two – Tuesday, April 30, 2024

VENUE & REGISTRATION

CHINA: Legislative Updates Amid Growing Geopolitical, National Security and Third-Party Risk

• Current state of US/China relationship

Daniel Flatley National Security Reporter Bloomberg News

• Ongoing national security considerations • Impact of CMMC rules on US companies • Key updates on House initiatives, bills and priorities

Daniel Tannebaum Partner Oliver Wyman

MODERATOR:

Samantha Sultoon Senior Financial Crimes Director Truist

12:30

Networking Luncheon for Speakers and Attendees

1:45

THE FUTURE OF THE US DOLLAR: How a Weaponized Currency and External Threats Are Shifting the World Order and Global Business

• Are we nearing a tipping point in a broad bid to de-dollarize?

• Possible overuse of sanctions risks making the dollar less influential as China’s economy grows.

• What does the prospect of a less influential dollar mean for the current world order and geopolitics?

• How will the US need to adjust its foreign policy objectives in the coming years?

• Will US sanctions lose their potency?

2:30

OFAC’S EXPECTATIONS for IP Blocking and Geofencing Suzanne Ryning Deputy Head of Financial Crimes Policy Stripe (WSN Member)

Beth Beam Global Head of Sanctions Interactive Brokers (WSN Member)

Jason Prince Partner, Crowell & Morning LLP Former OFAC Chief Counsel

Ian Mair Senior Director of Government Relations GeoComply

• Lessons learned from recent enforcement actions • Understanding the vendor landscape • How to select the right tech solutions for your organization • Integrating solutions into your existing compliance and monitoring framework

3:15

Dr. Carla Norrlof Professor of Political Science University of Toronto

Daleep Singh Deputy National Security Advisory for International Economics The White House

Saleha Mohsin Senior Washington Correspondent Bloomberg News

Change Break

Compliance Think Tanks 2:35

Daniel Fried Fellow Atlantic Council

Change Break

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Interactive Dialogues OR

2:35

CRYPTO AND DIGITAL ASSETS: Cross-Industry Lessons Learned from Recent, Big-Ticket Penalties Anna Chenoweth Head of Sanctions Advisory Coinbase

Rachel Fiorill Partner Morrison Foerster LLP

Shari Leventhal Member Sullivan & Cromwell LLP • Unpacking the diversion schemes and penalty trends amid regulatory uncertainty • Compliance weaknesses identified from Binance, Coinlist, Kraken and Bittrex • Warning signs to identify if crypto is being used to launder money and evade sanctions • Lessons learned from recent enforcement actions • Predictions for the future of crypto regulation

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

Interactive Dialogues

Compliance Think Tanks 3:20

ASSESSING YOUR WHISTLEBLOWER COMPLAINT AND CRISIS READINESS: Your Updated Blueprint to Handling Investigations, Interviews and Disclosures Orisia Gammell Chief Legal Counsel Export Control US SAP America (WSN Member)

OR

Yvo Amar Partner BenninkAmar • Differences from the 13th EU Sanctions Packages • How to address in your contract clauses

• Voluntary disclosure considerations • Obtaining and documenting the facts • How to remediate • Key strategies for the investigation • How and when to engage with outside counsel

Change Break

4:20

COMPLIANCE RECRUITING AND RETENTION: How to Find and Keep High Performing Sanctions Compliance Professionals Monica Peters Global Head of Sanctions & Interdiction Western Union

Cystal Noe Global Head of Sanctions Kraken Digital Asset Exchange

Natalie Furney Senior Vice President and Deputy General Counsel – International and Regulatory Legal Eli Lilly and Company • Working with recruiters • Outsourcing vs. increasing head count • Recruiting from government vs. private sectors • Expanding your network

Key Differences Between EU and US Sanctions Randi Adelstein Executive Vice President, General Counsel, Regulatory Affairs Mastercard

Tom Best Partner Paul Hastings LLP

5:00

3:20

Nidhi Rao Managing Director BDO USA

4:15

Main Conference Day Two – Tuesday, April 30, 2024

VENUE & REGISTRATION

• The use of total or partial embargos • Russian government officials, Russian persons and state-owned enterprises

OR

4:20

BLOCKED PROPERTY REPORTING AND MORE NEXT STEPS: Short- and Long-Term Considerations Angelique Shingler Executive Director and Assistant General Counsel SMBC Jessica Bartlett Managing Director – Global Head of Financial Crime Legal Barclays

• Specific requirements for your blocked property reports • What happens to the title of the property?

• Understanding the implications of blocked property for an extended period of time

End of Conference

5:30 – 7:00 WOMEN IN SANCTIONS NETWORK

REGISTER NOW

Women in Sanctions Networking Reception wine-glass-alt OPEN TO MEMBERS ONLY

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Post-Conference Workshops – Wednesday, May 1, 2024 A PUTTING THE 5 PILLARS OF SANCTIONS COMPLIANCE INTO PRACTICE: 9:00 a.m. – 12:30 p.m. (Registration opens at 8:30 a.m.)

A Deep Dive into Satisfying OFAC Requirements and Expectations

Join a high-level interactive conversation on the intricacies of maintaining a highly effective sanctions compliance program.

During this session, we will discuss the 5 pillars of compliance and compliance best practices for each: RISK ASSESSMENT • Key components of risk assessments • Different rankings used • How to mitigate high risk transactions TESTING AND AUDITING • How do you audit your sanctions compliance program?

• What is the involvement of your internal audit team?

• Key components of a strong audit program TRAINING • Traditional and innovative approaches to training • Effective tools, including in-person training, and computer-based training • Determining the frequency of training (and re-training)

INTERNAL CONTROLS • Recordkeeping best practices • How do you align new restrictions with internal controls?

• How do you rectify a weakness in controls?

SENIOR MANAGEMENT COMMITMENT • Elements of a strong culture of compliance • Techniques to demonstrate strong sanctions compliance awareness • Challenges of engaging the entire organization

Bridget Van Buren Sanctions Compliance Officer Office of Foreign Assets Control U.S. Department of the Treasury

Tasha Kelley Export Control Manager Rolls-Royce (WSN Member) Denise Bhoop Senior Manager of Sanctions Robinhood (WSN Member) Sarah Haggarty Sanctions Compliance Officer Office of Foreign Assets Control U.S. Department of the Treasury Elizabeth Scott Sanctions Compliance Officer Office of Foreign Assets Control U.S. Department of the Treasury

• Documenting training efforts

B THE INTERPLAY OF ECONOMIC SANCTIONS AND EXPORT CONTROLS: 1:30 p.m. – 5:00 p.m. (Registration opens at 1:00 p.m.)

Unraveling the Complexities of Compliance, Due Diligence and Monitoring

Participate in this timely in-depth session on the increasingly complex export control landscape and how to dovetail evolving controls with your sanctions compliance program. Our expert faculty will walk you through the new risks and challenges-and how to tackle them: • Biden’s approach to Export Controls as a national security tool • Expanded China Semiconductor export control rules • Status of Russia export controls and considerations related to divestments • Proposed rules on cloud infrastructure provided and concerns about artificial intelligence.

• Lessons learned from joint sanctions/export controls enforcement related activities.

• De Minimis Rules and Foreign Direct Product Rule • Export Controls issues on Russian divestments • Due diligence best practices and mitigation diversion risks • Differences with the UK and EU regulations

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Christine Lee Global Head of Compliance Qorvo (WSN Member) Lexia Krown VP, Global Trade Compliance ESAB David J. Ribner Partner O’Melveny & Meyers

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Economic Sanctions Conference Calendar

5 – 6 June 2024 • Berlin

September 17 – 18, 2024 • Washington

6 – 7 November 2024 • London

November 18 – 19, 2024 • New York

December 4 – 5, 2024 • New York

 C5 celebrates 40 years of excellence! We are thrilled to have provided exceptional conference experiences globally with our outstanding team, speakers, sponsors, partners, and attendees. To mark this milestone, we're launching a new logo which represents our commitment to innovation, growth, and excellence, represented by the five Cs of C5: Current, Connected, Customer-Centric, Conscientious, and Committed.

Looking back on 40 years, we are grateful for our achievements—hosting global conferences, uniting industry leaders, and supporting business growth. However, we are not done yet! We are committed to pushing boundaries and creating impactful experiences and we're excited for the next 40 years of success.

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Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

WHY ATTEND

FACULTY

DAY ONE

DAY TWO

WORKSHOPS

SANCTIONS CALENDAR

VENUE & REGISTRATION

Venue

Accommodations

The National Press Club

JW Marriott

529 14th Street NW, 13th Floor, Washington, DC 20045

1331 Pennsylvania Avenue NW, Washington, DC 20004 Reservations: 800-393-2503 American Conference Institute is pleased to offer our delegates a limited number of hotel rooms at a negotiated rate.

To take advantage of these rates, please contact the hotel directly and quote “ACI DC Sanction.”

Please note that the guest room block cut-off date is April 5, 2024. After that date OR when the room block fills, guestroom availability and rate can no longer be guaranteed.

Book Now Book with confidence!

WORRY FREE Registration

GUARANTEE

Interested in attending virtually?

Register and pay to lock in your early rate and be eligible for a full refund until April 15th.

Emma McAdam VP, Government Affairs

Janet Smith VP, General Counsel

Olivia Thomson Chief Compliance Officer

If you are unable to attend for any reason, you will have the following options: y A full credit note for you, or a colleague to attend another event. y A full refund.

Luis Santos Director

Ramesh Kumar Partner

Jean Roux VP, Business Development

Patricia Harden Head of Sanctions Miyuki Johnson VP, Manufacturing

All cancellations and changes must be submitted to CustomerService@CanadianInstitute.com by April 15th.

3 Ways to Register

ONLINE:



 AmericanConference.com/Economic-Sanctions-Enforcement-Compliance

Register & Pay after March 8, 2024

PRICING In-Person Conference

$2495

Livestream Conference

$2495

If you choose to attend via livestream you can expect true interaction virtually — from start to finish. Contact our customer service team at 1-888-224-2480 or customerservice@americanconference.com to learn more about this option.

EMAIL: CustomerService@AmericanConference.com

REGISTRATION CODE:

B00-897-897L24.WEB Bringing a Team?*

$600 each

Workshops A/B

All program participants will receive an online link to access the conference materials as part of their registration fee.

Additional copies of the Conference Materials available for $199 per copy.

To update your contact information and preferences, please visit https://www.AmericanConference.com/preference-center/.

Terms & conditions and refund/cancellation policies can be found at AmericanConference.com/company/faq/

© American Conference Institute, 2024

1–3

No Discount

4–8

10% Conference Discount

9–12

15% Conference Discount

12+

Call 888-224-2480



PHONE:

1-888-224-2480

CONFERENCE CODE:

8897L24-WAS

Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service. *Team/group registrations must be from the same organization/firm and register together in one transaction.