London Forum on Global Economic Sanctions - DS

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OFAC, EU Commission, OFSI, FCDO Government Officials

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London Forum on

GLOBAL ECONOMIC SANCTIONS November 17–18, 2021

Millennium Hotel London Knightsbridge

Hear Best Practices from: • Agricultural Bank of China • Citi • Danske Bank • HSBC • Kleinwort Hambros

• Microsoft

CREDITS

Understanding UK Sanctions Priorities

• Nataxis

Navigating Recent China and Hong Kong Developments

• Roche • Snap

What’s New:

feather-alt Industry Specific Birds of a Feather Conversations

Briefcase Spotlight on Your Sanctions Career

Country Specific Sanctions: Russia, Iran, and Belarus

• SWIFT

OFAC Latest Enforcement Priorities

• UK Finance

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Advanced In-Depth Guidance on:

• Sompo

• INSTEX

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C5’s All Secure Safety Plan

Confirmed Participation from

Emerging Sanctions Trends from Former Chart-bar Insights U.S. Government Officials SEARCH-PLUS

Compliance 2.0: Screening, Training and New Initiatives

C5-Online.com/SanctionsLondon • +44 (0) 20 4532 2313

Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

6 Top Reasons to Attend This Program

Speaker Faculty CONFERENCE CO-CHAIRS

Sunny Mann Partner Baker & McKenzie LLP

CHEVRON-DOUBLE-RIGHT Reunite with your sanctions colleagues.

CHEVRON-DOUBLE-RIGHT Hear from senior government officials.

CHEVRON-DOUBLE-RIGHT Stay current on rapidly changing sanctions developments.

Neil Whiley Director, Sanctions UK Finance

Rachel Alpert Partner Jenner & Block LLP

CHEVRON-DOUBLE-RIGHT Meet sanctions professionals from around the globe.

Sarah El-Husseini Senior Sanctions Compliance Officer Kleinwort Hambros

Olga Baranovska Trade Compliance Manager Microsoft

CHEVRON-DOUBLE-RIGHT Join country-specific sessions on Russia, Belarus, and Iran.

Stephen Fallon Chief Compliance Officer INSTEX

Nora Bartos Chief Export Control and Sanctions Compliance Officer Roche

CHEVRON-DOUBLE-RIGHT Participate in industry-specific networking roundtables.

Ian Bolton Visiting Research Fellow Kings College Anna Bradshaw Partner Peters & Peters Solicitors LLP

Sanctions Headlines in the News “EU Hits Belarus with Sanctions targeting Potash, Petroleum.”

Anastassia Brassac Head of Sanctions Advisory and Sanctions Screening Natixis

Bloomberg June 2021

“China passes law to counter foreign sanctions.”

WSJ June 2021

“Biden Administration to Impose Tough Sanctions on Russia.”

NY Times, June 2021

“Iran’s reformist candidate vows to tack le nuclear deal ‘at first chanceʼ.”

Financial Times, June 2021

2 | #EconomicSanctions

User-Alt

Agathe Duchiron Analyst, Sanctions Policy UK Finance Aline Doussin Partner Hogan Lovells

Gisel Nuñez Sanctions Compliance Officer U.S. Department of the Treasury, Office of Foreign Assets Control

Frédéric Jadot Lead Sanctions and Export Control Officer SWIFT

Rakesh Patel Head of Sanctions Policy Oversight & Export Controls HSBC

Amalie Korning First Vice President, Head of Sanctions & Embargo Danske Bank

Heather Sroka Senior Trade Counsel Snap, Inc.

Michael Lyons Partner Clifford Chance LLP Lisa Maguire Head of Sanctions Unit Foreign Commonwealth Development Office

Ross Denton Consultant Ashurst

User-Alt

Alina Nedea Head of Sanctions, DG FISMA EU Commission

Sinéad Goss EMEA Head, AML and Sanctions Legal Citi

Maya Lester QC Barrister Brick Court Chambers

James Byrne​ Senior Research Fellow, Proliferation and Nuclear Policy RUSI

Roger Matthews Partner Dentons

Louise Marshall Head of Governance, Engagement, Litigation and Operational Policy OFSI, HM Treasury

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Nathalie von Taaffe Managing Director, Group Head Financial Crime Compliance, Group MLRO Industrial and Commercial Bank of China Mike Walsh Partner Foley & Lardner LLP Svetlana Zarubina EMEA Regional Head of Sanctions UBS Michael Zolandz Partner Dentons

Wednesday, November 17, 2021 9:00

Co-Chair’s Opening Remarks

UK SANCTIONS SANCTIONS POST-BREXIT

Unraveling the New UK Sanctions Regulatory and Enforcement Landscape microphone-alt Louise Marshall, Head of Governance, Engagement, Litigation and Operational Policy, OFSI, HM Treasury

Lisa Maguire, Head of Sanctions Unit, Foreign Commonwealth Development Office (UK)

Maya Lester, QC, Barrister, Brick Court Chambers (UK)

• Key considerations for companies in respect to UK autonomous sanctions and export control regime • Continuation of UK sanctions strategy post Brexit • Latest developments on Global Human Rights Sanctions in the UK

Nathalie von Taaffe, Managing Director, Group Head Financial Crime Compliance, Group MLRO, Industrial and Commercial Bank of China • Tips to evaluate potential business partners in China.

• How to stay prepared for new regulatory developments • Business considerations for future business in Hong Kong • Risk mitigation strategies 12:15

Networking Lunch

COUNTRY SPECIFIC 13:15

BELARUS SANCTIONS

Deciphering New Sanctions and Sectoral Sections Implications microphone-alt Svetlana Zarubina, EMEA Regional Head of Sanctions, UBS (UK) Anastassia Brassac, Head of Sanctions Advisory and Sanctions Screening, Natixis (France)

Networking Break

FOCUS ON CHINA & HONG KONG 10:45

Companies Share How to Mitigate Risk When Conducting Business with China Roche (Switzerland)

Neil Whiley, Director, Sanctions, UK Finance (UK)

10:15

CHINA – PART II

microphone-alt Nora Bartos, Chief Export Control and Sanctions Compliance Officer Pharma,

microphone-alt Sunny Mann, Partner, Baker & McKenzie LLP (UK)

9:15

11:30

CHINA – PART I

Best Practices to Navigate Latest Regulatory Sanctions and Export Controls Developments microphone-alt Michael Zolandz, Partner, Dentons (USA) Todd Corey, SVP & Head of Legal and Compliance, Sompo International Rakesh Patel, Head of Sanctions Policy Oversight & Export Controls, HSBC • Navigating BIS entity list vs OFAC list

Roger Matthews, Partner, Dentons • Overview of new US, EU, UK and Canada wide ranging sanctions against Lukashenko regimen in response to serious human rights violations.

• Impact of designations on banking, oil, tobacco, and potash • Bans on trading securities and investment services.

14:00

THE FUTURE OF IRAN SANCTIONS

What to Expect and Will Primary or Secondary Sanctions Be Lifted? microphone-alt Stephan Fallon, Chief Compliance Officer, INSTEX (France)

• China-related Entity list sanctions

• Predictions for the future of the JCPOA

• New China blocking statutue

• JCPOA 2.0

• OFAC sanctions programs used against China.

• Implications of recent election in Iran

• Investment Restrictions in certain Chinese Military Companies – EO 13959 and EO 14032

• Coordinated efforts of US, UK & EU

• Hong Kong Autonomy Act implementation

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Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

COUNTRY SPECIFIC 14:45

RUSSIA SANCTIONS

Strategies for Staying Compliance with Primary, Secondary, and Sectoral Sanctions microphone-alt Sinéad Goss, EMEA Head, AML and Sanctions Legal, Citi (UK)

Michael Lyons, Partner, Clifford Chance LLP (UK)

Thursday, November 18, 2021 9:00

Co-Chair’s Opening Remarks microphone-alt Sunny Mann, Partner, Baker & McKenzie LLP (UK) Neil Whiley, Director, Sanctions, UK Finance (UK)

• Key differences: U.S. vs EU vs UK

EMERGING SANCTIONS TRENDS

• What is allowed under continued sanctions targeting specific economic sectors?

• Fallout from cybersecurity attacks on US companies 15:30

Networking Break

15:45

SPOTLIGHT ON FUTURE DEVELOPMENTS

Turkey, North Korea, Myanmar and More microphone-alt Neil Whiley, Director, Sanctions, UK Finance (UK) Sunny Mann, Partner, Baker & McKenzie LLP (UK) • Countries to watch in the next few months.

• Emergence of ecological/environmental considerations for potential sanctions • Continued focus on human rights.

16:30

9:15

ACTIVITY BASED SANCTIONS

Move Towards Sanctions for Cyber, Corruption, Election Fraud, Climate Control and Human Rights microphone-alt Ross Denton, Consultant, Ashurst (UK) • Increased corporate governance requirements globally.

• Significance of activity-based sanctions on your compliance program • Long term trends to keep in your radar.

10:00

FINANCIAL CRIME

Strategies to Stay Ahead of Increasing Complex Innovative Schemes microphone-alt Ian Bolton, Visiting Research Fellow, Kings College (UK)

KEYNOTE

EU Commission

James Byrne​, Senior Research Fellow, Proliferation and Nuclear Policy, RUSI

microphone-alt Alina Nedea, Head of Sanctions,DG FISMA, EU Commission

• Violations and deceptions used in trade and shipping • Using overseas workers to evade sanctions

17:00

INTERACTIVE CONVERSATIONS

Birds of a Feather Conversations Participate in an off-the-record exchange with your industry peers. Take advantage of the opportunity to make new contacts.

• Evasion in infrastructure projects • Current methods involving financing • Latest activities using fundraising via cyber or cryptocurrency • Use of diplomatic cover

1) Sanctions Compliance for Online Transactions

microphone-alt Olga Baranovska, Trade Compliance Manager, Microsoft 2) Environmental Sanctions

microphone-alt Agathe Duchiron, Analyst, Sanctions Policy, UK Finance 17:45

End of Day One

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4 | #EconomicSanctions

twitter: @ACI_IntTrade linkedin: ACI Economic Sanctions Compliance and Enforcement Exchange C5_Finance International Trade Compliance Experts: Networking Group

10:45

Networking Break

14:45

U.S. DEVELOPMENTS 11:15

FORMER U.S. GOVERNMENT ALUNMI PANEL

Predictions on the Intersection of U.S. Trade and National Security for Multi-National Companies

microphone-alt Mike Walsh, Partner, Foley & Lardner LLP (USA)

Former Chief of Staff and acting General Counsel at the U.S. Department of Commerce

Listen to former senior government officials discuss their opinions of future Biden Administration activities and expected outcomes. Dedicated time will be available for audience questions.

TRAINING

How to Create and Execute Sanctions Training in Your Organization microphone-alt Sarah El-Husseini, Senior Sanctions Compliance Officer, Kleinwort Hambros (UK)

Frédéric Jadot, Lead Sanctions and Export Control Officer, SWIFT (Belgium)

• Benefits of in-person vs. remote training • Determining depth of training for various levels and departments • Frequency of training • How to quickly provide new guidance when things change?

15:30

Networking Break

12:00

CAREER SPOTLIGHT

OFAC Compliance and Enforcement Developments microphone-alt Gisel Nuñez, Sanctions Compliance Officer, U.S. Department of the Treasury, Office of Foreign Assets Control

Rachel Alpert, Partner, Jenner & Block LLP

OFAC Guidance: Ransomware and Virtual Currency Anna Bradshaw, Partner, Peters & Peters Solicitors LLP

COMPLIANCE 2.0 NEW INITIATIVES

Key Techniques to Enhance Your Sanctions Compliance Program microphone-alt Amalie Korning Wedege, First Vice President, Head of Sanctions & Embargo, Financial Crime, Group Compliance, Danske Bank (Denmark)

SANCTIONS COMPLIANCE AND LEADERSHIP

microphone-alt Aline Doussin, Partner, Hogan Lovells

12:45 Networking Lunch

13:45

15:45

Heather Sroka, Senior Trade Counsel, Snap, Inc. (USA)

• How to effectively use limited resources for compliance • Utilizing technology to leverage compliance • New challenges due to remote and in-person teams

16:30

End of Conference

“

This conference is an event not to be missed by any professional of this sector. It offers an update of the industry by skillful international speakers and a unique opportunity for networking.

– Director Group Compliance, Group Compliance Division, Bank of Cyprus (Cyprus)

The conference was very useful and insightful indeed and I especially appreciated the opportunity to get updates on sanctions and export control questions from the regulators OFAC and OFSI. – Legal, Compliance & Quality Director BACIS, Novo Nordisk LLC (Russia)

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Part of C5 Group’s ECONOMIC SANCTIONS GLOBAL SERIES

Venue

Hotel: Millennium Hotel London Knightsbridge Address: 17 Sloane Street, Knightsbridge, London SW1X 9NU Reservations: Call 0207 235 4377 or send an email to reservations.knightsbridge@millenniumhotels.co.uk

Accommodations C5 is pleased to offer our delegates a limited number of hotel rooms at a negotiated rate of £140/night. To take advantage of these rates, please contact the hotel directly and quote the booking code: C5ON171121.

Please note that the guest room block cut-off date is October 18, 2021. After that date OR when the room block fills, guestroom availability and rate can no longer be guaranteed.

Upcoming Sanctions Events Back In-Person!

December 7–8, 2021 Washington, DC

6 | #EconomicSanctions

January 19 – 20, 2022 New York, NY

February 2 – 25, 2022 Virtual Event

twitter: @ACI_IntTrade linkedin: ACI Economic Sanctions Compliance and Enforcement Exchange C5_Finance International Trade Compliance Experts: Networking Group

Planning Ahead for Live Conferences: C5’s All Secure Safety Plan We look forward to the time when we are able to welcome you back to our live conferences.

When you are ready to attend one of our conferences, you will see that a lot has changed. Social distancing and cleaning procedures that have now become a way of life for all of us are now the standard for how we will run our conferences.

Our events will continue to offer unparalleled access to market leading intelligence and to the facilitation of a global exchange of expertise and now with a greater focus on the safety, health and well-being of all our guests.

As American Conference Institute and our partners begin to look forward to live events, we are committed to building and enhancing the planning and preparation with a view to offering our guests a safe place for live conference delivery.

In addition, to ensure your safety, our event staff is fully vaccinated.

All our events will adhere to official government and local authority guidance in addition to venue or location-specific regulations. Our live events will follow the commitments below.

Attendance Screening All attendees will need to assert that at the time that they first attend the conference and for the 14 days prior: y They are not experiencing COVID-19 symptoms. y Have not traveled from an area under a travel health advisory. y Have not provided care for or had close contact with any person with or reasonably suspected of having COVID-19, or with any person who traveled outside of your home country or to an area under a travel health advisory. y Have not been advised by any health authority, government agency or regulation to selfisolate due to possible exposure to COVID-19.

Link to COVID-19 symptoms: https://www.cdc.gov/coronavirus/2019-ncov/symptoms-testing/symptoms.html We are closely monitoring industry best practices and will be evaluating further additional measures pertaining to vaccinations and on-site screening based on the advice of health authorities.

Enhanced Communication y Advance communication to all attendees on what to expect and prepare for at the conference: from registration to conference materials to room layout to food and beverage options and more. y Education and training for the team to ensure we provide a safe and secure conference experience. y Distribution of local health-resource information in advance of the event. y Ongoing communication and advance planning with the venue regarding enhanced cleaning and sanitizing measures, response strategies and other onsite protocols.

Increased Cleaning and Sanitation y Placement of hygiene stations throughout the conference including the registration area, meeting spaces and high frequency areas. y Availability of personal hygiene and safety products including facial coverings where available.

Safety and Physical Distancing y Physical distancing protocols such as limiting attendance, directional signage and markers throughout the conference.

Reduced Touchpoints

y A conference room layout with planned seating for appropriate physical distancing.

y Reduction of the physical distribution of onsite materials.

y We continue to work closely with our venue partners to ensure the safety of our attendees.

Please check back frequently as we monitor and evolve our plan in the weeks ahead.

y Food and beverage options that ensure minimal handling and exposure.

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People tab

You can also engage with other attendees directly. Find a person in the attendee list to send a message and/or an invitation to a video chat.

The Sessions area contains the majority of the conference programming and networking events.

CHEVRON-DOUBLE-RIGHT Attend live sessions, ask questions, comment in the chat function, and take part in live polling.

Emma McAdam VP, Government Affairs

Janet Smith VP, General Counsel

The 1:1 Networking is a fast-paced opportunity to meet new people and expand your professional network.

Olivia Thomson Chief Compliance Officer

Polling

Weigh in and seize the opportunity to benchmark with industry peers in real-time.

Luis Santos Director

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Enter this area to be paired up at random with other attendees for a quick video meet-up.

Use this opportunity to explore new products and services from leading providers, and meet with new and existing partners over video chat.

Update your profile

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Plan to visit the Expo often. It will be open before, during, and after the conference.

Maximize Your Conference Experience

“

If you want to know what’s happening in global sanctions compliance, this is where you go.

– Senior Regulatory Advisor, Commerzbank (Germany)

“

I think this conference offers better depth, breadth and networking opportunities than others I have attended…

– Principal Auditor, Deutsche Bank

Jean Roux VP, Business Development

Patricia Harden Head of Sanctions

Use the Chat feature

to engage with fellow attendees, speakers and sponsors.

Miyuki Johnson VP, Manufacturing

Turn your camera on

for roundtable sessions, networking events and video chats for a more engaging virtual connection.

Make Connections Join scheduled “1:1 Networking” sessions. They are an interactive way to expand your network of peers.

Engage with solution providers of all kinds by visiting the “Expo” to watch videos and live demonstrations, and for face-to-face conversations.

Use the “People” tab to create new relationships and strengthen existing ones within your industry.

Yanette Ching, C5

Looking to Register?

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