THE RECORDKEEPERS
NAPA FIRM PARTNERS
ASCENSUS
AMERITAS
DRESHER, PA • ASCENSUS.COM
LINCOLN, NE • AMERITAS.COM/RP
KEY CONTACTS
KEY CONTACTS
John Burke • 504.427.8594 • jburke@ameritas.com Andrew Gunning • 513.674.5294 • andrew.gunning@ameritas.com Nicholle Taylor • 800.745.9995 • nicholle.taylor@ameritas.com John McCarthy • 800.745.9995 • john.mccarthy@ameritas.com
Jason Crane • 215.648.5351 • Jason.Crane@ascensus.com Anthony Bologna • 215.648.5547 • Anthony.Bologna@ascensus.com Rick Irace • 215.648.8497 • Rick.Irace@ascensus.com Bob Zieser • 215.648.5411 • Bob.Zieser@ascensus.com
FIRM PROFILE
FIRM PROFILE
Ameritas believes that every business should be able to offer its employees a retirement plan as part o its benefit package. We ant to help people achieve their financial goals or retirement. o y helping you design a plan that fits your business, by providing you ith a team of associates to support your plan and by helping educate your employees about the value of saving for retirement. Ameritas is helping business owners and their employees plan and prepare for a more rewarding retirement.
Ascensus delivers technology and expertise to help millions of people save for what matters most—retirement, education, and healthcare. Our award-winning service culture and open-architecture platform give advisors the freedom to build plans that they can present to clients with confidence. rom pre sales support through closing, scensus is proud to offer unparalleled choice and a commitment to advisors’ success. Check out our cost comparison tool at https://www.alwayshaveaplan. com/pricingcalculator.html.
PRIMARY MARKET(S) SERVED
PRIMARY MARKET(S) SERVED
Micro [< $1 million] • Small [$1-$10 million]
Micro [< $1 million] • Small [$1-$10 million] • Mid [$10-$100 million]
NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
NO. OF PLANS/PARTICIPANTS SERVED BY TYPE
As of 6/30/18 401(k) ......................................................................................6,207 / 125,145 403(b) ................................................................................................. 28 / 938 457 ..................................................................................................110 / 2,487 Cash Balance ....................................................................................101 / 299 Money Purchase ..........................................................................104 / 5,489
As of 6/30/18 401(k) ................................................................................ 53,053 / 1,768,523 403(b) .......................................................................................... 893 / 95,333 457 .................................................................................................185 / 9,008 Cash Balance ........................................................................... 1,907 / 27,396 Defined enefit Traditional .................................................3,487 / 43,831 Money Purchase ........................................................................ 292 / 12,988 NQDC .............................................................................................42 / 1,632 Other ...................................................................................... 6,787 / 230,651
PLANS BY CHANNEL [DIRECT/ADVISOR]
0 / 6,550
PLATFORMS USED I
un ard Omni
, Matri and T
PLANS BY CHANNEL [DIRECT/ADVISOR]
Data
0 / 66,646
ASSET ALLOCATION FUNDS
PLATFORMS USED
Vanguard, Stadion
Proprietary platform, Ascensus Recordkeeping System (ARK)
ADVISOR SUPPORT SERVICES
ternal Wholesalers ternal Wholesalers Internal Wholesalers Internal Wholesalers
ASSET ALLOCATION FUNDS
ocused on dvisors ............................................24 ocused on Institutional ......................................... 2 ocused on dvisors ...............................................11 ocused on Institutional ...........................................1
TD Outside TD isk Outside
ADVISOR SUPPORT SERVICES
ternal Wholesalers ocused on dvisors ............................................20 Internal Wholesalers ocused on dvisors ..............................................20
Compliance upport, lan enchmarking, Target Date valuation Tools,Training or DC lan ales ervice, Investment Committee Meetings
Compliance upport, enchmarking, DC ales ervice Training, and more
PARTICIPANT SUPPORT SERVICES
PARTICIPANT SUPPORT SERVICES
In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances, Smartphone Transaction ccess or articipants
Rollover Services, Call Center Support, Smartphone Access to articipant alances and Transactions, and more
PLAN SPONSOR SERVICE(S) AVAILABLE
Industry eading I Team, inancial Wellness, Consultative ervice Model, Integrated Trust ervices, orm 5500 rep, lan ealth Report, and more
PLAN SPONSOR SERVICE(S) AVAILABLE
lan Design, Compliance, a e arbor 401 k , ecordkeeping, articipant ee Disclosure, nnual lan evie , iduciary ssistance Tools, ecure ccount 24 , Investment ervices, mart lan
Other Services: Elite Advisor Program offers dedicated service to advisors ho meet plan sales requirements e ibility to ork ith T on a recordkeeping-only basis 52
NAPA BLACK BOOK
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s
2018
11/27/18 9:31 AM