PhillipCapital India Corporate Profile

Corporate Profile

About PhillipCapital Group We are an integrated financial house with a global presence using information technology and distribution as our core competencies in the provision of financial services.

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Global Presence

PhillipCapital operates in the financial hub of 17 countries.

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Corporate Profile 

Established in 1975

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Started operation as a financial services company, Phillip Securities, at the time of inception, PhillipCapital has an integrated financial house with a global presence that offers a full range of quality and innovative services to retail and high net worth individuals, family offices, corporate and institutional customers.

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Assets Under Custody/Management worldwide USD 33 Billion

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Shareholder‟s funds in excess of USD 1 Billion

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Over 1 Million clients worldwide

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Products & Services

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You can Trade the World Markets with us •

America

 US (CME, CBOT, COMEX, NYMEX, KCBOT, ICE US, ICE US Clear, CFE, OCC, DME)  Canada (TSX)

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Europe

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UK (LSE) France, Netherlands, Portugal, Belgium (Euronext Paris / Amsterdam / Lisbon / Brussels) Germany (Frankfurt Exchange) Turkey (Borsa Istanbul)

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Asia Pacific

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Singapore (SGX, ICE) Malaysia(Bursa) Taiwan(TWSE) Hong Kong(HKEx) Dubai (DGCX)

China(SSE,SZSE) Korea(KSE) Philippines(PSE) Indonesia(IDX)

Japan(TSE) Thailand(SET) Sri Lanka(CSE) Australia(ASX)

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Phillip's Online Electronic Mart System (POEMS) ďƒ˜ POEMS Internet POEMS internet allows you to monitor the pulse of leading stock exchanges and trade with ease as you can place your stocks orders from home or office if you have internet connection.

ďƒ˜ TeleBroker Phillip's Telebroker is a 24-Hour, automated shares trading service using any handphone or touch-tone phone. It allows you to trade in SGX and KLSE stocks, with real-time stock quotes and account information.

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Phillip's Online Electronic Mart System (POEMS) ďƒ˜ POEMS Mobile POEMS Mobile unleashes the power to trade anywhere you are at anytime you like. You can now capitalise on global market opportunities, stay on top of your trades with easy access to your positions and the market conditions with streaming prices, real time trading limits and order status.

ďƒ˜ POEMS ProTrader ProTrader equips you with the ability to place advanced order types such as Stop Limit, Contingent and Iceberg, in addition to the normal limit order that is available for trade

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Major Milestones 2009

1981 Forward Contracts

1987 Grand Building Pidemco

1996-2001

2003-2004

POEMS Online POEMS Mobile POEMS ProTrader

CFD, Debt Capital Markets IFS Private Equity UT Wrap

2006 OTC/ T-Bills Japan - REIT

Phillip Futures Sdn Bhd (100%) Japan - FX Malaysia – B2B (Securities) Meltdown reveals Phillip as top broker in Singapore

2013-2014 Thailand - Phillip Life Assurance Cambodia - Hwang DBS Commercial Bank

1975 1984 HK – Securities and Futures Co

1990-1995 KL Commodities HK Commodities London, Australia & Sri Lanka AIB Singapore AIB KL

2002 Corporate Finance Cash Management Housing Loan Mortgage B2B/HNWI Japan - Naruse Sec HK - Managed A/c HK/SG - Global Hub Trading KL – Mutual Fund

2005 FAME & Synergy Korea - D&B China - Phillip Shanghai Japan - Phillip Financial

2008 Investor Hub Shan Road

2010-2012 Indonesia - Phillip Futures USA - Phillip Futures Hak Menkul Kiymetler A.Ş. In Turkey Austock, Australia MF Global India (including MF Global Middle East DMCC, Dubai) Cambodia -Microfinance

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Awards

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Awards

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Awards 2006 1999 Awarded as Best Stock broking Firm 1999 by the Financial Planner / Channel NewsAsia Awarded top SIMEX Clearing Member

2003 No. 1 Equity Asia Pacific Fund Over 5 Years in The Edge-Lipper Singapore Unit Trust Fund Awards 2003

2000 Awarded eBroker of the year by the Arthur Andreson & Consumer Association Awarded Stockbroker of the year by the Financial Planner

POEMS (www.poems.com.sg) ranked as the No. 1 website visited by online users in 2005 and 2006 in the „Business and Finance Stocks and Shares‟ category of Hitwise Singapore Online Performance Award Our PCM funds received several awards from The Edge - Lipper Singapore Funds Awards 2006 and the Standard & Poor‟s Singapore Funds Awards 2006

2005 Best Performing Equity Asia Pacific Fund Over 3 & 5 Years in the Standard & Poor‟s Investment Funds Award Singapore 2004, 2005 & 2006

2014

2010 2008 Our Phillip Growth Fund was “Best Fund over Five Years at The Edge-Lipper Singapore Funds Awards 2008

2007 POEMS ranked as the No. 1 website visited by Internet users in 2007 in the „Business and Finance - Stocks and Shares‟ category of Hitwise Singapore Online Performance Award Our PCM funds received several awards from The Edge Lipper Singapore Funds Awards 2007 and the Standard & Poor‟s Singapore Funds Awards 2007

Our Phillip Asia Pacific Growth Fund is “Top Asia Pacific Equity Fund over 10 Years” at The Edge-Lipper Singapore Funds Awards 2010

2009 Singapore Exchange gives Special Achievement Award to PhillipCapital‟s Chairman

Phillip Securities awarded as Top SGX-ST member 2014 (Structured Warrants) and Top Asean SGX-ST member 2014

2010-2013 Awarded Best Retail Broker 2012, 2011 & 2010 by Securities Investors Association of Singapore (SIAS) Largest CFD Provider 2013, 2012 , 2011 & 2010 by Investment Trends

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About PhillipCapital India •

PhillipCapital India is a part of the PhillipCapital Group of Singapore.

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The securities broking arm in India has been a dominant part of the Indian securities market place in the past decade. The team has experience across market / product segments and with the lineage of PhillipCapital Group, aims to provide efficient solutions to the Indian marketplace for all trading requirements.

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The commodities broking arm in India is one of the pioneering service providers for access to local commodity futures.

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We have worked extensively with institutional clients as well as HNIs and retail clients across asset classes.

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Business Model Client-Driven PhillipCapital experienced professionals are focused on providing the best execution and clearing services to help clients achieve their trading or hedging objectives.

Market Experience Through a global network built over years of hard-won success and a commanding presence on the worldâ€&#x;s major exchanges, PhillipCapital India opens doors to an expansive range of products and services.

Objective Insight With a focus on objective, thought-leading research, PhillipCapital India offers clients practical and timely insight to capitalize on market opportunity.

Trusted Relationship

By cultivating a deep understanding of client needs, our professionals provide a trusted perspective and customized execution and clearing services through the life of our relationship.

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PhillipCapital India Advantage

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Strong local presence and knowledge of key financial markets

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Provide up to date market updates, trading ideas and trade execution

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Offer customized solutions and direct market access to major stock exchanges

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Proven track record in client servicing

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India - Local Business Structure

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India - Market Outreach Equities

Commodities Currency Interest Rate Futures (IRF) Fixed Income

• Cash market: NSE, BSE, MSEI formerly (MCX-SX) • Derivatives: NSE, BSE, MSEI formerly (MCX-SX) • PMS • Algorithmic Trading • Futures market: NCDEX, MCX • Energy Trading: IEX

• Futures market: NSE, BSE, MSEI formerly (MCX-SX)

• Interest rate Futures (IRF):NSE, BSE • NSE, BSE, MSEI formerly (MCX-SX) • OTC- NSCCL,ICDM • Origination/ Placement , Secondary Market

Distribution

• Mutual Funds, IPOs • Bonds, FDs

Depositories

• National Securities Depository Ltd. (NSDL) • Central Depository Services (India) Ltd. (CDSL)

Accounting, Taxation & Advisory Services

• Income Tax • Service Tax • Other Accounting service & Advisory Services

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India ‐ Other Services 

Portfolio Management Services

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Margin Funding

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Depository – NSDL / CDSL

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Distribution products – Mutual Funds / IPO / FD etc.

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Fixed Income

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Loan against shares

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Online Trading Applications

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Securities Lending and Borrowing

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Multi Asset Class Research

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Algo Trading

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Personal Loan

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India ‐ Our Research Inputs 

Large Cap / Mid Cap Fundamental Research – Sector /Company

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Daily Technical Analysis – P‐ACT – PhillipCapital Actionable Trades

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Daily Derivatives Analysis – Path – PhillipCapital Analysis and Trading Highlights

PCODE – PhillipCapital on Derivatives POINT – PhillipCapital Open Interest PSDR – PhillipCapital Stock Delivery Report FTP – Future Turning Point

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Daily Currency Futures Report

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Daily Interest Rate Futures Report

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Daily Commodity Reports

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Intraday and positional trading calls based on technical analysis.

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EK NAYA BHARAT with Honâ€&#x;ble Shri Nitin Gadkari The Naya Bharat with the New Age Infrastructure

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Institutional Equity Events •

We organize large format conferences and sector focused conferences

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Regularly host companies, policy makers, consultants in smaller formats

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Road shows and reverse road shows

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Trading Platforms – Local/Global Markets Trading Platform : Local Markets Product

Platform

Equities

ODIN, Omnesys, DION, FOW, FlexTrade, Greeksoft, NOW, Presto, Trade Express

Commodity Derivatives

ODIN, Omnesys, DION,TWS,Trade Express

Currency Derivatives

ODIN, Omnesys, DION, Trade Express

Interest Rate Futures

ODIN, Omnesys, DION, Trade Express

Power

TWS

Trading Platform : Global Markets Product

Platform

Equities

POEMS, RTS Realtime Systems, POEMS Professional

Commodity Derivatives

POEMS, RTS Realtime Systems, POEMS Professional, Phillip TT

Currency Derivatives

POEMS, RTS Realtime Systems, POEMS Professional, Phillip TT

Spot Forex and Bullion

POEMS, M Trader, Phillip FXTrader, Phillip fx365

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Mobile app

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Talk to us. Talk to Phillip.

PhillipCapital (India) Pvt. Ltd No.1, 18th Floor, Urmi Estate, 95 Ganpatrao Kadam Marg, Lower Parel West, Mumbai 400 013 Tel No: + 91 22 24831919 Toll Free : 1800-221-331 Email: contact@phillipcapital.in

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Disclaimer Risk of loss in trading/investment can be substantial and even more than the amount / margin given by you.

Investment in securities market are subject to market risks, you are requested to read all the related documents carefully before investing. You should carefully consider whether trading/investment is appropriate for you in light of your experience, objectives, financial resources and other relevant circumstances. PhillipCapital and any of its employees, directors, associates, group entities, or affiliates shall not be liable for losses, if any, incurred by you.

You are further cautioned that trading/investments in financial markets are subject to market risks and are advised to seek independent third party trading/investment advice outside PhillipCapital/group/associates/ affiliates/ directors/employees before and during your trading/investment. There is no guarantee/assurance as to returns or profits or capital protection or appreciation. PhillipCapital and any of its employees, directors, associates, and/or employees, directors, associates of PhillipCapitalâ€&#x;s group entities or affiliates is not inducing you for trading/investing in the financial market(s). Trading/Investment decision is your sole responsibility. You must also read the Risk Disclosure Document and Doâ€&#x;s and Donâ€&#x;ts before investing.

Kindly note that past performance is not necessarily a guide to future performance.

For detailed Disclaimer, please visit our website www.phillipcapital.in

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