Forum on Digital Assets Compliance: AML, Sanctions & Fraud - WEB

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Forum on

Digital Assets Compliance:

AML, SANCTIONS & FRAUD

October 12–13, 2022 | NY Hilton Midtown, New York, NY Navigating Increased Regulatory Oversight in the Rapidly Changing Crypto and NFT Industry Key Updates from Featured Speakers: Andrew Adams Director, Task Force KleptoCapture, Office of the Deputy Attorney U.S. Department of Justice

Kevin O’Connor Section Chief, Virtual Assets and Emerging Technology Department of the Treasury/Financial Crimes Enforcement Network

Jess Houghton Sanctions Compliance Officer, Office of Foreign Assets Control U.S. Department of the Treasury

Ava Labs BitGo BNY Mellon Coinbase

New to Crypto or Need a Refresher

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· · · ·

Crypto.com Dapper Labs FinClusive Capital Flexa Network

· · · ·

Google HBAR Foundation INX Makersplace

ĉ Managing the Impact of Russia Sanctions on the Crypto Industry ĉ Meeting Strict AML/KYC Requirements for Onboarding New Customers ĉ Surprising Lessons Learned from Recent Enforcement Actions ĉ Cutting-Edge Best Practices for Sanctions Screening to Stay Compliant with OFAC Lists

Benchmark With Senior Executives from the Crypto & NFT Industry

· · · ·

As the only comprehensive, practical legal and compliance event on AML, Sanctions and Fraud, don’t miss out on critical discussions, including:

· ·

MPCH

ĉ Sophisticated Crypto and Sanctions Evasions Schemes—and the Evolving Role of Traditional Financial Institutions in the Digital Asset Ecosystem?

SFox

ĉ Navigating Unique Compliance Challenges for NFTs

Don’t miss our Pre-Conference Session

Supporting Sponsors

Wednesday, October 12 | 9:00–12:00

A Complete Roadmap to the Crypto Industry, Key Players and Future Outlook in the Next 1-3 Years

Associate Sponsors

AmericanConference.com/Digital-Assets • 888 224 2480

Cocktail Reception Sponsor Coffee Sponsor Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Distinguished Speaker Faculty Andrew Adams Director, Task Force, KleptoCapture Office of the Deputy Attorney U.S. Department of Justice

Duncan DeVille Head of Compliance of the America and Global Head of Financial Crime Crypto.com

Alma Angotti Partner Guidebouse

Amir Fadavi Senior Director K2 Integrity

Kevin O’Connor Section Chief, Virtual Assets and Emerging Technology Department of the Treasury/ Financial Crimes Enforcement Network

Eytan Fisch Partner Skadden, Arps, Slate, Meagher & Flom LLP

William Barry Member Miller & Chevalier Elizabeth Boison Partner Hogan Lovells Sarah Breslow Regulatory Counsel Paxos Pamela Calaquian Director Compliance and Controls Assets Servicing and Digital BNY Mellon Anna Chenoweth Sanctions Manager Coinbase Wee Ming Choon Deputy General Counsel Ava Labs Joseph Ciccolo President BitAML Jenny Cieplak Partner Latham & Watkins LLP Claire DeLelle Partner White & Case LLP

2 | #DigitalAssets

Kayvan Ghaffari General Counsel Makersplace Michelle Ann Gitlitz General Counsel & Corporate Secretary Flexa Network Inc. Jason Gottlieb Partner Morrison Cohen LLP Carlton Greene Partner Crowell & Moring LLP

Who Should Attend Hailey Lennon Shareholder Brown Rudnick LLP Gerard Monusky Associate General Counsel Financial Crimes Coinbase Timothy O’Toole Partner Miller & Chevalier (US) Jorge Pesok Chief Legal Counsel HBAR Foundation Hon. Manisha Singh Senior Advisor FinClusive Former Assistant Secretary of State Renata K. Szkoda CFO INX

Anthony Villacorta Supervisory Special Agent U.S. Department of Homeland Security

Court Hillman BSA Officer Coinbase

Richard Widdman Head of Strategy, Digital Assets Google

Jeff Horowitz Chief Compliance Officer BitGo

ĉ AML and Sanctions Professionals ĉ Financial Crime Officers ĉ Chief Legal Officers ĉ General Counsel ĉ Chief Compliance Officers ĉ Fraud Managers and Investigators ĉ Regulators ĉ Consultants ĉ Law Enforcement

Jerome Tomas Partner Jerome Tomas

Kevin Hendricks Dark Web Subject Matter Expert StopDarkwebDrugs.com

Jess Houghton Sanctions Compliance Officer Office of Foreign Assets Control U.S. Department of the Treasury

This conference has been developed for individuals working in digital assets including cryptocurrencies, NFT marketplaces, exchanges, block chains, data aggregators, risk marketplaces, financial institutions, retailers, fintech and payment providers and consultants.

Alex Wilson Partner Jones Day Cathy Yoon Chief Legal Officer MPCH

Gabriella Kusz Chief Executive Officer Global Digital Asset & Cryptocurrency Association

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Wednesday, October 12

Wednesday, October 12

9:00–12:00

1:00

A Complete Roadmap to the Crypto Industry, Key Players and What to Expect in the Next 1-3 Years

Co-Chair Opening Remarks

Pre-Conference Workshop

microphone-alt Cathy Yoon, Chief Legal Officer, MPCH Jason Gottlieb, Partner, Morrison Cohen LLP

Main Conference Day 1 microphone-alt Jason Gottlieb, Partner, Morrison Cohen LLP 1:15

Perspectives on Managing the Latest Emerging Opportunities and Risks Confronting the Crypto Industry

Wee Ming Choon, Deputy General Counsel, Ava Labs This in-depth workshop is for those who are new to crypto, as well as experienced professionals looking for a refresher on the intricacies and practical considerations of this exciting industry. This program will be interactive, so bring your questions as you broaden your knowledge.

IN-HOUSE EXECUTIVE ROUNDTABLE

microphone-alt Duncan DeVille, Head of Compliance of the America and Global Head of Financial Crime, Crypto.com

Court Hillman, BSA Officer, Coinbase

Topics of discussion will include:

Jeff Horowitz, Chief Compliance Officer, BitGo

• Overview of the digital ecosystem and understanding the key regulatory bodies overseeing crypto

Carlton Greene, Partner, Crowell & Moring LLP Gerard Monusky, Associate General Counsel - Financial Crimes, Coinbase

• Introduction to blockchain technology, smart contacts and tokenization of assets as well as the differences between personal wallets and cutodial wallets.

• Learn what it means for a transaction to be peer-to-peer

• Navigating a volatile market

• How to define “decentralization”

• Impact of Russia Sanctions

• Why scrutinizing the nature of a cryptoasset should be the first step in evaluating what regulations should apply

• How to gain market acceptance of crypto • Future of stable coins

• Discover how these concepts are critical for AML/CFT and sanctions regulation

• The impact of large institutional investors entering this market • Ensuring sophisticated crypto-specific detection capabilities 2:00

hands-helping BECOME A SPONSOR With conferences in the United States, Europe, Asia Pacific, and Latin America, the C5 Group of Companies: American Conference Institute, The Canadian Institute, and C5 Group, provides a diverse portfolio of conferences, events and roundtables devoted to providing business intelligence to senior decision makers responding to challenges around the world.

Don’t miss the opportunity to maximize participation or showcase your organization’s services and talent. For more information please contact us at: SponsorInfo@AmericanConference.com

OFAC and FinCEN Updates: Trends and Priorities for Virtual Currency microphone-alt Kevin O’Connor, Section Chief, Virtual Assets and Emerging Technology, Department of the Treasury/Financial Crimes Enforcement Network Eytan Fisch, Partner, Skadden, Arps, Slate, Meagher & Flom LLP Jess Houghton, Sanctions Compliance Officer, Office of Foreign Assets Control, U.S. Department of the Treasury • FinCEN 2022 Illicit Finance Strategy • New FinCEN alerts and red flags • Impact of OFAC Virtual Currency guidance and ransomware advisory • Need for risk-based approach based on companies’ exposure

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AmericanConference.com/Digital-Assets • 888 224 2480

• Impact of many virtual currency designations

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3:00

Networking Break

3:15

The Latest in New Customer On-Boarding: Best Practices for Mitigating Heightened AML Challenges Risks microphone-alt Hon. Manisha Singh, Senior Advisor, FinClusive, Former Assistant Secretary of State • Performing an effective risk assessment • Identifying where your customers are coming from • Verifying the source of the funds • Adhering to FATF updated guidance for preventing money laundering and terrorist financing 4:00

Optimizing Economic Sanctions Screening: Special Industry-Specific Know-How for Implementing and Sustaining a Robust Program microphone-alt Amir Fadavi, Senior Director, K2 Integrity Timothy O’Toole, Partner, Miller & Chevalier (US) Anna Chenoweth, Sanctions Manager, Coinbase • Screening for exchanges and mixers

Thursday, October 13

Main Conference Day 2 8:45

Co-Chairs’ Opening Remarks microphone-alt Jorge Pesok, Chief Legal Counsel, HBAR Foundation 9:00

Regulatory Oversight: How the DOJ, SEC & DFS are Prioritizing Virtual Currency Compliance and Enforcement microphone-alt Andrew Adams, Director, Task Force KlepoCapture, Office of the Deputy Attorney, U.S. Department of the Justice

Hailey Lennon, Shareholder, Brown Rudnick LLP Jerome Tomas, Partner, Baker & Mackenzie LLP

• Reviewing all transactions processed with published virtual currency addresses • Straight through onboarding by optimizing the client screening

• Impact of March 9th executive order on crypto

» Thresholds

• Role and priorities of the Kleptocapture taskforce

» Auto-resolution rules

• How the agencies are working together on crypto investigations

» Comprehensiveness of the screening

• Creating a legal framework for crypto

• Digital quality and screening • In-house vs external screening tolls 4:45

Government Alumni Panel: Former Government Officials Offer Unique Insight into the Changing Regulatory Landscape and Grey Areas microphone-alt Elizabeth Boison, Partner, Hogan Lovells

Former National Crypto Enforcement Team, U.S. Department of the Justice Alex Wilson, Partner, Jones Day

During this highly anticipated session, former government officials will provide unique insight into the evolution of enforcement and penalty risks for the crypto industry, anticipated trends moving forward and critical takeaways for meeting regulators’ expectations.

5:30

Networking Reception

4 | #DigitalAssets

10:00

The Evolving Role of Financial Institutions: How Do Banks Fit into the Digital Asset Ecosystem and Work with the Crypto Industry microphone-alt Pamela Calaquian, Director Compliance and Controls Assets Servicing and Digital, BNY Mellon

Renata K. Szkoda, CFO, INX Alma Angotti, Partner, Guidebouse • Custodial accounts for exchanges or fintech’s • How does a bank engage in banking crypto companies U.S. and abroad?

• Due diligence best practices and lessons learned • OCC vs. DFS regulatory requirements

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10:45

Networking Break

11:00

The Expected (and Unexpected) Lessons from Recent Enforcement Actions: Key Takeaways on the Agencies’ Areas of Focus and the Impact on Your Compliance Strategy

2:30

Working Together: Concrete Examples of Cooperation Between the Crypto Community and Law Enforcement microphone-alt Anthony Villacorta, Supervisory Special Agent, U.S. Department of Homeland Security Gabriella Kusz, Chief Executive Officer, Global Digital Asset & Cryptocurrency Association

microphone-alt William Barry, Member, Miller & Chevalier

Kevin Hendricks, Dark Web Subject Matter Expert, StopDarkwebDrugs.com

Claire DeLelle, Partner, White & Case LLP Sarah Breslow, Regulatory Counsel, Paxos

• Forging effective partnerships with law enforcement to strengthen the industry

• Understanding the mechanics of enforcement actions (e.g., how do you get one, best practices for responding)

• Fostering enhanced communication

• Reviewing recent enforcement actions on VASPs and identifying key themes

• Success stories

• Need for crypto exchanges to incorporate surveillance into their infrastructure

• Distilling lessons learned and exploring tactics for avoiding enforcement actions • Examining strategies for managing remediation and operating under an enforcement action

3:15

11:45

3:30

Crypto and Payments: How are Money Transfers Regulated and Will Crypto Be Accepted in Many More Retail Locations Soon?

What’s Next: Predictions and More Practical Takeaways: What to Expect in the Next 6 Months and Beyond

microphone-alt Michelle Ann Gitlitz, General Counsel & Corporate Secretary, Flexa Network Inc.

microphone-alt Richard Widdman, Head of Strategy, Digital Assets, Google

Jenny Cieplak, Partner, Latham & Watkins LLP • Does crypto fall under the definition of money in different states?

• State Consumer protection laws • Patchwork of FinCEN and state licenses • Partnering with retail companies to accept crypto • Where is crypto currently accepted?

12:30

Networking Lunch

Refreshment Break

Jorge Pesok, Chief Legal Counsel, HBAR Foundation • Enterprise adoption of crypto • Proliferation of use cases • Continued focus on the industry from regulators and legislators • New fundamental questions raised by use of the technology 4:15

End of Conference

1:45

Navigating NFTs: How the Industry is Addressing Unique Compliance Challenges Posed by Non-Fungible Tokens microphone-alt Kayvan Ghaffari, General Counsel, Makersplace Joseph Ciccolo, President, BitAML • Compliance do’s and don’ts for NFTs

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• NFT and financial crime considerations • Differences between NFT and traditional AML investigations • Practical financial crime tools and techniques

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Planning Ahead for Live Conferences: C5’s All Secure Safety Plan

As ACI and our partners plan for in-person events, we are committed to building and enhancing the planning and preparation with a view to offering our guests a safe place for live conference delivery. In addition, to ensure your safety, our event staff is fully vaccinated.

All our events will adhere to official government and local authority guidance in addition to venue or location-specific regulations, and will follow the commitments below.

Attendance Screening All attendees will need to assert that at the time that they first attend the conference and for the 10 days prior: y Have not experienced any COVID-19 symptoms now or within the last 10 days. y Have not had close contact with any person with or suspected of having COVID-19 within the last 10 days. y Have not had a positive COVID-19 test within the last 10 days. y Have not been advised by any health authority, government agency or regulatory body, within the last 10 days, to self-isolate due to possible exposure to COVID-19.

Enhanced Communication y Advance communication to all attendees on what to expect and prepare for at the conference: from registration to conference materials to room layout to food and beverage options and more. y Education and training for the team to ensure we provide a safe and secure conference experience. y Distribution of local health-resource information in advance of the event. y Ongoing communication and advance planning with the venue regarding enhanced cleaning and sanitizing measures, response strategies and other onsite protocols.

Link to COVID-19 symptoms: https://www.cdc.gov/coronavirus/2019-ncov/symptoms-testing/symptoms.html We are closely monitoring industry best practices and will be evaluating further additional measures pertaining to vaccinations and on-site screening based on the advice of health authorities.

Increased Cleaning and Sanitation y Placement of hygiene stations throughout the conference including the registration area, meeting spaces and high frequency areas. y Availability of personal hygiene and safety products including facial coverings where available.

Safety and Physical Distancing y Physical distancing protocols such as limiting attendance, directional signage and markers throughout the conference. y A conference room layout with planned seating for appropriate physical distancing. y We continue to work closely with our venue partners to ensure the safety of our attendees.

Please check back frequently as we monitor and evolve our plan in the weeks ahead.

6 | #DigitalAssets

Reduced Touchpoints y Reduction of the physical distribution of onsite materials. y Food and beverage options that ensure minimal handling and exposure.

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Venue Information HOTEL:

NY Hilton Midtown

ADDRESS:

1335 Ave of the Americas, New York, NY 10019

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212-586-7000

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To take advantage of these rates, please contact the hotel directly and quote “American Conference Institute”.

Please note that the guest room block cut-off date is September 20, 2022. After that date OR when the room block fills, guestroom availability and rate can no longer be guaranteed.

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