Teaming up to win the fight against poverty.

BRAD A. ROTHBAUM Chief Operating Officer BMO Capital Markets Corp.

Brad Rothbaum is Managing Director & Head, U.S. Global Markets, and Chief Operating Officer of BMO Capital Markets Corp. and Head of the U.S. Branches which include New York, Chicago, and an agency office in Houston. Brad is a member of the U.S. Management Committee and Chairs the Boards of BMO Capital Markets Corp. and Clearpool Execution Services.

Prior to joining BMO, Brad was the Executive Vice President and Chief Operating Officer of Paloma Securities LLC, a part of the multi-strategy Paloma Partners hedge fund complex. Brad serves on the Board of Directors of the United Way of New York City and is a Trustee for both the Citizens Budget Commission in New York City and the Institute of International Bankers. Brad co-founded a scholarship for graduating seniors at Francis Lewis High School in Queens, NY, his alma mater, which recognizes students who have successfully overcome obstacles in their non-academic lives.

Brad holds an MPA in Public Finance and a BA in Political Science/History from the University at Albany Rockefeller College of Public Affairs and Policy.

Hometown Hero

Congratulations to New York Giants Hometown Hero

Graham Gano

And This Year’s Honorees

Solomon Thomas, New York Jets

Michael J. Schmidtberger, Sidley Austin

Brad Rothbaum, BMO

Linda E. Johnson, The Brooklyn Public Library

GRAHAM GANO Placekicker New York Giants

Gano has embraced New York City as his own and has been winning the hearts of New Yorkers with his actions off the field just as much as he does on the field. Since joining the Giants in 2020, Gano and his family have dedicated themselves to supporting the New York City Police Foundation’s (NYCPF) Far Rockaway Giants. This NYPD-led program provides tutoring, mentoring and the opportunity for boys to play flag football while being coached by police officers in Far Rockaway, Queens. Gano has contributed thousands of dollars to support the program and dedicated countless hours of time with each of the boys and police officers. Gano was part of the Giants player group that inspired the program to expand into Harlem and hopes to have the program exist in all five boroughs. During the 2022 season, he teamed up with MetLife to spread awareness and help raise over $80,000 for the NYCPF program. In Week 13 of the NFL season, Gano represented the NYCPF and Far Rockaway Giants for My Cause, My Cleats, the league-wide initiative that allows players to share causes that are important to them.

As a team captain and leader in the locker room, Gano used his jersey number swap with Kayvon Thibodeaux, the Giants 2022 draft pick, to provide $50,000 of support to Puppies Behind Bars. This nonprofit organization trains incarcerated individuals to raise service dogs for wounded war veterans and first responders, and facility dogs for police. The contribution funded the training of five service dogs, which is a personal number to Graham and his wife Brittany as they have five children.

Broadridge celebrates the 30th Annual Gridiron Gala and United Way of New York City

We are proud to team up with United Way of New York City and support its mission to break down barriers and help improve the lives of low-income New Yorkers. Let’s help accelerate change and create new opportunities for the deserving members of our community. Together, we can make a difference.