Regulation & Compliance
ABC Independent Financial Advisers Ltd Annual Audit Report FSA Ref: 999999
Date:
Month_Year
Prepared for:
Mr. J. Davies & Mr. J. Brown ABC Independent Financial Advisers Ltd
Prepared By:
ATEB Business Solutions Ltd (Compliance & Business Consultants)
This audit was carried out and completed at the firm’s office at Firm_Address. Wherever possible we have examined “working papers” as evidence for our report and logged details of this accordingly. Where we have been unable to see evidence of working documents our comments will reflect this and where it is felt necessary appropriate courses of action will have been recommended.
A member of the Association of Professional Compliance Consultants Registered Office: Reg_Address Tel: (0191) 2854938 Fax: (0191) 2854938 Email: info@atebconsulting.co.uk ATEB Consulting is a trading style of ATEB Business Solutions Limited Registered in England & Wales Reg. No. 5011108 VAT Registration: 755 927 776