Exhibits P-S to Siegel Declaration Filed in Weeks v. Matrix Absence Management

Page 1

8/12/2020

Licensee Lookup Summary

Jurisdiction: Alabama

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Adjuster

Active

12/16/2019

01/01/2020

12/31/2021

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Fax Phone

(602) 866-9707

Business Email

matrixlicensing@matrixcos.com

Business Primary Phone

(800) 866-2301

License Information License Type: Adjuster License Number: 3000257193

License Status: Active

Status Date: 12/16/2019

First Active Date: 03/13/2018

Effective Date: 01/01/2020

Expiration Date: 12/31/2021

Legacy License ID:

Line Of Authority Line Name

Qualification

Property & Casualty (incl WC & Crop)

Not Applicable

School Code

Exam/Cert Date

Line Status

Status Date

Effective Date

03/13/2018

Approved

12/16/2019

03/13/2018

DBA/Trade Name No results found.

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

KIMBERLY SMITH

246578

3599516

Adjuster

Active

Florida

03/13/2018

Appointments No results found.

Relationships No results found.

Owners, Partners, Officers and Directors Name

Designation

MICHAEL ASKINS

SVP FINANCE

Pct Owned

Owner No

Status Date

Start Date 03/13/2018

GLENN PEIRCE

VP, FINANCE AND TREASURER

No

03/13/2018

DONALD SHERMAN

DIRECTOR

No

03/13/2018

CHRISTOPHER FAZZINI

DIRECTOR

No

03/13/2018

KENNETH COPE

PRESIDENT AND CEO

No

03/13/2018

GORDON SMITH

VP AND CIO

No

03/13/2018

SUZANNE WILSON

VP AND SECRETARY

No

03/13/2018

CHARLES DENARO

VP AND GENERAL COUNSEL

No

03/13/2018

Business Entity Affiliations

 NPN

Name

Related License #

Related License Type

Effective Date

1231996

STEVEN BETTS

3000325537

Adjuster

06/15/2018

Branch Office Information No results found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 1

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/3000257193?jurisdiction=AL&entityType=BE&licenseType=ADJ

1/2


8/12/2020

Licensee Lookup Summary

Jurisdiction: Alaska

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Independent Adjuster

Active

10/01/2018

12/04/2018

12/03/2020

Third Party Administrator

Active

10/01/2018

12/04/2018

12/03/2020

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(602) 866-2333

Business Email

matrix.licensing@matrixcos.com

Business Fax Phone

(408) 360-9441

Mailing Fax Phone

(602) 866-9707

License Information License Type: Independent Adjuster License Number: 91372

License Status: Active

Status Date: 10/01/2018

First Active Date: 12/03/2010

Effective Date: 12/04/2018

Expiration Date: 12/03/2020

Legacy License ID: 91372

Line Of Authority Line Name

Qualification

Line Status

Status Date

Effective Date

Property

Waiver

School Code

Exam/Cert Date

Approved

09/24/2018

12/03/2010

Casualty

Waiver

Approved

09/24/2018

12/03/2010

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

TONY MYERS

34450

7823560

Independent Adjuster

Active

Oregon

06/26/2017

Owners, Partners, Officers and Directors No results found.

DBA/Trade Name No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 2

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1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Alaska

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Independent Adjuster

Active

10/01/2018

12/04/2018

12/03/2020

Third Party Administrator

Active

10/01/2018

12/04/2018

12/03/2020

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(602) 866-2333

Business Email

matrixlicensing@matrixcos.com

Business Fax Phone

(408) 360-9441

Mailing Fax Phone

(602) 866-9707

License Information License Type: Third Party Administrator License Number: 91372

License Status: Active

Status Date: 10/01/2018

First Active Date: 08/05/2015

Effective Date: 12/04/2018

Expiration Date: 12/03/2020

Legacy License ID:

Line Of Authority Line Name

Qualification

School Code

Health

Exam/Cert Date

Line Status

Status Date

Effective Date

08/05/2015

Approved

08/05/2015

08/05/2015

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

TONY MYERS

34450

7823560

Third Party Administrator

Active

Oregon

06/26/2017

Owners, Partners, Officers and Directors No results found.

DBA/Trade Name No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 3

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1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Arizona

Demographics Company Name: MATRIX ABSENCE MANAGEMENT, INC.

Short Name: MATRIX ABS

SBS Company Number: 49206640

NAIC CoCode:

FEIN:

Domicile Type: Foreign

State of Domicile: Delaware

Country of Domicile: United States

NAIC Group Number:

Organization Type: ASSOCIATION

Date of Incorporation:

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2421 W Peoria Avenue, Suite 200 Peoria, AZ 85029

2421 W Peoria Avenue, Suite 200 Peoria, AZ 85029

181 METRO DRIVE, SUITE 300 SAN JOSE, CA 95110

2421 W Peoria Avenue, Suite 200 Peoria, AZ 85029

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Type

Number

Fax Phone

(602) 866-9707

Business Primary Phone

(602) 866-2333

Website

No results found.

No results found.

Company Type Company Type: Life & Health Administrator Status: Active

Status Reason:

Effective Date: 11/10/2009

Legacy State ID: 2453

Status Date: 03/15/2019 Expiration Date: 03/01/2021

Issue Date: 11/10/2009

Approval Date: 01/29/2020

File Date: 01/29/2020

Articles of Incorporation Received: No

Article No:

COA Number:

Line Of Business Line of Business

Citation Type

Life & Health Administrator

Effective Date 11/10/2009

Contact Contact Type

Preferred Name

TREASURER

Name

E-mail

MICHAEL FREDERICKSEN

Phone Business Primary Phone: (408) 360-8370

Address Other 5225 HELLYER AVENUE, STE 210 SAN JOSE, CA United States County 95103

PRESIDENT

SILVIA DAURELLE

Business Primary Phone: (602) 866-2333

Other 2421 W. PEORIA AVE. SUITE 200 PHOENIX, AZ United States County 85029

STATUTORY AGENT

CT Corp System

Other 3800 N Central Ave suite 460 PHOENIX, AZ United States County 85012

VICE PRESIDENT

ROBERT SMITH

Business Primary Phone: (408) 360-8370

Other 4225 HELLYER AVENUE, STE 210 SAN JOSE, CA United States County 95103

Branch Offices Company Merger No results found.

Name Change History No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/49206640?jurisdiction=AZ

Ex. P, p. 4

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Arizona

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: Yes

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Adjuster

Active

02/08/2019

04/01/2019

03/31/2023

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(602) 866-2333

Business Email

debra.harris@matrixcos.com

License Information License Type: Adjuster License Number: 1800013328

License Status: Active

Status Date: 02/08/2019

First Active Date: 03/10/2015

Effective Date: 04/01/2019

Expiration Date: 03/31/2023

Legacy License ID: 1105701

Line Of Authority Line Name

Qualification

Adjuster

Exam

School Code

Exam/Cert Date

Line Status

Status Date

Effective Date

03/10/2015

Approved

02/08/2019

03/10/2015

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

SIMONE GDANSKI-HILTON

1236523

1236523

Adjuster

Active

Texas

Start Date

Owners, Partners, Officers and Directors Show 10

entries

Name

Showing 1 to 10 of 12 entries Designation

Pct Owned

Owner

BERNSTEIN, RICK

No

WILSON, SUZANNE

No

MAY, SANDRA LEE (FP:7/27/15)

No

COPE, KENNETH

No

PIERCE, GLENN

No

STAPLES, DEBRA

No

SHERMAN, DONALD

No

SCHUTZ, WILLIAM

No

DAURELLE, LAWRENCE

No

DENARO, CHARLES

No

Filter

Status Date

First

Start Date

Previous

1

2

Next

Last

Branch Office Information No results found.

DBA/Trade Name No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 5

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1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Arkansas

Licensee Demographics Name: Matrix Absence Management Inc.

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Adjuster

Active

07/23/2020

10/01/2020

09/30/2021

Third Party Administrator

Active

11/01/2019

01/01/2020

12/31/2020

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301

Business Email

matrixlicensing@matrixcos.com

Business Fax Phone

(602) 866-9707

Fax Phone

(602) 866-9707

License Information License Type: Third Party Administrator License Number: 100115128

License Status: Active

Status Date: 11/01/2019

First Active Date: 04/06/2004

Effective Date: 01/01/2020

Expiration Date: 12/31/2020

Legacy License ID: 266660

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Business Entity Affiliations

 NPN

Name

Related License #

Related License Type

Effective Date

7971233

ROBIN KIDDER

7971233

Adjuster

03/07/2018

Owners, Partners, Officers and Directors No results found.

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 6

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1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Arkansas

Licensee Demographics Name: Matrix Absence Management Inc.

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Adjuster

Active

07/23/2020

10/01/2020

09/30/2021

Third Party Administrator

Active

11/01/2019

01/01/2020

12/31/2020

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301

Business Email

matrixlicensing@matrixcos.com

Fax Phone

(602) 866-9707

Business Fax Phone

(602) 866-9707

License Information License Type: Adjuster License Number: 100115128

License Status: Active

Status Date: 07/23/2020

First Active Date: 03/08/2018

Effective Date: 10/01/2020

Expiration Date: 09/30/2021

Legacy License ID:

Line Of Authority Line Name

Qualification

Exam/Cert Date

Line Status

Status Date

Effective Date

Casualty

Reciprocity

School Code

03/08/2018

Approved

07/23/2020

03/08/2018

Workers Compensation

Reciprocity

03/08/2018

Approved

07/23/2020

03/08/2018

Property

Reciprocity

03/08/2018

Approved

07/23/2020

03/08/2018

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

Lee Littrell

1228804

1228804

Adjuster

Active

Texas

03/08/2018

Relationships

 Related License #

Related Licensee Name

Related License Type

Effective Date

1228804

Lee Littrell

Adjuster

07/23/2020

Business Entity Affiliations

 NPN

Name

Related License #

Related License Type

Effective Date

1231996

STEVEN BETTS

1231996

Adjuster

05/25/2018

17369578

SEAN MCGUIRE

17369578

Adjuster

09/11/2018

Owners, Partners, Officers and Directors No results found.

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 7

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/100115128?jurisdiction=AR&entityType=BE&licenseType=ADJ

1/2


8/12/2020

Licensee Lookup Summary

Jurisdiction: Iowa

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Third Party Administrator

Active

05/25/2018

06/27/2018

06/26/2021

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Business Primary Phone

(602) 866-2333 x52087

Business Email

assist@license-support.com

Mailing Fax Phone

(602) 866-9707

No results found.

License Information License Type: Third Party Administrator License Number: 1002253099

License Status: Active

Status Date: 05/25/2018

First Active Date: 06/26/2015

Effective Date: 06/27/2018

Expiration Date: 06/26/2021

Legacy License ID:

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Owners, Partners, Officers and Directors No results found.

Relationships No results found.

DBA/Trade Name No results found.

Business Entity Affiliations No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 8

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/1002253099?jurisdiction=IA&entityType=BE&licenseType=TPA

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Illinois

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: California

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

THIRD PARTY ADMINISTRATOR

Active

05/06/2020

06/10/2020

06/09/2021

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Mailing Primary Phone

(602) 866-2333

Business Email

DEBRA.HARRIS@matrixcos.com

Business Primary Phone

(602) 866-2301

No results found.

License Information License Type: THIRD PARTY ADMINISTRATOR License Number: 100318747

License Status: Active

Status Date: 05/06/2020

First Active Date: 06/09/1998

Effective Date: 06/10/2020

Expiration Date: 06/09/2021

Legacy License ID:

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Business Entity Affiliations No results found.

Owners, Partners, Officers and Directors No results found.

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 9

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/100318747?jurisdiction=IL&entityType=BE&licenseType=TPA

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Maryland

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: Matrix Absence Management Inc

NPN: 3486051

Domicile State: California

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Third Party Administrator

Active

07/01/2019

07/01/2019

06/30/2021

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301

Business Email

matrix.licensing@matrixcos.com

Fax Phone

(602) 866-9707

No results found.

License Information License Type: Third Party Administrator License Number: 150593

License Status: Active

Status Date: 07/01/2019

First Active Date: 12/15/2000

Effective Date: 07/01/2019

Expiration Date: 06/30/2021

Legacy License ID: 150593

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Business Entity Affiliations No results found.

Owners, Partners, Officers and Directors Show 10

Showing 1 to 10 of 13 entries

entries

Pct Owned

Filter

Name

Designation

KENNETH FLOYD COPE

Owner,CEO

No

05/06/2013

WILLIAM MORGAN SCHUTZ

CHIEF OPERATING OFF

No

06/11/2013

GORDON PATRICK SMITH

Officers,VP/CHIEF INFO OFFICE

No

06/11/2013

KENNETH COPE

DIRECTOR

No

04/21/2017

04/21/2017

DONALD SHERMAN

DIRECTOR

No

04/21/2017

04/21/2017

SUZANNE WILSON

VICE PRESIDENT & SECRETARY

No

04/21/2017

04/21/2017

CHRISTOPHER FAZZZINI

DIRECTOR

No

04/21/2017

04/21/2017

GORDON P. SMITH

VICE PRESIDENT & CHIEF INFORMATION OFFICER

No

04/21/2017

04/21/2017

GLENN PIERCE

VICE PRESIDENT & TREASURER

No

04/21/2017

04/21/2017

No

03/15/2017

03/15/2017

MICHAEL ASKINS

Owner

First

Status Date

Previous

Start Date

1

2

Next

Last

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 10

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1/2


8/12/2020

Licensee Lookup Summary

Jurisdiction: Delaware

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

ADJUSTER

Active

12/17/2018

03/01/2019

02/28/2021

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Fax Phone

(602) 866-9707

Business Email

debra.harris@matrixcos.com

Business Primary Phone

(602) 866-2333

License Information License Type: ADJUSTER License Number: 3000253724

License Status: Active

Status Date: 12/17/2018

First Active Date: 03/08/2018

Effective Date: 03/01/2019

Expiration Date: 02/28/2021

Legacy License ID:

Line Of Authority No results found.

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

STEVEN BETTS

3000312104

1231996

ADJUSTER

Active

Texas

07/06/2018

Relationships No results found.

Business Entity Affiliations

 NPN

Name

Related License #

Related License Type

Effective Date

1231996

STEVEN BETTS

3000312104

ADJUSTER

05/29/2018

17369578

SEAN MCGUIRE

3000383518

ADJUSTER

09/11/2018

Owners, Partners, Officers and Directors Name

Designation

GORDON SMITH

VP AND CIO

Pct Owned

Owner No

Status Date

Start Date 03/08/2018

CHRISTOPHER FAZZINI

DIRECTOR

No

03/08/2018

MICHAEL ASKINS

SVP FINANCE

No

03/08/2018

KENNETH COPE

PRESIDENT AND CEO

No

03/08/2018

SUZANNE WILSON

VP AND SECRETARY

No

03/08/2018

DONALD SHERMAN

DIRECTOR

No

03/08/2018

GLENN PEIRCE

VP, FINANCE AND TREASURER

No

03/08/2018

CHARLES DENARO

VP AND GENERAL COUNSEL

No

03/08/2018

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 11

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/3000253724?jurisdiction=DE&entityType=BE&licenseType=04

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8/12/2020

Company Lookup Summary

Jurisdiction: Missouri

Demographics Company Name: MATRIX ABSENCE MANAGEMENT INC

Short Name:

SBS Company Number: 104348832

NAIC CoCode:

FEIN:

Domicile Type: Foreign

State of Domicile: Delaware

Country of Domicile: United States

NAIC Group Number:

Organization Type: Corporation

Date of Incorporation: 12/07/2006

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

Attn: Silvia Lee 2421 W PEORIA AVE SUITE 200

Attn: Silvia Lee 2421 W PEORIA AVE SUITE 200

Attn: Silvia Lee 2421 W PEORIA AVE SUITE 200

Attn: Silvia Lee 2421 W PEORIA AVE SUITE 200

PHOENIX, AZ 85029 United States

PHOENIX, AZ 85029 United States

PHOENIX, AZ 85029 United States

PHOENIX, AZ 85029 United States

Phone, Email, Website Phone

Email

Type

Number

Business Primary Phone

(602) 866-2333

Mailing Primary Phone

(602) 866-2333

Statutory Home Office Primary Phone

(602) 866-2333

Main Admin Office Primary Phone

(602) 866-2333

Website

No results found.

No results found.

Company Type Company Type: Third Party Administrator (Ch 376.1075 - 376.1095 RSMo) Status: Active

Status Reason:

Status Date: 05/15/2009

Effective Date: 05/13/2009

Legacy State ID: 426009

Expiration Date: 07/01/2021

Issue Date: 05/13/2009

Approval Date: 05/15/2009

File Date: 05/15/2009

Articles of Incorporation Received: No

Article No:

COA Number:

Line Of Business No results found.

Contact No results found.

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

MATRIX ABSENCE MANAGEMENT INC

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 12

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/104348832?jurisdiction=MO

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Montana

Demographics Company Name: MATRIX ABSENCE MANAGEMENT, INC.

Short Name:

SBS Company Number: 29181531

NAIC CoCode:

FEIN: 77-0493584

Domicile Type: Foreign

State of Domicile: Delaware

Country of Domicile: United States

NAIC Group Number:

Organization Type: Corporation

Date of Incorporation: 06/29/1998

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

THE CORPORATION TRUST COMPANY 1209 ORANGE STREET

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

United States

United States

WILMINGTON, DE 19801 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

Fax Phone

(602) 866-9707

Main Admin Office Email DEBRA.HARRIS@MATRIXCOS.COM

E-mail

Toll Free Phone

(800) 866-2301

Email

Business Primary Phone

(800) 866-2301 x54091

Mailing Primary Phone

(602) 866-2333 x52087

No results found.

MATRIX.LICENSING@MATRIXCOS.COM

Company Type Company Type: Third Party Administrator Status: Active

Status Reason:

Status Date: 12/21/2015

Effective Date: 12/21/2015

Legacy State ID: 378054

Expiration Date:

Issue Date: 12/21/2015

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number: 562

Appointments No results found.

Line Of Business No results found.

Contact Contact Type

Preferred Name

Other

Name

E-mail

DEBRA HARRIS

Phone Toll Free Phone: (800) 866-2301

Address Mailing Address 2421 W PEORIA AVE STE 200 PHOENIX, AZ United States County 85029

Branch Offices Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

MATRIX ABSENCE MANAGEMENT, INC.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 13

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/29181531?jurisdiction=MT

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: North Dakota

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Third-Party Administrator

Active

02/01/2020

05/01/2020

04/30/2021

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Business Primary Phone

(800) 866-2301

Business Email

matrixlicensing@matrixcos.com

Business URL

WWW.MATRIXCOS.COM

Business Fax Phone

(602) 866-9707

Fax Phone

(602) 866-9707

License Information License Type: Third-Party Administrator License Number: 2000144683

License Status: Active

Status Date: 02/01/2020

First Active Date: 06/19/2015

Effective Date: 05/01/2020

Expiration Date: 04/30/2021

Legacy License ID:

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found.

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 14

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/2000144683?jurisdiction=ND&entityType=BE&licenseType=TPA

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Nebraska

Demographics Company Name: MATRIX ABSENCE MANAGEMENT, INC.

Short Name:

SBS Company Number: 59227278

NAIC CoCode:

FEIN: 77-0493584

Domicile Type: Foreign

State of Domicile: California

Country of Domicile: United States

NAIC Group Number:

Organization Type: Other

Date of Incorporation: 07/01/1998

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2421 W. PEORIA AVE, STE #200 PHOENIX, AZ 85029

2421 W. PEORIA AVE, STE #200 PHOENIX, AZ 85029

Not Available Not Available, UN 99999

2421 W. PEORIA AVE, STE #200 PHOENIX, AZ 85029

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Type

Number

Business Primary Phone

(602) 866-2323

Mailing Primary Phone

(602) 866-2323

Main Admin Office Primary Phone

(602) 866-2323

Website

No results found.

No results found.

Company Type Company Type: Third Party Administrators Status: Active

Status Reason:

Status Date: 03/06/2009

Effective Date: 03/06/2009

Legacy State ID: 151964

Expiration Date:

Issue Date: 03/06/2009

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments No results found.

Line Of Business No results found.

Contact No results found.

Branch Offices Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

MATRIX ABSENCE MANAGEMENT, INC.

03/06/2009

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 15

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/59227278?jurisdiction=NE

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: New Hampshire

Demographics Company Name: MATRIX ABSENCE MANAGEMENT, INC.

Short Name: MATRIX ABSENCE MANAGEMENT INC

SBS Company Number: 89278926

NAIC CoCode:

FEIN:

Domicile Type: Foreign

State of Domicile: Delaware

Country of Domicile: United States

NAIC Group Number:

Organization Type: N/A

Date of Incorporation:

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

181 METRO DRIVE, SUITE 300 SAN JOSE, CA 95110

2421 W. PEORIA AVENUE, STE 200 PHOENIX, AZ 85029

181 METRO DRIVE, SUITE 300 SAN JOSE, CA 95110

181 METRO DRIVE, SUITE 300 SAN JOSE, CA 95110

United States

United States

United States

United States

Phone, Email, Website Phone

Email

No results found.

Website

Type

E-mail

Business Email

DEBRA.HARRIS@matrixcos.com

Main Admin Office Email

DEBRA.HARRIS@matrixcos.com

Mailing Email

debra.harris@matrixcos.com

Statutory Home Office Email

DEBRA.HARRIS@matrixcos.com

No results found.

Company Type Company Type: Third Party Administrator -Licensed Status: Active

Status Reason:

Status Date: 12/02/2014

Effective Date: 12/02/2014

Legacy State ID: 104577

Expiration Date: 06/14/2021

Issue Date: 09/29/2009

Approval Date: 12/02/2014

File Date: 12/02/2014

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments No results found.

Line Of Business Line of Business

Citation Type

Effective Date

TPA -Approved

402-H - TPA -Licensed & Approved

12/02/2014

Contact No results found.

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

MATRIX ABSENCE MANAGEMENT, INC.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 16

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/89278926?jurisdiction=NH

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: New Mexico

Licensee Demographics Name: Matrix Absence Management, Inc.

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Independent Adjuster

Active

02/07/2019

05/01/2019

04/30/2021

Third Party Admin

Active

02/04/2020

05/01/2020

04/30/2022

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301

Business Email

matrixlicensing@matrixcos.com

Fax Phone

(602) 866-9707

License Information License Type: Third Party Admin License Number: 1800003162

License Status: Active

Status Date: 02/04/2020

First Active Date: 03/04/2009

Effective Date: 05/01/2020

Expiration Date: 04/30/2022

Legacy License ID: 550765

Line Of Authority Line Name

Qualification

Casualty

Exam

School Code

Exam/Cert Date

Line Status

Status Date

Effective Date

Approved

02/04/2020

04/27/2017

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Business Entity Affiliations No results found.

Owners, Partners, Officers and Directors Name

Designation

Christopher Fazzini

Director

Pct Owned

Owner No

Status Date

Start Date 09/18/2017

Donald Sherman

Director

No

09/18/2017

Kenneth Cope

President/CEO

No

09/18/2017

Glenn Pierce

VP, FINANCE AND TREASURER

No

09/18/2017

Suzanne Wilson

VP, Secretary

No

09/18/2017

Michael Askins

SVP, Finance

No

09/18/2017

Charles Denaro

VP, General Counsel

No

09/18/2017

Gordon Smith

VP and CIO

No

09/18/2017

Branch Office Information No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 17

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/1800003162?jurisdiction=NM&entityType=BE&licenseType=TPA

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Oklahoma

Demographics Company Name: MATRIX ABSENCE MANAGEMENT, INC.

Short Name:

SBS Company Number: 44200444

NAIC CoCode:

FEIN: 77-0493584

Domicile Type: Foreign

State of Domicile: Arizona

Country of Domicile: United States

NAIC Group Number:

Organization Type: Corporation

Date of Incorporation:

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301 x54091

Business Email

matrix.licensing@matrixcos.com

No results found.

Company Type Company Type: Third Party Administrator Status: Active

Status Reason:

Status Date: 11/22/2016

Effective Date: 12/01/2016

Legacy State ID: 863742

Expiration Date: 11/30/2020

Issue Date: 11/27/2000

Approval Date:

File Date: 11/27/2000

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments No results found.

Line Of Business No results found.

Contact No results found.

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

MATRIX ABSENCE MGMT.,INC. MATRIX ABSENCE MGMT.,INC.

MATRIX ABSENCE MANAGMENT, INC.

11/14/2017

MATRIX ABSENCE MANAGMENT, INC.

MATRIX ABSENCE MANAGEMENT, INC.

09/18/2018

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 18

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/44200444?jurisdiction=OK

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Oklahoma

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Adjuster

Active

03/31/2020

06/01/2020

05/31/2022

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301

Business Email

matrixlicensing@matrixcos.com

Fax Phone

(602) 866-9707

License Information License Type: Adjuster License Number: 3000296350

License Status: Active

Status Date: 03/31/2020

First Active Date: 05/04/2018

Effective Date: 06/01/2020

Expiration Date: 05/31/2022

Legacy License ID:

Line Of Authority Line Name

Qualification

Exam/Cert Date

Line Status

Status Date

Effective Date

Property

Reciprocity

School Code

05/04/2018

Approved

03/31/2020

05/04/2018

Casualty

Reciprocity

05/04/2018

Approved

03/31/2020

05/04/2018

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

STEVEN BETTS

3000310933

1231996

Adjuster

Active

Texas

06/19/2018

Relationships No results found.

Owners, Partners, Officers and Directors Name

Designation

Pct Owned

DONALD SHERMAN

DIRECTOR

No

05/04/2018

CHARLES DENARO

VP AND GENERAL COUNSEL

No

05/04/2018

GORDON SMITH

VP AND CIO

No

05/04/2018

GLENN PEIRCE

VP, FINANCE AND TREASURER

No

05/04/2018

KENNETH COPE

PRESIDENT AND CEO

No

05/04/2018

SUZANNE WILSON

VP AND SECRETARY

No

05/04/2018

CHRISTOPHER FAZZINI

DIRECTOR

No

05/04/2018

MICHAEL ASKINS

SVP FINANCE

No

05/04/2018

Delphi Financial Group, Inc.

Owner

Yes

05/04/2018

100

Owner

Status Date

Start Date

Branch Office Information No results found.

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 19

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/3000296350?jurisdiction=OK&entityType=BE&licenseType=ADJ

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Oregon

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Adjuster

Active

11/15/2019

02/01/2020

01/31/2022

Third Party Administrator

Active

03/26/2020

05/01/2020

04/30/2022

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(602) 866-2333

Business Email

matrixlicensing@matrixcos.com

Mailing Primary Phone

(602) 866-2333

Mailing Fax Phone

(602) 866-9707

Fax Phone

(602) 866-9707

License Information License Type: Third Party Administrator License Number: 100161250

License Status: Active

Status Date: 03/26/2020

First Active Date: 04/28/2000

Effective Date: 05/01/2020

Expiration Date: 04/30/2022

Legacy License ID: 811492

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Business Entity Affiliations No results found.

Owners, Partners, Officers and Directors Name

Designation

Kenneth Cope Glenn Pierce

Pct Owned

Owner

Status Date

Start Date

President & CEO

No

08/16/2017

08/15/2017

VP Finance & Treasurer

No

08/16/2017

08/15/2017

Gordon P Smith

VP & CIO

No

08/16/2017

08/15/2017

Michael Askins

SVP Finance

No

08/16/2017

08/15/2017

Suzanne wilson

VP & Secretary

No

08/16/2017

08/15/2017

Charles T Denaro

VP & General Counsel

No

08/16/2017

08/15/2017

Branch Office Information No results found.

DBA/Trade Name No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 20

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/100161250?jurisdiction=OR&entityType=BE&licenseType=TPA

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Rhode Island

Licensee Demographics Name: Matrix Absence Management, Inc

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Company/Independent Adjuster

Active

03/25/2020

06/01/2020

05/31/2022

Claim Adjusters

State No Longer Issues License Type

07/12/2007

09/01/2007

05/31/2009

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Fax Phone

(602) 866-9707

Business Email

matrixlicensing@matrixcos.com

Business Primary Phone

(800) 866-2301

License Information License Type: Company/Independent Adjuster License Number: 2030529

License Status: Active

Status Date: 03/25/2020

First Active Date: 05/26/2006

Effective Date: 06/01/2020

Expiration Date: 05/31/2022

Legacy License ID:

Line Of Authority Line Name

Qualification

School Code

Property/Casualty

Letter of Certification

Exam/Cert Date

Line Status

Status Date

Effective Date

03/29/2018

Approved

03/25/2020

03/29/2018

Designated Responsible Licensed Producer Name

License #

NPN

License Class

License Status

Resident State

Start Date

STEVEN BETTS

3000312243

1231996

Company/Independent Adjuster

Active

Texas

06/14/2018

Relationships No results found.

Business Entity Affiliations

 NPN

Name

Related License #

Related License Type

Effective Date

1231996

STEVEN BETTS

3000312243

Company/Independent Adjuster

05/29/2018

17369578

SEAN MCGUIRE

3000383195

Company/Independent Adjuster

09/11/2018

Owners, Partners, Officers and Directors No results found.

Branch Office Information No results found.

DBA/Trade Name No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 21

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/2030529?jurisdiction=RI&entityType=BE&licenseType=CAJ

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: South Carolina

This document may serve in lieu of a Letter of Certification or Clearance

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT, INC.

NPN: 3486051

Domicile State: California

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Third Party Administrator

Active

02/06/2020

03/02/2020

03/01/2021

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Fax Phone

(317) 554-4375

Business Email

matrixlicensing@matrixcos.com

Business Primary Phone

(800) 866-2301 x54091

Business Toll Free Phone

(800) 980-1006

Fax Phone

(602) 866-9707

License Information License Type: Third Party Administrator License Number: 1900767098

License Status: Active

Status Date: 02/06/2020

First Active Date: 03/09/2011

Effective Date: 03/02/2020

Expiration Date: 03/01/2021

Legacy License ID: 166739

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Owners, Partners, Officers and Directors Name

Designation

Gordon P Smith Glenn Pierce

Pct Owned

Owner

Status Date

Start Date

VP / Chief Information Officer

No

03/26/2019

03/26/2019

Vice President & Treasurer

No

03/26/2019

03/26/2019

Charles T Denaro

Vice President & General Counsel

No

03/26/2019

03/26/2019

Michael Askins

VP & CFO

No

03/26/2019

03/26/2019

Kenneth Cope

President and CEO

No

03/26/2019

03/26/2019

Suzanne Wilson

Vice President and Secretary

No

03/26/2019

03/26/2019

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 22

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/1900767098?jurisdiction=SC&entityType=BE&licenseType=TPA

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: South Carolina

This document may serve in lieu of a Letter of Certification or Clearance

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT, INC.

NPN: 3486051

Domicile State: California

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Third Party Administrator

Active

02/06/2020

03/02/2020

03/01/2021

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Fax Phone

(317) 554-4375

Business Email

matrixlicensing@matrixcos.com

Business Primary Phone

(800) 866-2301 x54091

Business Toll Free Phone

(800) 980-1006

Fax Phone

(602) 866-9707

License Information License Type: Third Party Administrator License Number: 1900767098

License Status: Active

Status Date: 02/06/2020

First Active Date: 03/09/2011

Effective Date: 03/02/2020

Expiration Date: 03/01/2021

Legacy License ID: 166739

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Owners, Partners, Officers and Directors Name

Designation

Gordon P Smith Glenn Pierce

Pct Owned

Owner

Status Date

Start Date

VP / Chief Information Officer

No

03/26/2019

03/26/2019

Vice President & Treasurer

No

03/26/2019

03/26/2019

Charles T Denaro

Vice President & General Counsel

No

03/26/2019

03/26/2019

Michael Askins

VP & CFO

No

03/26/2019

03/26/2019

Kenneth Cope

President and CEO

No

03/26/2019

03/26/2019

Suzanne Wilson

Vice President and Secretary

No

03/26/2019

03/26/2019

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 23

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/1900767098?jurisdiction=SC&entityType=BE&licenseType=TPA

1/1


8/12/2020

Licensee Lookup Summary

Jurisdiction: Wisconsin

This document may serve in lieu of a Letter of Certification.

Licensee Demographics Name: MATRIX ABSENCE MANAGEMENT INC

NPN: 3486051

Domicile State: Arizona

Domicile Country: United States

Resident?: No

Business Address: PHOENIX, AZ 85029

License Quick View License Class

License Status

Status Date

Effective Date

Expiration Date

Employee Benefit Plan Administrator

Active

07/14/2020

08/02/2020

08/01/2021

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(800) 866-2301

Business Email

matrixlicensing@matrixcos.com

Fax Phone

(602) 866-9707

License Information License Type: Employee Benefit Plan Administrator License Number: 100198956

License Status: Active

Status Date: 07/14/2020

First Active Date: 07/30/2015

Effective Date: 08/02/2020

Expiration Date: 08/01/2021

Legacy License ID: 104498

Line Of Authority No results found.

Designated Responsible Licensed Producer No results found.

Relationships No results found.

Owners, Partners, Officers and Directors Name

Designation

Glenn Pierce

OPOD

Pct Owned

Owner No

Status Date

Start Date 07/24/2015

Kenneth Cope

OPOD

No

07/24/2015

Branch Office Information Branch Office Number 1

Name Wilson, Suzanne

Effective Status Date Active 07/24/2015

Address

Phone

2421 W Peoria Ave Ste 200 Phoenix, AZ 85029,2421 W Peoria Ave Ste 200

Business Fax Phone: (602) 866-9707 Business Primary Phone: (800) 8662301 Mailing Fax Phone: (602) 866-9707

Email

Website

Business Email: suzanne.wilson@matrixcos.com Mailing Email: suzanne.wilson@matrixcos.com

Mailing Primary Phone: (800) 866-2301

DBA/Trade Name No results found.

Appointments No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 24

https://sbs.naic.org/solar-external-lookup/lookup/licensee/summary/100198956?jurisdiction=WI&entityType=BE&licenseType=EPA

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: West Virginia

Demographics Company Name: Matrix Absence Management, Inc.

Short Name:

SBS Company Number: 109407710

NAIC CoCode:

FEIN: 77-0493584

Domicile Type: Foreign

State of Domicile: Delaware

Country of Domicile: United States

NAIC Group Number:

Organization Type: Corporation

Date of Incorporation: 05/11/2006

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

2421 W PEORIA AVE STE 200 PHOENIX, AZ 85029

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Type

Number

Business Primary Phone

(602) 866-2333

Mailing Primary Phone

(602) 866-2333

Statutory Home Office Primary Phone

(602) 866-2333

Main Admin Office Primary Phone

(602) 866-2333

Website

No results found.

No results found.

Company Type Company Type: Third Party Administrator (Non-Resident) Status: Active

Status Reason: Allowed to do Business

Status Date: 09/12/2019

Effective Date: 08/30/2019

Legacy State ID: 289914

Expiration Date: 10/31/2020

Issue Date: 05/06/2009

Approval Date: 05/06/2009

File Date: 05/06/2009

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments No results found.

Line Of Business Line of Business

Citation Type

Effective Date

Third Party Administrator - Article 46

Third Party Administrator - Article 46

05/26/2009

Contact Contact Type

Preferred Name

Primary Home Contact

Complaint

Name

E-mail

Phone

KENNETH COPE

KENNETH COPE

Address

Business Primary Phone: (408) 360-8370

Other

Fax Phone: (408) 360-9441

181 METRO DR STE 300

Business Primary Phone: (408) 360-8370

Other 181 METRO DR STE 300

Fax Phone: (408) 360-9441

SAN JOSE, CA United States County 95110

SAN JOSE, CA United States County 95110

Primary Mailing Contact

SILVIA LEE

Business Email: silvia.lee@matrixcos.com

Business Primary Phone: (602) 866-2333

Other 2421 W PEORIA AVE STE 200 PHOENIX, AZ United States County 85029

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

MATRIX ABSENCE MANAGEMENT, INC. MATRIX ABSENCE MANAGEMENT, INC.

Matrix Absence Management, Inc.

10/06/2017

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. P, p. 25

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/109407710?jurisdiction=WV

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Alabama

Demographics Company Name: RELIANCE STANDARD LIFE INS CO

Short Name:

SBS Company Number: 74244928

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: NOT APPLICABLE

Date of Incorporation: 04/02/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2001 Market Street Suite 1500

2001 Market Street Suite 1500

111 South Wacker Drive Suite 4400

2001 Market Street Suite 1500

Philadelphia, PA 19103 United States

Philadelphia, PA 19103 United States

Chicago, IL 60606-4410 United States

Philadelphia, PA 19103 United States

Phone, Email, Website Phone

Email

Type

Number

Business Primary Phone

(800) 351-7500

Business Toll Free Phone

(267) 256-3500

Mailing Primary Phone

(800) 351-7500

Main Admin Office Primary Phone

(800) 351-7500

Main Admin Office Toll Free Phone

(267) 256-3664

Website

No results found.

No results found.

Company Type Company Type: Life & Health Status: Active

Status Reason:

Status Date: 05/21/1968

Effective Date: 05/21/1968

Legacy State ID: 218250

Expiration Date:

Issue Date: 05/21/1968

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 1201 entries

entries

Filter

Licensee Name

License Number

NPN

License Type

Line of Authority

Appointment Date

Effective Date

Expiration Date

NICOLE MCCLENNY

3000248474

18714838

Insurance Producer

Life

03/04/2018

01/01/2020

12/31/2020

MARK CAGLE

297511

8271158

Insurance Producer

Life

03/11/2017

01/01/2020

12/31/2020

MELISSA TYLER

294866

9890375

Insurance Producer

Life

10/22/2014

01/01/2020

12/31/2020

HUDGENS INSURANCE INC

79444

5852438

Insurance Producer

Life

05/12/2010

01/01/2020

12/31/2020

COUSINS INSURANCE AGENCY, INC.

79940

5853386

Insurance Producer

Life

05/01/2013

01/01/2020

12/31/2020

LAWRENCE FRANKLIN

305217

10800768

Insurance Producer

Life

03/01/2014

01/01/2020

12/31/2020

JAMES HALE

302544

10603189

Insurance Producer

Life

03/18/2014

01/01/2020

12/31/2020

COBBS-ALLEN & HALL, INC.

79319

2110564

Insurance Producer

Life

05/08/2010

01/01/2020

12/31/2020

MCBRIDE BENEFIT SOLUTIONS INC

79345

5852259

Insurance Producer

Life

05/11/2010

01/01/2020

12/31/2020

GLS & ASSOCIATES INC

80136

4669419

Insurance Producer

Life

05/11/2010

01/01/2020

12/31/2020

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

01: Life, Disability and Annuities

Default Section Code Alabama

05/21/1968

Contact Contact Type President

Preferred Name

Name

E-mail

Christopher Fazzini

Phone Business Primary Phone: (800) 351-7500 Business Toll Free Phone: (267) 256-3664

Agent for Service of Process

C T Corporation System

Address Other 2001 Market Street Suite 1500 Philadelphia, PA United States County 19103 Other 2 North Jackson Street Suite 605 Montgomery, AL United States County 36104

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/74244928?jurisdiction=AL

Ex. Q, p. 1

1/2


8/12/2020

Company Lookup Summary

Jurisdiction: Arkansas

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 64232347

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Not Applicable

Date of Incorporation:

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

NA NA, UN 99999

2001 Market Street, Suite 1500 Philadelphia, PA 19103

1100 East Woodfield Road, Two Woodfield Lake, Suit

2001 Market Street, Suite 1500 Philadelphia, UN 19103

United States

United States

115 South LaSalle Street Schaumburg, IL 60173 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Other Phone

(267) 256-3664

Statutory Home Office Email

david.rzaca@rsli.com

Website

www.reliancestandard.com

Mailing Primary Phone

(267) 256-3500

Email

paul.van.haren@rsli.com

Mailing Toll Free Phone

(800) 351-7500

Statutory Home Office Primary Phone

(267) 256-3500

Statutory Home Office Toll Free Phone

(800) 351-7500

Company Type Company Type: Life and Disability Status: Active

Status Reason:

Status Date: 08/25/1966

Effective Date: 08/25/1966

Legacy State ID: 335284

Expiration Date:

Issue Date: 08/25/1966

Approval Date: 08/25/1966

File Date:

Articles of Incorporation Received: No

Article No:

COA Number: 1192

Appointments Show 10

Showing 1 to 10 of 475 entries

entries

Licensee Name

License Number

NPN

License Type

EMPLOYEE BENEFIT SYSTEMS INC OF TEXAS

100115054

1931173

National Insurance Benefit Coordinators, Inc

100102765

8701634

ROBERT MILLER

578819

Demetria Ellis TODD EATON

Line of Authority

Filter

Appointment Date

Effective Date

Expiration Date

Insurance Producer

09/27/2019

06/26/2020

06/30/2021

Insurance Producer

02/04/2020

06/26/2020

06/30/2021

578819

Insurance Producer

02/04/2020

06/26/2020

06/30/2021

16877116

16877116

Insurance Producer

08/11/2014

06/26/2020

06/30/2021

1677760

1677760

Insurance Producer

02/01/2020

06/26/2020

06/30/2021

ANDREA GIFFORD

18421540

18421540

Insurance Producer

01/14/2020

06/26/2020

06/30/2021

Michael Hendrickson

16283915

16283915

Insurance Producer

02/24/2020

06/26/2020

06/30/2021

LARRY ROOT

1217350

1217350

Insurance Producer

10/02/2019

06/26/2020

06/30/2021

K. F. Agency, Inc.

100106088

757661

Insurance Producer

02/18/2020

06/26/2020

06/30/2021

SCOTT ALLISON

1672249

1672249

Insurance Producer

06/05/2006

06/26/2020

06/30/2021

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Accident and Health

Accident and Health 23-62-103

08/25/1966

Life

Life 23-62-102

08/25/1966

Variable Products

Variable Products 23-81-401

08/25/1966

Contact Contact Type Complaints

Preferred Name

Name Charles Denaro

E-mail

Phone

Business Email: charles.denaro@rsli.com

Business Primary Phone: (267) 256-3810 Fax Phone: (267) 256-0650

Service of Process

C T Corporation System

Business Primary Phone: (501) 244-9034 Fax Phone: (501) 376-8433

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/64232347?jurisdiction=AR

Ex. Q, p. 2

Address Other 2001 Market Street, Suite 1500 PHILADELPHIA, PA United States County 19046 Other 124 West Capitol Avenue Suite 1900 Litte Rock, AR United States County 722013726

1/2


8/12/2020

Company Lookup Summary

Jurisdiction: Arizona

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name: RELIANCE S

SBS Company Number: 49209885

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: STOCK CORPORATION

Date of Incorporation: 04/15/1907

Merger Flag: No

DBA Name No results found.

Address Mailing Address

Statutory Home Office Address

2001 Market Street, Suite 1500 Philadelphia, PA 19103

1100 East Woodfield Road, Two Woodfield Lake, Suit

United States

Schaumburg, IL 60173 United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Other Phone

(267) 256-3664

Email

paul.van.haren@rsli.com

Website

www.reliancestandard.com

Other Phone

(267) 256-3500

Statutory Home Office Primary Phone

(800) 351-7500

Main Admin Office Primary Phone

(800) 351-7500

Company Type Company Type: Life & Disability Insurer Status: Active

Status Reason:

Status Date: 08/26/2016

Effective Date: 04/15/1907

Legacy State ID: 68381

Expiration Date:

Issue Date: 04/15/1907

Approval Date: 04/15/1907

File Date: 04/15/1907

Articles of Incorporation Received: No

Article No:

COA Number:

Line Of Business Line of Business

Citation Type

Effective Date

Disability

02/14/1912

Life

02/14/1912

Contact Preferred Contact Type MARKET CONDUCT ANNUAL STATEMENT

Name

Address Name

E-mail

Janet Bowlby

Business Email:

CONTACT STATUTORY AGENT

janet.bowlby@rsli.com Director of Insurance

Phone Business Primary Phone: (267) 2563799 Business Primary Phone: (602) 3643100

Other Attention: Director As Statutory Agent Arizona Department of Insurance 100 N 15TH AVE STE 261 PHOENIX, AZ United States County 85007-2630

ELECTRONIC CONTACT PERSON AND ADDRESS

Paul Van Haren

Business Primary Phone: 267-2563664

MARKET CONDUCT CONTACT AND ADDRESS

Charles Denaro

Business Email: charles.denaro@rsli.com

GOVERNMENT RELATIONS CONTACT AND

Charles Denaro

ADDRESS

PRESIDENT

POLICYOWNER RELATIONS CONTACT AND ADDRESS

Business Email: charles.denaro@rsli.com

CHRISTOPHER FAZZINI

Charles Denaro

Business Primary Phone: 267-2563810

Business Primary Phone: 267-2563810

Business Primary Phone: (800) 3517500

Business Email: charles.denaro@rsli.com

Business Primary Phone: 267-2563810

Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19103 Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19103 Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19103 Other 2001 MARKET STREET, SUITE 1500 PHILADELPHIA, PA United States County 19103 Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19103

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/49209885?jurisdiction=AZ

Ex. Q, p. 3

1/2


8/12/2020

Company Lookup Summary Preferred

Contact Type

SECRETARY

Name

Address Name

E-mail

CHARLES DENARO

Phone

Business Primary Phone: (800) 3517500

Other 2001 MARKET STREET, SUITE 1500 PHILADELPHIA, PA United States County 19103

CURRENT FINANCIAL STATEMENT CONTACT

Paul Van Haren

Business Email: paul.van.haren@rsli.com

Business Fax Phone: 267-256-3522

Other

Business Primary Phone: 267-256-

2001 Market Street, Suite 1500 Philadelphia, PA

3664

United States County 19103

Branch Offices Company Merger No results found.

Name Change History No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/49209885?jurisdiction=AZ

Ex. Q, p. 4

2/2


8/12/2020

Company Lookup Summary

Jurisdiction: Delaware

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 9158804

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Stock

Date of Incorporation: 04/12/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2001 Market Street, Suite 1500 Philadelphia, PA 19103

2001 Market Street, Suite 1500 Philadelphia, PA 19103

111 South Wacker Drive, Suite 4400 Chicago, IL 60606-4410

2001 Market Street, Suite 1500 Philadelphia, PA 19103

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Website

No results found.

Type

Number

Type

Website

Business Primary Phone

(267) 256-3500

Business URL

www.rsli.com

Business Fax Phone

(267) 256-3522

Business URL

www.rsli.com

Business Secondary Phone

(800) 351-7500

Business URL

www.rsli.com

Mailing Primary Phone

(267) 256-3500

Business URL

www.rsli.com

Mailing Fax Phone

(267) 256-3522

Mailing Secondary Phone

(800) 351-7500

Statutory Home Office Primary Phone

(800) 351-7500

Main Admin Office Primary Phone

(267) 256-3500

Main Admin Office Fax Phone

(267) 256-3522

Main Admin Office Secondary Phone

(800) 351-7500

Company Type Company Type: Life And Health Status: Active

Status Reason:

Status Date: 06/09/1965

Effective Date: 06/09/1965

Legacy State ID: 10000717

Expiration Date:

Issue Date: 06/09/1965

Approval Date: 06/09/1965

File Date: 06/09/1965

Articles of Incorporation Received: No

Article No: 3

COA Number: 1532P

Appointments Show 10

Showing 1 to 10 of 203 entries

entries

Line of Authority

Filter

Licensee Name

License Number

NPN

License Type

Appointment Date

Effective Date

MICHAEL BLANK

116307

1002993

Insurance Producer

11/20/2003

11/20/2003

ROBERT SONCHEN

124883

7021163

Insurance Producer

06/26/2002

06/26/2002

CHRISTINE BALON

1008155

1359851

Insurance Producer

03/12/2013

03/12/2013

SCOTT DAVENPORT

1024870

1979985

Insurance Producer

08/14/2012

08/14/2012

LEON LEVY

112208

617511

Insurance Producer

09/08/2008

09/08/2008

LORETTA DIBATTISTA

163174

7459581

Insurance Producer

05/21/2009

05/21/2009

JEROME POOLE

123389

632726

Insurance Producer

06/20/2011

06/20/2011

MICHAEL BUCHLER

124315

1005452

Insurance Producer

08/18/1998

08/18/1998

DANIEL BATTY

119750

1996732

Insurance Producer

06/02/2008

06/02/2008

THOMAS MAYER

1017423

3150271

Insurance Producer

09/24/2007

09/24/2007 First

Previous

1

Expiration Date

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

LIFE

Section 902 Life

06/09/1965

HEALTH

Section 903 Health

06/09/1965

VARIABLE ANNUITY

Regulation 1 Variable Annuities

12/06/1990

VARIABLE LIFE

Regulation 44 Variable Life

12/06/1990

Contact Preferred Contact Type Regulatory Compliance/Government Relations

Name

Address Name

E-mail

Charles T. Denaro

Phone Business Primary Phone: (800) 929-0538

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/9158804?jurisdiction=DE

Ex. Q, p. 5

Other 2001 Market Street #1500 Philadelphia, PA United States County

1/2


8/12/2020

Company Lookup Summary Preferred

Contact Type

Name

President/CEO

Name

E-mail

Phone

Lawrence

Business Primary Phone: (267) 256-3500

Other

Daurelle

Business Secondary Phone: (800) 351-

2001 Market Street, Suite 1500 Philadelphia, PA

7500 Fax Phone: (267) 256-3522 Vice President

United States County Address 19103

Thomas Lutter

Email: tom.lutter@rsli.com

Business Primary Phone: (267) 256-3582

United States County 19103 Other 2001 Market Streeet Suite 1500 Philadelphia, PA United States County 19103

Complaints -Compliance

Gail Murphy

Business Primary Phone: (800) 351-7500

Other 2001 Market Street, Ste. 1500 Philadelphia, PA United States County 191037090

Vice President

John Albanese

Email: john.albanese@rsli.com

Treasurer

Thomas Burghart

Business Primary Phone: (267) 570-8873

Other 2001 Market Street Suite 1500 Philadelphia, PA United States County 19103

Business Primary Phone: (267) 256-3500

Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19103

Business Secondary Phone: (800) 3517500 Fax Phone: (267) 256-3522 Consumer Complaints Contact

CHARLES DENARO

Business Email: charles.denaro@rsli.com

Business Primary Phone: (267) 256-3810 Fax Phone: (267) 256-0650

Other 2001 MARKET ST STE 1500 PHILADELPHIA, VA United States County 19103

Branch Offices Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

RELIANCE STANDARD LIFE INSURANCE COMPANY

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/9158804?jurisdiction=DE

Ex. Q, p. 6

2/2


8/12/2020

Company Lookup Summary

Jurisdiction: Illinois

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 14161386

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Domestic

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Mutual

Date of Incorporation: 04/12/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

TWO COMMERCE SQUARE 2001 MARKET ST STE 1500

TWO COMMERCE SQUARE 2001 MARKET ST STE 1500

1100 EAST WOODFIELD ROAD TWO WOODFIELD LAKE STE 437

TWO COMMERCE SQUARE 2001 MARKET ST STE 1500

PHILADELPHIA, PA 19103 United States

PHILADELPHIA, PA 19103 United States

SCHAUMBURG, IL 60173 United States

PHILADELPHIA, PA 19103 United States

Phone, Email, Website Phone

Email

Type

Number

Business Primary Phone

(267) 256-3500

Mailing Primary Phone

(267) 256-3500

Statutory Home Office Primary Phone

(267) 256-3500

Main Admin Office Primary Phone

(267) 256-3500

Website

No results found.

No results found.

Company Type Company Type: LIFE, ACCIDENT & HEALTH Status: Active

Status Reason:

Status Date: 04/12/1907

Effective Date: 04/12/1907

Legacy State ID: 501985

Expiration Date:

Issue Date: 04/12/1907

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments No results found.

Line Of Business No results found.

Contact No results found.

Branch Offices Company Merger No results found.

Name Change History No results found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/14161386?jurisdiction=IL

Ex. Q, p. 7

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Missouri

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 104344446

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Corporation

Date of Incorporation: 04/02/1907

Merger Flag: Yes

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

115 S LASALLE ST CHICAGO, IL 60603

2001 Market Street, Suite 1500 Philadelphia, PA 19103

1100 East Woodfield Road, Two Woodfield Lake, Suit

2001 Market Street, Suite 1500 Philadelphia, PA 19103

United States

United States

Schaumburg, IL 60173 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Other Phone

(267) 256-3664

Email

paul.van.haren@rsli.com

Business URL

WWW.RSLI.COM

Business Primary Phone

(267) 256-3500

Website

www.reliancestandard.com

Business Fax Phone

(267) 256-3522

Business Toll Free Phone

(800) 351-7500

Mailing Primary Phone

(267) 256-3500

Statutory Home Office Primary Phone

(267) 256-3500

Statutory Home Office Fax Phone

(267) 256-3522

Main Admin Office Primary Phone

(267) 256-3500

Main Admin Office Fax Phone

(267) 256-3522

Company Type Company Type: Life and Health (Ch 376 & 377, RSMo) Status: Active

Status Reason:

Status Date: 07/12/1913

Effective Date: 07/12/1913

Legacy State ID: 421592

Expiration Date: 07/01/2021

Issue Date: 07/12/1913

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Line Of Business Line of Business

Citation Type

Effective Date

A1 - Life, annuities and endowments (376.010, RSMo)

A1 - Life, annuities and endowments (376.010 RSMo)

07/12/1913

A2 - Accident and Health (376.010, RSMo)

A2 - Accident and Health (76.010, RSMo)

07/12/1913

A3 - Variable contracts (376.309, RSMo)

A3 - Variable Contracts (376.09, RSMo)

07/12/1913

Contact No results found.

Company Merger SBS Company NAIC Number CoCode Non-Surviving Company

Non-Surviving Company Type

104341967

Life and Health (Ch 376 N & 377, RSMo)

ILLINOIS BANKERS LIFE ASSURANCE COMPANY

Terminated Appointments

Transferred Appointments

Merger Date

N

10/26/1951 Effective 10/26/1951 Central Standard Life Insurance Company reinsured the business of Illinois Bankers Life Assurance Company.

Comments

Companies Absorbed

Name Change History Previous Name

New Name

Effective Date

CENTRAL LIFE INSURANCE CO OF ILLINOIS

07/12/1913

CENTRAL LIFE INSURANCE CO OF ILLINOIS

RELIANCE STANDARD LIFE INSURANCE COMPANY

12/30/1965

RELIANCE STANDARD LIFE INSURANCE COMPANY

CENTRAL STANDARD LIFE INSURANCE COMPANY

05/10/1951

CENTRAL STANDARD LIFE INSURANCE COMPANY

RELIANCE STANDARD LIFE INSURANCE COMPANY

12/30/1965

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 8

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/104344446?jurisdiction=MO

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Montana

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 29178755

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Other

Date of Incorporation: 04/02/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

NA NA, IL 99999

2001 MARKET ST STE 1500 PHILADELPHIA, PA 19103

1100 E WOODFIELD RD TWO WOODFIELD LAKE

2001 MARKET ST STE 1500 PHILADELPHIA, PA 19103

United States

United States

SCHAUMBURG, IL 60173 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Fax Phone

(267) 256-3522

Business Email

PAUL.VAN,HAREN@RSLI.COM

Business URL

WWW.RELIANCESTANDARD.COM

Toll Free Phone

(800) 351-7500

Main Admin Office Primary Phone

(267) 256-3500

Company Type Company Type: Life and Disability Insurer Status: Active

Status Reason:

Status Date: 04/12/1926

Effective Date: 04/12/1926

Legacy State ID: 375278

Expiration Date:

Issue Date: 04/12/1926

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 238 entries

entries

Filter

Licensee Name

License Number

NPN

License Type

Line of Authority

Appointment Date

Effective Date

DAVID ALLEN

65649

6958107

Insurance Producer

Disability (Health)

05/19/2014

05/19/2014

DEAN VANDERSNICK

53837

659188

Insurance Producer

Disability (Health)

06/14/2008

06/14/2008

DIGITAL INSURANCE LLC

970199

3698440

Insurance Producer

Disability (Health)

04/23/2015

04/23/2015

ART JETTER & COMPANY

970184

1005360

Insurance Producer

Disability (Health)

01/03/2014

01/03/2014

ARTHUR JETTER

65601

228714

Insurance Producer

Disability (Health)

01/03/2014

01/03/2014

RONALD LANE

17047

237250

Insurance Producer

Disability (Health)

10/08/1997

10/08/1997

GREGORY LOVEGROVE

52219

3380600

Insurance Producer

Disability (Health)

12/02/2014

12/02/2014

ELIZABETH FORD

990196

1286617

Insurance Producer

Disability (Health)

03/03/2015

03/03/2015

EQUINOX MANAGEMENT GROUP INC

911161

1992819

Insurance Producer

Disability (Health)

09/11/2001

09/11/2001

AMANDA AHLQUIST

744264

16223759

Insurance Producer

Disability (Health)

08/14/2014

08/14/2014 First

Previous

1

2

Expiration Date

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Disability

Disability- 33-1-207

04/12/1926

Life

Life- 33-1-208

04/12/1926

Credit Disability

Credit Disability- 33-1-218

04/12/1926

Credit Life

Credit Life- 33-1-218

04/12/1926

Contact Contact Type

Preferred Name

Complaints

Name Charles T. Denaro

E-mail

Phone

Business Email: charles.denaro@rsli.com

Business Primary Phone: (267) 256-3810 Fax Phone: (267) 256-0650

Address Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19046

Branch Offices © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 9

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1/2


8/12/2020

Company Lookup Summary

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

CENTRAL LIFE INSURANCE COMPANY OF ILLINOIS

04/12/1926

CENTRAL LIFE INSURANCE COMPANY OF ILLINOIS

CENTRAL STANDARD LIFE INSURANCE COMPANY

04/30/1951

CENTRAL STANDARD LIFE INSURANCE COMPANY

RELIANCE STANDARD LIFE INSURANCE COMPANY

08/09/1965

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 10

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/29178755?jurisdiction=MT

2/2


8/12/2020

Company Lookup Summary

Jurisdiction: North Dakota

Demographics Company Name: Reliance Standard Life Insurance Company

Short Name:

SBS Company Number: 19163153

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Unknown

Date of Incorporation: 04/02/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

115 S Lasalle Street Chicago, IL 60603

2001 Market Street, Suite 1500 Philadelphia, PA 19103

1100 East Woodfield Road, Two Woodfield Lake, Suit

2001 Market Street, Suite 1500 Philadelphia, PA 19103

United States

United States

Schaumburg, IL 60173 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Other Phone

(267) 256-3664

Mailing Email

charles.denaro@rsli.com

Website

www.reliancestandard.com

Other Phone

(267) 256-3500

Email

paul.van.haren@rsli.com

Business Fax Phone

(267) 256-0650

Mailing Primary Phone

(800) 351-7500

Mailing Fax Phone

(267) 256-0650

Mailing Secondary Phone

(267) 256-3810

Company Type Company Type: Life Status: Active

Status Reason:

Status Date: 02/01/1997

Effective Date: 02/01/1997

Legacy State ID: 504879

Expiration Date:

Issue Date: 04/01/1925

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 197 entries

entries

Line of Authority

Filter

Licensee Name

License Number

NPN

License Type

Appointment Date

Effective Date

Expiration Date

RANDALL QUALE

658972

658972

Insurance Producer

02/26/2020

02/26/2020

04/30/2021

THOMAS MAYER

3150271

3150271

Insurance Producer

05/01/2013

04/20/2020

04/30/2021

TODD OLSON

2781471

2781471

Insurance Producer

12/23/2015

04/20/2020

04/30/2021

CLAUDIA MACKENZIE

5739272

5739272

Insurance Producer

05/01/2013

04/20/2020

04/30/2021

RUSSELL ARMAN

658261

658261

Insurance Producer

05/01/2013

04/20/2020

04/30/2021

MICHAEL BORMANN

16477009

16477009

Insurance Producer

05/01/2013

04/20/2020

04/30/2021

BRADLEY BAKKEN

661319

661319

Insurance Producer

10/21/2017

04/20/2020

04/30/2021

MELINDA KEMPEL

5740465

5740465

Insurance Producer

01/30/2018

04/20/2020

04/30/2021

RANDY SCHOBINGER

14603315

14603315

Insurance Producer

03/05/2018

04/20/2020

04/30/2021

JAMES DUNKEL

659215

659215

Insurance Producer

02/26/2018

04/20/2020

04/30/2021

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Accident & Health

Accident & Health

02/01/1997

Variable Life & Annuity

Variable Life & Annuity

02/01/1997

Life & Annuity

Life & Annuity

02/01/1997

Contact Contact Type

Preferred Name

Name

Appt Renewal

E-mail

Marge Thomas

Phone

Address Other Two Commerce Square 2001 Market St Ste 1500 Philadelphia, PA United States County 19103

Branch Offices

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 11

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/19163153?jurisdiction=ND

1/2


8/12/2020

Company Lookup Summary

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

Reliance Standard Life Insurance Company

02/01/1997

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 12

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/19163153?jurisdiction=ND

2/2


8/12/2020

Company Lookup Summary

Jurisdiction: Nebraska

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 59224409

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Other

Date of Incorporation: 01/01/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

Not Available Not Available, UN 99999

2001 Market Street, Suite 1500 Philadelphia, PA 19103

1100 East Woodfield Road, Two Woodfield Lake, Suit

2001 Market Street, Suite 1500 Philadelphia, PA 19103

United States

United States

Schaumburg, IL 60173 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Other Phone

(267) 256-3664

Email

paul.van.haren@rsli.com

Website

www.reliancestandard.com

Other Phone

(267) 256-3500

Mailing Primary Phone

(800) 351-7500

Mailing Fax Phone

(267) 256-0650

Company Type Company Type: Life and Health Status: Active

Status Reason:

Status Date: 12/12/1990

Effective Date: 05/01/2020

Legacy State ID: 149095

Expiration Date: 04/30/2021

Issue Date: 10/19/1919

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 260 entries

entries

Licensee Name

License Number

NPN

License Type

TIMOTHY MOLLAK

17787874

17787874

JACK STRUYK

228305

228305

DAVID FIELD

2953806

2953806

SCOTT FREESE

890175

BRIAN URBAN

3195219

NICHOLAS WESTBYE

Line of Authority

Filter

Appointment Date

Effective Date

Expiration Date

Insurance Producer

03/22/2019

07/27/2020

07/31/2021

Insurance Producer

11/02/2017

07/27/2020

07/31/2021

Insurance Producer

06/17/2008

07/27/2020

07/31/2021

890175

Insurance Producer

05/01/1996

07/27/2020

07/31/2021

3195219

Insurance Producer

12/14/2017

07/27/2020

07/31/2021

8999015

8999015

Insurance Producer

07/15/2011

07/27/2020

07/31/2021

GREGORY POWELL

3380363

3380363

Insurance Producer

03/27/2018

07/27/2020

07/31/2021

THOMAS LAUGHLIN

228184

228184

Insurance Producer

12/18/2014

07/27/2020

07/31/2021

RITCHIE NELSON

133844

133844

Insurance Producer

11/20/1995

07/27/2020

07/31/2021

KURT KECHELY

228893

228893

Insurance Producer

10/15/2002

07/27/2020

07/31/2021

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

01 Life Insurance

Life Insurance 44-201

12/12/1990

02 Variable Life Insurance

Variable Life Insurance 44-201

12/12/1990

03 Variable Annuities

Variable Annuities 44-201

12/12/1990

04 Sickness and Accident Insurance

Sickness and Accident Insurance 44-201

12/12/1990

Contact Contact Type Agent for Service of Process

Preferred Name

Name

E-mail

CHARLES DENARO

Phone Business Primary Phone: (800) 351-7500

Address Other TWO COMMERCE SQUARE 2001 MARKET STREET, SUITE 1500 PHILADELPHIA, PA United States County 19103

Info

Branch Offices

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 13

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/59224409?jurisdiction=NE

1/2


8/12/2020

Company Lookup Summary

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

RELIANCE STANDARD LIFE INSURANCE COMPANY RELIANCE STANDARD LIFE INSURANCE COMPANY

CENTRAL LIFE INSURANCE COMPANY OF ILLINOIS

10/23/1919

CENTRAL LIFE INSURANCE COMPANY OF ILLINOIS

CENTRAL STANDARD LIFE INSURANCE COMPANY

04/30/1951

CENTRAL STANDARD LIFE INSURANCE COMPANY

RELIANCE STANDARD LIFE INSURANCE COMPANY

08/09/1965

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 14

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/59224409?jurisdiction=NE

2/2


8/12/2020

Company Lookup Summary

Jurisdiction: New Hampshire

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

SBS Company Number: 89277371

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: N/A

Date of Incorporation: 01/01/0001

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

115 SOUTH LASALLE STREET CHICAGO, IL 60603-000

2001 MARKET ST, STE 1500 PHILADELPHIA, PA 19103

115 SOUTH LASALLE STREET CHICAGO, IL 60603-000

115 SOUTH LASALLE STREET CHICAGO, IL 60603-000

United States

United States

United States

United States

Phone, Email, Website Phone

Email

No results found.

Website

No results found.

No results found.

Company Type Company Type: Life, Accident & Health Status: Active

Status Reason:

Status Date: 01/01/0001

Effective Date: 01/01/0001

Legacy State ID: 100900

Expiration Date: 06/14/2021

Issue Date: 02/01/1966

Approval Date: 01/01/0001

File Date: 01/01/0001

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 553 entries

entries

Line of Authority

Filter

Licensee Name

License Number

NPN

License Type

Appointment Date

Effective Date

RICK CECCHETTI

955791

955791

Insurance Producer

04/09/2001

04/09/2001

TIMOTHY TRUNCELLITO

15670613

15670613

Insurance Producer

05/14/2010

05/14/2010

PAUL GOYETTE

2253827

2253827

Insurance Producer

08/21/2018

08/21/2018

VINCENT THORNE

7229158

7229158

Insurance Producer

12/17/2003

12/17/2003

JAMES HAYS

261847

261847

Insurance Producer

02/28/2020

02/28/2020

LIAZON BENEFITS INC

2053136

9724034

Insurance Producer

02/20/2013

02/20/2013

JOSHUA BARTLETT

12879361

12879361

Insurance Producer

07/15/2019

07/15/2019

LINDA FODERA

7020683

7020683

Insurance Producer

04/07/2017

04/07/2017

JEFFREY RICH

5417528

5417528

Insurance Producer

03/13/2019

03/13/2019

BRENDAN MURRAY

5417070

5417070

Insurance Producer

07/29/2019

07/29/2019 First

Previous

1

Expiration Date

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Variable

408:40 - Variable

03/01/1997

III

401:1 III - Life

02/01/1966

IV

401:1 IV - Accident & Health

02/01/1966

Contact No results found.

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

RELIANCE STANDARD LIFE INSURANCE COMPANY

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 15

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/89277371?jurisdiction=NH

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: New Mexico

Demographics Company Name: Reliance Standard Life Insurance Company

Short Name:

SBS Company Number: 69239152

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Stock

Date of Incorporation: 03/02/1907

Email

Website

Merger Flag: No

DBA Name No results found.

Phone, Email, Website Phone Type

Number

Type

E-mail

Type

Website

Other Phone

(267) 256-3500

Business Email

kurt.musselman@rsli.com

Website

www.reliancestandard.com

Business Primary Phone

(267) 256-3613

Mailing Email

paul.van.haren@rsli.com

Mailing Primary Phone

(267) 256-3664

Company Type Company Type: Insurance Company Status: Active

Status Reason:

Effective Date: 03/01/2020

Legacy State ID: 1291

Status Date: 03/26/2020 Expiration Date: 02/28/2021

Issue Date: 07/01/1965

Approval Date: 07/01/1965

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 367 entries

entries

Filter

Licensee Name

License Number

NPN

License Type

Line of Authority

Appointment Date

Effective Date

Expiration Date

Kevin Pelletier

7238757

7238757

Insurance Producer

Accident and Health or Sickness

09/21/2007

04/23/2020

04/30/2021

James Soboleski

2322897

2322897

Insurance Producer

Accident and Health or Sickness

04/14/2017

04/23/2020

04/30/2021

Nicole Jones-Gyllstrom

7984767

7984767

Insurance Producer

Accident and Health or Sickness

05/24/2019

04/23/2020

04/30/2021

Sheryl Bonnell-Roy

7246085

7246085

Insurance Producer

Accident and Health or Sickness

04/11/2019

04/23/2020

04/30/2021

Michael Palumbo

3148497

3148497

Insurance Producer

Accident and Health or Sickness

03/01/2017

04/23/2020

04/30/2021

Adam Bruckman

1015391

1015391

Insurance Producer

Accident and Health or Sickness

07/10/2007

04/23/2020

04/30/2021

Anne Sperling

6719542

6719542

Insurance Producer

Accident and Health or Sickness

03/01/2017

04/23/2020

04/30/2021

Daniel Ryan

2695746

2695746

Insurance Producer

Accident and Health or Sickness

03/01/2017

04/23/2020

04/30/2021

Craig Hasday

407259

407259

Insurance Producer

Accident and Health or Sickness

09/30/2010

04/23/2020

04/30/2021

Martin Kooper

301063

301063

Insurance Producer

Accident and Health or Sickness

03/01/2017

04/23/2020

04/30/2021

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Accident and Health

59A-7-3 Accident and health insurance. (Effective July 1, 2017.)

07/01/1965

Life and Annuities

59A-7-2 Life and annuity. (Effective July 1, 2017.)

07/01/1965

Variable Life and Annuity

59A-7-7 Variable life and annuity. (Effective July 1, 2017.)

07/01/1965

Contact Contact Type

Preferred Name

Mailing

Name

E-mail

Margaret Thomas

Phone Other Phone: 8005313232X3961

Address Other 2001 Market St. Philadelphia, PA United States County 19103

Company Merger No results found.

Name Change History Previous Name Charter Security Life Insurance Company of Louisiana

New Name

Effective Date

Central Standard Life Insurance Company

07/03/2017

Central Standard Life Insurance Company

07/30/1965

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 16

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/69239152?jurisdiction=NM

1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Oklahoma

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 44196159

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Stockholder

Date of Incorporation: 11/14/1951

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

Not Available Not Available, UN 99999

2001 MARKET ST STE 1500 PHILADELPHIA, PA 19103

2001 MARKET ST STE 1500 PHILADELPHIA, PA 19103

Not Available Not Available, UN 99999

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Mailing Primary Phone

(267) 256-3810

Mailing Email

charles.denaro@rsli.com

Mailing Fax Phone

(267) 256-0650

Statutory Home Office Primary Phone

(215) 787-4000

Company Type Company Type: Life Status: Active

Status Reason:

Status Date: 11/14/1951

Effective Date: 11/14/1951

Legacy State ID: 859426

Expiration Date:

Issue Date: 11/14/1951

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 712 entries

entries

Filter

Licensee Name

License Number

NPN

License Type

Line of Authority

Appointment Date

Effective Date

Expiration Date

SHIRLEY SCHUHART

40102902

13854531

Insurance Producer

Accident & Health or Sickness

09/15/2011

12/16/2019

12/31/2020

SCOTT DUNN

40156014

16122936

Insurance Producer

Accident & Health or Sickness

02/01/2016

12/16/2019

12/31/2020

GEOFF NEWMAN

100129747

16618383

Insurance Producer

Accident & Health or Sickness

09/16/2014

12/16/2019

12/31/2020

ROONEY INSURANCE AGENCY, INC.

100102489

963336

Insurance Producer

Accident & Health or Sickness

10/06/2009

12/16/2019

12/31/2020

MERCER HEALTH & BENEFITS LLC

100101884

8402092

Insurance Producer

Accident & Health or Sickness

06/05/2006

12/16/2019

12/31/2020

INSURICA, INC.

100104667

102436

Insurance Producer

Accident & Health or Sickness

06/15/2009

12/16/2019

12/31/2020

PROFESSIONAL REINSURANCE MKTG SVCS INC

100104021

7735726

Insurance Producer

Accident & Health or Sickness

06/15/2009

12/16/2019

12/31/2020

RICHARD CAZZELL

75479

1033112

Insurance Producer

Accident & Health or Sickness

03/03/2014

12/16/2019

12/31/2020

GALLAGHER BENEFIT SERVICES INC

11228

3234811

Insurance Producer

Accident & Health or Sickness

10/11/2009

12/16/2019

12/31/2020

EMPOWER BROKERAGE INC

10004441

9901964

Insurance Producer

Accident & Health or Sickness

06/15/2009

12/16/2019

12/31/2020

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Accident & Health or Sickness

Accident & Health (O.S. Title 36, Section 703)

11/14/1951

Life

Life (O.S. Title 36, Section 702)

11/14/1951

Variable Life

Variable Life (O.S. Title 36, Section 6061, Section 6062)

11/14/1951

Contact No results found.

Company Merger No results found.

Name Change History Previous Name

New Name RELIANCE STANDARD LIFE INSURANCE COMPANY

Info

Effective Date

x

No Results Found.

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 17

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/44196159?jurisdiction=OK

1/2


8/12/2020

Company Lookup Summary

Jurisdiction: Oregon

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 39190608

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Other

Date of Incorporation: 01/01/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2001 MARKET STREET STE 1500 PHILADELPHIA, PA 19103

2001 MARKET STREET SUITE 1500 PHILADELPHIA, PA 19103

111 SOUTH WACKER DR STE 4400 CHICAGO, IL 60606

2001 MARKET STREET SUITE 1500 PHILADELPHIA, PA 19103

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Type

Number

Business Primary Phone

(267) 256-3500

Mailing Primary Phone

(267) 256-3500

Statutory Home Office Primary Phone

(267) 256-3500

Main Admin Office Primary Phone

(267) 256-3500

Website

No results found.

No results found.

Company Type Company Type: Life, Accident & Health Status: Active

Status Reason:

Status Date: 10/04/1949

Effective Date: 10/04/1949

Legacy State ID: 954476

Expiration Date:

Issue Date: 10/04/1949

Approval Date: 10/04/1949

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Line Of Business Line of Business

Citation Type

Effective Date

Life Including Variable Products

Life Incl VP - ORS 731.156

10/04/1949

Health

Health - ORS 731.162

10/04/1949

Contact Contact Type

Preferred Name

Compliance Officer

Name Charles Denaro

E-mail

Phone

Business Email: Charles.Denaro@rsli.com

Business Primary Phone: (267) 256-3810 Business Toll Free Phone: (800) 351-7500

Address Other 2001 Market St - Ste 1500 Philadelphia, PA United States County 19103

Tax/Assessment

NICOLE FULMORE

Business Email: nicole.fulmore@rsli.com

Business Primary Phone: (267) 256-3926

Other ATTN: TAX/COMPLIANCE DEPT 2001 MARKET ST SUITE 1500 PHILADELPHIA, PA United States County 19103

Service of Process

CT CORPORATION SYSTEM

Other 780 COMMERCIAL ST SE, STE 100 SALEM, OR United States County 97301

Branch Offices Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

RELIANCE STANDARD LIFE INSURANCE COMPANY

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 18

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1/1


8/12/2020

Company Lookup Summary

Jurisdiction: Rhode Island

Demographics Company Name: Reliance Standard Life Insurance Company

Short Name:

SBS Company Number: 24172982

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Separate Account

Date of Incorporation: 04/02/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2001 Market Street, Suite 1500 Philadelphia, PA 19103

2001 Market Street, Suite 1500 Philadelphia, PA 19103

115 South LaSalle Street Chicago, IL 60603

2001 Market Street, Suite 1500 Attn: Tax Department

United States

United States

United States

Philadelphia, PA 19103 United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Business Primary Phone

(267) 256-3500

Business Email

angelica.merlino@rsli.com

Business URL

www.rsli.com

Mailing Primary Phone

(800) 351-7500

Statutory Home Office Primary Phone

(800) 351-7500

Company Type Company Type: Life Status: Active

Status Reason:

Effective Date: 04/01/2020

Legacy State ID: 1000287

Status Date: 03/17/2020 Expiration Date: 03/31/2021

Issue Date: 05/19/1965

Approval Date: 05/19/1965

File Date: 05/19/1965

Articles of Incorporation Received: No

Article No:

COA Number:

Line Of Business Line of Business

Citation Type

Effective Date

Life

Life

05/19/1965

Annuities

Life

05/19/1965

Accident and Health (Life)

Life

05/19/1965

Variable Life

Life

05/19/1965

Variable Annuities

Life

05/19/1965

Contact Contact Type

Preferred Name

Name

Service of Process Contact

E-mail

Phone

Address

Charles Denaro

Branch Offices Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

Reliance Standard Life Insurance Company

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 19

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1/1


8/12/2020

Company Lookup Summary

Jurisdiction: South Carolina

Demographics Company Name: RELIANCE STANDARD LIFE INS CO

Short Name:

SBS Company Number: 94306160

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Stock

Date of Incorporation: 01/01/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2001 MARKET STREET, SUITE 1500 PHILADELPHIA, PA 19103-0000

2001 Market Street, Suite 1500 Philadelphia, PA 19103

1100 East Woodfield Road, Two Woodfield Lake, Suit

2001 Market Street, Suite 1500 Philadelphia, PA 19103

United States

United States

Schaumburg, IL 60173 United States

United States

Phone, Email, Website Phone

Email

Website

Type

Number

Type

E-mail

Type

Website

Fax Phone

(267) 256-3523

Email

paul.van.haren@rsli.com

Website

WWW.RSLI.COM

Toll Free Phone

(800) 351-7500

Website

www.reliancestandard.com

Other Phone

(267) 256-3664

Business Primary Phone

(267) 256-3500

Company Type Company Type: Life Status: Active

Status Reason:

Status Date: 05/31/2000

Effective Date: 01/01/1968

Legacy State ID: 100401

Expiration Date:

Issue Date: 01/01/1968

Approval Date: 01/01/1968

File Date: 09/23/1999

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 978 entries

entries

Licensee Name

License Number

NPN

License Type

Line of Authority

LANE GINSBERG

5652111

5652111

Insurance Producer

ALISON HLUCHOTA

15537533

15537533

Insurance Producer

BRYAN BICKLEY

2367350

2367350

Insurance Producer

WENDI DRENNON

6426394

6426394

THOMAS GANTT

2466673

2466673

Kristi Ivester

18283045

TRAVIS DAWKINS JAMES PUSATERI

Filter

Appointment Type

Appointment Date

Effective Date

Expiration Date

Accident & Health or Sickness

Local

08/27/2012

08/27/2012

09/30/2020

Accident & Health or Sickness

General

10/18/2017

10/18/2017

09/30/2020

Accident & Health or Sickness

General

05/07/2014

05/07/2014

09/30/2020

Insurance Producer

Accident & Health or Sickness

General

09/26/2012

09/26/2012

09/30/2020

Insurance Producer

Accident & Health or Sickness

General

03/16/2018

03/16/2018

09/30/2020

18283045

Insurance Producer

Accident & Health or Sickness

General

10/26/2017

10/26/2017

09/30/2020

6430433

6430433

Insurance Producer

Accident & Health or Sickness

General

04/27/2010

04/27/2010

09/30/2020

514744

514744

Insurance Producer

Accident & Health or Sickness

General

10/05/2007

10/05/2007

09/30/2020

CARROLL CARSON

643346

643346

Insurance Producer

Accident & Health or Sickness

General

04/24/2018

04/24/2018

09/30/2020

BRIAN FLYNN

5569027

5569027

Insurance Producer

Accident & Health or Sickness

Local

04/28/2010

04/28/2010

09/30/2020

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Life

01/01/1968

Variable Contracts

01/01/1968

Accident & Health

01/01/1968

Contact Contact Type Producer Licensing Contact (Appointment)

Preferred Name Name

E-mail

MARGE THOMAS

Email: marge.thomas@rsli.com

Phone Business Primary Phone: (267) 256-3961 Fax Phone: (267) 256-3540

Premium Tax Contact

Nicole Fulmore

Email: Nicole.Fulmore@rsli.com

Address Mailing Address 2001 MARKET STREET, STE 1500

Toll Free Phone: (800) 351-7500

AGENCY DEPARTMENT PHILADELPHIA, PA United States County 191030000

Business Primary Phone: (267) 256-3926

Mailing Address 2001 Market Street, Ste 1500 Tax Department Info Philadelphia, PA No Results Found. United States County

© 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 20

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/94306160?jurisdiction=SC

x

19103

1/2


8/12/2020 Contact Type

Premium Tax Contact

Company Lookup Summary Preferred Name Name

E-mail

Thomas Burghart

Phone

Email: Thomas.Burghart@rsli.com

Address

Mailing Address 2001 Market Street, Ste 1500 Tax Department Philadelphia, PA United States County 19103

Branch Offices Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

RELIANCE STANDARD LIFE INS CO

01/01/1968

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 21

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2/2


8/12/2020

Company Lookup Summary

Jurisdiction: Wisconsin

Demographics Company Name: Reliance Standard Life Insurance Company

Short Name:

SBS Company Number: 54218354

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Stock

Date of Incorporation: 04/12/1907

Merger Flag: No

Address Business Address 2001 MARKET ST STE 1500

Mailing Address 2001 MARKET ST STE 1500

Statutory Home Office Address 1100 E WOODFIELD RD

Main Administrative Office Address 2001 MARKET ST STE 1500

PHILADELPHIA, PA 19103 United States

PHILADELPHIA, PA 19103 United States

2 WOODFIELD LAKE SCHAUMBURG, IL 60173

PHILADELPHIA, PA 19103 United States

United States

Phone, Email, Website Phone

Email

Type

Number

Fax Phone

(267) 256-3522

Toll Free Phone

(800) 351-7500

Business Primary Phone

(267) 256-3500

Website

No results found.

No results found.

Company Type Company Type: Life, Accident, and Health Status: Active

Status Reason:

Status Date: 09/30/1952

Effective Date: 04/12/1996

Legacy State ID: 110420

Expiration Date:

Issue Date: 09/30/1952

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 1624 entries

entries

Filter

Licensee Name

License Number

NPN

License Type

Line of Authority

Appointment Date

Effective Date

Expiration Date

JEFFREY SMITH

8766440

8766440

Intermediary (Agent) Individual

Accident & Health

12/01/2013

03/03/2020

03/15/2021

GEOFFREY BERGWALL

8741996

8741996

Intermediary (Agent) Individual

Accident & Health

04/12/2010

03/03/2020

03/15/2021

JOHN WERNER

6456846

6456846

Intermediary (Agent) Individual

Accident & Health

12/24/2009

03/03/2020

03/15/2021

JESSE OBOYLE

8147162

8147162

Intermediary (Agent) Individual

Accident & Health

08/15/2010

03/03/2020

03/15/2021

JAMES BURANT

313065

313065

Intermediary (Agent) Individual

Accident & Health

04/05/1996

03/03/2020

03/15/2021

NICK BAUER

8198904

8198904

Intermediary (Agent) Individual

Accident & Health

04/02/2014

03/03/2020

03/15/2021

MARC PAULSON

366907

366907

Intermediary (Agent) Individual

Accident & Health

09/01/2008

03/03/2020

03/15/2021

DANIEL MARTIN

322128

322128

Intermediary (Agent) Individual

Accident & Health

01/14/2005

03/03/2020

03/15/2021

THEODORE GREEN

6475268

6475268

Intermediary (Agent) Individual

Accident & Health

01/14/2014

03/03/2020

03/15/2021

DEBRA KRAEMER

6496059

6496059

Intermediary (Agent) Individual

Accident & Health

11/01/2009

03/03/2020

03/15/2021

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Disability Insurance

Disability Insurance

09/30/1952

Life Insurance and Annuities Participating and Non-Participating

Life Insurance and Annuities Participating and Non-Participating

09/30/1952

Variable Life Insurance and Variable Annuities

Variable Life Insurance and Variable Annuities

09/28/1990

Contact Contact Type

Preferred Name

Registered Agent for Service of Process

Name *

E-mail

Phone

Address Other CT CORPORATION SYSTEM 301 S BEDFORD ST STE 1 MADISON, WI United States County 53703

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

Reliance Standard Life Insurance Company © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 22

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1/2


8/12/2020

Company Lookup Summary

Jurisdiction: West Virginia

Demographics Company Name: RELIANCE STANDARD LIFE INSURANCE COMPANY

Short Name:

SBS Company Number: 109404295

NAIC CoCode: 68381

FEIN: 36-0883760

Domicile Type: Foreign

State of Domicile: Illinois

Country of Domicile: United States

NAIC Group Number: 3098 - Tokio Marine Holdings Inc GRP

Organization Type: Stock

Date of Incorporation: 04/02/1907

Merger Flag: No

DBA Name No results found.

Address Business Address

Mailing Address

Statutory Home Office Address

Main Administrative Office Address

2001 MARKET ST STE 1500 PHILADELPHIA, PA 19103

2001 MARKET ST STE 1500 PHILADELPHIA, PA 19103

111 SOUTH WACKER DRIVE, SUITE 4400 CHICAGO, IL 60606-4410

115 S LA SALLE ST CHICAGO, IL 60603

United States

United States

United States

United States

Phone, Email, Website Phone

Email

Website No results found.

Type

Number

Type

E-mail

Business Primary Phone

(800) 351-7500

Mailing Email

charles.denaro@rsli.com

Mailing Primary Phone

(267) 256-3810

Mailing Fax Phone

(267) 256-0650

Statutory Home Office Primary Phone

(800) 351-7500

Main Admin Office Primary Phone

(800) 351-7500

Company Type Company Type: Life Status: Active

Status Reason: Allowed to do Business

Status Date: 05/03/2020

Effective Date: 06/01/2020

Legacy State ID: 286493

Expiration Date: 05/31/2021

Issue Date: 06/29/1965

Approval Date:

File Date:

Articles of Incorporation Received: No

Article No:

COA Number:

Appointments Show 10

Showing 1 to 10 of 343 entries

entries

Filter

Licensee Name

License Number

NPN

License Type

Line of Authority

Appointment Date

Effective Date

Expiration Date

SAMANTHA VILGA

18714860

18714860

Insurance Producer

Life

10/24/2018

06/01/2020

05/31/2021

WILLIAM ELLIOTT

3661308

3661308

Insurance Producer

Life

05/15/2014

06/01/2020

05/31/2021

THOMAS BAYLEY

1926673

1926673

Insurance Producer

Life

07/07/2016

06/01/2020

05/31/2021

RUSSELL SETTLE

3496452

3496452

Insurance Producer

Life

12/27/2018

06/01/2020

05/31/2021

JOSEPH DEACON

7826510

7826510

Insurance Producer

Life

04/20/2016

06/01/2020

05/31/2021

CHRISTOPHER PATELLA

2359762

2359762

Insurance Producer

Life

09/16/2010

06/01/2020

05/31/2021

ERIC PRITT

8490765

8490765

Insurance Producer

Life

01/31/2018

06/01/2020

05/31/2021

JAMES MEADE

1865698

1865698

Insurance Producer

Life

02/16/2016

06/01/2020

05/31/2021

JOANNE WADSWORTH

5316118

5316118

Insurance Producer

Life

08/06/2014

06/01/2020

05/31/2021

ROBERT CARTER

8408491

8408491

Insurance Producer

Life

05/17/2018

06/01/2020

05/31/2021

First

Previous

1

2

3

Next

Last

Line Of Business Line of Business

Citation Type

Effective Date

Life - Article 1, Section 10(a)

Life - Article 1, Section 10(a)

06/01/2010

Accident & Sickness - Article 1, Section 10(b)

Accident & Sickness - Article 1, Section 10(b)

06/01/2010

Contact Contact Type Complaint

Preferred Name

Name Charles Denaro

E-mail

Phone

Business Email: charles.denaro@rsli.com

Business Primary Phone: (267) 256-3810

Address Other 2001 Market Street, Suite 1500 Philadelphia, PA United States County 19046

Agent Licensing

Contact

Business Primary Phone: 00

Other GERRI MARCHIAFAVA,MKTG. ADMIN. 2001 MARKET ST, STE 1500 PHILADELPHIA, PA United States County Info 191037000

Tax

Tax Department

Business Primary Phone: (800) 351-7500 © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 23

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/109404295?jurisdiction=WV

x

No Results Found.

Other 2001 MARKET ST STE 1500 PHILADELPHIA PA

1/2


8/12/2020 Contact Type

Company Lookup Summary Preferred Name

Name

E-mail

Phone

PHILADELPHIA, PA Address United States County 19103

Company Merger No results found.

Name Change History Previous Name

New Name

Effective Date

CENTRAL STANDARD LIFE INSURANCE COMPANY CENTRAL STANDARD LIFE INSURANCE COMPANY

RELIANCE STANDARD LIFE INSURANCE COMPANY

07/17/2001

Info

x

No Results Found. © 2020 National Association of Insurance Commissioners. All rights reserved.

Ex. Q, p. 24

https://sbs.naic.org/solar-external-lookup/lookup/company/summary/109404295?jurisdiction=WV

2/2


Ex. R, p. 1


Ex. R, p. 2


Ex. R, p. 3


Ex. S, p. 1


Annual Statement for the year 2019 of the

Reliance Standard Life Insurance Company

SCHEDULE T - PART 2 INTERSTATE COMPACT - EXHIBIT OF PREMIUMS WRITTEN Allocated by States and Territories

States, Etc.

1 Life (Group and Individual)

2 Annuities (Group and Individual)

Direct Business Only 3 4 Disability Income Long-Term Care (Group and (Group and Individual) Individual)

5

6

Deposit-Type Contracts

Totals

1.

Alabama.........................................................................................AL ............8,322,225 ..........20,267,846 ............7,509,708 .............................. .............................. ..........36,099,779

2.

Alaska.............................................................................................AK ............1,404,049 ...............211,638 ............2,247,409 .............................. .............................. ............3,863,096

3.

Arizona...........................................................................................AZ ............7,162,038 ..........29,268,624 ............6,369,713 .............................. .............................. ..........42,800,375

4.

Arkansas........................................................................................AR ............1,335,655 ............8,294,835 ............2,345,639 .............................. .............................. ..........11,976,129

5.

California........................................................................................CA ..........46,934,508 ..........97,531,722 ..........61,743,326 .............................. .............................. ........206,209,556

6.

Colorado........................................................................................CO ............1,567,194 ..........13,169,945 ............2,525,797 .............................. .............................. ..........17,262,936

7.

Connecticut....................................................................................CT ..........11,664,127 ..........51,068,006 ..........12,883,970 .............................. .............................. ..........75,616,103

8.

Delaware........................................................................................DE ............5,692,353 ............6,403,600 ............5,876,236 .............................. ........800,000,000 ........817,972,189

9.

District of Columbia.......................................................................DC ............1,652,881 ...............140,100 ............4,078,987 .............................. .............................. ............5,871,968

10.

Florida.............................................................................................FL ..........26,307,925 ..........87,138,048 ..........34,609,908 .............................. .............................. ........148,055,881

11.

Georgia..........................................................................................GA ..........15,551,327 ..........41,518,601 ..........15,870,508 .............................. .............................. ..........72,940,436

12.

Hawaii..............................................................................................HI ............2,406,498 ..........15,422,216 ............3,695,193 .............................. .............................. ..........21,523,907

13.

Idaho................................................................................................ID ...............478,445 ............4,735,334 ............1,843,653 .............................. .............................. ............7,057,432

14.

Illinois...............................................................................................IL ..........31,852,153 ..........45,887,030 ..........26,251,762 .............................. ........825,000,000 ........928,990,945

15.

Indiana.............................................................................................IN ..........14,724,479 ..........35,068,488 ..........22,739,058 .............................. .............................. ..........72,532,025

16.

Iowa.................................................................................................IA ............9,608,812 ..........16,870,691 ..........12,257,581 .............................. .............................. ..........38,737,084

17.

Kansas...........................................................................................KS ............7,239,811 ............6,859,135 ............7,735,984 .............................. .............................. ..........21,834,930

18.

Kentucky.........................................................................................KY ..........11,327,762 ..........17,023,896 ..........14,164,614 .............................. .............................. ..........42,516,272

19.

Louisiana........................................................................................LA ............5,745,634 ..........14,540,216 ..........10,227,394 .............................. .............................. ..........30,513,244

20.

Maine.............................................................................................ME ...............590,542 ............6,770,590 ............1,232,449 .............................. .............................. ............8,593,581

21.

Maryland........................................................................................MD ..........19,659,643 ..........15,666,164 ..........21,409,763 .............................. .............................. ..........56,735,570

22.

Massachusetts...............................................................................MA ..........23,435,880 ..........90,129,322 ..........39,846,925 .............................. .............................. ........153,412,127

23.

Michigan..........................................................................................MI ..........21,244,030 ..........70,613,437 ..........19,509,629 .............................. .............................. ........111,367,096

24.

Minnesota......................................................................................MN ............4,559,682 ..........22,011,039 ..........19,956,611 .............................. .............................. ..........46,527,332

25.

Mississippi.....................................................................................MS ...............882,976 ............8,054,148 ............1,876,115 .............................. .............................. ..........10,813,239

26.

Missouri.........................................................................................MO ............7,521,193 ..........10,962,119 ............9,826,025 .............................. .............................. ..........28,309,337

27.

Montana.........................................................................................MT ...............640,332 ...............217,759 ...............678,497 .............................. .............................. ............1,536,588

28.

Nebraska........................................................................................NE ............6,763,501 ............4,928,575 ............7,159,014 .............................. .............................. ..........18,851,090

29.

Nevada...........................................................................................NV ............1,113,415 ..........13,868,034 ...............934,533 .............................. .............................. ..........15,915,982

30.

New Hampshire.............................................................................NH ............2,196,984 ..........25,383,016 ............2,976,118 .............................. .............................. ..........30,556,118

31.

New Jersey.....................................................................................NJ ..........17,551,354 ........100,020,172 ..........26,987,250 .............................. .............................. ........144,558,776

32.

New Mexico...................................................................................NM ............1,652,647 ............1,665,886 ............2,048,128 .............................. .............................. ............5,366,661

33.

New York.......................................................................................NY ...............101,326 ...................4,081 .............................. .............................. .............................. ...............105,407

34.

North Carolina...............................................................................NC ............9,120,168 ..........63,877,633 ..........10,082,740 .............................. .............................. ..........83,080,541

35.

North Dakota..................................................................................ND ...............277,280 ...............135,035 ...............362,861 .............................. .............................. ...............775,176

36.

Ohio...............................................................................................OH ..........10,561,518 ..........63,295,565 ..........20,034,288 .............................. .............................. ..........93,891,371

37.

Oklahoma......................................................................................OK ............1,443,293 ............2,161,178 ............1,522,703 .............................. .............................. ............5,127,174

38.

Oregon...........................................................................................OR ............3,418,603 ............4,600,335 ............5,762,204 .............................. .............................. ..........13,781,142

39.

Pennsylvania..................................................................................PA ..........23,861,956 ........134,150,950 ..........36,560,451 .............................. .............................. ........194,573,357

40.

Rhode Island...................................................................................RI ...............597,161 ..........22,273,949 ...............692,423 .............................. .............................. ..........23,563,533

41.

South Carolina...............................................................................SC ............2,373,267 ..........30,997,813 ............2,972,551 .............................. .............................. ..........36,343,631

42.

South Dakota.................................................................................SD ...............592,884 .................99,113 ...............643,225 .............................. .............................. ............1,335,222

43.

Tennessee.....................................................................................TN ..........20,795,452 ..........33,742,015 ..........29,911,669 .............................. .............................. ..........84,449,136

44.

Texas..............................................................................................TX ..........16,421,979 ..........46,033,176 ..........19,419,283 .............................. .............................. ..........81,874,438

45.

Utah................................................................................................UT ............2,144,201 ............8,090,243 ............1,732,156 .............................. .............................. ..........11,966,600

46.

Vermont..........................................................................................VT ............2,351,688 ............8,790,458 ............5,211,790 .............................. .............................. ..........16,353,936

47.

Virginia...........................................................................................VA ..........10,466,145 ..........33,633,376 ..........15,563,106 .............................. .............................. ..........59,662,627

48.

Washington...................................................................................WA ............6,309,817 ..........22,497,350 ..........11,025,399 .............................. .............................. ..........39,832,566

49.

West Virginia.................................................................................WV ...............740,829 ..........14,268,024 ...............879,849 .............................. .............................. ..........15,888,702

50.

Wisconsin.......................................................................................WI ..........12,660,363 ..........39,951,879 ..........18,610,038 .............................. .............................. ..........71,222,280

51.

Wyoming.......................................................................................WY ...............785,903 ...............884,101 ...............591,851 .............................. .............................. ............2,261,855

52.

American Samoa...........................................................................AS .............................. .............................. .............................. .............................. .............................. ..........................0

53.

Guam.............................................................................................GU .............................. .............................. .............................. .............................. .............................. ..........................0

54.

Puerto Rico....................................................................................PR .............................. ............3,784,888 ...................5,924 .............................. .............................. ............3,790,812

55.

US Virgin Islands.............................................................................VI .................18,576 .............................. .............................. .............................. .............................. .................18,576

56.

Northern Mariana Islands..............................................................MP .............................. .............................. .............................. .............................. .............................. ..........................0

57.

Canada........................................................................................CAN ......................865 .............................. .............................. .............................. .............................. ......................865

58.

Aggregate Other Alien...................................................................OT .............................. .............................. .............................. .............................. .............................. ..........................0

59.

Totals................................................................................................... ........443,833,329 .....1,414,981,394 ........591,002,008 ..........................0 .....1,625,000,000 .....4,074,816,731

50 Ex. S, p. 2


Annual Statement for the year 2019 of the

Reliance Standard Life Insurance Company

SCHEDULE Y - INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP PART 1 - ORGANIZATIONAL CHART Group Name

Name of Company

51

Tokio Marine Holdings, Inc. Tokio Marine & Nichido Fire Insurance Co., Ltd. TM Claims Service, Inc. Tokio Marine North America, Inc. Tokio Marine America Insurance Company Trans Pacific Insurance Company TM Specialty Insurance Company Tokio Marine Management, Inc. TNUS Insurance Company TMNA Services, LLC Philadelphia Consolidated Holding Corp. Tokio Marine Specialty Insurance Company Philadelphia Indemnity Insurance Company PCHC Investment Corp. Maguire Insurance Agency, Inc. Gillingham & Associates, Inc. The Allen J. Flood Companies, Inc. Select Communities Risk Purchasing Group, LLC First Insurance Company of Hawaii, Ltd. First Risk Management Services, Inc. First Fire and Casualty Insurance of Hawaii, Inc. First Indemnity Insurance of Hawaii, Inc. First Security Insurance of Hawaii, Inc. J.M. Lydgate, Limited Tokio Marine GRV Re, Inc. Delphi Financial Group, Inc. Reliance Standard Life Insurance Company of Texas Reliance Standard Life Insurance Company First Reliance Standard Life Insurance Company Delphi Project Foundation Insurance Dedicated Fund LLC Flat Rock Holdings LLC Flat Rock Mortgage Investment Trust Flat Rock Properties LLC Quercus Mortgage Investment Trust Riverview Mortgage Investment Trust SIG Holdings, Inc. Safety National Casualty Corporation Safety First Insurance Company Midlands Management Corporation Midlands Claim Administrators, Inc. Midlands Management of Texas, Inc. Safety National Re SPC Tokio Marine RSL Re PIC, Ltd. Safety National Re PIC 1, Ltd.

Insurance Company X (Non Insurer) (Non Insurer) X X X (Non Insurer) X (Non Insurer) (Non-Insurer) X X (Non-Insurer) (Non-Insurer) (Non-Insurer) (Non-Insurer) (Non-Insurer) X (Non Insurer) X X X (Non Insurer) X (Non Insurer) X X X (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) X X (Non Insurer) (Non Insurer) (Non Insurer) X X X

Ex. S, p. 3

Percentage Owned(*) 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 78.9% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%

NAIC Company Code

10945 41238 10738 32301

23850 18058

41742 41726 41734 10938 11243 66575 68381 71005

15105 11123

State of Domicile or Port of Entry Japan Japan New York Delaware New York New York Arizona New York New York Delaware Pennsylvania Delaware Pennsylvania Delaware Pennsylvania Colorado New York Delaware Hawaii Hawaii Hawaii Hawaii Hawaii Hawaii Oklahoma Delaware Texas Illinois New York Pennsylvania Delaware Delaware Delaware Delaware Delaware Delaware Delaware Missouri Illinois Oklahoma Oklahoma Texas Cayman Islands Cayman Islands Cayman Islands

Federal ID Number

Alien ID AA-1580100

13-3382776 45-2682016 13-4032666 13-3118700 91-1932966 13-2871816 20-0940754 45-2682309 23-2202671 23-2423138 23-1738402 51-0385989 23-1609281 84-1181504 13-1924482 82-2604107 99-0218317 13-4267947 99-0218320 99-0218318 99-0335740 99-0046912 76-0699782 13-3427277 74-2281123 36-0883760 13-3176850 23-2711230 36-0883760 27-3562945 27-3562945 27-3562945

51-0374001 43-0727872 43-1901552 73-1366980 73-1446969 75-1298078 AA-3770149 AA-3770493


Annual Statement for the year 2019 of the

Reliance Standard Life Insurance Company

SCHEDULE Y - INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP PART 1 - ORGANIZATIONAL CHART Group Name

Name of Company

51.1

Safety Specialty Insurance Company Insurance Data Services Corporation Greenbrook LLC TER I, LLC Matrix Absence Management, Inc. Matrix Payroll Services, Inc. Delphi Capital Management, Inc. Chestnut Investors IV, Inc. Tersk Investors LLC Delphi CRE Funding LLC Tokio Marine Management (Canada) Ltd. Tokio Marine Seguradora S.A. Tokio Marine & Nichido Fire Insurance Co., Ltd. - Escritorio de Representacao no Brasil Ltda. Tokio Marine Compañía de Seguros, S.A. de C.V. Tokio Marine Middle East Limited TM Claims Service Europe Limited The Arab-Eastern Insurance Co. Ltd. E.C. Tokio Marine Management (Australasia) Pty. Ltd. Bond and Credit Company Pty Ltd BCC Trade Credit Pty Ltd BCC Surety Pty Ltd Accident & Health International Underwriting Pty Ltd Tokio Marine Pacific Insurance Limited TM Claims Service Asia Pte. Limited Asia General Holdings Limited Tokio Marine Insurance Singapore Ltd. Tokio Marine Life Insurance Singapore Ltd. Tokio Marine Life Insurance Malaysia Bhd. Tokio Marine Insurance (Thailand) Public Company Limited PT Tokio Marine Life Insurance Indonesia Tokio Marine Kiln Group Limited Tokio Marine Kiln Insurance Limited Tokio Marine Europe Limited Kiln Underwriting (807) Limited Kiln Underwriting (807) No 2 Limited Kiln Underwriting (No. 308) Limited Kiln Underwriting (510) Limited R J Kiln & Co (No 2) Limited WNC GP, LLC WNC Holding Company, LP WNC Insurance Holding Corp. WNC Insurance Services, Inc. Precise Adjustments, Inc. Insurance Management Services, Inc. AMPAC Insurance Marketing, Inc.

Insurance Company

Percentage Owned(*)

X (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) X (Non Insurer) X (Non Insurer) (Non Insurer) X (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) X (Non Insurer) (Non Insurer) X X X X X (Non Insurer) X (Non Insurer) X X X X (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer) (Non Insurer)

100.0% 100.0% 100.0% 82.7% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 97.8% 95.0% 100.0% 100.0% 100.0% 33.3% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 92.4% 92.4% 79.3% 79.3% 99.9% 97.8% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0% 100.0%

Ex. S, p. 4

NAIC Company Code 13815

11216

State of Domicile or Port of Entry

Federal ID Number

Missouri Missouri Delaware Delaware Delaware California Delaware Delaware Delaware Delaware Canada Brazil Brazil Mexico UAE UK Bahrain Australia Australia Australia Australia Australia Guam Singapore Singapore Singapore Singapore Malaysia Thailand Indonesia UK UK UK UK UK UK UK UK California Delaware Delaware California Texas Texas California

27-2237608 45-3123432 22-3704234 52-2284613 77-0493584 77-0246850 52-1658222 23-2513246 13-3439651 13-3427277

Alien ID

66-0571597

AA-5780001

AA-1121445


Annual Statement for the year 2019 of the

1

Group Code

2

Group Name

3

NAIC Company Code

Reliance Standard Life Insurance Company 4

ID Number

5

Federal RSSD

6

CIK

7 Name of Securities Exchange if Publicly Traded (U.S. or International)

SCHEDULE Y

PART 1A - DETAIL OF INSURANCE HOLDING COMPANY SYSTEM 8

Names of Parent, Subsidiaries or Affiliates

9

10

Relationship Domiciliary to Reporting Location Entity

11

Directly Controlled by (Name of Entity/Person)

........ ............................................... ............. 52-2284613.. ................... ................... ......................... TER I, LLC.......................................................... DE............. NIA............... Reliance Standard Life Insurance Company

12 13 Type of Control (Ownership Board, If Control is Management, Ownership Attorney-in-Fact, Provide Influence, Other) Percentage

14

15

16

Ultimate Controlling Entity(ies)/Person(s)

Is an SCA Filing Required? (Y/N)

*

Ownership......... ........0.235 Tokio Marine Holdings, Inc. ............................. ......N....... .............

........ ............................................... ............. 52-2284613.. ................... ................... ......................... TER I, LLC.......................................................... DE............. NIA............... Safety National Casualty Corporation.............. Ownership......... ........0.251 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 52-2284613.. ................... ................... ......................... TER I, LLC.......................................................... DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........0.035 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 52-2284613.. ................... ................... ......................... TER I, LLC.......................................................... DE............. NIA............... Philadelphia Indemnity Insurance Company.... Ownership......... ........0.306 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 36-0883760.. ................... ................... ......................... Insurance Dedicated Fund LLC.......................... DE............. NIA............... Reliance Standard Life Insurance Company.... Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 27-3562945.. ................... ................... ......................... Flat Rock Holdings LLC...................................... DE............. NIA............... Reliance Standard Life Insurance Company.... Ownership......... ........0.789 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 27-3562945.. ................... ................... ......................... Flat Rock Mortgage Investment Trust................ DE............. NIA............... Flat Rock Holdings LLC.................................... Ownership......... ........0.789 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 27-3562945.. ................... ................... ......................... Flat Rock Properties LLC................................... DE............. NIA............... Flat Rock Mortgage Investment Trust.............. Ownership......... ........0.789 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. ..................... ................... ................... ......................... Quercus Mortgage Investment Trust.................. DE............. NIA............... Reliance Standard Life Insurance Company.... Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. ..................... ................... ................... ......................... Riverview Mortgage Investment Trust................ DE............. NIA............... Reliance Standard Life Insurance Company.... Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 51-0374001.. ................... ................... ......................... SIG Holdings, Inc............................................... DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. Tokio Marine Holdings, Inc. 3098 GRP

52.1

Tokio Marine Holdings, Inc. 3098 GRP

15105... 43-0727872.. ................... ................... ......................... Safety National Casualty Corporation................ MO............ IA.................. SIG Holdings, Inc............................................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......Y....... ............. 11123... 43-1901552.. ................... ................... ......................... Safety First Insurance Company........................ IL............... IA.................. Safety National Casualty Corporation.............. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... .............

........ ............................................... ............. 73-1366980.. ................... ................... ......................... Midlands Management Corporation................... OK............. NIA............... Safety National Casualty Corporation.............. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 73-1446969. ................... ................... ......................... Midlands Claim Administrators, Inc.................... OK............. NIA............... Midlands Management Corporation................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 75-1298078.. ................... ................... ......................... Midlands Management of Texas, Inc................. TX............. NIA............... Midlands Management Corporation................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. AA-3770149. ................... ................... ......................... Safety National Re SPC..................................... CYM.......... IA.................. Safety National Casualty Corporation.............. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. ..................... ................... ................... ......................... Safety National Re PIC 1, Ltd............................ CYM.......... IA.................. Safety National Re SPC................................... Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. AA-3770493. ................... ................... ......................... Tokio Marine RSL Re PIC, Ltd........................... CYM.......... IA.................. Safety National Re SPC................................... Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. Tokio Marine Holdings, Inc. 3098 GRP

13815... 27-2237608.. ................... ................... ......................... Safety Specialty Insurance Company................ MO............ IA.................. Safety National Casualty Corporation.............. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... .............

........ ............................................... ............. 22-3704234.. ................... ................... ......................... Greenbrook LLC................................................. DE............. NIA............... Safety National Casualty Corporation.............. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 45-3123432.. ................... ................... ......................... Insurance Data Services Corporation................ MO............ NIA............... Safety National Casualty Corporation.............. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 77-0493584.. ................... ................... ......................... Matrix Absence Management, Inc...................... DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 77-0246850.. ................... ................... ......................... Matrix Payroll Services, Inc................................ CA............. NIA............... Matrix Absence Management, Inc.................... Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 52-1658222.. ................... ................... ......................... Delphi Capital Management, Inc........................ DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 23-2513246.. ................... ................... ......................... Chestnut Investors IV, Inc.................................. DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 13-3439651.. ................... ................... ......................... Tersk Investors LLC........................................... DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........0.522 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 13-3439651.. ................... ................... ......................... Tersk Investors LLC........................................... DE............. NIA............... Safety National Casualty Corporation.............. Ownership......... ........0.252 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 13-3439651.. ................... ................... ......................... Tersk Investors LLC........................................... DE............. NIA............... Reliance Standard Life Insurance Company.... Ownership......... ........0.226 Tokio Marine Holdings, Inc. ............................. ......N....... ............. ........ ............................................... ............. 13-3427277.. ................... ................... ......................... Delphi CRE Funding LLC................................... DE............. NIA............... Delphi Financial Group, Inc.............................. Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... ............. Tokio Marine & Nichido Fire Insurance Co., ........ ............................................... ............. ..................... ................... ................... ......................... Tokio Marine Management (Canada) Ltd........... CAN.......... NIA............... Ltd.

Ownership......... ........1.000 Tokio Marine Holdings, Inc. ............................. ......N....... .............

Tokio Marine & Nichido Fire Insurance Co., ........ ............................................... ............. ..................... ................... ................... ......................... Tokio Marine Seguradora S.A............................ BRA.......... IA.................. Ltd.

Ownership......... ........0.978 Tokio Marine Holdings, Inc. ............................. ......N....... .............

Ex. S, p. 5


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