♦Committers and Management Structure♦ ♦Annual Report 2008♦ Scope of Duties and Responsibility of the Risk Management Committee The Risk Management Committee’s duties and responsibilities are as follows: 1. To designate a person(s) with authority to grant credit line approval as well as the authority to do so; 2.
To consider and approve operation of business in accordance with specific credit manuals;
3.
To consider deviation in various matters as well as authorised persons;
4.
To consider other issues related to the Company’s risk factors as assigned by the Board of Directors.
The Risk Management Committee also has authority in the following areas: 1. To determine and review policies, guidelines, procedures in regard to managing all risk factors affecting the Company’s operating performance such as credit risk, market risk, operational risk etc; 2. To consider and approve credit line for securities trading and investment in financial instruments such as Futures and Option and review such amount of credit line; 3. To consider and make a decision on disputed amount of credit line in accordance with normal approval procedures; 4. To identify and specify list of highly risky securities as well as additional conditions clients need to fulfill prior to submission of trading orders for such securities; 5. To consider and approve any exceptional cases in relation to risk management issues. In 2008, the Risk Management Committee held 2 meetings, with details as follows:
1. 2. 3. 4. 5. 6.
Name Mr. Suppachai Ekkul Mr. Judd Clark Kinne Ms. Chao Tse Yang Mr. Pusit Kaewmongkolsri Mr. Ong Cheow Kheng Mr. Supawee Thanasrisunee
Number of Attendance 2 2 2 2 1 2
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