17th Annual Flagship Conference on U.S. Economic Sanctions Enforcement and Compliance - WEB

EARN CLE/ETHICS CREDITS

17th Annual Flagship Conference on

U.S. ECONOMIC SANCTIONS

ENFORCEMENT AND COMPLIANCE April 25–26, 2023 • Kellogg Conference Hotel, Washington, DC

MEET AND BENCHMARK WITH SENIOR EXECUTIVES FROM: • Charles Schwab

• Accenture

• JP Morgan

• Crypto.com

• Lilium Aviation LyondellBasell

• Barclays

• Gallagher

• McKinsey

• Bentley

• General Dynamics

• Microsoft

• Hewlett Packard

• Qorvo

• Applied Materials

• BNP Paribas • Bloomberg • Bunge Limited • Cash App • Credit Suisse

• Honeywell • HSBC • Intel

Supporting Sponsors

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• Paxos • Scotiabank • Stripe • SAP America

KEYNOTE SPEAKERS: Andrea Gacki

DISTINGUISHED GOVERNMENT FACULTY ALSO INCLUDES:

Director, Office of Foreign Assets Control U.S. Department of the Treasury

Alina Nedea

Head of Sanctions Unit, DG FISMA EU Commission

Giles Thomas

Director, Office for Financial Sanctions Implementation (OFSI) and Economic Crime HM Treasury

Erik Woodhouse

Deputy Assistant Secretary for Counter Threat Finance and Sanctions, Bureau of Economic and Business Affairs U.S. Department of State Associate Sponsors

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Andrew Adams

Director, Task Force KleptoCapture, Office of the Deputy Attorney General U.S. Department of Justice

Seth Bridge

Coordinator, Russian Elites, Proxies, and Oligarchs Task Force U.S. Department of the Treasury

Dan Clutch

Deputy Director, Office of Export Enforcement, U.S. Department of Commerce Exhibitor

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

The Annual Flagship Conference for the Economic Sanctions Community Recognized as the leading must-attend sanctions event of the year, ACI welcomes you to the highly anticipated 2023 program!

Meet and learn from a new line-up of speakers, including key government officials from the U.S., UK, and EU, leading financial institutions and global organizations from a variety of industries, and outside counsel from some of the most significant matters to date.

This is truly your best opportunity to connect and expand your network, while gaining actionable takeaways for your work after the event.

Conference Highlights Include: Greater-than Russia Sanctions: The Residual, Enduring Compliance Challenges and Perspectives on How to Navigate Unchartered Dilemmas

Greater-than Navigating the Jurisdictional Maze: Reconciling Divergent Sanctions Interpretations and Resolving Conflicts of Law Greater-than Screening and Due Diligence Upgrades: What It Now Takes to Meet Increased Screening, Beneficial Ownership and Due Diligence Expectations

Greater-than Emerging Risks Posed by China: Are Increasing Export Controls Becoming the New Sanctions?

Greater-than Task Force KleptoCapture: The Latest on Sanctions Evasion and Seizures of Russian Oligarchs’ Assets Greater-than Minimizing Heightened Diversion Risks: How to Prepare for Increasingly Sophisticated Techniques Used by Russian Entities

Announcing 5 Interactive, Smaller-Group Dialogues to Connect and Compare Notes with Your Peers: 1 Technology Industry Benchmarking: “Closed-Door” Discussion of the Most Pressing Industry-Specific Sanctions and Export Compliance Risks

2 Cross-Functional Collaboration for Effective Compliance: Overcoming Hurdles to Strengthening Your Organization-Wide Culture of Compliance

3 Humanitarian Exceptions: Common Missteps in Interpreting and Applying Them 4 The Hidden Lessons Behind Recent Enforcement Trends: Unpacking the Nuances and Lesser-Known Takeaways Affecting the Path Forward

5 Ethics Credit: Determining Whether or Not You Can Represent Certain High-Risk Clients

Join Pre-Conference Workshops on April 24th that Will Lay the Groundwork for the Main Conference Discussions: A A Practical Guide to Upgrading Your Sanctions Compliance Program: Ensuring that Your Program and Screening Capabilities Meet OFAC Expectations

WOMEN IN SANCTIONS NETWORK

B A Deep Dive Into Russia Sanctions: A Comprehensive Look at the Key Differences between US, UK and EU Restrictions

Learn more about our Women in Sanctions (WSN Membership) please see page 11 for details.

Don’t miss out on our member calls, virtual meet-ups and in-person events. For more information, go to WomenSanctionsNetwork.com

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Distinguished Faculty KEYNOTE SPEAKERS

Andrea Gacki

Director, Office of Foreign Assets Control U.S. Department of the Treasury

Claire Grunewald

Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

Jessica Houghton

Duncan DeVille

EVP Compliance American and Global Head of Financial Crimes Compliance Crypto.com

Darshak Dholakia

Alina Nedea

Head of Sanctions Unit, DG FISMA EU Commission

Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

Partner Dechert LLP

Giles Thomas

Andrew Keller

Partner Fenwick & West LLP

Director, Office for Financial Sanctions Implementation (OFSI) and Economic Crime HM Treasury

Chief Democratic Counsel U.S. Senate Foreign Relations Committee

Erik Woodhouse

Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

Deputy Assistant Secretary for Counter Threat Finance and Sanctions, Bureau of Economic and Business Affairs U.S. Department of State GOVERNMENT SPEAKERS

Andrew Adams

Director, Task Force KleptoCapture, Office of the Deputy Attorney General U.S. Department of Justice

Seth Bridge

Gisel Nuñez

Christopher Penaherrera

Senior Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

SPEAKER FACULTY-

Dorothy Bennett

Global Head of Sanctions JP Morgan, WSN Member

Coordinator, Russian Elites, Proxies, and Oligarchs Task Force U.S. Department of the Treasury

Bryce Bittner

Dan Clutch

Jeremy Brayman

Deputy Director, Office of Export Enforcement U.S. Department of Commerce

Laura Deegan

Sanctions Regulations Advisor Office of Foreign Assets Control U.S. Department of the Treasury

Francisco Gonzalez

Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

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Managing Counsel – International Trade Legal McKinsey & Company Head of Global Sanctions Charles Schwab

Andrew Brown

Deputy General Counsel Lilium Aviation Inc

Blandine Cantrel

Head of Legal Financial Security – Home Office BNP Paribas

Sharon Cohen Levin

Partner Sullivan & Cromwell LLP

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Melissa Duffy

Kate Eyerman

BSA/AML and Sanctions Officer Paxos

Ryan Fayhee

Partner Hughes Hubbard & Reed LLP

Nancy Fischer

Partner Pillsbury Winthrop Shaw Pittman LLP

Rachel Fiorell

Of Counsel Morrison Foerster

Orisia Gammell

Chief Legal Counsel Export Control US SAP America Inc. WSN Member

Roberto Gonzalez

Partner Paul, Weiss, Rifkind, Wharton & Garrison LLP

Tyler Hand

Head of Compliance Cash App

Peter Harrell

Former Special Assistant to the President and Senior Director, International Economics and Competitiveness for the White House National Security Council

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Joseph Hill

Assistant General Counsel, Global Trade Sanctions Honeywell

Jesse Horn

Trade Counsel Microsoft Corporation

Andrew Jensen

Managing Director and Global Head, Sanctions and Screening Scotiabank

Eric Kadel

Partner Sullivan & Cromwell LLP

Sasha Kalb

APAC Director of Financial Crimes, Legal Barclays

Anne Marie Lacourse

Global Trade Industry Advisor Sayari

Christine Lee

Global Trade Compliance Qorvo

Osvaldo Lee

Deputy Global Head of Sanctions Compliance Bloomberg LP

Greta Lichtenbaum

Partner O’Melveny & Myers LLP

Jennifer Maki

Senior Director Applied Materials, WSN Member

Rowan McDaniel

US Head of Sanctions and Anti-Bribery and Corruption HSBC

EARN CLE CREDITS

Jeanine McGuiness

Partner Orrick, Herrington & Sutcliffe LLP

Margaret Mousoudakis

Chief Compliance Officer LyondellBasell, WSN Member

Irina Nossova

Counsel, Global Ethics & Compliance Bunge Limited

Beth Peters

Eric J. Rudolph

Managing Director, Forensic & Litigation Consulting, Export Controls, Sanctions & Trade FTI Consulting, Inc.

Hena Schommer

Senior Global Trade Counsel Hewlett Packard Enterprise

Emerson Siegle

Counsel Ropes & Gray LLP

Robert Slack

Partner Hogan Lovells

Partner Fenwick & West LLP

John Pisa-Relli

Managing Director – Trade Compliance (retired) Accenture

Jonathan Polling

Brandon Smith

Americas Head of Economic Sanctions Credit Suisse

Cari Stinebower

Partner Akin Gump LLP

Partner Winston & Strawn LLP

Elena Postnikova

Associate General Counsel for International Trade McKinsey & Company

Anthony Rapa

Partner Blank Rome LLP

Inna Tsimerman

Chief International Trade Counsel Gallagher WSN Member

Lance Wade

Partner Williams & Connolly LLP

Suzanne Reifman

Assistant General Counsel & Director General Dynamics Corporation

Jason Rhoades

Director of Global Sanctions Intel

Andrew Rose

Associate Baker McKenzie

Thoth Weeda

Compliance Counsel Bentley

Stefan Wirth

Sanctions Investigation Manager Stripe

Nabeel Yousef

Partner Freshfields Bruckhaus Deringer LLP

Continuing Legal Education Credits

Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation.

ACI certifies this activity has been approved for CLE credit by the State Bar of California.

ACI certifies this activity has been approved for CLE credit by the New York State Continuing Legal Education Board.

Questions about CLE credits for your state? Visit our online CLE Help Center at www. americanconference.com/accreditation/cle/

ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request.

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Interactive real time conversations.

PRE-CONFERENCE WORKSHOPS Monday, April 24, 2023 (In-Person Only)

– The Boeing Company

WORKSHOP A 9:00–12:30 (Registration at 8:30)

WORKSHOP B 1:30–5:00 (Registration at 1:00)

A Practical Guide to Upgrading Your Sanctions Compliance Program: Ensuring that Your Program and Screening Capabilities Meet OFAC Expectations MICROPHONE Suzanne Reifman, Assistant General Counsel & Director, General Dynamics Corporation John Pisa-Relli, Managing Director – Trade Compliance (retired), Accenture Gisel Nuñez, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury Claire Grunewald, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury Participate in an interactive conversation with senior industry leaders as they discuss the specifics of their sanctions compliance program, and how to keep it current and optimized.

In addition to worthwhile, smaller group discussion and Q&A with leading experts, benefit from speaker-prepared refence materials that will serve as a valuable resource for your work after the conference.

A Deep Dive Into Russia Sanctions: A Comprehensive Look at the Key Differences between US, UK and EU Restrictions MICROPHONE Francisco Gonzalez, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury Greta Lichtenbaum, Partner, O’Melveny & Myers LLP Andrew Rose, Associate, Baker McKenzie Laura Deegan, Sanctions Regulations Advisor, Office of Foreign Assets Control, U.S. Department of the Treasury This in-depth workshop is for those new to sanctions, as well as experienced practitioners looking for a refresher on the intricacies and practical impact of new, evolving Russia sanctions.

In addi tion to a comprehensive survey of key developments, participants will benefit from an opportunity to ask questions in a smaller-group, “closed door” setting and gain speaker-prepared reference materials.

Key issues to be covered:

Topics to be discussed include:

• How companies are staying compliant with new Russia sanctions

• How to evaluate and revisit your screening providers • Performing a meaningful risk assessment amid rapidly changing geopolitical events and risk factors • Sanctions training innovations: Best practices and concrete examples of how to resonate • Determining the scope of sanctions audits • Useful techniques to test your sanctions compliance program • Working with your IT team to extract and leverage meaningful data • Overcoming key screening challenges

• What are the key differences between the U.S., UK and EU-and where do they overlap?

• Utilizing enhanced screening tools, including IP blocking and geofencing

• Managing the interplay between export controls and sanctions • What are the important takeaways from recent EU developments?

• Determining which licenses are available and the challenges to securing them • Details of the oil price caps • Impact of the limits on new investment and services ban • Special considerations for humanitarian support • Key sanctions targeting financial institutions, insurance and energy industries • Minimizing multi-jurisdictional enforcement risks • The scope and impact of Russia’s countersanctions

5:30–6:30

WOMEN IN SANCTIONS NETWORK

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wine-glass Women in Sanctions Membership Networking Reception Join our informal networking event for WSN members only.

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

MAIN CONFERENCE DAY 1 Tuesday, April 25, 2023 8:45

Conference Co-Chairs’ Opening Remarks MICROPHONE Peter Harrell, Former Special Assistant to the President and Senior Director, International Economics and Competitiveness for the White House National Security Council Beth Peters, Partner, Hogan Lovells

– Charles Schwab & Co. 10:45

Networking Break

11:15

COMPLIANCE TOWN HALL

WSN Members Provide Key Compliance Takeaways from Implementing Russian Sanctions – and How to Better Prepare for the Next Phase MICROPHONE Dorothy Bennett, Global Head of Sanctions, JP Morgan, WSN Member

9:00

OFAC Keynote Andrea Gacki Director, Office of Foreign Assets Control U.S. Department of the Treasury 9:45

Great topics. In-depth OFAC discussions.

AUDIENCE POLLING

Russia Sanctions: The Residual, Enduring Compliance Challenges – and Perspectives on How to Navigate New, Unchartered Dilemmas MICROPHONE Melissa Duffy, Partner, Fenwick & West LLP Thoth Weeda, Compliance Counsel, Bentley Zachary Goldman, Partner, WilmerHale

Margaret Mousoudakis, Chief Compliance Officer, LyondellBasell, WSN Member Sharon Cohen Levin, Partner, Sullivan & Cromwell LLP Jennifer Maki, Senior Director, Applied Materials, WSN Member Ask your questions to members of the Women in Sanctions Network (WSN), who will share real-life lessons learned in the past year and provide guidance on how they are preparing for the next wave of Russia sanctions.

In addition to asking questions during the session, audience members are welcome to submit questions in advance to K.Savarino@americanconference.com. These questions will be asked on an anonymous basis.

12:00

EU Commission Keynote Alina Nedea Head of Sanctions Unit, DG FISMA EU Commission

Engage in an interactive session on how companies are managing the emerging and enduring challenges that have come to the forefront. Benefit from anonymous audience polling for meaningful benchmarking with your audience peers. Topics to be discussed include.

• Ownership or Control- Different Standards in US and UK/EU • Implementing the 50% Rule • Addressing remaining investments and contractual obligations with Russia • Ban on services and the impact • Assets frozen under Russia Sanctions • Use of loopholes in UAE to evade sanctions

12:30

Networking Luncheon

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Select one of the two concurrent sessions: Main Conference or Interactive Dialogue MAIN CONFERENCE 1:45

INTERACTIVE DIALOGUES

FINANCIAL SERVICES RISK TOLERANCE

The Newest Approaches to Managing Sanctions and Geopolitical Risk – and The Cross-Industry Lessons

or

MICROPHONE Brandon Smith, Americas Head of Economic Sanctions, Credit Suisse

1:45

TECHNOLOGY INDUSTRY BENCHMARKING

“Closed-Door” Discussion of the Most Pressing Industry-Specific Sanctions and Export Compliance Risks MICROPHONE Orisia Gammell, Chief Legal Counsel Export Control US, SAP America Inc., WSN Member

Rowan McDaniel, US Head of Sanctions and Anti-Bribery and Corruption, HSBC Jeremy Brayman, Head of Global Sanctions, Charles Schwab

Jason Rhoades, Director of Global Sanctions, Intel

Andrew Jensen, Managing Director and Global Head, Sanctions and Screening, Scotia Bank

Jesse Horn, Trade Counsel, Microsoft Corporation Robert Slack, Partner, Fenwick & West LLP

MODERATOR: Darshak Dholakia, Partner, Dechert LLP • What it now takes to fully evaluate a potential transaction for risk • New approaches to assessing and mitigating risk-and preparing for the unknown 2:30

• Applying heightened export controls restrictions and navigating the grey areas • Unraveling key conflicts of law • New semi-conductor rule – and managing its impact

• How are your counterparties handling risk?

• Knowledge sharing between the financial services industry and others

NAVIGATING THE JURISDICTIONAL MAZE

Reconciling Divergent Sanctions Interpretations and Resolving Conflicts of Law

• Addressing the IT service ban

or

• Context on Business Models

Nancy Fischer, Partner, Pillsbury Winthrop Shaw Pittman LLP

• Approach to Compliance and Humanitarian Activity

• Resolving increased cross-border challenges and navigating ambiguities • The nuances of increased EU developments since Russia invaded Ukraine • Comparing and contrasting approaches to sanctions restrictions across Member States • Roadmap to navigating complex, high stakes decision-making

3:30

COMPLIANCE TOOLS

Optimizing Screening and Due Diligence Tools: Meeting Increased Screening, Beneficial Ownership and Due Diligence Expectations MICROPHONE Andrew Brown, Deputy General Counsel, Lilium Aviation Inc. Jennifer Maki, Senior Director, Applied Materials, WSN Member Elena Postnikova, Associate General Counsel for International Trade, McKinsey & Company Anne Marie Lacourse, Global Trade Industry Advisor, Sayari

• Exception-based reporting • Applying End-Use/End-User Rules • Screening best practices • Evaluating new sanctions providers • Tools to assist in identifying beneficial ownership

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Applications Across Business Models Stephan Wirth, Sanctions Investigations Manager, Stripe

Blandine Cantrel, Head of Legal Financial Security- Home Office, BNP Paribas (France)

Networking Break

HUMANITARIAN EXCEPTIONS

MICROPHONE Irina Nossova, Counsel, Global Ethics & Compliance, Bunge

MICROPHONE Hena Schonner, Senior Global Trade Counsel, Hewlett Packard Enterprise

3:15

2:30

• Ukraine Conflict, Food/Fertilizer Trade, and Humanitarian Aid • Syria/Turkey Earthquakes and Related Aid

or

3:15

Networking Break

3:30

ETHICS CREDIT

Key Considerations for Determining Whether or Not You Can Represent Certain High-Risk Clients MICROPHONE Jonathan Polling, Partner, Akin Gump LLP Ryan Fayhee, Partner, Hughes Hubbard & Reed LLP This interactive session will unpack recent, concrete examples and the finer points of assessing the risks associated with prospective clients.

Participants will receive one Ethics credit.

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

4:30

Congressional/Legislative Update and Current Priorities of the Biden Administration Andrew Keller Chief Democratic Counsel U.S. Senate Foreign Relations Committee

Peter Harrell Former Special Assistant to the President and Senior Director, International Economics and Competitiveness for the White House National Security Council

An invaluable opportunity to stay in the loop on developments and activities on the Hill. There are many proposals on the table and this session will provide an inside scoop on anticipated changes in the next few months – and what they can mean for your business and compliance strategies.

5:15

wine-glass Networking Reception 6:15

End of Day One

2023 CONFERENCE ADVISORY BOARD Hank Corscadden

John E. Smith

Ryan Fayhee

Cari Stinebower

Trade Counsel Microsoft Corporation Partner Hughes Hubbard & Reed LLP

Jennifer Maki

Senior Director Applied Materials

Partner Morrison & Foerster LLP Partner Winston & Strawn LLP

Adam J. Szubin

Sean M. Thornton

Managing Director and Head of Legal Financial Security (U.S.) BNP Paribas

Inna Tsimerman

Chief International Trade Counsel Gallagher

Of Counsel Sullivan & Cromwell LLP

hands-helping BECOME A SPONSOR With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.

Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

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MAIN CONFERENCE DAY 2 Wednesday April 26, 2023 8:00 WOMEN IN SANCTIONS NETWORK

Women in Sanctions Networking Breakfast

Great variety of topics. Well organized.

– Credit Agricole 10:30

Networking Break

10:45

EMERGING RISKS POSED BY CHINA

Are Increasing Export Controls Becoming the New Sanctions?

Revisiting Your Compliance Strategy Amid Intensifying Risk Factors MICROPHONE Christine Lee, Global Trade Compliance, Qorvo

8:55

Opening Remarks

9:00

KEYNOTE

Sasha Kalb, APAC Director of Financial Crimes, Legal, Barclays

Erik Woodhouse Deputy Assistant Secretary for Counter Threat Finance and Sanctions Bureau of Economic and Business Affairs U.S. Department of State 9:30

Bryce Bittner, Managing Counsel- International Trade Legal, McKinsey & Company

TASK FORCE KLEPTOCAPTURE

MODERATOR: Anthony Rapa, Partner, Blank Rome LLP • Practical impact of new U.S. dual-use export controls targeting China’s advanced computing and semiconductor sectors, and what industries could be next • National security focus - Forthcoming U.S. Executive Order on outbound investment restrictions, aka Reverse CFIUS

Status Report on Catching Sanctions Evaders and Seizing Russian Oligarchs’ Assets

• Best practices for Military End-User (MEU) and Military Intelligence End-User (MIEU) due diligence

MICROPHONE Andrew Adams, Director, Task Force KleptoCapture, Office of the Deputy Attorney General, U.S. Department of Justice

• Supply chain challenges and near-shoring - Withhold Release Orders (WHO) and Human Rights concerns – Xinjiang and Uyghur Forced Labor Prevention Act

Dan Clutch, Deputy Director, Office of Export Enforcement, U.S. Department of Commerce Seth Bridge, Coordinator, Russian Elites, Proxies, and Oligarchs Task Force, U.S. Department of the Treasury

• Non-SDN Chinese Military-Industrial Complex Companies (CMIC) - Securities and investment restrictions

• Potential increases in China countersanctions and additions to the Unreliable Entities List 11:45

Keynote Interview with OFSI Giles Thomas Director, Office for Financial Sanctions Implementation (OFSI) and Economic Crime HM Treasury

MODERATOR: Roberto Gonzalez, Partner, Paul, Weiss, Rifkind, Wharton & Garrison LLP • Understanding asset forfeiture • Innocent owner defense • Seizure and restraint of assets • International cooperation

12:15

Networking Lunch

• What happens to seized property?

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AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Select one of the two concurrent sessions: Main Conference or Interactive Dialogue MAIN CONFERENCE 1:30

INTERACTIVE DIALOGUES

MINIMIZING HEIGHTENED DIVERSION RISKS

How to Re-Position Your Risk Management in Response to New, Sophisticated Techniques by Russian Entities

or

MICROPHONE Inna Tsimerman, Chief International Trade Counsel, Gallagher, WSN Member

2:15

Osvaldo Lee, Deputy Global Head of Sanctions Compliance, Bloomberg LP

• Special considerations for China, Turkey, Middle East and India • Industry-specific risk factors affecting Banks, Insurance, Energy and Maritime

THE KNOWNS AND UNKNOWNS OF MANAGING CRYPTO RISKS

Managing Overlapping Sanctions, Fraud, AML and More Regulatory Scrutiny in the Wake of FTX

CROSS-FUNCTIONAL COLLABORATION FOR EFFECTIVE SANCTIONS COMPLIANCE

Overcoming Hurdles to Strengthening Your Organization-Wide Culture of Compliance MICROPHONE Joseph Hill, Assistant General Counsel, Global Trade Sanctions, Honeywell

Jeanine McGuiness, Partner, Orrick, Herrington & Sutcliffe LLP • Oil Price Caps and More • Sale of Iranian drones to China • Importance of Indemnity clauses

1:30

• Fostering compliance awareness across your • Identifying the key stakeholders to involve in organization: How to resonate and reinforce training and re-training your messaging • Creating a short term and medium-term plan for strengthening your corporate culture

or

MICROPHONE Duncan DeVille, EVP Compliance American and Global Head of Financial Crimes Compliance, Crypto.com

2:15

THE HIDDEN LESSONS BEHIND RECENT ENFORCEMENT TRENDS

Unpacking the Nuances and Lesser-Known Takeaways Affecting the Path Forward MICROPHONE Rachel Fiorell, Of Counsel, Morrison Foerster Emerson Siegle, Counsel, Ropes & Gray LLP

Kate Eyerman, BSA/AML and Sanctions Officer, Paxos

Join your sanctions colleagues in an interactive discussion of the legal lessons learned from penalties in the past year, and the nuances posed by recent cases. The discussion will also focus on the increased focus on criminal enforcement.

Tyler Hand, Head of Compliance, Cash App Jessica Houghton, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury Christopher Penaherrera, Senior Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury • Expected increased litigation: Which types of • The broader lessons from the FTX scandal cases will come to forefront – and what is on – and lessons for mitigating risk before it’s the horizon amid more anticipated regulation too late • How the continued focus by multiple regulators • What is the outlook for digital assets in the short term? will change the enforcement landscape • Will crypto replace financial institutions for payments in the future?

3:15

Networking Break

3:30

PREDICTING THE FUTURE

What to Keep on Your Radar for the Remainder of 2023 and Beyond MICROPHONE Nabeel Yousef, Partner, Freshfields Bruckhaus Deringer LLP

Eric J. Rudolph, Managing Director, Forensic & Litigation Consulting, Export Controls, Sanctions & Trade, FTI Consulting, Inc.

Eric Kadel, Partner, Sullivan & Cromwell LLP • Potential easing of sanctions in Latin America 4:15

• Latest on Iran negotiations

• Applying lessons learned from Ukraine to Taiwan

• Meeting increased Legal challenges

PAYMENTS IN THE EU

How to Get Your Legal Transactions Approved with the EU Member States MICROPHONE Cari Stinebower, Partner, Winston & Strawn LLP • How to work with the EU members states to get approval 5:00

Conference Ends

Lance Wade, Partner, Williams & Connolly LLP • Increasing oversight by Germany, Switzerland, France and the Netherlands

• What is the timeline for approval and what can trigger delays?

Join this exclusive legal and compliance cross-industry community!

WOMEN IN SANCTIONS NETWORK

The Women in Sanctions Network (WSN) is a global community of likeminded women working in economic sanctions. The WSN is committed to promoting diversity across the profession, creating worthwhile networking and educational programs, and updating members on employment and advancement opportunities .

Join our Women in Economic Sanctions Membership: WomenSanctionsNetwork.com

Economic Sanctions Conference Calendar

June 1–2, 2023 Berlin

REGISTER NOW

October 2023 New York

November 2023 London

AmericanConference.com/Economic-Sanctions-Enforcement-Compliance • 888 224 2480

December 2023 New York

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

VENUE INFORMATION Kellogg Conference Hotel ADDRESS:

800 Florida Ave NE, Washington, DC 2002

PHONE:

(202) 651 6000 & press “1”

American Conference Institute is pleased to offer our delegates a limited number of hotel rooms at a negotiated rate. To take advantage of these rates, please contact the hotel directly and quote “ACI’s DC Economic Sanctions”.

Please note that the guest room block cut-off date is March 25, 2023. After that date OR whent he room block fills, guestroom availability and rate can no longer be guaranteed.

Book with confidence!

WORRY FREE

Register and pay to lock in your early rate and be eligible for a full refund until April 14, 2023.

GUARANTEE

If you are unable to attend for any reason, you will have the following options: y A full credit note for you, or a colleague to attend another event. y A full refund.

Registration

Interested in attending virtually?

Janet Smith VP, General Counsel

Olivia Thomson Chief Compliance Officer

Luis Santos Director

Ramesh Kumar Partner

KEYNOTE SPEAKERS: Andrea Gacki

All cancellations and changes must be submitted to CustomerService@CanadianInstitute.com by April 14, 2023.

3 Ways to Register

Director, Office of Foreign Asset Controls U.S. Department of the Treasury

ONLINE:

 AmericanConference.com/EconomicSanctionsEnforcementCompliance



Alina Nedea

Head of Sanctions Unit, DG FISMA EU Commission

In-Person Main Conference

$2295

$2395

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$1995

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Patricia Harden Head of Sanctions Miyuki Johnson VP, Manufacturing

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ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service. *Team/group registrations must be from the same organization/firm and register together in one transaction.

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