Allied Professionals by ASE Marketing

The 6th annual Allied Professionals Summit creates a dynamic workshop environment focused on guiding clients through these tumultuous times with sound, objective advice, as well as compelling and innovative solutions.

Utilizing

collaboration among like-minded individuals in related fields of expertise will help professionals take their practice to the next level.

October 23, 2013 8:00AM-4:00PM Pacific Club 4110 MacArthur Blvd. Newport Beach, CA 92660

ASE Marketing is Proud to Sponsor the Allied Professionals Summit K

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Allied Professionals Summit www.alliedprofessionalssummit.com

Summit 2013 A LLIED

PR OFESSIONALS

WELCOME I’d like to personally welcome each of you to the 6th Annual Allied Professionals Summit. The FPA of Orange County is proud to present this year’s Summit in partnership with the UC Irvine School of Law, Center for Investment and Wealth Management, Orange County Bar Association, Wealth Counsel and Orange County Enrolled Agents. It is our pleasure to welcome our keynote speakers, Ben Emons and Erwin Chemerinsky. The objective of the Allied Professional Summit is to foster the collaboration of professionals among disciplines in Orange County. This year has brought forward a robust offering of expert-led sessions in the fields of finance, law, insurance, real estate and practice management. It is a known fact that successful professionals utilize a team based approach. With this thirst for scholarship, we not only strengthen our client relationships but broaden our own professional relationships and networks.

THANK YOU

Allied Professional Committee Members Robert G. Antonio Howard Erman Dennis Barker Kevin Henss Carolanne Chavanne Mary Mar Aileen Lau Danley Teresa Tabel Michael J. Wittick

Special Thanks

Scott K. Anderson, Julie Anderson-Bray, Caroline Beeson, Carol Bobke, William Cuthbertson, Lesley Elliott, Liz Dahl, Kevin Henss, Andi Kang, Trudy C. Levindofske, Lee Anne Maki, Kristen Newman, Sy Qureshi, Michael Shockley and Bob Welge Thank you for participating in this year’s event! We look forward to seeing you at the Summit in 2014.

The success of this program would not be possible without the generous support of our underwriting sponsors, American Realty Capital and Marsh Private Client Services. We thank them for their continued patronage through their commitment to ethics and professionalism. We hope you enjoy the program. Robert G. Antonio Allied Professionals Chair Financial Planning Association of Orange County

AGENDA

Ameen Ahmad

President Valhalla Home Loans

SPEAKERS

Private Client Services

Ameen Ahmad is the founder of Valhalla Home Loans. Valhalla Home Loans aims to transform the traditional “blackbox” mortgage process into an open, transparent, easy-to-use and efficient one. Valhalla Home Loans leverages technology to enable borrowers to be the driver of the mortgage process – with real-time rate search, on-line application, electronic document processing and e-signatures. This technology-based approach also means lower mortgage costs for borrowers. Ameen is a technology management and marketing executive with over 20 years of experience working with both large fortune 500 companies (such as Intel and Lucent Technologies) and various start-ups. Two of the start-ups where he led product management & marketing were acquired by Amazon and Google -- both applied image recognition/augmented reality in interactive mobile marketing solutions and mobile lifestyle applications. These acquired technologies are currently used in Google Googles, Google Picassa, Amazon Flow and Amazon PriceCheck. Early in his career, Ameen held corporate planning roles at Mellon Bank and Ford Motor Company. Ameen has an M.B.A. from the University of Chicago Booth School of Business and M.A. in Economics from Rice University.

MARSH PCS IS A PROUD SPONSOR OF THE ALLIED PROFESSIONALS SUMMIT

Director of Advanced Markets Signature Resources Mr. Baumgarn joined Signature Resources in 2012 as Director of Advanced Markets. He has over thirty years of experience in pension and qualified plans, of which twenty were served in executive capacities at major life insurance companies.

Performance. Expertise. Passion.

When he’s not reading the IRS code (his favorite recreational reading), Keith enjoys following baseball and football. He is a devoted Chicago Bears fan.

Anthony Bott

Managing Director Preferred Apartment Communities Anthony Bott is Managing Director of Capital Markets for Argonaut Capital Group, GP, handling distribution for Preferred Apartment Communities- Preferred Warrant and Stock Offering. He has been involved in raising capital for real estate investment programs for over seven years. In his spare time Bott enjoys traveling, mountain biking and is an experienced photographer. He currently is a registered securities representative with FINRA and holds Series 7 and 63 licenses.

Linda Brehm-Donnelly

Sales and Risk Consultant Marsh Private Client Services

Linda Brehm-Donnelly is a Sales and Risk Consultant at Marsh Private Client Services. She is part of a team of specialized professionals focused on introducing high net worth individuals into the PCS personal risk management program by creating comprehensive solutions that help minimize risks and develope wealth preservation.

Marsh Private Client Services. The intelligent choice for managing risk. Linda Brehm-Donnelly • 949 399 5887 • linda.brehm@marsh.com

Keith Baumgarn, CLU, ChFC, FLMI

Mr. Baumgarn is a nationally recognized speaker on EGTRRA, the Pension Protection Act and on qualified retirement plans and how to effectively incorporate life insurance inside of them. He has earned the designations of QPA (ASPPA), CLU and FLMI and is an approved course provider and instructor for EA and CPA CPE, life agent CE, attorney CLE, and CFP workshops. He has also authored retirement planning articles in national magazines.

Marsh Private Client Services partners with advisors to help ensure our mutual clients’ property and assets are protected from financial loss. For more than 30 years, we’ve provided custom consultation, solutions, and services to individuals and families who want the right personal insurance program for them.

Everything we do at Hall & Company is centered on what is best for our clients. Our team is committed to this philosophy and it drives our daily actions. We have the depth of experience to navigate complex, financial challenges and generate successful outcomes…ultimately enhancing our clients’ businesses and their lifestyles.

• Audit, Financial and Tax Services for Businesses and Individuals • M & A Consulting

949.910.4255 111 Pacifica, Suite 320 Irvine, CA 92618 HallCPAs.com

Join Bradford Hall at one of the breakout sessions.

Linda joined Marsh after 20 years in selling high valued residential real estate, which adds to her ability to place coverage and service the needs of high net worth individuals. She also has seven years of experience in personal lines insurance where she was responsible for handling and placing coverage for the CEOs of major corporations and well known individuals.

SPEAKERS

Jonathan is a partner with the firm of Matsen Voorhees Law, a division of Bohm Matsen, LLP in Costa Mesa. Previously he served as Chief Operating Officer at WealthCounsel, LLC, where in addition to overseeing the operations of the nation’s premier estate and business planning attorney membership organization, he was instrumental in the creation of The Advisors Forum, a national interdisciplinary membership organization that helps all disciplines of wealth planning professionals collaborate more productively for the benefit of their clients.

Jonathan A. Mintz Partner Matsen Voorhees Law

For nearly two decades Jonathan has studied collaboration and collaborative relationships – both successful and unsuccessful. With this experience he is uniquely qualified to discuss collaborative models and the impediments to successful collaboration. A Southern California native, Jonathan graduated from UCLA and Loyola Law School with honors. He also received a Certificate in International Human Rights and Comparative Civil Rights from the University of San Diego School of Law after studying at Trinity College in Dublin, Ireland. Away from work, Jonathan is an avid cyclist and world traveler.

Luke Nordrehaug

Regional Consultant Genworth Wealth Management

Luke Nordrehaug is a Genworth Financial Wealth Management Regional Consultant. Luke is dedicated to partnering with independent advisors to build their fee-based businesses and offer innovative solutions to make their practices run more efficiently. Luke has worked as a banker/investment representative at US Bancorp and as a Senior Internal Wholesaler at SunAmerica. He joined Genworth Financial Wealth Management 2007, where he began at one of the headquarters in Los Angeles office and later moved to San Diego. Luke holds a BS in International Business from California State University, Northridge. He enjoys many outdoor sports and activities, including biking, hiking, camping, snowboarding and surfing.

Jeff Omdahl joined ProShares and ProFunds in 2000. As a Regional Vice President and Tactical Specialist for the western United States, he is responsible for ProShares ETF and ProFunds mutual funds sales activities and strategic growth in the RIA, hedge fund, and broker/dealer channels throughout a 25-state region. With more than 25 years of securities industry experience, Mr. Omdahl was part of the team responsible for the initial development and distribution of 21 sector mutual funds currently offered in the ProFunds lineup, and he currently sits on several committees regarding distribution and product development for new ProShares ETFs.

Jeff Omdahl

Regional Vice President Profunds

WE WISH TO THANK OUR MEMBERS Founding Sponsor PAAMCO – Jane Buchan, Jim Berens Schwab Institutional – Shawnette Gauer, Brad Losson

Mr. Omdhal received his bachelor’s degree in finance from Brigham Young University and an MBA from Golden Gate University. He’s participated in the Wharton School of Business’s Executive Program for Sales Leadership, and he holds Series 7 and 62 FINRA registrations. Senior Vice President & Sales Manager for the Western Division Realty Capital Securities

The Center for Investment and Wealth Management at UC Irvine’s Paul Merage School of Business thanks our visionary Charter and Sustaining members for their generous support in establishing one of the premier organizations for the study, education and practice of the emerging field of wealth management and the research on investment management. Through the support of these committed professionals, the Center hosts public events featuring nationally-recognized speakers and has established an intensive wealth management curriculum especially for MBA students. Additionally, the Merage School’s world-class finance faculty are often showcased in closed sessions to offer members unique perspectives and insights that they can bring to their clientele.

Prior to joining ProShares and ProFunds, Mr. Omdahl was the Western Regional Sales Manager for Rydex, where he oversaw much of that company’s growth in the west, including the development of multiple relationships with major banking institutions. He also spent more than a decade with E.F. Hutton and Paine Webber where he was a Divisional Vice President and a Branch Manager, respectively.

Steve Williams

Center for Investment and Wealth Management

Founding Director Frank Kavanaugh Mont Pelerin Capital – Chuck Martin, Mike Cancelleri ‘05

Focusing on the Western Division, Mr. Williams is responsible for developing and implementing sales strategies, coordinating marketing and sales efforts, and is a featured speaker at numerous industry and educational conferences. He has extensive experience in the Institutional, Broker Dealer and RIA markets. Additionally, Mr. Williams brings more than 22 years of experience to Realty Capital Securities. Most recently, Steve was a Senior Vcie President at a top tier Real Estate Company. Mr. Williams also previously served as Vice President in Deutsche Bank’s Private Banking group. Mr. Williams earned an MBA from the University of Connecticut with a focus on Finance and holds FINRA Series 6, 7, 63 and 24 licenses.

Founding Associate Nai-fu Chen, Professor Founding Friend Aristotle Capital Management – Steve Borowski BNY Mellon Wealth Management – Andrew Low, Mike Silane Founding Member Pamela M. Adams ‘98, CFP® Anfield Group, LLC – David Young ’90 apriem Advisors – Mark Iwamoto, Harmon Kong Beacon Pointe Advisors – Shannon Eusey

Beacon Pointe Wealth Advisors/Newport Beach – Mark Moehlman, Laine Ainsworth Brown & Streza, LLP – Matt Brown Burnham Gibson Financial Group/AXA Advisors – Darin Gibson ’99, CFP, Mark Rooney CalCPA Orange County/Long Beach Chapter – Thomas Bennett, Monica Rebella, John Misuraca Capital Research & Management Company – Darcy Kopcho ‘80 CBIZ – Michael Silvio City National Bank – Carla Furuno, Adam Ratner Comerica Bank – Melissa Pollard Corinne Myre and Associates – Corinne L. Myre Duckworth Mehner Private Wealth Advisors – Michael Duckworth, Kara Duckworth Ferruzzo & Ferruzzo – Jim Ferruzzo, Jim Leese Fidelity Investments – Tim Stinson First American Trust – Kimberly Dwan Bernatz, Bill Lugaro First Foundation Advisors – Rick Keller, Victoria Collins GenSpring Family Offices – Patricia M. Soldano GR Capital Management – Todd Rustman

Hollencrest Capital Management – Michael Ashley Schulman, CFA, Greg Pellizzon Index Fund Advisors – Mark Hebner ‘89 Inspired Financial – Evelyn Zohlen, Mark Prendergast Irving R. Katz & Associates – Irving Katz K&L Gates LLP – Stephen Freeman Knightsbridge Asset Management – Chad Neault Lord Abbett – Robert Sullivan Marcum LLP – Gary Polich, Jayson Morgan Matters at Hand – Camille Jayne Merrill Lynch – Joseph Volz MIG Capital – Richard Merage Morgan Advisory Group – Brad Morgan Nuveen Investments, LLC – Jeffrey Carlin Optivest, Inc. – Mark Van Mourick, Leslie Calhoun Payden & Rygel – Greg Brown, Brenda O’Leary RS Crum, Inc. – Jon Theriault, Mark Rylance Succession Capital – Julian Movsesian TRC Financial/The Roberson Company – Dave Roberson Vertical Advisors, LLP – Peter DeGregori

The Waltos Group of Northwestern Mutual – Miles Healey Wealth Management Group – David George Wood Gutmann & Bogart Insurance – Lupe Erwin Sustaining Member Axxcess Capital, LLC – Andrew Jensen Bank of the West –Mary Borg, Ed Mora Eric (First Republic Bank) & Connie Bell Canterbury Consulting – Bob Cluck, JD Montgomery Deutsche Bank Private Wealth Management – Zachary Yaklin, Carolin Botzenhardt Hotchkis & Wiley – Patrick Meegan, Mark Hudoff JP Morgan Private Bank – Ethan Morgan, Timothy Henderson Kairos Investment Management, LLC – Carl Chang, Jonathan Needell Paul Hastings – Douglas Schaaf, Erika Mayshar SageView Advisory Group – Steve Henningson, Randy Long Steadfast Capital Markets Group – Angela Barbera U.S. Bank – Michael Denzinger, Charles Black

To participate in the Center for Investment and Wealth Management activities, learn more at merage.uci.edu/go/CIWM.

In your business, who you know matters.

Advisors Forum® connects you with the most active, business-minded network of top estate and business planning attorneys, while providing a steady supply of relevant education and practice building programs. The result? You enjoy top-of-mind

recognition with these key client inﬂuencers. Because practice development begins

PIMCO is a proud sponsor of the Allied Professionals Summit 2013 To learn more, please contact PIMCO at 949.720.6000 or visit pimco.com/investments

Your Global Investment Authority

PIMCO and YOUR GLOBAL INVESTMENT AUTHORITY are trademarks or registered trademarks of Allianz Asset Management of America L.P. and Pacific Investment Management Company LLC, respectively, in the United States and throughout the world. PIMCO Investments LLC, distributor, 1633 Broadway, New York, NY, 10019 is a company of PIMCO.

with relationships.

Advisors Forum is part of WealthCounsel®, a membership-based organization of

thousands of attorneys and other wealth planning professionals located in all 50 states. Learn how Advisors Forum can help you grow your business. Call us at

888-659-4069 Ext. 819 or email us at info@wealthcounsel.com for more information.

WE'RE PLEASED TO SUPPORT THE ALLIED PROFESSIONALS SUMMIT 2013. SAY HELLO TO SONNY SOI, OUR PRACTICE DEVELOPMENT CONSULTANT ATTENDING THE EVENT.

Do you know how your choices today will impact their tomorrow? We do!

ESTATE PLANNING BUSINESS PLANNING INCOME TAX PLANNING CHARITABLE SECTOR MERGERS & ACQUISITIONS

Protecting your treasures for good, because life is more than wealth!

40 Pacifica, Suite 1500 路 Irvine, CA 92618 路 (949) 453-2900 路 inquiries@BrownandStreza.com 路 www.BrownandStreza.com

ProShares.com

ProFunds.com

Jeffery Omdahl | Regional Vice President | jomdahl@proshares.com | 888-776-9258

Realty Capital Securities  To obtain a prospectus for an offering detailed herein, contact the dealer manager: Realty Capital Securities, LLC (Member FINRA/SIPC), Three Copley Place, Suite 3300, Boston, MA 02116, Phone: 877373-2522, or visit our Web Site: www.rcsecurities.com. Realty Capital Securities is an affiliate of American Realty Capital.

Realty Capital Securities, LLC is a purpose-built open architecture wholesale broker dealer focused on the distribution of publicly registered, non-traded real estate investment trusts, business development companies and mutual funds.

$1,500,000,000 $10.00 per share. Will change to net asset value (calculated quarterly, plus applicable selling costs) beginning the first calendar quarter following the acquisition of $1.2 billion in assets. American Realty Capital Global Trust, Inc. Sale-Leaseback Commercial Real Estate Publicly Registered, Non-Traded REIT

$1,700,000,0001 (68,000,000 shares of common stock) $25.00 per share. (NAV, beginning first quarter following $2 billion in total assets) American Realty Capital Healthcare Trust II, Inc. Healthcare Real Estate Publicly Registered, Non-Traded REIT

$1,500,000,000 $11.10 price per share3 Business Development Corporation of America U.S. Middle Market Company Debt and Equity Investments Business Development Company

Matt Brown

Partner Brown & Streza LLP

SPEAKERS

Matt Brown is a partner with the Orange County, California law firm of Brown & Streza LLP. Matt is board certified in estate planning law by the California Bar Association, but his estate planning niche is more narrowly focused than most. He primarily counsels business owners and philanthropists on the more complex income tax and estate tax issues that arise in the areas of business planning and charitable planning. Matt received his undergraduate degree in Finance from the University of California at Davis and his Juris Doctor degree, cum laude, from Southern Methodist University Dedman School of Law, where he was a member of the Southern Methodist University Law Review. Matt spent several years practicing in the Tax Department of Thompson & Knight LLP, before joining Brown & Streza in 2003.

$1,500,000,0001 Retail Shares: $10.089 price per share2 Institutional Shares: $9.943 price per share2 American Realty Capital Daily Net Asset Value Trust, Inc. Net Lease Real Estate Publicly Registered, Non-Traded REIT

$2,000,000,000 $25.00 per share in the primary offering, then at net asset value (calculated quarterly, plus applicable selling costs) beginning two years from effectiveness (February 12, 2015). ARC Realty Finance Trust, Inc. Real Estate Finance Publicly Registered, Non-Traded REIT

American Realty Capital – Retail Centers of America

$1,500,000,000 $10.00 price per share American Realty Capital – Retail Centers of America, Inc. Power and Lifestyle Shopping Centers Publicly Registered, Non-Traded REIT

$1,500,000,000 $10.00 price per share American Realty Capital New York Recovery REIT, Inc. Commercial Real Estate in New York City Publicly Registered, Non-Traded REIT

Darren Capeloto

Vice President – Emerging Market Strategist Darren Capeloto is a vice president, focused on emerging market strategy and trading. His areas of specialization include local Payden & Rygel markets in Latin America and Eastern Europe. In addition to his role as the primary trader for the firm’s emerging market debt strategies, he monitors local bond yield curves and currencies for directional and relative value opportunities. Prior to joining Payden & Rygel, Capeloto worked as a financial analyst at William O’Neil and Company where he analyzed fundamental financial data of publicly traded corporations to be used in making buy/sell recommendations to institutional clients. Capeloto received an MBA from the Marshall School of Business at the University of Southern California and a BA in Political Science from the University of California, Los Angeles.

$300,000,000 Offering ARC Real Estate Income Fund Open End Fund

$1,500,000,000 $10.00 price per share Phillips Edison – ARC Shopping Center REIT, Inc. Necessity-Based Community & Neighborhood Shopping Centers Publicly Registered, Non-Traded REIT

NOTE: All of the real estate investment trust (“REIT”) offerings herein have either qualified or intend to qualify as a REIT. If a company does not qualify as a REIT, it may incur increased tax costs which could reduce distributions.

(1) The aggregate offering amount and price per share are not fixed and will fluctuate after we begin to calculate NAV. (2) Price as of 10/4/2013. The per share purchase price for each of the retail shares and the institutional shares will be equal to our NAV on each day that the New York Stock Exchange is open divided by the number of shares outstanding as of the end of business on such day after giving effect to any share purchases or redemptions effected on such day. The retail share price will also include applicable selling commissions and a dealer manager fee up to 10% in the aggregate of the purchase price per share and the institutional share price will also include any applicable fees. (3) Price as of 8/16/2013. At the time that this offering was declared effective, our initial price per share was $10.00. By prospectus, on an ongoing basis, when net asset value increases above $10.00 per share, we will increase the public offering price as necessary to ensure that shares are not sold at a price which, after deduction of selling commissions and dealer manager fees, is below our NAV per share. The price which the investor pays for our shares may not reflect the current net asset value of the Company at the time of his or her subscription. Investors may pay a premium for their shares of common stock if our board of directors does not decrease the offering price in the event of a decline to our net asset value per share. THIS MATERIAL IS NEITHER AN OFFER TO SELL NOR A SOLICITATION OF AN OFFER TO BUY ANY SECURITIES. SUCH AN OFFER CAN ONLY BE MADE BY A PROSPECTUS, WHICH CONTAINS COMPLETE INFORMATION INCLUDING RISKS FOR ITS RESPECTIVE OFFERING. An investment in any of the offerings described herein involves a high degree of risk and there is no assurance that the investment objectives of the program will be obtained. Realty Capital Securities, LLC (Member FINRA/SIPC), is an affiliate of American Realty Capital and is the wholesale distributor acting as the dealer/manager for both proprietary and non-proprietary real estate investment programs.

Bradford L. Hall

Managing Direct Hall & Company Certified Public Accountants and Consultants, Inc.

As the Managing Director of the firm, Brad is actively involved in all aspects of taxation, auditing and business planning. He has over thirty years of experience in public accounting. Brad’s core strengths as an Irvine CPA are in the areas of strategic tax planning for high net worth individuals including corporate owners and executives, closely held corporations, partnerships, LLCs and trusts. He has significant experience negotiating corporate sales/merger, acquisitions and divisional spin-offs. As an Irvine CPA, Brad spends a great deal of time consulting in the area of business management, business succession planning, estate planning and preparation of comprehensive personal financial plans. He represents clients before the IRS, FTB and other taxing authorities. Brad started his career in 1977 with Mckeehan Hallstein & Co. in Los Angeles and later became Tax Manager of Haskell & White (formerly known as Swenson & Clark CPAs) upon moving to Orange County. He subsequently took a position as Tax Partner at Wright Ford Young & Hall where he oversaw an extensive tax and accounting practice. He left to form Hall & Companywith a vision - to significantly build business value for owners and executives of companies in various industries through the use of sophisticated financial analysis. He was a featured speaker at the 2002 American Institute of Architects annual conference at which his topic was Retirement Planning and the use of various qualified plans available. As a well-respected Irvine CPA, Brad is continually contacted by local and national newspapers and magazines for interviews on various tax matters (BusinessWeek, Wall Street Journal, Dow Jones, Consumer Reports, Orange County Register, L.A.Times, CNN, Journal of Accountancy, California Real Estate Journal, This Old House).

Sharon Kauls

Senior Vice President and West Zone Client Advisory Leader Sharon is a Senior Vice President and the West Zone Client Advisory Leader for Marsh Private Client Services. Marsh Private Client Services In her role, she leads the client advisory team dedicated to managing the complex insurance programs of HighNet-Worth clients. Prior to joing Marsh in 2007, Sharon was a Senior Vice President at Wells Fargo Insurance Services for 19 years. She held various leadership positions overseeing Property & Casualty underwriting, service, claims, marketing and compliance teams in Southern California. She holds the professional designations of Certified Insurance Counselor, Certified Risk Manager, Accredited Advisor in Insurance, Associate in Underwriting, and Associate in Insurance Services.

AGENDA

PROUD SPONSOR OF THE FPA ORANGE COUNTY Learn more about Emerging Markets Fixed Income: A discussion on the evolution of the asset class with Darren Capeloto, Vice President Wednesday, October 23 11:00am - 11:55am PAYDE N.CO M

Signature RESOURCES The Art and Science of Wealth Management

Since 1983, Signature Resources has been helping individuals, families and businesses realize their wealth management goals. As an independent RIA hybrid firm, we provide unparalleled supported independence to our financial advisors and fee-only planners.

Thrive Flourish Excel To learn more, contact us at:

(949) 794-1040 Securities Offered through Signator Investors, Inc., Member FINRA, SIPC. 2601 Main Street, Suite 700, Irvine, CA 92614. Signature Resources Capital Management and its investment advisory services are offered independent of Signator Investors, Inc., and any subsidiaries or affiliates. For Financial Professional use only. Not for use with the public.

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