THE LIST 1 2 3 3 5 6 7 8 8 10 11 12 12 12 12
Company/Address/ Phone/Fax/Web RBC Royal Bank 90 Sparks St. Ottawa, ON K1P 5B4 1-800-463-3863 rbcroyalbank.com Richardson GMP 300-343 Preston St. Ottawa, ON K1S 1N4 613-230-7735 richardsongmp.com Gentry Capital 508-1900 City Park Dr. Gloucester, ON K1J 1A3 613-746-7200 / 613-746-7282 gentrycapital.ca Raymond James 750-45 O’Connor St. Ottawa, ON K1P 1A4 613-369-4600 Mandeville Private 610-1565 Carling Ave. Ottawa, ON K1Z 8R1 613-728-0101 michaelprittie.ca Crain & Schooley Financial 7-471 Hazeldean Rd. Kanata, ON K2L 4B8 613-722-3444 crainschooley.on.ca John D. Landry Financial and Quadrus Investments G2-160 Terence Matthews Cres. Kanata, ON K2M 0B2 613-271-0555 / 613-271-9551 jdlfinancial.ca Foundation Private Wealth Management 204-460 West Hunt Club Rd. Ottawa, ON K2E 0B8 613-228-8810 foundationpwm.com Future Financial Planning Group 201-370 Churchill Ave. Ottawa, ON K1Z 5C2 613-728-0589 futurefinancial.com Snipper Financial Planning 150 Isabella St. Ottawa, ON K2S 1V7 613-236-8878 snipperfinancialplanning.com Amira Mamhikoff Finanical Planner 154 Challenge Cres. Orleans, ON K4A 0T9 613-742-8585 ambfinancial.ca Bank of Montreal Capital Centre Branch 269 Laurier Ave. W. Ottawa, ON K1P 5J9 613-564-6416 / 613-564-6818 bmo.com CIBC / CIBC Wood Gundy 222 Queen St., 2nd floor Ottawa, ON K1P 5V9 613-564-4162 / 613-563-9600 cibc.com Scotiabank Group 119 Queen St. Ottawa, ON K1P 6L8 613-564-5194 / 613-564-7946 scotiabank.com TD Canada Trust & TD Commercial Banking 240-45 O’Connor St. Ottawa, ON K1P 1A4 613-783-6104 / 613-783-6617 td.com
LARGEST FINANCIAL PLANNING COMPANIES
(RANKED BY NUMBER OF OF LOCAL LICENCED FINANCIAL ADVISORS AND PLANNERS)
No. of licenced financial advisors and planners working locally Principals
No. of offices Year established in Ottawa/ Gatineau in Ottawa
Compensation model
Financial services offered Accounts; investments (registered & non-registered); credit; mortgages; financial planning; credit cards; discount brokerage. RBC Wealth Management offers full service brokerage, estate and business succession planning, insurance and financial planning
107
Tina Sarellas regional president, Ontario north and east
1899
35
Combination of commission and salary
25
Patricia Carr branch administrator
2009
1
WND
15
Steve Barban founder and president
2000
1
Portfolio management fees and commissions
Licensed to use Un-Common Sense to manage portfolios. Certified financial planners and certified investment managers all in-house.
15
Daniel MacInnis branch manager
2000
2
Commission
Full-service investment firm; provides advice into issues challenges facing business owners, corpororate exutive retirees and families
8
Michael Prittie portfolio manager and senior financial advisor
2013
1
Combination of salary and commission
Full service; insurance; financial advice; taxes
7
John M. McCavour senior vice-president
1953
2
Salary
Group RSPs; employee benefits and pensions
5
John D. Landry retirement and estate planner
1981
2
Commission and salary
Financial planning; retirement planning; investment tax minimization; estate planning; portfolio analysis; insurance analysis
3
Mark Sherboneau managing partner, wealth management
1
Commission
Investments; insurance; financial planning; RRSPs; RESPs; TFSAs; non-registered investments; estate planning; corporate retirement planning
3
Carl Eppstadt president, owner and financial planner
1984
1
Combination of salary and commission
2
Heather Snipper owner and financial planner
1988
1
1
Amira Mamhikoff Buffone certified financial planner
2005
1
Commission
Chris Booth vice-president of commercial banking
WND
13
WND
Retirement; major purchases; education savings; saving and investing; estate; managing debt
WND
2010
Investment planning; wealth management; tax and estate planning; investment advice
Financial planning; investment planning; tax and estate planning; education planning; insurance and risk management; charitable giving; business succession planning
Combination of Tax planning; investment planning; commission and estate planning; retirement planning; salary, plus fee for cash flow management; risk management service
Financial planning; insurance; investments; group benefits
WND
Steven Kim
WND
29
WND
Investment solutions; retirement planning; life and wealth protection; milestones and purchases; tax planning; charitable giving; stocks and bonds; mutual funds; insurance and annuities; alternative investments
WND
Luigi Bastianelli director and market lead
WND
20
WND
Wealth planning; business transition planning; insurance solutions; family wealth advisory services
WND
Doug Feasby vice-president
WND
46
WND
Investment strategies; banking and credit management; retirement planning; tax management; education funding; business succession planning; major purchases
WND = Would not disclose. Should your company be on this list? If so, please send details to research@obj.ca This list is current as of August 12, 2016. © 2016 by Ottawa Business Journal. All rights reserved. This material may not be reproduced by any method in whole or in part without written permission by Ottawa Business Journal. While every attempt is made to ensure the thoroughness and accuracy of the list, omissions and errors sometimes occur. Please send any corrections or additions by e-mail to research@obj.ca. OBJ lists are primarily compiled using information provided voluntarily by the organizations named. Some firms that may qualify for the list are not included because the company either failed to respond to requests for information by press time, because the company declined to take part in the survey or because of space constraints. Categories are drawn up in attempt to gather information of relevance to the Ottawa market. Research by Patti Moran. Please send questions and comments to research@obj.ca.
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