10.2 KEY MARKET INFRASTRUCTURES 10.3 THE LIFECYCLE 10.3.1 TRADING & ORDER EXECUTION 10.3.2 USING A BROKER 10.3.3 EQUITY PRIME BROKERAGE 10.3.4 TRADE REPORTING 10.3.5 TRADE CONFIRMATION 10.3.6 SETTLEMENT 10.3.7 SECURITIES LENDING & BORROWING (SLB) 10.3.7.1 Why do people short securities? 10.3.7.2 Borrowing securities 10.3.7.3 The Ops issues with securities lending 10.3.7.4 Front-‐Office vs. Back-‐Office 10.4 REPO & COLLATERAL MANAGEMENT 10.5 RECONCILIATIONS
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200
RATES & CREDIT
11.1 REGULATORY ENVIRONMENT & DOCUMENTATION 11.1.1 DODD-‐FRANK / EMIR – CCP’S 11.2 OTC / NON-‐CLEARED TRADES 11.2.1 REGULATORY ENVIRONMENT 11.2.2 THE LIFECYCLE 11.2.2.1 Confirmation 11.2.2.2 Settlement 11.2.2.3 Collateral Management 11.2.2.4 Open item reconciliation 11.2.2.5 Trade Reporting 11.3 CLEARED TRADES 11.3.1 REGULATORY ENVIRONMENT 11.3.2 KEY MARKET INFRASTRUCTURES & STANDARDS 11.3.2.1 SEF’s 11.3.2.2 CCP’s 11.3.2.3 SDR’s & Trade Repositories 11.3.3 THE LIFECYCLE 11.3.3.1 Trading 11.3.3.2 Limit Management 11.3.3.3 Confirmation 11.3.3.4 Settlement / Collateral Management 11.3.3.5 Collateral Management 11.3.3.6 Open item reconciliation 11.3.3.7 Trade Reporting 11.3.3.8 Trade Compression aka Tear-‐Up’s
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12.1 12.2
NETWORK MANAGEMENT WHAT IS NETWORK MANAGEMENT? WHAT DOES NETWORK MANAGEMENT DO?
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