Book of Lists 2013
55
Financial Brokerage Firms Ranked by No. of Licensed Brokers in the Upstate Company
Phone / Website
Brokers / Employees
Products/Services
Top Local Official(s) / Year Founded
864-292-2405 www.edwardjones.com
71 136
Asset management, financial planning, money management, mutual funds, retirement planning, trust services
INP 1992
864-232-5621 www.wellsfargoadvisors.com
65 101
Ike Poplin 1930
864-370-2050 www.raymondjames.com
54 113
Courtland Williams 1986
864-585-7761 www.branches.smithbarney.com/spartanburgsc
37 57
Accounts, annuities/life insurance, asset management, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, options, retirement planning, trust services, underwriting Accounts, annuities/life insurance, asset management, financial management, financial planning, government bonds, local research, money funds, money management, municipal bonds, mutual funds, options, retirement planning, tax shelters, trust services, underwriting Accounts, annuities/life insurance, asset management, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, options, retirement planning, trust services, underwriting
864-298-0811 http://wealthmanagement.ml.com/WM/pages/ CustomBranch.aspx?branchcode=050718
28 40
Asset management, financial management, financial planning, money management, retirement planning, trust services
Adam J. Jurewicz 1914
864-232-2881 www.nm-scupstategroup.com
27 50
Asset management, financial management, financial planning, money funds, money management, mutual funds, retirement planning, trust services
John B. Tripoli 1980
864-239-0393 www.ameripriseadvisors.com
25 INP
Accounts, annuities/life insurance, asset management, commodities, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, retirement planning
INP 1982
864-232-5101 www.ubs.com
22 36
Accounts, annuities/life insurance, asset management, commodities, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, options, retirement planning, trust services, underwriting, investment banking
H. Marvin Beasley 1965
864-241-0920 www.capital-invest.com
16 30
Accounts, annuities/life insurance, financial planning
Richard Bryant INP
864-242-3637 www.cwmg.net
15 21
Financial management, financial planning, money management, mutual funds, retirement planning
William H. Holt 2008
864-288-2849 www.ediadvisors.com
10 14
Accounts, annuities/life insurance, asset management, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, options, retirement planning, trust services, college planning, charitable giving, margin accounts, life insurance, long-term-care policies
Allen R. Gillespie, Philip H. Brice 1999
864-676-0300 www.wealthbrook.com
8 10
Accounts, asset management, commodities, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, options, retirement planning
Don Hilburn 2003
864-467-0007 www.hilliard.com
7 11
Accounts, annuities/life insurance, asset management, financial management, financial planning, government bonds, money funds, money management, municipal bonds, mutual funds, options, retirement planning, trust services, fixed income
Curt Porter 1999
864-467-9800 www.nnpwealth.com
6 12
Accounts, asset management, financial management, financial planning, money funds, money management, mutual funds, retirement planning
John F. Parrott 1993
INP=Information not provided. Because of space constraints, only the top-ranked companies are printed. For a full list of participating companies, visit www.scbiznews.com/data. Although every effort is made to ensure accuracy, errors sometimes occur. Email additions or corrections to lists@scbiznews.com, fax to 803-253-6521 or go to www.scbiznews.com/data and click "Add Data."
Charles E. Shartle 1980
Researched by F. Kimberly Andrews
see BROKERAGE FIRMS, page 56
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FINANCIAL SERVICES
Edward Jones 30 Orchard Park Drive, Suite 4 Greenville, SC 29615 Wells Fargo Advisors 35 W. Court St. Greenville, SC 29601 Raymond James Financial 101 W. Camperdown Way, Suite 601 Greenville, SC 29601 Morgan Stanley Smith Barney 320 E. Main St., Suite 410 Spartanburg, SC 29302 Merrill Lynch 300 N. Main St., Suite 301 Greenville, SC 29601 Northwestern Mutual Financial Network 501 E. McBee Ave., Suite 101 Greenville, SC 29601 Ameriprise Financial Services Inc. 201 E. Camperdown Way Greenville, SC 29601 UBS Financial Services Inc. 17 W. McBee Ave. Greenville, SC 29601 Capital Investment Cos. 23 Cleveland St., Suite B Greenville, SC 29601 Carolinas Wealth Management Group Inc. 3 Caledon Court, Suite C Greenville, SC 29615 Elliott Davis Investment Advisors 124 Verdae Blvd., Suite 504 Greenville, SC 29607 Wealthbrook Advisors 96 Marcus Drive Greenville, SC 29615 Hilliard Lyons 201 W. McBee Ave., Suite 401 Greenville, SC 29601 Nachman Norwood & Parrott 1116 S. Main St. Greenville, SC 29601