2./$+20$ )227%$// %2:/ *8,'( 6 ($6 21 &2$&+,1* 67$))
0HGLD ,QIRUPDWLRQ 0DSV DQG ',UHFWLRQV 7KH *DPH DW D *ODQFH
7HDP 6WDWLVWLFV 6FRULQJ 6WDWLVWLFV 'HIHQVLYH 6WDWLVWLFV ,QGLYLGXDO *DPH E\ *DPH 6WDWLVWLFV 6WDUWLQJ /LQHXSV 3OD\HU 3DUWLFLSDWLRQ 6LWXDWLRQDO 6WDWLVWLFV 6HDVRQ 6XSHUODWLYHV *DPH E\ *DPH &RPSDULVRQV 6FRULQJ 'ULYHV *DPH %\ *DPH 5HFDSV
6HDVRQ 1RWHV 2IIHQVH 1RWHV 'HIHQVH 1RWHV 6SHFLDO 7HDPV 1RWHV %RZO 1RWHV +RQRUV $ZDUGV &DUHHU +LJKV 5HFRUGV 8SGDWH 5RVWHUV 3URQXQFLDWLRQ *XLGH 'HSWK &KDUW
'DYLG %DVVLW\
*8,'( '(6,*1 'DYLG %DVVLW\
&29(5 '(6,*1 6FRWW 0DWWKHZV
&2175,%87256 'HEELH &RSS $O\VRQ )HDVWHU -DVRQ )U\ &UDLJ 0RUDQ 4XLQF\ 7D\ORU
5(6($5&+ $66,67$1&( 0LNH %URRNV
3+272*5$3+<
%RZO +LVWRU\ 2NODKRPD %RZO 6WDWLVWLFV %RZO 5HFDSV
-DFNVRQ /DL]XUH -HUU\ /DL]XUH 3KLOOLS /DL]XUH 7\ 5XVVHOO 6KHYDXQ :LOOLDPV DQG $VVRFLDWHV -RKQ :LOOLDPVRQ &DO 6SRUW 0HGLD DQG 28 $WKOHWLFV &RPPXQLFDWLRQV $UFKLYHV
&RDFKHV 6WDII
5HFRUGV
35,17,1*
%RE 6WRRSV $VVLVWDQW &RDFKHV 6XSSRUW 6WDII
2NODKRPD )RRWEDOO 5HFRUGV
3OD\HU 3UR¿OHV
8QLYHUVLW\ RI 2NODKRPD
7KH 2NODKRPD )RRWEDOO %RZO *XLGH ZDV SULQWHG E\ 7UDQVFULSW 3UHVV RI 1RUPDQ 2NOD DW QR FRVW WR WKH WD[SD\HUV RI WKH VWDWH RI 2NODKRPD
+,6725<
7KH 6RRQHUV
6($621 5 (9, (:
6HDVRQ 5HYLHZ
6HDVRQ
7+( 6221(56
352-(&7 &225',1$725
0HGLD ,QIRUPDWLRQ
2YHUYLHZ 8QLYHUVLW\ 3UHVLGHQW 'DYLG / %RUHQ 'LUHFWRU RI $WKOHWLFV -RH &DVWLJOLRQH $WKOHWLFV $GPLQLVWUDWLRQ 2NODKRPD 7UDGLWLRQV 6RRQHU6SRUWV FRP 1LNH LV WKH RI¿FLDO IRRWZHDU DSSDUHO VXSSOLHU DQG VSRQVRU RI WKH 2NODKRPD IRRWEDOO SURJUDP
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
$7+/(7,&6 &20081,&$7,216 .(11< 02660$1 6HQLRU $VVRFLDWH $WKOHWLFV 'LUHFWRU IRU ([WHUQDO 5HODWLRQV NPRVVPDQ#RX HGX
'LUHFWRU RI ,QWHUQHW 6HUYLFHV MPDWKHVRQ#RX HGX
0,.( +28&.
725< .8.2:6.,
$VVRFLDWH &RPPXQLFDWLRQV 'LUHFWRU PKRXFN#RX HGX
$VVLVWDQW 'LUHFWRU RI ,QWHUQHW 6HUYLFHV WNXNRZVNL#RX HGX
-$5(' 7+203621
-$621 %2',1
$VVRFLDWH &RPPXQLFDWLRQV 'LUHFWRU MDUHGWKRPSVRQ#RX HGX
&RPPXQLFDWLRQV *UDGXDWH $VVLVWDQW MDVRQE#RX HGX
'$9,' %$66,7< )227%$// &217$&7
/(6/,( .2&+
$VVLVWDQW &RPPXQLFDWLRQV 'LUHFWRU GEDVVLW\#RX HGX
&RPPXQLFDWLRQV *UDGXDWH $VVLVWDQW OHVDOL#RX HGX
&$66,( *$*(
%(1 &2/'$*(//,
$VVLVWDQW &RPPXQLFDWLRQV 'LUHFWRU FDVVLH#RX HGX
&RPPXQLFDWLRQV 6WXGHQW $VVLVWDQW EFROGDJHOOL#RX HGX
&5$,* 025$1
$6+/(< (/.,16
$VVLVWDQW &RPPXQLFDWLRQV 'LUHFWRU FPRUDQ#RX HGX
&RPPXQLFDWLRQV 6WXGHQW $VVLVWDQW DVKOH\ G HONLQV #RX HGX
'(%%,( &233
:,// (67(/
'LUHFWRU RI 3XEOLFDWLRQV GFRSS#RX HGX
&RPPXQLFDWLRQV 6WXGHQW $VVLVWDQW ZLOO HVWHO#RX HGX
6&277 0$77+(:6
'(6,5(( *$55(77
'LUHFWRU RI *UDSKLF 'HVLJQ VPDWWKHZV#RX HGX
&RPPXQLFDWLRQV 6WXGHQW $VVLVWDQW GDJDUUHWW#RX HGX
28 $WKOHWLFV &RPPXQLFDWLRQV &RPPXQLFDWLRQV 0DLQ 3KRQH &RPPXQLFDWLRQV )D[ 8QLYHUVLW\ RI 2NODKRPD $WKOHWLFV &RPPXQLFDWLRQV 0F&OHQGRQ &HQWHU *D\ORUG )DPLO\ 2NODKRPD 0HPRULDO 6WDGLXP 6XLWH : %URRNV 6W 1RUPDQ 2. 6RRQHU6SRUWV FRP 7KH ODWHVW RI¿FLDO LQIRUPDWLRQ RQ 2NODKRPD IRRWEDOO LV DYDLODEOH DW 6RRQHU6SRUWV FRP /RJ RQ IRU FRPSOHWH PHGLD VHUYLFHV LQFOXGLQJ VWDWLVWLFV URVWHUV ELRV VFKHGXOHV SUHVV FRQIHUHQFHV TXRWHV DQG PRUH 6RRQHU6SRUWV0HGLD FRP $FWLRQ SKRWRV PXJV DQG ORJRV DUH DYDLODEOH IRU GRZQORDG 9LVLW 6RRQHU6SRUWV0HGLD FRP IRU GHWDLOV
-$621 0$7+(621
2NODKRPD )RRWEDOO 2QOLQH 28 RQ 7ZLWWHU 7ZLWWHU FRP 6RRQHU6SRUWVFRP 28 RQ )DFHERRN )DFHERRN FRP 2NODKRPD6RRQHUV 28 RQ <RX7XEH <RXWXEH FRP 6RRQHU6SRUWVFRP %LJ &RQIHUHQFH %LJ VSRUWV FRP %LJ 0HGLD 6HUYLFHV &ROOHJH3UHVV%R[ FRP 1&$$ 6WDWLVWLFV 1&$$VSRUWV FRP
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
&/$5. :,/621 &RPPXQLFDWLRQV 6WXGHQW $VVLVWDQW FZLOVRQ #RX HGX
28 $WKOHWLFV 3KRQH 'LUHFWRU\ $OO QXPEHUV IRXU GLJLW H[WHQVLRQ
28 $WKOHWLFV 0DLQ /LQH 28 $WKOHWLFV 7LFNHW 2I¿FH -RH &DVWLJOLRQH 'LUHFWRU RI $WKOHWLFV /DUU\ 1DLIHK ([HFXWLYH $VVRFLDWH $' -DVRQ /HRQDUG ([HFXWH 'LUHFWRU RI &RPSOLDQFH .HQQ\ 0RVVPDQ 6U $VVRF $WKHOWLFV 'LUHFWRU ([WHUQDO 5HODWLRQV 'U %UDQGRQ 0DUWLQ 6U $VVRF $WKHOWLFV 'LUHFWRU $GPLQLVWUDWLRQ 'U 1LFNL 0RRUH 6U $VVRF $' 6:$ 3V\FKRORJLFDO 6HUYLFHV -RH :DVKLQJWRQ 9DUVLW\ ³2´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
0(',$ ,1)250$7,21 0HGLD +HDGTXDUWHUV
7KH GHDGOLQH WR UHTXHVW FUHGHQWLDOV ZDV 'HF $OO FUHGHQWLDOHG PHGLD PXVW JHW WKHLU SKRWR WDNHQ DW WKH 0HGLD 5HJLVWUDWLRQ 5RRP 3HDFH 3LSH 5RRP DW WKH &DPHOEDFN ,QQ IURP D P WR S P RQ 0RQGD\ 'HF WR )ULGD\ 'HF 0HGLD ZKR DUH XQDEOH WR JHW WKHLU SKRWR WDNHQ GXULQJ WKH ZHHN FDQ GR VR RQ JDPH GD\ EHJLQQLQJ EHWZHHQ DW S P DW WKH QRUWK WLFNHW WUDLOHU DW 6XQ 'HYLO 6WDGLXP
7KH -: 0DUULRWW &DPHOEDFN ,QQ 5HVRUW (DVW /LQFROQ 'ULYH 6FRWWVGDOH $=
&RPPXQLFDWLRQV 5HSUHVHQWDWLYHV
0(',$ :25.5220
2./$+20$
0(',$ +263,7$/,7< $ PHGLD KRVSLWDOLW\ URRP DQG PHGLD ZRUNURRP DUH ORFDWHG DW PHGLD KHDGTXDUWHUV 5HIUHVKPHQWV ZLOO EH SURYLGHG $ KRXU PHGLD ZRUNURRP LV ORFDWHG LQ WKH 7RZQ +DOO 5RRP DW WKH &DPHOEDFN ,QQ DQG ZLOO KDYH FRPSOLPHQWDU\ ZLUHOHVV KLJK VSHHG LQWHUQHW DFFHVV 7KH ZRUNURRP
&2$&+,1* 67$))
'DYLG %DVVLW\ $VVLVWDQW &RPPXQLFDWLRQV 'LUHFWRU GEDVVLW\#RX HGX &UDLJ 0RUDQ $VVLVWDQW &RPPXQLFDWLRQV 'LUHFWRU FPRUDQ#RX HGX $UULYHV ZLWK $UULYHV ZLWK WHDP RQ 'HF DQG ORGJHV DW WKH WHDP KRWHO
6 ($6 21
&UHGHQWLDOV
*DPH :HHN ,QWHUYLHZV 6HH PHGLD RSSRUWXQLWLHV RQ VFKHGXOH EHORZ
35$&7,&(6
,16,*+7 %2:/
.ULVWHQ 3IOLSVHQ 'LUHFWRU RI 3XEOLF 5HODWLRQV 7RVWLWRV )LHVWD %RZO ,QVLJKW %RZO & NSÀLSVHQ#¿HVWDERZO RUJ
2NODKRPD LV DVVLJQHG WR &RURQD GHO 6RO +LJK 6FKRRO ( .QR[ 5RDG LQ 7HPSH 7KDW ORFDWLRQ LV PLOHV QRUWKHDVW RI WKH WHDP KRWHO :KHQ FRDFKHV DQG SOD\HUV DUH DYDLODEOH IRU LQWHUYLHZV LQ FRQMXQFWLRQ ZLWK SUDFWLFH WKRVH VHVVLRQV ZLOO EH FRQGXFWHG DIWHU SUDFWLFH 3UDFWLFH VHVVLRQV DUH FORVHG XQOHVV RWKHUZLVH SRVWHG
7+( 6221(56
'LUHFWLRQV WR SUDFWLFH VLWH IURP PHGLD KRWHO
‡ *R HDVW RQ (DVW &DPHOEDFN 5RDG WRZDUG 1RUWK 6FRWWVGDOH 5RDG IRU PLOHV ‡ 7XUQ ULJKW RQWR 1RUWK 6FRWWVGDOH 5RDG IRU PLOHV ‡ 7XUQ OHIW RQWR (DVW 0F'RQDOG 5RDG IRU PLOHV ‡ 7XUQ ULJKW WR PHUJH RQWR $= /RRS 6 IRU PLOHV ‡ 7DNH H[LW WRZDUG :DUQHU 5RDG ‡ 7XUQ ULJKW RQWR (DVW :DUQHU 5RDG IRU PLOHV ‡ 7XUQ OHIW RQWR 6RXWK 5XUDO 5RDG IRU PLOHV ‡ 6LWH ZLOO EH RQ \RXU OHIW
2NODKRPD 7HDP +HDGTXDUWHUV 6KHUDWRQ :LOG +RUVH 3DVV 5HVRUW 6SD : :LOG +RUVH 3DVV %OYG &KDQGOHU $=
6($621 5 (9, (:
7HDP 6FKHGXOH DQG $YDLODELOLW\
3UDFWLFH )LUVW PLQXWHV &RURQD 'HO 6RO +6 7%$ 1R LQWHUYLHZV &RDFKHV DQG 3OD\HUV
3UDFWLFH &RURQD 'HO 6RO +6 7%$ 1R LQWHUYLHZV
0HGLD 'D\ &DPHOEDFN ,QQ S P &RDFKHV 6WDUWHUV
3UHVV &RQIHUHQFH &DPHOEDFN ,QQ D P +HDG &RDFK
3UDFWLFH )LUVW PLQXWHV &RURQD 'HO 6RO +6 7%$ 1R LQWHUYLHZV
:DON 7KURXJK 6XQ 'HYLO 6WDGLXP S P 1R LQWHUYLHZV
,QVLJKW %RZO 6XQ 'HYLO 6WDGLXP S P &RDFKHV DQG 3OD\HUV DYDLODEOH SRVW JDPH
+,6725<
$UULYDO 6N\ +DUERU $LUSRUW S P +HDG FRDFK
Ć $OO WLPHV ORFDO DQG VXEMHFW WR FKDQJH ‡ 6KDGHG GDWHV UHSUHVHQW HYHQWV ZLWK SOD\HU DYDLODELOLW\ ‡ $OO SUDFWLFHV DUH FORVHG H[FHSW XQOHVV RWKHUZLVH SRVWHG
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
0$36 ',5(&7,216
$ERXW 7HPSH
• 3RSXODWLRQ RI ZLWK D PHGLDQ DJH RI • :RUNIRUFH RI ZLWK IRXU PLOOLRQ WRXULVWV DQQXDOO\ • 1DPHG RQH RI WKH %HVW 3ODFHV IRU 7HFK -REV LQ E\ 86 1HZV DQG :RUOG 5HSRUWV • 5HFRJQL]HG DV 1RUWK $PHULFDQ &LWLHV RI WKH )XWXUH IRU E\ I'L 0DJD]LQH )RUHLJQ 'LUHFW ,QYHVWPHQW ,Q WKH FDWHJRU\ RI 6PDOO &LWLHV RI WKH )XWXUH 7HPSH ZDV ¿IWK LQ 1RUWK $PHULFD IRU EHVW KXPDQ UHVRXUFHV PHDQLQJ EHVW SRWHQWLDO HPSOR\HHV 7HPSH DOVR KDG WKH ¿IWK ODUJHVW QXPEHU RI SRVW VHFRQGDU\ VWXGHQWV LQ 1RUWK $PHULFD IRU FLWLHV RI LWV VL]H • 8UEDQ /DQG ,QVWLWXWH FDOOV 7HPSH¶V 0LOO $YHQXH DQG 5LR 6DODGR 3DUNZD\ LQ WKH GRZQWRZQ DUHD DQG :DUQHU DQG 3ULHVW DW (PHUDOG &HQWHU WZR RI WKH KRWWHVW LQWHUVHFWLRQV LQ WKH VWDWH • 7KH $PHULFDQ 3ODQQLQJ $VVRFLDWLRQ FRQVLGHUV 0LOO $YHQXH RQH RI WKH 7HQ *UHDW 6WUHHWV LQ $PHULFD • 7HPSH LV RQH RI WKH %HVW &RPPXQLWLHV IRU <RXQJ 3HRSOH DFFRUGLQJ WR WKH $PHULFD¶V 3URPLVH $OOLDQFH • 7HPSH LV WKH 0RVW :DONDEOH &LW\ LQ $UL]RQD DFFRUGLQJ WR :DONV FRUH FRP 'RZQWRZQ 7HPSH¶V 0LOO $YHQXH 'LVWULFW VFRUHG RXW RI IRU RQH RI WKH EHVW SODFHV WR WDNH D KHDOWK\ ZDON
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
681 '(9,/ 67$',80 ,QVLJKW %RZO +LVWRU\ 6 ($6 21
7KH ,QVLJKW %RZO KDV HQMR\HG VLJQL¿FDQW JURZWK DQG FKDQJH VLQFH LWV LQFHSWLRQ LQ 7XFVRQ \HDUV DJR PDNLQJ LW D PXVW VHH IRU IDQV DQG D IDYRULWH GHVWLQDWLRQ IRU WHDPV 7RGD\ WKH UHQRZQHG %LJ 7HQ DQG %LJ FRQIHUHQFHV DQQXDOO\ DPRQJ WKH QDWLRQDO OHDGHUV LQ DWWHQGDQFH DQG WHOHYLVLRQ UDWLQJV HDFK VHQG RQH RI WKHLU WRS WHDPV WR WKH 9DOOH\ RI WKH 6XQ
&2$&+,1* 67$))
%HJLQQLQJ WKLV \HDU WKH ,QVLJKW %RZO LPSURYHV LWV VHOHFWLRQ LQ ERWK FRQIHUHQFHV 7KH ,QVLJKW %RZO QRZ IHDWXUHV WKH WKLUG VHOHFWLRQ IURP WKH %LJ 7HQ DQG %LJ DIWHU WKH %&6 WHDPV DUH GHWHUPLQHG
7+( 6221(56
,W DOO VWDUWHG LQ $SULO ZKHQ WKH 1&$$ JDYH LWV VWDPS RI DSSURYDO WR WKH QRQ SUR¿W &RSSHU %RZO )RXQGDWLRQ WR KRVW D ERZO JDPH LQ 7XFVRQ $IWHU HLJKW \HDUV DW $UL]RQD 6WDGLXP WKH $UL]RQD 6SRUWV )RXQGDWLRQ WKH RSHUDWLQJ ERG\ RI WKH )LHVWD %RZO ZDV DSSURDFKHG ZLWK WKH LGHD RI DVVXPLQJ WKH UHVSRQVLELOLWLHV RI RSHUDWLQJ WKH &RSSHU %RZO
6XQ 'HYLO 6WDGLXP 2QH RI WKH PRVW DHVWKHWLF G\QDPLF LQQRYDWLYH DQG EHDXWLIXO FROOHJLDWH VWDGLXPV LQ WKH QDWLRQ $UL]RQD 6WDWH 8QLYHUVLW\¶V 6XQ 'HYLO 6WDGLXP KDV SOD\HG KRVW WR VRPH RI WKH EHVW IRRWEDOO JDPHV IRU PRUH WKDQ IRXU GHFDGHV ,W KDV KRVWHG $UL]RQD 6WDWH 8QLYHUVLW\ IRRWEDOO JDPHV VLQFH ,W KDV KRVWHG IRXU QDWLRQDO FKDPSLRQVKLSV DQG LW SOD\HG KRVW WR WKH 1)/¶V XOWLPDWH VKRZFDVH WKH 6XSHU %RZO 7KH VWDGLXP D IDYRULWH RI WHOHYLVLRQ SURGXFWLRQ FUHZV ZDV WKH WKH KRPH RI WKH 7RVWLWR¶V )LHVWD %RZO IRU \HDUV DQG WKH 1)/¶V $UL]RQD &DUGLQDOV IRU VHDVRQV %HJLQQLQJ LQ 6XQ 'HYLO 6WDGLXP EHFDPH WKH QHZ KRPH RI WKH ,QVLJKW %RZO
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
2Q $SULO WKH OHDGHUV RI WKH ,QVLJKW FRP %RZO ZDV PRYHG WR 3KRHQL[¶V VWDWH RI WKH DUW &KDVH )LHOG KRPH RI WKH $UL]RQD 'LDPRQGEDFNV 2Q 6HSWHPEHU WLWOH VSRQVRU ,QVLJKW (QWHUSULVHV ,QF D 7HPSH KHDGTXDUWHUHG FRPSDQ\ DQQRXQFHG WKH FROOHJH ERZO JDPH LW KDV VSRQVRUHG VLQFH DV WKH ,QVLJKW FRP %RZO ZRXOG EH FDOOHG WKH ,QVLJKW %RZO 7KH QHZ QDPH DQG D QHZ ORJR UHSUHVHQWHG WKH FRPSDQ\¶V FRQWLQXHG JURZWK EH\RQG GRW FRP VWDWXV DQG PRUH DSSURSULDWHO\ UHÀHFWHG LWV H[SDQVLRQ LQ FXVWRPHU EDVH SURGXFW DQG VHUYLFH RIIHULQJV ,QVLJKW (QWHUSULVHV ,QF DQG WKH &LW\ RI 7HPSH LQNHG DQ HLJKW \HDU DJUHHPHQW RQ -XO\ WR KRVW WKH ,QVLJKW %RZO RQ )UDQN .XVK )LHOG DW 6XQ 'HYLO 6WDGLXP PDLQWDLQLQJ WKH WUDGLWLRQ RI D ERZO JDPH LQ 7HPSH
1$7,21$/ &+ $03,216
+,6725<
7KH IDFLOLW\ UHJDUGHG VLQFH DV RQH RI WKH QDWLRQ¶V RXWVWDQGLQJ FROOHJLDWH IRRWEDOO IDFLOLWLHV DOVR ERDVWV D VSHFWDFXODU VHFRQG WR QRQH VHWWLQJ
6($621 5 (9, (:
2Q 6HSWHPEHU WKH $UL]RQD 6SRUWV )RXQGDWLRQ DVVXPHG WKH RSHUDWLQJ UHVSRQVLELOLWLHV RI WKH %RZO DQG VLJQHG D OHWWHU RI DJUHHPHQW WR DFTXLUH WKH &RSSHU %RZO 7KLV ZDV DQ XQSUHFHGHQWHG PRYH LQ FROOHJH DWKOHWLFV DQG PDUNHG WKH ¿UVW WLPH LQ KLVWRU\ WZR ERZO JDPHV ZRXOG EH RSHUDWHG E\ WKH VDPH RUJDQL]DWLRQ 8QGHU WKH GLUHFWLRQ RI WKH )LHVWD %RZO WKH &RSSHU %RZO ZDV UHQDPHG WKH ,QVLJKW FRP %RZO ZKHQ ,QVLJKW (QWHUSULVHV ,QF VLJQHG D ORQJ WHUP GHDO WR EH WLWOH VSRQVRU RI WKH JDPH RQ 1RY
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( *$0( $7 $ */$1&( 2NODKRPD 4XLFN )DFWV
,RZD 4XLFN )DFWV
/RFDWLRQ 1RUPDQ 2NOD )RXQGHG 1LFNQDPH 6RRQHUV &RORUV &ULPVRQ 306 DQG &UHDP &RQIHUHQFH %LJ 6RXWK 'LYLVLRQ
(QUROOPHQW 6WDGLXP *D\ORUG )DPLO\ 2NODKRPD 0HPRULDO 6WDGLXP *UDVV
3UHVLGHQW 'DYLG / %RUHQ 93 'LUHFWRU RI $WKOHWLFV -RH &DVWLJOLRQH $VVLVWDQW 'LUHFWRU RI &RPPXQLFDWLRQV 'DYLG %DVVLW\ GEDVVLW\#RX HGX
2IILFH 3KRQH 0RELOH :HEVLWH ZZZ 6RRQHU6SRUWV FRP
/RFDWLRQ ,RZD &LW\ ,RZD )RXQGHG 1LFNQDPH +DZNH\HV &RORUV %ODFN DQG *ROG &RQIHUHQFH %LJ 7HQ (QUROOPHQW 6WDGLXP .LQQLFN 6WDGLXP *UDVV
3UHVLGHQW 6DOO\ 0DVRQ 'LUHFWRU RI $WKOHWLFV *DU\ %DUWD 'LUHFWRU RI &RPPXQLFWLRQV 6WHYH 5RH VWHYHQ URH #KDZNH\HVSRUWV FRP
2IILFH 3KRQH 0RELOH :HEVLWH ZZZ +DZNH\H6SRUWV FRP
)RRWEDOO ,QIRUPDWLRQ
)RRWEDOO ,QIRUPDWLRQ
2YHUDOO 5HFRUG &RQIHUHQFH 5HFRUG WK %LJ
5DQNLQJV 1R $3 1R 86$ 7RGD\ &RDFKHV 1R %&6
2YHUDOO 5HFRUG &RQIHUHQFH 5HFRUG WK /HDGHUV 'LYLVLRQ
5DQNLQJV 15 $3 15 86$ 7RGD\ &RDFKHV 15 %&6
&RDFKLQJ 6WDII
&RDFKLQJ 6WDII
1DPH $OPD 0DWHU <HDU 7LWOH %RE 6WRRSV ,RZD µ +HDG &RDFK WK 6HDVRQ
%UHQW 9HQDEOHV .DQVDV 6WDWH µ $VVRF +HDG &RDFK 'HI &RRUGLQDWRU /% %REE\ -DFN :ULJKW 6: 7H[DV 6W µ $VVW + & $VVW 'HI &RRUGLQDWRU '( &DOH *XQG\ 2NODKRPD µ 5HFUXLWLQJ &RRUGLQDWRU 5% -D\ 1RUYHOO ,RZD µ &R 2IIHQVLYH &RRUGLQDWRU :5 -RVK +HXSHO 2NODKRPD µ &R 2IIHQVLYH &RRUGLQDWRU 4% -DPHV 3DWWRQ 0LDPL 2KLR µ $VVLVWDQW &RDFK 2* & -DFNLH 6KLSS /DQJVWRQ µ $VVLVWDQW &RDFK '/ :LOOLH 0DUWLQH] 0LDPL µ $VVLVWDQW &RDFK '% %UXFH .LWWOH ,RZD µ $VVLVWDQW &RDFK 7( 27
1DPH $OPD 0DWHU <HDU 7LWOH .LUN )HUHQW] &RQQHFWLFXW µ +HDG &RDFK WK 6HDVRQ
.HQ 2¶.HHIH -RKQ &DUUROO µ 2IIHQVLYH &RRUGLQDWRU 4% 1RUP 3DUNHU (DVWHUQ 0LFKLJDQ µ 'HIHQVLYH &RRUGLQDWRU (ULN &DPSEHOO 0LFKLJDQ µ $VVLVWDQW &RDFK :5 /HVWHU (UE %XFNQHOO µ $VVLVWDQW &RDFK 5% 6SHFLDO 7HDPV (ULF -RKQVRQ 9DQGHUELOW µ $VVLVWDQW &RDFK 7( 5HFUXLWLQJ &RRUGLQDWRU 5LFN .DF]HQVNL 1RWUH 'DPH µ $VVLVWDQW &RDFK '/ 5HHVH 0RUJDQ :DUWEXUJ µ $VVLVWDQW &RDFK 2/ 3KLO 3DUNHU 0LFKLJDQ 6WDWH µ $VVLVWDQW &RDFK '% 'DUUHOO :LOVRQ &RQQHFWLFXW µ $VVLVWDQW &RDFK /% 6SHFLDO 7HDPV
6FKHGXOH 5HVXOWV
6FKHGXOH 5HVXOWV
'DWH 6HSW 6HSW 6HSW 2FW 2FW 2FW 2FW 2FW 1RY 1RY 1RY 'HF
2SSRQHQW 3UH %RZO 5HFRUG : / 7XOVD : : DW 1R )ORULGD 6WDWH 0LVVRXUL : : %DOO 6WDWH YV 1R 7H[DV : DW .DQVDV : 7H[DV 7HFK / DW 1R .DQVDV 6WDWH : 7H[DV $ 0 : DW 1R %D\ORU / ,RZD 6WDWH : DW 1R 2NODKRPD 6WDWH /
DW WKH &RWWRQ %RZO LQ 'DOODV
6FRUH
$WW
79 ); $%& ); 339 $%& (631 $%& (631 $%& $%& ); $%&
6WDWLVWLFDO /HDGHUV <GV
3DVVLQJ /DQGU\ -RQHV
&RPS
$WW
5HFHLYLQJ 5\DQ %UR\OHV
5HF 87
$7
2SSRQHQW 3UH %RZO 5HFRUG 7HQQHVVHH 7HFK DW ,RZD 6WDWH 3LWWVEXUJK /RXLVLDQD 0RQURH DW 3HQQ 6WDWH 1RUWKZHVWHUQ ,QGLDQD DW 0LQQHVRWD 1R 0LFKLJDQ 1R 0LFKLJDQ 6WDWH DW 3XUGXH DW 1R 1HEUDVND
: / : / : : / : : / : / : /
6FRUH $WW 27
79 %71 )61 (631 %71 $%& %71 %71 %71 $%& (631 %71 $%&
6WDWLVWLFDO /HDGHUV
5XVKLQJ $WW 'RPLQLTXH :KDOH\
7DFNOHV $DURQ &ROYLQ
'DWH 6HSW 6HSW 6HSW 6HSW 2FW 2FW 2FW 2FW 1RY 1RY 1RY 1RY
<GV
$YJ ,QW $YJ
7' 3FW
$YJ * <GV
7'
77 7)/ ,QW 6
7' (II
$YJ * 3%8 ))
/RQJ
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
/RQJ )5
5XVKLQJ 0DUFXV &RNHU
$WW <GV
3DVVLQJ &RPS $WW -DPHV 9DQGHQEHUJ 5HFHLYLQJ 5HF 0DUYLQ 0F1XWW -U 7DFNOHV -DPHV 0RUULV
<GV
87 $7 77
$YJ ,QW $YJ 7)/
7' 3FW
$YJ * <GV
7' ,QW
/RQJ
7' (II
$YJ * 6 3%8
/RQJ ))
)5
7+( *$0( $7 $ */$1&(
,QVLJKW %RZO )<, ‡ 2NODKRPD LV WKH KRPH WHDP DQG ZLOO ZHDU LWV FULPVRQ XQLIRUPV ‡ 7LFNHW DOORWPHQW IRU HDFK WHDP LV ‡ 7KH RI¿FLDOV ZLOO EH DVVLJQHG IURP D QHXWUDO FRQIHUHQFH 7KH $UL]RQD 6WDWH KRPH JDPH FKDLQ FUHZ ZLOO ZRUN WKH JDPH ‡ )UDQN .XVK )LHOG DW 6XQ 'HYLO 6WDGLXP LV QDWXUDO JUDVV WXUI DQG UXQV QRUWK WR VRXWK 6HDWLQJ FDSDFLW\ IRU WKLV JDPH ZLOO EH
28 (VVHQWLDOV
,RZD 1&$$ 5DQN
%LJ 7HQ 5DQN
+,6725<
‡ 2NODKRPD¶V DOO WLPH UHFRUG LV ‡ 7KH 6RRQHUV RZQ VHYHQ QDWLRQDO FKDPSLRQVKLSV ‡ ,QFOXGLQJ WKLV JDPH 28 KDV ERZO DSSHDUDQFHV 1R QDWLRQDOO\ ‡ 28 KDV ERZO ZLQV 1R QDWLRQDOO\ ‡ 2NODKRPD KDV ZRQ FRQIHUHQFH WLWOHV LQ \HDUV RI FRQIHUHQFH SOD\ DYHUDJH RI RQH HYHU\ \HDUV
‡ 6LQFH :RUOG :DU ,, 28 LV WKH PRVW VXFFHVVIXO SURJUDP ZLWK YLFWRULHV ‡ :LWK ZLQ VHDVRQV 2NODKRPD OHDGV WKH QDWLRQ ‡ 28 KDV SURGXFHG $OO $PHULFDQV DQ DYHUDJH RI RYHU WKH SURJUDP¶V \HDU H[LVWDQFH DQG ¿YH +HLVPDQ 7URSK\ ZLQQHUV ‡ 2NODKRPD OHDGV WKH QDWLRQ ZLWK XQDQLPRXV DQG FRQVHQVXV $OO $PHULFDQV ‡ 6RRQHU SOD\HUV DOVR KDYH ZRQ WKH %HGQDULN %XWNXV :DOWHU &DPS /RPEDUGL 0D[ZHOO 1DJXUVNL 2¶%ULHQ 2XWODQG 7DWXSX 7KRUSH DQG 8QLWDV $ZDUGV ‡ 6RPH SOD\HUV KDYH HDUQHG ¿UVW WHDP DOO FRQIHUHQFH KRQRUV ‡ 7ZHQW\ RQH IRUPHU 28 SOD\HUV DQG FRDFKHV KDYH EHHQ LQGXFWHG LQWR WKH &ROOHJH )RRWEDOO +DOO RI )DPH
%LJ 5DQN
6($621 5 (9, (:
&DWHJRU\ 28 1&$$ 1&$$ 5DQN 6FRULQJ 6FRULQJ 'HIHQVH 6FRULQJ 0DUJLQ 6FRULQJ E\ 4XDUWHU 2SSRQHQW 6FRULQJ E\ 4XDUWHU 5HG =RQH 2IIHQVH 5HG =RQH 'HIHQVH 7RWDO 2IIHQVH 7RWDO 'HIHQVH )LUVW 'RZQV 2SSRQHQW )LUVW 'RZQV 5XVKLQJ $WWHPSWV 5XVKLQJ 2IIHQVH 5XVKLQJ 'HIHQVH 5XVKLQJ 7RXFKGRZQV 2SSRQHQW 5XVKLQJ 7RXFKGRZQV <DUGV 3HU 5XVK $WW &RPS ,QW 2SSRQHQW $WW &RPS ,QW 3DVVLQJ <DUGV 3DVVLQJ 'HIHQVH 3DVV (I¿FLHQF\ 3DVV (I¿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
7+( 6221(56
'DWH )ULGD\ 'HF 7LPH S P 067 S P &67 /RFDWLRQ 7HPSH $UL] 9HQXH 6XQ 'HYLO 6WDGLXP 7HOHYLVLRQ (631 6HDQ 0F'RQRXJK SOD\ E\ SOD\ 0DWW 0LOOHQ DQDO\VW +HDWKHU &R[ VLGHOLQH 2NODKRPD 5DGLR 6RRQHU 6SRUWV 1HWZRUN 7RE\ 5RZODQG SOD\ E\ SOD\ 0HUY -RKQVRQ DQDO\VW &KULV 3ODQN VLGHOLQH 1DWLRQDO 5DGLR (631 %LOO 5RVLQVNL SOD\ E\ SOD\ 'DYLG 1RUULH DQDO\VW -RH 6FKDG VLGHOLQH
&2$&+,1* 67$))
6WDWLVWLFDOO\ 6SHDNLQJ 6 ($6 21
*DPH %DVLFV
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 127(6 $ 48,&. /22. $7 7+,6 <($5¶6 7($0
2NODKRPD ZDV D SUH VHDVRQ IDYRULWH E\ PDQ\ WR ZLQ LWV HLJKWK WKH %LJ &KDPSLRQVKLS DQG WKH 6RRQHUV ZHQW LQWR WKH ¿QDO ZHHNHQG RI WKH QHZ ORRN %LJ ZKHUH HDFK WHDP SOD\V WKH RWKHU QLQH FRQIHUHQFH IRHV ZLWK D FKDQFH WR ZLQ D FRQIHUHQFH FURZQ $ ORVV WR 2NODKRPD 6WDWH LQ LWV ¿QDO JDPH KRZHYHU JDYH 2NODKRPD DQ RYHUDOO UHFRUG RI DQG D %LJ &RQIHUHQFH UHFRUG RI • 28 LV KHDGHG WR D ERZO IRU D VFKRRO UHFRUG WK FRQVHFXWLYH VHDVRQ D ¿JXUH WKDW FRLQFLGHV ZLWK %RE 6WRRSV¶ WHQXUH DW WKH VFKRRO • 7KLV WHDP KDV RQH ¿UVW WHDP $OO $PHULFDQ LQ :5 5\DQ %UR\OHV :DOWHU &DPS ):$$ DQG RQH VHFRQG WHDP $OO $PHULFDQ LQ '( )UDQN $OH[DQGHU :DOWHU &DPS %UR\OHV DOVR ZDV RQH RI WKUHH ¿QDOLVWV IRU WKH %LOHWQLNRII $ZDUG ZKLOH $OH[DQGHU ZDV D ¿QDOLVW IRU WKH +HQGULFNV $ZDUG • 7HQ 28 SOD\HUV HDUQHG UHFRJQLWLRQ RQ WKH $OO %LJ &RQIHUHQFH WHDP SLFNHG E\ WKH FRDFKHV $OH[DQGHU WKH OHDJXH¶V &R 'HIHQVLYH 3OD\HU RI WKH <HDU DQG 'HIHQVLYH /LQHPDQ RI WKH <HDU %UR\OHV -DPHOO )OHPLQJ *DEH ,NDUG 5RQQHOO /HZLV DQG 7UH\ 0LOODUG ZHUH ¿UVW WHDP VHOHFWLRQV -DPHV +DQQD 'HPRQWUH +XUVW 7UDYLV /HZLV DQG .HQQ\ 6WLOOV ZHUH VHFRQG WHDP VHOHFWLRQV 1LQH DGGLWLRQDO 6RRQHUV UHFHLYHG KRQRUDEOH PHQWLRQ • ,NDUG ZDV D &DSLWDO 2QH $FDGHPLF $OO $PHULFD VHFRQG WHDP VHOHFWLRQ 7KH 2NODKRPD &LW\ QDWLYH FDUULHV D JUDGH SRLQW DYHUDJH ZKLOH PDMRULQJ LQ =RRORJ\ +H DQG 0LOODUG ZHUH DOVR $FDGHPLF $OO 'LVWULFW 6HYHQWHHQ 6RRQHUV PDGH WKH $OO %LJ $FDGHPLF WHDP ZLWK RQ WKH ¿UVW WHDP • 7KH WHDP ZDV ELWWHQ E\ WKH LQMXU\ EXJ DV SURMHFWHG VWDUWHUV PLVVHG D FRPELQHG UHJXODU VHDVRQ JDPHV LQFOXGLQJ WKH 1&$$ FDUHHU UHFHSWLRQV OHDGHU 5\DQ %UR\OHV DQG WKH WHDP¶V OHDGLQJ UXVKHU 'RPLQLTXH :KDOH\ EHLQJ ORVW IRU WKH \HDU DQG PLVVLQJ D FRPELQHG HLJKW JDPHV QRW FRXQW LQJ WKH ,QVLJKW %RZO :5 -D] 5H\QROGV )% $DURQ 5LSNRZVNL DQG 5% %UDQGRQ :LOOLDPV ZLOO DOVR DOO PLVV WKH ,QVLJKW %RZO DIWHU VXIIHULQJ LQMXULHV DW 2NODKRPD 6WDWH
2./$+20$¶6 0267 5(&(17 *$0(
2011 BIG 12 STANDINGS Big 12 Pct.
Overall Pct.
Oklahoma St. 8-1
.889
11-1
Kansas State 7-2
.778
10-2
.917 .833
Baylor
6-3
.667
9-3
.750
OKLAHOMA
6-3
.667
9-3
.750
Missouri
5-4
.556
7-5
.583
Texas
4-5
.444
7-5
.583
Texas A&M
4-5
.444
6-6
.500
Iowa State
3-6
.333
6-6
.500
Texas Tech
2-7
.222
5-7
.417
Kansas
0-9
.000
2-10
.167
Note that records do not reflect bowl results
BIG 12 CHAMPIONSHIPS Titles OKLAHOMA Texas Nebraska Colorado Kansas State Texas A&M Oklahoma State
7 3 2 1 1 1 1
ALL-TIME COLLEGE WINS
2NODKRPD ZHQW LQ WR WKH ¿QDO ZHHNHQG RI WKH QHZ ORRN %LJ ZLWK D FKDQFH WR ZLQ LWV HLJKWK %LJ WLWOH EXW ZDV XQDEOH WR RYHUFRPH LWV VHFRQG WULS LQ WZR \HDUV WR 6WLOOZDWHU 2NOD DV LW IHOO WR 1R 2NODKRPD 6WDWH • 5HGVKLUW IUHVKPDQ %ODNH %HOO VFRUHG D UXVKLQJ WRXFKGRZQ IRU WKH ¿IWK VWUDLJKW JDPH DQG WLHG &KDUOHV 7KRPSVRQ IRU WKH PRVW UXVKLQJ WRXFKGRZQV E\ D IUHVKPDQ TXDUWHUEDFN • 6RSKRPRUH ZLGH UHFHLYHU 7UH\ )UDQNV VQDJJHG D FDUHHU KLJK HLJKW UHFHSWLRQV DQG ¿QLVKHG ZLWK \DUGV UHFHLYLQJ • 5HGVKLUW IUHVKPDQ NLFNHU 0LFKDHO +XQQLFXWW UHPDLQHG SHUIHFW RQ WKH VHDVRQ IURP EH\RQG \DUGV ZLWK D \DUG ¿HOG JRDO 7KH NLFNHU DOVR EURNH WKH %LJ DQG 28 IUHVKPDQ ¿HOG JRDO UHFRUGV ‡ /% 7UDYLV /HZLV ¿QLVKHG ZLWK QLQH WDFNOHV DQG PRYHG LQWR WKLUG SODFH RQ WKH 28 DQG %LJ FDUHHU WDFNOHV FKDUWV ZLWK FDUHHU WDFNOHV ‡ 6RSKRPRUH )% 7UH\ 0LOODUG ¿QLVKHG ZLWK D FDUHHU KLJK \DUGV UHFHLYLQJ
1. Michigan 2. Texas 3. Notre Dame 4. Nebraska 5. Ohio State 6. Penn State 7. OKLAHOMA 8. Alabama 9. Tennessee 10. USC
$127+(5 &+$//(1*,1* 6&+('8/(
Win Date
Opp.
1
Norman HS (12-0)
894-310-36 857-330-33 853-299-42 846-348-40 837-315-53 827-360-41 820-307-53 813-320-43 794-347-53 778-314-54
1,240 games 1,220 games 1,194 games 1,234 games 1,205 games 1,228 games 1,180 games 1,176 games 1,194 games 1,146 games
OU’S LANDMARK WINS • 28¶V RSSRQHQWV FRPELQHG IRU D UHFRUG RI ,W LV WKH QDWLRQ¶V ¿IWK PRVW GLI¿FXOW VODWH • 7KH 6RRQHUV SOD\HG ¿YH JDPHV WKLV VHDVRQ DJDLQVW WHDPV WKDW ZHUH UDQNHG 7KH 6RRQHUV ¿QLVKHG LQ WKRVH ¿YH JDPHV • +HUH DUH VRPH RI WKH JDPHV RQ IXWXUH 6RRQHU QRQ FRQIHUHQFH VFKHGXOHV 1RWUH 'DPH DW 1RWUH 'DPH 7HQQHVVHH DW 7HQQHVVHH 2KLR 6WDWH DW 2KLR 6WDWH /68 DW /68 • 8QGHU %RE 6WRRSV 28 KDV DOUHDG\ SOD\HG UHJXODU VHDVRQ QRQ FRQIHUHQFH FRQWHVWV DJDLQVW 1RWUH 'DPH 1RUWK &DUROLQD $ODEDPD WZLFH 8&/$ WZLFH 2UHJRQ WZLFH :DVKLQJWRQ WZLFH 6RXWK )ORULGD 0LDPL WZLFH DQG &LQFLQQDWL WZLFH /RXLVYLOOH DQG )ORULGD 6WDWH WZLFH 7KH
6RRQHUV DUH LQ WKRVH JDPHV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
10/28/96
Game No. 2
100 11/20/15
Kansas State (21-7)
148
200 10/29/38
Tulsa (28-6)
343
300 10/11/52
Texas (49-20)
483
400 10/31/64
Colorado (14-11)
611
500 10/2/76
Iowa State (24-10)
742
600 11/22/86
Nebraska (20-17)
869
700 11/25/00
Okla. State (12-7)
1031
800 9/4/2010
Utah State (31-24) 1,155
6($621 127(6 2./$+20$ 6(76 +20( 675($. 5(&25'
OU BY THE NUMBERS
POLL POSITION OU in 195 AP poll weeks under Bob Stoops ... Weeks at No. 1 30 Weeks in the top 5 108 Weeks in the top 10 140 Total weeks in the poll 177 Longest streak in the poll 88 Weeks OU was unranked 28 Weeks OU unranked in his 1st season 15 Weeks unranked, nine seasons prior 79
20 15 15
5(0(0%(5,1* $867,1 %2;
‡ /% $XVWLQ %R[ SDVVHG DZD\ LQ 0D\ 7KH (QLG 2NOD QDWLYH ZRXOG KDYH EHHQ D VHQLRU RQ WKLV WHDP 7R KRQRU KLV PHPRU\ WKH WHDP NHHSV KLV ORFNHU LQWDFW OHDYHV D VSDFH IRU KLP GXULQJ VWUHWFKLQJ GULOOV DQG ZHDUV D KHOPHW GHFDO EHORZ ,Q DGGLWLRQ D GHIHQVLYH SOD\HU ZHDUV %R[¶V 1R LQ HDFK JDPH $ IXOO OLVW RI WKRVH ZKR KDYH ZRUQ 1R DQG WKHLU VWDWV LV EHORZ 7RQ\ -HIIHUVRQ LV H[SHFWHG WR ZHDU 1R LQ WKH ,QVLJKW %RZO 4% /DQGU\ -RQHV ZHDUV 1R RQ RIIHQVH ‡ 7XOVD 7RP :RUW )LYH WDFNOHV ‡ )ORULGD 6WDWH )UDQN $OH[DQGHU 7KUHH WDFNOHV KDOI VDFN KDOI WDFNOH IRU ORVV ‡ 0LVVRXUL -DYRQ +DUULV 7HQ WDFNOHV ‡ %DOO 6WDWH &RUH\ 1HOVRQ )RXU WDFNOHV RQH SDVV EURNHQ XS ‡ 7H[DV 7UDYLV /HZLV (LJKW WDFNOHV ‡ .DQVDV $DURQ &ROYLQ (LJKW WDFNOHV ‡ 7H[DV 7HFK 5RQQHOO /HZLV (LJKW WDFNOHV WDFNOHV IRU ORVV RQH VDFN RQH SDVV EURNHQ XS ‡ .DQVDV 6WDWH 6WDF\ 0F*HH 1R VWDWV DFFXPXODWHG ‡ 7H[DV $ 0 'HPRQWUH +XUVW )LYH WDFNOHV RQH SDVV EURNHQ XS ‡ %D\ORU &DVH\ :DONHU 2QH SDVV EURNHQ XS ‡ ,RZD 6WDWH -DPDUNXV 0F)DUODQG 2QH WDFNOH ‡ 2NODKRPD 6WDWH -DPHOO )OHPLQJ (LJKW WDFNOHV RQH WDFNOH IRU ORVV RQH SDVV EURNHQ XS
+,6725<
OU AND THE BCS Most weeks as BCS No. 1 OKLAHOMA Ohio State USC
2NODKRPD KDV GUDZQ IDQV IRU %RE 6WRRSV¶ KRPH JDPHV VWDUWHG LQ DQG DOO KDYH EHHQ VROG RXW ‡ 7KH 6RRQHUV DUH RQ 2ZHQ )LHOG XQGHU 6WRRSV ‡ 7KH FXUUHQW VWULQJ RI VHOORXWV LV WKH ORQJHVW LQ VFKRRO KLVWRU\ EHWWHULQJ IURP ‡ 7KH DYHUDJH KRPH DWWHQGDQFH RI LQ ZDV D VFKRRO UHFRUG 7KH WRS VHDVRQV IRU IRRWEDOO DWWHQGDQFH DW 2NODKRPD DOO FDPH RQ 6WRRSV¶ ZDWFK ‡ 7KH ODUJHVW KRPH FURZG LQ VFKRRO KLVWRU\ ZDV DW WKLV \HDU¶V 28 7H[DV $ 0 JDPH ‡ 2NODKRPD KDV H[FHHGHG LWV OLVWHG VHDWLQJ FDSDFLW\ RI DW *D\ORUG )DPLO\ 2NODKRPD 0HPRULDO 6WDGLXP LQ FRQVHFXWLYH KRPH JDPHV ‡ 2NODKRPD KDV SOD\HG EHIRUH VHOORXW FURZGV LQ RI WKH JDPHV KRPH DZD\ QHXWUDO VLQFH 6WRRSV EHFDPH WKH KHDG FRDFK 'XULQJ WKDW WLPH D WRWDO RI DYHUDJH RI KDYH ZDWFKHG WKH 6RRQHUV
6($621 5 (9, (:
Avg. Rank 8.55 8.99 7.25 8.16 8.83
5(&25' 6(77,1* $77(1'$1&( ),*85(6
7+( 6221(56
ALL-TIME AP POLL LEADERS Team Total Weeks 1. Ohio State 788 2. Michigan 773 3. OKLAHOMA 719 4. Notre Dame 715 5. USC 705
&2$&+,1* 67$))
ACTIVE OU STREAKS 172 - Games in which OU has scored 123 - Televised games 80 - Home sellouts 14 - Home wins over ranked opponents 13 - Seasons in a bowl game 13 - Seasons OU won at least five Big 12 games 9 - Seasons in which at least three OU players drafted 6 - Seasons with OU player first team All-American
2NODKRPD¶V VFKRRO UHFRUG KRPH ZLQQLQJ VWUHDN RI ZLQV LQ D URZ FDPH WR DQ HQG RQ 2FW ZLWK D ORVV WR 7H[DV 7HFK 7KH VWUHDN EHJDQ 6HSW ZLQ RYHU 7XOVD ‡ ,W LV WKH QLQWK ORQJHVW VWUHDN LQ 1&$$ KLVWRU\ EXW LW VKRXOG EH QRWHG WKDW IRXU RI WKH WRS HLJKW VWUHDNV HQGHG EHIRUH 7KH 28 VWUHDN UDQNV 1R VLQFH ::,, DQG LV WKH ORQJHVW VLQFH 1RWUH 'DPH¶V LQ D URZ IURP 0LDPL KROGV WKH UHFRUG DW IURP ‡ 'XULQJ WKH VWUHDN WKH 6RRQHUV RXW VFRUHG WKHLU RSSRQHQWV E\ SRLQWV WR DQ DYHUDJH VFRUH RI WR ‡ 2NODKRPD VFRUHG SRLQWV WLPHV VL[ WLPHV DQG D KLJK RI YV 1RUWK 7H[DV LQ RSHQHU 7KH ORZ 2NODKRPD VFRULQJ WRWDO ZDV SRLQWV WZLFH ‡ 2NODKRPD¶V GHIHQVH SRVWHG ¿YH VKXWRXWV DQG KHOG WKH IRH WR VLQJOH GLJLWV WLPHV GXULQJ WKH VWUHDN
6 ($6 21
9,500 - Seats added to stadium in Stoops era 175 - National TV games that showed OU 129 - Games held double-digit lead in Stoops era 119 - Wins in the 2000’s 101 - Weeks ranked No. 1 by AP (leads nation) 87 - Years played in its current stadium 64 - National award winners produced by OU 52 - NFL draft picks under Stoops 36 - Undefeated home seasons 35 - Scoring average under Stoops 33 - All-Americans under stoops (2.7/year) 14 - States represented on Oklahoma roster 5 - OU has played in all five BCS games 1 - Ranking in Big 12 APR each of the last three years
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
2))(16( 127(6 NCAA BCS ACTIVE LEADERS
$%287 7+( 2))(16(
‡ 8QGHU %RE 6WRRSV 28 KDV SURGXFHG FDUHHU OHDGHUV LQ SDVVLQJ UHFHLYLQJ DQG DOO SXUSRVH \DUGV IRXU WRS FDUHHU UXVKHUV DQG VHDVRQ UHFRUG KROGHUV LQ UXVKLQJ SDVVLQJ DQG UHFHLY LQJ \DUGV ‡ 6WRRSV OHG 6RRQHU WHDPV KDYH VHW RIIHQVLYH VFKRRO UHFRUGV 7KRVH RIIHQVHV KDYH WRXFKGRZQV RI RU PRUH \DUGV DQG VFRULQJ GULYHV RI WZR PLQXWHV RU OHVV ‡ 28 KDV VFRUHG LQ FRQVHFXWLYH JDPHV VLQFH ‡ 28 UXVKHG IRU \DUGV WLPHV XQGHU 6WRRSV ‡ 2NODKRPD LV WKH KLJKHVW VFRULQJ FROOHJH SURJUDP LQ KLVWRU\ ,Q JDPHV WKH 6RRQHUV KDYH VFRUHG SRLQWV 0LFKLJDQ LV QH[W DW SRLQWV LQ JDPHV ‡ 2NODKRPD KDV PRUH WKDQ \DUGV RI WRWDO RIIHQVH LQ ¿YH JDPHV WKLV VHDVRQ LQFOXGLQJ WKUHH URDG JDPHV
.((3,1* 83 :,7+ -21(6
7KLV VHDVRQ 4% /DQGU\ -RQHV KDV PRYHG IURP 1R WR 1R RQ WKH VFKRRO¶V FDUHHU SDVV LQJ \DUGV OLVW +H MXPSHG RYHU D SDLU RI +HLVPDQ ZLQQHUV WR FODLP WKH VSRW ‡ $W .DQVDV 6WDWH -RQHV VHW D VFKRRO UHFRUG IRU SDVVLQJ \DUGV LQ D JDPH DW +H EURNH D PDUN WKDW KH SUHYLRXVO\ KHOG MRLQWO\ ZLWK 6DP %UDGIRUG ‡ $OVR DW .68 KH VXUSDVVHG %UDGIRUG¶V UHFRUG IRU FDUHHU WRXFKGRZQ SDVVHV +H QRZ KDV ‡ $PRQJ DFWLYH SOD\HUV -RQHV LV 1R LQ FDUHHU SDVVLQJ \DUGV JDPH 1R LQ FRPSOHWLRQV 1R LQ \DUGV 1R LQ 7' SDVVHV 1R LQ WRWDO RIIHQVH DQG 1R LQ 7'V UHVSRQVLEOH IRU ‡ +DV D FRPSOHWLRQ UDWH RI SHUFHQW LQ HLJKW JDPHV WKLV VHDVRQ DQG KDV EHHQ RYHU \DUGV HLJKW WLPHV ‡ -RQHV KROGV 28 UHFRUGV ZLWK FDUHHU \DUG JDPHV DQG QLQH \DUG JDPHV ‡ 7KH MXQLRU KDV VWDUWHG FDUHHU JDPHV DQG ZLWK D VWDUW LQ WKH ,QVLJKW %RZO ZLOO WLH WKH 28 FDUHHU UHFRUG IRU VWDUWV E\ D TXDUWHUEDFN ZLWK FXUUHQW UXQQLQJ EDFNV FRDFK &DOH *XQG\ ZKR PDGH VWDUWV IURP $Q ,QVLJKW %RZO VWDUW ZRXOG DOVR JLYH -RQHV KLV WK FRQVHFXWLYH VWDUW W\LQJ D UHFRUG KHOG E\ 6WHYH 'DYLV DQG -DFN 0LOGUHQ
635($',1* 7+( %$// $5281'
2NODKRPD KDV GLIIHUHQW SOD\HUV ZLWK DW OHDVW UHFHSWLRQV DQG DQ DYHUDJH RI PRUH WKDQ \DUGV SHU FDWFK ‡ )RXUWHHQ GLIIHUHQW 6RRQHUV KDYH D UHFHSWLRQ WKLV VHDVRQ 7KDW¶V WKH WRWDO QXPEHU WKDW KDG FDWFKHV RYHU ODVW \HDU¶V JDPH VFKHGXOH 7KLUWHHQ KDYH DW OHDVW ¿YH JUDEV ‡ .HQQ\ 6WLOOV KDV WKUHH \DUG UHFHLYLQJ JDPHV WKLV VHDVRQ DQG DYHUDJHV D WRXFKGRZQ HYHU\ UHFHSWLRQV ‡ $IWHU SRVWLQJ QR FDWFKHV LQ WKH ¿UVW WZR JDPHV -D] 5H\QROGV ZKR LV XS SRXQGV VLQFH KLV DUULYDO RQ FDPSXV QRZ KDV IRU \DUGV DQG ¿YH 7'V +H KDV FDWFKHV IRU \DUGV DQG IRXU WRXFKGRZQV RYHU KLV SDVW IRXU JDPHV KDYLQJ QRW SOD\HG YV ,RZD 6WDWH +LV \DUGV SHU FDWFK DYHUDJH OHDGV WKH WHDP 7KH VRSKRPRUH ZLOO PLVV WKH ,QVLJKW %RZO ZLWK DQ LQMXU\ ‡ 28¶V WLJKW HQGV KDG WKHLU EHVW GD\ RI WKH VHDVRQ DW %D\ORU ZKHQ -DPHV +DQQD DQG 7UHQW 5DWWHUUHH FRPELQHG IRU VHYHQ FDWFKHV IRU \DUGV ‡ ,Q WKH WKUHH JDPHV ZLWKRXW 5\DQ %UR\OHV GLIIHUHQW UHFHLYHUV KDYH PXOWLSOH UHFHSWLRQV ‡ 7KUHH GLIIHUHQW UHFHLYHUV KDYH OHG 28 LQ UHFHLYLQJ VLQFH ORVLQJ %UR\OHV -D] 5H\QROGV OHG WKH ZD\ ZLWK VHYHQ FDWFKHV DQG \DUGV DW %D\ORU ZKLOH 'HMXDQ 0LOOHU KDG VHYHQ DQG \DUGV YV ,RZD 6WDWH 7UH\ )UDQNV KDG D FDUHHU KLJK HLJKW UHFHSWLRQV IRU \DUGV WR OHDG 2NODKRPD DW 2NODKRPD 6WDWH
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
WR Ryan Broyles and QB Landry Jones are the active NCAA leaders (among players from BCS conferences) in these statistical categories ... Broyles No. 1 in career receptions, 349 No. 1 in career touchdown receptions, 45 No. 1 in career receiving yards, 4,586 No. 1 in career punt returns, 108 No. 1 in career punt return yards, 1,194
Jones No. 4 in career passing yards, 12,218 No. 4 in career passing touchdowns, 92 No. 3 in career completions, 1,005 No. 2 in career yards per game, 321.5 No. 7 in total offense, 11,961 No. 6 in TDs responsible for, 95
BIG 12 CAREER LEADERS Passing Yards 3. 12, 515, Chase Daniel, Missouri, 2005-08 4. 12,429, Kliff Kingsbury, Texas Tech, 199-02 5. 12,218, Landry Jones, Oklahoma, 2009-
Touchdown Passes 4. 95, Kliff Kingsbury, texas Tech, 199-02 5. 92, Landry Jones, Oklahoma, 2009-
Receptions 1. 349, Ryan Broyles, Oklahoma, 2008-
Receiving Yards 1. 4,586, Ryan Broyles, Oklahoma, 2008-
Touchdown Receptions 1. 45, Ryan Broyles, Oklahoma, 2008-
Tackles 1. 500, Lawrence Flugence, Texas Tech, 1999-02 2. 458, Derrick Johnson, Texas, 2001-04 3. 441, Travis Lewis, Oklahoma, 2008-
MONEY PLAYS Money plays are defined as plays resulting in a first down or a touchdown ... Money Rushers Player Dominique Whaley Roy Finch Blake Bell Brennan Clay Brandon Williams
1st 29 27 13 14 13
TD Season Attempts 9 113 3 105 10 33 1 66 0 13
1st 45 37 26
TD Season Receptions 10 83 8 58 5 41
18
2
25
15
1
22
Money Receivers Player Ryan Broyles Kenny Stills Jaz Reynolds James Hanna Dejuan Miller
2))(16( 127(6 SEVEN TITLES, SIX QB’S
BEST OU RECEIVING TRIOS
LONG PLAYS
Plays from scrimmage of 20 or more yards ... 23, Ryan Broyles 17, Trey Franks 12, Roy Finch 11, Kenny Stills 11, Jaz Reynolds
BIG PLAY LEADERS
)25 :+20 7+( %(// 72//6
$ OE TXDUWHUEDFN UHGVKLUW IUHVKPDQ %ODNH %HOO KDV EHHQ LQVHUWHG LQWR WKH 2NODKRPD OLQHXS VHYHUDO WLPHV WKLV VHDVRQ XVXDOO\ LQ VKRUW \DUGDJH VLWXDWLRQV DQG KDV VFRUHG LQ ¿YH VWUDLJKW JDPHV ‡ 2I %HOO¶V FDUULHV KDYH JRQH IRU D ¿UVW GRZQ ZKLOH KDYH JRQH IRU WRXFKGRZQV LQFOXGLQJ IRXU YV %D\ORU ‡ %HOO EHFDPH MXVW WKH WKLUG 4% LQ 28 KLVWRU\ WR UXVK IRU IRXU 7'V LQ D JDPH ZLWK KLV HIIRUW DW %D\ORU ‡ :KHQ LQVHUWHG LQ WKH UHG ]RQH %HOO KDV UDFNHG XS FDUULHV IRU \DUGV QLQH 7'V DQG WZR ¿UVW GRZQV
7+( /,1( 21 7+( /,1(
‡ 7KH 28 RIIHQVLYH OLQH OHG WKH QDWLRQ IRU PRVW RI WKH \HDU ZLWK PLQLPDO VDFNV DOORZHG $IWHU DO ORZLQJ PXOWLSOH VDFNV IRU MXVW WKH VHFRQG WLPH WKLV VHDVRQ ZLWK WKUHH DJDLQVW 2NODKRPD 6WDWH WKH JURXS QRZ UDQNV VL[WK QDWLRQDOO\ ZLWK MXVW QLQH VDFNV JLYHQ XS WKLV \HDU ‡ $ORQJ ZLWK MXVW QLQH VDFNV 28 KDV JLYHQ XS MXVW WDFNOHV IRU ORVV 7KH 6RRQHUV KDYH DEVRUEHG QHJDWLYH \DUGV IRU DQ DYHUDJH RI MXVW SHU JDPH 28 RSSRQHQWV DYHUDJH QHJDWLYH \DUGV SHU JDPH
+,6725<
Plays from scrimmage for first down or TD ... 55, Ryan Broyles 45, Kenny Stills 38, Dominique Whaley 31, Jaz Reynolds 30, Roy Finch 23, Blake Bell
:LWK 'RPLQLTXH :KDOH\ RXW IRU WKH VHDVRQ PXFK RI WKH UXQQLQJ EDFN ORDG KDV VKLIWHG WR WKH GLPLQXWLYH 5R\ )LQFK ZKR KDV PRUH WKDQ UHVSRQGHG ‡ )LQFK LV 1R RQ WKH WHDP 1R DPRQJ UXQQLQJ EDFNV LQ UHFHSWLRQV ZLWK (OHYHQ RI WKRVH JUDEV KDYH UHVXOWHG LQ D 6RRQHU ¿UVW GRZQ 7KH LV WKH VL[WK PRVW UHFHSWLRQV E\ D UXQQLQJ EDFN LQ D VHDVRQ DQG KH QHHGV MXVW WKUHH PRUH WR PRYH LQWR WKH WRS ¿YH RI WKH FDWHJRU\ 'H0DUFR 0XUUD\ FXUUHQWO\ RZQV WZR RI WKH WRS ¿YH VHDVRQV ZKLOH 4XHQWLQ *ULI¿Q RZQV WKH RWKHU WKUHH ‡ 7UXH IUHVKPDQ %UDQGRQ :LOOLDPV FDPH RQ VWURQJ ODWH ZLWK RI KLV UXVKLQJ \DUGV WKLV VHDVRQ LQ WKH ODVW WKUHH JDPHV :LOOLDPV KDG FDUHHU KLJKV IRU FDUULHV DQG \DUGV YV ,RZD 6WDWH +H ZLOO PLVV WKH ,QVLJKW %RZO ZLWK D QHFN LQMXU\
6($621 5 (9, (:
LONG PLAY LEADERS
5$3,' 52<
7+( 6221(56
Longest plays from scrimmage in 2011 ... 69, J. Harris interception return, Florida State 64, L. Jones pass to R. Broyles, Ball State* 64, D. Whaley rush, Texas* 62, L. Jones pass to J. Reynolds, Ball State 61, T. Millard rush, Kansas State* 58, L. Jones pass to K. Stills, Texas Tech* 57, L. Jones pass to R. Broyles, Kansas* 57, L. Jones pass to R. Broyles, Texas A&M 56, L. Jones pass to J. Reynolds, Ball State* 56, J. Fleming fumble recovery, Texas* 55, L. Jones pass to J. Reynolds, Texas Tech* 55, R. Finch rush, Texas Tech 55, D. Hurst interception return, Texas* *indicates the play resulted in a touchdown
5\DQ %UR\OHV ORVW IRU WKH \HDU ZLWK D WRUQ $&/ LV WKH 1&$$¶V FDUHHU OHDGHU LQ UHFHSWLRQV DQG WKH %LJ OHDGHU IRU FDUHHU UHFHSWLRQV FDUHHU UHFHLYLQJ \DUGV DQG FDUHHU WRXFKGRZQ UHFHSWLRQV ‡ %UR\OHV VHW WKH 1&$$ FDUHHU UHFHSWLRQV UHFRUG DW .DQVDV QG TWU RQ D \DUG WRXFKGRZQ FDWFK 2Q WKDW VDPH SOD\ KH VHW WKH %LJ UHFRUG IRU FDUHHU 7' FDWFKHV ‡ $W .DQVDV 6WDWH KH VXUSDVVHG 5DVKDXQ :RRGV DV WKH %LJ ¶V FDUHHU OHDGHU LQ UHFHLYLQJ \DUGV ‡ +H DOVR LV WKH 1&$$ FDUHHU OHDGHU DPRQJ DFWLYH SOD\HUV LQ UHFHSWLRQV 7' UHFHSWLRQV UHFHLYLQJ \DUGV DQG SXQW UHWXUQ \DUGV ‡ :LWK FDUHHU 7' FDWFKHV KH LV 1R RQ WKH 1&$$ OLVW EHKLQG DQG KDV WKH KLJKHVW WRWDO E\ DQ\ SOD\HU DW D %&6 VFKRRO ‡ +H LV 1R IRU 1&$$ LQ FDUHHU UHFHLYLQJ \DUGV EHKLQG 1HYDGD¶V 7UHYRU ,QVOH\ DQG VXUSDVVHG DOO %&6 SOD\HUV ‡ +DG \DUGV UHFHLYLQJ LQ RI KLV ¿QDO JDPHV DQG D 7' JUDE LQ RI WKH ¿QDO
&2$&+,1* 67$))
2010 -- 240 combined receptions R. Broyles (118), D. Murray (69), K. Stills (53) 2008 -- 186 combined receptions J. Iglesias (74), J. Gresham (66), R. Broyles (46) 2011 -- 182 combined receptions R. Broyles (83), K. Stills (58), J. Reynolds (41)
7+( 5(&25' %22. %52</(6
6 ($6 21
OU has seven Big 12 titles with six QB’s ... 2000, Josh Heupel (27-24 over Kansas State) 2002, Nate Hybl (29-7 over Colorado) 2004, Jason White (42-3 over Colorado) 2006, Paul Thompson (21-7 over Nebraska) 2007, Sam Bradford (38-17 over Missouri) 2008, Sam Bradford (62-21 over Missouri) 2010, Landry Jones (23-20 over Nebraska)
:+(5( 7+(5(¶6 $ :,// 7+(5(¶6 $ 75(<
2NODKRPD )% 7UH\ 0LOODUG EXVWHG RII D \DUG 7' URPS DW .DQVDV 6WDWH ,W ZDV WKH ORQJHVW UXQ E\ D 6RRQHU )% VLQFH ZKHQ /\GHOO &DUU ZHQW IRU \DUGV YV ,RZD 6WDWH ‡ 0LOODUG WLHG D FDUHHU KLJK ZLWK ¿YH FDUULHV DW 2NODKRPD 6WDWH ZKLOH VHWWLQJ D FDUHHU KLJK ZLWK UHFHLYLQJ \DUGV RQ WZR UHFHSWLRQV YV WKH &RZER\V
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
'()(16( 127(6 $%287 7+( 6221(5 '()(16(
STOOPS ERA DEFENSIVE TDs (42)
‡ 28 KDV IRUFHG DW OHDVW RQH WXUQRYHU LQ RI 6WRRSV¶ JDPHV DQG KDV DW OHDVW RQH LQWHUFHSWLRQ LQ RI WKH ODVW ZLWK PXOWLSOH SLFNV LQ RI WKH ODVW RXWLQJV ‡ 2NODKRPD KDV VKXWRXWV XQGHU LWV FXUUHQW KHDG FRDFK 2SSRQHQWV IDLOHG WR VFRUH PRUH WKDQ VHYHQ SRLQWV LQ JDPHV DQG VFRUHG OHVV WKDQ LQ JDPHV
2011 Jamell Fleming David King Demontre Hurst Tom Wort
56-yard FR vs. Texas 19-yard FR vs. Texas 55-yard INT vs. Texas 22-yard FR vs. Ball State
2010 Tony Jefferson Jamell Fleming Ronnell Lewis
22-yard INT vs. Connecticut 55-yard INT vs. Connecticut 12-yard INT at Baylor
75$9,6 7+( 7$&./(5 ‡ :LWK KLV FDUHHU WDFNOHV VHQLRU :/% 7UDYLV /HZLV QRZ RZQV WKH FDUHHU WDFNOHV PDUN XQGHU %RE 6WRRSV DQG LV 1R RQ WKH DOO WLPH OLVW DW 28 7KH UHFRUG LV KHOG E\ WKH ODWH 'DU\O +XQW DW /HZLV DOVR WUDLOV 28¶V FXUUHQW GHIHQVLYH OLQH FRDFK -DFNLH 6KLSS ZKR LV VHFRQG RQ WKH OLVW ZLWK FDUHHU WDFNOHV ‡ +LV FDUHHU VWRSV UDQNV IRXUWK DPRQJ DFWLYH SOD\HUV QDWLRQDOO\ DQG LV DOVR WKLUG RQ WKH %LJ DOO WLPH WDFNOHV FKDUW ‡ /HZLV ZKR VXIIHUHG D EURNHQ ERQH LQ WKH ELJ WRH RI KLV OHIW IRRW LQ SUHVHDVRQ GULOOV PLVVHG WKH RSHQHU YV 7XOVD ‡ /HZLV KDV OHG 2NODKRPD LQ WDFNOHV LQ HDFK RI KLV ¿UVW WKUHH VHDVRQV DQG KDV EHFRPH RQO\ WKH VL[WK SOD\HU LQ VFKRRO KLVWRU\ WR OHDG WKH WHDP LQ WKUHH FRQVHFXWLYH \HDUV 7KH ODVW WR GR LW ZDV 5RFN\ &DOPXV WKH %XWNXV $ZDUG ZLQQHU LQ KLV VHQLRU FDPSDLJQ IURP 1R SOD\HU KDV KDG WKH OHDG LQ IRXU VHDVRQV /HZLV LV FXUUHQWO\ VHFRQG RQ WKH WHDP LQ WDFNOHV ZLWK EHKLQG WKH RI VRSKRPRUH VDIHW\ $DURQ &ROYLQ ‡ $V D IUHVKPDQ LQ /HZLV KDG WDFNOHV WR EUHDN %ULDQ %RVZRUWK¶V 28 IUHVKPDQ UHFRUG RI
)5$1./< 63($.,1* 7KH &R %LJ 'HIHQVLYH 3OD\HU RI WKH <HDU '( )UDQN $OH[DQGHU LV KDYLQJ DQ $OO $PHULFDQ W\SH VHDVRQ $ VHFRQG WHDP :DOWHU &DPS $OO $PHULFDQ $OH[DQGHU KDV WDFNOHV IRU ORVV LQFOXGLQJ VDFNV ‡ $OH[DQGHU KDV EHHQ FUHGLWHG ZLWK DW OHDVW KDOI D VDFN LQ VHYHQ RI WKH JDPHV LQ DGGLWLRQ WR VL[ SDVV EUHDN XSV DQ LQWHUFHSWLRQ WKUHH IRUFHG IXPEOHV D UHFRYHUHG IXPEOH DQG VHYHQ KXUULHV ‡ ,Q WKH RSHQHU DJDLQVW 7XOVD $OH[DQGHU KDG WZR SDVVHV EURNHQ XS DQG DQ LQWHUFHSWLRQ ZKLFK KH UHWXUQHG \DUGV ‡ $JDLQVW 7H[DV $OH[DQGHU KDG VL[ WDFNOHV WKUHH VDFNV IRU \DUGV IRXU WDFNOHV IRU \DUGV LQ ORVVHV D IRUFHG IXPEOH D IXPEOH UHFRYHU\ DQG D EUHDN XS +H ZDV QDPHG WKH :DOWHU &DPS )RXQGDWLRQ¶V 'HIHQVLYH 3OD\HU RI WKH :HHN ‡ $OH[DQGHU KDV WDFNOHV IRU ORVV LQ KLV ODVW HLJKW JDPHV ‡ $OH[DQGHU ZDV FRXQWHG RQ HYHQ PRUH LQ WKH VHDVRQ¶V ¿QDO WZR UHJXODU VHDVRQ JDPHV ZLWK WKH ORVV RI IHOORZ '( 5RQQHOO /HZLV /HZLV ZKR KDV WDFNOHV IRU ORVV DQG VDFNV ZDV LQMXUHG YV %D\ORU ‡ /HZLV KDG DW OHDVW ¿YH WDFNOHV LQ QLQH RI WKH JDPHV KH SOD\HG LQ WKLV VHDVRQ DQG SLFNHG RII KLV VHFRQG FDUHHU SDVV YV 7H[DV $ 0 ‡ :LWK $OH[DQGHU DQG /HZLV¶ LQWHUFHSWLRQV LW PDUNV WKH ¿UVW \HDU LQ 28 KLVWRU\ IRU WZR '(V WR KDYH ,17V ‡ 7KH WZR KDYH D FRPELQHG 3%8V WKH PRVW HYHU E\ D '( GXR DW 28 ‡ 'XULQJ SRUWLRQV RI WKLV VHDVRQ 2NODKRPD SOD\HG D IURQW IRXU FRPSULVHG HQWLUHO\ RI GHIHQVLYH HQGV $OH[DQGHU OLQHG XS DW D WDFNOH 'DYLG .LQJ DW QRVHJXDUG DQG /HZLV DQG 5 - :DVKLQJ WRQ DW WKH HQG VSRWV
2009 Brian Jackson 52-yard FR vs. Texas A&M Dominique Franks 85-yard INT at Kansas Frank Alexander FR in EZ vs. Idaho State 2008 Dominque Franks Dominque Franks 2007 Lendy Holmes Curtis Lofton Curtis Lofton Reggie Smith Nic Harris
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
63-yard INT vs. Texas Tech 12-yard FR vs. Missouri 45-yard INT vs. Utah State 61-yard FR vs. Miami 24-yard INT vs. North Texas
2006 Marcus Walker 33-yd. INT vs. Boise State Reggie Smith 42-yd. INT vs. Baylor Zach Latimer 22-yd. INT vs. Middle Tenn. St. 2005 Chijioke Onyenegecha 63-yd. INT vs. Neb. D.J. Wolfe 65-yd. INT vs. Kansas Clint Ingram 48-yd. INT vs. Tulsa 2004 Lance Mitchell
28-yd. FR vs. Kansas
2003 Eric Bassey Jonathan Jackson Derrick Strait
34-yd. INT vs. UCLA 21-yd. INT vs. Texas 17-yd. FR vs. Texas A&M
2002 Eric Bassey Antonio Perkins Michael Hawkins Derrick Strait
45-yd. FR vs. Alabama 50-yd. INT vs. UTEP 45-yd. INT vs. UTEP 75-yd. INT vs. Baylor
2001 Rocky Calmus 14-yd. FR vs. North Carolina Derrick Strait 47-yd. INT vs. North Carolina Cory Heinecke 69-yd. FR vs. Air Force Roy Williams 18-yd. FR vs. Kansas State Teddy Lehman 2-yd. INT vs. Texas 2000 Roy Williams Rocky Calmus Derrick Strait Torrance Marshall J.T. Thatcher 1999 Mike Woods
39-yard FR at Texas A&M 18-yard INT vs. Nebraska
35-yd. INT vs. UTEP 41-yd. INT vs. Texas 32-yd. INT vs. Nebraska 41-yd. INT vs. Texas A&M 85-yd. INT vs. Texas Tech
43-yd. INT vs. Oklahoma State
'()(16( 127(6 3$3(5 25 3/$67,&"
OU’S ALL-TIME TACKLERS 530 489 441 434 431 426 413 380 353 335
Balance is typically associated with offense, but the Sooner defenders have spread the wealth this season ... Players with an Interception 8 Players with a Pass Deflection 18 Players with a Fumble Recovery 9 Players with a Forced Fumble 8 Players with a QB Hurry 13 Players with a Sack 12 Players with a Tackle for Loss 20
Sooner defenders with most touches in ‘11 ... Player FR INT PBU Total Demontre Hurst 2 1 10 13 Jamell Fleming 2 1 7 10 Aaron Colvin 2 0 6 8 Frank Alexander 1 1 6 8 Ronnell Lewis 1 1 5 7 Javon Harris 1 3 2 6 Tony Jefferson 0 4 2 6
Travis Lewis Corey Nelson Tom Wort Aaron Colvin Frank Alexander
56 44 43 43 40
TOP FIVE PASS TACKLERS Demontre Hurst Aaron Colvin Jamell Fleming Tony Jefferson Javon Harris
32 31 30 23 21
28 KDV UHWXUQ \DUGV RQ LQWHUFHSWLRQV DQG IXPEOHV DQ DYHUDJH RI \DUGV SHU UHWXUQ ‡ 2NODKRPD KDV LQWHUFHSWLRQV WKLV VHDVRQ IRU \DUGV LQ UHWXUQV 7KDW¶V DQ DYHUDJH RI \DUGV SHU UHWXUQ 7KH WRS LQWHUFHSWLRQ UHWXUQ DYHUDJH RI WKH %RE 6WRRSV HUD ZDV LQ ZKHQ WKH 6RRQHUV ORJJHG \DUGV RQ SLFNV
+$/)7,0( $'-8670(176 7KH 2NODKRPD GHIHQVH KDV KHOG RSSRQHQWV VFRUHOHVV IRXU WLPHV LQ WKH VHFRQG KDOI WKLV VHDVRQ ‡ 2NODKRPD¶V GHIHQVH KDV KHOG VL[ GLIIHUHQW RSSRQHQWV WR XQGHU WRWDO \DUGV LQ WKH VHFRQG KDOI ‡ 7KH ' LV HVSHFLDOO\ VWLQJ\ LQ WKH WKLUG TXDUWHU ZKHUH LW KDV RQO\ JLYHQ XS RI LWV SRLQWV WKLV VHDVRQ
6($621 5 (9, (:
TOP FIVE RUN TACKLERS
5,3 $1' 581
7+( 6221(56
DEFENSIVE TOUCHES
&2$&+,1* 67$))
BALANCED DEFENSE
2NODKRPD KDV VDFNV LQFOXGLQJ HLJKW DJDLQVW 7H[DV WKURXJK JDPHV ‡ 28 VWDUWHG ORJJLQJ VDFNV LQ 7KLV WHDP LV WU\LQJ WR EHFRPH WKH QLQWK WR JHW DW OHDVW 7KH VFKRRO UHFRUG RI ZDV VHW LQ ‡ 7KHVH 6RRQHUV KDYH WDFNOHV IRU ORVV DQG DUH WU\LQJ WR EHFRPH WKH WK 28 WHDP WR UHDFK LQ D VHDVRQ VLQFH WKH VWDW EHJDQ DW WKH VFKRRO LQ 7KH 2NODKRPD UHFRUG LV LQ ‡ 7ZHOYH SOD\HUV KDYH DW OHDVW KDOI D VDFN WKLV VHDVRQ ‡ /% &RUH\ 1HOVRQ KDV VDFNV ZKLFK LV WKUHH RII WKH 28 UHFRUG IRU VHDVRQ VDFNV E\ D OLQHEDFNHU 7RUUDQFH 0DUVKDOO VHW WKDW PDUN ZLWK LQ ‡ 7KH VDFNV KDYH JRQH IRU \DUGV LQ ORVVHV RU DQ DYHUDJH RI SHU VDFN ‡ 28 KDV RYHU WKHLU ODVW HLJKW JDPHV DZD\ IURP 1RUPDQ VHYHQ YV 1HEUDVND LQ %LJ &KDPSLRQVKLS JDPH WKUHH YV 8&RQQ LQ )LHVWD %RZO VL[ DW )ORULGD 6WDWH HLJKW YV 7H[DV ¿YH DW .DQVDV VHYHQ DW .DQVDV 6WDWH WZR DW %D\ORU DQG QRQH DW 2NODKRPD 6WDWH ‡ 7KH 6RRQHUV DUH DYHUDJLQJ WDFNOHV IRU ORVV SHU JDPH ‡ 7KH 6RRQHU GHIHQVH UDQNV 1R QDWLRQDOO\ LQ VDFNV DQG 1R LQ WDFNOHV IRU ORVV SHU JDPH
6 ($6 21
1.Daryl Hunt (1975-78) 2.Jackie Shipp (1980-83) 3.Travis Lewis (2008-) 4.George Cumby (1975-79) 5.Rocky Calmus (1998-01) 6.Rod Shoate (1972-74) 7.Brian Bosworth (1984-86) 8.Tyrell Peters (1993-96) 9.Kevin Murphy (1981-85) 10. Lee Roy Selmon (1972-75)
23321(17 &203/(7,21 3(5&(17$*( '2:1 'HVSLWH WKLV SDVV KDSS\ HUD RQO\ RQFH XQGHU %RE 6WRRSV KDV 28 DOORZHG D VHDVRQ FRPSOH WLRQ UDWH RI SHUFHQW RU KLJKHU 7KH GHIHQVH ¿QLVKHG DW MXVW SHUFHQW ‡ 7KLV VHDVRQ 6RRQHU RSSRQHQWV DUH FRPSOHWLQJ MXVW SHUFHQW RI WKHLU SDVVHV RI ‡ 2QO\ WKUHH RSSRQHQWV KDYH WKURZQ IRU \DUGV
75$',1* 7+( 7$.($:$<6 +,6725<
2NODKRPD KDV WDNHDZD\V WKLV VHDVRQ E\ GLIIHUHQW SOD\HUV 7KH IXPEOH UHFRYHULHV DUH E\ QLQH GLIIHUHQW SOD\HUV ZKLOH WKH LQWHUFHSWLRQV DUH E\ HLJKW GLIIHUHQW 6RRQHUV
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
63(&,$/ 7($06 127(6 SPECIAL TEAMS BIG PLAYS
$%287 7+( 6221(5 63(&,$/ 7($06 2NODKRPD¶V VSHFLDO WHDPV XQGHU %RE 6WRRSV ‡ 7KHUH KDYH EHHQ VSHFLDO WHDPV WRXFKGRZQV LQFOXGLQJ LQ WKH ODVW JDPHV 7KRVH FDPH YLD ¿YH GLIIHUHQW NLQGV RI SOD\V SXQW UHWXUQV WZR IDNHG ¿HOG JRDOV WZR EORFNHG SXQWV IRXU NLFNRII UHWXUQV DQG D IDNHG SXQW ‡ 28 KDV UHWXUQHG HLJKW NLFNRIIV DQG SXQWV IRU WRXFKGRZQV ‡ 7KH 6RRQHUV KDYH EORFNHG NLFNV
0$1< +$33< 5(78516 ,QIRUPDWLRQ RQ UHWXUQV GXULQJ WKH 6WRRSV HUD ‡ .LFNRII 5HWXUQV UHWXUQV RI \DUGV 7'V ‡ 3XQW 5HWXUQV UHWXUQV RI RU PRUH \DUGV 7'V ‡ ,QWHUFHSWLRQ 5HWXUQV UHWXUQV RI \DUGV ZLWK 7'V ‡ )XPEOH 5HWXUQV HLJKW UHWXUQV RI \DUGV ZLWK 7'V
)227 )$&76
SPECIAL TEAMS TACKLES Player Total KOs Punts Trey Millard 14 14 0 Ronnell Lewis 12 12 0 Kellen Jones 8 8 0 Tony Jefferson 7 7 0 Sam Proctor 6 6 0 Aaron Colvin 5 5 0 Demontre Hurst 5 5 0 James Winchester 4 0 4 Aaron Franklin 4 4 0 Joseph Powell 3 3 0 Tom Wort 3 3 0 Quentin Hayes 3 3 0 Gabe Lynn 3 1 2 Jamell Fleming 3 3 0 Joseph Ibiloye 2 0 2 Jaz Reynolds 2 0 2 Marshal Musil 2 2 0 Jesse Paulsen 2 2 0 Michael Hunnicutt 2 2 0
2NODKRPD KDV XVHG WZR NLFNHUV WKLV VHDVRQ IRU SODFHPHQWV ZLWK ERWK -LPP\ 6WHYHQV DQG 0LFKDHO +XQQLFXWW KDQGOLQJ WKH UROH +XQQLFXWW KDV VHWWOHG LQWR WKH VWDUWLQJ UROH &RPELQHG WKH WZR DUH RI RQ ¿HOG JRDO DWWHPSWV ‡ 2YHU WKH ODVW WZR VHDVRQV 2NODKRPD KDV PDGH RI ¿HOG JRDOV SHUFHQW ‡ +XQQLFXWW WRRN RYHU LQ WKH 0LVVRXUL JDPH DQG KDV UHPDLQHG LQ WKH SRVLWLRQ +XQQLFXWW LV RI LQFOXGLQJ D RI PDUN EH\RQG ‡ %HFDPH WKH ¿UVW NLFNHU LQ 28 KLVWRU\ WR KLW IRXU ¿HOG JRDOV LQ WZR GLIIHUHQW JDPHV .DQVDV ,RZD 6WDWH ‡ +DV EURNHQ WKH %LJ DQG 28 UHFRUGV IRU ¿HOG JRDOV E\ D IUHVKPDQ DQG LV RQH RII WKH VLQJOH VHDVRQ ¿HOG JRDOV UHFRUG E\ D 6RRQHU ‡ +LV \DUGHU DW .DQVDV 6WDWH ZDV D FDUHHU KLJK DQG WKH ORQJHVW E\ D 6RRQHU VLQFH *DUUHWW +DUWOH\¶V \DUGHU LQ DJDLQVW 8WDK 6WDWH ,W PDUNHG WKH ORQJHVW XQGHU %RE 6WRRSV DQG WKH VHYHQWK ORQJHVW LQ VFKRRO KLVWRU\ +XQQLFXWW¶V NLFN ZDV DOVR WKH QG ¿HOG JRDO LQ 28 KLV WRU\ RI RU PRUH \DUGV ‡ 3DWULFN 2¶+DUD KDV VHWWOHG LQWR WKH NLFNRII UROH IRU WKH 6RRQHUV +H KDV WKXV IDU ZLWK WRXFKEDFNV +H DYHUDJHV \DUGV SHU NLFNRII DQG RSSRQHQWV DUH DYHUDJLQJ \DUGV SHU UHWXUQ
:$< *22' $7 3817(5 ‡ :D\ KDV SXQWV RI \DUGV LQ KLV FDUHHU WR VHW WKH 28 SURJUDP UHFRUG -HII )HUJXVRQ SUHYLRXVO\ KHOG WKH 28 UHFRUG ZLWK ‡ 7KLV VHDVRQ :D\ KDV SOD\HG D FHQWUDO UROH LQ ¿HOG SRVLWLRQ ZLWK RI SXQWV GRZQHG LQVLGH WKH 2I WKRVH :D\ KDV SODFHG QLQH LQVLGH KLV RSSRQHQWV \DUG OLQH 2QO\ VL[ RI :D\¶V SXQWV KDYH UHVXOWHG LQ D WRXFKEDFN ‡ ,Q :D\ KDG ERRWV RI \DUGV ZLWK LQVLGH WKH DQG DQ DYHUDJH RI \DUGV RQ NLFNV
5(3/$&,1* 5<$1 35 5\DQ %UR\OHV KDV PRUH SXQW UHWXUQV DQG PRUH WRWDO SXQW UHWXUQ \DUGV WKDQ DQ\ RWKHU DFWLYH SOD\HUV LQ 1&$$ )%6 SOD\ EXW ZLOO QRZ EH UHSODFHG DW WKH SRVLWLRQ DIWHU JRLQJ GRZQ ZLWK D WRUQ $&/ LQ WKH 7H[DV $ 0 JDPH ‡ 6LQFH UHSODFLQJ %UR\OHV .HQQ\ 6WLOOV KDV UHWXUQHG VL[ SXQW UHWXUQV IRU \DUGV ZLWK D ORQJ RI \DUGV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
During the Stoops era ... 2010 • Fumble on KOR out of end zone at Baylor (safety) • Corey Nelson blocked punt at Texas A&M (safety) • Javon Harris blocked punt vs. Colorado (safety) 2009 • R. Broyles 87-yd. PR vs. Oklahoma State (TD) • C. Whitson 2-yd. run, faked FG (1st dn) at Miami. 2008 • Ryan Broyles 68-yard PR vs. Kansas State (TD) 2007 • DeMarco Murray 91-yard KOR vs. Baylor (TD) • DeMarco Murray 81-yard KOR vs. Tulsa (TD) 2006 • Juaquin Iglesias 88-yard KOR vs. Baylor (TD) • Jason Carter blocked punt vs. Missouri (safety) • Reggie Smith 61-yard PR vs. Middle Tenn. (TD) 2005 • Faked FG vs. Nebraska with H Cody Freeby pitching to K Garrett Hartley for a six-yard rush (1D) • Faked FG vs. Kansas with H Cody Freeby passing to Russell Dennison, four yards (1D) • Fake punt vs. Texas, J.D. Runnels 6-yard run 2004 • Mark Clayton 50-yard PR vs. Oklahoma State (TD) • Antonio Perkins 51-yard PR vs. Houston (TD) 2003 • Trey DiCarlo recovered own onside kick in at Colo. • Antonio Perkins 69-yard PR vs. Missouri (TD) • Mark Bradley 100-yard KOR vs. Iowa State (TD) • Antonio Perkins three PR for TD (74, 84, 65) vs. UCLA • Faked PAT vs. Fresno St., Matt McCoy rush, (2 pt.) • Blake Ferguson 22-yard pass to Michael Thompson vs. Alabama, 2003 (1D) 2002 • Antonio Perkins 51-yard PR vs. Wash. St. (TD) • Will Peoples recovered BP vs. Texas Tech (TD) • Terrance Simms recovered BP vs. Iowa State (TD) • C. Chester 14-pass fr. H M. McCoy vs. MU, faked FG (TD) • Antonio Perkins 82-yard PR vs. UTEP (TD) • Antonio Perkins 91-yard PR vs. Tulsa (TD) 2001 • K Tim Duncan 10-run vs. Texas A&M, faked FG (TD) • H. Wall 33-pass fr. A. Savage vs. KSU, faked P (TD) • Antwone Savage 88-yard KOR vs. N. Carolina (TD) 2000 • J.T. Thatcher 60-yard PR vs. Baylor (TD) • J.T. Thatcher 66-yard PR vs. Arkansas State (TD) 1999 • Brandon Daniels 89-yd. KOR at Notre Dame (TD) • K T. Duncan 4-pass fr. P. Fletcher vs. Texas, fake FG (TD) • S. Littrell 41-run on faked punt vs. Texas A&M (1D) • Jarrail Jackson 70-yard PR vs. Missouri (TD) • J.T. Thatcher 81-yard PR vs. Oklahoma State (TD)
%2:/ *$0( 127(6 BOWL VICTORIES 32 31 27 26 26 25 25 24 23 22 22
58 50 49 48 47 46 45 44 43 43 41
VLQFH WKH %&6 JDPH ZDV QRW SOD\HG XQGHU WKH KHDGLQJ RI DQRWKHU ERZO JDPH
OU COACHING STAFF IN BOWLS
1XPEHUV LQ WKLV FROXPQ GR QRW UHÀHFW WKLV ERZO DSSHDUDQFH
‡ 7KLV LV 2NODKRPD¶V WK FRQVHFXWLYH ERZO VHDVRQ D VFKRRO UHFRUG 7KH 6RRQHUV KDYH SOD\HG LQ D ERZO LQ HDFK RI %RE 6WRRSV¶ VHDVRQV LQ 1RUPDQ ‡ 2NODKRPD LV LQ WKH ,QVLJKW %RZO IRU WKH VHFRQG WLPH LQ SURJUDP KLVWRU\ 7KH 6RRQHUV KDG SUHYLRXVO\ SOD\HG LQ WKH JDPH RQ 'HF ZKHQ LW ZDV FDOOHG WKH &RSSHU %RZO DQG KHOG LQ 7XFVRQ $UL] 28 ORVW WKDW JDPH WR %<8 ‡ 7KLV PDUNV WKH ¿UVW ERZO PHHWLQJ WKDW SLWV 2NODKRPD DJDLQVW ,RZD 7KH RQO\ RWKHU PHHWLQJ FDPH RQ 6HSW ZKHQ WKH 6RRQHUV GHIHDWHG ,RZD LQ 1RUPDQ ‡ 7KUHH 2NODKRPD FRDFKHV ZLOO EH IDFLQJ WKHLU DOPD PDWHU LQ ,RZD LQFOXGLQJ 28 +HDG &RDFK %RE 6WRRSV 6WRRSV DQG RIIHQVLYH WDFNOHV WLJKW HQGV FRDFK %UXFH .LWWOH ERWK JUDGXDWHG IURP ,RZD LQ ZKLOH FR RIIHQVLYH FRRUGLQDWRU -D\ 1RUYHOO GLG VR LQ ‡ 6WRRSV DQG .LWWOH ERWK SOD\HG LQ WKH PDWFK XS EHWZHHQ 2NODKRPD DQG ,RZD $ UHGVKLUW IUHVKPDQ 6WRRSV GLG QRW VWDUW EXW SOD\HG DV D UHVHUYH IUHH VDIHW\ DQG ¿QLVKHG ZLWK RQH VROR WDFNOH DQG WZR DVVLVWHG WDFNOHV .LWWOH D VRSKRPRUH RQ WKH µ ,RZD VTXDG VDZ DFWLRQ DV D UHVHUYH RIIHQVLYH OLQHPDQ ‡ 6WRRSV .LWWOH DQG 1RUYHOO ZHUH DOO JUDGXDWH DVVLVWDQWV IRU ,RZD ZKLOH FXUUHQW KHDG FRDFK .LUN )HUHQW] ZDV WKH +DZNH\HV¶ RIIHQVLYH OLQH FRDFK ‡ 2NODKRPD DQG ,RZD KDYH RQH FRPPRQ RSSRQHQW WKLV VHDVRQ LQ ,RZD 6WDWH 28 GHIHDWHG ,68 LQ 1RUPDQ RQ 1RY ZKLOH WKH +DZNH\HV IHOO WR WKH &\FORQHV LQ WULSOH RYHUWLPH LQ $PHV ,RZD RQ 6HSW ‡ 7KHUH DUH QR ,RZDQV RQ WKH 2NODKRPD URVWHU MXVW DV WKHUH DUH QR 2NODKRPDQV RQ WKH ,RZD URVWHU ‡ 7KLV ZLOO EH 2NODKRPD¶V VHYHQWK JDPH LQ WKH VWDWH RI $UL]RQD 7KH ¿YH SUHYLRXV LQFOXGHG ¿YH )LHVWD %RZOV DQG D ORVV WR $UL]RQD DW 7XFVRQ LQ ‡ 7KH 6RRQHU IRRWEDOO SURJUDP KDV WLHV WR WKH VWDWH RI $UL]RQD 28 FR RIIHQVLYH FRRUGLQDWRU -RVK +HXSHO ZDV 8$¶V WLJKW HQGV FRDFK LQ ‡ 2NODKRPD LV DJDLQVW FXUUHQW %LJ 7HQ PHPEHUV DOWKRXJK WKDW QXPEHU LQFOXGHV QHZ %LJ 7HQ PHPEHU 1HEUDVND 28 RZQV D UHFRUG DJDLQVW LWV IRUPHU %LJ (LJKW %LJ ULYDO DQG KDV SOD\HG QLQH RI WKH RWKHU OHDJXH¶V WHDPV ,OOLQRLV ,QGLDQD ,RZD 0LFKLJDQ 0LQQHVRWD 1RUWKZHVWHUQ 2KLR 6WDWH 3HQQ 6WDWH DQG :LVFRQVLQ $VLGH IURP 1HEUDVND WKH ODVW WLPH 28 IDFHG D %LJ 7HQ SURJUDP ZDV LQ D ORVV WR 1RUWKZHVWHUQ LQ &KLFDJR ‡ &RXQWLQJ 1HEUDVND WKLV ZLOO EH WKH ¿IWK WLPH WKDW 2NODKRPD KDV EHHQ SLWWHG DJDLQVW D %LJ 7HQ WHDP LQ ERZO DFWLRQ 28 LV LQ WKRVH JDPHV 7KH SUHYLRXV PHHWLQJV ZHUH LQ WKH 6XJDU %RZO 2NODKRPD 3HQQ 6WDWH 2UDQJH %RZO 2NODKRPD 0LFKLJDQ 2UDQJH %RZO 2NODKRPD 1HEUDVND DQG WKH 2UDQJH %RZO 2NODKRPD 3HQQ 6WDWH
+,6725<
Coach Yrs. at FBS Played Coached Bob Stoops 29 2 23 Brent Venables 18 18 Bobby Jack Wright 22 17 Cale Gundy 17 2 13 Willie Martinez 22 2 12 Jackie Shipp 13 4 12 Jay Norvell 21 4 10 Josh Heupel 10 2 8 James Patton 17 8 Bruce Kittle 10 1 4
‡ /DVW VHDVRQ 28 SOD\HG LQ WKH 7RVWLWRV )LHVWD %RZO DQG GRZQHG &RQQHFWLFXW 2NODKRPD VHW D WHDP ERZO UHFRUG ZLWK \DUGV SDVVLQJ DQG WLHG D WHDP UHFRUG ZLWK SRLQWV LQ WKH ZLQ 5\DQ %UR\OHV WLHG KLV RZQ VFKRRO UHFRUG IRU UHFHSWLRQV LQ D ERZO JDPH ZLWK FDWFKHV IRU \DUGV 4XDUWHUEDFN /DQGU\ -RQHV VHW 28 ERZO UHFRUGV ZLWK SDVVLQJ \DUGV DQG WKUHH SDVVLQJ WRXFKGRZQV RQ FRPSOHWLRQV WKH VHFRQG PRVW RQ WKH LQGLYLGXDO ERZO OLVW
6($621 5 (9, (:
0-1 12-6 4-2 3-0 1-0 1-0 1-0 2-1 0-1-1 2-3 0-1 0-1 0-1
‡ :LWK ERZO YLFWRULHV 28 DOVR UDQNV 1R QDWLRQDOO\ 7KH 6RRQHUV¶ ERZO UHFRUG LV
7+( 6221(56
OKLAHOMA BOWL SUMMARY BCS Championship Game* Orange Bowl Sugar Bowl Sun Bowl Cotton Bowl Holiday Bowl Rose Bowl Gator Bowl Astro Bluebonnet Bowl Fiesta Bowl Citrus Bowl Copper Bowl/Insight Bowl Independence Bowl
‡ 2NODKRPD LV SOD\LQJ LQ LWV WK ERZO JDPH 7KDW UDQNV 1R QDWLRQDOO\
&2$&+,1* 67$))
BOWL APPEARANCES Alabama Texas Tennessee Nebraska Georgia Southern California Oklahoma Penn State Louisiana State Ohio State Michigan
28 LQ %RZO *DPHV DQG WKH ,QVLJKW %RZO 6 ($6 21
Alabama Southern California Penn State Oklahoma Georgia Texas Tennessee Nebraska Florida State Georgia Tech LSU
)RU D FRPSOHWH ORRN DW 2NODKRPD¶V ERZO KLVWRU\ VHH WKH VHFWLRQ RI WKLV JXLGH WKDW EHJLQV RQ SDJH
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
+21256 '( )UDQN $OH[DQGHU
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
/% -D\GDQ %LUG
$FDGHPLF $OO %LJ ¿UVW WHDP
:5 5\DQ %UR\OHV
%LOHWQLNRII )LQDOLVW $OO $PHULFDQ ¿UVW WHDP ):$$ $OO $PHULFDQ ¿UVW WHDP :DOWHU &DPS $OO $PHULFDQ WKLUG WHDP <DKRR 6SRUWV $OO %LJ )LUVW 7HDP &RDFKHV $OO %LJ )LUVW 7HDP 'DOODV 0RUQLQJ 1HZV $OO %LJ )LUVW 7HDP (631 FRP $OO %LJ )LUVW 7HDP )RUW :RUWK 6WDU 7HOHJUDP $OO %LJ )LUVW 7HDP .DQVDV &LW\ 6WDU $OO %LJ )LUVW 7HDP :DFR 7ULEXQH +HUDOG $OO %LJ 6HFRQG 7HDP $3 $OO %LJ 6HFRQG 7HDP $OO 3XUSRVH .DQVDV &LW\ 6WDU $OO %LJ +RQRUDEOH 0HQWLRQ $OO 3XUSRVH $3
/% 'DQLHO )UDQNOLQ
$FDGHPLF $OO %LJ ¿UVW WHDP
7( -DPHV +DQQD
$OO %LJ 6HFRQG 7HDP $3 $OO %LJ 6HFRQG 7HDP &RDFKHV $OO %LJ 6HFRQG 7HDP 'DOODV 0RUQLQJ 1HZV
. 0LFKDHO +XQQLFXWW
)UHVKPDQ $OO $PHULFDQ <DKRR 6SRUWV $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV $FDGHPLF $OO %LJ VHFRQG WHDP
&% 'HPRQWUH +XUVW
$OO %LJ 6HFRQG 7HDP &RDFKHV
2/ *DEH ,NDUG
$OO $PHULFDQ WKLUG WHDP <DKRR 6SRUWV $OO %LJ )LUVW 7HDP $3 $OO %LJ )LUVW 7HDP &RDFKHV $OO %LJ )LUVW 7HDP 'DOODV 0RUQLQJ 1HZV $OO %LJ )LUVW 7HDP (631 FRP $OO %LJ )LUVW 7HDP )RUW :RUWK 6WDU 7HOHJUDP $OO %LJ )LUVW 7HDP .DQVDV &LW\ 6WDU $OO %LJ )LUVW 7HDP :DFR 7ULEXQH +HUDOG &DSLWDO 2QH $FDGHPLF $OO $PHULFDQ 6HFRQG 7HDP &DSLWDO 2QH $FDGHPLF $OO 'LVWULFW 9,, 7HDP $FDGHPLF $OO %LJ ¿UVW WHDP
'% 7RQ\ -HIIHUVRQ
2/ 7\OHU (YDQV
'( 5RQQHOO /HZLV
$OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV
&% -DPHOO )OHPLQJ
$OO %LJ )LUVW 7HDP $3 $OO %LJ )LUVW 7HDP &RDFKHV $OO %LJ )LUVW 7HDP 'DOODV 0RUQLQJ 1HZV $OO %LJ )LUVW 7HDP )RUW :RUWK 6WDU 7HOHJUDP $OO %LJ )LUVW 7HDP .DQVDV &LW\ 6WDU $OO %LJ 6HFRQG 7HDP :DFR 7ULEXQH +HUDOG
/% $DURQ )UDQNOLQ
$FDGHPLF $OO %LJ ¿UVW WHDP
0DQQLQJ $ZDUG )LQDOLVW $FDGHPLF $OO %LJ VHFRQG WHDP $OO %LJ )LUVW 7HDP &RDFKHV $OO %LJ 6HFRQG 7HDP $3 $OO %LJ 6HFRQG 7HDP 'DOODV 0RUQLQJ 1HZV $OO %LJ 6HFRQG 7HDP )RUW :RUWK 6WDU 7HOHJUDP $OO %LJ 6HFRQG 7HDP .DQVDV &LW\ 6WDU $OO %LJ 6HFRQG 7HDP :DFR 7ULEXQH +HUDOG
/% 7UDYLV /HZLV
$OO %LJ )LUVW 7HDP .DQVDV &LW\ 6WDU $OO %LJ 6HFRQG 7HDP $3 $OO %LJ 6HFRQG 7HDP &RDFKHV $OO %LJ 6HFRQG 7HDP 'DOODV 0RUQLQJ 1HZV $OO %LJ 6HFRQG 7HDP )RUW :RUWK 6WDU 7HOHJUDP $OO %LJ 6HFRQG 7HDP :DFR 7ULEXQH +HUDOG $FDGHPLF $OO %LJ ¿UVW WHDP
'7 -DPDUNXV 0F)DUODQG
$FDGHPLF $OO %LJ ¿UVW WHDP
2/ 'RQDOG 6WHSKHQVRQ
$OO %LJ +RQRUDEOH 0HQWLRQ $3 $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV
. -LPP\ 6WHYHQV
$FDGHPLF $OO %LJ ¿UVW WHDP
:5 .HQQ\ 6WLOOV
$OO %LJ 6HFRQG 7HDP &RDFKHV $OO %LJ 6HFRQG 7HDP .DQVDV &LW\ 6WDU $OO %LJ 6HFRQG 7HDP :DFR 7ULEXQH +HUDOG $OO %LJ +RQRUDEOH 0HQWLRQ $3
%RE 6WRRSV
+RQRUDEOH 0HQWLRQ %LJ &RDFK RI WKH <HDU &RDFKHV
+ 1\NR 6\PRQGV
$FDGHPLF $OO %LJ VHFRQG WHDP
5% 'RPLQLTXH :KDOH\
$FDGHPLF $OO %LJ ¿UVW WHDP
'( 'DYLG .LQJ
5% 5R\ )LQFK
$OO %LJ +RQRUDEOH 0HQWLRQ $3 $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV $FDGHPLF $OO %LJ ¿UVW WHDP
2/ /DQH -RKQVRQ
5% %UHQQDQ &OD\
$OO %LJ +RQRUDEOH 0HQWLRQ $3 $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV
/% &RUH\ 1HOVRQ
3 7UHVV :D\
4% /DQGU\ -RQHV
$FDGHPLF $OO %LJ VHFRQG WHDP
$OO %LJ )LUVW 7HDP &RDFKHV $OO %LJ )LUVW 7HDP (631 FRP &DSLWDO 2QH $FDGHPLF $OO 'LVWULFW 9,, 7HDP $FDGHPLF $OO %LJ ¿UVW WHDP
$OO %LJ )LUVW 7HDP (631 FRP $OO %LJ +RQRUDEOH 0HQWLRQ $3 $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV
'% 5\DQ &DUR
$FDGHPLF $OO %LJ VHFRQG WHDP
)% 7UH\ 0LOODUG
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
$OO %LJ +RQRUDEOH 0HQWLRQ $3 $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV %XUOVZRUWK 7URSK\ )LQDOLVW $OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV
'% -XOLDQ :LOVRQ
$FDGHPLF $OO %LJ ¿UVW WHDP
2/ $XVWLQ :RRGV
$FDGHPLF $OO %LJ ¿UVW WHDP
/% 7RP :RUW
$OO %LJ +RQRUDEOH 0HQWLRQ &RDFKHV
&$5((5 +,*+6 JOSEPH IBILOYE
COREY NELSON
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, Texas A&M, 2011
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, twice Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Kansas, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Kansas, 2011
Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, three times Receiving yards. . . . . . . . . . . . . . . . . . . . . . .36, Iowa State, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . .24, Iowa State, 2011
BLAKE BELL
TONY JEFFERSON
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, Texas A&M, 2011 Rushing yards. . . . . . . . . . . . . . . . . . . . . . . 37, Texas A&M, 2011 Rushing touchdowns. . . . . . . . . . . . . . . . . . . . . . 4, Baylor, 2011 Long rush . . . . . . . . . . . . . . . . . . . . . . 28, Oklahoma State, 2011
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12, Cincinnati, 2010 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . 3, Florida State, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1, six times Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . .3, Ball State, 2011 PBU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Florida State, 2010
JAYDAN BIRD
BRENNAN CLAY Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, Missouri, 2011 Rushing yards. . . . . . . . . . . . . . . . . . . . . . . . . . . . 64, Tulsa, 2011 Rushing touchdowns. . . . . . . . . . . . . . . . . . . . . . . .1, Tulsa, 2011 Long rush . . . . . . . . . . . . . . . . . . . . . . . . . . .13, Iowa State, 2010 Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, twice Receiving yards. . . . . . . . . . . . . . . . . . . . . . . . . . . 41, Tulsa, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . . . . . 16, Tulsa, 2011
AARON COLVIN
ROY FINCH Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26, Texas A&M, 2011 Rushing yards. . . . . . . . . . . . . . . . . . . . . . . 99, Texas A&M, 2011 Long Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . 55, Texas Tech, 2011 Rushing touchdowns. . . . . . . . . . . . . . . . . . . . . . . . .1, five times Receptions . . . . . . . . . . . . . . . . . . . . . . . . . 7, Kansas State, 2011 Receiving yards. . . . . . . . . . . . . . . . . . . . .69, Kansas State, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . 47, Ball State, 2011
JAMELL FLEMING
TREY FRANKS Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, twice Receiving yards. . . . . . . . . . . . . . . . . . . . . . . . . . . 74, Tulsa, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24, twice
JAMES HANNA Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, twice Receiving yards. . . . . . . . . . . . . . . . .130, Oklahoma State, 2010 Touchdown receptions . . . . . . . . . . . . . . . . . . . . . 1, eight times Long reception . . . . . . . . . . . . . . . . . . 76, Oklahoma State, 2010
JAVON HARRIS Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, Missouri, 2011 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . 2, Florida State, 2011 PBU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Florida State, 2011 Field goals. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, twice Long field goal . . . . . . . . . . . . . . . . . . . . .53, Kansas State, 2011 Extra points made . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, twice
DEMONTRE HURST Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . 8, Oklahoma State, 2010 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . 2, Cincinnati, 2010 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Texas, 2009 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice PBUs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Texas A&M, 2010
Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, Texas, 2009 Receiving Yards. . . . . . . . . . . . . . . . . . . . . . . . 89, Colorado, 2010 Touchdown receptions . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice Long reception . . . . . . . . . . . . . . . . . . . . . . . . 47, Colorado, 2010
Completions . . . . . . . . . . . . . . . . . . . . 37, Oklahoma State, 2010 Attempts . . . . . . . . . . . . . . . . . . . . . . . 62, Oklahoma State, 2010 Yards . . . . . . . . . . . . . . . . . . . . . . . . . . .505*, Kansas State, 2011 Touchdowns . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6*, Tulsa, 2009 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . .5*, Nebraska, 2009 Long pass . . . . . . . . . . . . . . . . . . . . . . 86, Oklahoma State, 2010 Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, Texas A&M, 2010 Rushing yards. . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, three times Long rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18, Air Force, 2010
JAZ REYNOLDS Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, Baylor, 2011 Receiving Yards. . . . . . . . . . . . . . . . . . . . . . 141, Ball State, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . 62, Ball State, 2011 Touchdown receptions . . . . . . . . . . . . . . . 2, Kansas State, 2011
DAVID KING
JIMMY STEVENS
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, twice Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . .1.5, Baylor, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, three times Fumbles forced. . . . . . . . . . . . . . . . . . . . . . . .1, Utah State, 2010 Fumbles recovered. . . . . . . . . . . . . . . . . . . . . . . . . 1, Texas, 2011
Field goals. . . . . . . . . . . . . . . . . . . . . . . 4, Oklahoma State, 2010 Long field goal . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42, twice Extra points made . . . . . . . . . . . . . . . . . . . . 9, Texas A&M, 2008
KENNY STILLS Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, three times Receiving yards. . . . . . . . . . . . . . . . . . . . . . 135, Texas Tech 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . 59, Texas Tech, 2010 Touchdown receptions . . . . . . . . . . . . . . . . . . . . . . . . . . 2, twice
RONNELL LEWIS Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, Texas A&M, 2011 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Texas, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Texas, 2011 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice Fumbles forced. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice Fumble recoveries . . . . . . . . . . . . . . . . . . . . . . . . . 1, three times PBUs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2, Ball State, 2011
CASEY WALKER Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, seven times Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Texas, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Texas, 2011
TRAVIS LEWIS
R.J. WASHINGTON
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19, Texas, 2008 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2.5, twice Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Cincinnati, 2008 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . 2, Kansas State, 2008 Long interception return. . . . . . . . . . . . . . . 47, Texas Tech, 2008 Fumble recoveries . . . . . . . . . . . . . . . . . . . . . .2, Nebraska, 2010
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2, six times Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, three times Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, three times
TRESS WAY Punts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, Texas A&M, 2011 Punt Yards . . . . . . . . . . . . . . . . . . . . . . . . . 398, Texas A&M, 2011 Punt Average . . . . . . . . . . . . . . . . 58.8*, Oklahoma State, 2009 Long Punt . . . . . . . . . . . . . . . . . . . . . . . . . . .85, Utah State, 2010
GABE LYNN Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, Texas Tech, 2011 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice PBU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Missouri, 2011
DOMINIQUE WHALEY Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .30, Kansas, 2011 Rushing yards. . . . . . . . . . . . . . . . . . . . . . . . . .165, Kansas, 2011 Long Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64, Texas, 2011 Rushing touchdowns. . . . . . . . . . . . . . . . . . . . . . . .4, Tulsa, 2011 Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, Missouri, 2011 Receiving yards. . . . . . . . . . . . . . . . . . . . . . . . 82, Missouri, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . . 24, Missouri, 2011
JAMARKUS MCFARLAND Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, Texas Tech, 2010 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . 2, Texas Tech, 2010 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1.5, twice
STAC Y MCGEE Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8, Air Force, 2010 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . 2, Cincinnati, 2010 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Texas Tech, 2011
BRANDON WILLIAMS
TREY MILLARD
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, twice Rushing yards. . . . . . . . . . . . . . . . . . . . . . . .80, Iowa State, 2011 Long Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17, twice
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, twice Rushing yards. . . . . . . . . . . . . . . . . . . . . .61, Kansas State, 2011 Long rush . . . . . . . . . . . . . . . . . . . . . . . . .61, Kansas State, 2011 Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, three times Receiving yards. . . . . . . . . . . . . . . . . . 39, Oklahoma State, 2011 Long reception . . . . . . . . . . . . . . . . . . . . . . . . 25, Missouri, 2010
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11, Iowa State, 2011 Tackles for loss . . . . . . . . . . . . . . . . . . . . 2.5, Florida State, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Kansas State, 2011 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . 1, Florida State, 2011
DEJUAN MILLER
* Indicates school record.
TOM WORT
+,6725<
MICHAEL HUNNICUTT
TRENT RATTERREE
LANDRY JONES
6($621 5 (9, (:
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, Texas, 2011 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, twice Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Colorado, 2010 Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . 2, Texas A&M, 2010 PBU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Colorado, 2010
SAM PROCTOR Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, Miami, 2009 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . 1, Idaho State, 2009
7+( 6221(56
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, Texas Tech, 2011 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . 2, Texas A&M, 2011 Fumbles forced. . . . . . . . . . . . . . . . . . . . . . 1, Florida State, 2010 Fumble recoveries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice PBU . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, twice
PATRICK O’HARA Field goals. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, three times Long field goal . . . . . . . . . . . . . . . . . . . . . . . 47, Texas Tech, 2009 Extra points made . . . . . . . . . . . . . . . . . . . 5, Florida State, 2010
&2$&+,1* 67$))
Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, Texas, 2011 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Texas, 2011 Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, Texas, 2011 Fumbles forced. . . . . . . . . . . . . . . . . . . . . . 1, Florida State, 2010
KAMEEL JACKSON
6 ($6 21
FRANK ALEXANDER Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9, Tulsa, 2009 Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, twice Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Texas, 2011 Fumbles forced. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1, five times Fumble recoveries . . . . . . . . . . . . . . . . . . . . . . . . . . 1, four times Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1, Tulsa, 2011
Receptions . . . . . . . . . . . . . . . . . . . . . . . . . 9, Kansas State, 2009 Receiving yards. . . . . . . . . . . . . . . . . . . . .94, Kansas State, 2009 Touchdown receptions . . . . . . . . . . . . . . . . . . . . . . . . . . 1, twice Long reception . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37, twice
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
28 5(&25'6 83'$7(
$77(0376 Ć &$5((5
3$66,1* <$5'6 Ć 6($621 <DUGV 3OD\HU &O 6DP %UDGIRUG 6R /DQGU\ -RQHV 6R /DQGU\ -RQHV -U -RVK +HXSHO -U -DVRQ :KLWH 6U -RVK +HXSHO 6U -DVRQ :KLWH 6U /DQGU\ -RQHV )U 6DP %UDGIRUG )U 3DXO 7KRPSVRQ 6U
<HDU
$WW &RPS
,QW 7' 5DWLQJ
3$66,1* <$5'6 Ć &$5((5 <DUGV 3OD\HU <HDU /DQGU\ -RQHV 6DP %UDGIRUG -DVRQ :KLWH -RVK +HXSHO &DOH *XQG\
$WW &RPS
,QW
7' 5DWLQJ
$WW
3OD\HU /DQGU\ -RQHV -RVK +HXSHO -DVRQ :KLWH 6DP %UDGIRUG &DOH *XQG\
<HDUV &RPS
728&+'2:1 3$66(6 Ć 6($621 7'
3OD\HU 6DP %UDGIRUG -DVRQ :KLWH /DQGU\ -RQHV 6DP %UDGIRUG -DVRQ :KLWH -RVK +HXSHO /DQGU\ -RQHV /DQGU\ -RQHV 1DWH +\EO 3DXO 7KRPSVRQ
<HDU
<DUGV
,QW
7'
<GV
7'
,QW
&ODVV 6R 6U 6R )U 6U -U -U )U 6U 6U
728&+'2:1 3$66(6 Ć &$5((5 &203/(7,216 Ć 6($621 &RPS 3OD\HU /DQGU\ -RQHV -RVK +HXSHO /DQGU\ -RQHV 6DP %UDGIRUG -RVK +HXSHO -DVRQ :KLWH /DQGU\ -RQHV -DVRQ :KLWH 1DWH +\EO 6DP %UDGIRUG
<HDU
&O 6R -U -U 6R 6U 6U )U 6U -U )U
$WW
<DUGV
5DWLQJ
&203/(7,216 Ć &$5((5 &RPS 3OD\HU /DQGU\ -RQHV -RVK +HXSHO -DVRQ :KLWH 6DP %UDGIRUG 1DWH +\EO
<HDUV
$WW
<DUGV
3OD\HU 6DP %UDGIRUG -RVK +HXSHO -DVRQ :KLWH /DQGU\ -RQHV 3DXO 7KRPSVRQ
<HDUV
$WW
&RPS
$77(0376 Ć 6($621 $WW
3OD\HU /DQGU\ -RQHV -RVK +HXSHO /DQGU\ -RQHV 6DP %UDGIRUG -RVK +HXSHO -DVRQ :KLWH /DQGU\ -RQHV 1DWH +\EO -DVRQ :KLWH 1DWH +\EO
<HDUV
&ODVV 6R -U -U 6R 6U 6U )U -U 6U 6U
3OD\HU /DQGU\ -RQHV 6DP %UDGIRUG -DVRQ :KLWH -RVK +HXSHO 1DWH +\EO &DOH *XQG\
<HDU
3$66,1* ()),&,(1&< Ć 6($621 (II 3OD\HU 6DP %UDGIRUG 6DP %UDGIRUG -DVRQ :KLWH &ODXGH $UQROG -DVRQ :KLWH 'DYH 5REHUWVRQ &DOH *XQG\ /DQGU\ -RQHV 3DXO 7KRPSVRQ /DQGU\ -RQHV
<HDU
&O 6R )U 6U 6U 6U 6U 6U 6R 6U -U
&RPS $WW
<$5' 3$66,1* *$0(6 Ć 6($621
&203/(7,21 3(5&(17$*( Ć &$5((5 3FW
7'
&RPS
<DUGV
,QW 7'
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
*DPHV
3OD\HU 6DP %UDGIRUG /DQGU\ -RQHV /DQGU\ -RQHV -RVK +HXSHO -RVK +HXSHO -DVRQ :KLWH /DQGU\ -RQHV
<HDUV
<$5' 3$66,1* *$0(6 Ć &$5((5 *DPHV
3OD\HU /DQGU\ -RQHV 6DP %UDGIRUG -RVK +HXSHO -DVRQ :KLWH &DOH *XQG\
<HDUV
28 5(&25'6 83'$7( <$5' 3$66,1* *$0(6 Ć 6($621 3OD\HU /DQGU\ -RQHV /DQGU\ -RQHV 6DP %UDGIRUG -RVK +HXSHO
5(&(,9,1* <$5'6 Ć &$5((5 <HDU
<$5' 3$66,1* *$0(6 Ć &$5((5 *DPHV
3OD\HU /DQGU\ -RQHV 6DP %UDGIRUG -RVK +HXSHO
<HDUV
&$5((5 67$576 Ć 48$57(5%$&.6 *DPHV
3OD\HU &DOH *XQG\ /DQGU\ -RQHV 6WHYH 'DYLV
<HDUV
&$5((5 9,&725,(6 Ć 48$57(5%$&.6 :LQV
3OD\HU 6WHYH 'DYLV -DPHOOH +ROLHZD\ /DQGU\ -RQHV
/RVW
7LH
3FW
<HDUV
5(&(37,216 Ć 6($621 $YJ
7'
3OD\HU 3RV 5\DQ %UR\OHV :5 0DUN &OD\WRQ :5 -XDTXLQ ,JOHVLDV :5 4XHQWLQ *ULI¿Q 5% 'H0DUFR 0XUUD\ 5% 7UHQW 6PLWK 7( $QWZRQH 6DYDJH :5 0DOFROP .HOO\ :5 &XUWLV )DJDQ :5 (GGLH +LQWRQ :5 .HQQ\ 6WLOOV :5 0DQXHO -RKQVRQ :5
),(/' *2$/6 Ć 6($621 )* 3OD\HU 7LP 'XQFDQ 0LFKDHO +XQQLFXWW -LPP\ 6WHYHQV
5HF
$YJ
7'
.,&. 5(7851 <$5'6 Ć 6($621 <DUGV 3OD\HU &ODVV -XDTXLQ ,JOHVLDV -U 'H0DUFR 0XUUD\ 6R %UDQGRQ 'DQLHOV 6U -XDTXLQ ,JOHVLDV -U 0RVVLV 0DGX -U 7UH\ )UDQNV 6R
<HDU
5HW
$YJ
7'
<HDU <DUGV
&ODVV 6U )U -U
<HDU
$YJ
7DFNOHV
7'
3RV /% /% /%
<HDUV
3RV '/ '/ '/ '/ '/ '/ '/
<DUGV
6$&.6 Ć &$5((5 6DFNV
$WW
3OD\HU 'DU\O +XQW -DFNLH 6KLSS 7UDYLV /HZLV
3OD\HU &HGULF -RQHV -HUHP\ %HDO 'DQ &RG\ 6FRWW (YDQV 7UR\ -RKQVRQ -RQDWKDQ -DFNVRQ )UDQN $OH[DQGHU
<HDUV
3FW
+,6725<
<HDU
7'
7$&./(6 Ć &$5((5
5(&(37,216 Ć &$5((5 5HF
&ODVV -U -U 6U 6U 6R 6U 6R -U -U 6U -U 6R )U -U 6R
$YJ
6($621 5 (9, (:
3OD\HU 3RV &ODVV <HDU <DUGV 5\DQ %UR\OHV :5 -U 5\DQ %UR\OHV :5 6R 5\DQ %UR\OHV :5 6U 0DUN &OD\WRQ :5 -U -XDTXLQ ,JOHVLDV :5 6U 'H0DUFR 0XUUD\ 5% 6U -XDTXLQ ,JOHVLDV :5 -U -HUPDLQH *UHVKDP 7( -U 0DUN &OD\WRQ :5 6U 7UHQW 6PLWK 7( -U 4XHQWLQ *ULI¿Q 5% -U (GGLH +LQWRQ :5 6U 0DOFROP .HOO\ :5 6R .HQQ\ 6WLOOV :5 )U .HQQ\ 6WLOOV :5 6R
5(&(,9,1* <$5'6 Ć 6($621 <DUGV 3OD\HU 3RV 5\DQ %UR\OHV :5 0DUN &OD\WRQ :5 5\DQ %UR\OHV :5 -XDTXLQ ,JOHVLDV :5 5\DQ %UR\OHV :5 (GGLH +LQWRQ :5 0DOFROP .HOO\ :5 -HUPDLQH *UHVKDP 7( -XDTXLQ ,JOHVLDV :5 0DUN &OD\WRQ :5 0DOFROP .HOO\ :5 .HQQ\ 6WLOOV :5 .HQQ\ 6WLOOV :5 %XVWHU 5K\PHV :5 -D] 5H\QROGV :5
5HF
7+( 6221(56
5HF
<HDU
&2$&+,1* 67$))
<DUGV 3OD\HU 3RV 5\DQ %UR\OHV :5 0DUN &OD\WRQ :5 -XDTXLQ ,JOHVLDV :5 0DOFROP .HOO\ :5 $QWZRQH 6DYDJH :5 (GGLH +LQWRQ :5 &RUH\ :DUUHQ :5 0DQXHO -RKQVRQ :5 &XUWLV )DJDQ :5 -HUPDLQH *UHVKDP 7( 7LQNHU 2ZHQV :5 .HLWK -DFNVRQ 7( .HQQ\ 6WLOOV :5
6 ($6 21
*DPHV
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
2./$+20$ 5267(56 1XPHULFDO 5RVWHU
$OSKDEHWLFDO 5RVWHU
1R
1R
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¶+DUD 3DWULFN . +XJKHV 1DWKDQ '( *DVWHOXP &DOHE /% 0RQWDQD =DFK '% 5DWWHUUHH 7UHQW 7( 5LSNRZVNL $DURQ )% 'ULVNLOO 'DYLG )% :RRGV $XVWLQ 2/ 2IIHQEXUJHU *UHJ /% -RQHV .HOOHQ /%
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
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
3RV '7 '( 4% '7 4% '% /% :5 :5 :5 5% '% 27 )% :5 2/ 27 /% 5% '% /% /% :5 /% :5 2/ '( 2/ 7( '% '% '% '% . 27 . 7( '( '7 . '% /% 2/ 2/ :5 '% 27 27 /% 4% 2/ '( /% '( /% /% '% :5 :5 '7 '/ )%
+7
:7
&O +RPHWRZQ 3UHYLRXV 6FKRRO
6R 0HVTXLWH 7H[DV 1RUWK 0HVTXLWH +6
6U %DWRQ 5RXJH /D 6RXWKHUQ /DE
6R 6DQ $QWRQLR 7H[DV $ODPR +HLJKWV +6
)U &LEROR 7H[DV 6WHHOH +6
5)U :LFKLWD .DQ %LVKRS &DUUROO +6
6U 5RZOHWW 7H[DV 1RUWKHDVWHUQ 6WDWH
-U :LFKLWD .DQ &RQZD\ 6SULQJV +6
-U +RXVWRQ 7H[DV $OLHI (OVLN +6
6U 1RUPDQ 2NOD 1RUPDQ +6
6U 'H 6RWR 7H[DV 'H 6RWR +6
6R 6DQ 'LHJR &DOLI 6FULSSV 5DQFK +6
6R 2ZDVVR 2NOD 2ZDVVR +6
)U 'XQFDQ 2NOD 'XQFDQ +6
5)U 2NODKRPD &LW\ 2NOD &DVDG\ +6
)U 7DOLKLQD 2NOD 7DOLKLQD +6
-U 6WUDIIRUG 0R 6WUDIIRUG +6
)U 6LRX[ )DOOV 6 ' :DVKLQJWRQ +6
5)U )RUW :RUWK 7H[DV 'XQEDU +6
6R 1LFHYLOOH )OD 1LFHYLOOH +6
6U $UOLQJWRQ 7H[DV 6HJXLQ +6
5)U 0DUVKDOO 7H[DV 0DUVKDOO +6
-U 0RXQW $LU\ *D +DEHUVKDP &HQWUDO +6
6R 2UDQJH 7H[DV :HVW 2UDQJH 6WDUN +6
5)U &ODUHPRUH 2NOD +RPH 6FKRRO
)U $XVWLQ 7H[DV /DNH 7UDYLV +6
6U 3DULV 7H[DV 3DULV +6
5)U +XWFKLQVRQ .DQ +XWFKLQVRQ +6
-U $UJ\OH 7H[DV /LEHUW\ &KULVWLDQ +6
6U )ORZHU 0RXQG 7H[DV )ORZHU 0RXQG +6
-U /DZWRQ 2NOD 0DF$UWKXU +6
-U *LOPHU 7H[DV *LOPHU +6
5)U /DQFDVWHU 7H[DV /DQFDVWHU +6
5)U 2UDQJH 7H[DV :HVW 2UDQJH 6WDUN +6
)U 7DUSRQ 6SULQJV )OD 7DUSRQ 6SULQJ +6
)U 7XOVD 2NOD (GLVRQ +6
)U 6KHUPDQ 7H[DV 6KHUPDQ +6
)U 7XOVD 2NOD (GLVRQ +6
)U 6SULQJ 7H[DV .OHLQ 2DN +6
5)U 'DOODV 7H[DV 3DULVK (SLVFRSDO +6
5)U 5LFKDUGVRQ 7H[DV 3HDUFH +6
-U /DQFDVWHU 7H[DV /DQFDVWHU +6
-U *DUODQG 7H[DV 6RXWK *DUODQG +6
6R 2NODKRPD &LW\ 2NOD %LVKRS 0F*XLQQHVV +6
6R 0XVWDQJ 2NOD 0XVWDQJ +6
)U $UOLQJWRQ 7H[DV 6DP +RXVWRQ +6
6R &KXOD 9LVWD &DOLI (DVWODNH +6
-U *URYHWRQ 7H[DV .LOJRUH &ROOHJH
6U 5LFKPRQG 7H[DV /68
)U +RXVWRQ 7H[DV 6W 3LXV ; +6
-U $UWHVLD 1 0 $UWHVLD +6
)U (XOHVV 7H[DV 7ULQLW\ +6
-U +RXVWRQ 7H[DV 6WUDNH -HVXLW &ROOHJH 3UHS +6
6R 2NODKRPD &LW\ 2NOD &DVDG\ +6
-U 'HZDU 2NOD 'HZDU +6
6U 6DQ $QWRQLR 7H[DV 5REHUW ( /HH +6
)U 5RXQG 5RFN 7H[DV 6WRQ\ 3RLQW +6
6R -HQNV 2NOD -HQNV +6
5)U 6KDZQHH 0LVVLRQ .DQ %LVKRS 0LHJH +6
5)U &LEROR 7H[DV %\URQ 0 6WHHOH +6
-U /XINLQ 7H[DV /XINLQ +6
-U 0XVNRJHH 2NOD 0XVNRJHH +6
6R &ROXPELD 0R 5RFN %ULGJH +6
2./$+20$ 5267(56 1XPHULFDO 5RVWHU
$OSKDEHWLFDO 5RVWHU :7
&O 6U -U 6R 5)U 6R )U -U )U -U -U 5)U )U 6R 6U 6U 6R 6R )U 5)U -U )U 5)U -U 6U 6U )U 6R 5)U )U )U )U 5)U -U -U -U -U )U 5)U )U 5)U -U 5)U 6U 5)U 6R 6R
+RPHWRZQ 3UHYLRXV 6FKRRO
0HWXFKHQ 1 - 0HWXFKHQ +6
)ORZHU 0RXQG 7H[DV )ORZHU 0RXQG +6
/D &URVVH .DQ /D &URVVH +6
'DOODV 7H[DV 'DOODV -HVXLW 3UHS
'DOODV 7H[DV 6N\OLQH +6
1RUPDQ 2NOD 1RUPDQ +6
7RSHND .DQ :DVKEXUQ
&RSSHOO 7H[DV &RSHOO +6
'HQWRQ 7H[DV 5\DQ +6
$OEXTXHUTXH 1 0 1HZ 0H[LFR
6DQ $QWRQLR 7H[DV (DVW &HQWUDO +6
7RZDQGD .DQ &LUFOH +6
'DOODV 7H[DV 6N\OLQH +6
3HDUODQG 7H[DV 3HDUODQG +6
:HDWKHUIRUG 2NOD :HDWKHUIRUG +6
$UGPRUH 2NOD $UGPRUH +6
+RXVWRQ 7H[DV (LVHQKRZHU +6
'D\WRQ 7H[DV 'D\WRQ +6
2NODKRPD &LW\ 2NOD 3XWQDP &LW\ 1RUWK +6
&HQWHUYLOOH 2KLR (DVWHUQ 0LFKLJDQ
'DOODV 7H[DV 6N\OLQH +6
&HGDU +LOO 7H[DV &HGDU +LOO +6
$UOLQJWRQ 7H[DV /DPDU +6
%OXH 6SULQJV 0R %OXH 6SULQJV +6
2NODKRPD &LW\ 2NOD +HULWDJH +DOO +6
6SULQJ 7H[DV .OHLQ 2DN +6
(QFLQLWDV &DOLI /D &RVWD &DQ\RQ +6
2NODKRPD &LW\ 2NOD 6RXWKPRRUH +6
%DUWOHVYLOOH 2NOD %DUWOHVYLOOH +6
9LDQ 2NOD 9LDQ +6
0RRUH 2NOD 6RXWKPRRUH +6
3ÀXJHUYLOOH 7H[DV 3ÀXJHUYLOOH +6
*DUODQG 7H[DV *DUODQG +6
)RUW :RUWK 7H[DV .HOOHU )RVVLO 5LGJH +6
7XOVD 2NOD 8QLRQ +6
/DZWRQ 2NOD /DQJVWRQ
%URRNVKLUH 7H[DV %URRNVKLUH 5R\DO +6
,UYLQJ 7H[DV 1LPLW] +6
$UOLQJWRQ 7H[DV -DPHV 0DUWLQ +6 /DNH 'DOODV 7H[DV /DNH 'DOODV +6
7XOVD 2NOD 1RUWKHDVWHUQ 6WDWH
0RRUH 2NOD 6RXWKPRRUH +6
:DVKLQJWRQ 2NOD :DVKLQJWRQ +6
6DFUDPHQWR &DOLI &KULVWLDQ %URWKHUV +6
5RFNZDOO 7H[DV 5RFNZDOO +HDWK +6
1HZ %UDXQIHOV 7H[DV 1HZ %UDXQIHOV +6
-RVK $ODGHQR\H XK /$' XK QR\ 'HUHN )DUQLRN )$5 QHH RFN *HQHR *ULVVRP *(12 %HQ +DEHUQ +$< EXUQ -DYRQ +DUULV -8+ YRQ 'HPRQWUH +XUVW '(( PRQ WUH\ -RVHSK ,ELOR\H HH %,// OR\ \D\
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
+,6725<
3URQXQFLDWLRQ *XLGH
1R
6($621 5 (9, (:
+7
7+( 6221(56
3RV :5 '% )% '( /% /% . '% )% '% '7 '7 '% '% 7( 27 :5 )% '% 2/ /% 2/ 4% 27 . 7( :5 :5 '( /% 4% 27 '/ '( 3 5% 5% '7 5% 27 '( '% '6 '% 2/ /%
&2$&+,1* 67$))
1DPH /HWWHUV 0LOOHU 'HMXDQ 0RQWDQD =DFK 0XVLO 0DUVKDOO 1GXOXH &KXND 1HOVRQ &RUH\ 2IIHQEXUJHU *UHJ 2¶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
6 ($6 21
1R
*DEH ,NDUG (<( FXUG .DPHHO -DFNVRQ &8+ PHHO 1LOD .DVLWDWL .1(( /D &RV XK WRW WHH 7UH\ 0LOOLDUG 0,// HUG 0DUVKDOO 0XVLO 0XH VLOO &KXND 1GXOXH &+22 ND 1 GXHO ( %HQQHWW 2NRWFKD 2 FRW FKD $GDP 6KHDG 6+('
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
'(37+ &+$57 START CHART
OFFENSE POS. LT LG C RG RT TE WR WR WR QB
FB RB
NO. 59 71 64 74 61 64 75 77 69 79 82 47 2 24 4 19 18 88 12 15 10 33 20 22 3
NAME Donald Stephenson** Tyrus Thompson Gabe Ikard* Adam Shead Ben Habern** Gabe Ikard* Tyler Evans** Stephen Good*** Lane Johnson* Daryl Williams James Hanna*** Trent Ratterree*** Trey Franks* Dejuan Miller*** Kenny Stills* Justin McCay Kameel Jackson Sheldon McClain Landry Jones** Drew Allen* -ORBlake Bell Trey Millard* Marshall Musil* Roy Finch* Brennan Clay*
HT. 6-6 6-5 6-4 6-4 6-4 6-4 6-5 6-6 6-6 6-6 6-4 6-3 5-10 6-4 6-1 6-2 6-0 6-2 6-4 6-5 6-6 6-2 6-2 5-7 5-11
WT. 307 297 295 314 292 295 304 305 296 313 243 248 184 217 189 209 195 190 229 239 245 249 236 166 194
CL. Sr. RFr. So. RFr. Jr. So. Jr. Sr. Jr. RFr. Sr. Sr. So. Sr. So. RFr. Fr. RFr. Jr. So. RFr. So. So. So. So.
‘11 GP CGP 12 34 5 5 12 26 9 9 7 35 12 26 12 37 11 45 12 19 8 8 12 53 12 49 10 24 12 37 10 24 3 3 11 11 12 39 5 10 6 6 12 26 9 16 12 20 10 19
HOMETOWN Blue Springs, Mo. (Blue Springs HS) Pflugerville, Texas (Pfulgerville HS) Oklahoma City, Okla. (Bishop McGuinness HS) Cedar Hill, Texas (Cedar Hill HS) Argyle, Texas (Liberty Christian HS) Oklahoma City, Okla. (Bishop McGuinness HS) Strafford, Mo. (Strafford HS Paris, Texas (Paris HS) Groveton, Texas (Kilgore College) Lake Dallas, Texas (Lake Dallas HS) Flower Mound, Texas (Flower Mound HS) Weatherford, Okla. (Weatherford HS) Orange, Texas (West Orange-Stark HS) Metuchen, N.J. (Metuchen HS) Encinitas, Calif. (La Costa Canyon HS) Shawnee Mission, Kan. (Bishop Miege HS) Arlington, Texas (Sam Houston HS) Cibolo, Texas (Byron M. Steele HS) Artesia, N.M. (Artesia HS) San Antonio, Texas (Alamo Heights HS) Wichita, Kan. (Bishop Carroll HS) Columbia, Mo. (Rock Bridge HS) La Crosse, Kan. (La Crosse HS) Niceville, Fla. (Niceville HS) San Diego, Calif. (Scripps Ranch HS)
David King** R.J. Washington** Casey Walker* Torrea Peterson Jamarkus McFarland** Stacy McGee* Frank Alexander*** R.J. Washington** Tony Jefferson* Joseph Ibiloye** Tom Wort* Jaydan Bird** -ORKellen Jones Travis Lewis*** Corey Nelson* Jamell Fleming** Gabe Lynn* Aaron Colvin* Quentin Hayes Javon Harris** -ORSam Proctor*** Demontre Hurst** Lamar Harris*
6-5 6-3 6-2 6-3 6-2 6-4 6-4 6-3 5-10 6-3 6-0 6-2 6-1 6-2 6-1 5-11 6-0 6-0 6-0 5-11 6-0 5-10 6-1
273 248 308 292 296 299 255 248 199 219 229 236 223 227 219 191 195 176 181 207 222 181 187
Jr. Jr. Jr. RFr. Jr. Jr. Sr. Jr. So. Jr. So. Jr. Fr. Sr. So. Sr. So. So. RFr. Jr. Sr. Jr. Jr.
12 12 11 4 12 11 12 12 12 11 11 12 11 11 12 10 11 11 8 12 12 12 2
29 25 21 4 33 29 47 25 26 38 23 38 11 52 26 50 18 25 8 30 52 40 12
Houston, Texas (Strake Jesuit College Prep HS) Fort Worth, Texas (Keller Fossil Ridge HS) Garland, Texas (Garland HS) San Antonio, Texas (East Central HS) Lufkin, Texas (Lufkin HS) Muskogee, Okla. (Muskogee HS) Baton Rouge, La. (Southern Lab HS) Fort Worth, Texas (Keller Fossil Ridge HS) Chula Vista, Calif. (Eastlake HS) Garland, Texas (South Garland HS) New Braunfels, Texas (New Braunfels HS) Wichita, Kan. (Conway Springs HS) Houston, Texas (St. Pius X HS) San Antonio, Texas (Robert E. Lee HS) Dallas, Texas (Skyline HS) Arlington, Texas (Seguin HS) Jenks, Okla. (Jenks HS) Owasso, Okla. (Owasso HS) Lancaster, Texas (Lancaster HS) Lawton, Okla. (Macarthur HS) Pearland, Texas (Pearland HS) Lancaster, Texas (Lancaster HS) Gilmer, Texas (Gilmer HS)
Michael Hunnicutt Jimmy Stevens*** Patrick O’Hara** -ORMichael Hunnicutt Tress Way** Jimmy Stevens*** Trey Franks* Kameel Jackson Roy Finch* Brennan Clay* Kenny Stills* Roy Finch* Nyko Symonds James Winchester** Austin Woods*
6-0 5-5 6-0 5-9 6-1 5-5 5-10 6-0 5-7 5-11 6-1 5-7 5-10 6-3 6-4
175 172 192 169 218 172 184 195 166 194 189 166 163 200 290
RFr. Sr. Jr. RFr. Jr. Sr. So. Fr. So. So. So. So. RFr. Sr. So.
11 2 12 11 12 2 10 11 12 10 10 12 12 12 10
11 35 26 11 40 35 24 11 20 19 24 20 12 38 24
Richardson, Texas (Pearce HS) Oklahoma City, Okla. (Heritage Hall HS) Topeka, Kan. (Washburn) Richardson, Texas (Pearce HS) Tulsa, Okla. (Union HS) Oklahoma City, Okla. (Heritage Hall HS) Orange, Texas (West Orange-Stark HS) Arlington, Texas (Sam Houston HS) Niceville, Fla. (Niceville HS) San Diego, Calif. (Scripps Ranch HS) Encinitas, Calif. (La Costa Canyon HS) Niceville, Fla. (Niceville HS) Oklahoma City, Okla. (Southmoore HS) Washington, Okla. (Washington HS) Rockwall, Texas (Rockwall-Heath HS)
Offense Player Broyles (WR) L. Jones (QB) Habern (C) Evans (RG) Hanna (TE) Stills (WR) Ikard (LG/C) Stephenson (LT) D. Miller (WR) Good (LG) Johnson (OT) J. Jones (RG/RT) Ratterree (TE) Finch (RB) Reynolds (WR) Franks (WR) Millard (FB) Shead (OG) Whaley (RB) Clay (RB) Jackson (WR) Williams (OT)
2011 9 12 5 12 12 10 12 12 4 2 11 6 6 1 3 5 4 4 1 1
Streak 33 2 22 13 9 24 12 2 11 6 1 -
Career 44 36 29 28 25 24 24 22 13 11 11 10 9 7 6 5 5 5 4 4 1 1
Defense T. Lewis (LB) Alexander (DE) Hurst (CB) Fleming (CB) Jefferson (SS) Wort (LB) R. Lewis (DE) McGee (DT) Proctor (S) Walker (DT) Colvin (S) Nelson (LB) McFarland (DT) J. Harris (S) King (DE) Ibiloye (LB) Lynn (DB)
11 12 12 10 11 11 9 3 3 8 11 10 6 8 4 1 2
11 15 26 4 3 5 3 8 6 1 1 -
52 30 26 23 20 20 14 14 13 12 12 10 9 8 7 6 2
Specialists Way (P) Stevens (K) Winchester (LS) Woods (SS) O’Hara (KO) Hunnicutt (K)
12 2 12 10 11 10
38 25 3 3 10
38 33 29 23 17 10
DEFENSE DE
90 91 DT 53 94 DT 97 92 DE 84 91 SLB/NB 1 5 MLB 21 55 52 WLB 28 7 BCB 32 9 SS 14 29 FS 30 27 FCB 6 15
SPECIALISTS K
18 17 KO 43 18 P 36 17 KR 2 18 KR 22 3 PR 4 22 H 81 LS-Punts 86 LS-Kicks 50
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
&2$&+,1* 67$)) ',9,'(5 6 ($6 21
&2$&+,1* 67$)) 7+( 6221(56 6($621 5 (9, (: 2./$+20$ +,6725<
1$7,21$/ &+$03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
+($' &2$&+
%2% 672236 +($' &2$&+ _ 7+ 6($621 _ 5(&25' $7 2./$+20$
+LVWRU\ LV RQH WRXJK FXVWRPHU DW 2NODKRPD 7KH WUDGLWLRQ VR ULFK DQG VR ORQJ VWDQGLQJ LV DV GDXQWLQJ DV LW LV LPSUHVVLYH 7R EH DPRQJ WKH EHVW DW 2NODKRPD LV WR EH DPRQJ WKH EHVW LQ FROOHJH IRRWEDOO 6XFK GUDPDWLFV DUH ORVW RQ %RE 6WRRSV 7KH 6RRQHU KHDG FRDFK EHIULHQGHG WKH ZRXOG EH DOEDWURVV RI 28¶V VXFFHVVIXO SDVW IURP KLV ¿UVW GD\ RQ FDPSXV DQG UHPDLQV VWHDGIDVWO\ IRFXVHG RQ WRPRUURZ DQG WKH FKDPSLRQVKLS LW KROGV ,W IDOOV WKHQ WR ORQJ WLPH REVHUYHUV DQG H[SHUWV RI WKH JDPH WR GH¿QH 6WRRSV¶ LPSDFW 5DUHO\ KDYH WKH SXQGLWV KDG LW VR HDV\ 7KDW ZDV WUXH DJDLQ LQ ZKHQ 2NODKRPD ZRQ LWV VHYHQWK %LJ WLWOH DOO RI ZKLFK KDYH FRPH XQGHU WKH FXUUHQW KHDG FRDFK 6WRRSV GLGQ¶W DUULYH DW 28 XQWLO WKH %LJ ZDV WKUHH \HDUV ROG EXW DOUHDG\ KH KDV FRDFKHG WKH SURJUDP WR PRUH WKDQ WZLFH DV PDQ\ FKDPSLRQKLSV DV DQ\ RWKHU VFKRRO LQ WKH OHDJXH 6WRRSV ZRQ D QDWLRQDO FURZQ LQ MXVW KLV VHFRQG VHDVRQ LQ 1RUPDQ DQG KDV OHG WKH 6RRQHUV WR FRQVHFXWLYH ERZO JDPHV D VFKRRO UHFRUG LQFOXGLQJ VHYHQ RI WKH %&6 YDULHW\ $ORQJ WKH ZD\ KH KDV SLFNHG XS FRDFK RI WKH \HDU FLWDWLRQV LQFOXGLQJ HLJKW RQ WKH QDWLRQDO OHYHO RQO\ ¿YH FRDFKHV QDWLRQDOO\ KDYH ZRQ PRUH FRQIHUHQFH FRDFK RI WKH \HDU DZDUGV DQG ZDWFKHG ¿YH DVVLVWDQW FRDFKHV PRYH LQWR )RRWEDOO %RZO 6XEGLYLVLRQ KHDG FRDFKLQJ SRVLWLRQV ,Q VHDVRQV XQGHU 6WRRSV 2NODKRPD KDV EHHQ D ¿[WXUH RQ WKH QDWLRQDO VWDJH 7KH EULOOLDQFH GXOOV WKH PHPRU\ RI ZKDW KH LQKHULWHG :KHQ KH DUULYHG LQ 1RUPDQ WKH SURXG 6RRQHU SURJUDP ZDV ¿YH \HDUV UHPRYHG IURP D ZLQQLQJ UHFRUG IRXU IURP D SRVWVHDVRQ DSSHDUDQFH 7KRVH DW\SLFDO GD\V RI DQJVW DUH VR IRUJRWWHQ QRZ WKDW WKH\ PLJKW DV ZHOO EH PHQWLRQHG ZLWK WKH /DQG 5XVK DQG 'XVW %RZO 7RGD\ WKH VFKRRO UHÀHFWV RQ YLFWRULHV 6WRRSV UHDFKHG YLFWRULHV IDVWHU WKDQ DQ\ FRDFK LQ FROOHJH IRRWEDOO KLVWRU\ DQ DYHUDJH RI SHU VHDVRQ GXULQJ WKLV FRDFK¶V WHQXUH LQFOXGLQJ D PDUN DJDLQVW RSSRQHQWV UDQNHG DPRQJ WKH $VVRFLDWHG 3UHVV WRS 7ZR +HLVPDQ ZLQQHUV DQG ¿YH +HLVPDQ ¿QDOLVWV KDYH EHHQ FKDUDFWHULVWLF RI WKH WDOHQW 6WRRSV DQG KLV VWDII KDYH DWWUDFWHG 7KH RIIHQVHV KDYH EHHQ DPRQJ WKH EHVW LQ FROOHJH IRRWEDOO KLVWRU\ WKH WHDP ZDV WKH ¿UVW WR VFRUH RU PRUH SRLQWV LQ ¿YH VWUDLJKW JDPHV 7KH GHIHQVH KDV EHHQ VWLQJ\ DQG LV WKH RQO\ SURJUDP WR SURGXFH WZR SOD\HUV ZKR ZRQ WKH 7KRUSH DQG 1DJXUVNL $ZDUGV LQ WKH VDPH VHDVRQ
,16,*+7 %2:/ *8,'( 6221(5632576 &20
6WRRSV KDV EHHQ FKDUDFWHUL]HG DV D JURXQGHG IDPLO\ PDQ ELJ JDPH FRDFK UHOHQWOHVV UHFUXLWHU VWURQJ OHDGHU DQG D SHUVRQ ZLWK XQFRPPRQ SHUVSHFWLYH +LV VXFFHVV HPDQDWHV IURP D GLVFLSOLQHG VW\OH WUXH WR KLV URRWV LQ WKH 6WHHO 9DOOH\ RI 2KLR EXW KH LV IDU IURP LQÀ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¶V VWDII (YHQWXDOO\ KH OHIW IRU )ORULGD DQG D WKUHH \HDU VWLQW DV 6WHYH 6SXUULHU¶V GHIHQVLYH FRRUGLQDWRU ,W ZDV ZLWK WKH *DWRUV DQG D QDWLRQDO FKDPSLRQVKLS WHDP LQ WKDW WKH VSRWOLJKW IRXQG 6WRRSV DQG PDGH KLP RQH RI WKH KRWWHVW QDPHV LQ WKH SURIHVVLRQ +LV KLULQJ DW 2NODKRPD ZDV RQH IRU WKH DJHV
&RDFKLQJ $FFRPSOLVKPHQWV ‡ 6WRRSV LV HQWHULQJ KLV WK VHDVRQ +H LV YV WKH %LJ LQ WKH %LJ WLWOH JDPH YV QRQ FRQIHUHQFH RSSRQHQWV DW KRPH RQ WKH URDG DQG RQ QHXWUDO ¿HOGV ‡ 28 KDV VHW IRXU 1&$$ UHFRUGV DQG VHW RU WLHG VFKRRO UHFRUGV XQGHU 6WRRSV QRW LQFOXGLQJ ERZO EHVWV DQG PDUNV VSHFL¿F WR D SDUWLFXODU SRVLWLRQ $PRQJ WKRVH PDUNV DUH SDVVLQJ IRU D JDPH VHDVRQ DQG FDUHHU UHFHLYLQJ IRU D JDPH VHDVRQ DQG FDUHHU UXVKLQJ IRU D VHDVRQ DOO SXUSRVH \DUGV IRU D FDUHHU DQG VFRULQJ IRU D FDUHHU
+($' &2$&+
7+( 672236 )$0,/<
28 )RRWEDOO 7KHQ DQG 1RZ 6 ($6 21
7KH 6RRQHUV EHIRUH DQG DIWHU 6WRRSV¶ DUULYDO %HIRUH 6LQFH
2YHUDOO 5HFRUG &RQIHUHQFH 5HFRUG 9V 5DQNHG 2SSRQHQWV 1R RI :HHNV LQ $3 7RS 1DWLRQDO 7LWOHV &RQIHUHQFH 7LWOHV %&6 *DPHV %RZO *DPHV 1DWLRQDO $ZDUG :LQQHUV +HLVPDQ 7URSK\ :LQQHUV +HLVPDQ 7URSK\ )LQDOLVWV $OO $PHULFD 6HOHFWLRQV $OO &RQIHUHQFH 6HOHFWLRQV $OO &RQIHUHQFH $FDGHPLF 1)/ VW 5RXQG &KRLFHV 1)/ 7RS 5RXQG &KRLFHV <HDUV $PRQJ ¿QDO 7RS <HDUV $PRQJ ¿QDO WRS
&2$&+,1* 67$))
&RDFKLQJ +RQRUV %LJ &RDFK RI WKH <HDU &RQVHQVXV %LJ &RDFK RI WKH <HDU %REE\ 'RGG 1DWLRQDO &RDFK RI WKH <HDU :DOWHU &DPS 1DWLRQDO &RDFK RI WKH <HDU :RRG\ +D\HV 1DWLRQDO &RDFK RI WKH <HDU $)&$ 5HJLRQ ,9 &R &RDFK RI WKH <HDU &RQVHQVXV %LJ &RDFK RI WKH <HDU $)&$ 5HJLRQ ,9 &R &RDFK RI WKH <HDU +XOD %RZO +HDG &RDFK $VVRFLDWHG 3UHVV 1DWLRQDO &RDFK RI WKH <HDU :DOWHU &DPS 1DWLRQDO &RDFK RI WKH <HDU *HRUJH 0XQJHU $ZDUG 0D[ZHOO )&
:RRG\ +D\HV 1DWLRQDO &RDFK RI WKH <HDU )RRWEDOO 1HZV &RDFK RI WKH <HDU &RQVHQVXV %LJ &RDFK RI WKH <HDU (GGLH 5RELQVRQ ):$$ &RDFK RI WKH <HDU %HDU %U\DQW &RDFK RI WKH <HDU
‡ 6WRRSV¶ VTXDGV KDYH SXW WRJHWKHU WKH VFKRRO¶V ORQJHVW KRPH ¿HOG ZLQQLQJ VWUHDN DW 7KDW¶V DOVR WKH QLQWK ORQJHVW LQ WKH KLVWRU\ RI FROOHJH IRRWEDOO 6WRRSV DOVR KDV IDVKLRQHG WZR RWKHU VWUHDNV RI VWUDLJKW ‡ 28 ZRQ WKH QDWLRQDO FKDPSLRQVKLS SOD\HG IRU WKUHH PRUH DQG FDSWXUHG HLJKW %LJ 6RXWK FURZQV DQG VHYHQ %LJ WLWOHV 2NODKRPD KDV VSHQW ZHHNV DW 1R LQ WKH $3 SROO DQG D QDWLRQDO OHDGLQJ ZHHNV DWRS WKH %&6 VWDQGLQJV ‡ 2NODKRPD KDV KHOG D GRXEOH GLJLW OHDG LQ RI 6WRRSV¶ JDPHV
7KH 6WRRSV )LOH <RXQJVWRZQ 2KLR &DUGLQDO 0RRQH\ ,RZD ZLIH &DURO GDXJKWHU 0DFNHQ]LH WZLQ VRQV 'UDNH ,VDDF
2NODKRPD +HDG &RDFK )ORULGD $VVW +HDG &RDFK 'HI &RRU .DQVDV 6WDWH &R 'HIHQVLYH &RRU .DQVDV 6WDWH 'HIHQVLYH %DFNV .HQW 6WDWH $VVLVWDQW &RDFK ,RZD 9ROXQWHHU &RDFK ,RZD *UDGXDWH $VVLVWDQW &RDFK
‡ $Q 28 SOD\HU ¿QLVKHG DPRQJ WKH WRS VHYHQ LQ WKH +HLVPDQ YRWLQJ VL[ WLPHV RQ 6WRRSV¶ ZDWFK 6DP %UDGIRUG 1R LQ $GULDQ 3HWHUVRQ 1R LQ -DVRQ :KLWH 1R LQ -DVRQ :KLWH 1R LQ 5R\ :LOOLDPV 1R LQ DQG -RVK +HXSHO 1R LQ ‡ 8QGHU 6WRRSV 28 KDV SURGXFHG $OO $PHULFDQV WZR $3 3OD\HUV RI WKH <HDU +HXSHO :KLWH WZR 1DJXUVNL $ZDUG ZLQQHUV :LOOLDPV 'HUULFN 6WUDLW WZR 7KRUSH $ZDUG ZLQQHUV :LOOLDPV 6WUDLW WZR %XWNXV $ZDUG ZLQQHUV 5RFN\ &DOPXV 7HGG\ /HKPDQ RQH %HGQDULN $ZDUG ZLQQHU /HKPDQ RQH /RPEDUGL $ZDUG ZLQQHU 7RPPLH +DUULV RQH :DOWHU &DPS ZLQQHU +HXSHO WKUHH 2¶%ULHQ $ZDUG ZLQQHUV 6DP %UDGIRUG DQG :KLWH WZLFH D 0D[ZHOO $ZDUG ZLQQHU :KLWH D 8QLWDV $ZDUG ZLQQHU :KLWH DQ 2XWODQG 7URSK\ ZLQQHU -DPPDO %URZQ DQG RQH 0RVL 7DWXSX $ZDUG ZLQQHU - 7 7KDWFKHU
+,6725<
&RDFKLQJ +LVWRU\ 3UHVHQW
6($621 5 (9, (:
‡ 2NODKRPD KDV SOD\HG LQ VWUDLJKW ERZO JDPHV XQGHU 6WRRSV 1HYHU KDG DQ 28 FRDFK WDNHQ HYHQ KLV ¿UVW WKUHH WHDPV WR ERZOV 3ULRU WR 6WRRSV¶ DUULYDO 28 KDG QRW SOD\HG LQ RQH RI ZKDW LV QRZ D %&6 JDPH VLQFH WKH 2UDQJH %RZO VHDVRQ 6WRRSV LQ KLV VHFRQG VHDVRQ OHG 28 WR WKH 2UDQJH %RZO VHDVRQ
+RPHWRZQ +LJK 6FKRRO &ROOHJH )DPLO\
7+( 6221(56
‡ 6WRRSV KDV DXWKRUHG WZR RI WKH VHYHQ ORQJHVW ZLQQLQJ VWUHDNV LQ 2NODKRPD KLVWRU\ +LV DQG WHDPV FRPELQHG WR ZLQ VWUDLJKW ZKLOH WKH DQG WHDPV FRPELQHG WR UHHO RII LQ D URZ 7KRVH YLFWRULHV DOO FDPH DJDLQVW )%6 RSSRQHQWV
‡ $OO JDPHV RI 6WRRSV WHQXUH KDYH EHHQ VROG RXW DQG WKH VWDGLXP FDSDFLW\ KDV EHHQ LQFUHDVHG E\ VRPH VHDWV VLQFH KLV DUULYDO ,Q D VWDWH RI PLOOLRQ SHRSOH DQG WZR RWKHU )%6 SURJUDPV DWWHQGDQFH LQ 1RUPDQ URXWLQHO\ H[FHHGV ‡ ,Q DQG KLV )ORULGD GHIHQVH VFRUHG HLJKW WRXFKGRZQV 7KH *DWRUV ZRQ WKH QDWLRQDO FKDPSLRQVKLS 'XULQJ KLV ¿QDO IRXU VHDVRQV DW .DQVDV 6WDWH WKH :LOGFDWV ZHUH D DQG SOD\HG LQ WKUHH ERZO JDPHV
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
+($' &2$&+
%2% 672236 %2 % 6 722 36
%RZO *DPHV DV D &RDFK
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
%RZO *DPHV DV D 3OD\HU
3HDFK ,RZD RZD 5RVH ,RZD RZD
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ )RXU \HDU VWDUWHU DW GHIHQVLYH EDFN ,RZD ‡ +RQRUDEOH 0HQWLRQ $OO $PHULFDQ ‡ ,RZD WHDP 0RVW 9DOXDEOH 3OD\HU ‡ 7ZR WLPH $OO %LJ 7HQ VHOHFWLRQ ‡ &DUHHU WRWDOV LQFOXGHG WDFNOHV DQG LQWHUFHSWLRQV
6WRRSV¶ &DUHHU &RDFKLQJ 5HFRUG
3URPLQHQW 3XSLOV
<HDU
6FKRRO 7LWOH 5HFRUG %RZO 2NODKRPD +HDG &RDFK ,QVLJKW %RZO YV ,RZD 2NODKRPD +HDG &RDFK 7RVWLWRV )LHVWD %RZO GHI &RQQHFWLFXW
2NODKRPD +HDG &RDFK %UXW 6XQ %RZO GHI 6WDQIRUG
2NODKRPD +HDG &RDFK %&6 1DWLRQDO &KDPSLRQVKLS ORVW WR )ORULGD
2NODKRPD +HDG &RDFK )LHVWD %RZO ORVW WR :HVW 9LUJLQLD
2NODKRPD +HDG &RDFK )LHVWD %RZO ORVW WR %RLVH 6WDWH 27
2NODKRPD +HDG &RDFK +ROLGD\ %RZO GHI 2UHJRQ
2NODKRPD +HDG &RDFK 2UDQJH %RZO ORVW WR 86&
2NODKRPD +HDG &RDFK 6XJDU %RZO ORVW WR /68
2NODKRPD +HDG &RDFK 5RVH %RZO GHI :DVKLQJWRQ 6WDWH
2NODKRPD +HDG &RDFK &RWWRQ %RZO GHI $UNDQVDV
2NODKRPD +HDG &RDFK 2UDQJH %RZO GHI )ORULGD 6WDWH
2NODKRPD +HDG &RDFK ,QGHSHQGHQFH %RZO ORVW WR 2OH 0LVV
)ORULGD $VVW +HDG &RDFK 'HI &RRU 2UDQJH %RZO GHI 6\UDFXVH
)ORULGD $VVW +HDG &RDFK 'HI &RRU )ORULGD &LWUXV %RZO GHI 3HQQ 6WDWH
)ORULGD $VVW +HDG &RDFK 'HI &RRU 6XJDU %RZO GHI )ORULGD 6WDWH
.DQVDV 6WDWH &R 'HIHQVLYH &RRUGLQDWRU +ROLGD\ %RZO GHI &RORUDGR 6WDWH
.DQVDV 6WDWH &R 'HIHQVLYH &RRUGLQDWRU $ORKD %RZO ORVW WR %RVWRQ &ROOHJH
.DQVDV 6WDWH &R 'HIHQVLYH &RRUGLQDWRU &RSSHU %RZO GHI :\RPLQJ
.DQVDV 6WDWH &R 'HIHQVLYH &RRUGLQDWRU 1R %RZO *DPH .DQVDV 6WDWH &R 'HIHQVLYH &RRUGLQDWRU 1R %RZO *DPH .DQVDV 6WDWH 'HIHQVLYH %DFNV &RDFK 1R %RZO *DPH .DQVDV 6WDWH 'HIHQVLYH %DFNV &RDFK 1R %RZO *DPH
.HQW 6WDWH $VVLVWDQW &RDFK 1R %RZO *DPH
,RZD 9ROXQWHHU $VVLVWDQW +ROLGD\ %RZO GHI :\RPLQJ
,RZD 9ROXQWHHU $VVLVWDQW +ROLGD\ %RZO GHI 6DQ 'LHJR 6WDWH
,RZD 9ROXQWHHU $VVLVWDQW 5RVH %RZO ORVW WR 8&/$
,RZD *UDGXDWH $VVLVWDQW )UHHGRP %RZO GHI 7H[DV
,RZD *UDGXDWH $VVLVWDQW *DWRU %RZO ORVW WR )ORULGD
7RWDOV $W 28
\HDUV DVVLVWDQW DQG KHDG FRDFK %RZO &RDFKLQJ 5HFRUG \HDUV %RZO &RDFKLQJ 5HFRUG
‡ & - $K <RX 2NODKRPD 5DPV ‡ 5HPL $\RGHOH 2NODKRPD 9LNLQJV ‡ (ULF %DVVH\ 2NODKRPD 5DPV ‡ -HUHP\ %HDO 2NODKRPD %URQFRV ‡ 6DP %UDGIRUG 2NODKRPD 5DPV ‡ 0DUN %UDGOH\ 2NODKRPD %XFFDQHHUV ‡ -DPPDO %URZQ 2NODKRPD 5HGVNLQV ‡ 4XLQWRQ &DUWHU 2NODKRPD %URQFRV ‡ &KULV &KHVWHU 2NODKRPD 5HGVNLQV ‡ .HHQDQ &OD\WRQ 2NODKRPD (DJOHV ‡ 0DUN &OD\WRQ 2NODKRPD 5DPV ‡ -RQ &RRSHU 2NODKRPD 9LNLQJV ‡ %URG\ (OGULGJH 2NODKRPD &ROWV ‡ -RH -RQ )LQOH\ 2NODKRPD /LRQV ‡ 'RPLQLTXH )UDQNV 2NODKRPD )DOFRQV ‡ -HUPDLQH *UHVKDP 2NODKRPD %HQJDOV ‡ 7RPPLH +DUULV 2NODKRPD &KDUJHUV ‡ *DUUHWW +DUWOH\ 2NODKRPD 6DLQWV ‡ /HQG\ +ROPHV 2NODKRPD 5HGVNLQV ‡ -XDTXLQ ,JOHVLDV 2NODKRPD %HDUV ‡ &OLQW ,QJUDP 2NODKRPD 6DLQWV ‡ 0DQXHO -RKQVRQ 2NODKRPD &RZER\V ‡ %UDQGRQ -RQHV 2NODKRPD HUV ‡ 'DYLQ -RVHSK 2NODKRPD %XFFDQHHUV ‡ 0DOFROP .HOO\ 2NODKRPD 5HGVNLQV ‡ -HYRQ .HDUVH )ORULGD 7LWDQV ‡ 3KLO /RDGKROW 2NODKRPD 9LNLQJV ‡ &XUWLV /RIWRQ 2NODKRPD )DOFRQV ‡ *HUDOG 0F&R\ 2NODKRPD %XFFDQHHUV ‡ 'H0DUFR 0XUUD\ 2NODKRPD &RZER\V ‡ -RQDWKDQ 1HOVRQ 2NODKRPD 5DPV ‡ 'RQWH 1LFKROVRQ 2NODKRPD %XFFDQHHUV ‡ $GULDQ 3HWHUVRQ 2NODKRPD 9LNLQJV ‡ %URGQH\ 3RRO 2NODKRPD -HWV ‡ 'XNH 5RELQVRQ 2NODKRPD 3DQWKHUV ‡ 5HJJLH 6PLWK 2NODKRPD HUV ‡ 0DUFXV :DONHU 2NODKRPD 3DQWKHUV ‡ -LPP\ :LONHUVRQ 2NODKRPD 6DLQWV ‡ 5R\ :LOOLDPV 2NODKRPD %HQJDOV ‡ 7UHQW :LOOLDPV 2NODKRPD 5HGVNLQV
,16,*+7 %2:/ *8,'( 6221(5632576 &20
$66,67$17 &2$&+(6 %5(17 9(1$%/(6 &RDFKLQJ $FFRPSOLVKPHQWV ‡ &RDFKHG 1)/ 'UDIW SLFNV DQG IRXU 1)/ IUHH DJHQWV /LQHEDFNHUV XQGHU KLV GLUHFWLRQ KDYH EHHQ QDPHG WKH %LJ 'HIHQVLYH 32< ¿YH WLPHV DQG %LJ 'HIHQVLYH 12< ¿YH WLPHV $OVR KDV WZR %XWNXV $ZDUG ZLQQHUV DQG WZR RWKHU %XWNXV ¿QDOLVWV DORQJ ZLWK D %HGQDULN $ZDUG ZLQQHU
+RPHWRZQ 6DOLQD .DQ +LJK 6FKRRO 6DOLQD 6RXWK &ROOHJH .DQVDV 6WDWH )DPLO\ ZLIH -XOLH VRQV -DNH DQG 7\OHU GDXJKWHUV 'HODQH\ DQG $GGLVRQ
&RDFKLQJ +LVWRU\
‡ 7KH GHIHQVH ZDV 1R LQ %LJ VFRULQJ 1R 1&$$ DQG WRWDO 1R 1&$$ GHIHQVH GHVSLWH IDFLQJ IRXU RI WKH QDWLRQ¶V WRS QLQH RIIHQVHV WKUHH RI WKH WRS ¿YH 28 GHIHQVH OHG %LJ LQ VDFNV DQG VFRUHG VL[ 7'V ‡ $ %UR\OHV ¿QDOLVW µ ZKHQ 28 OHG WKH %LJ LQ WRWDO 1R 1&$$ VFRULQJ 1R 1&$$ DQG SDVV HI¿FLHQF\ GHIHQVH 1R 1&$$ DQG ZDV 1R LQ UXVKLQJ GHIHQVH 1R 1&$$ DQG 1R QDWLRQDOO\ ZLWK WDNHDZD\V
3URPLQHQW 3XSLOV ‡ 7UDYLV /HZLV 2NODKRPD
%LJ 'HIHQVLYH 12< %LJ 'HI )2< ‡ .HHQDQ &OD\WRQ 2NODKRPD (DJOHV ‡ &XUWLV /RIWRQ 2NODKRPD )DOFRQV $OO $PHULFDQ $3 %LJ 'HI 32< ‡ 5XIXV $OH[DQGHU 2NODKRPD
)LUVW 7HDP $OO $PHULFDQ %LJ 'HI 32< ‡ &OLQW ,QJUDP 2NODKRPD 6DLQWV ‡ /DQFH 0LWFKHOO 2NODKRPD
$OO %LJ %XWNXV $ZDUG ¿QDOLVW %LJ 'HIHQVLYH 12< ‡ 7HGG\ /HKPDQ 2NODKRPD
%XWNXV %HGQDULN $ZDUG ZLQQHU $OO $PHULFDQ ‡ 5RFN\ &DOPXV 2NODKRPD
µ %XWNXV $ZDUG µ %LJ 'HI 32< $OO $PHULFDQ ‡ 7RUUDQFH 0DUVKDOO 2NODKRPD
$OO $PHULFDQ %LJ 'HIHQVLYH 12< ‡ %UDQGRQ 0RRUH 2NODKRPD
‡ -HII .HOO\ .DQVDV 6WDWH
$OO $PHU µ %LJ 'HI 32< µ %LJ 'HI 12< ‡ %HQ /HEHU .DQVDV 6WDWH 9LNLQJV ‡ 0DUN 6LPRQHDX .DQVDV 6WDWH 6DLQWV $OO $PHULFDQ %XWNXV )LQDOLVW %LJ 'HI 32< %LJ 'HI 12<
$FFRPSOLVKPHQWV DV D 3OD\HU
‡ ,Q 28¶V 1&$$ UDQN ZDV 1R LQ UXVK 1R LQ WRWDO GHIHQVH
‡ +0 $OO %LJ (LJKW LQ ZLWK WDFNOHV VHFRQG RQ WHDP LQFOXGLQJ D WHDP OHDGLQJ XQDVVLVWHG WDFNOHV
‡ 28 OHG WKH %LJ LQ LQ WRWDO UXVKLQJ DQG VFRULQJ GHIHQVH 7KH 6RRQHUV UDQNHG 1R QDWLRQDOO\ LQ VFRULQJ DQG UXVKLQJ GHIHQVH 1R LQ WRWDO GHIHQVH
‡ 6WDQGRXW /% DW *DUGHQ &LW\ .DQ &RPPXQLW\ &ROOHJH ZKHUH KH ZDV DQ $OO $PHULFDQ DIWHU UHFRUGLQJ WDFNOHV
‡ 7KH 6RRQHUV UDQNHG 1R QDWLRQDOO\ LQ WRWDO GHIHQVH DQG SDVVLQJ GHIHQVH 1R LQ SDVV HI¿FLHQF\ GHIHQVH 1R LQ VFRULQJ GHIHQVH 1R LQ WXUQRYHU PDUJLQ DQG 1R LQ UXVKLQJ GHIHQVH
‡ &ODVV $ 'HIHQVLYH 32< .DQVDV 6SRUWV 0DJD]LQH
7+( 9(1$%/(6 )$0,/<
+,6725<
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD )LHVWD 2NODKRPD )LHVWD 2NODKRPD +ROLGD\ 2NODKRPD 2UDQJH 2NODKRPD 6XJDU 2NODKRPD 5RVH 2NODKRPD &RWWRQ 2NODKRPD 2UDQJH 2NODKRPD ,QGHSHQGHQFH 2NODKRPD $ODPR .DQVDV 6WDWH )LHVWD .DQVDV 6WDWH &RWWRQ .DQVDV 6WDWH +ROLGD\ .DQVDV 6WDWH $ORKD .DQVDV 6WDWH &RSSHU .DQVDV 6WDWH
‡ 'HVSLWH IDFLQJ RI WKH WRS VFRULQJ RIIHQVHV 28 ZDV DPRQJ WKH WRS WKUHH LQ QHDUO\ HYHU\ %LJ FDWHJRU\ LQ 28 ZDV 1R QDWLRQDOO\ LQ VDFNV 1R LQ UXVKLQJ GHIHQVH
‡ $OO WKUHH . 6WDWH OLQHEDFNHUV ZHUH DOO FRQIHUHQFH
6($621 5 (9, (:
%RZOV &RDFKHG
‡ 7KH GHIHQVH ZDV 1R LQ WKH %LJ LQ ERWK VFRULQJ DQG WRWDO GHIHQVH 1R QDWLRQDOO\ LQ ERWK 7KH XQLW DOVR UDQNHG 1R QDWLRQDOO\ LQ VDFNV 1R LQ UHG ]RQH GHIHQVH 1R LQ UXVKLQJ GHIHQVH 1R LQ WDFNOHV IRU ORVV DQG 1R LQ SDVV HI¿FLHQF\ GHIHQVH
‡ ,Q µ 28 UDQNHG 1R QDWLRQDOO\ LQ VFRULQJ DQG WRWDO GHIHQVH 1R LQ SDVV HII GHIHQVH 1R LQ WDNHDZD\V 1R LQ UXVKLQJ GHIHQVH DQG 1R LQ SDVVLQJ GHIHQVH
7+( 6221(56
SUHVHQW 2NODKRPD $VVRFLDWH +HDG &RDFK 'HIHQVLYH &RRUGLQDWRU /LQHEDFNHUV 2NODKRPD &R 'HIHQVLYH &RRUGLQDWRU /LQHEDFNHUV .DQVDV 6WDWH 'HI 5XQ *DPH &RRUGLQDWRU .DQVDV 6WDWH /LQHEDFNHUV .DQVDV 6WDWH *UDGXDWH $VVLVWDQW
‡ 7KH GHIHQVH ZDV 1R LQ SDVV HI¿FLHQF\ GHIHQVH 1R LQ WDFNOHV DQG LW KHOSHG 28 HDUQ D 1R UDQNLQJ LQ WXUQRYHU PDUJLQ
‡ ,Q 28 ZDV 1R QDWLRQDOO\ LQ VFRULQJ GHIHQVH 1R LQ SDVV HI¿FLHQF\ GHIHQVH 1R LQ SDVVLQJ GHIHQVH 1R LQ WRWDO GHIHQVH DQG 1R LQ UXVKLQJ GHIHQVH
&2$&+,1* 67$))
7KH 9HQDEOHV )LOH
‡ +LV DWWDFNLQJ GHIHQVH ZDV EDFN DW DJDLQ LQ UDQNLQJ 1R QDWLRQDOO\ LQ VDFNV DQG 1R LQ WDFNOHV IRU ORVV 7KH JURXS OHG WKH %LJ LQ VFRULQJ GHIHQVH ZKLOH OLQHEDFNHU 7UDYLV /HZLV EHFDPH WKH DOO WLPH WDFNOHV OHDGHU LQ WKH %RE 6WRRSV¶ HUD
6 ($6 21
$662&,$7( +($' &2$&+ '()(16,9( &225',1$725 /,1(%$&.(56 _ 7+ 6($621
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
$66,67$17 &2$&+(6 %2%%< -$&. :5,*+7 $667 +($' &2$&+ $667 '()(16,9( &225',1$725 '()(16,9( (1'6 _ 7+ 6($621 &RDFKLQJ $FFRPSOLVKPHQWV
‡ +LV µ VHFRQGDU\ OHG QDWLRQ LQ SDVV HI¿FLHQF\ GHIHQVH
‡ 7XUQHG D SXSLO LQWR WKH %LJ 'HIHQVLYH /LQHPDQ RI WKH <HDU IRU WKH VHFRQG VWUDLJKW VHDVRQ DV )UDQN $OH[DQGHU ZDV DOVR WKH %LJ &R 'HIHQVLYH 3OD\HU RI WKH <HDU %RWK RI KLV VWDUWLQJ HQGV ZHUH QDPHG $OO %LJ DV 5RQQHOO /HZLV ZDV SODFHG RQ WKH ¿UVW WHDP DV ZHOO 7KH WZR FRPELQHG IRU RQH RI WKH ¿QHVW VHDVRQV E\ D GHIHQVLYH HQG GXR DW 28 ZLWK D FRPELQHG WDFNOHV IRU ORVV VDFNV WZR LQWHUFHSWLRQV IRXU IRUFHG IXPEOHV DQG WZR IXPEOH UHFRYHULHV
‡ 'HYHORSHG 7H[DV . 3KLO 'DZVRQ DQ $OO 6:& KRQRUHH DQG *UR]D VHPL¿QDOLVW LQWR WKH QDWLRQ¶V WRS UDQNHG NLFNHU
‡ 5HWXUQHG WR WKH GHIHQVLYH HQG SRVLWLRQ IRU DQG KHOSHG -HUHP\ %HDO UDQN DPRQJ WKH WRS QDWLRQDOO\ LQ WDFNOHV IRU ORVV +H OHG WKH %LJ DQG UDQNHG 1R LQ WKH OHDJXH LQ VDFNV
7KH :ULJKW )LOH +RPHWRZQ 0LVVLRQ 7H[DV +LJK 6FKRRO 0LVVLRQ &ROOHJH 6: 7H[DV 6W 7H[DV $ , )DPLO\ ZLIH %HH GDXJKWHUV 0F.HQQD 0HOLD DQG 0LFDHODQ
‡ 6HFRQGDU\ UDQNHG 1R QDWLRQDOO\ LQ SDVV HI¿FLHQF\ GHIHQVH LQ )RXU SOD\HUV UHFHLYHG $OO %LJ KRQRUV 7KH µ GHIHQVH JDYH XS IHZHVW SDVVLQJ \DUGV LQ %LJ ‡ 28 DGGHG WZR QHZ VWDUWHUV DW FRUQHU LQ EXW VWLOO ÀRXULVKHG VFRULQJ WZR 7'V 7KH 6RRQHUV OHG WKH KLJK VFRULQJ SDVV KDSS\ %LJ LQ SDVV HI¿FLHQF\ GHIHQVH ‡ +HOSHG 28 GHIHQVH WR WKH 1R %LJ GHIHQVLYH SDVV HI¿FLHQF\ UDQNLQJ 28 ZDV VHFRQG LQ WKH FRQIHUHQFH ZLWK LQWHUFHSWLRQV 7KUHH '%V 1LF +DUULV 5HJJLH 6PLWK ' - :ROIH UHFHLYHG ¿UVW WHDP $OO %LJ KRQRUV
&RDFKLQJ +LVWRU\ SUHVHQW 2NODKRPD $VVLVWDQW +HDG &RDFK $VVW 'HIHQVLYH &RRUGLQDWRU 'HIHQVLYH (QGV 2NODKRPD 5HFUXLWLQJ &RRUGLQDWRU 'HIHQVLYH (QGV 7H[DV $VVLVWDQW &RDFK 1RUWK 7H[DV 6WDWH $VVLVWDQW &RDFK 7H[DV $ , $VVLVWDQW &RDFK &RDFK 7H[DV +LJK 6FKRRO UDQNV
‡ ,Q 28 OHG WKH %LJ DQG UDQNHG 1R QDWLRQDOO\ LQ SDVV HI¿FLHQF\ GHIHQVH $OO ¿YH SOD\HUV ZKR VWDUWHG LQ WKH VHFRQGDU\ UHFHLYHG DOO FRQIHUHQFH UHFRJQLWLRQ ‡ 0RYHG WR WKH VHFRQGDU\ LQ 7ZR SOD\HUV HDUQHG SRVWVHDVRQ KRQRUV 7KH 6RRQHUV UDQNHG 1R QDWLRQDOO\ LQ SDVVLQJ HI¿FLHQF\ GHIHQVH ,Q %LJ JDPHV 28 UDQNHG 1R LQ FRPSOHWLRQ SHUFHQWDJH 1R LQ SDVVLQJ HI¿FLHQF\ DQG 1R LQ SDVVLQJ \DUGDJH GHIHQVH ‡ 28 GHIHQVLYH EDFNV KDG PRUH LQWHUFHSWLRQV LQ JDPHV RI WKDQ LQ JDPHV RI ‡ 7KH '(V 'DQ &RG\ -RQDWKDQ -DFNVRQ DQG /DUU\ %LUGLQH ZHUH 1R DQG UHVSHFWLYHO\ LQ %LJ VDFNV ‡ 6SHFLDO WHDPV FRRUGLQDWRU LQ KH VDZ 28 UDQN 1R LQ WKH %LJ LQ NLFNRII FRYHUDJH \SU ZKLOH JLYLQJ RSSRQHQWV DQ DYHUDJH RI MXVW \DUGV RQ DWWHPSWV ‡ ,Q KLV HQGV KDG 7)/ VDFNV DQG KXUULHV ,Q µ WKH '(V DFFRXQWHG IRU QHDUO\ KDOI RI WKH WHDP¶V VDFNV ,Q µ WKH HQGV FRPELQHG IRU WDFNOHV IRU ORVV
%RZOV &RDFKHG
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD )LHVWD 2NODKRPD )LHVWD 2NODKRPD +ROLGD\ 2NODKRPD 2UDQJH 2NODKRPD 6XJDU 2NODKRPD 5RVH 2NODKRPD &RWWRQ 2NODKRPD 2UDQJH 2NODKRPD ,QGHSHQGHQFH 2NODKRPD )LHVWD 7H[DV 6XJDU 7H[DV 6XQ 7H[DV &RWWRQ 7H[DV %OXHERQQHW 7H[DV
‡ 8QGHU :ULJKW¶V JXLGDQFH $OO %LJ UHFHLYHU 0LNH $GDPV EURNH HYHU\ 87 UHFRUG LQ
‡ +LV UHFHLYLQJ XQLW ZDV WKH EHVW LQ WKH 6:& ZLWK \DUGV FDWFK FDWFKHV IRU \DUGV DQG 7' ‡ +HOSHG 1RUWK 7H[DV WR OHDJXH WLWOH , $$ SOD\RIIV ‡ :DV RQ WKH FRDFKLQJ VWDII WKDW OHG 7H[DV $ , WR WKH 'LYLVLRQ ,, QDWLRQDO WLWOH
3URPLQHQW 3XSLOV ‡ 5RQQHOO /HZLV 2NODKRPD $OO %LJ ‡ )UDQN $OH[DQGHU 2NODKRPD %LJ &R 'HI 32< %LJ 'HI /LQHPDQ RI WKH <HDU 6HFRQG 7HDP $OO $PHULFDQ $OO %LJ ‡ -HUHP\ %HDO 2NODKRPD %URQFRV %LJ 'HI /LQHPDQ RI WKH <HDU $OO %LJ ‡ 'RPLQLTXH )UDQNV 2NODKRPD )DOFRQV $OO %LJ ‡ %ULDQ -DFNVRQ 2NODKRPD 5DPV $OO %LJ ‡ 1LF +DUULV 2NODKRPD 3DQWKHUV ‡ /HQG\ +ROPHV 2NODKRPD 5HGVNLQV ‡ 5HJJLH 6PLWK 2NODKRPD HUV $OO %LJ ‡ 'DQ &RG\ 2NODKRPD
+HQGULFNV ¿QDOLVW FRQVHQVXV $OO %LJ µ ¶
‡ -RQDWKDQ -DFNVRQ 2NODKRPD
$OO %LJ ‡ -LPP\ :LONHUVRQ 2NODKRPD 6DLQWV +RQRUDEOH PHQWLRQ $OO %LJ ‡ &RU\ +HLQHFNH 2NODKRPD
7ZR WLPH KRQRUDEOH PHQWLRQ $OO %LJ ‡ &RUH\ &DOOHQV 2NODKRPD
+RQRUDEOH PHQWLRQ $OO %LJ ‡ 3ULHVW +ROPHV 7H[DV
‡ 3KLO 'DZVRQ 7H[DV %URZQV ‡ 0LNH $GDPV 7H[DV %URZQV ‡ /DQFH *XQQ 7H[DV
$OO $PHULFDQ ‡ 6WDQOH\ 5LFKDUGV 7H[DV
$OO $PHULFDQ ‡ :LQIUHG 7XEEV 7H[DV
$OO $PHULFDQ ‡ %ULWW +DJHU 7H[DV
$OO $PHULFDQ ‡ (ULF 0HWFDOI 7H[DV
‡ 'DUUHOO *UHHQ 7H[DV $ , 1)/ $OO 3UR
7+( :5,*+7 )$0,/< 7+( :5,*+7 )$0,/<
,16,*+7 %2:/ *8,'( 6221(5632576 &20
$66,67$17 &2$&+(6 -26+ +(83(/ &RDFKLQJ $FFRPSOLVKPHQWV ‡ )LUVW \HDU FR RIIHQVLYH FRRUGLQDWRU VDZ KLV XQLW ¿QLVK 1R QDWLRQDOO\ LQ ERWK WRWDO RIIHQVH DQG SDVVLQJ RIIHQVH $OVR ¿QLVKHG 1R LQ VFRULQJ RIIHQVH ZKLOH /DQGU\ -RQHV ZDV 1R QDWLRQDOO\ LQ WRWDO RIIHQVH %ODNH %HOO WLHG WKH 28 UHFRUG IRU UXVKLQJ WRXFKGRZQV E\ D IUHVKPDQ TXDUWHUEDFN ZLWK 7'V
+RPHWRZQ $EHUGHHQ 6 ' +LJK 6FKRRO $EHUGHHQ &HQWUDO &ROOHJH 2NODKRPD )DPLO\ ZLIH 'DZQ GDXJKWHU +DQQDK VRQ -DFH
&RDFKLQJ +LVWRU\
%RZOV &RDFKHG
‡ ,Q +HXSHO FRDFKHG 56 IUHVKPDQ %UDGIRUG ZKR OHG QDWLRQ LQ SDVVLQJ HI¿FLHQF\ DQG VHW 1&$$ IURVK PDUN UHFRUG ZLWK 7' SDVVHV +H PDGH IRXU $OO $PHULFD IUHVKPDQ WHDPV DQG ZDV D ¿QDOLVW IRU WKH 0DQQLQJ $ZDUG ‡ &RDFKHG 3DXO 7KRPSVRQ ZKR DIWHU ¿QGLQJ RXW RQH GD\ EHIRUH IDOO FDPS WKDW KH ZRXOG SOD\ 4% SLORWHG 28 WR DQ PDUN LQ 7KRPSVRQ UDQNV DPRQJ 28¶V WRS IRU SDVVLQJ \DUGV 7' SDVVHV DQG FRPSOHWLRQ SHUFHQWDJH ‡ 5HWXUQHG WR KLV DOPD PDWHU ODWH LQ FDPSDLJQ DQG ZDV RQ WKH VWDII IRU WKH +ROLGD\ %RZO YLFWRU\ RYHU 2UHJRQ
‡ )RXQGHG 7KH )RXQGDWLRQ D QRQ SUR¿W RUJDQL]DWLRQ WKDW VHUYHV XQGHUSULYLOHJHG FKLOGUHQ WKURXJKRXW 2NODKRPD
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ ,Q KH ZDV WKH +HLVPDQ 7URSK\ UXQQHU XS :DOWHU &DPS $ZDUG ZLQQHU $VVRFLDWHG 3UHVV 3OD\HU RI WKH <HDU DQG &%6 3OD\HU RI WKH <HDU ‡ /HG 28 WR QDWLRQDO FKDPSLRQVKLS ‡ 28¶V ¿UVW FRQVHQVXV $OO $PHULFD TXDUWHUEDFN DQG ¿UVW 2NODKRPD 4% VLQFH WR HDUQ $OO $PHULFD KRQRUV ‡ (LJKW\ SHUFHQW ZLQQLQJ SHUFHQWDJH ZLWK D PDUN ‡ 3DVVHG IRU \DUGV DQG WRXFKGRZQV LQ FDUHHU ‡ 2NODKRPD FDUHHU WRS WKUHH LQ SDVVLQJ \DUGV FRPSOHWLRQV DQG WRXFKGRZQ SDVVHV GHVSLWH SOD\LQJ MXVW WZR VHDVRQV ‡ 1)/ GUDIW VL[WK URXQG 0LDPL 'ROSKLQV
3URPLQHQW 3XSLOV ‡ /DQGU\ -RQHV 6DPP\ %DXJK $ZDUG :LQQHU ‡ 6DP %UDGIRUG 2NODKRPD 5DPV +HLVPDQ 7URSK\ :LQQHU 1R 1)/ 'UDIW 3LFN ‡ -DVRQ :KLWH 2NODKRPD
+HLVPDQ 7URSK\ :LQQHU
6($621 5 (9, (:
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD )LHVWD 2NODKRPD )LHVWD 2NODKRPD +ROLGD\ 2NODKRPD 2UDQJH 2NODKRPD 6XJDU 2NODKRPD
‡ 7XWRUHG +HLVPDQ 'DYH\ 2¶%ULHQ DQG 6DPP\ %DXJK ZLQQHU 6DP %UDGIRUG ZKR WKUHZ IRU \DUGV DQG 7'V ZLWK MXVW HLJKW LQWHUFHSWLRQV %UDGIRUG UDQNHG 1R QDWLRQDOO\ LQ SDVVLQJ HI¿FLHQF\ +H DOVR PRYHG WR FDUHHU 7' SDVVHV WKH PRVW LQ 1&$$ KLVWRU\ LQ WKH ¿UVW WZR \HDUV RI D FDUHHU +H OHG WKH KLJKHVW VFRULQJ RIIHQVH HYHU DQG DQ 1&$$ UHFRUG VWULQJ RI ¿YH VWUDLJKW SRLQW JDPHV
‡ +HOSHG FRDFK 2NODKRPD WR WKH 6XJDU %RZO DQG 2UDQJH %RZO QDWLRQDO FKDPSLRQVKLS JDPHV DV D JUDGXDWH DVVLVWDQW
7+( 6221(56
SUHVHQW 2NODKRPD 4XDUWHUEDFNV $UL]RQD 7LJKW (QGV 2NODKRPD *UDGXDWH $VVLVWDQW
‡ 'HDOW ZLWK D VHDVRQ HQGLQJ LQMXU\ WR UHWXUQLQJ +HLVPDQ ZLQQHU 6DP %UDGIRUG LQ WKHQ KHOSHG -RQHV OHDG WKH QDWLRQ LQ IUHVKPDQ SDVVLQJ 7'V ZKLOH EUHDNLQJ WKH VFKRRO UHFRUG IRU 7'V LQ D JDPH ZLWK VL[
‡ &RDFKHG WLJKW HQGV DW $UL]RQD LQ 7KH WRS WZR FRPELQHG IRU UHFHSWLRQV IRU \DUGV DQG HLJKW 7'V %UDG :RRG OHG WKH :LOGFDWV ZLWK VL[ WRXFKGRZQV
&2$&+,1* 67$))
7KH +HXSHO )LOH
‡ +HOSHG /DQGU\ -RQHV WR D EDQQHU VHDVRQ LQ ZKLFK KH UDQNHG 1R QDWLRQDOO\ LQ SDVVLQJ \DUGV DQG 1R LQ WRWDO RIIHQVH -RQHV ZRQ WKH 6DPP\ %DXJK $ZDUG DV FROOHJH IRRWEDOO¶V WRS SDVVHU
6 ($6 21
&2 2))(16,9( &225',1$725 48$57(5%$&.6 _ 6(9(17+ 6($621
7+( +(83(/ )$0,/<
%RZOV 3OD\HG
2UDQJH 2NODKRPD ,QGHSHQGHQFH 2NODKRPD
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
$66,67$17 &2$&+(6 &$/( *81'< ',5(&725 2) 5(&58,7,1* 5811,1* %$&.6 _ 7+ 6($621 &RDFKLQJ $FFRPSOLVKPHQWV ‡ +LV JURXS RYHUFDPH LQMXULHV WR DFFXPXODWH \DUGV RQ FDUULHV \DUGV SHU FDUU\ DQG WRXFKGRZQV 7UDQVIRUPHG ZDON RQ 'RPLQLTXH :KDOH\ LQWR WKH OHDGLQJ UXVKHU GHVSLWH RQO\ SOD\LQJ VHYHQ JDPHV WKUHH RI ZKLFK KH KDG PRUH WKDQ \DUGV UXVKLQJ LQ
7KH *XQG\ )LOH +RPHWRZQ 0LGZHVW &LW\ 2NOD +LJK 6FKRRO 0LGZHVW &LW\ &ROOHJH 2NODKRPD )DPLO\ ZLIH .ULVWL VRQ .HQQHG\ &DOH GDXJKWHU &DLWOLQ 5DH
‡ &RDFKHG 4XHQWLQ *ULI¿Q ZKR ¿QLVKHG DV WKH 1R UXVKHU LQ 28 KLVWRU\ ,Q KH JDLQHG \DUGV 1R 1&$$ \DUGV SHU JDPH *ULI¿Q D FRQVHQVXV $OO %LJ ¿UVW WHDP VHOHFWLRQ EHFDPH WKH 6RRQHUV¶ ¿UVW \DUG UXVKHU VLQFH DQG ¿QLVKHG KLV FDUHHU DV WKH VFKRRO¶V VHFRQG OHDGLQJ UHFHLYHU +H FDXJKW RQH SDVV LQ DQ 28 UHFRUG FRQVHFXWLYH JDPHV
‡ 6DZ &KULV %URZQ DQG 0XUUD\ EHFRPH WKH ¿UVW 28 SOD\HUV RQ WKH VDPH URVWHU WR HFOLSVH FDUHHU 7'V GXULQJ WKH VHDVRQ 7KH GXR DOVR EHFDPH WKH VL[WK SDLU LQ VFKRRO KLVWRU\ WR UXVK IRU RYHU FDUHHU \DUGV
‡ ,Q 28 EDFNV SURGXFHG UXVKLQJ 7'V XS IURP LQ )LUVW WHDP $OO %LJ *ULI¿Q VFRUHG RI WKRVH LQFOXGLQJ VL[ DJDLQVW 7H[DV WR VHW D 6RRQHU UHFRUG
‡ 7KH VHDVRQ VDZ WKUHH GLIIHUHQW EDFNV HFOLSVH WKH \DUG PDUN OHG E\ $OOHQ 3DWULFN ZLWK 7ZR ORJJHG \DUG JDPHV 0XUUD\ ZDV D )UHVKPDQ $OO $PHULFDQ 28 UXVKHG IRU \DUGV SHU JDPH
SUHVHQW 2NODKRPD 'LUHFWRU RI 5HFUXLWLQJ 5% 2NODKRPD 5XQQLQJ %DFNV 8$% 5XQQLQJ %DFNV 8$% 4XDUWHUEDFNV 2NODKRPD 6WXGHQW $VVLVWDQW &RDFK
‡ ,Q WKUHH GLIIHUHQW 28 UXQQLQJ EDFNV ORJJHG \DUG JDPHV LQFOXGLQJ WUXH IUHVKPDQ %URZQ DV WKH WHDP SLOHG XS UXVKLQJ \DUGV SHU JDPH ‡ ,Q FRDFKHG KLV WKLUG \DUG UXVKHU DQG VDZ WZR GLIIHUHQW EDFNV ORJ \DUG JDPHV IRU VHFRQG VWUDLJKW VHDVRQ ‡ ,Q $GULDQ 3HWHUVRQ ZKR VHW VFKRRO VHDVRQ UHFRUG DQG 1&$$ IUHVKPDQ UXVKLQJ UHFRUG ZLWK \DUGV
%RZOV &RDFKHG
‡ $OVR WXWRUHG .HMXDQ -RQHV ZKR UXVKHG IRU PRUH WKDQ \DUGV GXULQJ KLV FDUHHU
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD )LHVWD 2NODKRPD )LHVWD 2NODKRPD +ROLGD\ 2NODKRPD 2UDQJH 2NODKRPD 6XJDU 2NODKRPD 5RVH 2NODKRPD &RWWRQ 2NODKRPD 2UDQJH 2NODKRPD ,QGHSHQGHQFH 2NODKRPD &RSSHU 2NODKRPD
‡ $GHSW DW VHFXULQJ WKH EDOO *XQG\¶V EDFNV ORJJHG UHFHSWLRQV IRU \DUGV DQG UDUHO\ ORVW D IXPEOH 28 ORVW RQO\ QLQH DV D WHDP
7+( *81'< )$0,/<
%RZOV 3OD\HG
-RKQ +DQFRFN 2NODKRPD *DWRU 2NODKRPD
‡ 1R 28 EDFN ORVW D IXPEOH LQ DQG WKHUH ZHUH RQO\ WZR LQ
‡ 7KH IHDWXUHG WKH UHFRUG VHWWLQJ H[SORLWV RI 'H0DUFR 0XUUD\ ZKR EURNH 6WHYH 2ZHQ¶V \HDU ROG 28 UHFRUG IRU FDUHHU WRXFKGRZQV DQG -RH :DVKLQJWRQ¶V \HDU ROG PDUN IRU DOO SXUSRVH \DUGV 0XUUD\ DOVR VHW D FDUHHU VWDQGDUG IRU UHFHLYLQJ \DUGV E\ D UXQQLQJ EDFN DW 2NODKRPD DQG FUDFNHG WKH FDUHHU WRS UXVKLQJ OLVW
‡ ,Q 28 KDG WZR \DUG UXVKHUV LQ 0XUUD\ DQG %URZQ 28 UXVKHG IRU \DUGV SHU JDPH DQG KDG \DUGV SHU FDUU\
&RDFKLQJ +LVWRU\
‡ &RDFKHG 28 EDFNV WR \DUGV 7KH EDFN¿HOG KDXOHG LQ SDVVHV IRU WKUHH 7'V 2NODKRPD¶V UXQQLQJ EDFNV ZHUH FKDUJHG ZLWK MXVW WZR IXPEOHV ORVW
,16,*+7 %2:/ *8,'( 6221(5632576 &20
3URPLQHQW 3XSLOV ‡ 'H0DUFR 0XUUD\ 2NODKRPD &RZER\V $OO %LJ ‡ $OOHQ 3DWULFN 2NODKRPD *LDQWV ‡ $GULDQ 3HWHUVRQ 2NODKRPD 9LNLQJV &RQVHQVXV $OO $PHULFDQ KLJKHVW ¿QLVKLQJ IUHVKPDQ VHFRQG LQ WKH KLVWRU\ RI WKH +HLVPDQ 7URSK\ ‡ 4XHQWLQ *ULI¿Q 2NODKRPD
)LUVW WHDP $OO %LJ 6HFRQG WHDP $OO $PHULFDQ
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ +HOG YLUWXDOO\ DOO RI WKH 6RRQHUV¶ VLQJOH JDPH VLQJOH VHDVRQ DQG FDUHHU SDVVLQJ UHFRUGV SULRU WR -RVK +HXSHO -DVRQ :KLWH DQG 6DP %UDGIRUG ‡ 3DFHG WKH 6RRQHUV WR D UHFRUG LQ KLV IRXU VHDVRQV DQG ZDV DOO FRQIHUHQFH DV D VHQLRU ‡ 2QH RI RQO\ IRXU 28 TXDUWHUEDFNV WR WKURZ IRU PRUH WKDQ \DUGV %UDGIRUG +HXSHO :KLWH ‡ )LUVW WHDP $OO %LJ (LJKW DV D VHQLRU ‡ %LJ (LJKW 2IIHQVLYH 1HZFRPHU RI WKH <HDU ZLWK PDUNV IRU FRPSOHWLRQV DWWHPSWV DQG \DUGV
$66,67$17 &2$&+(6 -$< 1259(// &RDFKLQJ $FFRPSOLVKPHQWV ‡ 1RUYHOO KDV XQLTXH H[SHULHQFH LQ FRDFKLQJ ERWK LQ WKH 1)/ 6XSHU %RZO DQG %&6 FKDPSLRQVKLS +H ZDV SURPRWHG WR &R 2IIHQVLYH &RRUGLQDWRU RQ 'HF
+RPHWRZQ 0DGLVRQ :LV +LJK 6FKRRO 0HPRULDO 0DGLVRQ
&ROOHJH ,RZD )DPLO\ ZLIH .LP VRQ -DGHQ
&RDFKLQJ +LVWRU\
‡ 3ULRU WR 28 1RUYHOO VSHQW KLV \HDUV DV D FRDFK ZLWK ,RZD 1RUWKHUQ ,RZD :LVFRQVLQ ,RZD 6WDWH ,QGLDQDSROLV &ROWV 2DNODQG 5DLGHUV 1HEUDVND DQG PRVW UHFHQWO\ ZDV WKH RIIHQVLYH FRRUGLQDWRU TXDUWHUEDFNV FRDFK IRU 8&/$ ‡ ,Q 1RUYHOO OHG WKH 8&/$ RIIHQVH WR D IDVW VWDUW EXW LQMXULHV VHW EDFN WKH %UXLQV LQ WKH VHFRQG KDOI RI WKH VHDVRQ 8&/$ ZHQW WKURXJK IRXU 4%V DQG GHVSLWH D ZDON RQ IUHVKPDQ DV WKH OHDG VLJQDO FDOOHU 8&/$ EHDW WZR WRS WHDPV DQG SOD\HG LQ WKH /DV 9HJDV %RZO ‡ ,Q 1HEUDVND ZRQ WKH %LJ 1RUWK DQG ZDV RQH RI WZR VFKRROV WR UDQN LQ WKH WRS LQ UXVKLQJ SDVVLQJ WRWDO RIIHQVH DQG VFRULQJ RIIHQVH 18 UDQNHG 1R LQ SDVVLQJ \DUGV JDPH 1R LQ UXVKLQJ \DUGV JDPH 1R LQ WRWDO RIIHQVH \DUGV JDPH DQG WK LQ VFRULQJ SRLQWV JDPH 4% =DF 7D\ORU ZDV WKH %LJ 2IIHQVLYH 3OD\HU RI WKH <HDU +H VHW VFKRRO UHFRUGV ZLWK SDVVLQJ \DUGV 7'V DQG WRWDO \DUGV ‡ ,Q 7D\ORU EURNH WKH 18 JDPH UHFRUGV IRU SDVVLQJ \DUGV FRPSOHWLRQV DWWHPSWV DQG WRWDO RIIHQVH DQG VLQJOH VHDVRQ PDUNV IRU FRPSOHWLRQV DQG DWWHPSWV
‡ ,Q +DUULVRQ EHFDPH WKH RQO\ SOD\HU LQ 1)/ KLVWRU\ ZLWK IRXU FRQVHFXWLYH FDWFK VHDVRQV 8QGHU 1RUYHOO +DUULVRQ KDG UHFHSWLRQV IRU \DUGV DQG 7'V ‡ ,Q DW ,RZD 6WDWH SDVVLQJ LPSURYHG E\ QHDUO\ \DUGV JDPH 7\ :DWOH\ OHG %LJ ZLWK UHFHLYLQJ \DUGV
3URPLQHQW 3XSLOV ‡ 5\DQ %UR\OHV 2NODKRPD
1&$$ FDUHHU UHFHSWLRQV UHFRUG KROGHU $OO $PHULFDQ %LOHWQLNRII )LQDOLVW ‡ -XDTXLQ ,JOHVLDV 2NODKRPD %HDUV ‡ 0DQXHO -RKQVRQ 2NODKRPD &RZER\V ‡ =DF 7D\ORU 1HEUDVND
%LJ 2IIHQVLYH 3OD\HU RI WKH <HDU ‡ 'RXJ -ROOH\ 5DLGHUV ‡ 0DUYLQ +DUULVRQ &ROWV ‡ 5HJJLH :D\QH &ROWV ‡ -HURPH 3D\WRQ &ROWV ‡ 6DJH 5RVHQIHOV ,RZD 6WDWH 9LNLQJV ‡ 7\ :DWOH\ ,RZD 6WDWH
%LJ OHDGHU LQ UHFHLYLQJ \DUGV
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ $OO %LJ 7HQ '% LQ ZLWK D OHDJXH KLJK VHYHQ SLFNV ,RZD ZRQ %LJ DQG DGYDQFHG WR 5RVH %RZO :DV ZLWK ¿YH ERZO WHDPV LQFOXGLQJ WZR 5RVH %RZOV D SDLU RI %LJ 7HQ FKDPSLRQV DQG D WHDP WKDW VSHQW ¿YH ZHHNV DW 1R LQ ‡ 3OD\HG RQH VHDVRQ DV D PHPEHU RI WKH &KLFDJR %HDUV
7+( 1259(// )$0,/<
+,6725<
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD /DV 9HJDV 8&/$ &RWWRQ 1HEUDVND $ODPR 1HEUDVND +DOO RI )DPH :LVFRQVLQ 5RVH :LVFRQVLQ +ROLGD\ ,RZD +ROLGD\ ,RZD
‡ 7KH UHFHLYHUV KDXOHG LQ 7'V -XDTXLQ ,JOHVLDV OHG ZLWK \DUGV DQG WKUHH RWKHUV HFOLSVHG 28 UHFHLYHUV DYHUDJHG \DUGV JDPH \DUGV FDWFK
‡ )URP KH VHUYHG DV :5V FRDFK IRU WKH ,QGLDQDSROLV &ROWV ZRUNLQJ ZLWK WKH SDVVLQJ JDPH DQG WXWRULQJ $OO 3UR 0DUYLQ +DUULVRQ ,Q 1RUYHOO¶V ¿QDO VHDVRQ +DUULVRQ KDG FDWFKHV IRU \DUGV DQG 7'V
6($621 5 (9, (:
%RZOV &RDFKHG
‡ 1RUYHOO¶V JURXS ZDV OHG E\ %UR\OHV ZKR ¿QLVKHG WKH \HDU 1R DW 28 IRU UHFHSWLRQV LQ D VHDVRQ DQG 7'V LQ D VHDVRQ DQG 1R IRU \DUGV LQ D VHDVRQ +H OHG WKH %LJ LQ 7' UHFHSWLRQV
‡ ,Q KH KHOSHG WKH 2DNODQG 5DLGHUV WR WKH 6XSHU %RZO 7KH WHDP IHDWXUHG WKH PRVW SUROL¿F RIIHQVH LQ WKH 1)/ DW QHDUO\ WRWDO \DUGV JDPH 1RUYHOO SOD\HG D NH\ UROH LQ GHVLJQLQJ D SDVVLQJ DWWDFN WKDW DYHUDJHG \DUGV 2DNODQG ¿QLVKHG ZLWK WZR H[SORVLYH SOD\ RII HIIRUWV GHIHDWLQJ WKH 1HZ <RUN -HWV EHIRUH D YLFWRU\ RYHU 7HQQHVVHH LQ WKH $)& WLWOH JDPH
7+( 6221(56
SUHVHQW 2NODKRPD &R 2IIHQVLYH &RRUGLQDWRU :5 8&/$ 2IIHQVLYH &RRUGLQDWRU 4% 1HEUDVND 2IIHQVLYH &RRUGLQDWRU 4% 2DNODQG 5DLGHUV 7LJKW (QGV ,QGLDQDSROLV &ROWV 5HFHLYHUV ,RZD 6WDWH $VVLWDQW +& 4% :5 :LVFRQVLQ 2/ :5 6SHFLDO 7HDPV 1RUWKHUQ ,RZD 5HFHLYHUV ,RZD *UDGXDWH $VVLWDQW
‡ ,Q 5\DQ %UR\OHV VHW HLJKW RI WKH QLQH PDMRU UHFHLYLQJ UHFRUGV DW 2NODKRPD HQ URXWH WR $OO $PHULFD VWDWXV DQG WKH ¿QDOV RI WKH %LOHWQLNRII $ZDUG ZKLOH .HQQ\ 6WLOOV VKDWWHUHG WKH VFKRRO¶V IUHVKPDQ UHFHLYLQJ UHFRUGV
‡ ,Q 1RUYHOO KHOSHG WKH +XVNHU 4%V SRVW WKH ¿IWK SOXV \DUG SDVVLQJ VHDVRQ LQ SURJUDP KLVWRU\ DQG LWV EHVW SDVVLQJ DYHUDJH VLQFH
&2$&+,1* 67$))
7KH 1RUYHOO )LOH
‡ 5\DQ %UR\OHV EHFDPH WKH DOO WLPH 1&$$ FDUHHU UHFHSWLRQV OHDGHU LQ GHVSLWH RQO\ SOD\LQJ LQ QLQH JDPHV 7KH %LOHWQLNRII ¿QDOLVW DQG $OO $PHULFDQ VWLOO KDG WKH WKLUG EHVW VHDVRQ LQ 2NODKRPD KLVWRU\ ZLWK KLV UHFHSWLRQV IRU \DUGV DQG 7'V %UR\OHV .HQQ\ 6WLOOV UHFHSWLRQV DQG -D] 5H\QROGV FRPELQHG WR IRUP WKH WKLUG EHVW UHFHLYLQJ WULR LQ 28 KLVWRU\ DQG WKH EHVW LQYROYLQJ MXVW ZLGH UHFHLYHUV
6 ($6 21
&2 2))(16,9( &225',1$725 5(&(,9(56 _ )2857+ 6($621
%RZOV 3OD\HG
5RVH ,RZD )UHHGRP ,RZD *DWRU ,RZD 3HDFK ,RZD
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
$66,67$17 &2$&+(6
-$&.,( 6+,33 '()(16,9( /,1( _ 7+ 6($621 &RDFKLQJ $FFRPSOLVKPHQWV ‡ *URXS FRQVWDQWO\ KHOG XS WKH SRLQW RI DWWDFN LQ WKH WUHQFKHV DQG FRPELQHG IRU WDFNOHV QLQH WDFNOHV IRU ORVV IRXU VDFNV DQG WZR IRUFHG IXPEOHV ‡ :RUNHG DURXQG VHYHUDO HQHUJLHV EXW VWLOO IRUJHG D VROLG GHIHQVLYH IURQW %\ WKH WLPH WKH %LJ WLWOH JDPH UROOHG DURXQG FRQYHUWHG GHIHQVLYH HQG 3U\FH 0DFRQ ZDV D VWDUWHU +H ORJJHG ¿YH WDFNOHV IRU ORVV DQG WKUHH VDFNV LQ WKDW JDPH
7KH 6KLSS )LOH +RPHWRZQ 6WLOOZDWHU 2NOD +LJK 6FKRRO 'RQDUW &ROOHJH 2NODKRPD /DQJVWRQ )DPLO\ VRQ &KULVWRSKHU GDXJKWHU .DLWOLQ
‡ &RDFKHG *HUDOG 0F&R\ LQ WR VHFRQG VWUDLJKW $OO $PHULFD VHDVRQ *URXS KDG 7)/V VDFNV DQG WKUHH IXPEOH UHFRYHULHV ‡ /HG E\ $OO $PHULFDQ *HUDOG 0F&R\ WKH GHIHQVLYH LQWHULRU ZDV DJDLQ PHQDFLQJ LQ 7KH JURXS KDG VDFNV DQG WKUHH IXPEOH UHFRYHULHV
&RDFKLQJ +LVWRU\
‡ 5HWXUQHG WKH PDMRULW\ RI KLV JURXS LQ ZKLFK UHVXOWHG LQ WKH 1R UXVKLQJ GHIHQVH LQ WKH QDWLRQ WKLUG LQ WKH %LJ +LV LQWHULRU OLQHPHQ DFFRXQWHG IRU QLQH VDFNV DQG WDFNOHV IRU D ORVV &RDFKHG %LJ )UHVKPDQ 'HIHQVLYH 32< *HUDOG 0F&R\
SUHVHQW 2NODKRPD 'HIHQVLYH /LQH $ODEDPD 'HIHQVLYH /LQH 1RUWKHDVW /RXLVLDQD 'HIHQVLYH /LQH 0LQQHVRWD 9LNLQJV &RDFKLQJ ,QWHUQ *UHHQ %D\ 3DFNHUV &RDFKLQJ ,QWHUQ 6RXWKHUQ ,OOLQRLV 'HIHQVLYH /LQH 7HQQHVVHH 0DUWLQ 'HIHQVLYH /LQH &HQWUDO 0LVVRXUL 6WDWH 'HIHQVLYH /LQH /DQJVWRQ /LQHEDFNHUV
‡ +DG RQH RI KLV OHDVW H[SHULHQFHG JURXSV LQ EXW 28 ZDV VHFRQG LQ WKH %LJ DQG 1R QDWLRQDOO\ DJDLQVW WKH UXVK ‡ ,Q 'XVW\ 'YRUDFHN ZDV D FRQVHQVXV $OO %LJ VHOHFWLRQ DIWHU OHDGLQJ WKH QDWLRQ¶V '7V LQ WDFNOHV IRU ORVV ZLWK 7KH 6RRQHUV UDQNHG 1R LQ UXVKLQJ GHIHQVH ‡ 'HVSLWH ORVLQJ D SDLU RI $OO $PHULFDQV DQG IHDWXULQJ RQH WUDQVIHU DQG WZR IUHVKPHQ LQ WKH URWDWLRQ LQ KH FUDIWHG DQ LQWHULRU WKDW VKRZHG JUHDW LPSURYHPHQW ‡ ,Q KH FRDFKHG 7RPPLH +DUULV ZLQQHU RI WKH /RPEDUGL $ZDUG D FRQVHQVXV $OO $PHULFDQ DQG ¿QDOLVW IRU WKH 1DJXUVNL DQG %HGQDULN DZDUGV +H DOVR FRDFKHG $OO %LJ '7 'XVW\ 'YRUDFHN
%RZOV &RDFKHG
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD )LHVWD 2NODKRPD )LHVWD 2NODKRPD +ROLGD\ 2NODKRPD 2UDQJH 2NODKRPD 6XJDU 2NODKRPD 5RVH 2NODKRPD &RWWRQ 2NODKRPD 2UDQJH 2NODKRPD ,QGHSHQGHQFH 2NODKRPD 0XVLF &LW\ $ODEDPD
‡ 28¶V OLQHPHQ KDG 7)/ DQG VDFNV LQ ‡ 7ZR RI KLV SOD\HUV 7RPPLH +DUULV DQG .RU\ .OHLQ HDUQHG $OO %LJ KRQRUV LQ
‡ ,Q KH KDG IRXU '/ VHOHFWHG WR $OO %LJ WHDPV LQFOXGLQJ ¿UVW WHDP VHOHFWLRQ 5\DQ )LVKHU
3URPLQHQW 3XSLOV
‡ *HUDOG 0F&R\ 2NODKRPD %XFFDQHHUV /RPEDUGL )LQDOLVW 7ZR WLPH $OO $PHULDQ 7ZR WLPH ¿UVW WHDP $OO %LJ %LJ )UHVKPDQ 'HIHQVLYH 32< ‡ 'XVW\ 'YRUDFHN 2NODKRPD
$OO %LJ ¿UVW WHDP ‡ 7RPPLH +DUULV 2NODKRPD &KDUJHUV /RPEDUGL ZLQQHU %HGQDULN DQG 1DJXUVNL ¿QDOLVW /RPEDUGL DQG 1DJXUVNL ¿QDOLVW ¿UVW WHDP $OO %LJ DQG ‡ .RU\ .OHLQ 2NODKRPD VHFRQG WHDP )UHVKPDQ $OO $PHULFDQ VHFRQG WHDP $OO %LJ ‡ 5\DQ )LVKHU 2NODKRPD $OO %LJ
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ $ ¿UVW URXQG SLFN WK RYHUDOO RI WKH 0LDPL 'ROSKLQV ZKHUH KH SOD\HG ¿YH VHDVRQV +H KHOSHG WKH 'ROSKLQV SRVW D UHFRUG PDNH WZR SOD\RII DSSHDUDQFHV DQG DGYDQFH WR WKH 6XSHU %RZO 6KLSS ZDV WKH 'ROSKLQV¶ OHDGLQJ WDFNOHU LQ DQG ¿QLVKHG KLV FDUHHU LQ 0LDPL ZLWK WDFNOHV ‡ 3OD\HG RQH VHDVRQ ZLWK WKH /$ 5DLGHUV ‡ $ VWDQGRXW OLQHEDFNHU DW WKH 8QLYHUVLW\ RI 2NODKRPD KH VWDUUHG RQ 6RRQHU VTXDGV WKDW SRVWHG D FRPELQHG UHFRUG ZRQ WZR ERZO JDPHV DQG FDSWXUHG WKH %LJ (LJKW &KDPSLRQVKLS ‡ (DUQHG DOO FRQIHUHQFH KRQRUV DV D MXQLRU DQG VHQLRU DQG ZDV VHOHFWHG DV DQ $OO $PHULFDQ E\ )RRWEDOO 1HZV IROORZLQJ KLV MXQLRU FDPSDLJQ ‡ ,Q WKH ERUGHU FODVK ZLWK 7H[DV 6KLSS KDG WDFNOHV DQ 28 VLQJOH JDPH UHFRUG ‡ 7RWDOHG WRWDO WDFNOHV LQ KLV FDUHHU ZKLFK VWDQGV 1R DW 28 $OVR RZQV WKH VLQJOH VHDVRQ UHFRUG IRU WDFNOHV ZLWK GXULQJ KLV VRSK FDPSDLJQ
-$&.,( 6+,33
%RZOV 3OD\HG
)LHVWD 2NODKRPD 6XQ %RZO 2NODKRPD 2UDQJH 2NODKRPD
,16,*+7 %2:/ *8,'( 6221(5632576 &20
$66,67$17 &2$&+(6 -$0(6 3$7721 &RDFKLQJ $FFRPSOLVKPHQWV ‡ 7KH RIIHQVLYH OLQH JDYH XS MXVW QLQH VDFNV DV OHIW JXDUG *DEH ,NDUG PRYHG WR FHQWHU IRU VHYHQ JDPHV GXH WR LQMXULHV DQG HDUQHG $OO %LJ KRQRUV LQ WKH SURFHVV 28 UDQNHG 1R QDWLRQDOO\ LQ WRWDO RIIHQVH DQG SDVVLQJ ‡ ,Q MXVW RQH VHDVRQ UHPRYHG IURP SOD\LQJ WLJKW HQG 7 (ULF 0HQVLN HDUQHG ¿UVW WHDP $OO %LJ KRQRUV 7KH 6RRQHUV UDQNHG 1R LQ SDVVLQJ 1R LQ WRWDO DQG 1R LQ VFRULQJ RIIHQVH QDWLRQDOO\ +RPHWRZQ /DID\HWWH 2KLR +LJK 6FKRRO $OOHQ (DVW &ROOHJH 0LDPL 2KLR % 6 0 6
)DPLO\ ZLIH 1LFKROH GDXJKWHUV .DWLH 0DGLH DQG $EELH VRQ %UD\GHQ
&RDFKLQJ +LVWRU\
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD 6XQ 2NODKRPD %&6 1DWLRQDO &KDPS 2NODKRPD )LHVWD 2NODKRPD )LHVWD 2NODKRPD 6XQ 1RUWKZHVWHUQ 0RWRU &LW\ 1RUWKZHVWHUQ $ODPR 1RUWKZHVWHUQ
‡ +LV OLQH JDYH XS MXVW VDFNV WR UDQN 1R QDWLRQDOO\ :LWK DQ DYHUDJH RI VDFNV SHU JDPH WKH OLQH EURNH WKH VFKRRO UHFRUG RI SHU JDPH VHW LQ )LYH OLQHPHQ UHFHLYHG %LJ KRQRUV 6HYHQ RI WKH HLJKW SOD\HUV RQ WKH WZR GHHS FKDUW ZHUH XQGHUFODVVPHQ ‡ +LV ¿UVW 28 OLQH LQFOXGHG MXVW RQH VHQLRU \HW KHOSHG 28 WR UXVKLQJ \DUGV JDPH ZKLOH VXUUHQGHULQJ D %LJ ORZ VDFNV JDPH 1R QDWLRQDOO\ 7KUHH GLIIHUHQW UXQQLQJ EDFNV KDG \DUG JDPHV ‡ 7KH 1RUWKZHVWHUQ WHDP ZHQW WR WKH 6XQ %RZO 7KH RIIHQVH ZDV 1R QDWLRQDOO\ LQ WRWDO \DUGV 1R LQ SDVVLQJ 1R LQ WXUQRYHU PDUJLQ 1R LQ UXVKLQJ DQG 1R LQ VFRULQJ ‡ 7KH WHDP IHDWXUHG 4% %UHWW %DVDQH] ZKR UDQNHG 1R LQ WKH QDWLRQ LQ WRWDO RIIHQVH ZKLOH IUHVKPDQ UXQQLQJ EDFN 7\UHOO 6XWWRQ UDQNHG 1R LQ UXVKLQJ \DUGV SHU JDPH DQG 1R LQ SRLQWV SHU JDPH :5 6KDXQ +HUEHUW ZDV 1R LQ UHFHSWLRQV SHU JDPH
‡ (YHU\ 1RUWKZHVWHUQ VHQLRU 2/ KH FRDFKHG PDGH LW 1)/ ‡ +HOSHG µ 0LDPL 2KLR WHDP WR PDUN ‡ &RDFKHG ZLWK .HYLQ :LOVRQ DW 0LDPL DQG 1RUWKZHVWHUQ
3URPLQHQW 3XSLOV ‡ *DEH ,NDUG 2NODKRPD $OO %LJ ‡ 7UHQW :LOOLDPV 2NODKRPD 5HGVNLQV $OO $PHULFDQ ‡ 3KLO /RDGKROW 2NODKRPD 9LNLQJV $OO $PHULFDQ ‡ 'XNH 5RELQVRQ 2NODKRPD 3DQWKHUV &RQVHQVXV $OO $PHULFDQ 2XWODQG )LQDOLVW ‡ -RQ &RRSHU 2NODKRPD 9LNLQJV %LJ 2IIHQVLYH /LQHPDQ RI WKH <HDU ‡ =DFK 6WULHI 1RUWKZHVWHUQ 6DLQWV )LUVW WHDP $OO $PHULFDQ ‡ ,NHFKXNX 1GXNZH 1RUWKZHVWHUQ &KLHIV ‡ 7UDL (VVH[ 1RUWKZHVWHUQ 6WHHOHUV ‡ 0DWW 8OULFK 1RUWKZHVWHUQ &ROWV ‡ $XVWLQ .LQJ 1RUWKZHVWHUQ %XFFDQHHUV ‡ -HII 5RHKO 1RUWKZHVWHUQ *LDQWV ‡ /DQFH &OHOODQG 1RUWKZHVWHUQ 5DYHQV
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ $ IRXU \HDU OHWWHUPDQ DW 0LDPL 2KLR +DG FDUHHU FDWFKHV IRU \DUGV DQG RQH 7' LQFOXGLQJ FDWFKHV IRU \DUGV DV D VHQLRU 1DPHG D FDSWDLQ KLV VHQLRU \HDU DQG HDUQHG ¿UVW WHDP $OO 0LG $PHULFDQ &RQIHUHQFH KRQRUV
6($621 5 (9, (:
%RZOV &RDFKHG
‡ 7KH OLQH DQFKRUHG DQ RIIHQVH WKDW SURGXFHG \DUGV 7'V WZR \DUG UXVKHUV DQG RQH \DUG UHFHLYHU ,W DOVR SURWHFWHG 6DP %UDGIRUG WKH +HLVPDQ ZLQQHU JLYLQJ XS RQO\ VDFNV 7KUHH OLQHPDQ ZHUH QDPHG $OO %LJ ¿UVW WHDP LQFOXGLQJ 2XWODQG ¿QDOLVW 'XNH 5RELQVRQ DQG $OO $PHULFDQ 3KLO /RDGKROW
‡ 1RUWKZHVWHUQ KDG DW OHDVW RQH \DUG UXVKHU DQG RQH RI WKH QDWLRQ¶V WRS UXVKHUV HDFK \HDU IURP ‡ ,Q 1RUWKZHVWHUQ SOD\HG 1HEUDVND DW WKH $ODPR %RZO 7KDW :LOGFDWV UDQNHG 1R LQ 1&$$ WRWDO RIIHQVH
7+( 6221(56
SUHVHQW 2NODKRPD 2IIHQVLYH /LQH 1RUWKZHVWHUQ 2IIHQVLYH /LQH 1RUWKZHVWHUQ 7LJKW (QGV + EDFNV 0LDPL 2KLR 7LJKW (QGV + EDFNV 5KRGH ,VODQG 2IIHQVLYH /LQH 5KRGH ,VODQG 7LJKW (QGV 0LDPL 2KLR
*UDGXDWH $VVLVWDQW
‡ +DG RQH UHWXUQLQJ VWDUWHU LQ 7UHQW :LOOLDPV ZKR HDUQHG $OO $PHULFD KRQRUV 'HVSLWH GLIIHUHQW VWDUWHUV DQG HLJKW GLIIHUHQW VWDUWLQJ FRPELQDWLRQV OLQH UDQNHG 1R QDWLRQDOO\ LQ VDFNV DOORZHG ZLWK SHU JDPH
‡ 7KH WHDP JDYH XS VDFNV LQ SDVVLQJ DWWHPSWV GHVSLWH UHWXUQLQJ RQO\ RQH VWDUWHU
&2$&+,1* 67$))
7KH 3DWWRQ )LOH
6 ($6 21
*8$5'6 &(17(56 _ 6,;7+ 6($621
7+( 3$7721 )$0,/<
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
$66,67$17 &2$&+(6 :,//,( 0$57,1(= '()(16,9( %$&.6 _ 6(&21' 6($621 &RDFKLQJ $FFRPSOLVKPHQWV
‡ -DPHOO )OHPLQJ UHSHDWHG DV $OO %LJ LQ DV WKH 28 GHIHQVH OHG WKH %LJ LQ VFRULQJ GHIHQVH )HOORZ FRUQHU 'HPRQWUH +XUVW HDUQHG VHFRQG WHDP $OO %LJ KRQRUV *URXS DFFRXQWHG IRU SDVVHV EURNHQ XS QLQH LQWHUFHSWLRQV VHYHQ IXPEOHV IRUFHG DQG VHYHQ IXPEOHV UHFRYHUHG ‡ ,PSUHVVLYH ¿UVW \HDU ZLWK 2NODKRPD DV VDIHW\ 4XLQWRQ &DUWHU ZDV QDPHG DQ $)&$ $OO $PHULFDQ DQG ¿UVW \HDU VWDUWHU -DPHOO )OHPLQJ D FRUQHU WRSSHG WKH %LJ DQG UDQNHG 1R QDWLRQDOO\ LQ SDVVHV GHIHQGHG 6DIHW\ 7RQ\ -HIIHUVRQ ZDV QDPHG WKH %LJ 'HIHQVLYH )UHVKPDQ RI WKH <HDU $V D WHDP 28 UDQNHG 1R QDWLRQDOO\ LQ SDVV HI¿FLHQF\ GHIHQVH
7KH 0DUWLQH] )LOH +RPHWRZQ &RUDO *DEOHV )OD +LJK 6FKRRO +ROO\ZRRG +LOOV &ROOHJH 0LDPL )OD )DPLO\ ZLIH .LP VRQ :LOOLDP GDXJKWHUV &KULVWLQD DQG $VKOH\
‡ 2YHU WKH SDVW \HDUV RI 0DUWLQH]¶V GHIHQVLYH EDFNV ZHUH VHOHFWHG LQ WKH 1)/ 'UDIW ‡ 6SHQW QLQH \HDUV DW *HRUJLD ZKHUH KH KHOSHG 8*$ WR YLFWRULHV WZR 6(& FKDPSLRQVKLSV WKUHH 6(& (DVWHUQ 'LYLVLRQ WLWOHV VHYHQ ERZO YLFWRULHV DQG VL[ WRS ¿QLVKHV LQFOXGLQJ 1R LQ DQG 1R LQ
&RDFKLQJ +LVWRU\
‡ 7KH 8*$ GHIHQVH ZDV 1R LQ WKH 6(& DQG 1R QDWLRQDOO\ LQ VDFNV DQG QDWLRQDOO\ LQ WRWDO GHIHQVH
SUHVHQW 2NODKRPD 6HFRQGDU\ *HRUJLD 'HIHQVLYH &RRUGLQDWRU 6HFRQGDU\ *HRUJLD 6HFRQGDU\ &HQWUDO 0LFKLJDQ $VVW +HDG &RDFK 6HFRQGDU\ &HQWUDO 0LFKLJDQ 6HFRQGDU\ (DVWHUQ 0LFKLJDQ 6HFRQGDU\ &HQWUDO )ORULGD 'HIHQVLYH &RRUGLQDWRU 6HFRQGDU\ &HQWUDO 0LFKLJDQ 6HFRQGDU\ *UDQG 9DOOH\ 6WDWH 'HIHQVLYH &RRUGLQDWRU 6HFRQGDU\ 2O\PSLF +HLJKWV )OD + 6 'HIHQVLYH &RRUGLQDWRU 6HFRQGDU\ %RFD 5DWRQ )OD + 6 6HFRQGDU\ %HWKXQH &RRNPDQ 4XDUWHUEDFNV 5HFHLYHUV 0LDPL )OD
*UDGXDWH $VVLVWDQW
‡ +LV GHIHQVH ZDV 1R QDWLRQDOO\ LQ WRWDO GHIHQVH 1R LQ SDVV GHIHQVH DQG 1R LQ WKH 6(& LQ WKLUG GRZQ HI¿FLHQF\ ‡ 8QGHU 0DUWLQH] WKH *HRUJLD GHIHQVH ZDV HLJKWK LQ WKH FRXQWU\ LQ VFRULQJ GHIHQVH SSJ ‡ 7KH 6(& (DVWHUQ 'LYLVLRQ FKDPSLRQV ¿QLVKHG VHFRQG QDWLRQDOO\ LQ VFRULQJ GHIHQVH SSJ IRXUWK LQ WRWDO GHIHQVH \SJ VL[WK LQ SDVVLQJ GHIHQVH \SJ ¿UVW LQ WKH 6(& WK QDWLRQDOO\ LQ WXUQRYHU PDUJLQ DQG IRXUWK LQ QXPEHU RI VFRUHOHVV TXDUWHUV DPRQJ WKH $3¶V ¿QDO WRS WHDPV ‡ 7KH *HRUJLD GHIHQVH ¿QLVKHG ¿UVW LQ WKH 6(& DQG IRXUWK QDWLRQDOO\ LQ VFRULQJ GHIHQVH SSJ ¿UVW LQ WKH 6(& LQ UHG ]RQH GHIHQVH VHFRQG LQ WKH 6(& LQ UXVKLQJ GHIHQVH \SJ DQG DOORZHG RQO\ VHFRQG KDOI SRLQWV LQ WKH ¿QDO VHYHQ JDPHV RI WKH VHDVRQ
‡ :DV SDUW RI D &HQWUDO 0LFKLJDQ VWDII WKDW ZRQ WKH 0$& &KDPSLRQVKLS EHIRUH SOD\LQJ LQ WKH /DV 9HJDV %RZO ‡ :DV D JUDGXDWH DVVLVWDQW RQ D 0LDPL VWDII WKDW FRDFKHG LQ WKH 6XJDU DQG )LHVWD %RZOV
3URPLQHQW 3XSLOV
‡ 4XLQWRQ &DUWHU 2NODKRPD %URQFRV $OO $PHULFDQ $OO %LJ :RRGHQ $ZDUG &XS :LQQHU ‡ -RQDWKDQ 1HOVRQ 2NODKRPD 3DQWKHUV ‡ -DPHOO )OHPLQJ 2NODKRPD
$OO %LJ ‡ 7RQ\ -HIIHUVRQ 2NODKRPD
%LJ 'HIHQVLYH )UHVKPDQ RI WKH <HDU ‡ 5HVKDG -RQHV *HRULJD 'ROSKLQV $OO 6(& ‡ $VKHU $OOHQ *HRUJLD 9LNLQJV -LP 7KRUSH VHPL¿QDOLVW ‡ 3DXO 2OLYHU *HRULJD &KDUJHUV ‡ 7UD %DWWOH *HRUJLD &RZER\V $OO 6(& ‡ *UHJ %OXH *HRUJLD 9LNLQJV $OO $PHULFDQ $OO 6(& ‡ 7LP -HQQLQJV *HRUJLD %HDUV $OO 6(& $OO 6(& )UHVKPDQ ‡ 'H0DULR 0LQWHU *HRULJD %URZQV $OO 6(& ‡ 7KRPDV 'DYLV *HRUJLD 3DQWKHUV $OO $PHULFDQ $OO 6(& %HGQDULN VHPL¿QDOLVW ‡ 6HDQ -RQHV *HRUJLD %XFFDQHHUV $OO $PHULFDQ $OO 6(& $OO 6(& ‡ -HUPDLQH 3KLOOLSV *HRUJLD %XFFDQHHUV $OO 6(& ‡ %ULDQ /HLJHE &HQWUDO 0LFKLJDQ &ROWV $OO 0$&
$FFRPSOLVKPHQWV DV D 3OD\HU
‡ 3OD\HG RQ WKH 1DWLRQDO &KDPSLRQV DW 0LDPL ‡ 'HIHQVLYH EDFN RQ WKH 2UDQJH DQG )LHVWD %RZO WHDPV
‡ &RDFKHG D &HQWUDO 0LFKLJDQ GHIHQVH LQ WKDW OHG WKH QDWLRQ LQ SDVV GHIHQVH \SJ
7+( 0$57,1(= )$0,/<
%RZOV &RDFKHG
,QVLJKW 2NODKRPD 7RVWLWRV )LHVWD 2NODKRPD &DSLWDO 2QH *HRUJLD 6XJDU *HRUJLD &KLFN )LO $ *HRUJLD 6XJDU *HRUJLD 2XWEDFN *HRUJLD &DSLWDO 2QH *HRUJLD 6XJDU *HRUJLD 0XVLF &LW\ *HRUJLD /DV 9HJDV &HQWUDO 0LFKLJDQ )LHVWD 0LDPL 6XJDU 0LDPL
%RZOV 3OD\HG
‡ 7XWRUHG %ULDQ /HLJHE ZKR OHG WKH 0$& LQ WDFNOHV DQG ZDV WKLUG QDWLRQDOO\ ZLWK SHU JDPH LQ
)LHVWD 0LDPL 2UDQJH 0LDPL
,16,*+7 %2:/ *8,'( 6221(5632576 &20
$66,67$17 &2$&+(6 %58&( .,77/( ‡ )LUVW \HDU WDFNOHV DQG WLJKW HQGV FRDFK KHOSHG WR
3URIHVVLRQDO $FFRPSOLVKPHQWV
3URIHVVLRQDO ([SHULHQFH
‡ )ROORZLQJ JUDGXDWLRQ IURP ,RZD KH VSHQW IRXU \HDUV RQ WKH ,RZD VWDII WZR DV DQ JUDGXDWH DVVLVWDQW DQG WZR DV D YROXQWHHU DVVLVWDQW $OO IRXU RI WKRVH \HDUV ZLWK VSHQW XQGHU .LUN )HUHQW] ZKR ZDV FRDFKLQJ WKH RIIHQVLYH OLQH 'XULQJ WKDW WLPH ,RZD SOD\HG LQ IRXU VWUDLJKW ERZO JDPHV
OHDG DQ RIIHQVLYH OLQH WKDW JDYH XS MXVW QLQH VDFNV LQ 7LJKW HQG -DPHV +DQQD HDUQHG VHFRQG WHDP $OO %LJ ZLWK UHFHSWLRQV IRU \DUGV DQG WZR WRXFKGRZQV
+RPHWRZQ &HGDU )DOOV ,RZD +LJK 6FKRRO &HGDU )DOOV &ROOHJH ,RZD
)DPLO\ ZLIH -DQ VRQ *HRUJH GDXJKWHU (PPD
%RZOV &RDFKHG
%RZOV 3OD\HG
5RVH ,RZD
‡ 0HPEHU DQG FHUWL¿HG PHGLDWRU ZLWK WKH ,RZD $VVRFLDWLRQ RI 0HGLDWRUV :LVFRQVLQ $VVRFLDWLRQ RI 0HGLDWRUV DQG 9LFWLP 2IIHQGHU 0HGLDWLRQ $VVRFLDWLRQ ‡ 0HPEHU LQ JRRG VWDQGLQJ DQG DGPLWWHG WR SUDFWLFH ODZ LQ ,RZD DQG :LVFRQVLQ 6WDWH %DUV ‡ 0HPEHU RI 6HYHQWK DQG (LJKWK &LUFXLWV 8 6 )HGHUDO &RXUWV ‡ 2UGDLQHG &OHUJ\ ZLWK VWDQGLQJ LQ (DVWHUQ $VVRFLDWLRQ ,RZD &RQIHUHQFH 8QLWHG &KXUFK RI &KULVW 8&& &KULVWLDQV IRU -XVWLFH $FWLRQ 1HWZRUN 3URWHVWDQW -XVWLFH $FWLRQ 1HWZRUN )HOORZVKLS RI 5HFRQFLOLDWLRQ
7+( 6221(56
,QVLJKW 2NODKRPD 5RVH ,RZD )UHHGRP ,RZD *DWRU ,RZD 3HDFK ,RZD
‡ .LWWOH DOVR ZRUNHG ZLWK +D\GHQ )U\ %DUU\ $OYDUH] 'DQ 0F&DUQH\ DQG 0LNH 6WRRSV
&2$&+,1* 67$))
7KH .LWWOH )LOH
$FFRPSOLVKPHQWV DV D 3OD\HU ‡ &DSWDLQ DQG VWDUWLQJ RIIHQVLYH WDFNOH IRU ,RZD¶V 5RVH %RZO WHDP ‡ /HWWHUHG DOO IRXU \HDUV DW ,RZD DV DQ RIIHQVLYH WDFNOH
6($621 5 (9, (:
SUHVHQW 2NODKRPD $VVLVWDQW &RDFK 7LJKW (QGV DQG 7DFNOHV 2NODKRPD 2Q &DPSXV 5HFUXLWLQJ &RRUGLQDWRU &HGDU )DOOV +LJK 6FKRRO $VVLVWDQW )RRWEDOO &RDFK :HVW +LJK 6FKRRO $VVLVWDQW )RRWEDOO &RDFK )DLWK 8QLWHG &KXUFK RI &KULVW ,RZD &LW\
3DVWRU 1RUWKZHVW -XQLRU +LJK 6FKRRO +HDG )RRWEDOO &RDFK 6L[WK 'LVWULFW 'HSDUWPHQW RI &RUUHFWLRQDO 6HUYLFHV ([HFXWLYH 2I¿FHU ,RZD 3HDFH ,QVWLWXWH 'LUHFWRU RI 5HVWRUDWLYH -XVWLFH 3URJUDPV 8QLY RI :LVFRQVLQ /DZ 6FKRRO &OLQLFDO $VVLVWDQW 3URIHVVRU 0LFKDHO %HVW )ULHGULFK /DZ )LUP $VVRFLDWH 6LPPRQV 3HUULQH $OEULJKW (OZRRG /DZ )LUP $VVRFLDWH 8 6 )HGHUDO &RXUW RI $SSHDOV WK &LUFXLW /DZ &OHUN ,RZD 9ROXQWHHU &RDFK ,RZD *UDGXDWH $VVLVWDQW &RDFK
6 ($6 21
7,*+7 (1'6 7$&./(6 _ ),567 6($621
7+( .,77/( )$0,/<
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6833257 67$)) -(55< 6&+0,'7 ',5(&725 2) 632576 (1+$1&(0(17 _ 7+ 6($621
7KH 6FKPLGW )LOH +RPHWRZQ +DUYDUG 1HE +LJK 6FKRRO +DUYDUG &ROOHJH 1HEUDVND 2NODKRPD )DPLO\ ZLIH 5RELQ GDXJKWHU $XEUH\ VRQ 6DPXHO
&RDFKLQJ +LVWRU\
&RDFKLQJ $FFRPSOLVKPHQWV
SUHVHQW 2NODKRPD 'LUHFWRU RI 6SRUW (QKDQFHPHQW ) ORULGD &RRUGLQDWRU 1RWUH 'DPH &RRUGLQDWRU 2NODKRPD 6WDWH 'LUHFWRU 1RWUH 'DPH $VVLVWDQW
‡ &ROOHJLDWH 6WUHQJWK &RDFK RI WKH <HDU E\ 86$ )LWQHVV ‡ :RUNHG ZLWK ¿YH +HLVPDQ 7URSK\ ZLQQHUV LQFOXGLQJ 6DP %UDGIRUG 2NODKRPD -DVRQ :KLWH 2NODKRPD 'DQQ\ :XHUIIHO )ORULGD %DUU\ 6DQGHUV 2NODKRPD 6WDWH DQG 7LP %URZQ 1RWUH 'DPH ‡ &RDFKHG 1)/ ¿UVW URXQG GUDIW SLFNV ‡ +DV FRDFKHG ZLWK WHDPV WKDW SOD\HG LQ VL[ QDWLRQDO FKDPSLRQVKLS JDPHV DQG KDV QDWLRQDO WLWOH ULQJV IURP 28 1RWUH 'DPH DQG )ORULGD
7+( 6&+0,'7 )$0,/<
,16,*+7 %2:/ *8,'( 6221(5632576 &20
6833257 67$)) 0$77 0F0,//(1
3URIHVVLRQDO ([SHULHQFH
‡ &UHDWHG .DQVDV 6WDWH¶V &RUSRUDWH 3DUWQHU 3URJUDP DQG VHFXUHG PLOOLRQ LQ DGYHUWLVLQJ UHYHQXHV WR LQVWDOO D 6RQ\ -XPER7URQ DQG WKUHH RWKHU VFRUHERDUGV LQ .68 VWDGLXP ‡ &RRUGLQDWHG WKH DQQXDO IXQG UDLVLQJ SODQ IRU WKH 0LNH $KHDUQ 6FKRODUVKLS )XQG LQFUHDVHG WKH QXPEHU RI &DWEDFNHU &OXEV IURP HLJKW WR DQG HVWDEOLVKHG DQG PDQDJHG WKH $KHDUQ )XQG %RDUG RI 'LUHFWRUV WKH .DQVDV 6WDWH 6SRUWV +DOO RI )DPH DQG WKH *ROGHQ &DWV IRRWEDOO VXSSRUW JURXS
‡ 6HUYHV DV OLDLVRQ ZLWK PHGLD UHODWLRQV DWKOHWLF DGPLQLVWUDWLRQ PDUNHWLQJ GHYHORSPHQW DFDGHPLF VWXGHQW OLIH JDPH GD\ RSHUDWLRQV DQG WKH EXVLQHVV RI¿FH DV ZHOO DV )&$ WKH 7RXFKGRZQ &OXE WKH 28 )RRWEDOO /HWWHUPHQ¶V $VVRFLDWLRQ DQG 6RRQHU 6SRUWV 3URSHUWLHV ‡ &RRUGLQDWHV DOO RI 28¶V WUDYHO DUUDQJHPHQWV LQFOXGLQJ %LJ &KDPSLRQVKLS DQG ERZO JDPHV ‡ :RUNV FORVHO\ ZLWK &RDFK 6WRRSV LQ FRRUGLQDWLQJ FRPPXQLW\ DIIDLUV LQFOXGLQJ WKH 28 )RRWEDOO )&$ +ROLGD\ )RRG 'ULYH DQG WKH 3DUWQHUV IRU <RXWK )RRWEDOO &OLQLF ‡ &R FRRUGLQDWRU RI WKH 28 )RRWEDOO &DPS DQG 28 )RRWEDOO &RDFKHV &OLQLF
7+( 6221(56
SUHVHQW 2NODKRPD $GPLQLVWUDWLYH &RRUGLQDWRU 1DW¶O &DWWOHPHQ¶V %HHI $VVRF 'LUHFWRU RI 0DUNHWLQJ .DQVDV 6WDWH $VVRF $ ' IRU ([WHUQDO $IIDLUV
‡ 2YHUVHHV IRRWEDOO RSHUDWLRQV E\ ZRUNLQJ GLUHFWO\ ZLWK 28¶V VWUHQJWK VSRUWV PHGLFLQH IRRWEDOO YLGHR HTXLSPHQW ¿HOG PDLQWHQDQFH DQG VHFUHWDULDO VWDIIV
‡ 6HUYHV DV 3UHVLGHQW RI WKH %RE 6WRRSV &KDPSLRQV )RXQGDWLRQ
6($621 5 (9, (:
7+( 0F0 ,//(1 )$0,/<
+RPHWRZQ 6DOLQD .DQ +LJK 6FKRRO 6DOLQD &HQWUDO &ROOHJH .DQVDV 6WDWH )DPLO\ ZLIH *LQD VRQV $OH[ DQG 1DWKDQ
28 5HVSRQVLELOLWLHV
‡ 2YHUVDZ DUHDV RI DOOLHG LQGXVWU\ VSRQVRUVKLS DGYHUWLVLQJ DQG WUDGH VKRZV JHQHUDWLQJ PRUH WKDQ PLOOLRQ DQQXDOO\ IRU WKH 1DWLRQDO &DWWOHPHQ¶V %HHI $VVRFLDWLRQ WKH WUDGH RUJDQL]DWLRQ UHSUHVHQWLQJ PRUH WKDQ RQH PLOOLRQ EHHI SURGXFHUV
&2$&+,1* 67$))
7KH 0F0LOOHQ )LOH
3URIHVVLRQDO $FFRPSOLVKPHQWV
6 ($6 21
$'0,1,675$7,9( &225',1$725 _ 7+ 6($621
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6833257 67$)) 0(59 -2+1621 ',5(&725 2) )227%$// 23(5$7,216 _ 5' 6($621
7KH -RKQVRQ )LOH +RPHWRZQ .LQJ &LW\ 0R +LJK 6FKRRO .LQJ &LW\ &ROOHJH 0LVVRXUL )DPLO\ ZLIH &LQG\ WZR JURZQ FKLOGUHQ VHYHQ JUDQGFKLOGUHQ
&RDFKLQJ +LVWRU\
&RDFKLQJ $FFRPSOLVKPHQWV
SUHVHQW 2 NODKRPD 'LUHFWRU RI )RRWEDOO 2SHUDWLRQV 6SHFLDO $VVLVWDQW WR WKH $WKOHWLFV 'LUHFWRU 2NODKRPD $VVLVWDQW &RDFK 1RWUH 'DPH $VVLVWDQW &RDFK $UNDQVDV $VVLVWDQW &RDFK 0LVVRXUL $VVLVWDQW &RDFK $UNDQVDV *UDGXDWH $VVLVWDQW
‡ ,Q KLV \HDUV DV DQ 28 DVVLVWDQW FRDFK KH DPDVVHG D UHFRUG D QDWLRQDO FKDPSLRQVKLS VL[ %LJ (LJKW &RQIHUHQFH WLWOHV DQG VHYHQ ERZO JDPH YLFWRULHV
3OD\HU $FFRPSOLVKPHQWV ‡ $Q $OO %LJ 6HYHQ WDFNOH IRU 0LVVRXUL ZKHUH KH ZDV DQ DFDGHPLF DOO FRQIHUHQFH VHOHFWLRQ DV ZHOO ‡ &R FDSWDLQHG DQG SOD\HG LQ WKH %OXH *UD\ $OO 6WDU JDPH
‡ &RDFKHG RQ VWDIIV WKDW ZRQ IRXU QDWLRQDO FKDPSLRQVKLSV 2NODKRPD 1RWUH 'DPH DQG $UNDQVDV ‡ ,QGXFWHG LQWR WKH 2NODKRPD &RDFKHV $VVRFLDWLRQ +DOO RI )DPH LQ ‡ )LUVW UHFLSLHQW RI WKH 1DWLRQDO )RRWEDOO )RXQGDWLRQ ,QWHJULW\ $ZDUG LQ 7KH DZDUG ZDV VXEVHTXHQWO\ QDPHG LQ KLV KRQRU ‡ 5HFHLYHG WKH $OO $PHULFDQ )RRWEDOO )RXQGDWLRQ¶V 0LNH &DPSEHOO /LIHWLPH $FKLHYHPHQW $ZDUG LQ
‡ $FDGHPLF $OO %LJ 6HYHQ VHOHFWLRQ DQG ZDV KRQRUHG DV WKH OHDJXH¶V PRVW 2XWVWDQGLQJ 6WXGHQW $WKOHWH RI WKH <HDU
28 5HVSRQVLELOLWLHV
‡ 6HUYHV DV FRORU DQDO\VW RQ WKH 6RRQHU 5DGLR 1HWZRUN
7+( -2+1621 )$0,/<
‡ 3URGXFHG $OO $PHULFDQV
,16,*+7 %2:/ *8,'( 6221(5632576 &20
‡ &RRUGLQDWHV WKH GD\ WR GD\ DFWLYLWLHV RII WKH ¿HOG IRU 28 IRRWEDOO SOD\HUV GHDOV ZLWK RQ FDPSXV UHFUXLWLQJ HIIRUWV DQG VHUYHV DV WKH SUR VFRXW OLDLVRQ
6833257 67$)) 6&277 $1'(5621 3URIHVVLRQDO ([SHULHQFH 3UHVHQW 2NODKRPD +HDG $WKOHWLF 7UDLQHU 7XODQH +HDG $WKOHWLF 7UDLQHU 2NODKRPD $VVLVWDQW $WKOHWLF 7UDLQHU
+RPHWRZQ 6WHUOLQJ .DQ +LJK 6FKRRO 6WHUOLQJ &ROOHJH 2NODKRPD
)DPLO\ ZLIH .HUUL VRQV &DOHE DQG &RQQRU GDXJKWHU .DLWOLQ
‡ 0HPEHU RI WKH ,QWHU $VVRFLDWLRQ 7DVN )RUFH RQ 6DIHW\ LQ )RRWEDOO 2II VHDVRQ &RQGLWLRQLQJ ‡ 0HPEHU RI WKH ,QWHU $VVRFLDWLRQ 7DVN )RUFH RQ ([HUWLRQDO +HDW ,OOQHVV ‡ &LWHG IRU RXWVWDQGLQJ ZRUN LQ KLV ¿HOG E\ WKH $OO $PHULFDQ )RRWEDOO )RXQGDWLRQ LQ ‡ 0HPEHU RI WKH 0LG $PHULFDQ 7UDLQHUV $VVRFLDWLRQ
3URIHVVLRQDO $FFRPSOLVKPHQWV ‡ 5HFHQWO\ DSSRLQWHG WKH 3UHVLGHQW IRU WKH &ROOHJH $WKOHWLF 7UDLQHUV 6RFLHW\ &$76 ‡ ,V D &HUWL¿HG PHPEHU RI WKH 1DWLRQDO $WKOHWLF 7UDLQHUV¶ $VVRFLDWLRQ ‡ ,V OLFHQVHG E\ WKH 2NODKRPD 6WDWH %RDUG RI 0HGLFDO /LFHQVXUH DQG 6XSHUYLVLRQ ‡ $FWLYH PHPEHU DQG SDVW &KDLU RI WKH %LJ 0HGLFDO $VSHFWV RI 6SRUW &RPPLWWHH
‡ &R &KDLU IRU ,QWHU $VVRFLDWLRQ 7DVN )RUFH RQ VLFNOH FHOO WUDLW LQ DWKOHWHV ‡ 5HFHLYHG WKH &ROOHJH 8QLYHUVLW\ $WKOHWLF 7UDLQHU RI WKH <HDU DZDUG E\ WKH 1DWLRQDO $WKOHWLF 7UDLQHUV¶ $VVRFLDWLRQ
7+( $1'(5621 )$0,/<
‡ 0HPEHU RI WKH &ROOHJH $WKOHWLF 7UDLQHUV 6RFLHW\ ‡ 0HPEHU RI WKH 2NODKRPD $WKOHWLF 7UDLQHUV $VVRFLDWLRQ ‡ 'HYHORSHG D FRPSUHKHQVLYH VSRUWV PHGLFLQH SURJUDP LQ FRQMXQFWLRQ ZLWK WKH 7XODQH 8QLYHUVLW\ +RVSLWDO 'HSDUWPHQW RI 2UWKRSHGLFV ‡ &RRUGLQDWHG 7XODQH¶V 6XEVWDQFH $EXVH 3URJUDP
28 5HVSRQVLELOLWLHV ‡ 6XSHUYLVHV D VWDII RI &HUWL¿HG $WKOHWLF 7UDLQHUV RQH SK\VLFDO WKHUDSLVW DQG XQGHUJUDGXDWH VWXGHQW DWKOHWLF WUDLQHUV SURYLGLQJ PHGLFDO FDUH WR WKH VWXGHQW DWKOHWHV
7+( 6221(56
‡ &XUUHQWO\ VHUYLQJ DV FKDLU RI (GXFDWLRQDO 3URJUDP IRU WKH %LJ 0HGLFDO $VSHFWV RI 6SRUW &RPPLWWHH
&2$&+,1* 67$))
7KH $QGHUVRQ )LOH
6 ($6 21
+($' $7+/(7,&6 75$,1(5 _ 7+ 6($621
‡ $Q DGMXQFW LQVWUXFWRU IRU WKH 'HSDUWPHQW RI +HDOWK DQG ([HUFLVH 6FLHQFHV ‡ &RQGXFWV D VXPPHU $WKOHWLF 7UDLQLQJ &OLQLF JHDUHG WRZDUG KLJK VFKRRO DWKOHWLF WUDLQHUV
6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6833257 67$)) 5((' &$6( 21 &$0386 5(&58,7,1* &225',1$725 _ ),567 6($621
7KH &DVH )LOH +RPHWRZQ +RSHGDOH 2KLR +LJK 6FKRRO &DGL] 2+ &ROOHJH 2KLR )DPLO\ ZLIH 'U 5KRQGD (YDQV &DVH
3URIHVVLRQDO +LVWRU\
28 5HVSRQVLELOLWLHV
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
‡ 2YHUVHHV WKH GDLO\ UHFUXLWLQJ RSHUDWLRQV RI WKH 6RRQHU SURJUDP
‡ &UHDWHV DQG PDLQWDLQV SURVSHFW FRUUHVSRQGHQFH ‡ 0DQDJHV %RE6WRRSV FRP
%5$' &$03
%5,$1 0$57,1
$VVRFLDWH 'LUHFWRU RI $WKOHWLFV (TXLSPHQW
$WKOHWLFV 9LGHR &RRUGLQDWRU
7KH &DPS )LOH
7KH 0DUWLQ )LOH
+RPHWRZQ $UJHQWD ,OO +LJK 6FKRRO $UJHQWD 2UHDQD &ROOHJH ,OOLQRLV ,OOLQRLV )DPLO\ ZLIH 0LFKHOOH GDXJKWHUV (OOD DQG $GHODLGH
+RPHWRZQ 6DOLQD .DQ +LJK 6FKRRO 6DFUHG +HDUW &ROOHJH .DQVDV 6WDWH )DPLO\ ZLIH 1DWDOLH VRQ %UHWW
3URIHVVLRQDO ([SHULHQFH 3URIHVVLRQDO ([SHULHQFH SUHVHQW 2NODKRPD $VVRFLDWH 'LUHFWRU RI $WKOHWLFV (TXLSPHQW &KLFDJR %HDUV $VVLVWDQW (TXLSPHQW 0DQDJHU *UDGXDWH $VVLVWDQW ,OOLQRLV 6WXGHQW 0DQDJHU
3URIHVVLRQDO $FFRPSOLVKPHQWV ‡ &HUWL¿HG PHPEHU RI WKH $WKOHWLF (TXLSPHQW 0DQDJHUV $VVRFLDWLRQ
,16,*+7 %2:/ *8,'( 6221(5632576 &20
SUHVHQW 2NODKRPD $WKOHWLFV 9LGHR &RRUGLQDWRU .DQVDV 6WDWH $VVLVWDQW 9LGHR &RRUGLQDWRU
3URIHVVLRQDO $FFRPSOLVKPHQWV ‡ %LJ 9LGHR &RRUGLQDWRU RI WKH <HDU ‡ %LJ 9LGHR &RRUGLQDWRU RI WKH <HDU
6833257 67$)) &25(< &$//(16
52'1(< 5,'($8
6&277 .2/2. 7KH .RORN )LOH
7KH 5LGHDX )LOH
7KH &DOOHQV )LOH
+RPHWRZQ %\UDP &RQQ +LJK 6FKRRO *UHHQZLFK +LJK 6FKRRO &ROOHJH 7KH &LWDGHO 6SULQJ¿HOG 0DVV &ROOHJH )DPLO\ ZLIH &DUOD VRQ 'RQQ\ GDXJKWHU )UDQFLVFD
+RPHWRZQ 0LGZHVW &LW\ 2NOD +LJK 6FKRRO 0LGZHVW &LW\ +LJK 6FKRRO &ROOHJH 2NODKRPD
+RPHWRZQ 7XOVD 2NOD +LJK 6FKRRO -HQNV +LJK 6FKRRO &ROOHJH 2NODKRPD )DPLO\ ZLIH 0DULVKD VRQV &RUH\ DQG 0LFDK GDXJKWHU &KULVWLDQ
3URIHVVLRQDO ([SHULHQFH
SUHVHQW 2NODKRPD $VVLVWDQW 6WUHQJWK &RDFK .DQVDV $VVLVWDQW 6WUHQJWK &RDFK
SUHVHQW 2NODKRPD $VVLVWDQW 6WUHQJWK &RDFK
3OD\LQJ ([SHULHQFH 0LDPL 'ROSKLQV 5KHLQ )LUH &DUROLQD 3DQWKHUV %DOWLPRUH 5DYHQV 2NODKRPD
3OD\LQJ ([SHULHQFH :DVKLQJWRQ 5HGVNLQV 1HZ (QJODQG 3DWULRWV 2NODKRPD
7+( 6221(56
SUHVHQW 2NODKRPD $VVLVWDQW 6WUHQJWK &RDFK 7XOVD $VVLVWDQW 6WUHQJWK &RDFK -XQH 'HF ,QWHUQ ,QWHUQDWLRQDO 3HUIRUPDQFH ,QVWLWXWH -DQ 0D\ 6SULQJ¿HOG &ROOHJH ,QWHULP +HDG &RDFK 6SULQJ¿HOG &ROOHJH *UDGXDWH $VVLVWDQW &RDFK 7KH &LWDGHO $VVW 8QGHUJUDG 6WUHQJWK &RDFK
3URIHVVLRQDO ([SHULHQFH
':$<1( &+$1'/(5
-2+1 )/<11
$VVLVWDQW 6WUHQJWK &RDFK
5<$1 5(<12/'6
*UDGXDWH $VVLVWDQW &RDFK
*UDGXDWH $VVLVWDQW &RDFK
7KH )O\QQ )LOH
7KH 5H\QROGV )LOH
+RPHWRZQ $EHUGHHQ 0LVV +LJK 6FKRRO $EHUGHHQ +LJK 6FKRRO &ROOHJH 2NODKRPD )DPLO\ VRQ 'ZD\QH +DUULV
+RPHWRZQ $QDGDUNR 2NOD +LJK 6FKRRO $QDGDUNR +LJK 6FKRRO &ROOHJH 2NODKRPD 2NODKRPD )DPLO\ ZLIH -HQQLIHU
+RPHWRZQ /DV 9HJDV 1HY +LJK 6FKRRO %LVKRS *RUPDQ +LJK 6FKRRO &ROOHJH 2NODKRPD
&RDFKLQJ +LVWRU\
&RDFKLQJ +LVWRU\
SUHVHQW 2NODKRPD *UDGXDWH $VVLVWDQW &RDFK
SUHVHQW 2NODKRPD *UDGXDWH $VVLVWDQW &RDFK
3OD\LQJ ([SHULHQFH 2NODKRPD
3OD\LQJ ([SHULHQFH 2NODKRPD
+,6725<
SUHVHQW 2NODKRPD $VVLVWDQW 6WUHQJWK &RDFK 'HQYHU %URQFRV $VVLVWDQW 6WUHQJWK &RDFK 0LQQHVRWD +HDG 6WUHQJWK &RDFK 0LQQHVRWD $VVLVWDQW 6WUHQJWK &RDFK 'DOODV &RZER\V 6WUHQJWK ,QWHUQ 2NODKRPD 6WUHQJWK ,QWHUQ
6($621 5 (9, (:
7KH &KDQGOHU )LOH
3URIHVVLRQDO ([SHULHQFH
&2$&+,1* 67$))
3URIHVVLRQDO ([SHULHQFH
6 ($6 21
$VVLVWDQW 6WUHQJWK &RDFK
$VVLVWDQW 6WUHQJWK &RDFK
$VVLVWDQW 6WUHQJWK &RDFK
3OD\LQJ ([SHULHQFH
'DOODV &RZER\V 2NODKRPD
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3, 21 6+,36 &21)(5(1 &( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6833257 67$)) -,0 +,//,6 573 $7& 'LUHFWRU RI 5HKDELOLWDWLRQ
'21 0 & *,11,6 0 '
&RRUGLQDWRU RI 2UWKRSHGLF &RYHUDJH
2NODKRPD $WKOHWLFV 6SRUWV 0HGLFLQH 7KH 8QLYHUVLW\ RI 2NODKRPD KDV D ULFK ¿YH GHFDGH KLVWRU\ RI VHWWLQJ D VWDQGDUG IRU VSRUWV PHGLFLQH FDUH D WUDGLWLRQ WKDW FRQWLQXHV WRGD\ +HDG $WKOHWLF 7UDLQHU 6FRWW $QGHUVRQ KLV VWDII DQG WKH WHDP SK\VLFLDQV FRPSULVH WKH SURIHVVLRQDO VWDII $QGHUVRQ ZDV QDPHG 7UDLQHU RI WKH <HDU E\ WKH 1DWLRQDO $WKOHWLFV 7UDLQHUV¶ $VVRFLDWLRQ DQG 7UDLQHU RI WKH <HDU E\ WKH $OO $PHULFDQ )RRWEDOO )RXQGDWLRQ
7HDP 3K\VLFLDQ
%URFN 6FKQHEHO 0 ' +HDG 7HDP 3K\VLFLDQ IRU WKH 8QLWHG 6WDWHV 2O\PSLF 7HDP GLUHFWV 28¶V SK\VLFLDQ VWDII 'RQ 0F*LQQLV 0 ' VHUYHV DQ 2O\PSLF 7HDP DVVLJQPHQW LQ DGGLWLRQ WR KLV UHVSRQVLELOLWLHV ZLWK WKH 2NODKRPD $WKOHWLFV 'HSDUWPHQW
3+,/ $'$0621 0 '
3KLO $GDPVRQ 0 ' DQG 0DUWLQ 7LSSLH 0 ' FRPSOHWH WKH 6RRQHUV¶ SULPDU\ SK\VLFLDQ VWDII
%52&. 6&+1(%(/ 0 '
7HDP 3K\VLFLDQ
0$57,1 7,33,( 0 ' 7HDP 3K\VLFLDQ (PHULWXV
-8/,( :$7621 6HFUHWDU\ IRU %RE 6WRRSV
-(66,&$ 0&&/$1$+$1 6HFUHWDU\ IRU $VVLVWDQW &RDFKHV
7KH VWDWH RI WKH DUW +HQU\ - )UHHGH 6SRUWV 0HGLFLQH &RPSOH[ LQ WKH %DUU\ 6ZLW]HU &HQWHU SURYLGHV D FRQYHQLHQW ORFDWLRQ IRU WKH 6RRQHUV WR UHFHLYH WKHLU FDUH 7KH 6SRUWV 0HGLFLQH 6WDII SURYLGHV FRQVLVWHQW VHUYLFH RQ D GDLO\ EDVLV ZKLFK LQFOXGHV LQMXU\ SUHYHQWLRQ DQG DFXWH FDUH SRVW LQMXU\ UHKDELOLWDWLRQ [ UD\ DQG SK\VLFLDQ DVVHVVPHQW -LP +LOOLV D 5HJLVWHUHG 3K\VLFDO 7KHUDSLVW DQG &HUWL¿HG /LFHQVHG $WKOHWLF 7UDLQHU FRRUGLQDWHV DOO UHKDELOLWDWLRQ SURWRFROV 7KH FRPELQDWLRQ RI WKH VWDII DQG IDFLOLW\ SURYLGH WKH FDUH WKDW LV YLWDO WR D FKDPSLRQVKLS SURJUDP 28¶V IDFLOLW\ LV HTXLSSHG ZLWK 6ZLP([ DTXDWLF WKHUDS\ LVRNLQHWLF UHKDELOLWDWLRQ DQG WHVWLQJ HTXLSPHQW DORQJ ZLWK FDUGLRYDVFXODU DQG H[HUFLVH HTXLSPHQW WKDW RIIHUV WKH DELOLW\ WR PDQDJH WKH PXOWL OHYHO QHHGV RI 28¶V VWXGHQW DWKOHWHV
.5,67,1 .81,7=
%/$.( .8(1=,
$VVLVWDQW 2Q &DPSXV 5HFUXLWLQJ &RRUGLQDWRU
$VVLVWDQW 'LUHFWRU RI $WKOHWLFV (TXLSPHQW
*5(* 7,3721
'$9,' /,77/(-2+1
$VVLVWDQW $' (TXLSPHQW 2SHUDWLRQV
$VVRFLDWH 'LUHFWRU RI $WKOHWLFV (TXLSPHQW
%5(17 &$5':(//
%5$1'21 0(,(5
$VVLVWDQW 9LGHR &RRUGLQDWRU
([HFXWLYH 'LUHFWRU RI 9LGHR 3URGXFWLRQ
-()) 6$/021'
$0< 02660$1
'LUHFWRU RI $WKOHWLF )LHOG 0DQDJHPHQW
$GPLQLVWUDWLYH &RRUGLQDWRU IRU $WKOHWLFV (TXLSPHQW
'$9,' /2**,(
%(1 :,/621
/DXQGU\ $WWHQGDQW
/DXQGU\ $WWHQGDQW
,16,*+7 %2:/ *8,'( 6221(5632576 &20 ,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 ',9,'(5 6 ($6 21 &2$&+,1* 67$))
7+( 6221(56 6($621 5 (9, (: 2./$+20$ +,6725<
1$7,21$/ &+$03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 -26+ $/$'(12<(
)5$1. $/(;$1'(5
0(648,7( 7(;$6 1257+ 0(648,7( +6
%$721 528*( /$ 6287+(51 /$%
'7
'( /%
62
0RYHG WR GHIHQVLYH WDFNOH LQ IDOO FDPS VDZ DFWLRQ LQ WKH ¿UVW IRXU JDPHV RI WKH VHDVRQ RQ VSHFLDO WHDPV $SSHDUHG LQ WKH ¿QDO JDPHV RI WKH VHDVRQ DV D EDFNXS RIIHQVLYH OLQHPDQ KHOG D VSRW RQ WKH ¿HOG JRDO WHDP KDG D VHDVRQ KLJK RIIHQVLYH SOD\V YV )ORULGD 6WDWH KDG ¿YH NQRFNGRZQV RQ MXVW VQDSV YV ,RZD 6WDWH 5HGVKLUWHG +LJK 6FKRRO 1LNH WUDLQLQJ FDPS RIIHQVLYH OLQHPDQ 093 DZDUG WZR WLPH DOO GLVWULFW UHFRUGHG SDQFDNH EORFNV DV D VHQLRU JUDGHG RXW DW RYHU EHQFK SUHVVHG SRXQGV DQG SRVVHVVHG D LQFK YHUWLFDO ERDVWHG D *3$ 6XSHU3UHS 1R SOD\HU LQ WKH 6RXWKZHVW UHJLRQ ¿UVW WHDP DOO FODVV DOO VWDU ³6XSHU 7HDP´ FRPSLOHG E\ 7H[DV )RRWEDOO 0DJD]LQH 1R RIIHQVLYH WDFNOH SURVSHFW E\ 6FRXW FRP 1R RIIHQVLYH WDFNOH E\ 5LYDOV FRP 1R SOD\HU LQ 5LYDOV¶ 7H[DV 7RS 3UHS6WDU $OO 0LGODQGV 5HJLRQ WHDP 7KH :UDS XS 3URQRXQFHG XK /$' XK QR\ VRQ RI 'RQQD 6FRWW DQG -RVK $ODGHQR\H FRPPXQLFDWLRQ PDMRU GURSSHG SRXQGV VLQFH DUULYLQJ RQ FDPSXV
<HDU &DUHHU
* *6
87
65 -5
$7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
:DOWHU &DPS $OO $PHULFD VHFRQG WHDP &R %LJ 'HIHQVLYH 3OD\HU RI WKH <HDU E\ FRDFKHV %LJ 'HIHQVLYH 3OD\HU RI WKH <HDU E\ $3 %LJ 'HIHQVLYH /LQHPDQ RI WKH <HDU +HQGULFNV $ZDUG ¿QDOLVW $OO %LJ ¿UVW WHDP E\ WKH $3 DQG FRDFKHV OHG WKH %LJ LQ WDFNOHV IRU ORVV DQG VDFNV SLFNHG RII ¿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¿YH VWRSV LQ WKH QDWLRQDO FKDPSLRQVKLS JDPH LQFOXGLQJ RQH IRU ORVV IRUFHG D IXPEOH DJDLQVW .DQVDV 6WDWH UHFRYHUHG IXPEOHV LQ KRPH ZLQV YHUVXV 1HEUDVND DQG 7H[DV 7HFK DOVR QRWFKHG ¿YH 7)/V DQG VDFNV RQ WKH \HDU LQFOXGLQJ HDFK LQ WKH %LJ &KDPSLRQVKLS 5HGVKLUWHG +LJK 6FKRRO +DG WDFNOHV DQG D WHDP OHDGLQJ VDFNV KLV VHQLRU \HDU IRXU \HDU VWDUWHU DOVR VDZ WLPH RQ RIIHQVH DV D WLJKW HQG QDPHG ¿UVW WHDP DOO VWDWH VHOHFWHG IRU DOO GLVWULFW DQG DOO PHWUR WHDPV FKRVHQ IRU WKH (DVW 0HHWV :HVW $OO $PHULFDQ JDPH DOO GLVWULFW RQ ERWK VLGHV RI WKH EDOO KLV MXQLRU VHDVRQ EHQFK SUHVVHG DQG VTXDWWHG SRXQGV UDQ D \DUG GDVK FRDFKHG E\ 0LFKDHO 5RDFK 7KH :UDS XS 3DUHQWV )UDQN DQG -XDQLWD $OH[DQGHU FRPPXQLFDWLRQ PDMRU
)5$1. $/(;$1'(5
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 %/$.( %(//
6$1 $1721,2 7(;$6 $/$02 +(,*+76 +,*+ 6&+22/
:,&+,7$ .$1 %,6+23 &$552// +,*+ 6&+22/
4%
3FW <GV $YJ JDPH 7' ,17
4%
62
5
<GV 7'
56 )5
<HDU * *6 &RPS $WW 3FW <GV $YJ JDPH 7' ,17 5 <GV 7'
(QUROOHG LQ WKH VSULQJ RI UHGVKLUWHG
5HGVKLUWHG
+LJK 6FKRRO 3UHS6WDU $OO $PHULFDQ WRS QDWLRQDOO\ ($ 6SRUWV *ROGHQ *XQ $FFXUDF\ &KDOOHQJH ZLQQHU WKUHZ IRU \DUGV DQG WRXFKGRZQV LQ UXVKHG IRU RYHU \DUGV KHOG D FRPSOHWLRQ SHUFHQWDJH KLV VHQLRU \HDU WKUHZ IRU \DUGV DQG WRXFKGRZQV LQ ZLWK \DUGV UXVKLQJ DQG ¿YH 7'V FORFNHG DW LQ WKH EHQFK SUHVVHG SRXQGV VTXDWWHG SRXQGV DQG SRZHU FOHDQHG SRXQGV ERDVWHG D *3$ 1R SUR VW\OH TXDUWHUEDFN 5LYDOV FRP 1R SOD\HU LQ WKH 6RXWKZHVW UHJLRQ 6XSHU3UHS 1R TXDUWHUEDFN SURVSHFW 6FRXW FRP 1R SOD\HU 5LYDOV¶ 7H[DV 7RS
+LJK 6FKRRO $ ¿YH VWDU UHFUXLW E\ 6FRXW FRP D IRXU VWDU UHFUXLW E\ (631 DQG 5LYDOV FRP SDUWLFLSDQW LQ WKH 8QGHU $UPRXU $OO $PHULFDQ *DPH WKUHZ IRU \DUGV DQG WRXFKGRZQV LQ KHOG D FRPSOHWLRQ SHUFHQWDJH UXVKHG IRU \DUGV WKUHZ \DUGV DQG WRXFKGRZQV LQ 1R SUR VW\OH TXDUWHUEDFN 7RP /HPPLQJ¶V 0D[3UHSV 1R SOD\HU LQ .DQVDV 6FRXW FRP 1R SOD\HU LQ .DQVDV 5LYDOV FRP 1R TXDUWHUEDFN 6FRXW FRP 1R RYHUDOO SOD\HU 7RP /HPPLQJ¶V 0D[3UHSV 1R RYHUDOO SOD\HU 5LYDOV FRP 1R RYHUDOO SOD\HU 3UHS6WDU 1R RYHUDOO SOD\HU 6FRXW FRP 1R RYHUDOO SOD\HU (631 FRP 1R RYHUDOO SOD\HU 5LYDOV FRP
%DFNXS TXDUWHUEDFN VDZ DFWLRQ LQ ¿YH JDPHV VDZ PRVW DFWLRQ YV 7XOVD ZLWK IRXU FRPSOHWLRQV IRU \DUGV
7KH :UDS XS /LVWHQV WR -XNH -RLQW -RKQQ\ E\ 5HG 6RYLQH EHIRUH JDPHV ZRUNHG LQ D EDNHU\ GXULQJ KLJK VFKRRO PDMRULQJ LQ FRPPXQLFDWLRQ
7+( 6221(56
7KH EDFNXS WR /DQGU\ -RQHV VDZ DFWLRQ LQ ¿YH JDPHV KDG D VHYHQ \DUG UXVKLQJ 7' YV ,RZD 6WDWH FRPSOHWHG SHUFHQW RI KLV SDVVHV RQ WKH VHDVRQ
%DFNXS TXDUWHUEDFN LQVHUWHG DW .DQVDV 6WDWH LQ D MXPER SDFNDJH GHVLJQHG IRU WKH ELJJHU 4% ¿QLVKHG ZLWK ¿YH FDUULHV VHYHQ \DUGV DQG RQH WRXFKGRZQ KDG FDUULHV IRU \DUGV DQG WZR WRXFKGRZQV YV 7H[DV $ 0 EHFDPH MXVW WKH WKLUG 28 TXDUWHUEDFN WR UXVK IRU IRXU WRXFKGRZQV LQ D JDPH ZLWK KLV HIIRUWV DW %D\ORU WZHQW\ WZR RI KLV FDUULHV KDYH JRQH IRU HLWKHU D ¿UVW GRZQ RU WRXFKGRZQ VFRUHG LQ WKH ¿QDO ¿YH JDPHV WLHG WKH 28 UHFRUG IRU UXVKLQJ 7'V E\ D IUHVKPDQ 4% ZLWK 7'V
&2$&+,1* 67$))
<HDU * *6 &RPS $WW &DUHHU
6 ($6 21
'5(: $//(1
6($621 5 (9, (:
7KH :UDS XS 6RQ RI 0DUN DQG 6KHUU\ %HOO IDWKHU SOD\HG VL[ VHDVRQV LQ WKH 1)/ DV D GHIHQVLYH HQG IRU 6HDKDZNV DQG &ROWV RUJDQL]DWLRQV XQFOH 0LNH %HOO DOVR SOD\HG VHDVRQV DV D GHIHQVLYH HQG IRU WKH .DQVDV &LW\ &KLHIV ERWK GDG DQG XQFOH SOD\HG FROOHJH EDOO DW &RORUDGR 6WDWH EURWKHU SOD\HG DW (PSRULD 6WDWH XQGHFLGHG RQ D PDMRU
'5(: $//(1
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 -$<'$1 %,5'
5<$1 %52</(6
:,&+,7$ .$1 &21:$< 635,1*6 +,*+ 6&+22/
1250$1 2./$ 1250$1 +,*+ 6&+22/
/%
<HDU &DUHHU
* *6
87
-5
$7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
$ PDLQ SOD\HU RQ VSHFLDO WHDPV DQG EDFNXS DW PLGGOH OLQHEDFNHU KDV DSSHDUHG LQ FDUHHU JDPHV VWHSSHG LQ IRU 7RP :RUW YV 7H[DV DQG ¿QLVKHG ZLWK D FDUHHU KLJK VL[ WDFNOHV WZR RI ZKLFK ZHQW IRU D ORVV DQG RQH VDFN SOD\HG WKH HQWLUH VHFRQG KDOI DW .DQVDV DQG ¿QLVKHG ZLWK ¿YH WDFNOHV EURNH XS D SDVV YV 7H[DV $ 0 ¿UVW WHDP $FDGHPLF $OO %LJ IRU VHFRQG VWUDLJKW \HDU $ PHPEHU RI WKH NLFN FRYHUDJH XQLWV KH VDZ DFWLRQ LQ DOO JDPHV KDG WDFNOHV LQ QLQH JDPHV LQFOXGLQJ WZR DJDLQVW 7H[DV $ 0 IRUFHG D IXPEOH YV )ORULGD 6WDWH ¿UVW WHDP $FDGHPLF $OO %LJ (QUROOHG LQ WKH VSULQJ RI DSSHDUHG LQ JDPHV DV D PHPEHU RI WKH VSHFLDO WHDPV KDG WDFNOHV DJDLQVW ,GDKR 6WDWH DQG 7XOVD +LJK 6FKRRO 1R PLGGOH OLQHEDFNHU WKH QDWLRQ 6FRXW FRP 1R RYHUDOO SOD\HU LQ WKH 0LGODQGV 6XSHU3UHS 1R LQVLGH OLQHEDFNHU LQ WKH QDWLRQ 5LYDOV FRP 1R OLQHEDFNHU LQ WKH QDWLRQ 6XSHU3UHS 1R RYHUDOO SOD\HU LQ .DQVDV 5LYDOV FRP 6XSHU3UHS $OO $PHULFDQ « 3UHS6WDU $OO 0LGODQGV 5HJLRQ « OHG &RQZD\ 6SULQJV WR WKH &ODVV $ VWDWH WLWOH « 6XQÀRZHU 6WDWH¶V 6PDOO 6FKRRO 'HIHQVLYH 3OD\HU RI WKH <HDU DQG ¿UVW WHDP DOO VWDWH VHOHFWLRQ « .DQVDV )RRWEDOO &RDFKHV $VVRFLDWLRQ ¿UVW WHDP $OO 6WDWH VHOHFWLRQ « 9\SH .DQVDV IRRWEDOO 3OD\HU RI WKH <HDU « FORFNHG DW LQ WKH « DFFRXQWHG IRU WDFNOHV IRU D ORVV DQG WKUHH LQWHUFHSWLRQV LQ « DOVR UXVKHG IRU \DUGV DQG WRXFKGRZQV « ¿QLVKHG KLJK VFKRRO FDUHHU ZLWK WDFNOHV DQG \DUGV UXVKLQJ ZLWK WRXFKGRZQV GHVSLWH PLVVLQJ PRVW RI KLV MXQLRU FDPSDLJQ ZLWK DQ LQMXU\ 7KH :UDS XS 6RQ RI .ULVW\ DQG WKH ODWH -HIIUH\ %LUG ZRUNHG DV D EULFNWHQGHU LQ KLJK VFKRRO PDQDJHPHQW DQG HQWUHSUHQHXUVKLS PDMRU
:5 /%
<HDU * *6 5HF <GV &DUHHU
$YJ 7' /RQJ 35 /J W W W W W W W
65 -5 -5
.5
/J
7KH 1&$$ FDUHHU OHDGHU LQ UHFHSWLRQV ZDV ORVW IRU WKH VHDVRQ ZLWK D WRUQ $&/ YV 7H[DV $ 0 %LOHWQLNRII $ZDUG ¿QDOLVW IRU WKH VHFRQG VWUDLJKW \HDU :DOWHU &DPS )LUVW 7HDP $OO $PHULFDQ ¿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¿QDOLVW FRQVHQVXV $OO %LJ 1R LQ WKH 1&$$ UHFHSWLRQV 1R LQ UHFHLYLQJ \DUGV WKUHH UHFHLYLQJ 7'V YV &RORUDGR DQG 7H[DV 7HFK ¿YH FDUHHU WKUHH 7' JDPHV RYHU \DUG PDUN LQ RI ODVW JDPHV DQG VFRUHG 7' LQ RI ODVW KDG UHFHSWLRQV LQ ¿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¿YH PXOWL 7' JDPHV FDWFKHV YV 7XOVD DQG .DQVDV WKUHH 7' UHFHSWLRQV LQ WKUHH JDPHV ¿UVW FDUHHU UXVKLQJ 7' FDPH YV 7H[DV $ 0 \DUGV FDUHHU KLJK 35 \DUGV YV 2NODKRPD 6WDWH LQFOXGLQJ FDUHHU ORQJ \DUG 7' WKLUG DW 28 WR UHFRUG JDPHV ZLWK \DUGV LQ WZR FDWHJRULHV SXQW UHWXUQV UHFHLYLQJ YV 268 KDG DOO SXUSRVH \DUGV YV 268 1R LQ VFKRRO KLVWRU\ ¿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
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 $$521 &2/9,1
6$1 ',(*2 &$/,) 6&5,336 5$1&+ +6
2:$662 2./$ 2:$662 +,*+ 6&+22/
5%
$YJ 7' 5HF
62
$YJ 7' /J .25
'%
/J
3DUW RI WKH UXQQLQJ EDFN URWDWLRQ VWDUWHG WKH ¿UVW WKUHH JDPHV RI WKH VHDVRQ EHIRUH VWDUWLQJ DJDLQ YV ,RZD 6WDWH WKLUG RQ WKH WHDP ZLWK \DUGV UXVKLQJ &DUHHU KLJKV LQ \DUGV YV 7XOVD HDUQHG ¿UVW FDUHHU 7' ZLWK DQ \DUG UXQ YV 7XOVD FDUHHU KLJK FDUULHV YV 0LVVRXUL GLG QRW SOD\ YV 7H[DV RU .DQVDV DIWHU VXIIHULQJ D PLQRU LQMXU\ YV %DOO 6WDWH $FDGHPLF $OO %LJ VHFRQG WHDP 6DZ DFWLRQ DV EDFNXS UXQQLQJ EDFN DQG NLFN UHWXUQHU KDG FDUULHV IRU \DUGV YV &RORUDGR KDG \DUGV UXVKLQJ YV ,RZD 6WDWH UHWXUQHG WKUHH NLFNV IRU \DUGV DW %D\ORU
* *6
87
$7
62
7RWDO /RVV 6DFNV ,17 )& )5 3%8
)LUVW \HDU VWDUWHU DW VWURQJ VDIHW\ PRYHG WR WKH VDIHW\ SRVLWLRQ DIWHU SOD\HU FRUQHUEDFN LQ OHDGV WKH WHDP ZLWK WDFNOHV HLJKW WDFNOHV YV 7XOVD DQG 0LVVRXUL VDW RXW 28¶V JDPH YV %DOO 6WDWH UHWXUQHG WR VWDUWLQJ OLQHXS YV 7H[DV DQG ¿QLVKHG ZLWK HLJKW WDFNOHV ZRUH 1R YV .DQVDV HLJKW VWRSV DW .DQVDV OHG WKH WHDP ZLWK D FDUHHU KLJK WDFNOHV YV 7H[DV 7HFK WLHG KLV SUHYLRXV FDUHHU KLJK RI HLJKW E\ KDOIWLPH DJDLQVW WKH 5HG 5DLGHUV VWDUWHG DW FRUQHUEDFN YV .DQVDV 6WDWH FDUHHU KLJK WZR WDFNOHV IRU ORVV YV 7H[DV $ 0 KDV DW OHDVW VHYHQ WDFNOHV LQ HLJKW JDPHV WKLV VHDVRQ UHFRYHUHG IXPEOHV YV 7XOVD DQG ,RZD 6WDWH 3OD\HG LQ DOO JDPHV RQ VSHFLDO WHDPV DQG DW FRUQHUEDFN VWDUWHG WKH 7H[DV JDPH DW FRUQHU DQG ¿QLVKHG ZLWK VHYHQ WDFNOHV LQFOXGLQJ IRU ORVV DOVR KDG VHYHQ WDFNOHV DW &LQFLQQDWL DQG ¿YH YV ,RZD 6WDWH IRUFHG D IXPEOH YV )ORULGD 6WDWH
7+( 6221(56
+LJK 6FKRRO $ ¿YH VWDU UHFUXLW E\ 6FRXW FRP D IRXU VWDU UHFUXLW E\ (631 DQG 5LYDOV FRP UXVKHG IRU \DUGV DQG WRXFKGRZQV LQ ZKLOH UHFRUGLQJ UHFHSWLRQV IRU \DUGV DQG RQH WRXFKGRZQ UXVKHG IRU \DUGV DQG WRXFKGRZQV RQ DWWHPSWV DQG KDG UHFHSWLRQV IRU \DUGV DQG VL[ WRXFKGRZQV LQ HQGHG KLJK VFKRRO FDUHHU ZLWK WRXFKHV IRU \DUGV DQG WRXFKGRZQV UXVKHV IRU \DUGV DQG 7'V UHFHSWLRQV IRU \DUGV DQG 7'V ¿UVW SOD\HU LQ &DOLIRUQLD KLVWRU\ WR JDLQ \DUGV UHFHLYLQJ DQG UXVKLQJ LQ WKH VDPH VHDVRQ QDPHG ¿UVW WHDP DOO VWDWH KLV VHQLRU \HDU DQG VHFRQG WHDP KLV MXQLRU \HDU DOVR WZR WLPH ¿UVW WHDP DOO DFDGHPLF WHDP
<HDU &DUHHU
&2$&+,1* 67$))
<HDU * *6 5XVKLQJ &DUHHU
6 ($6 21
%5(11$1 &/$<
+LJK 6FKRRO $ WKUHH VWDU UHFUXLW E\ (631 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU UHFRUGHG WDFNOHV DQG WZR LQWHUFHSWLRQV ZKLOH EUHDNLQJ XS SDVVHV DQG VFRULQJ ¿YH WRXFKGRZQV LQ UHFRJQL]HG DV ¿UVW WHDP DOO VWDWH E\ ERWK WKH 7XOVD :RUOG DQG 7KH 2NODKRPDQ LQ GLVWULFW $ GHIHQVLYH SOD\HU RI WKH \HDU LQ ¿UVW WHDP 7XOVD :RUOG $OO 0HWUR LQ 1R SOD\HU LQ 2NODKRPD 6FRXW FRP 1R SOD\HU LQ 2NODKRPD 5LYDOV FRP 1R FRUQHUEDFN 6FRXW FRP 1R FRUQHUEDFN 5LYDOV FRP
6($621 5 (9, (:
7KH :UDS XS 6RQ RI %U\DQW DQG /LVD &ROYLQ XQGHFLGHG RQ D PDMRU
7KH :UDS XS 6RQ RI 7LQD (GZDUGV XQFOH 6FRWW -RKQVRQ SOD\HG IRRWEDOO DW 6DQ 'LHJR 6WDWH DQG FRXVLQ $PLQLIX -RKQVRQ SOD\HG DW 8WDK 6WDWH UHODWHG WR 2UHJRQ 6WDWH¶V -DFTXL]] DQG -DPHV 5RGJHUV SODQV WR JR LQWR EURDGFDVWLQJ IROORZLQJ KLV SOD\HU FDUHHU SUH FRPPXQLFDWLRQV GLVRUGHUV PDMRU
%5(11$1 &/$< +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 7</(5 (9$16
5$6+2' )$9256
675$))25' 02 675$))25' +,*+ 6&+22/
)257 :257+ 7(;$6 '81%$5 +6
2/
-5
/% /%
56 )5 -5 -5
+RQRUDEOH PHQWLRQ $OO %LJ E\ $3 DQG FRDFKHV VWDUWHG DOO JDPHV DW ULJKW JXDUG KDG NQRFNGRZQV RQ SOD\V
<HDU
6WDUWHG RI JDPHV DW ULJKW JXDUG LQFOXGLQJ WKH ODVW SOD\HG D VHDVRQ KLJK VQDSV DW 7H[DV $ 0 SOD\HG VQDSV ZLWK NQRFNGRZQV KLJK JUDGH RI DJDLQVW 7H[DV 7HFK $FDGHPLF $OO %LJ VHFRQG WHDP
3URYLGHG GHSWK DW WKH OLQHEDFNHU SRVLWLRQ VDZ DFWLRQ YV %DOO 6WDWH
3OD\HG LQ JDPHV ZLWK IRXU VWDUWV DW ULJKW JXDUG PLVVHG VHDVRQ RSHQLQJ JDPH YV %<8 ZLWK DQ DQNOH LQMXU\ SOD\HG VQDSV ZLWK NQRFNGRZQV KLV KLJK JUDGH ZDV DJDLQVW 7XOVD KDG DQ SDVVLQJ JUDGH DJDLQVW 7H[DV $ 0 RQ VQDSV KLV KLJKHVW WRWDO LQ %LJ DFWLRQ +LJK 6FKRRO 1R RIIHQVLYH JXDUG LQ WKH QDWLRQ 6FRXW FRP 1R RIIHQVLYH JXDUG LQ WKH QDWLRQ 5LYDOV FRP 1R RYHUDOO SOD\HU LQ WKH 0LGODQGV 6XSHU3UHS ¿UVW WHDP 0LVVRXUL &ODVV $ DOO VWDWH VHOHFWLRQ « 3UHS6WDU $OO 0LGODQGV 5HJLRQ WHDP « JUDGHG RXW DW RQ WKH RIIHQVLYH OLQH WKURXJKRXW KLJK VFKRRO FDUHHU « DOVR SOD\HG GHIHQVLYH OLQH « KDG WDFNOHV WKUHH IXPEOHV IRUFHG DQG RQH IXPEOH UHFRYHUHG LQ « ¿QLVKHG KLJK VFKRRO FDUHHU ZLWK WDFNOHV ZLWK IRU ORVV DQG VDFNV « EHQFK SUHVVHG SRXQGV DQG VTXDWWHG SRXQGV 7KH :UDS XS 6RQ RI /LQGD DQG %DUU\ &RQRII KXPDQ UHODWLRQV PDMRU
7</(5 (9$16
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
5HGVKLUWHG +LJK 6FKRRO $ WKUHH VWDU UHFUXLW E\ (631 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU GLG QRW SDUWLFLSDWH LQ VHDVRQ GXH WR DQ DQNOH LQMXU\ UHFRUGHG WDFNOHV FDXVHG QLQH IXPEOHV DQG UHFRYHUHG IRXU IXPEOHV LQ 1R VDIHW\ 7RP /HPPLQJ¶V 0D[3UHSV 1R LQVLGH OLQHEDFNHU 5LYDOV FRP 1R RXWVLGH OLQHEDFNHU 6FRXW FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP DOVR SOD\HG EDVNHWEDOO 7KH :UDS XS 6RQ RI .DWUHQLD %URZQOHH FKRVH WKH QXPEHU EHFDXVH RI IRUPHU 6RRQHU 0LNH %DORJXQ XQGHFLGHG RQ D PDMRU
7+( 6221(56 -$0(// )/(0,1*
1,&(9,//( )/$ 1,&(9,//( +,*+ 6&+22/
$5/,1*721 7(;$6 6(*8,1 +,*+ 6&+22/
5%
$YJ 7'
62
/J 5HF $YJ 7' /J W
%DFNXS UXQQLQJ EDFN PLVVHG WKH ¿UVW ¿YH JDPHV RI WKH VHDVRQ DQG WKH ERZO JDPH ZLWK LQMXU\ ¿QLVKHG VHFRQG RQ WKH WHDP LQ UXVKLQJ KDG \DUGV LQ KLV GHEXW YV ,RZD 6WDWH HDUQHG ¿UVW FDUHHU VWDUW LQ D WZR EDFN VHW YV &RORUDGR FROOHFWHG UXVKLQJ 7'V YV 7H[DV 7HFK DQG %D\ORU KDG RQH NLFN UHWXUQ RQ WKH VHDVRQ IRU \DUGV YV 7H[DV 7HFK
87
$7
7RWDO /RVV 6DFNV
,17
65
)& )5 3%8
$OO %LJ ¿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¿UVW WHDP E\ $3 QDPHG )LHVWD %RZO 'HIHQVLYH 093 DIWHU UHWXUQLQJ DQ LQWHUFHSWLRQ \DUGV IRU D WRXFKGRZQ DQG UHFRUGLQJ VHYHQ WDFNOHV LQ 2NODKRPD¶V ZLQ RYHU &RQQHFWLFXW ¿UVW RQ WHDP ZLWK SDVVHV EURNHQ XS DQG ¿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
+,6725<
7KH :UDS XS 6RQ RI &RU\ DQG $QJHO )LQFK IDWKHU SOD\HG IRRWEDOO DQG UDQ WUDFN DW )URVWEXUJ 6WDWH LQ 0DU\ODQG OLVWV 'HZDU 2NOD KRPHWRZQ RI WHDPPDWH 5RQQHOO /HZLV DV WKH PRVW LQWHUHVWLQJ SODFH KH¶V VHHQ MRXUQDOLVP PDMRU
* *6
6($621 5 (9, (:
+LJK 6FKRRO )RXU VWDU UHFUXLW E\ (631 5LYDOV FRP DQG 6FRXW FRP 3DUDGH 0DJD]LQH $OO $PHULFDQ WZR WLPH )6:$ $ $OO 6WDWH UHFRUGHG UXVKLQJ \DUGV UXVKLQJ 7'V UHFHLYLQJ \DUGV DQG VL[ UHFHLYLQJ 7'V LQ SRVWHG UXVKLQJ \DUGV UXVKLQJ 7'V UHFHLYLQJ \DUGV DQG WZR UHFHLYLQJ 7'V LQ 'DLO\ 1HZV 3OD\HU RI WKH <HDU LQ DQG DOO VWDWH LQ DQG FODVV $ 3OD\HU RI WKH <HDU UXQQHU XS LQ 1R DOO SXUSRVH EDFN 5LYDOV FRP 1R WDLOEDFN 7RP /HPPLQJ¶V 0D[3UHSV 1R SOD\HU LQ )ORULGD 5LYDOV FRP 1R UXQQLQJ EDFN 6FRXW FRP DWWHQGHG (GPRQG 2NOD 1RUWK +6 DV D VRSK
<HDU &DUHHU
7+( 6221(56
+RQRUDEOH PHQWLRQ $OO %LJ E\ FRDFKHV WRRN RYHU WKH VWDUWLQJ UXQQLQJ EDFN MRE LQ SODFH RI DQ LQMXUHG 'RPLQLTXH :KDOH\ KDG \DUGV RQ FDUULHV LQ WKH ¿QDO ¿YH JDPHV VWDUWHG WKH ¿QDO ¿YH JDPHV RI WKH VHDVRQ KDG \DUGV UHFHLYLQJ RQ WKUHH UHFHSWLRQV YV %DOO 6WDWH KDG VHYHQ UHFHSWLRQV LQ WKUHH JDPH VWUHWFK YV 0LVVRXUL %DOO 6WDWH DQG 7H[DV HQWHUHG WKH .DQVDV JDPH ZLWK MXVW \DUGV UXVKLQJ RQ WKH VHDVRQ DQG ¿QLVKHG \DUGV RQ VL[ FDUULHV \DUGV SHU FDUU\ DYHUDJH UHFRUGHG KLV ¿UVW WRXFKGRZQ RI WKH VHDVRQV ZLWK DQ HLJKW \DUG UXQ YV .DQVDV UDQ IRU \DUGV RQ FDUULHV YV 7H[DV 7HFK LQ ¿UVW VWDUW RI WKH VHDVRQ KDG D FDUHHU ORQJ \DUG UXQ DQG ¿YH UHFHSWLRQV LQ WKH JDPH DOVR UHFRUGHG D FDUHHU KLJK \DUGV RQ IRXU NLFNRII UHWXUQV YV WKH 5HG 5DLGHUV KDG D \DUG WRXFKGRZQ UXQ YV .DQVDV 6WDWH DV KH ¿QLVKHG ZLWK \DUGV RQ QLQH FDUULHV KDG FDUHHU KLJKV LQ UHFHSWLRQV DQG UHFHLYLQJ \DUGV YV WKH :LOGFDWV FDUHHU KLJKV LQ UXVKLQJ DWWHPSWV DQG UXVKLQJ \DUGV YV 7H[DV $ 0 KDG \DUGV RQ QLQH DWWHPSWV DW 2NODKRPD 6WDWH
'%
&2$&+,1* 67$))
<HDU * *6 5XVKLQJ &DUHHU
6 ($6 21
52< ),1&+
7KH :UDS XS 3DUHQWV 5DOSK DQG 6KDURQ )OHPLQJ PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU RZQV D LQFK YHUWLFDO OHDS
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 $$521 )5$1./,1
'$1,(/ )5$1./,1
0$56+$// 7(;$6 0$56+$// +,*+ 6&+22/
02817 $,5< *$ +$%(56+$0 &(175$/ +,*+ 6&+22/
/%
<HDU
'( /%
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
3OD\HG LQ QLQH JDPHV YDOXDEOH FRQWULEXWRU RQ VSHFLDO WHDPV ZKLOH SURYLGLQJ GHSWK DW OLQHEDFNHU KDG IRXU WDFNOHV RQ WKH VHDVRQ LQFOXGLQJ WZR YV ,RZD 6WDWH $FDGHPLF $OO %LJ ¿UVW WHDP 5HGVKLUWHG +LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ (631 DQG 6FRXW FRP D WKUHH VWDU UHFUXLW E\ 5LYDOV FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU UHFRUGHG WDFNOHV WDFNOHV IRU ORVV HLJKW VDFNV WKUHH IRUFHG IXPEOHV DQG WKUHH IXPEOH UHFRYHULHV LQ 1R RXWVLGH OLQHEDFNHU 6FRXW FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R OLQHEDFNHU 5LYDOV FRP DOVR UDQ WUDFN DQG SOD\HG EDVHEDOO 7KH :UDS XS 6RQ RI 7DPHOD 7UDPPHOO XQGHFLGHG RQ D PDMRU
<HDU &DUHHU
))5 56 )5 -5 - 5 556
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
6DZ DFWLRQ LQ WKH JDPHV DV D EDFNXS OLQHEDFNHU DQG VSHFLDO WHDPV FRQWULEXWRU $OO %LJ $FDGHPLF ¿UVW WHDP IRU VHFRQG VWUDLJKW \HDU 3OD\HG LQ JDPHV DV D EDFNXS OLQHEDFNHU DQG PHPEHU RI WKH VSHFLDO WHDPV $OO %LJ $FDGHPLF ¿UVW WHDP 6DZ DFWLRQ LQ VL[ JDPHV DV D EDFNXS OLQHEDFNHU DQG PHPEHU RI VSHFLDO WHDPV 5HGVKLUWHG +LJK 6FKRRO 6HOHFWHG WR SOD\ LQ WKH 8 6 $UP\ $OO $PHULFDQ %RZO DQG WKH 8QGHU $UPRXU (631 $OO 6WDU JDPH QDPHG WR 5LYDOV FRP $OO 6RXWK WHDP 1HZV &KDQQHO $OO 1RUWKHDVW *HRUJLD WHDP QDPHG WR WKH *HRUJLD )RRWEDOO 0DJD]LQH DOO VWDWH WHDP *DLQHVYLOOH 7LPHV ¿UVW WHDP DOO DUHD OHG WHDP ZLWK WDFNOHV LQ DV D IRXU \HDU VWDUWHU VHW VFKRRO UHFRUG ZLWK FDUHHU WDFNOHV D WHDP FDSWDLQ QDPHG WKH WHDP¶V GHIHQVLYH 093 FRDFKHG E\ *HQH &DWKFDUW 7KH :UDS XS +DV WKH EHVW ERG\ IDW SHUFHQWDJH DPRQJ OLQHEDFNHUV DW SHUFHQW DGGHG SRXQGV VLQFH DUULYLQJ RQ FDPSXV 3DUHQWV &RQQLH DQG 0LNH )UDQNOLQ ÀXHQW LQ 6SDQLVK ZRUNHG RQ D FKLFNHQ IDUP LQ KLJK VFKRRO PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU
75(< )5$1.6
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 67(3+(1 *22'
25$1*( 7(;$6 :(67 25$1*( 67$5. +,*+ 6&+22/
3$5,6 7(;$6 3$5,6 +,*+ 6&+22/
:5
* *6
5HF
<GV $YJ
7'
/RQJ .5
62
<GV
2/
/J
%DFNXS ZLGH UHFHLYHU DQG WHDP¶V OHDGLQJ NLFN UHWXUQHU DYHUDJLQJ \DUGV D UHWXUQ RQ DWWHPSWV FDUHHU KLJK \DUGV UHFHLYLQJ YV 7XOVD UHWXUQHG YV 7H[DV DIWHU PLVVLQJ WZR JDPHV ZLWK D VXVSHQVLRQ VHDVRQ EHVW \DUG NLFN UHWXUQ YV %D\ORU KDG \DUGV LQ NLFNRII UHWXUQV DW %D\ORU OHG WKH WHDP LQ UXVKLQJ YV ,RZD 6WDWH ZLWK WZR FDUULHV IRU \DUGV FDUHHU KLJK HLJKW UHFHSWLRQV DW 2NODKRPD 6WDWH HQGHG WKH VHDVRQ ZLWK IRXU FDUULHV IRU \DUGV
7KH :UDS XS 6RQ RI .HUU\ DQG 1DWDVKD )UDQNV IDWKHU SOD\HG IRRWEDOO DW 2NODKRPD 6WDWH EURWKHU -DFRE SOD\V DW 7H[DV 7HFK ZKLOH RWKHU EURWKHU .HUU\ -U SOD\HG DW 7H[DV $ 0 KLVWRU\ PDMRU
65
%DFNXS JXDUG SOD\HG LQ JDPHV ZLWK VWDUWV DJDLQVW %DOO 6WDWH DQG 7H[DV KDG NQRFNGRZQV RQ VQDSV KDG D SHUFHQW SDVV EORFNLQJ JUDGH DJDLQVW )ORULGD 6WDWH 7H[DV $ 0 DQG %D\ORU 3DUW RI D VHDVRQ ORQJ URWDWLRQ DW JXDUG KDG NQRFNGRZQV RQ VQDSV VWDUWHG WKH ¿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
6($621 5 (9, (:
+LJK 6FKRRO $ WKUHH VWDU UHFUXLW E\ (631 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU FORFNHG D PHWHU GDVK LQ WUDFN DQG ¿HOG UDQ WKH \DUG GDVK LQ VHFRQGV KDG UHFHSWLRQV IRU \DUGV DQG IRXU WRXFKGRZQV LQ DOVR WHDP¶V SULPDU\ UHWXUQHU ZLWK SXQW UHWXUQV IRU \DUGV DYHUDJH DQG RQH VFRUH DQG ¿YH NLFN UHWXUQV IRU \DUGV DYHUDJH DQG RQH VFRUH 1R FRUQHUEDFN 6FRXW FRP 1R DWKOHWH 5LYDOV FRP WZR WLPH 7H[DV VWDWH FKDPSLRQ LQ WKH PHWHU GDVK ¿QLVKHG WKLUG LQ WKH PHWHU GDVK DW WKH 86$7) -XQLRU 2O\PSLFV KDG WKH WKLUG IDVWHVW 8 6 +6 PHWHU GDVK LQ
7+( 6221(56
3OD\HG LQ HYHU\ JDPH VWDUWLQJ WKH ODVW IRXU ¿IWK RQ WKH WHDP ZLWK UHFHSWLRQV FDUHHU KLJK HLJKW UHFHSWLRQV DQG \DUGV ZLWK D WRXFKGRZQ DW 7H[DV $ 0 UHWXUQHG WKUHH NLFNV IRU \DUGV LQFOXGLQJ D \DUGHU DW 2NODKRPD 6WDWH DOVR KDG IRXU VSHFLDO WHDPV WDFNOHV DOVR UXVKHG IRXU WLPHV IRU \DUGV ZLWK D ORQJ RI QLQH \DUGV
&2$&+,1* 67$))
<HDU &DUHHU
6 ($6 21
75(< )5$1.6
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 *(1(2 *5,6620
%(1 +$%(51
+87&+,1621 .$1 +87&+,1621 +,*+ 6&+22/
$5*</( 7(;$6 /,%(57< &+5,67,$1 +,*+ 6&+22/
'(
<HDU
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
7KLUG VWULQJ GHIHQVLYH HQG VDZ DFWLRQ LQ VL[ JDPHV KDG D WRWDO RI ¿YH WDFNOHV LQFOXGLQJ WKUHH YV %DOO 6WDWH KDG D WDFNOH IRU ORVV DW .DQVDV 6WDWH 5HGVKLUWHG DIWHU VXIIHULQJ SUHVHDVRQ LQMXU\ +LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP D WKUHH VWDU UHFUXLW E\ (631 3UHS6WDU $OO $PHULFDQ UHFRUGHG WDFNOHV WDFNOHV IRU ORVV TXDUWHUEDFN KLWV VDFNV HLJKW SDVV EUHDNXSV RQH IRUFHG IXPEOH DQG RQH IXPEOH UHFRYHU\ LQ $9&7/ 'HIHQVLYH 3OD\HU RI WKH <HDU DQG ¿UVW WHDP $9&7/ GHIHQVLYH HQG LQ DOO &ODVV DOO VWDWH 7RS LQ ¿UVW WHDP $ GHIHQVLYH HQG LQ 1R SOD\HU LQ .DQVDV 5LYDOV FRP 1R SOD\HU LQ .DQVDV 6FRXW FRP 1R GHIHQVLYH HQG 5LYDOV FRP 1R GHIHQVLYH HQG 6FRXW FRP 1R RYHUDOO SOD\HU 5LYDOV FRP 7KH :UDS XS 8QGHFLGHG RQ D PDMRU
2/ /%
-5 -5
6WDUWLQJ FHQWHU PLVVHG ¿YH JDPHV ZLWK DQ DUP LQMXU\ VXIIHUHG DJDLQVW 0LVVRXUL UHWXUQHG WR DFWLRQ YV 7H[DV $ 0 DQG WR WKH VWDUWLQJ OLQHXS DJDLQVW ,RZD 6WDWH KDG NQRFNGRZQV RQ VQDSV 6WDUWLQJ FHQWHU IRU DOO JDPHV OHG RIIHQVLYH OLQHPHQ ZLWK VQDSV SOD\HG DQG NQRFNGRZQV OHG WHDP LQ NQRFNGRZQV LQ ¿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¿UVW WHDP DOO VWDWH RQ ERWK RIIHQVLYH DQG GHIHQVLYH OLQH UHFHLYHG DOO GLVWULFW KRQRUV IRU ERWK RIIHQVLYH DQG GHIHQVLYH OLQH SOD\ ZKLOH EHLQJ YRWHG WKH GLVWULFW¶V PRVW YDOXDEOH SOD\HU 'HQWRQ 5HFRUG &KURQLFOH¶V WZR ZD\ SOD\HU RI WKH \HDU DQG PHPEHU RI DOO DUHD WHDP LQ UHFRUGHG SDQFDNH EORFNV ZKLOH QRW DOORZLQJ D VDFN DQG GHIHQVLYHO\ UDFNHG XS WDFNOHV DQG VDFNV LQ WRWDOHG SDQFDNH EORFNV RQ WKH RIIHQVLYH VLGH RI WKH EDOO DQG UHFRUGHG WDFNOHV DQG ¿YH VDFNV RQ GHIHQVH FRDFKHG E\ 0DUN %RZOHV 7KH :UDS XS 3DUHQWV 'HEL DQG 5LFKDUG +DEHUQ KXPDQ UHODWLRQV PDMRU JUDQGIDWKHU SOD\HG IRRWEDOO DW 7H[DV 7HFK
%(1 +$%(51
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 -$921 +$55,6
)/2:(5 0281' 7(;$6 )/2:(5 0281' +,*+ 6&+22/
/$:721 2./$ 0$&$57+85 +,*+ 6&+22/
7(
* *6
5HF <GV
$YJ
65
7' /RQJ YV 7H[DV $ 0 YV .DQVDV 6WDWH W YV 2NODKRPD 6W YV %D\ORU W YV 2NODKRPD 6W
$OO %LJ VHFRQG WHDP E\ $3 DQG FRDFKHV KDG FDUHHU EHVWV IRU D VHDVRQ ZLWK UHFHSWLRQV DQG \DUGV HQWHUHG WKH \HDU ZLWK MXVW FDUHHU UHFHSWLRQV KDV DW OHDVW RQH FDWFK LQ HYHU\ JDPH WKLV VHDVRQ DQG PXOWLSOH FDWFKHV LQ HLJKW JDPHV WLHG D FDUHHU KLJK ZLWK IRXU UHFHSWLRQV DW %D\ORU KDG WRXFKGRZQV YV %DOO 6WDWH DQG 7H[DV 7HFK KDG HLJKW FDWFKHV IRU \DUGV LQ WKH ¿QDO WKUHH JDPHV RI WKH VHDVRQ
6WDUWHG WZR JDPHV DW WLJKW HQG ZKLOH DSSHDULQJ LQ DOO KDG WZR UHFHSWLRQV DW 1HEUDVND VHDVRQ ORQJ FDWFK RI \DUGV DJDLQVW .DQVDV 6WDWH $ UHVHUYH WLJKW HQG DOVR VDZ WLPH RQ VSHFLDO WHDPV ORQH UHFHSWLRQ FDPH DJDLQVW 7H[DV $ 0 DOVR UHFRUGHG WZR WDFNOHV RQH HDFK DJDLQVW .DQVDV DQG 1HEUDVND
7KH :UDS XS 3DUHQWV .LP DQG 5LFN *UL]]OH PRWKHU SOD\HG YROOH\EDOO DW 0LDPL RI 2KLR PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU
* *6
87
$7
7RWDO
/RVV 6DFNV ,17 )&
-5
)5
3%8
6WDUWHG DW VDIHW\ LQ HLJKW JDPHV WKLV VHDVRQ ZKLOH SOD\LQJ LQ DOO QDPHG WKH %LJ DQG 1DJXUVNL 1DWLRQDO 'HIHQVLYH 3OD\HU RI WKH :HHN DIWHU SLFNLQJ RII WZR SDVVHV DQG DGGLQJ \DUGV RQ WKH UHWXUQV DW )ORULGD 6WDWH KDG D FDUHHU KLJK WDFNOHV YV 0LVVRXUL IRUFHG IXPEOHV DJDLQVW 7XOVD DQG .DQVDV ZKLOH UHFRYHULQJ D IXPEOH YV 7XOVD 7RRN RYHU IRU DQ LQMXUHG -RQDWKDQ 1HOVRQ DW 2NODKRPD 6WDWH DQG ¿QLVKHG ZLWK D HLJKW WDFNOHV EORFNHG D SXQW RXW RI WKH HQG ]RQH IRU D VDIHW\ YV &RORUDGR IRUFHG D IXPEOH DJDLQVW %D\ORU DQG UHFRYHUHG DQRWKHU YV $LU )RUFH (QUROOHG LQ WKH VSULQJ RI SOD\HG LQ ¿YH JDPHV DV D PHPEHU RI VSHFLDO WHDPV UHFRUGHG RQH WDFNOH RQ D NLFNRII UHWXUQ DJDLQVW 7XOVD +LJK 6FKRRO 1R RYHUDOO SOD\HU LQ 2NODKRPD 5LYDOV FRP 1R VDIHW\ LQ WKH QDWLRQ 6FRXW FRP 1R VDIHW\ LQ WKH QDWLRQ 5LYDOV FRP 1R RYHUDOO SOD\HU LQ WKH 0LGODQGV 6XSHU3UHS 1R GHIHQVLYH EDFN LQ WKH QDWLRQ 6XSHU3UHS 6XSHU3UHS $OO $PHULFDQ « 3UHS6WDU $OO 0LGODQGV 5HJLRQ « KDG WDFNOHV DQG WZR LQWHUFHSWLRQV GHVSLWH PLVVLQJ KDOI RI VHQLRU \HDU ZLWK LQMXU\ « UXVKHG IRU \DUGV DQG WRXFKGRZQV « FDXJKW SDVVHV IRU \DUGV DQG WKUHH WRXFKGRZQV « DV D MXQRU KH KDG WDFNOHV DQG ¿YH LQWHUFHSWLRQV DQG PRUH WKDQ WRWDO \DUGV DQG WRXFKGRZQV RQ RIIHQVH
6($621 5 (9, (:
+LJK 6FKRRO 'LVWULFW RIIHQVLYH 093 LQ VHOHFWHG WR WKH 7H[DV 6SRUWV :ULWHUV¶ $OO 6WDWH WHDP DV DQ KRQRUDEOH PHQWLRQ ZLGH UHFHLYHU LQ KDXOHG LQ FDWFKHV IRU \DUGV ZLWK 7'V DOVR UHWXUQHG VL[ SXQWV IRU \DUGV DQG D 7' DQG VL[ NLFNV IRU \DUGV DQG DQRWKHU VFRUH UXVKHG WLPHV IRU \DUGV FRDFKHG E\ &RG\ 9DQGHUIRUG
<HDU &DUHHU
7+( 6221(56
$OO %LJ KRQRUDEOH PHQWLRQ E\ $3 VHYHQ RI UHFHSWLRQV ZHQW IRU WRXFKGRZQV KDG FDUHHU KLJKV LQ UHFHSWLRQV IRXU DQG UHFHLYLQJ \DUGV DW 2NODKRPD 6WDWH DIWHU KDXOLQJ LQ D FDUHHU ORQJ \DUG 7' SDVV WR LFH WKH JDPH
'%
&2$&+,1* 67$))
<HDU &DUHHU
6 ($6 21
-$0(6 +$11$
7KH :UDS XS &RXVLQ RI IRUPHU 1)/ UXQQLQJ EDFN 5RGQH\ 7KRPDV FRPPXQLFDWLRQV PDMRU KDV DGGHG SRXQGV VLQFH DUULYLQJ RQ FDPSXV
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 /$0$5 +$55,6
48(17,1 +$<(6
*,/0(5 7(;$6 *,/0(5 +,*+ 6&+22/
/$1&$67(5 7(;$6 /$1&$67(5 +,*+ 6&+22/
'%
'%
-5
<HDU * *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8 &DUHHU 3OD\HG DJDLQVW 7XOVD DQG )ORULGD 6WDWH DV D EDFNXS FRUQHUEDFN 6DZ DFWLRQ LQ JDPHV DV D PHPEHU RI WKH VSHFLDO WHDPV $ UHVHUYH GHIHQVLYH EDFN VDZ DFWLRQ DJDLQVW ,GDKR 6WDWH 5HGVKLUWHG
<HDU
5HGVKLUWHG +LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ (631 D WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU 1R VDIHW\ 5LYDOV FRP 1R VDIHW\ 6FRXW FRP 1R RYHUDOO SOD\HU (631 FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP
7KH :UDS XS 3DUHQWV 'RQGL +DUULV DQG .DWULQD :RRG 5D\ FRPPXQLFDWLRQV PDMRU FRXVLQ RI *UHHQ %D\ 3DFNHU .HQQHWK 3HWWZD\
-$921 +$55,6
56 )5
6DZ DFWLRQ LQ HLJKW JDPHV DV D PHPEHU RI WKH VSHFLDO WHDPV KDG WDFNOHV DJDLQVW 0LVVRXUL 7H[DV DQG .DQVDV
+LJK 6FKRRO 7ZR WLPH VHFRQG WHDP DOO VWDWH VHOHFWLRQ ¿UVW WHDP DOO GLVWULFW DQG ¿UVW WHDP $OO (DVW 7H[DV FDXJKW SDVVHV IRU \DUGV DQG VHYHQ 7'V LQ GHVSLWH PLVVLQJ IRXU JDPHV ZLWK DQ LQMXU\ DV D MXQLRU KDG UHFHSWLRQV IRU \DUGV ZLWK 7'V DOVR ZDV FUHGLWHG ZLWK WDFNOHV WZR IXPEOH UHFRYHULHV WKUHH ,17V ZLWK UHWXUQV RI DQG \DUGV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
7KH :UDS XS 8QGHFLGHG RQ D PDMRU
7+( 6221(56 (5,& +803+5(<
25$1*( 7(;$6 :(67 25$1*( 67$5. +,*+ 6&+22/
'$//$6 7(;$6 3$5,6+ (3,6&23$/ +,*+ 6&+22/
'%
<HDU
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
'7
<HDU
6 ($6 21
-$0(6 +$<1(6
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
3URYLGHG GHSWK DW GHIHQVLYH WDFNOH GLG QRW VHH DQ\ JDPH DFWLRQ
5HGVKLUWHG
5HGVKLUWHG
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 5LYDOV FRP D WKUHH VWDU UHFUXLW E\ 6FRXW FRP QDPHG $OO $PHULFDQ E\ 3UHS6WDU UHFRUGHG VL[ LQWHUFHSWLRQV DQG EURNH XS SDVVHV LQ DOVR KDG UXVKLQJ \DUGV UHFHLYLQJ \DUGV DQG HLJKW WRXFKGRZQV RQ RIIHQVH 1R VDIHW\ 5LYDOV FRP 1R FRUQHUEDFN 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R RYHUDOO SOD\HU 5LYDOV FRP WUDFN VWDU ZKR DORQJ ZLWK 7UH\ )UDQNV KHOSHG OHDG KLJK VFKRRO WHDP WR EDFN WR EDFN VWDWH WLWOHV
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ (631 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU 1R GHIHQVLYH WDFNOH 5LYDOV FRP 1R GHIHQVLYH WDFNOH 6FRXW FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP 1R RYHUDOO SOD\HU 5LYDOV FRP
&2$&+,1* 67$))
0HPEHU RI WKH VSHFLDO WHDPV LQ VHYHQ JDPHV WKLV VHDVRQ
7KH :UDS XS +LVWRU\ PDMRU
7+( 6221(56
7KH :UDS XS 6RQ RI 6X]HWWH DQG -DPHV +D\QHV ,,, IDWKHU SOD\HG IRRWEDOO DW :LOH\ &ROOHJH ORYHV ]\GHFR PXVLF DQG FDQ VROYH D UXEL[ FXEH XQGHFLGHG RQ D PDMRU
0,&+$(/ +811,&877 6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 0,&+$(/ +811,&877
'(02175( +8567
5,&+$5'621 7(;$6 3($5&( +,*+ 6&+22/
/$1&$67(5 7(;$6 /$1&$67(5 +,*+ 6&+22/
.
56 )5
<HDU * *6 $WW 0DGH 3FW %ON /RQJ 3$7 3FW DW .DQVDV 6W
+RQRUDEOH PHQWLRQ $OO %LJ E\ FRDFKHV WRRN RYHU DV WHDP¶V VWDUWLQJ NLFNHU LQ WKH WKLUG JDPH RI WKH VHDVRQ EURNH WKH 28 DQG %LJ IUHVKPDQ UHFRUGV ZLWK ¿HOG JRDOV LQ KLV ¿UVW \HDU RI FRPSHWLWLRQ LV RQH ¿HOG JRDO DZD\ IURP WKH 28 VLQJOH VHDVRQ ¿HOG JRDO UHFRUG EHFDPH WKH ¿UVW NLFNHU LQ 28 KLVWRU\ WR NLFN IRXU ¿HOG JRDOV LQ WZR GLIIHUHQW JDPHV ZLWK IRXU HDFK YV .DQVDV DQG ,RZD 6WDWH LV SHUIHFW RQ IRXU NLFNV IURP \DUGV RU ORQJHU FRQQHFWHG RQ D \DUG ¿HOG JRDO DW .DQVDV 6WDWH WKH ORQJHVW LQ WKH %RE 6WRRSV¶ HUD WLHG WKH 28 NLFN VFRULQJ LQ D JDPH UHFRUG ZLWK SRLQWV DW .DQVDV KDV PXOWLSOH ¿HOG JRDOV LQ ¿YH JDPHV DOVR KDG NLFNRIIV ZLWK DQ DYHUDJH RI \DUGV SHU NLFN $FDGHPLF $OO %LJ VHFRQG WHDP 5HGVKLUWHG +LJK 6FKRRO 6WDUWLQJ NLFNHU DQG ZLGH UHFHLYHU DW 3HDUFH +LJK 6FKRRO KDG SRLQWV DV D VHQLRU DQG DV D MXQLRU FRQQHFWHG RQ RI ¿HOG JRDOV KLV ¿QDO WZR VHDVRQV ZLWK D ORQJ RI \DUGV KDG WRXFKEDFNV RQ NLFNRIIV KLV VHQLRU VHDVRQ ZDV D SHUIHFW RQ 3$7V 7KH :UDS XS 6RQ RI 6WHYH DQG 5KRQGD +XQQLFXWW XQGHFLGHG RQ D PDMRU
'% /%
<HDU &DUHHU
* *6
87 $7 7RWDO
--5 5
/RVV 6DFNV ,17 )& )5
6HFRQG WHDP $OO %LJ E\ WKH FRDFKHV OHDGV WKH WHDP ZLWK SDVVHV EURNHQ XS VFRUHG ¿UVW FDUHHU 7' ZLWK D \DUG LQWHUFHSWLRQ UHWXUQ YV 7H[DV ZRUH 1R YV 7H[DV $ 0 KDV DW OHDVW ¿YH WDFNOHV LQ VL[ JDPHV WKLV VHDVRQ UHFRYHUHG D IXPEOH LQ WKH ODVW WZR JDPHV IRUFHG D IXPEOH YV 7XOVD )LUVW \HDU VWDUWLQJ FRUQHUEDFN VHFRQG RQ WKH WHDP ZLWK SDVVHV EURNHQ XS WLHG IRU WHDP OHDG ZLWK WKUHH IRUFHG IXPEOHV LQFOXGLQJ D NH\ PRPHQWXP FKDQJHU LQ WKH %LJ &KDPSLRQVKLS JDPH ¿UVW FDUHHU LQWHUFHSWLRQ FDPH LQ VHDVRQ RSHQHU YV 8WDK 6WDWH FDUHHU KLJK HLJKW WDFNOHV DW 2NODKRPD 6WDWH $FDGHPLF $OO %LJ ¿UVW WHDP %DFNXS FRUQHUEDFN ZKR DOVR VWDUUHG RQ VSHFLDO WHDPV IRXUWK RQ WKH WHDP ZLWK QLQH VSHFLDO WHDPV WDFNOHV KDG D VDFN IRU D ORVV RI \DUGV YV 7H[DV EURNH XS D SDVV DJDLQVW ,GDKR 6WDWH +LJK 6FKRRO 1R RYHUDOO SOD\HU LQ 7H[DV 5LYDOV FRP 1R FRUQHUEDFN LQ WKH QDWLRQ 5LYDOV FRP 1R GHIHQVLYH EDFN LQ WKH QDWLRQ 6FRXW FRP 1R RYHUDOO SOD\HU LQ WKH 6RXWKZHVW 6XSHU3UHS 3UHS6WDU $OO 0LGODQGV 5HJLRQ « KDG WDFNOHV WKUHH IXPEOH UHFRYHULHV RQH IXPEOH FDXVHG DQG ¿YH LQWHUFHSWLRQV ZLWK RQH JRLQJ EDFN IRU D WRXFKGRZQ LQ KLV VHQLRU VHDVRQ « DOVR KDG WZR NLFNRII UHWXUQV IRU WRXFKGRZQV « GLVWULFW 093 7KH :UDS XS 6RQ RI 5KRQGD +XUVW FRPPXQLFDWLRQV PDMRU
'(02175( +8567
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
3%8
7+( 6221(56 *$%( ,.$5'
*$5/$1' 7(;$6 6287+ *$5/$1' +,*+ 6&+22/
2./$+20$ &,7< 2./$ %,6+23 0&*8,11(66 +,*+ 6&+22/
/%
* *6 87 $7
7RWDO
-5
/RVV 6DFNV ,17 )& )5 3%8
%DFNXS OLQHEDFNHU VDZ DFWLRQ LQ JDPHV DQG VWDUWHG DW 2NODKRPD 6WDWH SOD\HG H[WHQVLYHO\ YV 7H[DV $ 0 DQG ¿QLVKHG ZLWK D FDUHHU KLJK HLJKW WDFNOHV KDG IRXU WDFNOHV DW 2NODKRPD 6WDWH 6WDUWHG IRXU JDPHV DW OLQHEDFNHU ZKLOH SOD\LQJ LQ DOO ¿UVW FDUHHU IXPEOH UHFRYHU\ DW %D\ORU ZKLOH RQ SXQW FRYHU OHG WR 28 WRXFKGRZQ
5HGVKLUWHG +LJK 6FKRRO 'DOODV 0RUQLQJ 1HZV ¿UVW WHDP DOO DUHD UDFNHG XS WDFNOHV LQ KLV VHQLRU VHDVRQ IRUFHG D IXPEOH DQG UHFRYHUHG DQRWKHU EORFNHG WZR SXQWV DQG EURNH XS VHYHQ SDVVHV FRDFKHG E\ 0LFNH\ 0RVV 7KH :UDS XS 3DUHQW 7DL +D]RRPH FRPPXQLFDWLRQV PDMRU SURQRXQFHG ,% XK OR\
62
$OO %LJ ¿UVW WHDP E\ $3 DQG FRDFKHV VHFRQG WHDP $FDGHPLF $OO $PHULFDQ $FDGHPLF $OO 'LVWULFW $FDGHPLF $OO %LJ ¿UVW WHDP VWDUWHG DOO JDPHV WKLV VHDVRQ VWDUWHG ¿UVW WKUHH JDPHV DW OHIW JXDUG EHIRUH VOLGLQJ RYHU WR FHQWHU IRU VHYHQ JDPHV LQ SODFH RI DQ LQMXUHG %HQ +DEHUQ UHWXUQHG WR OHIW JXDUG IRU WKH ¿QDO WZR JDPHV RI WKH VHDVRQ KDG NQRFNGRZQV RQ VQDSV OHG DOO LQWHULRU OLQHPDQ LQ EORFNLQJ JUDGHV 6WDUWHG DW OHIW JXDUG LQ WKH ¿QDO JDPHV RI WKH VHDVRQ ZKLOH SOD\LQJ LQ DOO ¿UVW WHDP )UHVKPDQ $OO $PHULFDQ E\ 5LYDOV VHFRQG WHDP )UHVKPDQ $OO $PHULFDQ E\ 3KLO 6WHHOH DQG &ROOHJH)RRWEDOO1HZV FRP KRQRUDEOH PHQWLRQ $OO %LJ E\ $3 KDG NQRFNGRZQV RQ VQDSV KDG D VHDVRQ KLJK NQRFNGRZQV DW 2NODKRPD 6WDWH $FDGHPLF $OO %LJ ¿UVW WHDP ZLWK D *3$ 5HGVKLUWHG
7+( 6221(56
0RYHG WR OLQHEDFNHU GXULQJ IDOO FDPS VDZ DQ LQFUHDVH LQ SOD\LQJ WLPH DV SDVV GHIHQVH VSHFLDOLVW SOD\HG LQ DOO JDPHV UHFRUGHG IRXU WDFNOHV DJDLQVW .DQVDV EURNH XS D SDVV DJDLQVW .DQVDV 6WDWH
2/
&2$&+,1* 67$))
<HDU &DUHHU
6 ($6 21
-26(3+ ,%,/2<(
6($621 5 (9, (:
+LJK 6FKRRO )LUVW WHDP 7XOVD :RUOG $OO 6WDWH 3UHS6WDU $OO 0LGODQGV 5HJLRQ WHDP DFFRXQWHG IRU UHFHSWLRQV IRU \DUGV DQG QLQH WRXFKGRZQV LQ DOVR UHFRUGHG WDFNOHV DQG WZR LQWHUFHSWLRQV LQFOXGLQJ VL[ VDFNV DQG RQH GHIHQVLYH WRXFKGRZQ 2NODKRPDQ ¿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
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 %521621 ,5:,1
.$0((/ -$&.621
0867$1* 2./$ 0867$1* +,*+ 6&+22/
$5/,1*721 7(;$6 6$0 +286721 +,*+ 6&+22/
2/
62
:5 /%
)5 --5 5
%DFNXS RIIHQVLYH OLQHPDQ SOD\HG LQ DOO JDPHV DV D PHPEHU RI WKH VSHFLDO WHDPV KDG NQRFNGRZQV RQ MXVW RIIHQVLYH OLQH VQDSV
<HDU * *6 5HF <GV $YJ
3URYLGHG GHSWK DORQJ WKH RIIHQVLYH OLQH ZKLOH VHHLQJ DFWLRQ LQ HLJKW JDPHV SOD\HG VQDSV ZLWK WZR NQRFNGRZQV YV ,RZD 6WDWH RZQHG D VSRW RQ WKH ¿HOG JRDO WHDP
7UXH IUHVKPDQ SURYLGHG GHSWK LQ WKH UHFHLYLQJ FRUS PDGH KLV ¿UVW FDUHHU VWDUW DW %D\ORU DQG ¿QLVKHG ZLWK WZR FDWFKHV IRU \DUGV FDUHHU KLJKV ZLWK WZR UHFHSWLRQV IRU \DUGV YV ,RZD 6WDWH WZR UHFHSWLRQV IRU \DUGV DW 2NODKRPD 6WDWH KDG RQH NLFN UHWXUQ IRU \DUGV YV %DOO 6WDWH VL[ UHFHSWLRQV IRU \DUGV LQ WKH ¿QDO WKUHH JDPHV RI WKH VHDVRQ
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP QDPHG WR 2NODKRPD &RDFKHV $VVRFLDWLRQ $OO 6WDWH WHDP WZR WLPH PHPEHU RI ERWK 2NODKRPDQ DQG 7XOVD :RUOG $OO 6WDWH WHDPV QDPHG 'LVWULFW $ /LQHPDQ RI WKH <HDU JUDGHG RXW DW SHUFHQW ZLWK SDQFDNHV LQ DOVR VDZ OLPLWHG WLPH RQ WKH GHIHQVLYH OLQH SLFNLQJ XS ¿YH VDFNV KHOSHG SDYH WKH ZD\ IRU DQ RIIHQVH WKDW DYHUDJHG RYHU \DUGV D JDPH WKH ODVW WZR \HDUV 1R SOD\HU LQ 2NODKRPD 6FRXWV FRP 1R SOD\HU LQ 2NODKRPD 5LYDOV FRP 1R RIIHQVLYH JXDUG 5LYDOV FRP 1R RIIHQVLYH JXDUG 6FRXWV FRP 1R RIIHQVLYH JXDUG 7RP /HPPLQJ¶V 0D[3UHSV 1R RYHUDOO SOD\HU 7RP /HPPLQJ¶V 0D[3UHSV 1R RYHUDOO SOD\HU 3UHS6WDU 1R RYHUDOO SOD\HU 5LYDOV FRP 7KH :UDS XS 6RQ RI %XFN DQG 6WDF\ ,UZLQ GDG DQG XQFOH ERWK SOD\HG IRRWEDOO DW WKH 8QLYHUVLW\ RI &HQWUDO 2NODKRPD FDQ MXJJOH SODQV RQ DWWHQGLQJ JUDGXDWH VFKRRO IRU SV\FKRORJ\ IROORZLQJ KLV SOD\LQJ FDUHHU PDMRULQJ LQ SV\FKRORJ\
*$%( ,.$5'
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7' /RQJ .5 <GV /J
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
7+( 6221(56 /$1( -2+1621
&+8/$ 9,67$ &$/,) ($67/$.( +,*+ 6&+22/
*529(721 7(;$6 .,/*25( &2//(*(
'%
* *6
87
$7
7RWDO /RVV 6DFNV
62
,17
)& )5
2/
3%8
+RQRUDEOH PHQWLRQ $OO %LJ E\ $3 DQG FRDFKHV OHG WKH WHDP ZLWK IRXU LQWHUFHSWLRQV WKLUG RQ WKH WHDP ZLWK WDFNOHV IRXUWK RQ WKH WHDP ZLWK WDFNOHV IRU ORVV VWDUWHG RI JDPHV FDUHHU KLJK WKUHH WDFNOHV IRU ORVV YV )ORULGD 6WDWH DV KH ¿QLVKHG ZLWK D WHDP KLJK HLJKW WDFNOHV WLHG DQ 28 VLQJOH JDPH UHFRUG ZLWK WKUHH LQWHUFHSWLRQV YV %DOO 6WDWH SLFNV HQGHG WKUHH FRQVHFXWLYH %68 GULYHV KDG DQ LQWHUFHSWLRQ DQG D VDFN YV 7H[DV WLHG IRU D WHDP KLJK VL[ WDFNOHV YV .DQVDV 6WDWH LQFOXGLQJ RQH VDFN HQGHG WKH UHJXODU VHDVRQ ZLWK QLQH WDFNOHV DW 2NODKRPD 6WDWH KDG QLQH JDPHV ZLWK DW OHDVW ¿YH WDFNOHV
-5
6WDUWHG RI JDPHV DW ULJKW WDFNOH KDG NQRFNGRZQV DJDLQVW .DQVDV GLG QRW SOD\ YV 7XOVD $FDGHPLF $OO %LJ ¿UVW WHDP %HJDQ WKH VHDVRQ DW WLJKW HQG VZLWFKHG WR GHIHQVLYH HQG PLGZD\ WKURXJK WKH VHDVRQ 5HGVKLUWHG $W .LOJRUH &ROOHJH 3OD\HG TXDUWHUEDFN IRU RQH VHDVRQ EHIRUH ZRUNLQJ RXW DW WLJKW HQG LQ WKH VSULQJ RI FRPSOHWHG RI DWWHPSWV IRU \DUGV DQG WKUHH WRXFKGRZQV DOVR KDG FDUULHV IRU \DUGV DQG RQH 7' +LJK 6FKRRO 3OD\HG TXDUWHUEDFN DQG ZDV DQ KRQRUDEOH PHQWLRQ DOO VWDWH VHOHFWLRQ DW WKH SRVLWLRQ QDPHG DOO GLVWULFW DOVR FRPSHWHG LQ WUDFN ¿QLVKLQJ IRXUWK LQ WKH VKRW SXW DW WKH 7H[DV 6WDWH &KDPSLRQVKLSV
7+( 6221(56
%LJ 'HIHQVLYH )UHVKPDQ RI WKH <HDU ¿UVW WHDP )UHVKPDQ $OO $PHULFDQ E\ 7KH 6SRUWLQJ 1HZV DQG &ROOHJH)RRWEDOO1HZV FRP VWDUWHG QLQH RI JDPHV DV D ¿IWK GHIHQVLYH EDFN KDG D FDUHHU KLJK WDFNOHV DW &LQFLQQDWL EURNH XS WKUHH SDVVHV DJDLQVW )ORULGD 6WDWH KDG RQH VDFN YV 1HEUDVND UHFRYHUHG D IXPEOH DJDLQVW 0LVVRXUL SLFNHG RII D SDVV DW %D\ORU KDG D \DUG LQWHUFHSWLRQ UHWXUQ IRU D WRXFKGRZQ LQ WKH )LHVWD %RZO YLFWRU\
&2$&+,1* 67$))
<HDU &DUHHU
6 ($6 21
721< -())(5621
7KH :UDS XS 5RWDWHG EHWZHHQ RIIHQVLYH WDFNOH DQG GHIHQVLYH HQG GXULQJ WKH VSULQJ RI KDV DGGHG RYHU SRXQGV VLQFH DUULYLQJ DW 28 KXPDQ UHODWLRQV PDMRU
6($621 5 (9, (:
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ (631 5LYDOV FRP DQG 6FRXW FRP VHOHFWHG WR SDUWLFLSDWH LQ WKH 8 6 $UP\ $OO $PHULFDQ JDPH ¿QLVKHG ZLWK WDFNOHV WDFNOHV IRU ORVV IRXU VDFNV WZR IXPEOHV FDXVHG DQG WZR IXPEOHV UHFRYHUHG LQ KDG \DUGV UXVKLQJ IRU WRXFKGRZQV LQ UHFRUGHG WDFNOHV DQG WKUHH LQWHUFHSWLRQV LQ QDPHG ¿UVW WHDP DOO VWDWH DV D VRSKRPRUH DOO &,) DOO OHDJXH DQG 'HIHQVLYH 3OD\HU RI WKH <HDU 1R VDIHW\ 5LYDOV FRP 1R DWKOHWH 7RP /HPPLQJ¶V 0D[3UHSV 1R RXWVLGH OLQHEDFNHU 6FRXW FRP 1R SOD\HU LQ &DOLIRUQLD 5LYDOV FRP 1R SOD\HU LQ &DOLIRUQLD 6FRXW FRP 1R RYHUDOO SOD\HU (631 FRP 1R RYHUDOO SOD\HU 5LYDOV FRP 1R RYHUDOO SOD\HU 3UHS6WDU 1R RYHUDOO SOD\HU 7RP /HPPLQJ¶V 0D[3UHSV 7KH :UDS XS 6RQ RI 7RQ\ DQG $GULD -HIIHUVRQ IDWKHU ZDV DQ 2O\PSLF ER[HU FRPPXQLFDWLRQV PDMRU
+,6725<
721< -())(5621
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 -$59,6 -21(6
.(//(1 -21(6
5,&+021' 7(;$6 /68
+286721 7(;$6 67 3,86 ; +,*+ 6&+22/
2/
65
/%
)5 --5 5
%DFNXS RIIHQVLYH OLQHPDQ SOD\HG LQ ¿YH JDPHV KDG IRXU NQRFNGRZQV RQ VQDSV SOD\HG
<HDU
5RWDWHG DW OHIW WDFNOH VWDUWLQJ IRXU JDPHV LQFOXGLQJ WKH ODVW WKUHH OHG WHDP LQ NQRFNGRZQV YV )ORULGD 6WDWH $LU )RUFH DQG ,RZD 6WDWH KDG D WHDP VLQJOH JDPH KLJK RI NQRFNGRZQV YV ,RZD 6WDWH SOD\HG D WRWDO RI VQDSV ZLWK NQRFNGRZQV
3OD\HG LQ JDPHV DV D EDFNXS OLQHEDFNHU DQG VSHFLDO WHDPV FRQWULEXWRU KDG WZR WDFNOHV YV 7H[V 7HFK %D\ORU DQG ,RZD 6WDWH
$OO %LJ KRQRUDEOH PHQWLRQ E\ $3 VDZ DFWLRQ LQ QLQH JDPHV EHIRUH VXIIHULQJ D VHDVRQ HQGLQJ KHHO LQMXU\ DW 1HEUDVND VWDUWHG WKH VHDVRQ RSHQHU YV %<8 DW ULJKW JXDUG EHIRUH PRYLQJ WR VWDUWLQJ ULJKW WDFNOH WKH QH[W ¿YH JDPHV VDZ D WRWDO RI VQDSV ZLWK NQRFNGRZQV KDG NQRFNGRZQV HDFK DJDLQVW %<8 0LDPL DQG %D\ORU 5HGVKLUWHG ZKLOH VLWWLQJ RXW 1&$$ PDQGDWHG \HDU DIWHU WUDQVIHUULQJ IURP /68 $W /68 6DZ DFWLRQ DW ERWK WDFNOH DQG JXDUG LQ D EDFNXS UROH GXULQJ KLV IUHVKPDQ VHDVRQ SOD\HG LQ VHYHQ JDPHV LQFOXGLQJ WKH ¿UVW WKUHH JDPHV RI WKH \HDU VHUYHG DV WKH 7LJHUV¶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¿QDO EHUWK LQ WKH SOD\RIIV HDUQHG ¿UVW WHDP DOO GLVWULFW KRQRUV RQ WKH RIIHQVLYH OLQH DIWHU UHFRUGLQJ SDQFDNH EORFNV DQG JLYLQJ XS QR VDFNV DV D MXQLRU FRDFKHG E\ /\GHOO :LOVRQ 7KH :UDS 8S )XOO QDPH LV -DUYLV ,VLDKD -RQHV SDUHQWV DUH 'DUUHOO -RQHV DQG $QJHOD 0D\EHUU\ KDV RQH VLEOLQJ .ZDQ]D VRFLRORJ\ PDMRU
/$1'5< -2 1(6
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
+LJK 6FKRRO +DG WDFNOHV IRU ORVV DQG HLJKW VDFNV DV D VHQLRU FROOHFWHG WDFNOHV 7)/V VL[ VDFNV WKUHH IRUFHG IXPEOHV WKUHH IXPEOH UHFRYHULHV DQG RQH LQWHUFHSWLRQ DV D MXQLRU 1R PLGGOH OLQHEDFNHU E\ 6FRXW FRP 1R LQVLGH OLQHEDFNHU E\ 5LYDOV FRP 1R SOD\HU LQ VWDWH RI 7H[DV E\ 5LYDOV FRP 1R RXWVLGH OLQHEDFNHU E\ (631 FRP ¿UVW WHDP DOO GLVWULFW DQG DOO VWDWH DV D MXQLRU DQG VHQLRU GLVWULFW SOD\HU RI WKH \HDU DV D VHQLRU VHOHFWHG WR SDUWLFLSDWH IRU WKH 8 6 8 1DWLRQDO 7HDP LQ 8 6 YV :RUOG 7HDP FRPSHWLWLRQ DI¿OLDWHG ZLWK 86$ )RRWEDOO 7KH :UDS XS 6RQ RI 6HDQ DQG $QGUHD -RQHV XQGHFLGHG RQ D PDMRU
7+( 6221(56 '$9,' .,1*
$57(6,$ 1 0 $57(6,$ +,*+ 6&+22/
+286721 7(;$6 675$.( -(68,7 35(3 +,*+ 6&+22/
4%
'(
-5
3FW <GV $YJ JDPH 7' ,17 5 <GV
6DPP\ %DXJK $ZDUG ZLQQHU KRQRUDEOH PHQWLRQ $OO $PHULFDQ E\ 6SRUWV ,OOXVWUDWHG $OO %LJ ¿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¶V ZLQ RYHU &RQQHFWLFXW
-5
6DFNV ,17 )& )5 3%8
7KLUG GHIHQVLYH HQG RQ WKH VTXDG SOD\HG LQ DOO JDPHV ZKLOH VWDUWLQJ IRXU HDUQHG D VWDUW DV WKH WKLUG '( YV )ORULGD 6WDWH LQ 28¶V GHIHQVH VWDUWHG YV 7H[DV DQG UHWXUQHG D IXPEOH \DUGV IRU D WRXFKGRZQ SLFNHG XS WKLUG VWDUW RI WKH VHDVRQ DW .DQVDV DQG ¿QLVKHG ZLWK D FDUHHU KLJK IRXU WDFNOHV ¿OOHG WKH KROH OHIW E\ DQ LQMXUHG 5RQQHOO /HZLV LQ WKH VHDVRQ¶V ¿QDO WZR JDPHV LQFOXGLQJ D VWDUW DW 2NODKRPD 6WDWH KDG VDFNV DJDLQVW 0LVVRXUL DQG %D\ORU FDUHHU KLJK IRXU WDFNOHV YV .DQVDV DQG %D\ORU $FDGHPLF $OO %LJ VHFRQG WHDP 6WDUWHG WKH ¿UVW WKUHH JDPHV RI WKH VHDVRQ DW GHIHQVLYH HQG KDG ¿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
6($621 5 (9, (:
%LJ 2IIHQVLYH )UHVKPDQ RI WKH <HDU KRQRUDEOH PHQWLRQ E\ OHDJXH¶V FRDFKHV DQG $OO %LJ )UHVKPDQ E\ (631 FRP EHFDPH VWDUWHU DIWHU 6DP %UDGIRUG ZHQW RXW ZLWK DQ LQMXU\ HDUQHG ¿UVW FDUHHU VWDUW DJDLQVW ,GDKR 6WDWH DQG UHVSRQGHG ZLWK WKUHH WRXFKGRZQ SDVVHV KLV SDVVLQJ \DUGV LQ WKH 6XQ %RZO YV 6WDQIRUG VHW D 6RRQHU ERZO UHFRUG DQG UDWHG DV WKH VHFRQG EHVW WRWDO LQ 6XQ %RZO KLVWRU\ FRPSOHWHG RI SDVVHV ZLWK WKUHH WRXFKGRZQV DQG RQH LQWHUFHSWLRQ DJDLQVW WKH &DUGLQDO WKUHZ D VFKRRO UHFRUG VL[ WRXFKGRZQ SDVVHV DJDLQVW 7XOVD SUHYLRXV PDUN RI ¿YH ZDV KHOG E\ WZR +HLVPDQ ZLQQHUV 6DP %UDGIRUG DQG -DVRQ :KLWH DQG D +HLVPDQ UXQQHU XS -RVK +HXSHO KDG VL[ JDPHV ZLWK PXOWLSOH WRXFKGRZQ SDVVHV OHG DOO IUHVKPHQ QDWLRQDOO\ ZLWK 7' SDVVHV DQG SDVVLQJ \DUGV HFOLSVHG 6DP %UDGIRUG¶V IUHVKPDQ SDVVLQJ \DUGV PDUN DW 28 SUHYLRXV EHVW ZDV \DUGV WKUHZ IRU \DUGV DJDLQVW 7H[DV $ 0 YV 7XOVD
* *6 87 $7 7RWDO /RVV
7+( 6221(56
0DQQLQJ $ZDUG ¿QDOLVW RZQV SURJUDP SDVVLQJ UHFRUGV 28¶V DOO WLPH SDVVLQJ OHDGHU ZLWK FDUHHU \DUGV 1R RQ DOO WLPH %LJ FDUHHU SDVVLQJ OLVW KDV QLQH FDUHHU \DUG SDVVLQJ JDPHV DQG \DUG JDPHV WKUHZ ¿YH 7'V YV %DOO 6WDWH 7H[DV 7HFK DQG .DQVDV 6WDWH JLYLQJ KLP VL[ FDUHHU JDPHV ZLWK DW OHDVW ¿YH SDVVLQJ 7'V WKUHZ IRU \DUGV LQ WKH ¿UVW KDOI YV 7H[DV EHIRUH ¿QLVKLQJ ZLWK \DUGV DQG WKUHH 7'V ZLWK QR LQWHUFHSWLRQV YV WKH /RQJKRUQV QDPHG WKH %LJ 2IIHQVLYH 3OD\HU RI WKH :HHN IROORZLQJ WKH SHUIRUPDQFH KDV WKURZQ IRU RYHU \DUGV LQ DQ 28 UHFRUG ¿YH JDPHV WKLV VHDVRQ EURNH WKH 2NODKRPD VLQJOH JDPH SDVVLQJ UHFRUG ZLWK \DUGV YV .DQVDV 6WDWH DOVR D UHFRUG IRU DQ RSSRVLQJ SOD\HU LQ %LOO 6Q\GHU )DPLO\ 6WDGLXP EURNH WKH 28 FDUHHU SDVVLQJ 7'V PDUN ZLWK ¿YH 7'V YV WKH :LOGFDWV QDPHG WKH %LJ 2IIHQVLYH 3OD\HU RI WKH :HHN IROORZLQJ WKH SHUIRUPDQFH KDV WKURZQ PXOWLSOH 7'V LQ VHYHQ JDPHV WKLV VHDVRQ
<HDU &DUHHU
&2$&+,1* 67$))
<HDU * *6 &RPS $WW &DUHHU
6 ($6 21
/$1'5< -21(6
7KH :UDS XS +XPDQ UHODWLRQV PDMRU KDV DGGHG SRXQGV
5HGVKLUWHG
+,6725<
+LJK 6FKRRO 3DUDGH $OO $PHULFDQ SOD\HG LQ WKH 8QGHU $UPRXU (631 $OO $PHULFDQ JDPH VHFRQG WHDP PXOWL SXUSRVH $OO $PHULFDQ E\ ($ 6SRUWV VHOHFWHG DV 1HZ 0H[LFR *DWRUDGH 3OD\HU RI WKH <HDU IQDOLVW IRU WKH -RH 0RQWDQD 4XDUWHUEDFN RI WKH <HDU DZDUG D PHPEHU RI ERWK WKH DQG 1HZ 0H[LFR DOO VWDWH WHDPV WKUHZ IRU \DUGV RQ SDVV DWWHPSWV DQG 7'V ZLWK RQO\ LQWHUFHSWLRQV RQ KLV ZD\ WR D VWDWH WLWOH LQ IROORZHG D VHDVRQ LQ ZKLFK KH WKUHZ IRU \DUGV DQG VFRUHV RQ KLV ZD\ WR KLV ¿UVW VWDWH WLWOH LQ DOVR UXVKHG IRU \DUGV DQG QLQH VFRUHV LQ FRDFKHG E\ &RRSHU +HQGHUVRQ 7KH :UDS XS 3DUHQWV .HOO\H DQG .HYLQ -RQHV HQJDJHG SULRU WR WKH VHDVRQ WR 2NODKRPD ZRPHQ¶V EDVNHWEDOO SOD\HU :KLWQH\ +DQG PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 5211(// /(:,6
75$9,6 /(:,6
'(:$5 2./$ '(:$5 +,*+ 6&+22/
6$1 $1721,2 7(;$6 52%(57 ( /(( +,*+ 6&+22/
'(
<HDU &DUHHU
* *6
87
$7
7RWDO /RVV 6DFNV
,17
-5
)&
)5
/%
3%8
6WDUWHU DW GHIHQVLYH HQG LQ QLQH RI WKH ¿UVW JDPHV $OO %LJ ¿UVW WHDP E\ FRDFKHV DQG VHFRQG WHDP E\ $3 PLVVHG WKH ¿QDO WZR JDPHV RI WKH VHDVRQ ZLWK D NQHH LQMXU\ KDG DW OHDVW ¿YH WDFNOHV LQ QLQH JDPHV FDUHHU KLJK QLQH WDFNOHV YV 7H[DV $ 0 FDUHHU KLJKV LQ WDFNOHV IRU ORVV DQG VDFNV YV 7H[DV SLFNHG RII VHFRQG FDUHHU SDVV YV 7H[DV $ 0 QDPHG WKH %LJ 'HIHQVLYH 3OD\HU RI WKH :HHN IROORZLQJ WKH SHUIRUPDQFH KDG WDFNOHV RQ 28¶V NLFNRII WHDP 6KLIWHG WR D GHIHQVLYH HQG OLQHEDFNHU K\EULG SRVLWLRQ VWDUWHG WKH ¿QDO IRXU JDPHV FROOHFWHG FDUHHU KLJK HLJKW WDFNOHV DW 2NODKRPD 6WDWH IROORZHG XS WKDW SHUIRUPDQFH ZLWK VHYHQ WDFNOHV YV 1HEUDVND UHWXUQHG ¿UVW FDUHHU LQWHUFHSWLRQ \DUGV IRU D WRXFKGRZQ DW %D\ORU KDG VDFNV YV 8WDK 6WDWH 1HEUDVND &LQFLQQDWL DQG 8&RQQ UHFRYHUHG D IXPEOH YV 8WDK 6WDWH (QUROOHG LQ WKH VSULQJ RI WLHG IRU WHDP OHDG ZLWK $XVWLQ %R[ ZLWK VSHFLDO WHDPV WDFNOHV PDGH VWDUW LQ 6XQ %RZO DJDLQVW 6WDQIRUG DQG ¿QLVKHG ZLWK ZLWK VL[ WDFNOHV IRU ORVV RQH IXPEOH IRUFHG DQG RQH SDVV GHÀHFWLRQ UHFRUGHG D VDIHW\ ZLWK D VDFN LQ WKH HQG ]RQH DJDLQVW ,GDKR 6WDWH ¿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¿QJHU 6XSHU3UHS $OO $PHULFDQ « 3UHS6WDU $OO $PHULFDQ WRS QDWLRQDOO\ « ¿UVW WHDP 7XOVD :RUOG $OO 6WDWH « XQDQLPRXV ¿UVW WHDP 2NODKRPD DOO VWDWH RQ ERWK VLGHV RI WKH EDOO « VHOHFWHG WR SDUWLFLSDWH LQ WKH (631 8QGHU $UPRU $OO 6WDU JDPH « QDPHG ¿UVW VPDOO VFKRRO 0U )RRWEDOO 2NODKRPD « UXVKHG IRU \DUGV RQ UXVKHV ZLWK WRXFKGRZQV LQ DORQJ ZLWK WDFNOHV « SLFNHG RII SDVVHV RQ GHIHQVH DQG DGGHG \DUGV DQG UXVKLQJ WRXFKGRZQV DV D MXQLRU 7KH :UDS XS 0DGH WKH WUDQVLWLRQ IURP HLJKW PDQ IRRWEDOO LQ KLJK VFKRRO WR PDQ RQ WKH FROOHJLDWH OHYHO PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
<HDU &DUHHU
* *6
87
65 --5 5
$7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
28¶V VHFRQG OHDGLQJ WDFNOHU VHFRQG WHDP $OO %LJ E\ $3 DQG FRDFKHV PLVVHG VHDVRQ RSHQHU ZLWK D EURNHQ IRRW UHWXUQHG YV )ORULGD 6WDWH DQG ¿QLVKHG ZLWK D WHDP KLJK HLJKW WDFNOHV KDV FDUHHU VWDUWV WKH PRVW HYHU E\ DQ 28 OLQHEDFNHU KDV FDUHHU WDFNOHV WKH WKLUG EHVW WRWDO LQ 28 KLVWRU\ ZRUH 1R YV 7H[DV OHG WKH WHDP ZLWK QLQH WDFNOHV DW .DQVDV LV 1R RQ WKH %LJ ¶V FDUHHU WDFNOHV FKDUW KLW GRXEOH GLJLWV LQ WDFNOHV IRU WKH ¿UVW WLPH WKLV VHDVRQ ZLWK VWRSV DJDLQVW 7H[DV 7HFK IRUFHG IXPEOHV YV %DOO 6WDWH DQG 2NODKRPD 6WDWH UHWXUQHG QLQWK FDUHHU LQWHUFHSWLRQ \DUGV YV ,RZD 6WDWH $FDGHPLF $OO %LJ ¿UVW WHDP 6WDUWLQJ ZHDNVLGH OLQHEDFNHU LQ DOO JDPHV $OO %LJ VHFRQG WHDP E\ $3 DQG FRDFKHV WHDP¶V OHDGLQJ WDFNOHU ZLWK VWRSV WKLUG RQ WKH WHDP ZLWK WKUHH LQWHUFHSWLRQV SURGXFHG WKUHH WDNHDZD\V LQ WKH %LJ &KDPSLRQVKLS YV 1HEUDVND ZLWK RQH LQWHUFHSWLRQ DQG WZR IXPEOH UHFRYHULHV GRXEOH GLJLW WDFNOHV LQ IRXU JDPHV ,RZD 6WDWH $LU )RUFH 7H[DV 8&RQQ $FDGHPLF $OO %LJ VHFRQG WHDP $OO %LJ ¿UVW WHDP E\ WKH FRDFKHV DQG VHFRQG WHDP E\ $3 $OO %LJ $FDGHPLF VHFRQG WHDP WHDP¶V OHDGLQJ WDFNOHU IRU WKH VHFRQG FRQVHFXWLYH \HDU 2NODKRPD¶V OHDGLQJ WDFNOHU LQ VHYHQ JDPHV KDG GRXEOH GLJLW WDFNOHV LQ ¿YH JDPHV OHG DOO OLQHEDFNHUV ZLWK WDFNOHV IRU ORVV IRUFHG D IXPEOH DJDLQVW ,GDKR 6WDWH DQG SLFNHG RII D SDVV YV 7XOVD UHJLVWHUHG QLQH WDFNOHV DQG RQH LQWHUFHSWLRQ LQ 6XQ %RZO ZLQ RYHU 6WDQIRUG %LJ 'HIHQVLYH 1HZFRPHU RI WKH <HDU E\ WKH $3 DQG %LJ 'HIHQVLYH )UHVKPDQ RI WKH <HDU E\ WKH FRDFKHV $OO %LJ ¿UVW WHDP E\ WKH $3 DQG VHFRQG WHDP E\ WKH FRDFKHV $OO %LJ $FDGHPLF ¿UVW WHDP EURNH %ULDQ %RVZRUWK¶V IUHVKPDQ VHDVRQ WDFNOHV UHFRUG RI WLHG %RVZRUWK¶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¶ EHVW EHQFK SUHVV SRXQGV VRFLRORJ\ PDMRU
7+( 6221(56 -867,1 0&&$<
-(1.6 2./$ -(1.6 +,*+ 6&+22/
6+$:1(( 0,66,21 .$1 %,6+23 0,(*( +,*+ 6&+22/
'%
62
%DFNXS FRUQHUEDFN SOD\HG LQ JDPHV ZLWK VWDUWV DJDLQVW 0LVVRXUL DQG 7H[DV 7HFK KDG D FDUHHU KLJK VHYHQ WDFNOHV YV 7H[DV 7HFK $ EDFNXS FRUQHUEDFN ZKR SOD\HG LQ VHYHQ JDPHV UHFRYHUHG D IXPEOH DQG EURNH XS D SDVV YV )ORULGD 6WDWH 5HGVKLUWHG
56 )5
7' /RQJ .5 <GV /J
%DFNXS ZLGH UHFHLYHU VDZ DFWLRQ DJDLQVW %DOO 6WDWH .DQVDV DQG .DQVDV 6WDWH 5HGVKLUWHG +LJK 6FKRRO $ ¿YH VWDU UHFUXLW E\ 6FRXW FRP D IRXU VWDU UHFUXLW E\ (631 DQG 5LYDOV FRP QDPHG WR WKH +RYSHQ 6SRUWV 5LYDOV FRP $OO 6WDWH WHDP DOVR QDPHG WR WKH .DQVDV )RRWEDOO &RDFKHV $VVRFLDWLRQ $OO 6WDWH WHDP QDPHG ¿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¶V 0D[3UHSV 1R ZLGH UHFHLYHU 6FRXW FRP 1R RYHUDOO SOD\HU 3UHS6WDU 1R RYHUDOO SOD\HU 5LYDOV FRP 1R RYHUDOO SOD\HU 7RP /HPPLQJ¶V 0D[3UHSV 1R RYHUDOO SOD\HU (631 FRP
7KH :UDS XS 6RQ RI )HOLFLD 'LDQH :KLWH DQG WKH ODWH 5REHUW 6WHYHQ 0F&D\ IDWKHU SOD\HG FROOHJLDWH EDVNHWEDOO DW 5XVV &ROOHJH LQ 0LVVLVVLSSL OLVWV WKH SDVVLQJ RI KLV IDWKHU DV WKH HYHQW WKDW PRVW VKDSHG KLV OLIH XQGHFLGHG RQ D PDMRU
6($621 5 (9, (:
7KH :UDS XS 6RQ RI 7\URQH DQG 5RQGD /\QQQ KXPDQ UHODWLRQV PDMRU
7+( 6221(56
+LJK 6FKRRO 6XSHU3UHS $OO $PHULFDQ VHOHFWHG WR SDUWLFLSDWH LQ WKH $UP\ $OO $PHULFDQ JDPH VHOHFWHG WR $OO 86$ ¿UVW WHDP GHIHQVH VHOHFWHG ¿UVW WHDP $OO )RRWEDOO E\ 9\SH +LJK 6FKRRO 6SRUWV 2NODKRPDQ ¿UVW WHDP $OO 6WDWH 7XOVD :RUOG ¿UVW WHDP $OO 6WDWH OHG WHDP WR WKH &ODVV $ 6WDWH &KDPSLRQVKLS KDV D LQFK YHUWLFDO MXPS UHFRUGHG WDFNOHV VROR KLV VHQLRU \HDU UHFRUGHG WDFNOHV IRU ORVV VHQLRU VHDVRQ 1R FRUQHUEDFN 6FRXW FRP 1R SOD\HU LQ 2NODKRPD 5LYDOV FRP 1R GHIHQVLYH EDFN 6XSHU3UHS 1R FRUQHUEDFN 5LYDOV FRP 1R GHIHQVLYH EDFN (631 FRP 1R RYHUDOO SOD\HU 6FRXW FRP 1R RYHUDOO SOD\HU $WKORQ 1R RYHUDOO SOD\HU 6XSHU3UHS 1R RYHUDOO SOD\HU 3UHS6WDU 1R RYHUDOO SOD\HU 5LYDOV FRP 1R RYHUDOO SOD\HU (P¿QJHU 1R RYHUDOO SOD\HU (631 FRP
<HDU * *6 5HF <GV $YJ
&2$&+,1* 67$))
<HDU * *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8 &DUHHU
:5
6 ($6 21
*$%( /<11
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 6+(/'21 0&&/$,1
-$0$5.86 0&)$5/$1'
&,%2/2 7(;$6 %<521 0 67((/( +,*+ 6&+22/
/8).,1 7(;$6 /8).,1 +,*+ 6&+22/
:5
<HDU * *6 5HF <GV $YJ
56 )5
7' /RQJ .5 <GV /J
3URYLGHG YDOXDEOH GHSWK DW ZLGH UHFHLYHU
'7 /%
<HDU &DUHHU
* *6 87 $7 7RWDO /RVV
-5
6DFNV ,17 )& )5 3%8
5HGVKLUWHG +LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ (631 D WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU KDG FDWFKHV IRU \DUGV DYJ DQG WKUHH WRXFKGRZQV LQ PLVVHG WKH VHDVRQ GXGH D NQHH LQMXU\ 1R ZLGH UHFHLYHU 6FRXW FRP 1R ZLGH UHFHLYHU 5LYDOV FRP
7KH :UDS XS 6RQ RI /XWKHU DQG 'LDQD 0F&ODLQ OLVWV +XUULFDQH .DWULQD DV WKH HYHQW WKDW PRVW VKDSHG KLV OLIH DV KH ÀHG *UHWQD /RXLVLDQD IRU 7H[DV KLJK VFKRRO WHDPPDWH RI IUHVKPDQ 0DUTXLV $QGHUVRQ SUH PHG PDMRU
6WDUWHG DW GHIHQVLYH WDFNOH LQ VL[ JDPHV DQG SOD\HG LQ DOO JDPHV VHDVRQ KLJK WKUHH WDFNOHV YV 7H[DV 7HFK UHJLVWHUHG D KDOI VDFN DW %D\ORU ZRUH 1R YV ,RZD 6WDWH $FDGHPLF $OO %LJ ¿UVW WHDP 6WDUWHG WKUHH JDPHV DW GHIHQVLYH WDFNOH ZKLOH SOD\LQJ LQ DOO KDG ¿UVW FDUHHU VDFN YV ,RZD 6WDWH ¿QLVKLQJ ZLWK RQ WKH GD\ FDUHHU KLJK ¿YH WDFNOHV LQFOXGLQJ WZR IRU ORVV YV 7H[DV 7HFK $FDGHPLF $OO %LJ ¿UVW WHDP $ EDFNXS GHIHQVLYH WDFNOH LQ KLV ¿UVW \HDU ZLWK WKH SURJUDP SOD\HG LQ VHYHQ JDPHV KDG D FDUHHU KLJK WZR WDFNOHV LQ WKUHH JDPHV KDG D FDUHHU KLJK VDFNV DJDLQVW 7H[DV $ 0 DOVR KDG D VDFN DJDLQVW 7H[DV 7HFK $OO %LJ IUHVKPDQ WHDP E\ (631 FRP +LJK 6FKRRO 1R RYHUDOO SOD\HU LQ WKH QDWLRQ (P¿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« 3DUDGH 0DJD]LQH $OO $PHULFD WRS OLQHPDQ QDWLRQDOO\ « ¿UVW WHDP DOO FODVV DOO VWDU ³6XSHU 7HDP´ FRPSLOHG E\ 7H[DV )RRWEDOO 0DJD]LQH « VHFRQG WHDP 7H[DV DOO VWDWH VHOHFWLRQ« QDPHG 7H[DV $FDGHPLF DOO VWDWH « VHOHFWHG WR SDUWLFLSDWH LQ WKH $UP\ $OO $PHULFDQ JDPH « DFFRXQWHG IRU WDFNOHV WDFNOHV IRU ORVV DQG IRXU VDFNV LQ « EHQFK SUHVVHG SRXQGV DQG VTXDWWHG « KDV D 7KH :UDS XS 6RQ RI .DVKHPH\LD $GDPV DQG /OR\G 0F)DUODQG KXPDQ UHODWLRQV PDMRU
-$0$5.86 0&)$5/$1'
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 75(< 0,//$5'
086.2*(( 2./$ 086.2*(( +,*+ 6&+22/
&2/80%,$ 02 52&. %5,'*( +,*+ 6&+22/
'7
-5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
0HPEHU RI WKH GHIHQVLYH WDFNOH URWDWLRQ VWDUWHG WKUHH JDPHV ZKLOH SOD\LQJ LQ ZRUH 1R DW .DQVDV 6WDWH PDGH ¿UVW VWDUW RI VHDVRQ YV 7H[DV 7HFK DQG ¿QLVKHG ZLWK IRXU WDFNOHV LQFOXGLQJ RQH VDFN 6WDUWHG RI JDPHV DW GHIHQVLYH WDFNOH OHG DOO '7V ZLWK HLJKW WDFNOHV DJDLQVW $LU )RUFH KDG D FDUHHU KLJK WZR WDFNOHV IRU ORVV DW &LQFLQQDWL
5HGVKLUWHG
7KH :UDS XS 3DUHQWV 6WDF\ DQG 6DEULQD 0F*HH KXPDQ UHODWLRQV PDMRU
$YJ 7'
/J 5HF $YJ W W
62
7'
/J
9HUVDWLOH IXOOEDFN KDG D WRWDO RI RIIHQVLYH WRXFKHV $OO %LJ ¿UVW WHDP E\ FRDFKHV KDG D FDUHHU ORQJ \DUG UXQ IRU D WRXFKGRZQ DW .DQVDV 6WDWH DOVR KDG D ¿YH \DUG 7' UXVK DW %D\ORU KDG D WKUHH \DUG WRXFKGRZQ UHFHSWLRQ YV 7H[DV 7HFK OHDGV WKH WHDP ZLWK VSHFLDO WHDPV WDFNOHV $FDGHPLF $OO %LJ ¿UVW WHDP $FDGHPLF $OO 'LVWULFW 7UXH IUHVKPDQ ZDV 6RRQHUV¶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
6($621 5 (9, (:
+LJK 6FKRRO 6HOHFWHG WR 7XOVD :RUOG DQG 7KH 2NODKRPDQ DOO VWDWH WHDPV 0XVNRJHH 3KRHQL[¶V 'HIHQVLYH 3OD\HU RI WKH <HDU UHFRUGHG WDFNOHV KLV VHQLRU VHDVRQ ZLWK JRLQJ IRU D ORVV LQFOXGLQJ VL[ VDFNV DOVR UHJLVWHUHG WZR LQWHUFHSWLRQV HLJKW EDWWHG SDVVHV DQG WKUHH IRUFHG IXPEOHV UDFNHG XS WDFNOHV IRU D ORVV DQG VDFNV IRU KLV FDUHHU WRWDOHG VL[ LQWHUFHSWLRQV DQG EURNHQ XS SDVVHV IRU KLV FDUHHU FRDFKHG E\ 0DWW +HQQHVH\
<HDU * *6 5XVKLQJ &DUHHU
7+( 6221(56
$ UHVHUYH GHIHQVLYH OLQHPDQ ZKR VDZ DFWLRQ LQ WZR JDPHV UHFRUGHG D ORQH WDFNOH DJDLQVW ,GDKR 6WDWH ZRUNHG DV D UHVHUYH RIIHQVLYH OLQHPDQ SULRU WR WKH ODVW WZR JDPHV DIWHU 28¶V UDQNV ZHUH WKLQQHG E\ LQMXULHV
)%
&2$&+,1* 67$))
<HDU &DUHHU
6 ($6 21
67$&< 0&*((
7KH :UDS XS 6RQ RI 5RE DQG -R\ 0,OODUG SOD\HG VRFFHU XQWLO HLJKWK JUDGH EHIRUH SLFNLQJ XS WKH VSRUW RI IRRWEDOO PRWKHU LV WKH KHDG RI WKH FRQIHUHQFH GHSDUWPHQW DW WKH 8QLYHUVLW\ RI 0LVVRXUL EURWKHU .\ SOD\HG IRRWEDOO DW :HVWPLQVWHU &ROOHJH LQ 0LVVRXUL FRXVLQ - ' *DVSDURYLF SOD\HG PHQ¶V YROOH\EDOO DW %DOO 6WDWH SV\FKRORJ\ PDMRU
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 '(-8$1 0,//(5
0$56+$// 086,/
0(78&+(1 1 - 0(78&+(1 +,*+ 6&+22/
/$ &5266( .$1 /$ &5266( +,*+ 6&+22/
:5
<HDU &DUHHU
* *6
5HF <GV
65
$YJ 7' /RQJ YV &KDWWDQRRJD YV %D\ORU YV &LQFLQQDWL DW .DQVDV 6WDWH WZLFH
3OD\HG LQ DOO JDPHV ZKLOH VWDUWLQJ IRXU KDG UHFHSWLRQV LQ HLJKW JDPHV VHDVRQ EHVW VHYHQ UHFHSWLRQV IRU \DUGV YV ,RZD 6WDWH KDG WKUHH FDWFKHV IRU \DUGV DW .DQVDV 6WDWH LQFOXGLQJ KLV ORQH WRXFKGRZQ RI WKH VHDVRQ 9DOXDEOH PHPEHU RI WKH WHDP¶V UHFHLYLQJ FRUSV IRU WKH ¿UVW VL[ JDPHV XQWLO VXIIHULQJ D VHDVRQ HQGLQJ NQHH LQMXU\ KDG D VHDVRQ EHVW ¿YH UHFHSWLRQV YV 7H[DV :RUNHG KLV ZD\ LQWR WKH ZLGH UHFHLYHU URWDWLRQ DQG ¿QLVKHG WKLUG RQ WKH WHDP LQ UHFHSWLRQV ¿UVW FDUHHU VWDUW DJDLQVW %D\ORU UHVXOWHG LQ ¿YH FDWFKHV IRU \DUGV SRVWHG FDUHHU KLJKV ZLWK QLQH UHFHSWLRQV DQG \DUGV DJDLQVW .DQVDV 6WDWH DOVR KDXOHG LQ ¿UVW FDUHHU 7' LQ WKDW JDPH QRWFKHG VL[ JUDEV IRU \DUGV LQ WKH 6XQ %RZO ZLQ RYHU 6WDQIRUG 6DZ DFWLRQ LQ VL[ JDPHV UHFRUGHG WZR FDWFKHV IRU \DUGV ZLWK D ORQJ RI \DUGV LQ WKH VHDVRQ RSHQHU DJDLQVW &KDWWDQRRJD +LJK 6FKRRO $3 DOO VWDWH LQ ¿QDOLVW IRU WKH *DWRUDGH 3OD\HU RI WKH <HDU $ZDUG IRXU \HDU VWDUWHU LQ ERWK IRRWEDOO DQG EDVNHWEDOO DV ZHOO DV WKH 1HZ -HUVH\ VWDWH FKDPSLRQ LQ WKH PHWHU GDVK VHOHFWHG WR SOD\ LQ WKH 2IIHQVH 'HIHQVH $OO $PHULFDQ JDPH WDOOLHG WDFNOHV DV ZHOO DV RQH ,17 DQG VL[ SDVVHV EURNHQ XS UDFNHG XS UHFHSWLRQV IRU \DUGV ZLWK VL[ 7'V UDQ WLPHV IRU \DUGV DQG ¿YH 7'V DFFRXQWHG IRU WRWDO 7'V 7KH :UDS XS 6RQ RI &RUQHOLD DQG -HUHP\ 0LOOHU PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU PRWKHU LV WKH JHQHUDO PDQDJHU RI 'RZQ 0DJD]LQH
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
)% /%
<HDU * *6 5XVKLQJ $YJ 7' &DUHHU
/J
5HF
62 -5
$YJ 7' /J
9DOXDEOH PHPEHU RI VSHFLDO WHDPV DQG EDFNXS IXOOEDFN SOD\HG LQ QLQH JDPHV KDG VSHFLDO WHDPV WDFNOHV YV %D\ORU DQG ,RZD 6WDWH %DFNXS DW WKH IXOOEDFN SRVLWLRQ SOD\HG LQ VHYHQ JDPHV KDG D FDUHHU ORQJ VHYHQ \DUG FDUU\ YV 7H[DV 7HFK ¿QLVKLQJ ZLWK WZR FDUULHV IRU \DUGV 5HGVKLUWHG +LJK 6FKRRO 3UHS6WDU $OO 0LGODQGV 5HJLRQ 6XQÀRZHU 6WDWH¶V ¿UVW WHDP $OO 6WDWH VHOHFWLRQ .DQVDV )RRWEDOO &RDFKHV $VVRFLDWLRQ ¿UVW WHDP $OO 6WDWH VHOHFWLRQ IHDWXUHG LQ 6SRUWV ,OOXVWUDWHG )DFHV LQ WKH &URZG UXVKHG IRU \DUGV RQ FDUULHV DQG WRXFKGRZQV LQ DOVR KDG UHFHSWLRQV IRU \DUGV DQG VL[ WRXFKGRZQV UHFRUGHG WDFNOHV WKUHH VDFNV DQG WZR LQWHUFHSWLRQV RQ GHIHQVH IRXU WLPH XQDQLPRXV 3UDLULH /HDJXH $OO /HDJXH VHOHFWLRQ WKUHH WLPH 1DWLRQDO +RQRU 6RFLHW\ PHPEHU .DQVDV VWDWH TXDOL¿HU LQ WKH PHWHU KXUGOHV DQG RQ VFKRRO¶V [ DQG [ PHWHU UHOD\V 1R SOD\HU LQ .DQVDV 5LYDOV FRP 1R DWKOHWH 5LYDOV FRP 1R VDIHW\ 6FRXW FRP 1R SOD\HU LQ 0LGODQGV 6XSHU3UHS 7KH :UDS XS 6RQ RI &RQQLH 0XVLO DQG 7LP :HEHU KDV DGGHG SRXQGV DIWHU DUULYLQJ DW 28 DW OEV SODQQHG SURJUDP PDMRU
7+( 6221(56 &25(< 1(/621
'$//$6 7(;$6 '$//$6 -(68,7 35(3
'$//$6 7(;$6 6.</,1( +,*+ 6&+22/
'(
<HDU
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
5HGVKLUWHG
7KH :UDS XS 6RQ RI %RE DQG 9LYLDQ 1GXOXH RI 1LJHULDQ GHVFHQW FDQ VSHDN WKUHH ODQJXDJHV (QJOLVK )UHQFK DQG ,ER D 1LJHULDQ GLDOHFW SODQV WR EH D FRPSXWHU HQJLQHHU IROORZLQJ WKH FRPSOHWLRQ RI KLV SOD\LQJ FDUHHU XQGHFLGHG RQ D PDMRU ODVW QDPH LV SURQRXQFHG 1 GXHO (
87
$7
62
7RWDO /RVV 6DFNV ,17 )& )5 3%8
+RQRUDEOH PHQWLRQ $OO %LJ E\ $3 DQG FRDFKHV VWDUWHG JDPHV ZKLOH SOD\LQJ LQ DOO ZLWK DQ DELOLW\ WR SOD\ PXOWLSOH SRVLWLRQV RQ GHIHQVH KDG VDFNV WR OHDG WKH OLQHEDFNHUV DQG LV WKH VHFRQG EHVW VLQJOH VHDVRQ VDFN WRWDO E\ DQ 28 OLQHEDFNHU LQ SURJUDP KLVWRU\ ZRUH 1R YV %DOO 6WDWH KDG D FDUHHU KLJK WKUHH VDFNV DW .DQVDV UHFRYHUHG ¿UVW FDUHHU IXPEOH YV ,RZD 6WDWH KDG DW OHDVW VL[ WDFNOHV LQ ¿YH RI WKH ODVW VL[ JDPHV RI WKH VHDVRQ KDG EDFN WR EDFN JDPHV ZLWK D FDUHHU KLJK QLQH WDFNOHV YV %D\ORU DQG ,RZD 6WDWH $FDGHPLF $OO %LJ ¿UVW WHDP 7UXH IUHVKPDQ SOD\HG LQ DOO JDPHV DV D PHPEHU RI VSHFLDO WHDPV DQG EDFNXS OLQHEDFNHU EORFNHG D SXQW RXW RI WKH HQG ]RQH IRU D VDIHW\ DW 7H[DV $ 0 KDG D FDUHHU KLJK IRXU WDFNOHV DW 0LVVRXUL KDG WDFNOHV IRU ORVV DW 0LVVRXUL DQG 7H[DV $ 0 +LJK 6FKRRO )LYH VWDU UHFUXLW E\ 6FRXW FRP $ 3OD\HU RI WKH <HDU IRXU VWDU UHFUXLW E\ (631 DQG 5LYDOV FRP QDPHG ¿UVW WHDP $OO $PHULFDQ E\ 0D[3UHSV FRP WDFNOHV ZLWK QLQH VDFNV DQG WDFNOHV IRU ORVV ¿YH EORFNHG ¿HOG JRDOV 3DUDGH 0DJD]LQH $OO $PHULFDQ $OO 6WDWH GHIHQVLYH HQG KLV VRSKRPRUH VHDVRQ 8QGHU $UPRXU $OO $PHULFDQ $3 $ 'HIHQVLYH 3OD\HU RI WKH <HDU 1R RXWVLGH OLQHEDFNHU 5LYDOV FRP 1R RXWVLGH OLQHEDFNHU 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP 1R RYHUDOO SOD\HU 5LYDOV FRP
6($621 5 (9, (:
&25(< 1(/621
* *6
7+( 6221(56
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ (631 WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP QDPHG DOO UHJLRQ E\ 3UHS6WDU YRWHG ¿UVW WHDP DOO GLVWULFW 8,/ $ YRWHG -HVXLW¶V /LQHPDQ RI WKH <HDU VHOHFWHG WR SDUWLFLSDWH LQ WKH 7RP +LOODU\ '): 3ULYDWH $OO 6WDU *DPH UHFRUGHG WDFNOHV HLJKW VDFNV WDFNOHV IRU ORVV WZR IXPEOHV FDXVHG DQG RQH IXPEOH UHFRYHUHG LQ 1R GHIHQVLYH HQG 5LYDOV FRP 1R GHIHQVLYH HQG (631 FRP 1R GHIHQVLYH HQG 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP
<HDU &DUHHU
&2$&+,1* 67$))
3URYLGHG GHSWK DW GHIHQVLYH HQG VDZ DFWLRQ LQ VL[ JDPHV RQ WKH VHDVRQ KDG D FDUHHU EHVW WZR WDFNOHV YV %DOO 6WDWH DOVR KDG D VWRS DJDLQVW 7H[DV 7HFK
/%
6 ($6 21
&+8.$ 1'8/8(
7KH :UDS XS 6RQ RI &HGULF DQG &DPLVKD 1HOVRQ KDV VZLWFKHG EDFN WR QXPEHU VHYHQ DIWHU VZLWFKLQJ WR QXPEHU PLGZD\ WKURXJK WKH VHDVRQ WR SOD\ RQ WKH VDPH VSHFLDO WHDP XQLWV DV 'H0DUFR 0XUUD\ PRWKHU ZRUNV IRU WKH 6WDWH )DLU RI 7H[DV LV LQWHUHVWHG LQ SRHWU\ RII WKH ¿HOG KDV ZRUNHG DW KLV DXQW¶V ZLJ VWRUH LV VHOI GHVFULEHG DV YHU\ VK\ XQGHFLGHG RQ D PDMRU
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 3$75,&. 2¶+$5$
7255($ 3(7(5621
723(.$ .$1 :$6+%851 81,9(56,7<
6$1 $1721,2 7(;$6 ($67 &(175$/ +,*+ 6&+22/
.
<HDU &DUHHU
* *6 $WW 0DGH
3FW
-5
%ON /RQJ 3$7 3FW YV 7 7HFK YV 7 $ 0 YV 7 7HFK
7HDP¶V NLFNRII VSHFLDOLVW KDQGOHG RI WHDP¶V NLFNRIIV KDG WRXFKEDFNV RQ WKH VHDVRQ ZLWK DQ DYHUDJH NLFNRII RI \DUGV 6DZ DFWLRQ LQ JDPHV DV HLWKHU SODFHNLFNHU RU NLFNRII VSHFLDOLVW KLW D FDUHHU KLJK ¿YH H[WUD SRLQWV YV )ORULGD 6WDWH DOVR WLHG D FDUHHU KLJK ZLWK WZR ¿HOG JRDOV PDGH YV WKH 6HPLQROHV FRQQHFWHG RQ D VHDVRQ ORQJ \DUG ¿HOG JRDO DW 7H[DV $ 0 UHFRUGHG VHYHQ WRXFKEDFNV RQ NLFNRIIV IRU WKH VHDVRQ LQFOXGLQJ WKUHH RI VL[ YV ,RZD 6WDWH WZR NLFNRII FRYHUDJH WDFNOHV $FDGHPLF $OO %LJ VHFRQG WHDP :DON RQ ZKRVH ¿UVW DFWLRQ LQ D IRRWEDOO JDPH RI DQ\ NLQG FDPH DJDLQVW 7H[DV $ 0 ZKHQ KH FRQYHUWHG D \DUG ¿HOG JRDO DQG WZR H[WUD SRLQWV ZDV SHUIHFW DJDLQVW 7H[DV 7HFK ZLWK ¿HOG JRDOV RI DQG \DUGV DQG RQH H[WUD SRLQW KLW WZR ¿HOG JRDOV DQG WKUHH H[WUD SRLQWV DJDLQVW 2NODKRPD 6WDWH +LJK 6FKRRO 'LG QRW SOD\ IRRWEDOO LQ KLJK VFKRRO 7KH :UDS XS 1HYHU SOD\HG IRRWEDOO XQWLO FRPLQJ WR 2NODKRPD SOD\HG \HDUV RI FRPSHWLWLYH VRFFHU GHFLGHG WR NLFN IRRWEDOOV DV D KREE\ SURGXFHG D UHFUXLWLQJ YLGHR WKDW KH SODFHG RQ <RX7XEH DQG VHQW WR D KDQGIXO RI SURJUDPV VRFLRORJ\ PDMRU
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
'7 /%
<HDU
56 )5 -5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
%DFNXS GHIHQVLYH WDFNOH VDZ DFWLRQ LQ ¿YH JDPHV KDG WDFNOHV YV 7XOVD %DOO 6WDWH DQG 7H[DV KDG RQH WDFNOH IRU ORVV YV 7H[DV 5HGVKLUWHG +LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 6FRXW FRP WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG (631 QDPHG DOO UHJLRQ E\ 3UHS6WDU UHFRUGHG DVVLVWHG WDFNOHV XQDVVLVWHG WDFNOHV WDFNOHV IRU ORVV RQH IXPEOH FDXVHG WZR IXPEOHV UHFRYHULHV DQG RQH SDVV EUHDN XS 1R GHIHQVLYH WDFNOH 6FRXW FRP 1R GHIHQVLYH WDFNOH (631 FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R GHIHQVLYH WDFNOH 5LYDOV FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP
7KH :UDS XS $IULFDQ $PHULFDQ VWXGLHV PDMRU
7+( 6221(56 6$0 352&725
'$//$6 7(;$6 6.</,1( +,*+ 6&+22/
3($5/$1' 7(;$6 3($5/$1' +,*+ 6&+22/
'%
62
%DFNXS FRUQHUEDFN DQG FRQWULEXWRU RQ VSHFLDO WHDPV LQ ¿YH JDPHV KDG D FDUHHU KLJK WZR WDFNOHV DJDLQVW 7H[DV 7HFK KDG WDFNOHV LQ IRXU JDPHV 3URYLGHG GHSWK DW WKH VORW SRVLWLRQ VDZ DFWLRQ LQ IRXU JDPHV
7KH :UDS XS 6ZLWFKHG WR GHIHQVLYH EDFN LQ WKH VSULQJ RI *RG EURWKHU LV 6DQ )UDQFLVFR HUV¶ 0LFKDHO &UDEWUHH PDMRULQJ LQ EXVLQHVV
* *6
65
87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8 5HGVKLUWHG
%DFNXS DW VDIHW\ ZLWK JDPHV SOD\HG VWDUWHG YV %DOO 6WDWH .DQVDV 6WDWH DQG ,RZD 6WDWH KDG ¿YH WDFNOHV LQ WKUHH GLIIHUHQW JDPHV KDG VL[ WDFNOHV RQ WKH NLFNRII FRYHUDJH WHDP %DFNXS DW VDIHW\ ZKR ZDV NH\ SHUIRUPHU RQ VSHFLDO WHDPV LQ DOO JDPHV KDG D VHDVRQ KLJK IRXU WDFNOHV DJDLQVW )ORULGD 6WDWH VDZ WLPH DW VDIHW\ DW 0LVVRXUL UHFRUGLQJ KDOI D WDFNOH IRU ORVV
7+( 6221(56
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 6FRXW FRP WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG (631 QDPHG DOO UHJLRQ E\ 3UHS6WDU KDG UHFHSWLRQV IRU \DUGV DQG QLQH WRXFKGRZQV LQ KDXOHG LQ SDVVHV IRU \DUGV DQG HLJKW VFRUHV LQ KDG WDFNOHV SDVVHV EURNHQ XS DQG RQH LQWHUFHSWLRQ RQ GHIHQVH 1R DWKOHWH 7RP /HPPLQJ¶V 0D[3UHSV 1R ZLGH UHFHLYHU 5LYDOV FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R ZLGH UHFHLYHU 6FRXW FRP 1R ZLGH UHFHLYHU (631 FRP 1R DWKOHWH 5LYDOV FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP
<HDU &DUHHU
&2$&+,1* 67$))
<HDU * *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8 &DUHHU
'%
6 ($6 21
-2( 32:(//
6WDUWHU DW VWURQJ VDIHW\ IRU JDPHV KDG D FDUHHU KLJK VHYHQ WDFNOHV DJDLQVW 0LDPL FODLPHG RQH WDFNOH IRU ORVV DJDLQVW ,GDKR 6WDWH EURNH XS SDVVHV DJDLQVW 7XOVD DQG %D\ORU WKLUG RQ WKH WHDP ZLWK VSHFLDO WHDPV WDFNOHV $OO %LJ $FDGHPLF ¿UVW WHDP VDZ DFWLRQ LQ HYHU\ JDPH RQ VSHFLDO WHDPV DYHUDJLQJ PRUH WKDQ RQH WDFNOH SHU JDPH UDFNHG XS D FDUHHU KLJK IRXU VWRSV DJDLQVW :DVKLQJWRQ UDQNHG ¿IWK RQ WHDP ZLWK VSHFLDO WHDPV WDFNOHV 5HGVKLUWHG
6($621 5 (9, (:
+LJK 6FKRRO 5DQ WLPHV IRU \DUGV DQG WRXFKGRZQV DV D VHQLRU DOVR FRPSOHWHG RI SDVVHV IRU \DUGV DQG IRXU 7' SOD\HG RQ GHIHQVH WZLFH ERWK WLPHV UHFRUGLQJ D WDFNOH KHOSHG OHDG KLV KLJK VFKRRO WR WKH VWDWH VHPL¿QDO LQ 7H[DV FODVV $ VHQLRU WHDP FDSWDLQ QDPHG RIIHQVLYH 093 E\ KLV WHDPPDWHV VHOHFWHG WR SOD\ LQ WKH $OO *UHDWHU +RXVWRQ IRRWEDOO JDPH UDQ D \DUG GDVK FRDFKHG E\ 7RQ\ +HDWK 7KH :UDS XS 3DUHQW <RODQGD 3URFWRU FRPPXQLFDWLRQV PDMRU
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 75(17 5$77(55((
-$= 5(<12/'6
:($7+(5)25' 2./$ :($7+(5)25' +6
+286721 7(;$6 (,6(1+2:(5 +,*+ 6&+22/
7(
<HDU &DUHHU
* *6
5HF <GV
$YJ 7'
65
/RQJ YV 6WDQIRUG YV &RORUDGR YV 0LVVRXUL YV &RORUDGR
%DFNXS DW WLJKW HQG KDG UHFHSWLRQV LQ VHYHQ JDPHV VHDVRQ EHVW WKUHH UHFHSWLRQV DW %D\ORU IRU \DUGV KDG ORQH WRXFKGRZQ UHFHSWLRQ RI WKH VHDVRQ DW .DQVDV 6WDWH 6WDUWHG ¿YH JDPHV ZKLOH DSSHDULQJ LQ DOO VHFRQG DPRQJ WLJKW HQGV LQ UHFHSWLRQV KDXOHG LQ ¿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¿HOG QDPHG WR WKH 2NODKRPD &RDFKHV $VVRFLDWLRQ $OO 6WDWH EDVNHWEDOO WHDP ZDV WKH 2NODKRPD &ODVV $ VWDWH FKDPSLRQ LQ WKH GLVFXV 7KH :UDS XS 0XOWLGLVFLSOLQDU\ VWXGLHV PDMRU DGGHG SRXQGV LQ SUHSDUDWLRQ IRU VHDVRQ
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
:5 /%
<HDU &DUHHU
* *6
5HF <GV 5HGVKLUWHG
62 -5
$YJ 7'
/RQJ YV 7H[DV 7HFK
YV %DOO 6WDWH YV %DOO 6WDWH
5HWXUQHG WR WKH UHFHLYLQJ FRUSV DIWHU UHGVKLUWLQJ LQ VWDUWHG VL[ JDPHV WKLUG RQ WKH WHDP LQ UHFHLYLQJ GHVSLWH PLVVLQJ WZR JDPHV KLW FDUHHU KLJKV LQ UHFHLYLQJ \DUGV ZLWK \DUGV DJDLQVW %DOO 6WDWH KDXOHG LQ ¿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« KDG UHFHSWLRQV IRU \DUGV ZLWK ¿YH WRXFKGRZQV KLV VHQLRU \HDU « VDW RXW PRVW RI KLV VHQLRU \HDU GXH WR DQ DQNOH LQMXU\ « KDG UHFHSWLRQV IRU \DUGV DV D VRSKRPRUH 7KH :UDS XS 6RQ RI $ORQ]R 5H\QROGV ,,, DQG 7ZLOD 5H\QROGV PXOWLGLVFLSOLQDU\ VWXGLHV KDV DGGHG SRXQGV VLQFH DUULYLQJ DW 28 DW
7+( 6221(56 '21$/' 67(3+(1621
&('$5 +,// 7(;$6 &('$5 +,// +6
%/8( 635,1*6 02 %/8( 635,1*6 +,*+ 6&+ 22/
2/
56 )5
2/
65
6WDUWLQJ OHIW WDFNOH RQ DQ RIIHQVLYH OLQH WKDW RQO\ JDYH XS QLQH VDFNV DOO \HDU KDG NQRFNGRZQV YV 7H[DV $ 0 KRQRUDEOH PHQWLRQ $OO %LJ E\ $3 DQG FRDFKHV
5HGVKLUWHG
6WDUWHU DW OHIW WDFNOH LQ RI JDPHV ¿UVW FDUHHU VWDUW FDPH LQ VHDVRQ RSHQHU YV 8WDK 6WDWH SOD\HG D WRWDO RI VQDSV DQG UHFRUGHG NQRFNGRZQ EORFNV JRRG IRU VHFRQG EHVW RQ WKH VTXDG OHG WKH WHDP LQ NQRFNGRZQ EORFNV LQ IRXU JDPHV LQFOXGLQJ D VHDVRQ KLJK YV %D\ORU
'21$/' 67(3+(1621
'LG QRW VHH JDPH DFWLRQ 3OD\HG LQ VHYHQ JDPHV DV D UHVHUYH RIIHQVLYH OLQHPDQ 5HGVKLUWHG +LJK 6FKRRO 3OD\HG LQ ¿UVW WKUHH JDPHV DV D VHQLRU EXW EURNHQ WRH LQMXU\ NHSW KLP IURP SOD\LQJ DJDLQ XQWLO WKH SOD\RIIV WUDQVIHUUHG WR %OXH 6SULQJV IURP &HQWUDO +LJK 6FKRRO LQ .DQVDV &LW\ ZKHUH KH ZDV QDPHG DOO OHDJXH DV D MXQLRU EHQFK SUHVVHG DQG VTXDWWHG SRXQGV UDQ D ¿YH VHFRQG \DUG GDVK FRDFKHG E\ .HOO\ 'RQRKRH
7+( 6221(56
7KH :UDS XS 6RQ RI .HQQHWK DQG 'RUQLVKD 6KHDG DQG 7RQ\D DQG %HUQDUG 6XOOLYDQ IDWKHU SOD\HG OLQHEDFNHU DW 1HEUDVND SODQV WR HQWHU WKH ZRUOG RI VSRUWV EURDGFDVWLQJ DIWHU IRRWEDOO XQGHFLGHG RQ D PDMRU ODVW QDPH SURQRXQFHG 6+('
&2$&+,1* 67$))
6WDUWHG ¿YH JDPHV DW OHIW JXDUG DQG VDZ DFWLRQ LQ QLQH JDPHV WRWDO ¿QLVKHG WKH VHDVRQ ZLWK NQRFNGRZQV KLW GRXEOH GLJLWV LQ NQRFNGRZQV LQ WKUHH JDPHV LQFOXGLQJ D VHDVRQ KLJK RI YV %D\ORU
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 6FRXW FRP WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG (631 QDPHG DOO UHJLRQ E\ 3UHS6WDU QDPHG ¿UVW WHDP DOO GLVWULFW DV D MXQLRU DQG VHQLRU ¿UVW WHDP $VVRFLDWHG 3UHVV $OO 6WDWH LQ JUDGHG RXW DW RYHU SHUFHQW ZLWK SDQFDNHV LQ WKUHH \HDU VWDUWHU IRU D SURJUDP WKDW ZHQW ¿UVW WHDP $OO 'DOODV )RUW :RUWK WZR WLPH ¿UVW WHDP DOO GLVWULFW 1R RIIHQVLYH JXDUG 6FRXW FRP 1R RIIHQVLYH JXDUG 5LYDOV FRP 1R RIIHQVLYH JXDUG 7RP /HPPLQJ¶V 0D[3UHSV 1R RIIHQVLYH JXDUG (631 FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP
6 ($6 21
$'$0 6+($'
7KH :UDS XS 3DUHQWV 'RQDOG 5DPH\ DQG (WKHO 6WHSKHQVRQ PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU DGGHG SRXQGV WR OE IUDPH WR S PRYH XS WR
6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 -,00< 67(9(16
.(11< 67,//6
2./$+20$ &,7< 2./$ +(5,7$*( +$// +,*+ 6&+22/
(1&,1,7$6 &$/,) /$ &267$ &$1<21 +,*+ 6&+22/
.
<HDU &DUHHU
* *6 $WW 0DGH
3FW %ON /RQJ YV 7H[DV $ 0 YV 0LDPL YV &LQFLQQDWL DW )ORULGD 6W WZLFH
65
3$7 3FW
6WDUWHG WKH ¿UVW WZR JDPHV RI WKH VHDVRQ EHIRUH D OHJ LQMXU\ VLGHOLQHG KLP IRU WKH UHPDLQGHU RI WKH VHDVRQ KLW ORQH ¿HOG DWWHPSW YV 7XOVD EHIRUH JRLQJ WKUHH IRU WKUHH DW )ORULGD 6WDWH HLJKWK LQ 28 KLVWRU\ ZLWK SRLQWV VFRUHG $FDGHPLF $OO %LJ ¿UVW WHDP 3OD\HG LQ JDPHV VHUYLQJ DV WKH EDFNXS NLFNHU LQ WKH ¿UVW WKUHH EHIRUH UHWXUQLQJ WR WKH VWDUWLQJ OLQHXS DW &LQFLQQDWL KDG WKH VL[WK EHVW VLQJOH VHDVRQ ¿HOG JRDO WRWDO LQ 28 KLVWRU\ WLHG 28 UHFRUG IRU PRVW SRLQWV LQ D JDPH E\ D NLFNHU ZLWK YV 2NODKRPD 6WDWH FRQQHFWLQJ RQ D FDUHHU KLJK IRXU ¿HOG JRDOV DQG ¿YH H[WUD SRLQWV KLW RI KLV ODVW ¿HOG JRDOV KDG DW OHDVW SRLQWV LQ VL[ JDPHV LQFOXGLQJ WKH ODVW IRXU $FDGHPLF $OO %LJ VHFRQG WHDP 2NODKRPD¶V VWDUWLQJ NLFNHU IRU WKH ¿UVW VL[ JDPHV RI WKH VHDVRQ DOVR VWDUWHG DJDLQVW 7H[DV $ 0 FRQYHUWHG D FDUHHU KLJK IRXU ¿HOG JRDOV DJDLQVW %D\ORU ¿QLVKHG ZLWK SRLQWV DJDLQVW %D\ORU WKH WKLUG KLJKHVW VLQJOH JDPH WRWDO E\ D NLFNHU LQ 28 KLVWRU\ $OO %LJ $FDGHPLF VHFRQG WHDP $OO %LJ $FDGHPLF ¿UVW WHDP KDQGOHG SODFHNLFNLQJ GXWLHV FRQYHUWLQJ RI ¿HOG JRDOV DQG RI H[WUD SRLQWV VHW 28 SURJUDP UHFRUGV IRU PRVW H[WUD SRLQWV PDGH DQG DWWHPSWHG LQ D VHDVRQ WDOOLHG D WRWDO RI SRLQWV LQ WKH VHDVRQ UDQNLQJ 1R DW 28 IRU NLFNLQJ SRLQWV LQ D VHDVRQ FRQYHUWHG WZR ¿HOG JRDOV WKH ORQJHVW D \DUGHU LQ WKH %LJ &KDPSLRQVKLS DJDLQVW 0LVVRXUL ERRWHG VHDVRQ ORQJ ¿HOG JRDO RI \DUGV DJDLQVW 7H[DV $ 0 5HGVKLUWHG +LJK 6FKRRO )LIW\ FDUHHU ¿HOG JRDOV EURNH WKH QDWLRQDO UHFRUG WRWDO E\ D KLJK VFKRRO NLFNHU VFRUHG WRWDO SRLQWV LQ D VLQJOH JDPH DV D MXQLRU FRQQHFWHG RQ D VWULQJ RI FRQVHFXWLYH H[WUD SRLQWV FDUHHU ORQJ ¿HOG JRDO RI \DUGV DV D VHQLRU ZHQW DV D VHQLRU ZLWK PRVW RI KLV PLVVHV FRPLQJ EH\RQG \DUGV WLHG QDWLRQDO VLQJOH VHDVRQ UHFRUG ZLWK ¿HOG JRDOV DV D MXQLRU DOVR SXQWHG IRU D \DUG DYHUDJH QDPHG ¿UVW WHDP DOO VWDWH NLFNHU E\ 7XOVD :RUOG DQG ¿UVW WHDP SXQWHU E\ 7KH 2NODKRPDQ 3DUDGH $OO $PHULFD ¿UVW WHDP ¿UVW WHDP $OO 86$ E\ 86$ 7RGD\ VHOHFWHG WR LQDXJXUDO (DVW 0HHWV :HVW $OO $PHULFDQ IRRWEDOO JDPH DOO VWDWH VHOHFWLRQ E\ 2NODKRPD &RDFKHV $VVRFLDWLRQ FRDFKHG E\ $QG\ %RJHUW 7KH :UDS XS 3DUHQWV -LP DQG &ROOHHQ 6WHYHQV HQHUJ\ PDQDJHPHQW PDMRU
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
:5
<HDU &DUHHU
* *6
5HF <GV
62
$YJ 7' /RQJ W YV 7H[DV 7HFK W YV 7H[DV 7HFK W YV 7H[DV 7HFK
6DZ DFWLRQ LQ JDPHV VWDUWLQJ DOO $OO %LJ VHFRQG WHDP E\ FRDFKHV DQG KRQRUDEOH PHQWLRQ $OO %LJ E\ $3 VHFRQG RQ WKH WHDP LQ UHFHLYLQJ ZLWK \DUGV RSHQHG KLV VHDVRQ DW )ORULGD 6WDWH DQG ¿QLVKHG ZLWK \DUGV UHFHLYLQJ KDXOHG LQ PXOWLSOH 7'V LQ D JDPH IRU WKH ¿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¿QLVKHG WKH VHDVRQ ZLWK VL[ UHFHSWLRQV IRU \DUGV DW 2NODKRPD 6WDWH VLWV DW 1R RQ WKH 28 FDUHHU UHFHLYLQJ \DUGV FKDUW MXVW \DUGV DZD\ IURP WKH WRS LQ WKH FDWHJRU\ 7UXH IUHVKPDQ VWDUWHG HYHU\ JDPH ¿UVW WHDP )UHVKPDQ $OO $PHULFDQ E\ 3KLO 6WHHOH VHFRQG WHDP )UHVKPDQ $OO $PHULFDQ E\ 5LYDOV DQG &ROOHJH)RRWEDOO1HZV FRP VHW 28 UHFRUG IRU UHFHSWLRQV DQG UHFHLYLQJ \DUGV LQ D VHDVRQ E\ D IUHVKPDQ DOVR 1R LQ UHFHLYLQJ WRXFKGRZQV E\ D IUHVKPDQ UDQNHG DPRQJ WKH WRS LQ ERWK UHFHSWLRQV DQG UHFHLYLQJ \DUGV LQ D VHDVRQ E\ DQ\ FODVV KRQRUDEOH PHQWLRQ %LJ 2IIHQVLYH )UHVKPDQ RI WKH <HDU E\ WKH FRDFKHV VHYHQ JDPHV ZLWK DW OHDVW \DUGV UHFHLYLQJ LQFOXGLQJ IRXU RI WKH ODVW ¿YH KDG D FDUHHU KLJK \DUGV UHFHLYLQJ YV 7H[DV 7HFK KDG WKUHH UHFHSWLRQV IRU DW OHDVW \DUGV DOO RI ZKLFK ZHQW IRU WRXFKGRZQV +LJK 6FKRRO $ ¿YH VWDU UHFUXLW E\ 6FRXW FRP IRXU VWDU UHFUXLW E\ 5LYDOV FRP DQG (631 KDG UHFHSWLRQV IRU \DUGV DQG WRXFKGRZQV LQ KDG UHFHSWLRQV IRU \DUGV DQG 7'V LQ DQG FDWFKHV IRU \DUGV DQG VL[ WRXFKGRZQV LQ WKH DOO WLPH OHDGHU LQ UHFHLYLQJ \DUGV LQ 6DQ 'LHJR QDPHG &,) ¿UVW WHDP :5 1R ZLGH UHFHLYHU 6FRXW FRP 1R ZLGH UHFHLYHU 7RP /HPPLQJ¶V 0D[3UHSV 1R ZLGH UHFHLYHU 5LYDOV FRP 1R ZLGH UHFHLYHU (631 1R SOD\HU LQ &DOLIRUQLD 6FRXW FRP 1R LQ WKH VWDWH RI &DOLIRUQLD 5LYDOV FRP 1R QDWLRQDOO\ 3UHS6WDU 1R QDWLRQDOO\ 5LYDOV FRP 7KH :UDS XS 6RQ RI .HQQ\ DQG $QQHWW 6WLOOV IDWKHU SOD\HG VDIHW\ IRU WKH *UHHQ %D\ 3DFNHUV DQG 0LQQHVRWD 9LNLQJV XQFOH *DU\ 6WLOOV SOD\HG IRU WKH %DOWLPRUH 5DYHQV FRPPXQLFDWLRQV PDMRU
7+( 6221(56 &$6(< :$/.(5
3)/8*(59,//( 7(;$6 3)/8*(59,//( +,*+ 6&+22/
*$5/$1' 7(;$6 *$5/$1' +,*+ 6&+22/
2/
56 )5
%DFNXS RIIHQVLYH WDFNOH VDZ DFWLRQ LQ ¿YH JDPHV WKLV VHDVRQ 5HGVKLUWHG
7KH :UDS XS 6RQ RI 5D\PRQG DQG <RODQGD 7KRPSVRQ ZDV ERUQ LQ *HUPDQ\ FKRVH KLV MHUVH\ QXPEHU IRU WKH \HDU KLV PRWKHU ZDV ERUQ XQGHFLGHG RQ D PDMRU
-5
<HDU * *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8 5HGVKLUWHG &DUHHU
&2$&+,1* 67$))
+LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 6FRXW FRP 5LYDOV FRP DQG (631 1R RIIHQVLYH WDFNOH (631 FRP 1R RIIHQVLYH WDFNOH 5LYDOV FRP 1R RIIHQVLYH WDFNOH 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R RYHUDOO SOD\HU 3UHS6WDU 1R RYHUDOO SOD\HU 5LYDOV FRP
'7
6 ($6 21
7<586 7+203621
6WDUWHG DW GHIHQVLYH WDFNOH LQ HLJKW JDPHV KDG D FDUHHU KLJK WZR WDFNOHV IRU ORVV DQG ¿UVW FDUHHU VDFN YV 7H[DV IRUFHG D IXPEOH WKDW ZDV UHFRYHUHG E\ 2NODKRPD DJDLQVW 7H[DV GLG QRW VXLW XS YV 7H[DV 7HFK ZLWK DQ LQMXU\ UHWXUQHG WR DFWLRQ DW .DQVDV 6WDWH DQG ¿QLVKHG ZLWK WZR WDFNOHV DQG D IRUFHG IXPEOH ZRUH 1R YV %D\ORU
7+( 6221(56
6WDUWHG WKH ¿UVW IRXU JDPHV EHIRUH PLVVLQJ VL[ ZLWK D NQHH LQMXU\ UHWXUQHG WR SOD\ WKH ¿QDO WKUHH JDPHV WLHG D FDUHHU KLJK ZLWK WZR WDFNOHV DJDLQVW ERWK )ORULGD 6WDWH DQG $LU )RUFH 6DZ DFWLRQ LQ WKUHH JDPHV DV D UHVHUYH GHIHQVLYH OLQHPDQ KDG WZR WDFNOHV DQG D IXPEOH UHFRYHU\ DJDLQVW ,GDKR 6WDWH 5HGVKLUWHG +LJK 6FKRRO 5HFRUGHG WDFNOHV LQ ZLWK WZR VDFNV DQG WZR IRUFHG IXPEOHV DOVR FUHGLWHG ZLWK VHYHQ 4% KXUULHV WRWDOHG WDFNOHV ZLWK WZR VDFNV LQ DOVR UHFRUGHG D IXPEOH UHFRYHU\ DQG WZR 4% KXUULHV FRDFKHG E\ -HII -RUGDQ
6($621 5 (9, (:
7KH :UDS XS 3DUHQWV 1DWDOLH DQG &KULV 3LSNLQ PXOWLGLVFLSOLQDU\ VWXGLHV PDMRU
&$6(< :$/.(5
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 5 - :$6+,1*721
75(66 :$<
)257 :257+ 7(;$6 .(//(5 )266,/ 5,'*( +,*+ 6&+22/
78/6$ 2./$ 81,21 +,*+ 6&+22/
'(
-5
3
-5
<HDU * *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8 5HGVKLUWHG &DUHHU
<HDU &DUHHU
%DFNXS DW GHIHQVLYH HQG VDZ DFWLRQ LQ DOO JDPHV KDG VDFNV YV 7XOVD )ORULGD 6WDWH DQG .DQVDV VHFRQG DPRQJ GHIHQVLYH HQGV ZLWK ¿YH SDVVHV EURNHQ XS
+RQRUDEOH PHQWLRQ $OO %LJ E\ $3 DQG FRDFKHV RZQV DQ 2NODKRPD FDUHHU UHFRUG ZLWK SXQWV RYHU \DUGV SODFHG RI KLV SXQWV LQVLGH WKH RSSRQHQWV¶ \DUG OLQH ZLWK MXVW VL[ WRXFKEDFNV KDG D FDUHHU KLJK QLQH SXQWV YV 7H[DV $ 0 LQFOXGLQJ IRXU RYHU \DUGV
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¿UVW WHDP DOO GLVWULFW KRQRUV LQ DQG DIWHU EHLQJ QDPHG WKH VRSKRPRUH RI WKH \HDU LQ FRDFKHG E\ 7RQ\ %DFFDULQQL 7KH :UDS XS 3DUHQW 6KHUULO\Q :ULJKW FRPPXQLFDWLRQ PDMRU
* *6 3XQWV <GV $YJ /* 5HGVKLUWHG
7% )& ,
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¿UVW WHDP E\ :DFR 7ULEXQH +HUDOG DQG VHFRQG WHDP E\ $3 FRDFKHV 'DOODV 0RUQLQJ 1HZV DQG )RUW :RUWK 6WDU 7HOHJUDP $OO %LJ IUHVKPDQ E\ (631 FRP OHG WKH %LJ DQG UDQNHG 1R QDWLRQDOO\ LQ SXQWLQJ DYHUDJH DOVR VDZ VRPH WLPH DW NLFNHU SXQWLQJ DYHUDJH UDQNHG 1R LQ 28 KLVWRU\ 1R DPRQJ SXQWHUV ZLWK DW OHDVW DWWHPSWV VHW 28 SURJUDP UHFRUG ZLWK D SXQWLQJ DYHUDJH RI \DUGV DJDLQVW 2NODKRPD 6WDWH ¿YH SXQWV RI PRUH WKDQ \DUGV LQ WKDW JDPH KDG SXQWV RI PRUH WKDQ \DUGV D VFKRRO UHFRUG QLQH RI PRUH WKDQ DQG WZR RI PRUH WKDQ LQFOXGLQJ D \DUGHU DJDLQVW 2NODKRPD 6WDWH KHOSHG 28 ¿QLVK 1R LQ SXQW UHWXUQ GHIHQVH \DUGV SHU UHWXUQ DQG 1R LQ QHW SXQWLQJ ZDV SODFHNLFNHU GXULQJ D WKUHH JDPH VSDQ PDGH ¿YH H[WUD SRLQWV DW .DQVDV DQG VL[ DJDLQVW .DQVDV 6WDWH PDGH ¿UVW FDUHHU ¿HOG JRDO ZKHQ KH KLW D \DUGHU DJDLQVW 1HEUDVND 5HGVKLUWHG +LJK 6FKRRO 0HPEHU RI ERWK 7KH 2NODKRPDQ DQG 7XOVD :RUOG DOO VWDWH WHDPV VHOHFWHG WR SOD\ LQ WKH 2LO %RZO QDPHG GLVWULFW VSHFLDO WHDPV SOD\HU RI WKH \HDU FRQYHUWHG DOO H[WUD SRLQW DWWHPSWV KLW RI ¿HOG JRDO DWWHPSWV WKH ORQJHVW FRPLQJ IURP \DUGV PDGH WKH JDPH ZLQQLQJ H[WUD SRLQW WR EHDW $ VWDWH FKDPSLRQ -HQNV NLFNHG WZR ¿HOG JRDOV DQG KDG WZR SXQWV GRZQHG LQVLGH WKH ¿YH \DUG OLQH LQ D VHPL¿QDO ZLQ RYHU 0XVNRJHH KDQGOHG SXQWLQJ GXWLHV DYHUDJLQJ \DUGV RQ DWWHPSWV FRDFKHG E\ .LUN )ULGULFK 7KH :UDS XS 3DUHQWV 'HEUD DQG /HR :D\ EURWKHU &ROH LV D SXQWHU DW 7XOVD FRPPXQLFDWLRQ PDMRU
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56 %5$1'21 :,//,$06
/$:721 2./$ 0$&$57+85 +,*+ 6&+22/
%522.6+,5( 7(;$6 %522.6+,5( 52<$/ +,*+ 6&+22/
5%
<HDU * *6 5XVKLQJ $YJ 7'
-5
/J 5HF $YJ 7' /J W
'LG QRW VHH DQ\ DFWLRQ
$W /DQJVWRQ 3OD\HG LQ JDPHV GXULQJ WKH VHDVRQ ¿QLVKHG WKH \HDU ZLWK FDUULHV IRU \DUGV DQG WZR WRXFKGRZQV HFOLSVHG WKH FHQWXU\ PDUN ZLWK \DUGV RQ FDUULHV YV /LQFROQ 8QLYHUVLW\ VFRUHG 7'V YV 2NODKRPD 3DQKDQGOH 6WDWH DQG %DFRQH &ROOHJH
/J
5HF
)5
$YJ 7' /J
7UXH IUHVKPDQ SOD\HG LQ HLJKW JDPHV ZDV IRXUWK RQ WKH WHDP LQ UXVKLQJ KDG FDUHHU KLJKV LQ FDUULHV DQG \DUGV YV ,RZD 6WDWH DFFXPXODWHG RI KLV \DUGV SHUFHQW LQ WKH ¿QDO WKUHH JDPHV RI WKH VHDVRQ +LJK 6FKRRO 8QGHU $UPRXU $OO $PHULFDQ QDPHG WR 3UHS6WDU 'UHDP 7HDP ¿YH VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP 1R UXQQLQJ EDFN QDWLRQDOO\ E\ 5LYDOV FRP DQG 6FRXW FRP IRXU VWDU UHFUXLW E\ (631 FRP 1R UXQQLQJ EDFN QDWLRQDOO\ E\ (631 FRP 1R RYHUDOO SOD\HU QDWLRQDOO\ E\ 5LYDOV FRP 1R SOD\HU LQ WKH VWDWH RI 7H[DV E\ 5LYDOV FRP UXVKHG IRU \DUGV DQG WRXFKGRZQV LQ ZKLOH UDFNLQJ XS \DUGV UHFHLYLQJ ZLWK WZR 7'V 7H[DV $ DOO VWDWH UXVKHG IRU \DUGV DQG 7'V DV D MXQLRU ZKLOH WRWDOLQJ UHFHSWLRQV IRU \DUGV DQG IRXU 7'V
7+( 6221(56
5HGVKLUWHG
<HDU * *6 5XVKLQJ $YJ 7'
&2$&+,1* 67$))
:DON RQ UXQQLQJ EDFN WXUQHG LQWR WHDP¶V VWDUWLQJ UXQQLQJ EDFN %XUOVZRUWK 7URSK\ ¿QDOLVW KRQRUDEOH PHQWLRQ $OO %LJ E\ FRDFKHV 6RRQHUV¶ PDLQ EDOO FDUULHU ZHQW GRZQ ZLWK D VHDVRQ HQGLQJ LQMXU\ RQ WKH JDPH¶V ¿UVW SOD\ DW .DQVDV 6WDWH UXVKHG IRU \DUGV LQ MXVW VL[ JDPHV SULRU WR WKH LQMXU\ VHW WKH 28 UHFRUG IRU UXVKLQJ \DUGV E\ D ZDON RQ KDG RYHU UXVKLQJ \DUGV LQ WKUHH JDPHV EURNH WKH VFKRRO UHFRUG IRU UXVKLQJ \DUGV LQ D FDUHHU GHEXW ZLWK \DUGV DQG IRXU WRXFKGRZQV YV 7XOVD VFRUHG RQ D FDUHHU ORQJ \DUG UXQ YV 7H[DV KDG FDUHHU KLJKV LQ UXVKLQJ DWWHPSWV DQG UXVKLQJ \DUGV YV .DQVDV
5%
6 ($6 21
'20,1,48( :+$/(<
7KH :UDS XS 6RQ RI &\QWKLD :LOOLDPV XQGHFLGHG RQ D PDMRU
+LJK 6FKRRO 3OD\HG WZR \HDUV DW /DZWRQ 0DF$UWKXU +LJK 6FKRRO VHOHFWHG WR SOD\ LQ WKH 2NODKRPD &RDFKHV $VVRFLDWLRQ $OO 6WDWH *DPH DV D GHIHQVLYH EDFN
6($621 5 (9, (:
7KH :UDS XS 6RQ RI 'DPDULV DQG .HOLXV +DUG\ DQG -HIIUH\ :KDOH\ &RPHV IURP D PLOLWDU\ IDPLO\ DQG KDV OLYHG LQ *HRUJLD 0LVVRXUL )ORULGD 7H[DV *HUPDQ\ DQG 2NODKRPD KDV WZR EURWKHUV DQG IRXU VLVWHUV KLJK KL JK VFK VFKRR RROO WH WHDP DPPD PDWH WH R RI I FX FXUU UUHQ HQWW 6R 6RRQ RQHU HU -DY -DYRQ RQ +DU +DUULULVV KLJK VFKRRO WHDPPDWH RI FXUUHQW 6RRQHU -DYRQ +DUULV
75(66 :$< +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 '$021 :,//,$06
'$5</ :,//,$06
,59,1* 7(;$6 1,0,7= +,*+ 6&+22/
/$.( '$//$6 7(;$6 /$.( '$//$6 +,*+ 6&+22/
'7
<HDU
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
3URYLGHG GHSWK DW GHIHQVLYH WDFNOH GLG QRW VHH DQ\ JDPH DFWLRQ 5HGVKLUWHG +LJK 6FKRRO $ WKUHH VWDU UHFUXLW E\ 5LYDOV FRP DQG 6FRXW FRP KDG WDFNOHV VDFNV DQG HLJKW TXDUWHUEDFN KXUULHV LQ 1R GHIHQVLYH WDFNOH 5LYDOV FRP 1R GHIHQVLYH WDFNOH 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP 7KH :UDS XS 8QGHFLGHG RQ D PDMRU
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
2/
56 )5
%DFNXS RIIHQVLYH OLQHPDQ VDZ DFWLRQ LQ HLJKW JDPHV HDUQHG ¿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
7+( 6221(56 -$0(6 :,1&+(67(5
0225( 2./$ 6287+0225( +,*+ 6&+22/
:$6+,1*721 2./$ :$6+,1*721 +,*+ 6&+22/
'%
<HDU
56 )5
* *6 87 $7 7RWDO /RVV 6DFNV ,17 )& )5 3%8
5HGVKLUWHG
65
6WDUWLQJ GHHS VQDSSHU RQ SXQWV LQ DOO JDPHV DQG DOVR VQDSSHG ¿HOG JRDOV DQG H[WUD SRLQWV LQ WZR JDPHV DOVR D YDOXDEOH PHPEHU RI WKH VFRXW WHDP DV D UHFHLYHU KDG IRXU WDFNOHV RQ WKH VHDVRQ RQ SXQW FRYHUDJH LQFOXGLQJ WZR DW %D\ORU 6WDUWLQJ GHHS VQDSSHU RQ SXQWV UHFRYHUHG WKUHH IXPEOHV RQ WKH VHDVRQ ZKLOH FRYHULQJ SXQWV LQFOXGLQJ D JDPH FOLQFKLQJ UHFRYHU\ YV 7H[DV KDG WZR WDFNOHV DJDLQVW &RORUDGR DQG DQRWKHU YV ,RZD 6WDWH 7KH :UDS XS 'DG 0LNH ZDV 28¶V SXQWHU IURP VLVWHU &DURO\Q ZDV RQ WKH ZRPHQ¶V EDVNHWEDOO WHDP IURP D \RXQJHU VLVWHU 5HEHFFD LV D MXQLRU RQ 28¶V 5RZLQJ WHDP PDMRULQJ LQ KXPDQ UHODWLRQV
7+( 6221(56
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³/RFNGRZQ 'HIHQGHU´ DZDUG JLYHQ WR WKH EHVW GHIHQGHU DW WKH 9\SH 6KRZGRZQ VHYHQ RQ VHYHQ SDVVLQJ OHDJXH 1R SOD\HU LQ 2NODKRPD 6FRXW FRP 1R SOD\HU LQ 2NODKRPD 5LYDOV FRP 1R ZLGH UHFHLYHU 6FRXW FRP
&2$&+,1* 67$))
&RQWULEXWRU RQ VSHFLDO WHDPV LQ JDPHV KDG WDFNOHV DJDLQVW %DOO 6WDWH DQG 7H[DV 7HFK $FDGHPLF $OO %LJ ¿UVW WHDP
'6
6 ($6 21
-8/,$1 :,/621
7KH :UDS XS 6RQ RI )D\H :LOVRQ -DFNVRQ DQG 'DUUHOO 0F&RZDQ IDWKHU SOD\HG IRRWEDOO DW 2NODKRPD 6WDWH XQGHFLGHG RQ D PDMRU
6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 $867,1 :22'6
720 :257
52&.:$// 7(;$6 52&.:$// +($7+ +,*+ 6&+22/
1(: %5$81)(/6 7(;$6 1(: %5$81)(/6 +,*+ 6&+22/
2/
62
6WDUWLQJ GHHS VQDSSHU RQ SODFH NLFNV DOVR VDZ DFWLRQ RQ WKH RIIHQVLYH OLQH LQ IRXU JDPHV KDG WZR NQRFNGRZQV RQ VQDSV $FDGHPLF $OO %LJ ¿UVW WHDP 6WDUWLQJ GHHS VQDSSHU RQ SODFH NLFNV DQG EDFNXS FHQWHU KDG VHDVRQ KLJKV IRU SOD\V DQG NQRFNGRZQV WZR YV ,RZD 6WDWH +LJK 6FKRRO $ IRXU VWDU UHFUXLW E\ 6FRXW FRP DQG 5LYDOV FRP WKUHH VWDU UHFUXLW E\ (631 QDPHG WR 6XSHU3UHS WRS $OO $PHULFDQ WHDP GLGQ¶W DOORZ D VLQJOH VDFN LQ 1R FHQWHU (631 FRP 1R FHQWHU 5LYDOV FRP 1R FHQWHU 6FRXW FRP 1R SOD\HU LQ 7H[DV 6FRXW FRP 1R SOD\HU LQ 7H[DV 5LYDOV FRP 7KH :UDS XS 6RQ RI 'RQ DQG (OL]DEHWK :RRGV IDWKHU SOD\HG IRRWEDOO DW $XVWLQ &ROOHJH DQG QRZ FRDFKHV ZRQ D &RWWRQ %RZO DUW FRQWHVW WZR \HDUV LQ D URZ ZKHQ KH ZDV LQ ¿UVW DQG VHFRQG JUDGH KDV DOZD\V ZRUQ QXPEHU VLQFH KLV GDG KDV DOO RI KLV FHQWHUV ZHDU WKH QXPEHU SODQV WR JR LQWR FRDFKLQJ DIWHU KLV SOD\LQJ FDUHHU XQGHFLGHG RQ D PDMRU
/%
<HDU &DUHHU
* *6
87
$7
7RWDO /RVV
6DFNV ,17
62
)& )5 3%8
6WDUWLQJ PLGGOH OLQHEDFNHU KRQRUDEOH PHQWLRQ $OO %LJ E\ FRDFKHV ZRUH 1R YV 7XOVD UHFRUGHG KLV ¿UVW FDUHHU LQWHUFHSWLRQ ZLWK D WLS DQG FDWFK DW )ORULGD 6WDWH DOVR KDG VDFNV DJDLQVW WKH 6HPLQROHV WR JLYH KLP VL[ IRU KLV HDUO\ FDUHHU WLHG IRU WHDP OHDG ZLWK HLJKW WDFNOHV YV )68 UHWXUQHG D IXPEOH IRU \DUGV YV %DOO 6WDWH GLG QRW SOD\ YV 7H[DV 7HFK GXH WR DQ LQMXU\ UHWXUQHG DW .DQVDV 6WDWH DQG KDG D FDUHHU KLJK WZR VDFNV WLHG IRU WHDP OHDG ZLWK QLQH WDFNOHV DW %D\ORU OHG WHDP ZLWK D FDUHHU KLJK WDFNOHV YV ,RZD 6WDWH 6WDUWHG WKH ¿UVW QLQH JDPHV DW PLGGOH OLQHEDFNHU VHFRQG WHDP )UHVKPDQ $OO $PHULFDQ E\ 5LYDOV 3KLO 6WHHOH DQG &ROOHJH)RRWEDOO1HZV FRP KDG D FDUHHU KLJK WDFNOHV YV 7H[DV LQFOXGLQJ WZR IRU ORVV DQG RQH VDFN VHFRQG DPRQJ WKH OLQHEDFNHUV IRU WDFNOHV RQ WKH VHDVRQ KLV VHDVRQ VDFN WRWDO LV WKH 1R E\ D OLQHEDFNHU LQ WKH 6WRRSV HUD DW OHDVW VHYHQ WDFNOHV LQ ¿YH JDPHV KDG VDFNV DJDLQVW )ORULGD 6WDWH 7H[DV ,RZD 6WDWH 7H[DV $ 0 DQG %D\ORU (QUROOHG LQ WKH VSULQJ RI UHGVKLUWHG DIWHU VXIIHULQJ VHDVRQ HQGLQJ LQMXU\ GXULQJ IDOO FDPS +LJK 6FKRRO 6XSHU3UHS $OO $PHULFDQ 3UHS6WDU $OO $PHULFDQ WRS QDWLRQDOO\ ¿UVW WHDP DOO FODVV DOO VWDU ³6XSHU 7HDP´ FRPSLOHG E\ 7H[DV )RRWEDOO 0DJD]LQH 7H[DV DOO VWDWH KRQRUDEOH PHQWLRQ 1R SOD\HU LQ 5LYDOV¶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¿QJHU 1R QDWLRQDOO\ (631 7KH :UDS XS 0RYHG WR WKH 8 6 IURP (QJODQG LQ MXQLRU KLJK DQG EHJDQ SOD\LQJ IRRWEDOO VKRUWO\ DIWHU VSHQW WLPH ZRUNLQJ DV D OLIHJXDUG LQ KLJK VFKRRO VRFLRORJ\ PDMRU
720 :257
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6221(56
'HUHN )DUQLRN
-RKQ 3KLOLS +XJKHV
5RZOHWW 7H[DV 1RUWKHDVWHUQ 6WDWH
'% _ _ _ 65
6LRX[ )DOOV 6 ' :DVKLQJWRQ +6
27 _ _ _ )5
7XOVD 2NOD (GLVRQ
7( _ _ _ )5
'HUULFN %UDGOH\
-RUGDQ )LQFK
1DWKDQ +XJKHV
+RXVWRQ 7H[DV $OLHI (OVLN +6
:5 _ _ _ -5
0DQV¿HOG 7H[DV 0DQV¿HOG +6
'% _ _ _ 56 62
6SULQJ 7H[DV .OHLQ 2DN +6
'( _ _ _ )5
5\DQ &DUR
&DOHE *DVWHOXP
1LOD .DVLWDWL
'H 6RWR 7H[DV 'H 6RWR +6
:5 _ _ _ 65
&ODUHPRUH 2NOD +RPH 6FKRRO
/% _ _ _ 56 )5
(XOHVV 7H[DV 7ULQLW\ +6
2/ _ _ _ )5
'\ODQ 'LVPXNH
7DQQHU *LOOHWWH
3 / /LQGOH\
'XQFDQ 2NOD 'XQFDQ +6
27 _ _ _ )5
$XVWLQ 7H[DV /DNH 7UDYLV +6
:5 _ _ _ )5
5RXQG 5RFN 7H[DV 6WRQ\ 3RLQW +6
/% _ _ _ )5
'DYLG 'ULVNLOO
0LFKDHO +LOO
=DFK 0RQWDQD
2NODKRPD &LW\ 2NOD &DVDG\ +6 )% _ _ _ 56 )5
7DUSRQ 6SULQJV )OD 7DUSRQ 6SULQJV +6
. _ _ _ )5
)ORZHU 0RXQG 7H[DV )ORZHU 0RXQG +6
'% _ _ _ -5
-RUGDQ (DJOH 5RDG
5REHUW +ROOLV
*UHJ 2IIHQEXUJHU
7DOLKLQD 2NOD 7DOLKLQD +6
:5 _ _ _ )5
7XOVD 2NOD (GLVRQ +6
2/ _ _ _ )5
1RUPDQ 2NOD 1RUPDQ +6
/% _ _ _ )5
+,6725<
-HVVH %HOO
6($621 5 (9, (:
6KHUPDQ 7H[DV 6KHUPDQ +6
. _ _ _ )5
7+( 6221(56
(ULF +RVHN
6SULQJGDOH 0G )ORZHUV +6
:5 _ _ _ 56 )5
&2$&+,1* 67$))
%U\DQ (NZHGH
&LEROR 7H[DV %\URQ 0 6WHHOH +6
'7 _ _ _ )5
6 ($6 21
0DUTXLV $QGHUVRQ
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 6221(56 %HQQHWW 2NRWFKD
'LOORQ 6FKRROH\
1\NR 6\PRQGV
&RSSHOO 7H[DV &RSSHOO +6
'% _ _ _ )5
2NODKRPD &LW\ 2NOD 3XWQDP &LW\ 1RUWK +6
'% _ _ _ 56 )5
2NODKRPD &LW\ 2NOD 6RXWKPRRUH +6
:5 _ _ _ 56 )5
-RHO 2VVRP
'\ODQ 6HLEHUW
0LWFK 7DWH
'HQWRQ 7H[DV 5\DQ +6
)% _ _ _ -5
7XOVD 2NOD %RRNHU 7 :DVKLQJWRQ +6
3 _ _ _ )5
%DUWOHVYLOOH 2NOD %DUWOHVYLOOH +6
'( _ _ _ )5
-HVVH 3DXOVHQ
'UHZ 6HUUXWR
/RQGHOO 7D\ORU
$OEXTXHUTXH 1 0 1HZ 0H[LFR
'% _ _ _ -5
&HQWHUYLOOH 2KLR ( 0LFKLJDQ
2/ _ _ _ -5
9LDQ 2NOD 9LDQ +6
/% _ _ _ )5
-RUGDQ 3KLOOLSV
)UDQN 6KDQQRQ
.HQGDOO 7KRPSVRQ
7RZDQGD .DQ &LUFOH +6
'7 _ _ _ )5
'DOODV 7H[DV 6N\OLQH +6
/% _ _ _ )5
2NODKRPD &LW\ 2NOD 6RXWKPRRUH +6
4% _ _ _ )5
&ROWHQ 3UHVJURYH
%HQ 6KHUUDUG
'DQ]HO :LOOLDPV
3DXOV 9DOOH\ 2NOD 3DXOV 9DOOH\ +6
2/ _ _ _ )5
$UOLQJWRQ 7H[DV /DPDU +6
4% _ _ _ -5
$UOLQJWRQ 7H[DV -DPHV 0DUWLQ +6
5% _ _ _ )5
-DNH 5HHG
-RKQ 6RVDQ\D
0LWFK :LOOLDPV
$UGPRUH 2NOD $UGPRUH +6
'% _ _ _ 62
2NODKRPD &LW\ 2NOD %LVKRS 0F*XLQQHVV +6
'% _ _ _ -5
7XOVD 2NOD 1RUWKHDVWHUQ 6WDWH
'( _ _ _ -5
$DURQ 5LSNRZVNL
0D[ 6WHYHQVRQ
-XOLDQ :LQWHUV
'D\WRQ 7H[DV 'D\WRQ +6
)% _ _ _ )5
6SULQJ 7H[DV .OHLQ 2DN +6
7( _ _ _ )5
6DFUDPHQWR &DOLI &KULVWLDQ %URWKHUV +6
5% _ _ _ 56 )5
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
6($621 5(9,(: ',9,'(5 6 ($6 21 &2$&+,1* 67$)) 7+( 6221(56
6($621 5 (9, (: 2./$+20$ +,6725<
1$7,21$/ &+$03,216 1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7($0 67$7,67,&6 6FKHGXOH 5HVXOWV 'DWH 6HSW 6HSW 6HSW 2FW 2FW 2FW 2FW 2FW 1RY 1RY 1RY 'HF
2SSRQHQW : / 7XOVD : DW )ORULGD 6WDWH : 0LVVRXUL : %DOO 6WDWH : 7H[DV : DW .DQVDV : 7H[DV 7HFK / DW .DQVDV 6WDWH : 7H[DV $ 0 : DW %D\ORU / ,RZD 6WDWH : DW 2NODKRPD 6W /
DW &RWWRQ %RZO LQ 'DOODV 7H[DV &RQIHUHQFH *DPH
7HDP 6WDWLVWLFV 6FRUH
7LPH
$WWHQGDQFH
6FRUH E\ 4XDUWHUV 2NODKRPD 2SSRQHQWV
27 7RWDO
2NODKRPD 2SSRQHQW 6&25,1* 3RLQWV 3HU *DPH ),567 '2:16 5XVKLQJ 3DVVLQJ 3HQDOW\ 586+,1* <$5'$*( <DUGV JDLQHG UXVKLQJ <DUGV ORVW UXVKLQJ 5XVKLQJ $WWHPSWV $YHUDJH 3HU 5XVK $YHUDJH 3HU *DPH 7'V 5XVKLQJ 3$66,1* <$5'$*( &RPS $WW ,QW $YHUDJH 3HU 3DVV $YHUDJH 3HU &DWFK $YHUDJH 3HU *DPH 7'V 3DVVLQJ 727$/ 2))(16( 7RWDO 3OD\V $YHUDJH 3HU 3OD\ $YHUDJH 3HU *DPH .,&. 5(78516 <$5'6 3817 5(78516 <$5'6 ,17 5(78516 <$5'6 .,&. 5(7851 $9(5$*( 3817 5(7851 $9(5$*( ,17 5(7851 $9(5$*( )80%/(6 /267 3(1$/7,(6 <$5'6 $YHUDJH 3HU *DPH 38176 <$5'6 $YHUDJH 3HU 3XQW 1HW SXQW DYHUDJH 7,0( 2) 3266(66,21 *$0( 5' '2:1 &219(56,216 UG 'RZQ 3FW 7+ '2:1 &219(56,216 WK 'RZQ 3FW 6$&.6 %< <$5'6 0,6& <$5'6 728&+'2:16 6&25(' ),(/' *2$/6 $77(0376 21 6,'( .,&.6 5(' =21( 6&25(6
5(' =21( 728&+'2:16
3$7 $77(0376
$77(1'$1&( *DPHV $YJ 3HU *DPH 1HXWUDO 6LWH *DPHV
52< ),1&+
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7($0 67$7,67,&6 3XQW 5HWXUQV
*3 $WW *DLQ /RVV 1HW $YJ 7' /RQJ $YJ * :KDOH\ )LQFK &OD\ :LOOLDPV 0LOODUG %HOO )UDQNV 0LOOHU %UR\OHV 6WLOOV -RQHV 7($0 7RWDO 2SSRQHQWV
1R <GV $YJ 7' /RQJ %UR\OHV 6WLOOV 7RWDO 2SSRQHQWV
5HFHLYLQJ
.LFN 5HWXUQV 1R <GV $YJ 7' /RQJ )UDQNV )LQFK :KDOH\ -DFNVRQ 0XVLO %UR\OHV &OD\ 7RWDO 2SSRQHQWV
6($621 5 (9, (:
*3 1R <GV $YJ 7' /RQJ $YJ * %UR\OHV 6WLOOV 5H\QROGV )LQFK +DQQD 0LOOHU ' )UDQNV :KDOH\ &OD\ 0LOODUG -DFNVRQ 5DWWHUUHH +D\ZRRG 0LOOHU - 7RWDO 2SSRQHQWV
1R <GV $YJ 7' /RQJ -HIIHUVRQ +DUULV /HZLV 5 /HZLV 7 $OH[DQGHU +XUVW :RUW )OHPLQJ 7RWDO 2SSRQHQWV
7+( 6221(56
*3 (II &PS $WW ,QW 3FW <GV 7' /QJ $YJ * -RQHV $OOHQ %HOO 7($0 7RWDO 2SSRQHQWV
,QWHUFHSWLRQV &2$&+,1* 67$))
3DVVLQJ
6 ($6 21
5XVKLQJ
)XPEOH 5HWXUQV .LQJ :RUW )OHPLQJ
1R
<GV
$YJ
7'
/RQJ
7RWDO 2SSRQHQWV
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6&25,1* 67$7,67,&6 6FRULQJ
7RWDO 2IIHQVH
_ 3$7V _ 3OD\HU 7' )*V .LFN 5XVK 5FY 3DVV ';3 6DI 3RLQWV +XQQLFXWW %HOO %UR\OHV :KDOH\ 6WLOOV 5H\QROGV 6WHYHQV 0LOODUG )LQFK -RQHV +DQQD &OD\ )OHPLQJ 0LOOHU ' +XUVW .LQJ 5DWWHUUHH :RUW 7RWDO 2SSRQHQWV
* 3OD\V 5XVK 3DVV 7RW $YJ * -RQHV / :KDOH\ )LQFK &OD\ :LOOLDPV 0LOODUG %HOO )UDQNV $OOHQ 0LOOHU - %UR\OHV 6WLOOV 7($0 7RWDO 2SSRQHQWV
$OO 3XUSRVH <DUGV * 5XVK 5HF 35 .25 ,5 7RW $YJ * %UR\OHV )LQFK 6WLOOV :KDOH\ )UDQNV 5H\QROGV +DQQD &OD\ 0LOODUG 0LOHU ' :LOOLDPV -DFNVRQ %HOO 5DWWHUUHH +DUULV +XUVW +D\ZRRG 0LOOHU - $OH[DQGHU /HZLV 7 -HIIHUVRQ :RUW /HZLV 5 )OHPLQJ -RQHV / 7($0 7RWDO 2SSRQHQWV
3XQWLQJ 1R <GV $YJ /RQJ 7% )& , %ONG :D\ 7RWDO 2SS
)LHOG *RDOV )*0 )*$ 3HUFHQWDJH /RQJ %ORFNHG
6WHYHQV
+XQQLFXWW
)LHOG *RDO 6HTXHQFH 7XOVD )ORULGD 6WDWH 0LVVRXUL %DOO 6WDWH 7H[DV .DQVDV 7H[DV 7HFK .DQVDV 6WDWH 7H[DV $ 0 %D\ORU ,RZD 6WDWH 2NODKRPD 6WDWH
2NODKRPD
1XPEHUV LQ SDUHQWKHVHV LQGLFDWH ¿HOG JRDO ZDV PLVVHG
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
2SSRQHQWV
'()(16,9( 67$7,67,&6 'HIHQVLYH /HDGHUV 6 ($6 21
7DFNOHV )XPEOHV *3 6ROR $VW 7RWDO 7)/ <GV 6DFNV <GV ,QW <GV %U8S 4%+ 5FY <GV )) %ON 6DI &ROYLQ $ /HZLV 7 -HIIHUVRQ 7 :RUW 7 /HZLV 5 1HOVRQ & )OHPLQJ - +XUVW ' $OH[DQGHU ) +DUULV - .LQJ ' 3URFWRU 6 /\QQ * 0F*HH 6 %LUG - 0F)DUODQG - 0LOODUG 7 :DONHU & :DVKLQJWRQ 5 ,ELOR\H - -RQHV . 3RZHOO - *ULVVRP * :LQFKHVWHU - )UDQNOLQ $ 3HWHUVRQ 7 +D\ZRRG $ +D\HV 4 1GXOXH & +XQQLFXWW 0 %UR\OHV 5 +DQQD - 5H\QROGV - 0XVLO 0 :LOVRQ - 3DXOVHQ - ,NDUG * -RKQVRQ / )LQFK 5 2¶+DUD 3 5DWWHUUHH 7 )UDQNV 7 7RWDO 2SSRQHQWV
&2$&+,1* 67$)) 7+( 6221(56 6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
*$0( %< *$0( 67$7,67,&6
Kicking (FG-FG Seq.-PAT)
Rushing (Att.-Yards-TD) Bell 7XOVD '13 )ORULGD 6WDWH '13 0LVVRXUL '13 %DOO 6WDWH 7H[DV '13 .DQVDV '13 7H[DV 7HFK '13 .DQVDV 6WDWH 7H[DV $ 0 %D\ORU ,RZD 6WDWH 2NODKRPD 6WDWH
Clay
Finch
Millard
Whaley
Williams
'13 '13
'13 '13 '13 '13 '13
'13 '13 '13 '13
Hunnicutt 7XOVD )ORULGD 6WDWH 0LVVRXUL %DOO 6WDWH 7H[DV .DQVDV 7H[DV 7HFK .DQVDV 6WDWH 7H[DV $ 0 %D\ORU ,RZD 6WDWH 2NODKRPD 6WDWH
Passing (Comp.-Att.-Int.-Yards-TD) 7XOVD )ORULGD 6WDWH 0LVVRXUL %DOO 6WDWH 7H[DV .DQVDV 7H[DV 7HFK .DQVDV 6WDWH 7H[DV $ 0 %D\ORU ,RZD 6WDWH 2NODKRPD 6WDWH
Allen
Bell
Jones
'13 '13 '13 '13 '13 '13 '13
'13 '13 '13 '13 '13 '13
'13
Stevens
50+
I-20
TB
'13 '13 '13 '13 '13 '13 '13 '13 '13 '13
Punting Way
7XOVD )ORULGD 6WDWH 0LVVRXUL %DOO 6WDWH 7H[DV .DQVDV 7H[DV 7HFK .DQVDV 6WDWH 7H[DV $ 0 %D\ORU ,RZD 6WDWH 2NODKRPD 6WDWH
No. Avg.
Long
FC
Ret.
Receiving (Rec.-Yards-TD) Broyles 7XOVD )ORULGD 6WDWH 0LVVRXUL %DOO 6WDWH 7H[DV .DQVDV 7H[DV 7HFK .DQVDV 6WDWH 7H[DV $ 0 %D\ORU '13 ,RZD 6WDWH '13 2NODKRPD 6WDWH '13
Clay
Finch
Franks
Hanna
Jackson
Millard
D. Miller
Ratterree
Reynolds
Stills
Whaley
'13 '13
'13 '13
'13 '13
'13 '13
'13 '13
'13 '13 '13 '13 '13
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
*$0( %< *$0( 67$57(56 Offense WR
LT
LG
C
RG
RT
TE
RB
QB
WR
FL
Broyles Stephenson
Ikard
Habern
Evans
Williams
Hanna
Clay
Jones
Miller
Franks
Florida State
Broyles Stephenson
Ikard
Habern
Evans
L. Johnson
Hanna
Clay
Jones
Stills
Millard*
Missouri
Broyles Stephenson
Ikard
Habern
Evans
L. Johnson
Hanna
Clay
Jones
Miller
Millard*
Ball State
Broyles Stephenson
Good
Ikard
Evans
L. Johnson
Hanna
Whaley
Jones
Stills
Reynolds
Broyles Stephenson
Good
Ikard
Evans
L. Johnson
Hanna
Whaley
Jones
Stills
Millard*
Kansas
Broyles Stephenson
Shead
Ikard
Evans
L. Johnson
Hanna
Whaley
Jones
Stills
Reynolds
Texas Tech
Broyles Stephenson
Shead
Ikard
Evans
L. Johnson
Hanna
Finch
Jones
Stills
Reynolds
Kansas State
Broyles Stephenson
Shead
Ikard
Evans
L. Johnson
Hanna
Whaley
Jones
Stills
Finch^
Texas A&M
Broyles Stephenson
Shead
Ikard
Evans
L. Johnson
Hanna
Finch
Jones
Stills
Reynolds
Baylor
Jackson Stephenson
Shead
Ikard
Evans
L. Johnson
Hanna
Finch
Jones
Stills
Reynolds
Iowa State
Miller
Stephenson
Ikard
Habern
Evans
L. Johnson
Hanna
Finch
Jones
Stills
Clay^
Oklahoma State
Miller
Stephenson
Ikard
Habern
Evans
L. Johnson
Hanna
Finch
Jones
Stills
Reynolds
&2$&+,1* 67$))
Texas
6 ($6 21
Tulsa
6WDUWHG DW )% #6WDUWHG WZR 7(V VWDUWHG DV IRXUWK :5 A VWDUWHG DV VHFRQG 5%
Defense Tulsa
DE
DT
DT
DE
SLB
MLB
WLB
CB
FS
SS
CB
R. Lewis
Walker
McFarland
Alexander
Jefferson
Wort
Nelson
Fleming
J. Harris
Colvin
Hurst
R. Lewis
Walker
King@
Alexander
Nelson
Wort
T. Lewis
Fleming
Jefferson
Colvin
Hurst
Missouri
R. Lewis
McFarland
Lynn*
Alexander
Jefferson
Wort
T. Lewis
Fleming
J. Harris
Colvin
Hurst
Ball State
R. Lewis
Walker
Jefferson*
Alexander
Nelson
Wort
T. Lewis
Fleming
J. Harris
Proctor
Hurst
Texas
King
Walker
McFarland
Alexander
Nelson
Wort
T. Lewis
Fleming
Jefferson
Colvin
Hurst
Kansas
R. Lewis
Walker
King@
Alexander
Jefferson
Wort
T. Lewis
Fleming
J. Harris
Colvin
Hurst
Texas Tech
R. Lewis
McGee
McFarland
Alexander
Jefferson
Nelson
T. Lewis
Lynn
J. Harris
Colvin
Hurst
Kansas State
R. Lewis
McGee
C. Nelson%
Alexander
Jefferson
Wort
T. Lewis
Colvin
J. Harris
Proctor
Hurst
Texas A&M
R. Lewis
McGee
McFarland
Alexander
Nelson
Wort
T. Lewis
Fleming
J. Harris
Colvin
Hurst
Baylor Oklahoma State
R. Lewis
Walker
Jefferson*
Alexander
Nelson
Wort
T. Lewis
Fleming
J. Harris
Colvin
Hurst
Jefferson*
Walker
McFarland
Alexander
Nelson
Wort
T. Lewis
Fleming
Proctor
Colvin
Hurst
King
Walker
Ibiloye%
Alexander
Nelson
Wort
T. Lewis
Fleming
Jefferson
Colvin
Hurst
6($621 5 (9, (:
Iowa State
7+( 6221(56
Florida State
*Started five DBs, @ Started three DEs, % Started four LBs
Specialists Tulsa
KO
PK
P
H
PR
KR
O’Hara
Stevens
Way
Symonds
Broyles
Franks
KR
S-LS
L-LS
Whaley
Woods
Winchester
Florida State
O’Hara
Stevens
Way
Symonds
Broyles
Franks
Clay
Woods
Winchester
Missouri
O’Hara
Hunnicutt
Way
Symonds
Broyles
Finch
Clay
Woods
Winchester
O’Hara
Hunnicutt
Way
Symonds
Broyles
Finch
Clay
Woods
Winchester
Texas
O’Hara
Hunnicutt
Way
Symonds
Broyles
Franks
Whaley
Woods
Winchester
Kansas
O’Hara
Hunnicutt
Way
Symonds
Broyles
Franks
Whaley
Woods
Winchester
Texas Tech
O’Hara
Hunnicutt
Way
Symonds
Broyles
Franks
Finch
Woods
Winchester
O’Hara
Hunnicutt
Way
Symonds
Broyles
Franks
Finch
Winchester
Winchester
Hunnicutt Hunnicutt
Way
Symonds
Broyles
Franks
Finch
Winchester
Winchester
Kansas State Texas A&M Baylor
O’Hara
Hunnicutt
Way
Symonds
Stills
Franks
Finch
Woods
Winchester
Iowa State
O’Hara
Hunnicutt
Way
Symonds
Stills
Franks
Finch
Woods
Winchester
Oklahoma State O’Hara
Hunnicutt
Way
Symonds
Stills
Franks
Finch
Woods
Winchester
+,6725<
Ball State
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
*$0( %< *$0( 67$7,67,&6 Players Aladenoye Alexander Allen B. Bell Bird Broyles Clay Colvin Evans Finch Fleming A. Franklin D. Franklin Franks Gastelum Good Grissom Habern Hanna J. Harris L. Harris Hayes Haynes Hunnicutt Hurst Ibiloye Ikard Irwin Jackson Jefferson Johnson J. Jones K. Jones L. Jones Kasitati King R. Lewis T. Lewis Lynn McCay McFarland McGee Millard D. Miller Musil Ndulue Nelson O’Hara Paulsen Peterson Powell Proctor Ratterree Reynolds Ripkowski Serruto Shead Stephenson Stevens Stills Symonds T. Thompson Walker Washington Way Whaley B. Williams Dar. Williams Wilson Winchester Woods Wort x - played
Tulsa x S-DE x x S-WR S-RB S-S S-RG x S-CB S-WR x x S-C S-TE S-S x x S-CB x S-LG x x S-LB x x S-QB x S-DE x S-DT x S-WR x S-LB S-KO x x x x x x x S-LT S-PK S-H x S-DT x S-P x S-RT x S-LS x S-LB
Florida State x S-DE x S-WR S-RB S-S S-RG x S-CB x x x x S-C S-TE x x x S-CB x S-LG x S-S S-RT x S-QB S-DE S-DE S-LB x x x S-FB x x S-LB S-KO x x x S-LT S-PK S-WR S-H S-DT x S-P x x S-LS x S-LB
Missouri x S-DE x S-WR S-RB S-S S-RG x S-CB x x x S-C S-TE S-S x x S-PK S-CB x S-LG x x S-S S-RT x x S-QB x S-DE S-LB S-DB S-DT x S-FB S-WR S-LB S-KO x x x x x S-LT S-H x x S-P x x S-LS x S-LB
Ball State x S-DE x x x S-WR x S-RG x S-CB x x x S-LG x S-TE S-S x x S-PK S-CB x S-C x x S-DB S-RT x x S-QB x x S-DE S-LB x x x x x x x S-LB S-KO x S-S x S-WR x x S-LT S-WR S-H x S-DT x S-P S-RB x x x S-LS x S-LB
Texas S-DE x x S-WR S-S S-RG x S-CB x x x x S-LG x S-TE x x x S-PK S-CB x S-C x x S-S S-RT x x S-QB S-DE x S-LB x S-DT x S-FB x x S-LB S-KO x x x x x x x S-LT S-WR S-H x S-DT x S-P S-RB x x x S-LS x S-LB
Kansas S-DE x x S-WR S-S S-RG x S-CB x x x x S-TE S-S x x S-PK S-CB S-C x x S-DB S-RT x S-QB S-DE S-DE S-LB x x x x x x x x x S-KO x x x x S-WR S-LG S-LT S-WR S-H x S-DT x S-P S-RB x x x S-LS x S-LB
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
Texas Tech S-DE x S-WR x S-S S-RG S-RB x x x x x S-TE S-S x S-PK S-CB x S-C x x S-DB S-RT x S-QB x S-DE S-LB S-CB S-DT S-DT x x x S-LB S-KO x x x x S-WR x x S-LG S-LT S-WR S-H x S-P x S-LS x -
Kansas State Texas A&M S-DE S-DE x x x x x S-WR S-WR x x S-CB S-S S-RG S-RG S-RB S-RB S-CB x x x x x x x x x x x x x S-TE S-TE S-S S-S x x x S-PK S-PK S-CB S-CB x x S-C S-C x x x S-DB x S-RT S-RT x x x S-QB S-QB x x S-DE S-DE S-LB S-LB x x x S-DT S-DT S-DT x x x x x x x x S-LB S-LB S-KO x x S-S x x x x S-WR x x x S-LG S-LG S-LT S-LT S-WR S-WR S-H S-H x x x x x x S-P S-P S-RB x x x x x S-LS S-LS S-LB S-LB
Baylor S-DE x x x S-S S-RG S-RB S-CB x x x x x x S-TE S-S x S-PK S-CB x S-C x S-WR S-DB S-RT x S-QB x S-DE S-LB x x x x x S-LB S-KO x x S-WR x x S-LG S-LT S-WR S-H S-DT x S-P x S-LS x S-LB
Iowa State S-DE x x S-RB S-S S-RG S-RB S-CB x x x x x S-C S-TE x S-PK S-CB x S-LG x x S-DB S-RT x S-QB x S-LB x S-DT x x S-WR x S-LB S-KO S-S x x x x S-LT S-WR S-H S-DT x S-P x x x S-LS x S-LB
Oklahoma State S-DE x x x S-S S-RG S-RB S-CB x x x x x S-C S-TE x x S-PK S-CB S-LB S-LG x x S-DB S-RT x S-QB S-DE S-LB x x x x S-WR x S-LB S-KO x x S-WR x x S-LT S-WR S-H D-DT x S-P x x x S-LS x S-LB
7+( /$67 7,0( OKLAHOMA INDIVIDUAL
OU’S RECORD WHEN ... Playing at home .......................................................5-1 Playing on the road ..................................................3-2 Playing on a neutral field .........................................1-0 Playing at night........................................................5-3 Playing during the day .............................................4-0 OU scores on first possession ....................................4-1 Opponent scores on first possession .........................3-1 OU scores first ..........................................................7-1 Opponent scores first ...............................................2-2
&2$&+,1* 67$))
OU leads after 1st quarter ........................................7-0 Opponent leads after 1st quarter .............................2-1 Teams are tied after 1st quarter ...............................0-2 OU leads at halftime.................................................9-0 Opponent leads at halftime .....................................0-3 Teams are tied at halftime........................................0-0 OU leads after 3rd quarter ........................................9-0 Opponent leads after 3rd quarter .............................0-3 Teams are tied after 3rd quarter ...............................0-0 Game goes to overtime ............................................0-0
7+( 6221(56
OKLAHOMA TEAM
OU has more total yards ...........................................8-0 Opponent has more total yards ................................1-3
OPPONENT TEAM
OU has more rushing yards.......................................7-2
\DUGV UXVKLQJ 409, Nebraska, 11/1/97 \DUGV UXVKLQJ 351, Air Force, 9/18/10 \DUGV SDVVLQJ 485, Baylor, 11/19/11 \DUGV SDVVLQJ 485, Baylor, 11/19/11 \DUGV WRWDO RIIHQVH 616, Baylor, 11/19/11 ILUVW GRZQV 32, Texas Tech, 11/21/09 SRLQWV 55, USC, 1/4/05 6FRUHG D VDIHW\ Texas A&M, 11/6/10 (bad snap thru endzone) 3RVWHG D VKXWRXW 29-0, at Texas A&M, 11/7/98 +HOG 28 XQGHU \DUGV UXVKLQJ 86, Texas, 10/8/11 +HOG 28 XQGHU \DUGV SDVVLQJ 77, Oklahoma State, 11/25/06 +HOG 28 XQGHU WRWDO \DUGV 171, Texas, 10/8/05 %ORFNHG D SXQW Stanford, 12/31/09 %ORFNHG D ILHOG JRDO DWWHPSW Oklahoma State, 11/28/09 %ORFNHG DQ H[WUD SRLQW DWWHPSW Texas A&M, 11/14/09
Opponent has more rushing yards............................2-1 Opponent has equal rushing yards ...........................0-0 OU has more passing yards.......................................7-1 Opponent has more passing yards............................2-2 OU has more turnovers .............................................3-3 Opponent has more turnovers..................................5-0
6($621 5 (9, (:
Teams have equal turnovers .....................................1-0 OU has more penalties .............................................2-1 Opponent has more penalties ..................................5-1 Teams have equal penalties .....................................2-1 OU has more time of possession ...............................5-2 Opponent has more time of possession....................4-1 OU has 100-yard rusher............................................3-0 Opponent has 100-yard rusher.................................1-1 OU scores at least 20 points ......................................9-2 Opponent scores at least 20 points...........................2-3 OU throws for 300 yards ...........................................6-2
+,6725<
\DUGV UXVKLQJ 411 vs. Louisville, 9/27/97 \DUGV UXVKLQJ 325 vs. Iowa State, 10/16/10 \DUGV SDVVLQJ 447 at Baylor, 11/19/11 \DUGV SDVVLQJ 447 at Baylor, 11/19/11 \DUGV WRWDO RIIHQVH 509 vs. Iowa State, 11/26/11 ILUVW GRZQV 34 at Kansas State, 10/29/11 SRLQWV 58 at Kansas State, 10/29/11 6FRUHG D VDIHW\ vs. Baylor, 11/20/10 (Forced fumble thru back of endzone) 3RVWHG D VKXWRXW 52-0 vs. Iowa State, 10/16/10 +HOG DQ RSSRQHQW XQGHU \DUGV UXVKLQJ 36 vs. Texas, 10/8/11 +HOG DQ RSSRQHQW XQGHU \DUGV SDVVLQJ 58 at Kansas State, 10/29/11 +HOG DQ RSSRQHQW EHWZHHQ WRWDO \DUGV 183 vs. Iowa State, 10/16/10 +HOG DQ RSSRQHQW XQGHU WRWDO \DUGV 44 vs. Idaho State, 9/12/09 %ORFNHG D SXQW vs. Texas A&M, 11/6/10 %ORFNHG D ILHOG JRDO vs. Oregon, 9/18/04 %ORFNHG DQ H[WUD SRLQW DWWHPSW vs. Kansas State, 10/31/09
OPPONENT INDIVIDUAL 5XVKHG IRU \DUGV 151, Joseph Randle, Oklahoma State, 12/3/11 119, Jeremy Smith, Oklahoma State, 12/3/11 5XVKHG IRU \DUGV 213, Brad Smith, Missouri, 10/5/02 3DVVHG IRU \DUGV 479, Robert Griffin III, Baylor, 11/19/11 3DVVHG IRU \DUGV 479, Robert Griffin III, Baylor, 11/19/11 +DG \DUGV UHFHLYLQJ 208, Kendall Wright, Baylor, 11/19/11 5HWXUQHG D SXQW IRU D WRXFKGRZQ 80, Jeremy Bloom, Colorado, 12/7/02 5HWXUQHG D NLFNRII IRU D WRXFKGRZQ 100, Fozzy Whittaker, Texas 10/8/11 5HWXUQHG DQ LQWHUFHSWLRQ IRU D WRXFKGRZQ 46, Dwayne Gratz, Conneticut, 1/1/11 5HWXUQHG D IXPEOH IRU D WRXFKGRZQ Richetti Jones, Oklahoma State, 12/3/11 (5 yards) 5HWXUQHG D EORFNHG SXQW IRU D WRXFKGRZQ Lance Taylor, Alabama, 9/7/02 (8 yards) 5XVKHG IRU WKUHH WRXFKGRZQV 3, Ell Roberson, Kansas State, 9/29/01 7KUHZ WKUHH WRXFKGRZQ SDVVHV 4, Robert Griffin III, Baylor, 11/19/11 &DXJKW WKUHH WRXFKGRZQ SDVVHV 3, Alex Torres, Texas Tech, 10/22/11 .LFNHG WKUHH ILHOG JRDOV 3, Quinn Sharp, Oklahoma State, 12/3/11 +DG D \DUG UXQ IURP VFULPPDJH 80, Jammal Charles, Texas, 10/8/05 +DG D \DUG SDVV FRPSOHWLRQ 87, Robert Griffin III to Kendall Wright, Baylor, 11/19/11 +DG D \DUG ILHOG JRDO 54, Anthony Cantele, Kansas State, 10/29/11
6 ($6 21
5XVKHG IRU \DUGV 165, Dominique Whaley at Kansas, 10/15/11 5XVKHG IRU \DUGV 208, DeMarco Murray vs. Utah State, 9/4/10 3DVVHG IRU \DUGV 447, Landry Jones at Baylor, 11/19/11 3DVVHG IRU \DUGV 447, Landry Jones at Baylor, 11/19/11 +DG \DUGV UHFHLYLQJ 114, Jaz Reynolds at Baylor, 11/19/11 5HWXUQHG D SXQW IRU D WRXFKGRZQ Ryan Broyles vs. Oklahoma State, 11/28/09 (87 yards) 5HWXUQHG D NLFNRII IRU D WRXFKGRZQ DeMarco Murray vs. Baylor, 11/10/07 (91 yards) 5HWXUQHG DQ LQWHUFHSWLRQ IRU D WRXFKGRZQ Demontre Hurst vs. Texas, 10/8/11 (55 yards) 5HWXUQHG D IXPEOH IRU D WRXFKGRZQ Jamell Fleming vs. Texas, 10/8/11 (56 yards) David King vs. Texas, 10/8/11 (19 yards) 5HWXUQHG D EORFNHG ILHOG JRDO IRU D WRXFKGRZQ Darryl Bright vs. Texas Tech, 11/21/98 (48 yards) 5HWXUQHG D EORFNHG SXQW IRU D WRXFKGRZQ Will Peoples vs. Texas Tech, 11/23/02 5XVKHG IRU WKUHH WRXFKGRZQV 4, Blake Bell at Baylor, 11/19/11 7KUHZ WKUHH WRXFKGRZQ SDVVHV 5, Landry Jones at Kansas State, 10/29/11 &DXJKW WKUHH WRXFKGRZQ SDVVHV 3, Ryan Broyles vs. Missouri, 9/24/11 .LFNHG WKUHH ILHOG JRDOV 4, Michael Hunnicutt vs. Iowa State, 11/26/11 +DG D \DUG UXQ IURP VFULPPDJH 70, DeMarco Murray at Texas A&M, 11/8/08 +DG D \DUG SDVV FRPSOHWLRQ 76, L. Jones to J. Hanna vs. Oklahoma State, 11/27/10 +DG WDFNOHV 22, Rocky Calmus at Colorado, 10/30/99 +DG \DUG ILHOG JRDO 53, Michael Hunnicutt at Kansas State, 10/29/11 +DG D \DUG SXQW 85, Tress Way vs. Utah State, 9/4/10
Opponent throws for 300 yards ................................1-2 Playing on natural grass ...........................................7-1 Playing on artificial surface ......................................2-2 OU defense scores ....................................................2-0 Opponent defense scores .........................................0-1 OU returns KO/Punt for touchdown ..........................0-0 Opponent returns KO/Punt for touchdown ...............1-0
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 683(5/$7,9(6 Oklahoma Individual Highs
Opponent Individual Highs
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30, Dominique Whaley at Kansas Yards Rushing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165, Dominique Whaley at Kansas TD Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4, Dominique Whaley vs. Tulsa; Blake Bell at Baylor Long Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64, Dominique Whaley vs. Texas Pass Attempts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55, Landry Jones vs. Texas Tech Pass Completions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .36, Landry Jones at Baylor Yards Passing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .505, Landry Jones vs. Kansas State TD Passes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, Landry Jones, three times Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2, Landry Jones, five times Long Pass . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64, Landry Jones vs. Ball State Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .14, Ryan Broyles, twice Yards Receiving . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 217, Ryan Broyles at Kansas TD Receptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3, Ryan Broyles vs. Missouri Long Reception. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .64, Ryan Broyles vs. Ball State Field Goals . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . .4, Michael Hunnicutt at Kansas; vs. Iowa State Long Field Goal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53, Michael Hunnicutt vs. Kansas State Punts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9, Tress Way vs. Texas A&M Punting Average. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .48.0 Tress Way vs. Iowa State Long Punt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .62, Tress Way vs. Texas A&M Long Punt Return. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .36, Ryan Broyles at Kansas Long Kickoff Return . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .41, Trey Franks at Baylor Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, Jamell Fleming vs. Texas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13, Aaron Colvin vs. Texas Tech Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3, Frank Alexander vs. Texas Tackles for loss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4, Frank Alexander vs. Texas Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3, Tony Jefferson vs. Ball State
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .26, Collin Klein, Kansas State Yards Rushing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 151, Joseph Randle, Oklahoma State TD Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2, fIve players Long Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56, James Sims, Kansas Pass Attempts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63, Ryan Tannehill, Texas A&M Pass Completions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .33, Seth Doege, Texas Tech Yards Passing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .479, Robert Griffin III, Baylor TD Passes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, two players Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, two players Long Pass . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .87, Robert Griffin III, Baylor Receptions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10, Justin Blackmon, Oklahoma State Yards Receiving. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .208, Kendall Wright, Baylor TD Receptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Alex Torres, Texas Tech Long Reception. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87, Kendall Wright, Baylor Field Goals. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3, Quinn Sharp, Oklahoma STate Long Field Goal. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54, A Cantele, Kansas State Punts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11, Ron Doherty, Kansas Punting Average. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .50.2, Shawn Powell, Florida State Long Punt . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69, Shawn Powell, Florida State Long Punt Return. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .35, Dustin Harris, Texas A&M Long Kickoff Return . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100, Fozzy Whittaker, Texas Tackles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18, Curnelius Arnick, Tulsa Sacks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Nicolas Jean-Baptiste, Baylor Tackles For Loss. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2.5, Daniel Cobb, Texas Tech Interceptions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, Nigel Malone, Kansas State
Oklahoma Team Highs
Opponent Team Highs
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .47 vs. Texas A&M Yards Rushing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .253 vs. Iowa State Yards Per Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.8 at Kansas State TD Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 vs. Tulsa Pass Attempts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 vs. Texas Tech Pass Completions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .39 vs. Tulsa Yards Passing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .520 at Kansas State Yards Per Pass . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.5 vs. Ball State TD Passes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, three times Total Plays. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .100 vs. Tulsa Total Offense. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .690 at Kansas State Yards Per Play . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9.2 at Kansas State Points. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 vs. Ball State Sacks By. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8 vs. Texas First Downs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .34, twice Penalties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 at Baylor Penalty Yards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 at Baylor Turnovers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 at Oklahoma State Interceptions By . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, three times
Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .45, Texas Yards Rushing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 278, Oklahoma State Yards Per Rush . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.4, Oklahoma State TD Rushes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4, Oklahoma State Pass Attempts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63, Texas A&M Pass Completions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .34, Texas Tech Yards Passing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .485, Baylor Yards Per Pass . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.9, Baylor TD Passes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4, twice Total Plays. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .96, Texas Tech Total Offense. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .616, Baylor Yards Per Play . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.4, Baylor Points . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .45, Baylor Sacks By. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3, Oklahoma State First Downs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .28, twice Penalties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9, Texas Tech Penalty Yards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .60, Texas Turnovers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, Texas Interceptions By . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3, Iowa State
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
6($621 5(9,(: *DPH E\ *DPH &RPSDULVRQV Score
Total
Tulsa 47-17 Florida State 23-13 Missouri 38-28 Ball State 62-6 Texas 55-17 Kansas 47-17 Texas Tech 38-41 Kansas State 58-17 Texas A&M 41-25 Baylor 38-45 Iowa State 26-6 Oklahoma State10-44
34-15 20-16 32-24 28-10 22-22 29-9 24-27 34-15 20-28 29-28 25-13 24-22
Totals
483-273 321-299
Opp.
First Downs By Rush By Pass By Pen
Rushes-Yards
Comp-Att-Int
Pass Yards
Total Plays-Yards
12-8 8-4 10-12 12-4 2-7 12-6 6-7 8-10 12-7 11-10 12-8 7-10
21-6 10-9 20-12 16-5 17-12 16-3 17-18 25-3 7-20 18-14 13-5 17-10
1-1 2-3 2-0 0-1 3-3 1-0 1-2 1-2 1-1 0-4 0-0 0-2
46-246/31-129 39-111/26-27 39-144/42-241 38-208/35-119 19-86/45-36 40-247/38-144 25-124/43-120 25-170/43-182 47-149/29-148 36-158/38-131 45-253/36-120 33-108/33-278
39-54-0/18-33-1 18-27-2/20-34-3 35-48-2/16-33-0 27-39-1/14-36-3 31-52-0/20-36-2 29-48-1/13-25-0 30-55-1/34-53-0 37-50-2/8-16-0 18-39-0/32-63-3 36-51-1/22-35-0 22-45-3/13-28-1 27-50-2/24-36-0
417/271 199/219 448/291 447/95 367/223 363/108 412/452 520/58 255/379 447/485 256/125 250/217
100-663/64-400 66-310/60-246 87-592/75-532 77-655/71-214 71-453/81-259 88-610/63-252 80-536/96-572 75-690/59-240 86-404/92-527 87-605/73-616 90-509/64-245 83-358/69-495
112-93
197-117
12-19
432-2,004/439-1,675
4th Down Conversions
Time of Possession
TOP Margin
Avg Yds/Rush
11-19/5-14 4-12/5-13 5-12/3-12 5-12/5-18 8-15/5-16 7-16/3-17 5-17/6-18 7-10/4-13 9-21/6-18 6-14/3-13 5-18/5-14 4-15/4-13
1-1/1-1 0-0/0-1 0-0/0-0 0-0/0-0 0-2/1-3 1-1/1-2 2-2/1-3 0-0/0-0 0-0/0-1 1-2/1-2 2-4/0-2 1-1/0-0
36:38/23:22 28:44/31:16 32:23/27:37 27:24/32:36 22:06/37:54 30:22/29:38 25:01/34:59 28:46/31:14 32:32/27:39 34:15/25:45 33:48/26:12 31:07/28:53
+13:16 -2:32 +4:46 -5:12 -15:48 +0:44 -9:58 -2:28 +4:42 +8:30 +7:36 2:14
5.3/4.2 2.8/1.0 3.7/5.7 5.5/3.4 4.5/0.8 6.2/3.8 5.0/2.8 6.8/4.2 3.2/5.1 4.4/3.4 5.6/3.3 3.3/8.4
7.7/8.2 7.4/6.4 9.3/8.8 11.5/2.6 7.1/6.2 7.6/4.3 7.5/8.5 10.4/3.6 6.5/6.0 8.8/13.9 5.7/4.5 5.0/6.0
+5:50
4.6/3.8
7.9/6.8
8-13/5-15 362:55/357:05
53/157 123/97 68/104 82/178 227/251 164/193 211/124 38/170 47/91 176/73 67/146 62/66
1/3 2/3 2/0 2/4 1/5 3/0 2/0 2/1 1/4 3/0 4/4 5/1
349-558-15/234-428-13 4,381/2,923 990-6,385/867-4,598 1,345/1,650 28/25
3rd Down Conversions
76-181/54-179
Ret. Yards TO
Avg Avg Yds/Pass Yds/Play
Punting Number-Avg
Penalties No-Yds / No-Yds
6.6/6.2 4.7/4.1 6.8/7.1 8.5/3.0 6.4/3.2 6.9/4.0 6.7/6.0 9.2/4.1 4.7/5.7 7.0/8.4 5.7/3.8 4.3/7.2
4-40.0/8-37.4 4-46.2/4-50.2 5-36.4/8-47.1 4-45.5/11-42.2 3-31.3/5-44.6 3-45.7/11-40.1 7-42.1/6-37.3 2-27.0/7-42.0 9-44.2/7-39.1 5-40.6/6-40.3 3-48.0/7-36.1 8-39.1/5-39.0
2-20/5-44 7-60/6-57 4-15/7-45 4-49/4-20 7-68/5-60 3-15/7-38 5-61/9-50 5-45/5-35 3-25/7.55 9-90/8-55 4-45/7-34 5-54/5-40
6.4/5.3
57-41.2/85-41.0
58-547/75-533
7+( 6221(56
Tulsa Florida State Missouri Ball State Texas Kansas Texas Tech Kansas State Texas A&M Baylor Iowa State Oklahoma State
Totals
&2$&+,1* 67$))
Opp.
6 ($6 21
1RWH *DPH WRWDOV DUH GLVSOD\HG LQ WKH IRUPDW 2./$+20$ 23321(17 IRU HDFK FDWHJRU\ 7
6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 5(9,(: Oklahoma 4WU 2SS 1 1 2 2 2 3 3 4 1 2 2 4 4 1 1 2 2 3 4 1 1 2 2 2 2 3 3 3 4 1 1 2 2 2 2 3 3 4 1 1 2 2 2 3 4 4 4 1 3 3 4 4 4 1 1 2 2 3 3 3 4 4 1 2 2 3 3 3 3 1 2 3 3 4 4 1 2 2 2 2 4 2 4
Tulsa Tulsa Tulsa Tulsa Tulsa Tulsa Tulsa Tulsa Florida State Florida State Florida State Florida State Florida State Missouri Missouri Missouri Missouri Missouri Missouri Ball State Ball State Ball State Ball State Ball State Ball State Ball State Ball State Ball State Ball State Texas Texas Texas Texas Texas Texas Texas Texas Texas Kansas Kansas Kansas Kansas Kansas Kansas Kansas Kansas Kansas Texas Tech Texas Tech Texas Tech Texas Tech Texas Tech Texas Tech Kansas State Kansas State Kansas State Kansas State Kansas State Kansas State Kansas State Kansas State Kansas State Texas A&M Texas A&M Texas A&M Texas A&M Texas A&M Texas A&M Texas A&M Baylor Baylor Baylor Baylor Baylor Baylor Iowa State Iowa State Iowa State Iowa State Iowa State Iowa State Oklahoma State Oklahoma State
7LPH
7:53 3:20 13:49 6:56 4:23 10:23 2:52 11:52 8:35 4:32 0:00 7:00 2:01 7:07 4:07 6:36 4:10 6:20 3:35 10:14 4:52 8:22 7:33 3:44 2:53 12:42 11:42 11:34 13:42 12:14 7:10 14:56 11:43 2:57 0:31 13:35 8:02 11:22 11:32 5:21 9:13 7:50 0:03 4:05 14:18 10:22 3:53 12:52 11:16 2:38 14:55 6:45 1:10 12:12 7:10 11:20 0:00 10:22 4:26 1:27 14:22 11:03 3:32 12:59 2:25 11:26 9:11 4:53 4:38 5:34 2:38 13:13 11:11 5:55 0:51 11:15 8:12 3:22 0:25 0:00 6:48 0:00 2:25
6FRULQJ 3OD\
Stevens 28-yd field goal Whaley 2-yd run Whaley 1-yd run Whaley 6-yd run Broyles 4-yd pass from Jones Clay 11-yd run Whaley 32-yd run Hunnicutt 27-yd field goal Jones 1-yd run Stevens 21-yd field goal Stevens 29-yd field goal Stills 37-yd pass from Jones Stevens 31-yd field goal Hunnicutt 26-yd field goal Broyles 24-yd pass from Jones Broyles 4-yd pass from Jones Jones 1-yd run Whaley 3-yd run Broyles 4-yd pass from Jones Hanna 6-yd pass from Jones Hunnicutt 44-yd field goal Whaley 25-yd run Stills 7-yd pass from Jones Whaley 1-yd run Broyles 27-yd pass from Jones Broyles 64-yd pass from Jones Reynolds 56-yd pass from Jones Wort 22-yd fumble recovery Hunnicutt 39-yd field goal Hunnicutt 26-yd field goal Hunnicutt 24-yd field goal Stills 19-yd pass from Jones Broyles 5-yd pass from Jones Hurst 55-yd interception return Stills 14-yd pass from Jones King 19-yd fumble recovery Whaley 64-yd run Fleming 56-yd fumble recovery Stills 17-d pass from Jones Hunnicutt 36-yd field goal Finch 8-yd run Broyles 57-yd pass from Jones Hunnicutt 19-yd field goal Hunnicutt 27-yd field goal Hunnicutt 20-yd field goal Broyles 43-yd pass from Jones Whaley 10-yd run Stills 15-yd pass from Jones Stills 58-yd pass from Jones Hunnicutt 22-yd field goal Millard 3-yd pass from Jones Reynolds 55-yd pass from Jones Hanna 22-yd pass from Jones Bell 1-yd run Miller 11-yd pass from Jones Reynolds 18-yd pass from Jones Hunnicutt 53-yd field goal Broyles 29-yd pass from Jones Reynolds 8-yd pass from Jones Finch 31-yd run Ratterree 12-yd pass from Jones Millard 61-yard run Bell 2-yd run Hunnicutt 29-yd field goal Hunnicutt 39-yd field goal Reynolds 31-yd pass from Jones Finch 3-yd run Bell 4-yd run Stills 39-yd pass from Jones Hunnicutt 47-yd field goal Bell 3-yd run Millard 5-yd run Bell 1-yd run Bell 4-yd run Bell 6-yd run Hunnicutt 20-yd field goal Bell 3-yd run Bell 1-yd run Hunnicutt 28-yd field goal Hunnicutt 37-yd field goal Hunnicutt 21-yd field goal Hunnicutt 48-yd field goal Bell 28-yd run
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
&RQYHUVLRQ Stevens kick Stevens kick failed Stevens kick Stevens kick Stevens kick Hunnicutt kick Stevens kick Stevens kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick
Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick
Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick Hunnicutt kick
Hunnicutt kick
3OD\ <DUGV
11-58 12-73 8-71 8-47 6-27 8-62 2-39 8-88 15-80 8-63 4-(-9) 8-83 8-32 7-43 6-80 10-80 6-70 9-89 7-62 10-85 9-45 12-92 2-10 6-77 2-27 2-64 1-56
723 3:26 3:32 3:17 2:48 1:51 3:02 0:43 2:01 6:25 3:45 1:19 2:28 3:33 2:05 1:47 3:20 1:18 3:20 3:04 2:46 2:00 4:09 0:37 2:27 0:13 0:44 0:09
12-63 8-62 7-26 9-65 8-33
5:50 2:46 2:20 2:39 2:09
7-83
2:07
1-64
0:10
4-35 11-68 9-70 1-57 13-65 12-51 6-33 6-85 5-36 3-69 4-70 8-50 7-44 5-71 4-60 9-80 8-77 4-62 4-0 5-63 6-68 4-62 3-67 3-72 7-80 4-6 18-58 1-31 5-28 8-69 1-39 5-23 11-72 4-69 2-32 7-75 10-77 8-18 10-79 6-68 9-33 5-22 6-53 8-49 8-84
0:56 3:52 2:30 0:08 3:35 3:53 2:32 2:40 2:58 0:54 1:35 3:48 2:00 0:48 0:35 2:48 2:56 1:24 0:19 1:18 2:40 0:50 0:48 1:27 2:44 1:33 6:24 0:07 1:18 3:03 0:07 0:43 4:36 1:47 0:41 2:32 2:38 3:14 4:53 2:12 1:44 0:23 2:28 1:05 4:16
6FRUH
3-0 10-0 16-0 23-0 30-0 37-7 44-7 47-7 7-0 10-3 13-3 20-13 23-13 3-7 10-14 17-14 24-14 31-14 38-21 7-0 10-3 17-6 24-6 31-6 38-6 45-6 52-6 59-6 62-6 3-0 6-0 13-3 20-3 27-3 34-10 41-10 48-10 55-10 7-0 10-0 17-10 24-10 27-17 30-17 33-17 40-17 47-17 7-7 14-31 17-31 24-31 31-41 38-41 7-0 14-0 20-17 23-17 30-17 37-17 44-17 51-17 58-17 7-3 10-3 13-3 20-10 27-10 34-10 41-10 3-0 10-10 17-17 24-17 31-38 38-38 3-0 10-6 17-6 20-6 23-6 26-6 3-24 10-44
6($621 5(9,(: Opponent 4WU 2SSRQHQW
6FRULQJ 3OD\ Burnham 56-yd pass from Kinne Watts 24-yd pass from Kinne Hopkins 53-yd field goal Hopkins 46-yd field goal Greene 56-yd pass from Trickett Franklin 1-yd run Washington 45-yd pass from Franklin Josey 48-yd run Franklin 1-yd run Schott 34-yd field goal Schott 31-yd field goal Tucker 46-yd field goal Whittaker 100-yd kickoff return Shipley 4-yd pass from Ash Sims 56-yd run Mueller 36-yd field goal Miller 2-yd run Torres 44-yd pass from Doege Doege 1-yd run Torres 30-yd pass from Doege Carona 40-yd field goal Torres 11-yd pass from Doege Carona 37-yd field goal Swindall 14-yd pass from Doege Cantele 54-yd field goal Klein 42-yd run Klein 2-yd run Bullock 43-yd field goal Swope 79-yd pass from Tannehill Malena 16-yd run Gray 8-yd pass from Tannehill Jones 34-yd field goal Ganaway 15-yd run Reese 69-yd pass from Griffin Wright 87-yd pass from Griffin Najvar 13-yd pas from Griffin Ganaway 11-yd run Williams 34-yd pass from Griffin Albert 10-yd pass from Barnett Smith 9-yd run Sharp 25-yd field goal Randle 1-yd run Ranlde 2-yd run Sharp 37-yd field goal Jones 5-yd 5 yd fumble recovery Smith 37-yd run Sharp 34-yd field goal
&RQYHUVLRQ Fitzpatrick kick Fitzpatrick kick Hopkins kick Ressel kick Ressel kick Ressel kick Ressel kick
Tucker kick Tucker kick Mueller kick Mueller kick Carona kick Carona kick Carona kick Carona kick Carona kick Cantele kick Cantele kick Bullock kick Bullock kick Kennedy pass from Tannehill Jones kick Jones kick Jones kick Jones kick Jones kick Jones kick Guyer kick failed Sharp kick Sharp kick Sharp kick Sharp kick Sharp kick
3OD\ <DUGV 4-74 5-70 11-40 8-50 3-38 7-76 3-76 7-89 10-73 4-9 15-61 10-47
723 1:20 1:14 5:49 3:28 1:57 2:07 1:02 2:42 2:58 1:25 7:08 4:25
8-47 6-81 4-7 9-77 4-54 10-78 8-69 9-24 4-72 10-54 6-74 4-2 6-88 3-47 8-28 3-80 12-81 9-95 9-59 3-83 1-69 2-84 10-85 4-74 5-80 1-10 4-68 11-72 1-1 7-43 9-60
3:07 2:15 1:42 4:01 1:08 3:39 2:01 3:07 1:19 2:44 3:01 1:03 2:47 0:54 1:52 0:46 3:32 2:49 4:25 0:36 0:15 0:49 2:40 1:21 0:43 0:05 1:13 4:04 0:03 2:31 2:58
3-40 77-577 7-5
0:46 2:32
6FRUH 7-30 14-47 3-7 6-13 20-20 7-0 14-10 21-31 28-38 3-7 6-10 3-6 10-27 17-55 7-10 10-10 17-24 7-0 14-7 21-7 24-7 31-7 34-24 41-24 3-14 10-14 17-14 3-0 10-13 17-41 25-41 3-3 10-3 17-10 24-24 31-24 38-24 45-38 6-0 7-0 10-0 17-0 24-0 27-3 34-33 34 41-33 41 4144-33 44-
7+( 6221(56
7LPH 2:54 10:29 2:42 0:53 9:32 11:18 6:00 6:44 0:32 6:59 12:38 2:41 2:44 2:31 2:59 11:47 3:43 13:52 11:16 8:56 1:26 12:57 12:06 7:38 6:07 14:52 12:44 6:16 1:39 9:49 2:37 1:09 7:14 2:23 6:39 1:15 12:49 0:08 5:48 8:36 2:51 4:39 1:05 12:02 11:56 5:23 1:56
&2$&+,1* 67$))
Tulsa Tulsa Florida State Florida State Florida State Missouri Missouri Missouri Missouri Ball State Ball State Texas Texas Texas Kansas Kansas Kansas Texas Tech Texas Tech Texas Tech Texas Tech Texas Tech Texas Tech Texas Tech Kansas State Kansas State Kansas State Texas A&M Texas A&M Texas A&M Texas A&M Baylor Baylor Baylor Baylor Baylor Baylor Baylor Iowa State Oklahoma State Oklahoma State Oklahoma State Oklahoma State Oklahoma State Oklahoma State Oklahoma State Oklahoma State
6 ($6 21
2 4 1 3 4 1 1 4 4 1 2 1 2 4 1 2 2 1 2 2 2 3 4 4 1 2 2 1 2 4 4 1 2 2 3 3 4 4 1 1 1 2 2 3 3 3 3
6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 5(9,(: 6HSW Ć 2NODKRPD 0HPRULDO 6WDGLXP Ć 1RUPDQ 2NOD
78/6$
2./$+20$
2./$+20$
)/25,'$ 67$7(
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¶V GHIHQVH ZDV RXWVWDQGLQJ 7KH *ROGHQ +XUULFDQH SLFNHG XS QHDUO\ SHUFHQW RI LWV \DUGV RI DQG ERWK WRXFKGRZQV RQ WKRVH WKUHH SDVV SOD\V '( )UDQN $OH[DQGHU ORJJHG WZR SDVV GHÀHFWLRQV DQG RQH LQWHUFHSWLRQ ZKLFK KH UHWXUQHG \DUGV WR JR ZLWK VL[ WDFNOHV 6&25( %< 48$57(56 7XOVD 2NODKRPD
6HSW Ć 'RDN &DPSEHOO 6WDGLXP Ć 7DOODKDVVHH )OD
),1$/
6&25,1* 6800$5< )LUVW 4XDUWHU 28 6WHYHQV \G ¿HOG JRDO 7/6 28 28 :KDOH\ \G UXQ 6WHYHQV NLFN 7/6 28 6HFRQG 4XDUWHU 28 :KDOH\ \G UXQ 6WHYHQV IDLOHG 7/6 28 28 :KDOH\ \G UXQ 6WHYHQV NLFN 7/6 28 28 %UR\OHV \G SDVV IURP -RQHV 6WHYHQV NLFN 7/6 28 78 %XUQKDP \G SDVV IURP .LQQH )LW]SDWULFN NLFN 7/6 28 7KLUG 4XDUWHU 28 &OD\ \G UXQ 6WHYHQV NLFN 7/6 28 28 :KDOH\ \G UXQ 6WHYHQV NLFN 7/6 28 )RXUWK 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO 7/6 28 78 :DWWV \G SDVV IURP .LQQH )LW]SDWULFN NLFN 7/6 28
),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV &RPS $WW ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
TU
RI RI
OU
RI RI
586+,1* 78 :DWWV .LQQH 'RXJODV 6LQJOHWRQ 28 :KDOH\ &OD\ )LQFK 0LOOHU 0LOODUG -RQHV 3$66,1* 78 .LQQH 28 -RQHV $OOHQ 5(&(,9,1* 78 &DUWHU :DWWV %XUQKDP -DPHV 'RXJODV 6HDUV &ROH *DUUHWW 28 %UR\OHV )UDQNV &OD\ 0LOODUG +DQQD 0LOOHU +D\ZRRG :KDOH\ -DFNVRQ 0LOOHU 5DWWHUUHH 7$&./(6 /($'(56 8$ $ 78 $UQLFN +RZHOO -DFNVRQ 28 &ROYLQ 5 /HZLV +DUULV $WW
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7$//$+$66(( )OD .HQQ\ 6WLOOV UHDFKHG KLJK WR JUDE D \DUG WRXFKGRZQ SDVV IURP /DQGU\ -RQHV PLGZD\ WKURXJK WKH IRXUWK TXDUWHU IRU WKH WLHEUHDNLQJ VFRUH DQG 2NODKRPD¶V GHIHQVH PDGH WKH ODVW VWDQG DV WKH WRS UDQNHG 6RRQHUV EHDW 1R )ORULGD 6WDWH -DYRQ +DUULV SLFNHG RII WZR SDVVHV IRU WKH 6RRQHUV ZKR IRUFHG WKUHH WXUQRYHUV DQG KDG VL[ VDFNV DJDLQVW WZR )ORULGD 6WDWH TXDUWHUEDFNV 7KH 6HPLQROHV SOD\HG WKH ¿QDO PLQXWHV ZLWKRXW VWDUWLQJ TXDUWHUEDFN ( - 0DQXHO ZKR OHIW LQ WKH WKLUG ZLWK D OHIW VKRXOGHU LQMXU\ %DFNXS &OLQW 7ULFNHWW NHSW WKH 6HPLQROHV LQ LW +H KRRNHG XS ZLWK IUHVKPDQ 5DVKDG *UHHQH IRU D \DUG WRXFKGRZQ RQ D WKLUG DQG ZLWK OHIW LQ WKH IRXUWK TXDUWHU WR WLH WKH JDPH DW %XW RQ WKH QH[W SRVVHVVLRQ -RQHV ZHQW KLJK DQG GHHS GRZQ WKH VLGHOLQH WR WKH IRRW 6WLOOV ZKR RXWOHDSHG *UHJ 5HLG IRU WKH WRXFKGRZQ 6&25( %< 48$57(56 )ORULGD 6WDWH 2NODKRPD
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 -RQHV \G UXQ 6WHYHQV NLFN )68 28 )68 +RSNLQV \G ¿HOG JRDO )68 28 6HFRQG 4XDUWHU 28 6WHYHQV \G ¿HOG JRDO )68 28 28 6WHYHQV \G ¿HOG JRDO )68 28 7KLUG 4XDUWHU )68 +RSNLQV \G ¿HOG JRDO )68 28 )RXUWK 4XDUWHU )68 *UHHQH \G SDVV IURP 7ULFNHWW +RSNLQV NLFN )68 28 28 6WLOOV \G SDVV IURP -RQHV 6WHYHQV NLFN )68 28 28 6WHYHQV \G ¿HOG JRDO )68 28 ),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV &RPS $WW ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
OU
RI RI
FSU
RI RI
586+,1* 28 :KDOH\ &OD\ 0LOODUG -RQHV PLQXV 7HDP PLQXV )68 0DQXHO -RQHV )UHHPDQ 3U\RU PLQXV 7KRPSVRQ PLQXV 7ULFNHWW PLQXV 3$66,1* 28 -RQHV )68 0DQXHO 7ULFNHWW 5(&(,9,1* 28 6WLOOV %UR\OHV &OD\ PLQXV 0LOODUG +DQQD )68 +DJJLQV *UHHQH 5HOLIRUG 7KRPSVRQ 6KDZ 2¶/HDU\ 6PLWK -RQHV 'HQW 7$&./( /($'(56 8$ $ 28 7 /HZLV -HIIHUVRQ :RUW )68 +DUULV %UDGKDP -R\QHU $WW
6($621 5(9,(: 6HSW Ć 2NODKRPD 0HPRULDO 6WDGLXP Ć 1RUPDQ 2NOD
%$// 67$7(
2./$+20$
2./$+20$
),1$/
MU
RI RI
OU
RI RI
$WW
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 0LOODUG \G SDVV IURP -RQHV +XQQLFXWW NLFN %68 28 %68 6FKRWW \G ¿HOG JRDO %68 28 28 +XQQLFXWW \G ¿HOG JRDO %68 28 6HFRQG 4XDUWHU %68 6FKRWW \G ¿HOG JRDO %68 28 28 :KDOH\ \G UXQ +XQQLFXWW NLFN %68 28 28 6WLOOV \G SDVV IURP -RQHV +XQQLFXWW NLFN %68 28 28 :KDOH\ \G UXQ +XQQLFXWW NLFN %68 28 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN %68 28 7KLUG 4XDUWHU 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN %68 28 28 5H\QROGV \G SDVV IURP -RQHV +XQQLFXWW NLFN %68 28 28 :RUW \G IXPEOH UHFRYHU\ +XQQLFXWW NLFN %68 28 )RXUWK 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO %68 28 ),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
BSU
RI RI
OU
RI RI
586+,1* %68 (GZDUGV 'RQLJDQ 6FRWW :HQQLQJ 3DJH 28 :KDOH\ :LOOLDPV %HOO )LQFK &OD\ 6WLOOV 3$66,1* %68 :HQQLQJ 3DJH 28 -RQHV $OOHQ %HOO 5(&(,9,1* %68 *LEVRQ 5\DQ (GZDUGV 6QHDG 'DZVRQ 2UVERQ 7RPOLQVRQ 6FKQHLGHU 6PLWK PLQXV 28 6WLOOV 5H\QROGV %UR\OHV )LQFK :KDOH\ +DQQD &OD\ -DFNVRQ 0LOOHU 5DWWHUUHH 7$&./( /($'(56 8$ $ %68 0DUWLQ )UHHPDQ *DUUHWW 28 7 /HZLV +XUVW $OH[DQGHU
+,6725<
586+,1* 08 -RVH\ )UDQNOLQ &XOYHU 0RH 28 :KDOH\ &OD\ 0LOODUG -RQHV )LQFK 3$66,1* 08 )UDQNOLQ 28 -RQHV 5(&(,9,1* 08 0RH .HPS (JQHZ -DFNVRQ :DVKLQJWRQ -RVH\ 28 %UR\OHV 5H\QROGV :KDOH\ 0LOOHU +DQQD )LQFK +D\ZRRG 5DWWHUUHH &OD\ 7$&./( /($'(56 8$ $ 08 (GZDUGV *RRGHQ -DFNVRQ 28 +DUULV &ROYLQ :RUW
6($621 5 (9, (:
),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
6&25( %< 48$57(56 %DOO 6WDWH 2NODKRPD
7+( 6221(56
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 08 )UDQNOLQ \G UXQ 5HVVHO NLFN 08 28 28 +XQQLFXWW \G ¿HOG JRDO 08 28 08 :DVKLQJWRQ \G SDVV IURP )UDQNOLQ 5HVVHO NLFN 08 28 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN 08 28 6HFRQG 4XDUWHU 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN 08 28 28 -RQHV \G UXQ +XQQLFXWW NLFN 08 28 7KLUG 4XDUWHU 28 :KDOH\ \G UXQ +XQQLFXWW NLFN 08 28 )RXUWK 4XDUWHU 08 -RVH\ \G UXQ 5HVVHO NLFN 08 28 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN 08 28 08 )UDQNOLQ \G UXQ 5HVVHO NLFN 08 28
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¿YH WRXFKGRZQV LQFOXGLQJ VFRUHV RI \DUGV WR 5\DQ %UR\OHV DQG \DUGV WR -D] 5H\QROGV D PLQXWH DSDUW LQ WKH WKLUG TXDUWHU DQG WKHQ -HIIHUVRQ¶V PLQG VWUD\HG WRZDUG WKH ORRPLQJ JDPH QH[W 6DWXUGD\ LQ 'DOODV DJDLQVW 1R 7H[DV
&2$&+,1* 67$))
6&25( %< 48$57(56 0LVVRXUL 2NODKRPD
6 ($6 21
0,66285,
1250$1 2NOD )RU WKH ¿UVW WLPH /DQGU\ -RQHV IRXQG KLPVHOI OHDGLQJ 2NODKRPD RQ 2ZHQ )LHOG ZLWK DQRWKHU WHDP LQ WKH OHDG $V LW WXUQHG RXW LW ZDVQ¶W WKDW PXFK GLIIHUHQW WKDQ DQ\ RWKHU WLPH WKH WRS UDQNHG 6RRQHUV SOD\ DW KRPH -RQHV KRRNHG XS ZLWK $OO $PHULFDQ 5\DQ %UR\OHV IRU \DUGV DQG WKUHH WRXFKGRZQV OHDGLQJ 2NODKRPD RXW RI D UDUH GH¿FLW DW KRPH WR EHDW 0LVVRXUL 7KH 6RRQHUV KDG JRQH VWUDLJKW KRPH JDPHV ZLWKRXW WUDLOLQJ GDWLQJ EDFN WR EHIRUH FRPLQJ RXW ÀDW DQG IDOOLQJ EHKLQG LQ WKH ¿UVW TXDUWHU 7KH 6RRQHUV %LJ URDUHG EDFN ZLWK VWUDLJKW SRLQWV WR DYHQJH D ORVV LQ &ROXPELD ODVW \HDU ZKHQ WKH\ ZHUH ¿UVW LQ WKH %&6 VWDQGLQJV DQG PRYH WKHLU KRPH ZLQQLQJ VWUHDN WKH ORQJHVW LQ WKH QDWLRQ WR VWUDLJKW JDPHV
2FW Ć 2NODKRPD 0HPRULDO 6WDGLXP Ć 1RUPDQ 2NOD
$WW
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 5(9,(: 2FW Ć &RWWRQ %RZO Ć 'DOODV 7H[DV
2FW Ć 0HPRULDO 6WDGLXP Ć /DZUHQFH .DQ
2./$+20$
2./$+20$
7(;$6
.$16$6
'$//$6 /DQGU\ -RQHV DQG WKH 2NODKRPD 6RRQHUV PDGH D VWURQJ FDVH WR UHWXUQ WR WKH WRS RI WKH FROOHJH IRRWEDOO SROO 7KH 6RRQHUV VKRZHG WKH\ GHVHUYH WR EH FRQVLGHUHG WKH EHVW LQ WKH ODQG ZLWK D WKUDVKLQJ RI 7H[DV 2NODKRPD VWRPSHG LWV WRS ULYDO DOPRVW DV HDVLO\ DV LW GLG ORZO\ %DOO 6WDWH WKH SUHYLRXV ZHHN JHWWLQJ WKUHH WRXFKGRZQ SDVVHV IURP -RQHV D \DUG WRXFKGRZQ UXQ E\ 'RPLQLTXH :KDOH\ DQG WKUHH GHIHQVLYH WRXFKGRZQV 7KH 6RRQHUV %LJ VFRUHG WKH ¿UVW IRXU WLPHV WKH\ KDG WKH EDOO 7KH\ ZHUH XS E\ SRLQWV DW KDOIWLPH DQG E\ PLGZD\ WKURXJK WKH IRXUWK TXDUWHU RQ WKH ZD\ WR WKHLU PRVW ORSVLGHG ZLQ LQ WKLV VHULHV VLQFH ZKHQ WKH\ ZRQ E\ D VHULHV UHFRUG SRLQWV 6&25( %< 48$57(56 2NODKRPD 7H[DV
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO 87 28 28 +XQQLFXWW \G ¿HOG JRDO 87 28 87 7XFNHU \G ¿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
UT
RI RI
OU
RI RI
586+,1* 28 :KDOH\ :LOOLDPV -RQHV PLQXV 87 %URZQ :KLWWDNHU 0RQURH -RKQVRQ %HUJHURQ PLQXV 2Q\HJEXOH PLQXV 6KLSOH\ PLQXV 0F&R\ PLQXV $VK PLQXV 3$66,1* 28 -RQHV $OOHQ 87 $VK 0F&R\ 5(&(,9,1* 28 %UR\OHV 5H\QROGV 6WLOOV :KDOH\ +D\ZRRG )LQFK 0LOODUG 0LOOHU +DQQD 87 6KLSOH\ 'DYLV ,UE\ %URZQ 0RQURH :KLWWDNHU 7$&./( /($'(56 8$ $ 28 )OHPLQJ &ROYLQ 7 /HZLV 87 *LGHRQ $FKR 6FRWW $WW
/$:5(1&( .DQ %RE 6WRRSV NQHZ WKDW 5\DQ %UR\OHV ZDV RQH FDWFK DZD\ IURP EHFRPLQJ WKH 1&$$¶V FDUHHU OHDGHU VR WKH 2NODKRPD FRDFK FDOOHG IRU D SDVV SOD\ WKDW VHQW KLV $OO $PHULFDQ ZLGH UHFHLYHU RQ D GHHS SRVW URXWH 0LJKW DV ZHOO VHW WKH UHFRUG LQ VW\OH 7KH VHQLRU KDXOHG LQ D \DUG WRXFKGRZQ SDVV IURP /DQGU\ -RQHV LQ WKH ¿UVW KDOI DQG %UR\OHV ¿QLVKHG ZLWK FDWFKHV IRU D VFKRRO UHFRUG \DUGV DQG WZR VFRUHV DV WKH WKLUG UDQNHG 6RRQHUV UROOHG WR D YLFWRU\ RYHU .DQVDV %UR\OHV KDV FDWFKHV LQ KLV FDUHHU DQG WKH WZR WRXFKGRZQ JUDEV JDYH KLP +H FDPH LQWR WKH JDPH WLHG ZLWK IRUPHU 2NODKRPD 6WDWH VWDU 5DVKDXQ :RRGV IRU WKH %LJ UHFRUG 'RPLQLTXH :KDOH\ DGGHG \DUGV UXVKLQJ DQG D WRXFKGRZQ DQG 0LFKDHO +XQQLFXWW KLW DOO IRXU RI KLV ¿HOG JRDO DWWHPSWV IRU WKH 6RRQHUV 6&25( %< 48$57(56 2NODKRPD .DQVDV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 6WLOOV \G SDVV IURP -RQHV +XQQLFXWW NLFN .8 28 28 +XQQLFXWW \G ¿HOG JRDO .8 28 .8 6LPV \G UXQ 0XHOOHU NLFN .8 28 6HFRQG 4XDUWHU .8 0XHOOHU \G ¿HOG JRDO .8 28 28 )LQFK \G UXQ +XQQLFXWW NLFN .8 28 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN .8 28 .8 0LOOHU \G UXQ 0XHOOHU NLFN .8 28 28 +XQQLFXWW \G ¿HOG JRDO .8 28 7KLUG 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO .8 28 )RXUWK 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO .8 28 28 %UR\OHV \G SDVV IURP -RQHV +XQQLFXWW NLFN .8 28 28 :KDOH\ \G UXQ +XQQLFXWW NLFN .8 28 ),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
OU
RI RI
KU
RI RI
586+,1* 28 :KDOH\ )LQFK :LOOLDPV -RQHV .8 6LPV 0LOOHU 3LHUVRQ /HZLV :HEE PLQXV 3$66,1* 28 -RQHV .8 :HEE 5(&(,9,1* 28 %UR\OHV 6WLOOV 5H\QROGV +DQQD :KDOH\ 5DW WHUUHH .8 6KHSKHUG 0LOOHU %LHUH %HVKHDUV /HZLV -DFNVRQ 0DWWKHZV 6LPV PLQXV 3LHUVRQ PLQXV 7$&./( /($'(56 8$ $ 28 7 /HZLV &ROYLQ +DUULV .8 -RKQVRQ :LOOLV 0F'RXJDOG $WW
6($621 5(9,(: 2FW Ć 2NODKRPD 0HPRULDO 6WDGLXP Ć 1RUPDQ 2NOD
2FW Ć %LOO 6Q\GHU )DPLO\ 6WDGLXP Ć 0DQKDWWDQ .DQ
2./$+20$
2./$+20$
.$16$6 67$7(
0$1+$77$1 .DQ /DQGU\ -RQHV DQG 5\DQ %UR\OHV SXW 2NODKRPD¶V VHDVRQ EDFN RQ WUDFN 1RZ .DQVDV 6WDWH ZLOO VHH LI LW FDQ ERXQFH EDFN IURP LWV RZQ ORVV -RQHV WKUHZ IRU D VFKRRO UHFRUG \DUGV DQG ¿YH WRXFKGRZQV KLV $OO $PHULFDQ ZLGH UHFHLYHU FDXJKW SDVVHV IRU \DUGV DQG D VFRUH DQG WKH WK UDQNHG 6RRQHUV WRRN RXW VRPH SHQW XS IUXVWUDWLRQ ZLWK D WKXPSLQJ RI WKH 1R :LOGFDWV 7KHLU QDWLRQDO FKDPSLRQVKLS KRSHV GDVKHG E\ 7H[DV 7HFK ODVW ZHHN DORQJ ZLWK WKHLU JDPH KRPH ZLQQLQJ VWUHDN WKH 6RRQHUV VSRLOHG WKH VDPH KRSHV KDUERUHG E\ .DQVDV 6WDWH -RQHV VKDWWHUHG WKH SUHYLRXV VFKRRO UHFRUG IRU \DUGV SDVVLQJ RI ZKLFK KH KDG VKDUHG ZLWK 6DP %UDGIRUG DQG PRYHG LQWR ¿UVW SODFH RQ WKH 2NODKRPD FDUHHU OLVW ZLWK WRXFKGRZQ SDVVHV
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 778 7RUUHV \G SDVV IURP 'RHJH &DURQD NLFN 778 28 28 6WLOOV \G SDVV IURP -RQHV +XQQLFXWW NLFN 778 28 6HFRQG 4XDUWHU 778 'RHJH \G UXQ &DURQD NLFN 778 28 778 7RUUHV \G SDVV IURP 'RHJH &DURQD NLFN 778 28 778 &DURQD \G ¿HOG JRDO 778 28 7KLUG 4XDUWHU 778 7RUUHV \G SDVV IURP 'RHJH &DURQD NLFN 778 28 28 6WLOOV \G SDVV IURP -RQHV +XQQLFXWW NLFN 778 28 28 +XQQLFXWW \G ¿HOG JRDO 778 28 )RXUWK 4XDUWHU 28 0LOODUG \G SDVV IURP -RQHV +XQQLFXWW NLFN 778 28 778 &DURQD \G ¿HOG JRDO 778 28 778 6ZLQGDOO \G SDVV IURP 'RHJH &DURQD NLFN 778 28 28 5H\QROGV \G SDVV IURP -RQHV +XQQLFXWW NLFN 778 28 28 +DQQD \G SDVV IURP -RQHV +XQQLFXWW NLFN 778 28
6&25( %< 48$57(56 2NODKRPD .DQVDV 6WDWH
6&25( %< 48$57(56 7H[DV 7HFK 2NODKRPD
TTU
),1$/
OU
RI RI
$WW
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 %HOO \G UXQ +XQQLFXWW NLFN 28 .6 28 0LOOHU \G SDVV IURP -RQHV +XQQLFXWW NLFN 28 .6 .6 &DQWHOH \G ¿HOG JRDO 28 .6 6HFRQG 4XDUWHU .6 .OHLQ \G UXQ &DQWHOH NLFN 28 .6 .6 .OHLQ \G UXQ &DQWHOH NLFN 28 .6 28 5H\QROGV \G SDVV IURP -RQHV +XQQLFXWW NLFN EORFNHG 28 .6 28 +XQQLFXWW \G ¿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
OU
RI RI
KS
RI RI
+,6725<
586+,1* 28 )LQFK &OD\ -RQHV 0LOODUG PLQXV 778 :DVKLQJWRQ &UDZIRUG 5LFKDUGV 0DUTXH] 7($0 PLQXV 'RHJH PLQXV 3$66,1* 28 -RQHV 778 'RHJH =RX]DOLN 5(&(,9,1* 28 6WLOOV %UR\OHV )LQFK 5H\QROGV +DQQD 0LO ODUG PLQXV &OD\ 778 :DUG 'RXJODV -DPHV 7RUUHV .HQQDUG )LVKHU &UDZIRUG 6ZLQGDOO 'RHJH :DVKLQJWRQ 0RRUH 0DUTXH] PLQXV 7$&./( /($'(56 8$ $ 28 &ROYLQ 7 /HZLV -HIIHUVRQ 778 &REE %XOOLWW 3RUWHU
6($621 5 (9, (:
RI RI
7+( 6221(56
),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
&2$&+,1* 67$))
1250$1 2NOD 6HHPLQJO\ LQYLQFLEOH IRU VR ORQJ DW 2ZHQ )LHOG 1R 2NODKRPD ¿QDOO\ SURYHG IDOOLEOH DW KRPH 6HWK 'RHJH WKUHZ IRU \DUGV DQG FRQQHFWHG ZLWK $OH[ 7RUUHV RQ WKUHH RI KLV IRXU WRXFKGRZQ SDVVHV DQG 7H[DV 7HFK VQDSSHG WKH 6RRQHUV¶ JDPH KRPH ZLQQLQJ VWUHDN ZLWK YLFWRU\ 'RHJH FDUYHG XS DQ 2NODKRPD GHIHQVH PLVVLQJ WKUHH VWDUWHUV KHOSLQJ WKH 5HG 5DLGHUV %LJ EHFRPH WKH ¿UVW RSSRQHQW VLQFH 7&8 LQ WKH VHDVRQ RSHQHU WR ZLQ LQ 1RUPDQ 2NODKRPD 6WDWH SXOOHG RII WKH RQO\ RWKHU ZLQ DJDLQVW 6WRRSV LQ 1RUPDQ LQ WKH UHJXODU VHDVRQ ¿QDOH
6 ($6 21
7(;$6 7(&+
586+,1* 28 )LQFK 0LOODUG :LOOLDPV %HOO )UDQNV &OD\ .6 .OHLQ +XEHUW /RFNHWW 3HDVH 3$66,1* 28 -RQHV $OOHQ .6 .OHLQ 5(&(,9,1* 28 %UR\OHV )LQFK 6WLOOV +DQQD 5H\QROGV 0LOOHU 5DWWHUUHH )UDQNV -DFNVRQ .6 /RFNHWW +DUSHU 7DQ QDKLOO 7KRPSVRQ 7$&./( /($'(56 8$ $ 28 1HOVRQ :RUW -HIIHUVRQ .6 *DUUHWW %URZQ &KDSPDQ $WW
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 5(9,(: 1RY Ć 2NODKRPD 0HPRULDO 6WDGLXP Ć 1RUPDQ 2NOD
7(;$6 $ 0
2./$+20$
2./$+20$
%$</25
1250$1 2NOD 1R 2NODKRPD ORVW D ORW LQ D YLFWRU\ RYHU 7H[DV $ 0 $OO $PHULFDQ 5\DQ %UR\OHV WKH 1&$$¶V FDUHHU OHDGHU LQ UHFHSWLRQV WRUH WKH DQWH ULRU FUXFLDWH OLJDPHQW LQ KLV OHIW NQHH DQG ZLOO PLVV WKH UHPDLQGHU RI WKH VHDVRQ +H JRW KXUW ZKLOH FXWWLQJ WR PDNH KLV VHFRQG FDWFK RI WKH JDPH D \DUGHU WKDW VHW XS RQH RI IRXU WKLUG TXDUWHU WRXFKGRZQV LQ WKH 6RRQHUV¶ YLFWRU\ 7KH 6RRQHUV %LJ VFRUHG RQ IRXU VWUDLJKW SRVVHVVLRQV DIWHU OHDGLQJ DW KDOIWLPH 7H[DV $ 0 KDG LWV VHFRQG KDOI WURXEOHV FRQWLQXH WKH $JJLHV JDYH XS ELJ VHFRQG KDOI OHDGV LQ LWV SUHYLRXV WKUHH ORVVHV 7KH $JJLHV KHDGHG IRU WKH 6RXWKHDVWHUQ &RQIHUHQFH ZRQ¶W PLVV FRPLQJ WR 1RUPDQ 7KH\¶UH QRZ RQ 2ZHQ )LHOG GXULQJ WKH %RE 6WRRSV HUD WKH SUHYLRXV VL[ ORVVHV KDG FRPH E\ DQ DYHUDJH RI SRLQWV 6&25( %< 48$57(56 7H[DV $ 0 2NODKRPD
1RY Ć )OR\G &DVH\ 6WDGLXP Ć :DFR 7H[DV
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 7$08 %XOORFN \G ¿HOG JRDO 7$08 28 28 %HOO \G UXQ +XQQLFXWW NLFN 7$08 28 6HFRQG 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO 7$08 28 28 +XQQLFXWW \G ¿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
TAMU
RI RI
OU
RI RI
586+,1* 7$08 0LFKDHO *UD\ 0DOHQD 7DQQHKLOO 28 )LQFK %HOO 0LOODUG &OD\ %UR\OHV :LOOLDPV -RQHV 7($0 PLQXV 3$66,1* 7$08 7DQQHKLOO 28 -RQHV %HOO 5(&(,9,1* 7$08 6ZRSH )XOOHU *UD\ .HQQHG\ 1ZDFKXNZX /DPRWKH 3ULROHDX +LFNV 0LFKDHO PLQXV 28 5H\QROGV )LQFK %UR\OHV 6WLOOV 0LOODUG )UDQNV +DQQD 7$&./( /($'(56 8$ $ 7$08 +XQWHU 0RRUH 6WHZDUW 28 5 /HZLV &ROYLQ ,ELOR\H $WW
:$&2 7H[DV 5REHUW *ULI¿Q DQG %D\ORU FUHDWHG HYHQ PRUH FKDRV LQ WKH QDWLRQDO FKDPSLRQVKLS UDFH ZLWK D VWXQQLQJ EORZ DJDLQVW ¿IWK UDQNHG 2NODKRPD *ULI¿Q WKUHZ IRU \DUGV DQG IRXU WRXFKGRZQV LQFOXGLQJ D \DUGHU WR 7HUUDQFH :LOOLDPV ZLWK VHFRQGV OHIW DQG WK UDQNHG %D\ORU EHDW WKH 6RRQHUV IRU WKH ¿UVW WLPH 7KH 6RRQHUV %LJ KDG RYHUFRPH D WZR WRXFKGRZQ GH¿FLW WR WLH WKH JDPH RQ %ODNH %HOO¶V IRXUWK WRXFKGRZQ UXQ D \DUGHU ZLWK VHFRQGV OHIW 7KH %HDUV WKHQ ZHQW \DUGV LQ ¿YH SOD\V ZLWK *ULI¿Q VFUDPEOLQJ IRU UXQV RI DQG \DUGV EHIRUH WKHQ ¿QGLQJ :LOOLDPV LQ WKH EDFN FRUQHU RI WKH HQG ]RQH DQG WKURZLQJ EHIRUH KH JRW NQRFNHG GRZQ 6&25( %< 48$57(56 2NODKRPD %D\ORU
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO 28 %8 %8 -RQHV \G ¿HOG JRDO 28 %8 6HFRQG 4XDUWHU %8 *DQDZD\ \G UXQ -RQHV NLFN 28 %8 28 %HOO \G UXQ +XQQLFXWW NLFN 28 %8 %8 5HHVH \G SDVV IURP *ULI¿Q ,,, -RQHV NLFN 28 %8 7KLUG 4XDUWHU 28 0LOODUG \G UXQ +XQQLFXWW NLFN 28 %8 28 %HOO \G UXQ +XQQLFXWW NLFN 28 %8 %8 :ULJKW \G SDVV IURP *ULI¿Q ,,, -RQHV NLFN 28 %8 %8 1DMYDU \G SDVV IURP *ULI¿Q ,,, -RQHV NLFN 28 %8 )RXUWK 4XDUWHU %8 *DQDZD\ \G UXQ -RQHV NLFN 28 %8 28 %HOO \G UXQ +XQQLFXWW NLFN 28 %8 28 %HOO \G UXQ +XQQLFXWW NLFN 28 %8 %8 :LOOLDPV \G SDVV IURP *ULI¿Q ,,, -RQHV NLFN 28 %8 ),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
OU
RI RI
BU
RI RI
586+,1* 28 )LQFK :LOOLDPV %HOO &OD\ 0LOODUG -RQHV PLQXV %8 *ULI¿Q ,,, *DQDZD\ 6DOXEL 7($0 PLQXV 5HHVH PLQXV 3$66,1* 28 -RQHV %8 *ULI¿Q ,,, 0RQN 5(&(,9,1* 28 5H\QROGV 6WLOOV +DQQD &OD\ )UDQNV 5DWWHU UHH )LQFK -DFNVRQ 0LOOHU 0LOODUG %8 :ULJKW :LOOLDPV 5HHVH 6DPSVRQ 1DMYDU *RRGOH\ 6DOXEL 7$&./( /($'(56 8$ $ 28 :RUW 1HOVRQ +DUULV %8 +ROO +LFNV &RIIH\ $WW
6($621 5(9,(: 1RY Ć 2NODKRPD 0HPRULDO 6WDGLXP Ć 1RUPDQ 2NOD
2./$+20$
2./$+20$
2./$+20$ 67$7(
),1$/
ISU
RI RI
OU
RI RI
),1$/
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 268 6PLWK \G UXQ 6KDUS NLFN 28 268 268 6KDUS \G ¿HOG JRDO 28 268 6HFRQG 4XDUWHU 268 5DQGOH \G UXQ 6KDUS NLFN 28 268 268 5DQGOH \G UXQ 6KDUS NLFN 28 268 28 +XQQLFXWW \G ¿HOG JRDO 28 268 7KLUG 4XDUWHU 268 6KDUS \G ¿HOG JRDO 28 268 268 5LFKHWWL \G IXPEOH UHFRYHU\ 6KDUS NLFN 28 268 268 6PLWK \G UXQ 6KDUS NLFN 28 268 268 6KDUS \G ¿HOG JRDO 28 268 )RXUWK 4XDUWHU 28 %HOO \G UXQ +XQQLFXWW NLFN 28 268 ),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
OU
RI RI
OSU
RI RI
6($621 5 (9, (:
),567 '2:16 586+(6 <$5'6 1(7 3$66,1* <'6 1(7 3DVVHV $WW &RPS ,QW 727$/ 2))(16( 3/$<6 <$5'6 )XPEOH 5HWXUQV <DUGV 3XQW 5HWXUQV <DUGV .LFNRII 5HWXUQV <DUGV ,QWHUFHSWLRQ 5HWXUQV <DUGV 3XQWV 1XPEHU $YJ )XPEOHV /RVW 3HQDOWLHV <DUGV 3RVVHVVLRQ 7LPH 7KLUG 'RZQ &RQYHUVLRQV )RXUWK 'RZQ &RQYHUVLRQV 5HG =RQH 6FRUHV &KDQFHV 6DFNV %\ 1XPEHU <DUGV
6&25( %< 48$57(56 2NODKRPD 2NODKRPD 6WDWH
7+( 6221(56
6FRULQJ 6XPPDU\ )LUVW 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO ,68 28 ,68 *DU\ \G SDVV IURP %DUQHWW *X\HU NLFN IDLOHG ,68 28 6HFRQG 4XDUWHU 28 %HOO \G UXQ +XQQLFXWW NLFN ,68 28 28 %HOO \G UXQ +XQQLFXWW NLFN ,68 28 28 +XQQLFXWW \G ¿HOG JRDO ,68 28 28 +XQQLFXWW \G ¿HOG JRDO ,68 28 )RXUWK 4XDUWHU 28 +XQQLFXWW \G ¿HOG JRDO ,68 28
67,//:$7(5 2NOD 2NODKRPD¶V HLJKW JDPH ZLQQLQJ VWUHDN RYHU LQ VWDWH ULYDO 2NODKRPD 6WDWH FDPH WR DQ HQG DV WKH\ IHOO LQ 6WLOOZDWHU 7KH 6RRQHUV JRW WKHLU RQO\ SRLQWV RQ 0LFKDHO +XQQLFXWW¶V \DUG ¿HOG JRDO DW WKH HQG RI WKH ¿UVW KDOI DQG %ODNH %HOO¶V \DUG 7' VFDPSHU ZLWK OHIW LQ WKH JDPH ,W HQGHG XS DV 2NODKRPD¶V PRVW ORSVLGHG GHIHDW VLQFH ORVLQJ WKH 2UDQJH %RZO DJDLQVW 6RXWKHUQ &DOLIRUQLD
&2$&+,1* 67$))
6 ($6 21
,2:$ 67$7(
1250$1 2NOD :LWK DQ DVVLVW IURP 0RWKHU 1DWXUH 2NODKRPD 1R %&6 1R $3 JRW LWV GHIHQVH EDFN LQ RUGHU DQG VHW XS D %HGODP VKRZGRZQ IRU WKH %LJ FKDPSLRQVKLS /DQGU\ -RQHV WKUHZ IRU \DUGV %ODNH %HOO SXQFKHG LQ WZR VKRUW WRXFKGRZQ UXQV DQG WKH 6RRQHUV OLPLWHG ,RZD 6WDWH WR D VHDVRQ ORZ \DUGV LQ D YLF WRU\ 5HERXQGLQJ DIWHU DOORZLQJ D VFKRRO UHFRUG \DUGV DOORZHG ODVW ZHHN LQ D ORVV DW %D\ORU 2NODKRPD RQO\ OHW WKH &\FORQHV %LJ VFRUH DIWHU -DPHV :LQFKHVWHU¶V VQDS VDLOHG RYHU WKH KHDG RI SXQWHU 7UHVV :D\ LQ WKH ¿UVW TXDUWHU 7UH\ )UDQNV ¿QLVKHG ZLWK \DUGV UXVKLQJ RQ WZR ORQJ UHYHUVHV WR VHW XS VFRUHV IRU WKH 6RRQHUV DQG 0LFKDHO +XQQLFXWW PDWFKHG KLV FDUHHU KLJK ZLWK IRXU ¿HOG JRDOV RQ D GLI¿FXOW GD\ IRU RIIHQVH 7KH &\FORQHV GLGQ¶W VXVWDLQ D GULYH RI ORQJHU WKDQ \DUGV DQG JRW WKHLU RQO\ SRLQWV RQ -DUHG %DUQHWW¶V \DUG WRXFKGRZQ SDVV WR $OEHUW *DU\ RQH SOD\ DIWHU 2NODKRPD¶V ERWFKHG SXQW 6&25( %< 48$57(56 ,RZD 6WDWH 2NODKRPD
'HF Ć %RRQH 3,FNHQV 6WDGLXP Ć 6WLOOZDWHU 2NOD
586+,1* 28 )LQFK 0LOODUG %HOO &OD\ :LOOLDPV )UDQNV -RQHV PLQXV 268 5DQGOH 6PLWK 6LPV %ODFNPRQ 3$66,1* 28 -RQHV 268 :HHGHQ 5(&(,9,1* 28 )UDQNV 6WLOOV )LQFK 0LOODUG -DFNVRQ 5H\QROGV 0LOOHU +DQQD &OD\ 268 %ODFNPRQ 5DQGOH &RRSHU 6PLWK 0RRUH $QGHUVRQ +DUULVRQ 6WHZDUW 7$&./( /($'(56 8$ $ 28 7 /HZLV -HIIHUVRQ )OHPLQJ 268 *LOEHUW /RZH (ONLQV $WW
+,6725<
586+,1* ,68 :RRG\ +ROOLV %DUQHWW :HVW :KLWH PLQXV 28 )UDQNV )LQFK :LOOLDPV &OD\ %HOO -RQHV 0LOODUG 7($0 PLQXV 3$66,1* ,68 %DUQHWW 28 -RQHV %HOO 5(&(,9,1* ,68 *DU\ 5H\QROGV :HVW +DPPHUVFKPLGW +ROOLV / 28 0LOOHU 6WLOOV +DQQD )LQFK -DFNVRQ 5DWWHUUHH &OD\ 7$&./( /($'(56 8$ $ ,68 .OHLQ .QRWW %HQWRQ 28 :RUW 1HOVRQ &ROYLQ $WW
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6($621 5(9,(: %LJ 6WDQGLQJV : / 2NODKRPD 6WDWH .DQVDV 6WDWH %D\ORU 2NODKRPD 0LVVRXUL 7H[DV 7H[DV $ 0 ,RZD 6WDWH 7H[DV 7HFK .DQVDV
3FW
3)
%LJ $WWHQGDQFH )LJXUHV 3$
: /
3FW
3)
3$
%LJ %RZO 6FKHGXOH $GYR&DUH 9 ,QGHSHQGHQFH %RZO DW 6KUHYHSRUW /D 'HF
0LVVRXUL YV 1RUWK &DUROLQD (631 S P &67
%ULGJHSRLQW (GXFDWLRQ +ROLGD\ %RZO DW 6DQ 'LHJR &DOLI 'HF
7H[DV YV &DOLIRUQLD (631 S P &67
9DOHUR $ODPR %RZO DW 6DQ $QWRQLR 7H[DV 'HF
%D\ORU YV :DVKLQJWRQ (631 S P &67
+RPH *DPHV 2QO\ * %D\ORU ,RZD 6WDWH .DQVDV .DQVDV 6WDWH 0LVVRXUL 2NODKRPD 2NODKRPD 6WDWH 7H[DV 7H[DV $ 0 7H[DV 7HFK 7RWDO
7RWDO
$YJ
+LJK
5RDG 1HXWUDO *DPHV %D\ORU ,RZD 6WDWH .DQVDV .DQVDV 6WDWH 2NODKRPD 2NODKRPD 6WDWH 7H[DV 7H[DV $ 0 7H[DV 7HFK 7RWDO
7RWDO
$YJ
+LJK
*
1HZ (UD 3LQVWULSH %RZO DW %URQ[ 1 < 'HF
,RZD 6WDWH YV 5XWJHUV (631 S P &67
,QVLJKW %RZO DW 7HPSH $UL] 'HF
2NODKRPD YV ,RZD (631 S P &67
0HLQHNH &DU &DUH %RZO DW +RXVWRQ 7H[DV 'HF
7H[DV $ 0 YV 1RUWKZHVWHUQ (631 D P &67
7RVWLWRV )LHVWD %RZO DW *OHQGDOH $UL] -DQ
2NODKRPD 6WDWH YV 6WDQIRUG (631 S P &67
$7 7 &RWWRQ %RZO DW $UOLQJWRQ 7H[DV -DQ
.DQVDV 6WDWH YV $UNDQVDV )R[ S P &67
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
%LJ YV 1RQ &RQIHUHQFH 2SSRQHQWV : $&& %LJ (DVW %LJ 7HQ &RQIHUHQFH 86$ ,QGHSHQGHQWV 0$& 0RXQWDLQ :HVW 3DF 6(& 6XQ %HOW :$& 1RQ )%6 7RWDO
$OO 7LPH /
3FW
:
/
3FW
%2:/ +,6725< ',9,'(5 6 ($6 21 &2$&+,1* 67$)) 7+( 6221(56 6($621 5(9,(: 2./$+20$ +,6725<
1$7,21$/ &+$03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< %RZO $SSHDUDQFHV 'DWH
,QGLYLGXDO %RZO *DPH +RQRUV
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
5HVXOW :LQ /RVV &RDFK / 6WLGKDP : 7DWXP : :LONLQVRQ : :LONLQVRQ / :LONLQVRQ : :LONLQVRQ : :LONLQVRQ : :LONLQVRQ : :LONLQVRQ / :LONLQVRQ / -RQHV : )DLUEDQNV / )DLUEDQNV 7 )DLUEDQNV : )DLUEDQNV : )DLUEDQNV : 6ZLW]HU : 6ZLW]HU / 6ZLW]HU : 6ZLW]HU : 6ZLW]HU : 6ZLW]HU : 6ZLW]HU / 6ZLW]HU / 6ZLW]HU : 6ZLW]HU : 6ZLW]HU / 6ZLW]HU / 6ZLW]HU : *LEEV : *LEEV / *LEEV / 6WRRSV : 6WRRSV : 6WRRSV : 6WRRSV / 6WRRSV / 6WRRSV : 6WRRSV / 6WRRSV / 6WRRSV / 6WRRSV : 6WRRSV : 6WRRSV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
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¿Q 5% 2IIHQVLYH 093 &RWWRQ %RZO 5R\ :LOOLDPV 6 'HIHQVLYH 093 5RVH %RZO 1DWH +\EO 4% 0RVW 9DOXDEOH 3OD\HU +ROLGD\ %RZO 5KHWW %RPDU 2IIHQVLYH 093 +ROLGD\ %RZO & - $K <RX 'HIHQVLYH 093 6XQ %RZO 5\DQ %UR\OHV 0RVW 9DOXDEOH 3OD\HU 6XQ %RZO 5\DQ %UR\OHV 6SHFLDO 7HDPV 093 6XQ %RZO *HUDOG 0F&R\ 0RVW 9DOXDEOH /LQHPDQ )LHVWD %RZO /DQGU\ -RQHV 2IIHQVLYH 093 )LHVWD %RZO -DPHOO )OHPLQJ 'HIHQVLYH 093
%RZO %UHDNGRZQ %RZO 2UDQJH 6XJDU *DWRU +DQFRFN )LHVWD &RWWRQ +ROLGD\ 5RVH 6XQ %&6 &KDPSLRQVKLS &LWUXV %OXHERQQHW &RSSHU ,QVLJKW ,QGHSHQGHQFH 7RWDO
:
/
7
<HDUV ERZOV
%2:/ +,6725< ,QGLYLGXDO %RZO %HVWV
0RVW 3RLQWV YV 'XNH 2UDQJH %RZO YV 9LUJLQLD *DWRU %RZO YV &RQ QHFWLFXW )LHVWD %RZO
0RVW 3RLQWV 5\DQ %UR\OHV YV 6WDQIRUG 6XQ %RZO -DFN 0LOGUHQ YV $XEXUQ 6XJDU %RZO 0LNH *DGGLV YV 9LUJLQLD *DWRU %RZO (GGLH 'DYLV YV 1& 6WDWH *DWRU %RZO
0RVW 5XVKLQJ <DUGV YV $XEXUQ 6XJDU %RZO
0RVW <DUGV 5XVKLQJ 0DUFXV 'XSUHH YV $UL]RQD 6WDWH )LHVWD %RZO
0RVW 3DVVLQJ <DUGV YV &RQQHFWLFXW )LHVWD %RZO
0RVW 3DVV ,QWHUFHSWLRQV YV :\RPLQJ )LHVWD %RZO YV $UNDQVDV 2UDQJH %RZO
/RQJHVW 5XQ /HRQ +HDWK YV /RXLVLDQD 6WDWH 6XJDU %RZO +LJKHVW 5XVKLQJ $YHUDJH 3UHQWLFH *DXWW YV 6\UDFXVH 2UDQJH %RZO 0RVW 7RWDO 2IIHQVH 3DVV 5XVK /DQGU\ -RQHV YV &RQQHFWLFXW )LHVWD %RZO 0RVW .LFNRII 5HWXUQ <DUGV -XDTXLQ ,JOHVLDV YV :HVW 9LUJLQLD )LHVWD %RZO DWW
-$921 +$55,6 -$921 +$55,6
&2$&+,1* 67$))
)HZHVW 3RLQWV $OORZHG YV 3HQQ 6WDWH 6XJDU %RZO YV /RXLVLDQD 6WDWH 6XJDU %RZO YV 0DU\ODQG 2UDQJH %RZO
6 ($6 21
7HDP %RZO %HVWV
0RVW 3DVVHV &RPSOHWHG -RVK +HXSHO YV 0LVVLVVLSSL ,QGHSHQGHQFH %RZO
0RVW 3DVVLQJ <DUGV /DQGU\ -RQHV YV &RQQHFWLFXW )LHVWD %RZO 0RVW 7RXFKGRZQ 3DVVHV /DQGU\ -RQHV YV &RQQHFWLFXW )LHVWD %RZO /DQGU\ -RQHV YV 6WDQIRUG 6XQ %RZO -RVK +HXSHO YV 0LVVLVVLSSL ,QGHSHQGHQFH %RZO &DOH *XQG\ YV 7H[DV 7HFK -RKQ +DQFRFN %RZO
0RVW <DUGV 5HFHLYLQJ 5\DQ %UR\OHV YV &RQQHFWLFXW )LHVWD %RZO /RQJHVW 3DVV 5RQ )OHWFKHU WR %HQ +DUW YV )ORULGD 6WDWH *DWRU %RZO
6($621 5 (9, (:
0RVW 5HFHSWLRQV 5\DQ %UR\OHV YV &RQQHFWLFXW )LHVWD %RZO 5\DQ %UR\OHV YV 6WDQIRUG 6XQ %RZO
7+( 6221(56
0RVW 3DVVHV $WWHPSWHG -RVK +HXSHO YV 0LVVLVVLSSL ,QGHSHQGHQFH %RZO
/RQJHVW ,QWHUFHSWLRQ 5HWXUQ 'DYLG %DNHU YV 'XNH 2UDQJH %RZO /RQJHVW 3XQW 6FRWW %ODQWRQ YV 7H[DV 7HFK -RKQ +DQFRFN %RZO
+,6725<
/RQJHVW 3XQW 5HWXUQ -RH :\OLH YV $XEXUQ 6XJDU %RZO 0RVW 3XQWV +XJK 0F&XOORXJK YV 7HQQHVVHH 2UDQJH %RZO %HVW 3XQWLQJ $YHUDJH 7UHVV :D\ YV 6WDQIRUG 6XQ %RZO
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< 7HDP %RZO 5HFRUGV 7RWDO <DUGV *DWRU %RZO YV 9LUJLQLD
)LHVWD %RZO YV &RQQHFWLFXW
,QGHSHQGHQFH %RZO YV 0LVVLVVLSSL
6XQ %RZO YV 6WDQIRUG
$VWUR %OXHERQQHW %RZO YV 608
)LHVWD %RZO YV $UL]RQD 6WDWH
1HW 5XVKLQJ <DUGV 6XJDU %RZO YV $XEXUQ
)LHVWD %RZO YV $UL]RQD 6WDWH
)LHVWD %RZO YV :\RPLQJ
2UDQJH %RZO YV )ORULGD 6WDWH
6XQ %RZO YV +RXVWRQ
1HW 3DVVLQJ <DUGV )LHVWD %RZO YV &RQQHFWLFXW
6XQ %RZO YV 6WDQIRUG
,QGHSHQGHQFH %RZO YV 0LVVLVVLSSL
*DWRU %RZO YV 9LUJLQLD
$VWUR %OXHERQQHW %RZO YV 608
%&6 &KDPSLRQVKLS YV )ORULGD
)HZHVW 7RWDO <DUGV $OORZHG &RWWRQ %RZO YV $UNDQVDV
6XJDU %RZO YV /68
2UDQJH %RZO YV )ORULGD 6WDWH
6XJDU %RZO YV .HQWXFN\
6XJDU %RZO YV $XEXUQ
)HZHVW 5XVKLQJ <DUGV $OORZHG 5RVH %RZO YV :DVKLQJWRQ 6WDWH
2UDQJH %RZO YV )ORULGD 6WDWH
&RWWRQ %RZO YV $UNDQVDV
6XJDU %RZO YV /68
6XJDU %RZO YV $XEXUQ
)HZHVW 1HW 3DVVLQJ <DUGV $OORZHG &RWWRQ %RZO YV $UNDQVDV
2UDQJH %RZO YV 0LFKLJDQ
6XJDU %RZO YV .HQWXFN\
2UDQJH %RZO YV $UNDQVDV
2UDQJH %RZO YV 0DU\ODQG
)LHVWD %RZO :\RPLQJ
0RVW 3RLQWV 6FRUHG )LHVWD %RZO YV &RQQHFWLFXW
*DWRU %RZO YV 9LUJLQLD
2UDQJH %RZO YV 'XNH
)LHVWD %RZO YV %RLVH 6WDWH
2UDQJH %RZO YV $UNDQVDV
-RKQ +DQFRFN %RZO YV 7H[DV 7HFK
)LHVWD %RZO YV :\RPLQJ
)HZHVW 3RLQWV $OORZHG 6XJDU %RZO YV 3HQQ 6W
2UDQJH %RZO YV 0DU\ODQG
6XJDU %RZO YV /68
2UDQJH %RZO YV )ORULGD 6WDWH
&RWWRQ %RZO YV $UNDQVDV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
'(-8$1 0 ,/ /(5 '(-8$1 0,//(5
%2:/ +,6725< ,QGLYLGXDO %RZO 5HFRUGV )LHVWD %RZO 6XQ %RZO 6XJDU %RZO 2UDQJH %RZO 6XJDU %RZO
$VWUR %OXHERQQHW %RZO 5RVH %RZO 6XJDU %RZO 2UDQJH %RZO )LHVWD %RZO 2UDQJH %RZO 2UDQJH %RZO 2UDQJH %RZO )LHVWD %RZO 6XQ %RZO ,QGHSHQGHQFH %RZO *DWRU %RZO %&6 &KDPSLRQVKLS 2UDQJH %RZO ,QGHSHQGHQFH %RZO )LHVWD %RZO 6XQ %RZO %&6 &KDPSLRQVKLS *DWRU %RZO 2UDQJH %RZO
3DVV $WWHPSWV -RVK +HXSHO /DQGU\ -RQHV /DQGU\ -RQHV 6DP %UDGIRUG -RVK +HXSHO -DVRQ :KLWH
,QGHSHQGHQFH %RZO 6XQ %RZO )LHVWD %RZO %&6 &KDPSLRQVKLSV 2UDQJH %RZO 6XJDU %RZO
7RXFKGRZQ 5HFHSWLRQV 5\DQ %UR\OHV )LHVWD %RZO 5\DQ %UR\OHV 6XQ %RZO -HUPDLQH *UHVKDP %&6 &KDPSLRQVKLS 7UDYLV :LOVRQ 2UDQJH %RZO 5LFNH\ %UDG\ -RKQ +DQFRFN %RZO -RH\ 0LFNH\ *DWRU %RZO -RKQQ\ %DUU $VWUR %OXHERQQHW 6HYHUDO WLHG ZLWK
6($621 5 (9, (:
3DVV &RPSOHWLRQV -RVK +HXSHO /DQGU\ -RQHV /DQGU\ -RQHV 6DP %UDGIRUG &DOH *XQG\ -RVK +HXSHO
)LHVWD %RZO *DWRU %RZO 6XQ %RZO )LHVWD %RZO $VWUR %OXHERQQHW %RZO 6XJDU %RZO )LHVWD %RZO
7+( 6221(56
7RWDO &DUULHV 6WHYH 2ZHQV 4XHQWLQ *ULIILQ -DFN 0LOGUHQ -LP *ULVKDP 'H0DUFR 0XUUD\ $GULDQ 3HWHUVRQ - & :DWWV %LOO\ 6LPV 3DVVLQJ <DUGDJH /DQGU\ -RQHV /DQGU\ -RQHV -RVK +HXSHO &DOH *XQG\ 6DP %UDGIRUG -DVRQ :KLWH
5HFHSWLRQ <DUGDJH 5\DQ %UR\OHV %HQ +DUW 5\DQ %UR\OHV &DPHURQ .HQQH\ -RKQQ\ %DUU 7LQNHU 2ZHQV 4XHQWLQ &KDQH\
&2$&+,1* 67$))
5XVKLQJ 7RXFKGRZQV 0LNH *DGGLV *DWRU %RZO -DFN 0LOGUHQ 6XJDU %RZO (GGLH 'DYLV *DWRU %RZO 6HYHUDO WLHG ZLWK /DVW $GULDQ 3HWHUVRQ )LHVWD %RZO
6 ($6 21
5XVKLQJ <DUGDJH 0DUFXV 'XSUHH )UHG 6LPV /HRQ +HDWK %LOO\ 6LPV -DFN 0LOGUHQ
5HFHSWLRQ /HDGHUV 5\DQ %UR\OHV )LHVWD %RZO 5\DQ %UR\OHV 6XQ %RZO -DUUDLO -DFNVRQ ,QGHSHQGHQFH %RZO 4XHQWLQ *ULIILQ &RWWRQ %RZO -HUPDLQH *UHVKDP %&6 &KDPSLRQVKLS -XDTXLQ ,JOHVLDV )LHVWD %RZO 4XHQWLQ *ULIILQ ,QGHSHQGHQFH %RZO -RKQQ\ %DUU $VWUR %OXHERQQHW %RZO
+,6725<
7RXFKGRZQ 3DVVHV /DQGU\ -RQHV )LHVWD %RZO /DQGU\ -RQHV 6XQ %RZO -RVK +HXSHO ,QGHSHQGHQFH %RZO &DOH *XQG\ -RKQ +DQFRFN %RZO 6HYHQ WLHG ZLWK /DVW 6DP %UDGIRUG %&6 &KDPSLRQVKLS
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< &DUHHU %RZO /HDGHUV 5XVKLQJ <DUGDJH /HRQ +HDWK /\GHOO &DUU 4XHQWLQ *ULIILQ %LOO\ 6LPV *UHJ 3UXLWW /HRQ &URVVZKLWH
5XVKLQJ 7RXFKGRZQV .HMXDQ -RQHV -HUDOG 0RRUH 0LNH *DGGLV 6WDQOH\ :LOVRQ %LOO\ 6LPV -DFN 0LOGUHQ &OHQGRQ 7KRPDV
7RWDO &DUULHV 4XHQWLQ *ULIILQ $GULDQ 3HWHUVRQ /HRQ &URVVZKLWH %LOO\ 6LPV 6WHYH 2ZHQV
3DVVLQJ <DUGDJH /DQGU\ -RQHV -RVK +HXSHO &DOH *XQG\ 6DP %UDGIRUG 1DWH +\EO
3DVV &RPSOHWLRQV /DQGU\ -RQHV -RVK +HXSHO 6DP %UDGIRUG 1DWH +\EO &DOH *XQG\ -DVRQ :KLWH
3DVV $WWHPSWV -RVK +HXSHO /DQGU\ -RQHV 6DP %UDGIRUG -DVRQ :KLWH 1DWH +\EO &DOH *XQG\
&RPSOHWLRQ 3HUFHQWDJH PLQ DWWHPSWV
&DOH *XQG\ -RVK +HXSHO 6DP %UDGIRUG 1DWH +\EO 3DXO 7KRPSVRQ 7RXFKGRZQ 3DVVHV /DQGU\ -RQHV &DOH *XQG\ 6DP %UDGIRUG -RVK +HXSHO )LYH WLHG ZLWK /DVW 3DXO 7KRPSVRQ
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
5HFHSWLRQ /HDGHUV 5\DQ %UR\OHV 4XHQWLQ *ULIILQ -XDTXLQ ,JOHVLDV 0DQXHO -RKQVRQ 7UHQW 6PLWK
5HFHSWLRQ <DUGV 5\DQ %UR\OHV -XDTXLQ ,JOHVLDV &RUH\ :DUUHQ 4XHQWLQ &KDQH\ 7LQNHU 2ZHQV
7RXFKGRZQ 5HFHSWLRQV 5\DQ %UR\OHV -HUPDLQH *UHVKDP 4XHQWLQ &KDQH\ 7UDYLV :LOVRQ 5LFNH\ %UDG\ -RH\ 0LFNH\ -RKQQ\ %DUU 6HYHUDO WLHG ZLWK
%5(11$1 &/$<
%2:/ +,6725< 2NODKRPD¶V /RQJHVW 3OD\V
2SSRQHQW %RZO 5HFRUGV
6XJDU %RZO \DUGV 2UDQJH %RZO \DUGV 2UDQJH %RZO \DUGV 2UDQJH %RZO \DUGV 2UDQJH %RZO \DUGV
,QWHUFHSWLRQ 5HWXUQV 'DYLG %DNHU &DUO 'RGG 0\UOH *UHDWKRXVH -DPHOO )OHPLQJ &RU\ +HLQHFNH 'LFN &DUSHQWHU
2UDQJH %RZO \DUGV 2UDQJH %RZO \DUGV 6XJDU %RZO \DUGV )LHVWD %RZO \DUGV ,QGHSHQGHQFH %RZO \DUGV 2UDQJH %RZO \DUGV
.LFNRII 5HWXUQV $OOHQ 3DWULFN -XDTXLQ ,JOHVLDV *HRUJH 5K\PHV 7RPP\ 3DQQHOO 6WDQOH\ :LOVRQ
)LHVWD %RZO \DUGV )LHVWD %RZO \DUGV 2UDQJH %RZO \DUGV *DWRU %RZO \DUGV )LHVWD %RZO \DUGV
3XQW 5HWXUQV -RH :\OLH %DVLO %DQNV 5\DQ %UR\OHV $QWRQLR 3HUNLQV 5\DQ %UR\OHV
6XJDU %RZO \DUGV 2UDQJH %RZO \DUGV )LHVWD %RZO \DUGV 5RVH %RZO \DUGV 6XQ %RZO \DUGV 6XQ %RZO \DUGV 6XJDU %RZO \DUGV 2UDQJH %RZO \DUGV 2UDQJH %RZO \DUGV 6XQ %RZO \DUGV 2UDQJH %RZO \DUGV 6XJDU %RZO \DUGV
)LHOG *RDOV 0LNH .HHOLQJ -RKQ &DUUROO 8ZH YRQ 6FKDPDQQ 0LNH .HHOLQJ 7UH\ 'L&DUOR
2UDQJH %RZO \DUGV 6XJDU %RZO \DUGV )LHVWD %RZO \DUGV 6XQ %RZO \DUGV 5RVH %RZO \DUGV
+LJKHVW 5XVKLQJ $YHUDJH PLQ DWWHPSWV
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
0RVW 3DVV ,QWHUFHSWLRQV %RLVH 6WDWH )LHVWD %RZO )ORULGD 6WDWH 2UDQJH %RZO 608 $VWUR %OXHERQQHW %RZO
+,6725<
)HZHVW 3RLQWV $OORZHG 7HQQHVVHH 2UDQJH %RZO $ODEDPD 2UDQJH %RZO
LQGLFDWHV SOD\ UHVXOWHG LQ D WRXFKGRZQ
6($621 5 (9, (:
3XQWV 6FRWW %ODQWRQ 'DUUHOO 5R\DO +XJK 0F&XOORXJK &OHQGRQ 7KRPDV 7UHVV :D\ 7RGG 7KRPVHQ 'DUUHOO 5R\DO
/RQJHVW 5XQ 'HXFH 0F$OLVWHU 0LVVLVVLSSL ,QGHSHQGHQFH %RZO
7+( 6221(56
2UDQJH %RZO \DUGV 2UDQJH %RZO \DUGV )LHVWD %RZO \DUGV 5RVH %RZO \DUGV )LHVWD %RZO \DUGV *DWRU %RZO \DUGV
0RVW <DUGV 5XVKLQJ 5RODQG 6DOHV $UNDQVDV 2UDQJH %RZO
&2$&+,1* 67$))
3DVVLQJ %UHZVWHU +REE\ 'DQQ\ %UDGOH\ / -RQHV WR & .HQQH\ 1DWH +\EO 6DP %UDGIRUG &DOH *XQG\
0RVW 3RLQWV )UHG %LOHWQLNRII )ORULGD 6WDWH *DWRU %RZO
6 ($6 21
5XVKHV /HRQ +HDWK 6SHQFHU 7LOOPDQ /\GHOO &DUU - & :DWWV /\GHOO &DUU
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< 25$1*( %2:/
*$725 %2:/
0LDPL )OD
-DFNVRQYLOOH )OD
7(11(66(( 2./$+20$
1 & 67$7( 2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
87
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
6&25( %< 48$57(5 7HQQHVVHH 2NODKRPD
6&25( %< 48$57(5 1 & 6WDWH 2NODKRPD
68*$5 %2:/
6&25,1* 87 )R[[ \G UXQ :\DWW UXQ 87 :\DWW \G )* 87 :RRG \G UXQ :\DWW NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 0F&XOORXJK 87 &RIIPDQ 3DVVLQJ 28 0F&XOORXJK 87 :RRG 5HFHLYLQJ 28 &ODUN 87 &LIHUV *$0( 6800$5< 7KLV ZDV WKH ¿UVW 2UDQJH %RZO WKDW IHDWXUHG WZR QDWLRQDO SRZHUV DV ERWK WHDPV ZHUH XQGHIHDWHG DQG XQWLHG 7R OXUH WKH 6RRQHUV WR 0LDPL WKH 2UDQJH %RZO GLUHFWRU FLUFOHG WKH 1RUPDQ FDPSXV OHDYLQJ FKDON PHVVDJHV WKDW SURPRWHG WKH JDPH 7HQQHVVHH¶V SRZHUIXO JURXQG DWWDFN ZDV WRR PXFK IRU WKH 6RRQHUV ZLQQHUV RI VWUDLJKW DV WKH 9ROXQWHHUV UDFHG WR D YLFWRU\ LQ WKH ¿IWK DQQXDO 2UDQJH %RZO 7KH YLFWRU\ ZDV WKH WK VWUDLJKW IRU WKH 9ROV ZKR ZHUH FRDFKHG E\ 0DMRU %RE 1H\ODQG 7KH JDPH ZDV FRQVLGHUHG WR EH WKH URXJKHVW RI DOO ERZO JDPHV SOD\HG WKDW \HDU DV ERWK WHDPV FRPELQHG IRU PRUH WKDQ \DUGV LQ SHQDOWLHV
28
1&6
6&25,1* 28 'DYLV \G UXQ :DOODFH NLFN 1&68 3KLOOLSV \G SDVV IURP 7XUQHU %\OHU NLFN 28 'DYLV \G UXQ :DOODFH NLFN 28 *ROGLQJ \G UXQ :DOODFH NLFN 28 'DYLV \G UXQ NLFN IDLOHG 1&68 3DOPHU \G UXQ NLFN IDLOHG 28 2ZHQV \G SDVV IURP 6DUUDWW :DOODFH NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 *ROGLQJ 1&68 3DOPHU *$0( 6800$5< ,Q D JDPH WKDW IHDWXUHG WZR RI WKH PDUTXHH QDPHV LQ FROOHJH IRRWEDOO DW WKH WLPH 2NODKRPD EODVWHG 1RUWK &DUROLQD 6WDWH EHIRUH DQ RYHUÀ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
1HZ 2UOHDQV /D
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
1257+ &$52/,1$ 2./$+20$ )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
6&25( %< 48$57(5 1RUWK &DUROLQD 2NODKRPD
81&
6&25,1* 28 0LWFKHOO \G UXQ 0LQJ NLFN 81& 5RGJHUV \G UXQ NLFN IDLOHG 28 3HDUVRQ \G UXQ 0LQJ NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 +HDWK 81& -XVWLFH 3DVVLQJ 28 5R\DO 81& -XVWLFH 5HFHLYLQJ 28 $QGHUVRQ 81& :HLQHU *$0( 6800$5< ,W ZDV OHJHQGDU\ &RDFK %XG :LONLQVRQ¶V ¿UVW ERZO JDPH DV WKH ¿IWK UDQNHG DQG XQGHUGRJ 6RRQHUV WRRN RQ WKH WKLUG UDQNHG DQG XQEHDWHQ 1RUWK &DUROLQD 7DU +HHOV DFFRPSDQLHG E\ WKHLU $OO $PHULFD WDLOEDFN &KDUOLH ³&KRR &KRR´ -XVWLFH 2NODKRPD XSVHW WKH µ+HHOV ZLWK WKH ELJ SOD\ FRPLQJ LQ WKH ¿UVW TXDUWHU DV OLQHEDFNHU 0\UOH *UHDWKRXVH LQWHUFHSWHG D SDVV DQG UHWXUQHG LW \DUGV WR VHW XS -DFN 0LWFKHOO¶V RQH \DUG UXQ 7KH 6RRQHUV QHYHU WUDLOHG DIWHU WKDW
%2:/ +,6725< 68*$5 %2:/
68*$5 %2:/
1HZ 2UOHDQV /D
25$1*( %2:/
1HZ 2UOHDQV /D
0LDPL )OD
.(178&.<
0$5</$1'
2./$+20$
2./$+20$
2./$+20$
/68 QD
6&25( %< 48$57(5 /68 2NODKRPD
28 QD
8.
6&25( %< 48$57(5 .HQWXFN\ 2NODKRPD
28
6&25,1* 8. -DPHUVRQ \G SDVV IURP 3DULOOL NLFN JRRG 8. -DPHUVRQ \G UXQ NLFN IDLOHG 28 *UHHQ \G SDVV IURP 9HVVHOV :HDWKHUDOO NLFN
6&25( %< 48$57(5 0DU\ODQG 2NODKRPD
80
67$7,67,&6 /($'(56 5XVKLQJ 28 *ULJJ 80 )HOWRQ 3DVVLQJ 28 &DODPH 80 %R[ROG 5HFHLYLQJ 28 %XUULV 80 +RODQ
*$0( 6800$5< 28 ZRQ LWV ¿UVW QDWLRQDO FKDPSLRQVKLS E\ JRLQJ D SHUIHFW LQ WKH UHJXODU VHDVRQ +RZHYHU .HQWXFN\ FRDFKHG E\ 3DXO ³%HDU´ %U\DQW XSVHW WKH 6RRQHUV DQG EURNH D JDPH 28 ZLQQLQJ VWUHDN 28 ORVW D ERZO UHFRUG ¿YH IXPEOHV LQ IDOOLQJ EHKLQG $ IRXUWK TXDUWHU \DUG 7' SDVV E\ %LOO\ 9HVVHOV QDUURZHG WKH PDUJLQ EXW D FRPH IURP EHKLQG HIIRUW ZDV IRLOHG E\ DQ LQWHUFHSWLRQ LQ WKH ¿QDO PLQXWH RI SOD\
*$0( 6800$5< ,W ZDV WKH ¿UVW JDPH RI WKH FRQWUDFW WKDW SLWWHG WKH %LJ 6HYHQ FKDPSLRQ DJDLQVW WKH $WODQWLF &RDVW &RQIHUHQFH FKDPS 0DU\ODQG FDPH LQWR WKH JDPH DV WKH UHJXODU VHDVRQ QDWLRQDO FKDPSLRQ ZLWK 28 UDWHG IRXUWK 7ZLFH WKH 7HU UDSLQV KDG ¿UVW GRZQ ZLWK WKH EDOO LQVLGH WKH \DUG OLQH DQG ERWK WLPHV WKH 6RRQHU GHIHQVH UHIXVHG WR DOORZ DQ\ SRLQWV RQ WKH VFRUHERDUG 6RRQHU WDLOEDFN /DUU\ *ULJJ VFRUHG WKH RQO\ 7' RI WKH JDPH ZLWK D \DUG VFDPSHU LQ WKH VHFRQG SHULRG 7KH ERZO JDPH ZDV WKH ¿UVW ERZO JDPH LQ ZKLFK WKH SOD\HUV KDG WR SOD\ ERWK ZD\V 6RRQHU KHUR *ULJJ DOVR SOD\HG GHIHQVLYH EDFN
6($621 5 (9, (:
*$0( 6800$5< :LONLQVRQ¶V WHDP ZDV UDWHG VHFRQG LQ WKH QD WLRQ DQG LW ZDV WKH ¿UVW RQH RI KLV VTXDGV WR SRVW DQ XQGHIHDWHG UHFRUG 7KH JDPH ZDV RQH VLGHG DQG VWLOO VWDQGV DV WKH ODUJHVW PDUJLQ RI YLFWRU\ LQ 28 ERZO KLVWRU\ 2QH RI WKH PDQ\ 6RRQHU ELJ SOD\V ZDV /HRQ +HDWK¶V 28 ERZO UHFRUG EUHDNLQJ \DUG 7' UXQ 7KH JDPH ZDV PDUUHG E\ DQ HDUO\ ZHHN LQFLGHQW ZKHUH D IRUPHU /68 SOD\HU ZDV FDXJKW VS\LQJ RQ 6RRQHU SUDFWLFHV ,W ZDV WKH RQO\ WLPH LQ :LONLQVRQ¶V FDUHHU WKDW KH SXEOLFO\ EODVWHG DQ RSSRQHQW
28
6&25,1* 28 *ULJJ \G UXQ /HDNH NLFN
67$7,67,&6 /($'(56 5XVKLQJ 28 +HDWK 8. -DPHUVRQ 3DVVLQJ 28 $UQROG 8. 3DULOOL 5HFHLYLQJ 28 9HVVHOV 8. %UXQR
67$7,67,&6 /($'(56 5XVKLQJ 28 +HDWK /68 :HVW 3DVVLQJ 28 3HDUVRQ QD /68 3HY\ QD 5HFHLYLQJ 28 *RDG /68 %DJJHWW
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
7+( 6221(56
6&25,1* 28 7KRPDV \G SDVV IURP 3HDUVRQ 7LSSV NLFN 28 7KRPDV \G UXQ 7LSSV NLFN 28 +HDWK \G UXQ 7LSSV NLFN 28 5R\DO \G UXQ 7LSSV NLFN 28 +HDWK \G UXQ 7LSSV NLFN
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
&2$&+,1* 67$))
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
6 ($6 21
/28,6,$1$ 67$7(
+,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< 25$1*( %2:/
25$1*( %2:/
0LDPL )OD
0LDPL )OD
0$5</$1' 2./$+20$ )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
6&25( %< 48$57(5 0DU\ODQG 2NODKRPD
25$1*( %2:/
80
6&25,1* 80 9HUHE \G UXQ NLFN IDLOHG 28 0F'RQDOG \G UXQ 3ULFHU NLFN 28 2¶1HDO \G UXQ 3ULFHU NLFN 28 'RGG \G LQWHUFHSWLRQ UHWXUQ NLFN IDLOHG 67$7,67,&6 /($'(56 5XVKLQJ 28 +DUULV 80 9HUHE 3DVVLQJ 28 +DUULV 80 %HLJKWRO 5HFHLYLQJ 28 %XUULV 80 &RRNH *$0( 6800$5< 7KLV WLPH LW ZDV 28 WKDW FDUULHG WKH QXPEHU RQH UDQNLQJ LQWR WKH JDPH ZLWK 0DU\ODQG UDQNHG WKLUG KDYLQJ ORVW MXVW RQH JDPH GXULQJ WKH UHJXODU VHDVRQ 7KH 6RRQHUV D SHUIHFW DQG LQ WKH PLGVW RI WKHLU JDPH ZLQQLQJ VWUHDN WUDLOHG DW WKH KDOI 7KH 6RRQHUV ZHQW LQWR WKHLU IDPRXV ³IDVW EUHDN RIIHQVH´ LQ WKH VHFRQG KDOI DQG VFRUHG WKUHH WLPHV WR SRVW WKHLU VHFRQG 2UDQJH %RZO YLFWRU\ ,W ZDV WKH VHFRQG QDWLRQDO FKDPSLRQVKLS IRU 2NODKRPD
'8.( 2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
6&25( %< 48$57(5 'XNH 2NODKRPD
'8
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¿UVW GRZQV ORVW WKH WRWDO RIIHQVH EDWWOH \DUGV WR DQG SLFNHG XS DQ 28 ERZO UHFRUG \DUGV LQ SHQDOWLHV EXW XVHG WZR LQWHUFHS WLRQ UHWXUQV IRU 7' LQFOXGLQJ DQ 28 ERZO UHFRUG \DUGHU IURP 'DYLG %DNHU WZR IXPEOH UHFRYHULHV D EORFNHG SXQW DQG D EDG VQDS IURP FHQWHU WR ZLQ JRLQJ DZD\ 7KH SRLQWV PDUNHG DQ DOO WLPH 28 ERZO UHFRUG WKDW VWRRG XQWLO PDWFKHG E\ WKH µ *DWRU %RZO WHDP
0LDPL )OD
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
6<5$&86( 2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
68
6&25( %< 48$57(5 6\UDFXVH 2NODKRPD
6&25,1* 28 *DXWW \G UXQ 3$7 IDLOHG 28 &R\OH \G SDVV IURP +REE\ 3$7 SDVV 28 +REE\ \G SXQW UHWXUQ +REE\ NLFN 68 :HEHU \G UXQ :HEHU NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 *DXWW 68 $QGHUVRQ 3DVVLQJ 28 +REE\ 68 =LPPHUPDQ 5HFHLYLQJ 28 &R\OH 68 6WHYHQV *$0( 6800$5< :DLYLQJ WKH ³QR UHSHDW UXOH´ EHFDXVH RI D QHZ ERZO FRQWUDFW WKH 6RRQHUV SOD\HG LQ WKHLU VHFRQG FRQVHFXWLYH 2UDQJH %RZO GHIHDWLQJ WKH 2UDQJHPHQ IURP 6\UDFXVH 7KH 6RRQHUV ZHUH OHG E\ 3UHQWLFH *DXWW ZKR VFRUHG WKH JDPH¶V ¿UVW 7' RQ WKH VHFRQG SOD\ RI WKH JDPH ZLWK D \DUG UXQ *DXWW DYHUDJHG DQ 28 ERZO UHFRUG \DUGV HYHU\ WLPH KH WRXFKHG WKH EDOO ,W ZDV WKH 6RRQHUV¶ IRXUWK VWUDLJKW 2UDQJH %RZO YLFWRU\ 2NODKRPD HQGHG WKH VHDVRQ UDQNHG ¿IWK LQ WKH QDWLRQ LWV RQO\ ORVV D RQH SRLQWHU WR 7H[DV
%2:/ +,6725< 25$1*( %2:/
*$725 %2:/
0LDPL )OD
25$1*( %2:/
-DFNVRQYLOOH )OD
0LDPL )OD
)/25,'$ 67$7(
7(11(66((
2./$+20$
2./$+20$
2./$+20$
28
6&25( %< 48$57(5 $ODEDPD 2NODKRPD
8$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ \DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
)68
6&25( %< 48$57(5 )ORULGD 6WDWH 2NODKRPD
6&25,1* 8$ :LOOLDPVRQ \G SDVV IURP 1DPDWK 'DYLV NLFN 8$ &ODUN \G UXQ 'DYLV NLFN 8$ 'DYLV \G ¿HOG JRDO
6&25,1* )68 (KOHU \G LQWHUFHSWLRQ 3$7 IDLOHG 28 .HQQHG\ \G UXQ 0HWFDOI NLFN )68 %LOHWQLNRII \G SDVV IURP 7HQVL 3$7 IDLOHG )68 %LOHWQLNRII \G SDVV IURP 7HQVL 3$7 IDLOHG )68 %LOHWQLNRII \G SDVV IURP 7HQVL 3$7 IDLOHG 28 3DQQHOO \G UXQ 3$7 IDLOHG )68 )OR\G \G SDVV IURP 7HQVL 3$7 IDLOHG 28 +DUW \G SDVV IURP )OHWFKHU 3$7 IDLOHG )68 %LOHWQLNRII \G SDVV IURP 7HQVL 3$7 IDLOHG
6&25,1* 28 :DUPDFN \G UXQ 9DVKRQ NLFN 28 +LQWRQ \G SDVV IURP :DUPDFN NLFN IDLOHG 28 2ZHQV \G UXQ 3$7 IDLOHG 87 *ORYHU \G LQWHUFHSWLRQ UHWXUQ .UHPVHU NLFN 87 )XOWRQ \G UXQ .UHPVHU NLFN 87 .UHPVHU \G ¿HOG JRDO 28 6WHSKHQVRQ \G LQWHUFHSWLRQ 9DVKRQ NLFN 87 :DUUHQ \G UXQ .UHPVHU NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 :DUPDFN 87 &KDGZLFN 3DVVLQJ 28 :DUPDFN 87 :DUUHQ 5HFHLYLQJ 28 +LQWRQ 87 )ORZHUV
67$7,67,&6 /($'(56 5XVKLQJ 28 5LQJHU )68 6SRRQHU 3DVVLQJ 28 )OHWFKHU )68 7HQVL 5HFHLYLQJ 28 +DUW )68 %LOHWQLNRII
+,6725<
*$0( 6800$5< )ORULGD 6WDWH XVHG D VRSKLVWLFDWHG SDVVLQJ DWWDFN WR ZLQ HDVLO\ 7R DGG LQVXOW WR LQMXU\ IRXU RI WKH 6HPLQROHV¶ 7' SDVVHV ZHUH WKURZQ RQ IRXUWK GRZQ SOD\V )RXU 2NODKRPD SOD\HUV KDG EHHQ IRXQG LQHOLJLEOH WKH QLJKW EHIRUH WKH JDPH EHFDXVH WKH\ KDG VLJQHG SUR FRQWUDFWV ZKLFK ZDV LQ YLRODWLRQ RI 1&$$ UXOHV )68 ZLGH UHFHLYHU )UHG %LOHWQLNRII ¿QLVKHG WKH JDPH ZLWK UHFHSWLRQV IRU \DUGV DQG IRXU 7'V
*$0( 6800$5< 2NODKRPD KDG ZRQ WKH %LJ (LJKW WLWOH LQ &KXFN )DLUEDQN¶V ¿UVW \HDU DV KHDG FRDFK $OWKRXJK D VOLJKW XQGHUGRJ WR WKH 9ROV 28 EURNH RXW WR D KDOIWLPH OHDG 7HQQHVVHH FDPH EDFN WR QDUURZ WKH 6RRQHU OHDG WR EHIRUH 2NOD KRPD GHIHQVLYH EDFN %RE 6WHSKHQVRQ SLFNHG RII D SDVV DQG UDFHG \DUGV WR JLYH 28 DQ DOO LPSRUWDQW LQVXUDQFH 7' 7KH 6RRQHUV GHVSHU DWHO\ QHHGHG WKH LQVXUDQFH ZKHQ 'HZH\ :DU UHQ SORZHG LQ IURP D \DUG RXW 7KH 9ROXQWHHUV WKHQ PLVVHG D SRWHQWLDO JDPH ZLQQLQJ ¿HOG JRDO DV WKH JXQ ZHQW RII
6($621 5 (9, (:
*$0( 6800$5< ,W ZDV %XG :LONLQVRQ¶V ODVW ERZO JDPH 3DXO ³%HDU´ %U\DQW FRDFKLQJ KLV DOPD PDWHU UHSHDWHG KLV YLFWRU\ DV WKH FRDFK DW .HQWXFN\ LQ WKH 6XJDU %RZO ZLWK D WULXPSK /% /HH 5R\ -RUGDQ WKH 093 DQG TXDUWHUEDFN -RH 1DPDWK OHG WKH &ULPVRQ 7LGH WR WKH YLFWRU\ 7KH 6RRQHUV KDG ¿UVW DQG JRDO WZLFH LQ WKH ¿UVW KDOI EXW IXPEOHV HQGHG 28¶V FKDQFHV DQG WKH 6RRQHUV QHYHU UHDOO\ WKUHDWHQHG DJDLQ 7KH ORQH KLJKOLJKW IRU WKH 2NODKRPD WHDP ZDV D YLVLW E\ 3UHVLGHQW -RKQ ) .HQQHG\ WR WKH 6RRQHUV¶ ORFNHU URRP $OWKRXJK 3UHVLGHQW .HQQHG\ FODLPHG QHXWUDOLW\ LW ZDV REYLRXV E\ WKH JULPDFH RQ KLV IDFH KH ZDV EDFNLQJ WKH 2NODKRPD WHDP
28 87 )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW QD 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 6&25( %< 48$57(5 7HQQHVVHH 2NODKRPD
7+( 6221(56
67$7,67,&6 /($'(56 5XVKLQJ 28 *ULVKDP 8$ 9HUVSULOOH 3DVVLQJ 28 )OHWFKHU 8$ 1DPDWK 5HFHLYLQJ 28 %XPJDUGQHU 8$ :LOOLDPVRQ
28
&2$&+,1* 67$))
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
6 ($6 21
$/$%$0$
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< %/8(%211(7 %2:/
%/8(%211(7 %2:/
+RXVWRQ 7H[DV
68*$5 %2:/
+RXVWRQ 7H[DV
1HZ 2UOHDQV /D
608
$/$%$0$
$8%851
2./$+20$
2./$+20$
2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 6&25( %< 48$57(5 608 2NODKRPD
28
608
6&25,1* 28 :DUPDFN \G UXQ 'HUU NLFN 28 %DUU \G SDVV IURP 2ZHQV 'HUU NLFN 608 5LFKDUGVRQ \G UXQ NLFN IDLOHG 28 'HQWRQ \G SDVV IURP 5LSOH\ 'HUU NLFN 608 5LFKDUGVRQ \G UXQ /HVVHU NLFN 608 /HYLDV \G SDVV IURP +L[VRQ /HVVHU NLFN 608 )OHPLQJ \G SDVV IURP +L[VRQ 3$7 JRRG 28 %DUU \G SDVV IURP 5LSOH\ NLFN IDLOHG 67$7,67,&6 /($'(56 5XVKLQJ 28 2ZHQV 608 5LFKDUGVRQ 3DVVLQJ 28 5LSOH\ 608 +L[VRQ 5HFHLYLQJ 28 %DUU 608 /HYLDV 7DFNOHV 28 &DVWHHO 608 &RUPLHU *$0( 6800$5< 28 OHG HQWHULQJ WKH IRXUWK EXW 608¶V &KXFN +L[VRQ SDVVLQJ IRU \DUGV OHG D FRPHEDFN WKDW SURGXFHG D OHDG 28 ZLWKRXW LQMXUHG 4% %RE :DUPDFN QDUURZHG WKH PDUJLQ WR RQH RQ D SDVV IURP 0LFNH\ 5LSOH\ EXW PLVVHG D WZR SRLQW FRQYHUVLRQ IRU WKH OHDG 2QH ODVW FKDQFH FDPH DIWHU UHFRYHULQJ DQ RQ VLGH NLFN EXW D ¿HOG JRDO DWWHPSW IURP LQVLGH WKH 608 \DUG OLQH ZHQW ZLGH DV WLPH H[SLUHG
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
6&25( %< 48$57(5 $ODEDPD 2NODKRPD
28
6&25,1* 28 3UXLWW \G UXQ 'HUU NLFN 8$ 0RRUH \G SDVV IURP +XQWHU &OHPP\ NLFN 28 3UXLWW \G UXQ 'HUU NLFN 8$ %DLOH\ \G SDVV IURP +XQWHU &OHPP\ NLFN 28 :\OLH \G UXQ 'HUU NLFN 8$ &OHPP\ \G ¿HOG JRDO 8$ +XQWHU \G SDVV IURP 0XVVR &OHPP\ NLFN 28 'HUU \G ¿HOG JRDO 67$7,67,&6 /($'(56 5XVKLQJ 28 &URVVZKLWH 8$ 0XVVR 3DVVLQJ 28 0LOGUHQ 8$ +XQWHU 5HFHLYLQJ 28 +DUULVRQ 8$ %DLOH\ *$0( 6800$5< 7KH HPHUJHQFH RI WKH ZLVKERQH DQG *UHJ 3UXLWW ZHUH ODWH VHDVRQ GHYHORSPHQWV WKDW SURSHOOHG 28 WR IRXU ZLQV LQ LWV ODVW ¿YH JDPHV DQG D SRVWVHDVRQ LQYLWDWLRQ 7KH 6RRQHUV KDG VZLWFKHG WR WKH ZLVKERQH DQG WKH\ ZHUH UXQ QLQJ LW WR SHUIHFWLRQ E\ WKH WLPH WKH ERZO JDPH UROOHG DURXQG 7KH ³ERQH´ SURGXFHG \DUGV UXVKLQJ DQG WRXFKGRZQ UXQV RI DQG \DUGV E\ $OO $PHULFDQ *UHJ 3UXLWW EXW WKH 6RRQHUV VWLOO QHHGHG D ODWH ¿HOG JRDO E\ %UXFH 'HUU WR IRUJH WKH WLH ZLWK WKH &ULPVRQ 7LGH
8$
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
6&25( %< 48$57(5 $XEXUQ 2NODKRPD
$8
6&25,1* 28 &URVVZKLWH \G UXQ NLFN IDLOHG 28 0LOGUHQ \G UXQ &DUUROO NLFN 28 0LOGUHQ \G UXQ NLFN IDLOHG 28 0LOGUHQ \G UXQ NLFN IDLOHG 28 :\OLH \G SXQW UHWXUQ NLFN IDLOHG $8 8QJHU \G UXQ -HWW NLFN 28 &DUUROO \G ¿HOG JRDO $8 8QJHU \G UXQ -HWW NLFN 28 3UXLWW \G UXQ NLFN IDLOHG $8 &DQQRQ \G SDVV IURP 6XOOLYDQ %HFN UXQ 67$7,67,&6 /($'(56 5XVKLQJ 28 0LOGUHQ $8 8QJHU 3DVVLQJ 28 0LOGUHQ $8 6XOOLYDQ 5HFHLYLQJ 28 &KDQGOHU $8 %HDVOH\ 7DFNOHV 28 6HOPRQ 'ULVFROO $8 <HDURXW *$0( 6800$5< 28 KDG ORVW RQO\ RQH JDPH WKH ³*DPH RI WKH &HQWXU\´ WR 1HEUDVND RQ 7KDQNVJLYLQJ 'D\ $XEXUQ IHDWXUHG +HLVPDQ 7URSK\ ZLQQHU 3DW 6XOOLYDQ ,W ZDV UXQ YHUVXV SDVV ZLWK 28¶V UXQ QHUV SUHYDLOLQJ 7KH 6RRQHUV URDUHG WR D KDOIWLPH OHDG DQG DPDVVHG \DUGV UXVKLQJ E\ JDPH¶V HQG D QHZ 2NODKRPD DQG 6XJDU %RZO UHFRUG 4% -DFN 0LOGUHQ SOD\LQJ LQ WKH ¿QDO JDPH RI KLV EULOOLDQW FROOHJH FDUHHU VFRUHG D 6XJDU %RZO UHFRUG WKUHH WLPHV 28 ¿QLVKHG VHFRQG LQ WKH SROOV WR 1HEUDVND ZLWK DQRWKHU %LJ (LJKW WHDP &RORUDGR ¿QLVKLQJ WKLUG
%2:/ +,6725< 68*$5 %2:/
25$1*( %2:/
1HZ 2UOHDQV /D
),(67$ %2:/
0LDPL )OD
0,&+,*$1 2./$+20$
28
368
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
80
6&25( %< 48$57(5 3HQQ 6WDWH 2NODKRPD
6&25( %< 48$57(5 0LFKLJDQ 2NODKRPD
6&25,1* 28 2ZHQV \G SDVV IURP 5REHUWVRQ )XOFKHU NLFN 28 &URVVZKLWH \G UXQ )XOFKHU NLFN
6&25,1* 28 %URRNV \G UXQ 'L5LHQ]R NLFN 28 'DYLV \G UXQ 'L5LHQ]R NLFN 80 %HOO \G UXQ NLFN IDLOHG
28
6&25( %< 48$57(5 :\RPLQJ 2NODKRPD
8:
6&25,1* 28 3HDFRFN \G UXQ YRQ 6FKDPDQQ NLFN 28 ,YRU\ \G UXQ YRQ 6FKDPDQQ NLFN 28 YRQ 6FKDPDQQ \G ¿HOG JRDO 28 YRQ 6FKDPDQQ \G ¿HOG JRDO 28 3HDFRFN \G UXQ YRQ 6FKDPDQQ NLFN 28 &XPE\ \G UXQ YRQ 6FKDPDQQ NLFN 28 6KHSDUG \G UXQ YRQ 6FKDPDQQ NLFN 8: -RQHV \G UXQ &KULVWRSXORV NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 6KHSDUG 8: -RQHV 3DVVLQJ 28 %OHYLQV 8: &OD\WRQ 5HFHLYLQJ 28 +DWFKHU 8: +RZDUG 7DFNOHV 28 5HHVH 8: &ROHPDQ
1RWH WKDW WKLV 6XJDU %RZO JDPH ZDV SOD\HG RQ 'HFHPEHU LQVWHDG RI WKH WUDGLWLRQDO 1HZ <HDU¶V 'D\
+,6725<
*$0( 6800$5< 7KLV ZDV D PLVPDWFK WKDW ZDV GHFLGHG HDUO\ RQ DV 2NODKRPD UROOHG XS DOPRVW \DUGV LQ WRWDO RIIHQVH DQG FUXLVHG WR DQ HDV\ YLFWRU\ 7KH 6RRQHUV OHG DW WKH WKLUG TXDUWHU PDUN EHIRUH WKH UHVHUYHV DGGHG WZR PRUH VFRUHV LQ WKH IRXUWK SHULRG 28 GLG QRW SXQW WKH HQWLUH JDPH WKH RQO\ WLPH LQ 6RRQHU ERZO KLVWRU\ WKDW KDG KDSSHQHG
6($621 5 (9, (:
*$0( 6800$5< 3OD\HG IRU WKH ¿UVW WLPH RQ 1HZ <HDU¶V (YH WKH 6XJDU %RZO EURXJKW WKH %LJ (LJKW &KDPSLRQ 6RRQHUV WR GR EDWWOH ZLWK -RH 3DWHUQR¶V ¿IWK UDQNHG 1LWWDQ\ /LRQV 7KH 6RRQHU GHIHQVH SRVWHG D VKXWRXW ZKLOH DOORZLQJ RQO\ ¿UVW GRZQV DQG \DUGV UXVKLQJ WKH HQWLUH JDPH ,W ZDV WKH ¿UVW \HDU WKDW IUHVKPHQ ZHUH HOLJLEOH DQG 6RRQHU ZLGH UHFHLYHU 7LQNHU 2ZHQV FHO HEUDWHG ZLWK ¿YH FDWFKHV JRRG IRU \DUGV DQG RQH WRXFKGRZQ ,W ZDV DOVR WKH ODVW JDPH IRU 6RRQHU KHDG FRDFK &KXFN )DLUEDQNV ZKR OHIW IRU WKH 1)/ WKH IROORZLQJ VSULQJ
*$0( 6800$5< ,W ZDV 2NODKRPD¶V ¿UVW ERZO WULS XQGHU OHJHQG DU\ KHDG FRDFK %DUU\ 6ZLW]HU DQG D VWRU\ERRN VHWWLQJ 2KLR 6WDWH WKH 1R UDQNHG WHDP LQ WKH FRXQWU\ KDG ORVW LQ WKH 5RVH %RZO HDUOLHU LQ WKH DIWHUQRRQ 7KH XSVHW JDYH WKH 6RRQHUV DQ RSSRUWXQLW\ WR ZLQ WKH QDWLRQDO FKDPSLRQVKLS LI WKH\ FRXOG EHDW WKH 0LFKLJDQ :ROYHULQHV FRDFKHG E\ %R 6FKHPEHFKOHU $ \DUG HQG DURXQG E\ %LOO\ %URRNV DQG D QLQH \DUG NHHSHU E\ 6WHYH 'DYLV ZHUH HQRXJK IRU D YLFWRU\ DQG D ¿IWK QDWLRQDO FKDPSLRQVKLS
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY
7+( 6221(56
67$7,67,&6 /($'(56 5XVKLQJ 28 :DVKLQJWRQ 80 /HDFK 3DVVLQJ 28 'DYLV 80 /HDFK 5HFHLYLQJ 28 2ZHQV 80 %HOO
67$7,67,&6 /($'(56 5XVKLQJ 28 3UXLWW 368 1DJOH 3DVVLQJ 28 5REHUWVRQ 368 +XIQDJHO 5HFHLYLQJ 28 2ZHQV 368 6FRWW 7DFNOHV 28 /XFLRXV 6HOPRQ 368 6NRUXSDQ
&2$&+,1* 67$))
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
:<20,1* 2./$+20$
6 ($6 21
3(11 67$7( 2./$+20$
7XFVRQ $UL]
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< 25$1*( %2:/
25$1*( %2:/
0LDPL )OD
25$1*( %2:/
0LDPL )OD
0LDPL )OD
$5.$16$6
1(%5$6.$
)/25,'$ 67$7(
2./$+20$
2./$+20$
2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH
28
6&25( %< 48$57(5 $UNDQVDV 2NODKRPD
$5.
6&25,1* $5. 6DOHV \G UXQ /LWWOH NLFN $5. 6DOHV \G UXQ /LWWOH NLFN $5. &DOFDJQL \G UXQ /LWWOH NLFN $5. /LWWOH \G ¿HOG JRDO 28 +LFNV \G SDVV IURP %OHYLQV NLFN IDLOHG $5. :KLWH \G UXQ /LWWOH NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 3HDFRFN $5. 6DOHV 3DVVLQJ 28 /RWW $5. &DOJDJQL 5HFHLYLQJ 28 5KRGHV $5. 6DOHV 7DFNOHV 28 .LQODZ $5. -DFNVRQ *$0( 6800$5< &DOOHG E\ %DUU\ 6ZLW]HU ³WKH PRVW GLVDSSRLQW LQJ ORVV RI P\ FDUHHU ´ 28 ZDV D YLFWLP RI RQH RI WKH ELJJHVW XSVHWV LQ ERZO KLVWRU\ :KHQ 1RWUH 'DPH GRZQHG 7H[DV LQ WKH &RWWRQ %RZO 28 ZDV LQ WKH UXQQLQJ IRU D QDWLRQDO FKDPSLRQ VKLS $ ELJ ZLQ RYHU $UNDQVDV PLJKW LPSUHVV WKH YRWHUV DQG VHFXUH WKH FURZQ IRU WKH 6RRQ HUV $V D UHVXOW 6ZLW]HU ZHQW DJDLQVW KLV RZQ VWUDWHJ\ E\ FKRRVLQJ WR UHFHLYH WKH RSHQLQJ NLFNRII UDWKHU WKDQ SOD\ GHIHQVH 28 IXPEOHG LQVLGH LWV RZQ RQ WKH WKLUG SOD\ RI WKH JDPH DQG $UNDQVDV LPPHGLDWHO\ VFRUHG IRU D OHDG LW QHYHU UHOLQTXLVKHG
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 1HEUDVND 2NODKRPD
18
28
6&25,1* 18 6PLWK \G SDVV IURP 6RUOH\ 7RGG NLFN 28 6LPV \G UXQ YRQ 6FKDPDQQ NLFN 28 /RWW \G UXQ YRQ 6FKDPDQQ NLFN 28 6LPV \G UXQ YRQ 6FKDPDQQ NLFN 28 YRQ 6FKDPDQQ \G ¿HOG JRDO 18 7RGG \G ¿HOG JRDO 28 /RWW \G UXQ YRQ 6FKDPDQQ NLFN 18 %HUQV \G UXQ 7RGG NLFN 18 0LOOHU \G SDVV IURP 6RUOH\ 7RGG NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 6LPV 18 %HUQV 3DVVLQJ 28 /RWW 18 6RUOH\ 5HFHLYLQJ 28 5KRGHV 18 6PLWK 7DFNOHV 28 .LQODZ 18 $QGUHZV *$0( 6800$5< $ WUXO\ DPD]LQJ WXUQ RI HYHQWV SURGXFHG D UHPDWFK DIWHU 1HEUDVND¶V YLFWRU\ LQ 1RYHPEHU 7KH 6RRQHUV UDQNHG 1R ZLWK RQH ORVV KDG ORVW D KHDUWEUHDNHU WR WKH &RUQKXVNHUV RQ D ODWH IXPEOH DW WKH 18 WKUHH \DUG OLQH :KHQ WKH +XVNHUV ZHUH XSVHW WKH IROORZLQJ ZHHN E\ 0LVVRXUL SURGXFLQJ D %LJ (LJKW &KDPSLRQVKLS WLH WKH 2UDQJH %RZO RI¿FLDOV FDPH XS ZLWK WKH LGHD RI D UHPDWFK PXFK WR WKH 6RRQHUV¶ MR\ DQG WKH +XVNHUV¶ VKRFN ,W ZHQW DV SUHGLFWHG DQ 2NODKRPD YLFWRU\
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
)68
6&25( %< 48$57(5 )ORULGD 6WDWH 2NODKRPD
28
6&25,1* )68 :KLWWLQJ \G UXQ &KDSSHOHQ NLFN 28 :DWWV \G UXQ .HHOLQJ NLFN 28 :LOVRQ \G UXQ .HHOLQJ NLFN 28 .HHOLQJ \G ¿HOG JRDO 28 6LPV \G UXQ .HHOLQJ NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 6LPV )68 /\OHV :KLWLQJ 3DVVLQJ 28 :DWWV )68 -RUGDQ 5HFHLYLQJ 28 1L[RQ )68 .LQJ &KLOGHUV 7DFNOHV 28 &XPE\ )68 +HUULQJ *$0( 6800$5< 7KH %LJ (LJKW &KDPSLRQ 6RRQHUV PHW DQ XQGH IHDWHG )ORULGD 6WDWH WHDP RQ 1HZ <HDU¶V QLJKW $IWHU WKH 6HPLQROHV WRRN D ¿UVW TXDUWHU OHDG 28 XQOHDVKHG VHFRQG TXDUWHU SRLQWV WR WDNH WKH OHDG IRU JRRG - & :DWWV ZDV QDPHG 2UDQJH %RZO 093 RQ RIIHQVH +H VFRUHG RQ D \DUG RSWLRQ SOD\ DQG UXVKHG IRU PRUH WKDQ \DUGV %XG +HEHUW ZKR UHFRUGHG WKUHH LQWHUFHSWLRQV HDUQHG WKH DZDUG RQ GHIHQVH %LOO\ 6LPV ZUDSSHG XS KLV EULOOLDQW FROOHJLDWH FDUHHU VFRULQJ RQ D \DUG SLWFK IURP :DWWV 2NODKRPD ¿QLVKHG WKLUG LQ WKH FRXQWU\ DQG ZRQ WKH 2UDQJH %RZO IRU WKH WKLUG WLPH LQ ¿YH WULHV XQGHU 6ZLW]HU 7KH 6HPLQROHV FURVVHG PLG¿HOG RQO\ WZR WLPHV DIWHU WKH ¿UVW TXDUWHU DQG QHYHU SDVVHG WKH \DUG OLQH
%2:/ +,6725< 25$1*( %2:/
681 %2:/
0LDPL )OD
),(67$ %2:/
(O 3DVR 7H[DV
7HPSH $UL]
+286721
$5,=21$ 67$7(
)/25,'$ 67$7(
2./$+20$
2./$+20$
28
6&25( %< 48$57(5 2NODKRPD )ORULGD 6WDWH
)68
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7KLUG 'RZQ &RQY
8+
6&25( %< 48$57(5 +RXVWRQ 2NODKRPD
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 $UL]RQD 6WDWH 2NODKRPD
6&25,1* 28 6KHSDUG \G UXQ .HHOLQJ NLFN 8+ :LOVRQ \G UXQ &OHQGHQHQ NLFN 28 .HHOLQJ \G ¿HOG JRDO 28 6KHSDUG \G UXQ .HHOLQJ NLFN 28 .HHOLQJ \G ¿HOG JRDO 28 6LPV \G UXQ .HHOLQJ NLFN 8+ -RUGDQ \G UXQ &OHQGHQHQ NLFN 28 0LOOV \G UXQ NLFN IDLOHG 28 7UXLW \G LQWHUFHSWLRQ UHWXUQ .HHOLQJ NLFN
6&25,1* 28 :LOVRQ \G UXQ .HHOLQJ NLFN $68 =HQGHMDV \G ¿HOG JRDO $68 3KHOSV VDIHW\ LQ HQG ]RQH $68 =HQGHMDV \G ¿HOG JRDO 28 :LOVRQ \G UXQ UXVK 3$7 QR JRRG $68 =HQGHMDV \G ¿HOG JRDO $68 &ODUN \G UXQ =HQGHMDV NLFN 28 6LPV \G UXQ 3KHOSV WR )RQWHQHWWH $68 0RRUH \G UXQ =HQGHMDV NLFN $68 %URZQ \G SDVV IURP +RQV =HQGHMDV NLFN
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
67$7,67,&6 /($'(56 5XVKLQJ 28 'XSUHH $68 0RRUH 3DVVLQJ 28 3KHOSV $68 +RQV 5HFHLYLQJ 28 /HZLV $68 0RRUH 7DFNOHV 28 6DQGHUV $68 5LFKDUGVRQ *$0( 6800$5< 7KH PDJLF RI 0DUFXV 'XSUHH UDQ RXW DV WKH 6XQ 'HYLOV UDOOLHG IRU IRXUWK TXDUWHU SRLQWV WR ZLQ WKH ¿UVW PHHWLQJ EHWZHHQ WKH WZR 'XSUHH UDQ ZLOG HDUO\ DPDVVLQJ \DUGV EHIRUH UHFXUUHQW OHJ LQMXULHV IRUFHG KLP RXW LQ WKH WKLUG TXDUWHU 7KH WXUQLQJ SRLQW FDPH ZKHQ 2NODKRPD SXQWHU 0LFKDHO .HHOLQJ FRXOG QRW JHW KLV SXQW DZD\ DQG ZDV IRUFHG WR WKURZ DQ LOOHJDO SDVV 7KH 'HYLOV WRRN RYHU DW WKH 28 DQG ODWHU VFRUHG ZKHQ 'DUU\O &ODFN UDFHG \DUGV IRU DW 7'
+,6725<
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¿QLVKHG UDQNHG 1R LQ WKH QDWLRQ
28
6($621 5 (9, (:
67$7,67,&6 /($'(56 5XVKLQJ 28 :DWWV )68 :LOOLDPV 3DVVLQJ 28 :DWWV )68 6WRFNVWLOO 5HFHLYLQJ 28 5KRGHV )68 :LOOLDPV 7DFNOHV 28 &RDVW )68 3LXURZVNL
$68
7+( 6221(56
6&25,1* )68 :LOOLDPV \G UXQ &DSHFH NLFN 28 .HHOLQJ \G ¿HOG JRDO 28 2YHUVWUHHW \G UXQ .HHOLQJ NLFN )68 &DSHFH \G ¿HOG JRDO )68 5HFRYHUHG IXPEOH LQ 28 HQG ]RQH &DSHFH NLFN 28 5KRGHV \G SDVV IURP :DWWV 9DORUD SDVV IURP :DWWV
28
&2$&+,1* 67$))
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7KLUG 'RZQ &RQY
6 ($6 21
2./$+20$
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< 25$1*( %2:/
25$1*( %2:/
0LDPL )OD
0LDPL )OD
:$6+,1*721 2./$+20$ )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY
8:
6&25( %< 48$57(5 :DVKLQJWRQ 2NODKRPD
28
6&25,1* 8: *UHHQH \G SDVV IURP 6LUXFR -DHJHU NLFN 8: 5RELQVRQ \G UXQ -DHJHU NLFN 28 %UDGOH\ \G UXQ /DVKDU NLFN 28 6KHSDUG \G SDVV IURP %UDGOH\ /DVKDU NLFN 28 /DVKDU \G ¿HOG JRDO 8: 3DWWLVRQ \G SDVV IURP 0LOOHQ -DHJHU NLFN 8: )HQQH\ \G UXQ -DHJHU NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 &DUU 8: 5RELQVRQ 3DVVLQJ 28 %UDGOH\ 8: 6LUFXUR 5HFHLYLQJ 28 6KHSDUG 8: *UHHQH 7DFNOHV 28 %URZQ 5HHG 8: .HOO\ *$0( 6800$5< %ULJKDP <RXQJ ZDV 1R LQ WKH SROOV EXW 6RRQHU KHDG FRDFK %DUU\ 6ZLW]HU KDG DUJXHG WKDW WKH 6RRQHUV VKRXOG EH 1R EHFDXVH RI D WRXJKHU VFKHGXOH $ ZLQ RYHU D ¿QH +XVN\ WHDP ZRXOG VROLGLI\ WKDW FODLP +RZHYHU :DVKLQJWRQ UHIXVHG WR FRRSHUDWH DQG WXUQHG D IRXUWK TXDUWHU GH¿FLW LQWR D WULXPSK 7KH JDPH ZDV PDUNHG E\ D EL]DUUH LQFLGHQW ZKHQ DIWHU DQ 2NODKRPD ¿HOG JRDO WKH 6RRQHU 6FKRRQHU UDFHG RQWR WKH ¿HOG DV FDOOHG IRU E\ WUDGLWLRQ 7KH RQO\ SUREOHP ZDV WKH GULYHUV DSSDUHQWO\ KDG QRW UHFHLYHG WKH SURSHU SHUPLVVLRQ IRU WKH WULS 7KH WHDP ZDV SHQDOL]HG \DUGV DQG WKH ORVV RI WKH WKUHH SRLQWV
0LDPL )OD
3(11 67$7( 2./$+20$ )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
368
6&25( %< 48$57(5 3HQQ 6WDWH 2NODKRPD
28
6&25,1* 368 0DQRD \G UXQ 0DQFD NLFN 28 /DVKDU \G ¿HOG JRDO 28 -DFNVRQ \G SDVV IURP +ROLHZD\ /DVKDU NLFN 28 /DVKDU \G ¿HOG JRDO 28 /DVKDU \G ¿HOG JRDO 368 0DQFD \G ¿HOG JRDO 28 /DVKDU \G ¿HOG JRDO 28 &DUU \G UXQ NLFN IDLOHG 67$7,67,&6 /($'(56 5XVKLQJ 28 &DUU 368 'R]LHU 3DVVLQJ 28 +ROLHZD\ 368 .QL]QHU 5HFHLYLQJ 28 -DFNVRQ 368 'LPLGLR 7DFNOHV 28 %RVZRUWK 368 $OH[DQGHU *$0( 6800$5< $ VZDUPLQJ GHIHQVH D UHFRUG ¿HOG JRDO SHUIRU PDQFH DQG WZR ELJ SOD\V KHOSHG WKH 2NODKRPD 6RRQHUV GHIHDW 3HQQ 6WDWH WR FDSWXUH ERWK WKH 2UDQJH %RZO DQG WKH SURJUDP¶V VL[WK QDWLRQDO FKDPSLRQVKLS %XWNXV $ZDUG ZLQQHU %ULDQ %RVZRUWK KDG VROR WDFNOHV DQG WKH 2NODKRPD VHFRQGDU\ SLFNHG RII IRXU 3HQQ 6WDWH SDVVHV WR WKZDUW DQ\ UDOOLHV 7LP /DVKDU ERRWHG DQ 2UDQJH %RZO UHFRUG IRXU ¿HOG JRDOV WR JLYH WKH 6RRQHUV DQ HDUO\ OHDG /\GHOO &DUU DQG .HLWK -DFNVRQ WKHQ SURYLGHG ELJ SOD\V D \DUG MDXQW E\ &DUU DQG D \DUG SDVV SOD\ IURP -DPHOOH +ROLHZD\ WR -DFNVRQ
25$1*( %2:/
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
$5.$16$6 2./$+20$ )LUVW 'RZQ 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVV 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
$5.
28
6&25( %< 48$57(5 $UNDQVDV 2NODKRPD
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p -RQHV SOD\ LQJ LQ SODFH RI $OO $PHULFDQ %ULDQ %RVZRUWK OHG WKH GHIHQVH ZKLFK KHOG WKH +RJV WR MXVW UXVKLQJ \DUGV 6SHQFHU 7LOOPDQ JDLQHG \DUGV UXVKLQJ RQ MXVW VHYHQ FDUULHV +LV WRWDOV LQFOXGHG D \DUG 7' WR JLYH 28 WKH HDUO\ OHDG 7RGG 7KRPVHQ VHW DQ 2UDQJH %RZO UHFRUG ZLWK ¿YH SXQWV IRU D \DUG DYHUDJH
%2:/ +,6725< 25$1*( %2:/
&,7586 %2:/
0LDPL )OD
*$725 %2:/
2UODQGR )OD
-DFNVRQYLOOH )OD
2./$+20$
2./$+20$
2./$+20$
&/(0621
9,5*,1,$
28
80
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
&8
28
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 0LDPL 2NODKRPD
6&25( %< 48$57(5 2NODKRPD &OHPVRQ
6&25( %< 48$57(5 2NODKRPD 9LUJLQLD
6&25,1* 28 /DVKDU \G ¿HOG JRDO &8 *DUGRFNL \G ¿HOG JRDO &8 *DUGRFNL \G ¿HOG JRDO 28 /DVKDU \G ¿HOG JRDO &8 $OOHQ \G UXQ 6H\OH NLFN
67$7,67,&6 /($'(56 5XVKLQJ 28 *DGGLV 89$ .LUE\ 3DVVLQJ 28 *XQG\ 89$ %OXQGLQ 5HFHLYLQJ 28 :DUUHQ 89$ 0XQG\ 7DFNOHV 28 :LOVRQ 89$ /HZLV *$0( 6800$5< &DOH *XQG\ XQOHDVKHG RQH RI WKH JUHDWHVW SDVVLQJ HIIRUWV LQ VFKRRO KLVWRU\ DV 2NODKRPD FUXVKHG 9LUJLQLD *XQG\ ZDV RI LQFOXGLQJ VWUDLJKW FRPSOHWLRQV IRU \DUGV DQG WZR 7'V 7KH 6RRQHUV VFRUHG WRXFKGRZQV RQ IRXU RI WKHLU ¿UVW ¿YH SRVVHVVLRQV WR SXW WKH JDPH RXW RI UHDFK EHIRUH KDOIWLPH 7KH 28 GHIHQVH QHYHU DOORZHG WKH &DYDOLHUV LQVLGH WKH 7KH SRLQWV WLHG WKH 28 ERZO JDPH UHFRUG RYHU 'XNH LQ WKH µ 2UDQJH %RZO
+,6725<
*$0( 6800$5< $IWHU D GU\ WKUHH TXDUWHUV DQG WKH VFRUH GHDG ORFNHG DW &OHPVRQ KHOG RII D ODWH 6RRQHU UDOO\ WR SRVW D YLFWRU\ DQG JLYH WKH $&& LWV ¿UVW YLFWRU\ RYHU WKH 6RRQHUV LQ WULHV 2Q WKH 6RRQHUV¶ ODVW SRVVHVVLRQ 28 WRRN WKH EDOO RYHU RQ LWV RZQ ZLWK OHIW RQ WKH FORFN 4% -DPHOOH +ROLHZD\ SOD\LQJ LQ KLV ¿QDO JDPH VFDPSHUHG \DUGV RQ D IRXUWK GRZQ WR NHHS WKH GULYH DOLYH +ROLHZD\ WKHQ FRPSOHWHG SDVVHV RI ¿YH VHYHQ IRXU VHYHQ DQG \DUGV WR JHW 28 LQVLGH WKH 7LJHU ZLWK VHFRQGV UHPDLQLQJ 7ZR GHVSHUDWLRQ KHDYHV E\ +ROLHZD\ GURSSHG LQFRPSOHWH WR HQG DOO 2NODKRPD KRSHV
6($621 5 (9, (:
*$0( 6800$5< 7KH 6RRQHUV¶ KRSHV RI ZLQQLQJ WKHLU VHYHQWK QDWLRQDO FKDPSLRQVKLS ZHUH SXW WR UHVW E\ 0LDPL 7KH +XUULFDQHV WRRN WKH RSHQLQJ NLFNRII DQG PRYHG \DUGV LQ HLJKW SOD\V IRU D OHDG WKHQ QHYHU ORRNHG EDFN 7KH 6RRQHU RIIHQVH ZKLFK OHG WKH QDWLRQ LQ VL[ FDWHJRULHV ZDV KHOG WR RQO\ UXVKLQJ \DUGV DQG RYHUDOO /DWH LQ WKH IRXUWK TXDUWHU WKH 6RRQHUV VFRUHG RQ D \DUG IXPEOHURRVNL ZKLFK JDYH WKH 2NODKRPD IDLWKIXO D ÀLFNHU RI KRSH 7KH +XUULFDQH GHIHQGHUV EOHZ LW RXW ZKHQ WKH\ VDFNHG TXDUWHUEDFN &KDUOHV 7KRPSVRQ DQG FDXVHG D IXPEOH WR HQVXUH WKH YLFWRU\
6&25,1* 28 0LFNH\ \G SDVV IURP *XQG\ %ODQWRQ NLFN 28 *DGGLV \G UXQ %ODQWRQ NLFN 28 *DGGLV \G UXQ %ODQWRQ NLFN 28 -RQHV \G EORFNHG SXQW %ODQWRQ NLFN 28 0LFNH\ \G SDVV IURP *XQG\ NLFN EORFNHG 89$ 'DYLV \G SDVV IURP %OXQGLQ +XVWHG NLFN 28 5DVKHHG \G UXQ %ODQWRQ NLFN 28 *DGGLV \G UXQ %ODQWRQ NLFN 89$ 7RPOLQ \G SDVV IURP %OXQGLQ +XVWHG NLFN
67$7,67,&6 /($'(56 5XVKLQJ 28 3HUU\ &8 0F)DGGHQ 3DVVLQJ 28 +ROLHZD\ &8 :LOOLDPV 5HFHLYLQJ 28 &DEELQHVV &8 $OOHQ 7DFNOHV 28 'LOORQ &8 0F'DQLHO
67$7,67,&6 /($'(56 5XVKLQJ 28 &ROOLQV 80 :LOOLDPV 3DVVLQJ 28 7KRPSVRQ 80 :DOVK 5HFHLYLQJ 28 -DFNVRQ 80 %UDWWRQ 7DFNOHV 28 5HHG 80 &ODUN
89$
7+( 6221(56
6&25,1* 80 %UDWWRQ \G SDVV IURP :DOVK &R[ NLFN 28 6WDIIRUG \G UXQ /DVKDU NLFN 80 &R[ \G ¿HOG JRDO 80 ,UYLQ \G SDVV IURP :DOVK &R[ NLFN 80 &R[ \G ¿HOG JRDO 28 +XWVRQ \G UXQ /DVKDU NLFN
28
&2$&+,1* 67$))
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6 ($6 21
0,$0,
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< -2+1 +$1&2&. %2:/
&233(5 %2:/
(O 3DVR 7H[DV
,1'(3(1'(1&( %2:/
7XFVRQ $UL]
6KUHYHSRUW /D
7(;$6 7(&+
%5,*+$0 <281*
0,66,66,33,
2./$+20$
2./$+20$
2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
28
6&25( %< 48$57(5 7H[DV 7HFK 2NODKRPD
778
6&25,1* 28 &KDQGOHU \G UXQ %ODQWRQ NLFN 28 %UDG\ \G SDVV IURP *XQG\ %ODQWRQ NLFN 77 'DYLV \G ¿HOG JRDO 28 :DUUHQ \G SDVV IURP *XQG\ %ODQWRQ NLFN 28 %UDG\ \G SDVV IURP *XQG\ %ODQWRQ NLFN 77 0RUULV \G UXQ 'DYLV NLFN 28 0RRUH \G UXQ %ODQWRQ NLFN 28 0RRUH \G UXQ QR 3$7 DWWHPSW 67$7,67,&6 /($'(56 5XVKLQJ 28 0RRUH 77 0RUULV 3DVVLQJ 28 *XQG\ 77 +DOO 5HFHLYLQJ 28 :DUUHQ 77 0LWFKHOO 7DFNOHV 28 &RDWV 77 :ULJKW %DQNV *$0( 6800$5< 4% &DOH *XQG\ EULOOLDQWO\ JXLGHG 2NODKRPD¶V RIIHQVH DQG WKH 6RRQHU GHIHQVH VORZHG 'RDN :DONHU $ZDUG ZLQQHU %DP 0RUULV DV 28 FODLPHG D ZLQ 7KH 6RRQHUV VFRUHG WKH ¿UVW WZR WLPHV WKH\ KDG WKH EDOO $QRWKHU *XQG\ 7' SDVV ERRVWHG WKH OHDG WR -XVW RYHU D PLQXWH ODWHU WKH JDPH 093 KLW DJDLQ DQG 2NOD KRPD ZDV FUXLVLQJ DW KDOIWLPH 0HDQZKLOH WKH QDWLRQ¶V VHFRQG OHDGLQJ UXVKHU ZDV KHOG WR MXVW \DUGV E\ WKH 6RRQHU GHIHQVH
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 %<8 2NODKRPD
28
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 2OH 0LVV 2NODKRPD
6&25,1* %<8 'RPDQ \G SDVV IURP :DOVK /DXGHU NLFN %<8 /DXGHU \G ¿HOG JRDO %<8 -RKQVWRQ \G SDVV IURP :DOVK /DXGHU NLFN %<8 -RKQVWRQ \G SDVV IURP :DOVK /DXGHU NLFN 28 0RRUH \G UXQ 3$7 IDLOHG %<8 'RPDQ \G SDVV IURP :DOVK /DXGHU NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 0RRUH %<8 :LOOLV 3DVVLQJ 28 %URZQ %<8 :DOVK 5HFHLYLQJ 28 +DOO %<8 :LOOLV 7DFNOHV 28 6LPSVRQ %<8 &RRN *$0( 6800$5< $IWHU FRPSOHWLQJ LWV ZRUVW UHJXODU VHDVRQ LQ \HDUV DQG SOD\LQJ XQGHU D KHDG FRDFK ZKR KDG UHVLJQHG 2NODKRPD HQGHG LWV VHDVRQ ZLWK D GLVPDO ORVV 7KH 6RRQHUV VWDUWHG UHVHUYH 4% 7HUHQFH %URZQ ZKR KDG FRPSOHWHG RQH RI WKUHH SDVVHV RQ WKH VHDVRQ 6HDVRQ VWDUWHU *DUULFN 0F*HH KDG FRQWUDFWHG VSLQDO PHQLQJLWLV DQG ZDV XQDEOH WR SOD\ 28¶V GHIHQVH VXUUHQGHUHG \DUGV DQG IRXU WRXFK GRZQV WKURXJK WKH DLU %<8¶V -RKQ :DOVK VHW &RSSHU %RZO UHFRUGV IRU FRPSOHWLRQV DQG 7' SDVVHV 6RRQHU OLQHEDFNHU %URGHULFN 6LPSVRQ ZDV 'HIHQVLYH 3OD\HU RI WKH *DPH ZLWK WDFNOHV D VDFN DQG D EURNHQ XS SDVV
%<8
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
80
28
6&25,1* 80 0F$OOLVWHU \G SDVV IURP 0LOOHU %LQNOH\ NLFN 28 'XQFDQ \G ¿HOG JRDO 80 %HWWLV \G SDVV IURP 0LOOHU %LQNOH\ NLFN 80 0F$OOLVWHU \G UXQ %LQNOH\ NLFN 28 -DFNVRQ \G SDVV IURP +HXSHO 'XQFDQ NLFN 28 'DQLHOV \G SDVV IURP +HXSHO +DPPRQV SDVV 80 %LQNOH\ \G ¿HOG JRDO 28 *ULI¿Q \G SDVV IURP +HXSHO 'XQFDQ NLFN 80 %LQNOH\ \G ¿HOG JRDO 67$7,67,&6 /($'(56 5XVKLQJ 28 *ULI¿Q 80 0F$OOLVWHU 3DVVLQJ 28 +HXSHO 80 0LOOHU 5HFHLYLQJ 28 'DQLHOV 80 0F$OOLVWHU 7DFNOHV 28 5LGHDX 80 7D\ORU 6WURQJ *$0( 6800$5< ,Q WKH ¿QDO FROOHJH JDPH RI WKH WK FHQWXU\ 2OH 0LVV WRSSHG 2NODKRPD LQ D WKULOOHU 28 TXDUWHUEDFN DQG JDPH RIIHQVLYH 093 -RVK +HXSHO VHW VFKRRO DQG ,QGHSHQGHQFH %RZO UHFRUGV IRU DWWHPSWV FRPSOHWLRQV DQG \DUGV DQG WLHG WKH UHFRUG IRU WRXFKGRZQV -DUUDLO -DFNVRQ WLHG WKH ,QGHSHQGHQFH %RZO UHFRUG IRU UHFHSWLRQV ZLWK 2OH 0LVV¶ /HV %LQNOH\ NLFNHG D \DUG ¿HOG JRDO IRU WKH ZLQ RQ WKH ODVW SOD\ RI WKH JDPH
%2:/ +,6725< &27721 %2:/
25$1*( %2:/
0LDPL )OD
526( %2:/
'DOODV 7H[DV
3DVDGHQD &DOLI
2./$+20$
2./$+20$
2./$+20$
$5.$16$6
:$6+,1*721 67$7(
28
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 2NODKRPD $UNDQVDV
$5.
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 2NODKRPD :DVK 6WDWH
6&25,1* 28 +\EO \G UXQ 'XQFDQ NLFN 28 'XQFDQ \G ¿HOG JRDO $5. 2¶'RQRKRH \G ¿HOG JRDO 67$7,67,&6 /($'(56 5XVKLQJ 28 *ULI¿Q $5. +ROPHV 3DVVLQJ 28 +\EO $5. &ODUN 5HFHLYLQJ 28 1RUPDQ $5. :LOVRQ 7DFNOHV 28 &DOPXV $5. 3HWW\ %XD *$0( 6800$5< $UNDQVDV¶ GHIHQVH SOD\HG ZHOO EXW IHZ ZLOO UHPHPEHU 2NODKRPD¶V GHIHQVH ZDV WKDW PXFK EHWWHU 7KH ¿QDO VWDWLVWLFV ZHUH DV FKLOOLQJ DQG VWDUN DV WKH ZHDWKHU 7KH 5D]RUEDFNV ZKR UHDFKHG 28 WHUULWRU\ MXVW WZR WLPHV WKH HQWLUH JDPH FRXOG PXVWHU RQO\ SDVVLQJ \DUGV RQ WZR FRPSOHWLRQV ZKLOH WKHLU UXVKLQJ DWWHPSWV RXWQXPEHUHG WKHLU UXVKLQJ \DUGV 6RRQHU GHIHQGHUV WLHG D VFKRRO DQG &RWWRQ %RZO UHFRUG ZLWK D ZKRSSLQJ QLQH VDFNV /DWH LQ WKH ¿UVW TXDUWHU 2NODKRPD VHW VDLO RQ D SOD\ \DUG VFRULQJ GULYH WKDW FXOPLQDWHG LQ D RQH \DUG VQHDN E\ TXDUWHUEDFN 1DWH +\EO $ORQJ WKH ZD\ WKH 6RRQHUV FRQYHUWHG WZR WKLUG GRZQV DQG RQH IRXUWK 7KH UHVXOWLQJ WRXFK GRZQ DQG 3$7 PDGH WKH UHVW RI WKH DIWHUQRRQ DFDGHPLF 28 DGGHG D \DUG ¿HOG JRDO E\ 7LP 'XQFDQ LQ WKH WKLUG IUDPH WR EXLOG D DGYDQWDJH WKDW IHOW OLNH WZLFH WKDW JLYHQ WKH SOD\ RI WKH GHIHQVH $UNDQVDV DLGHG E\ SHQDOWLHV ¿QDOO\ VFUDWFKHG RXW D ¿HOG JRDO EXW QR VHULRXV WKUHDW WR WKH RXWFRPH ZDV HYHU PRXQWHG
6&25,1* 28 'L&DUOR \G ¿HOG JRDO 28 6DYDJH \G SDVV IURP +\EO 'L&DUOR NLFN 28 3HUNLQV \G SXQW UHWXUQ 'L&DUOR NLFN 28 'L&DUOR \G ¿HOG JRDO 28 )DJDQ \G SDVV IURP +\EO 'L&DUOR NLFN :68 5LOH\ \G SDVV IURP *HVVHU 'XQQLQJ NLFN 28 *ULI¿Q \G UXQ 'L&DUOR NLFN :68 0RRUH \G NLFNRII UHWXUQ 'XQQLQJ NLFN 67$7,67,&6 /($'(56 5XVKLQJ 28 *ULI¿Q :68 *UHHQ 3DVVLQJ 28 +\EO :68 *HVVHU 5HFHLYLQJ 28 3HRSOHV :68 5LOH\ 7DFNOHV 28 /HKPDQ :68 &ROHPDQ *$0( 6800$5< 2NODKRPD GRPLQDWHG WKH 3DF FKDPSV LQ WKH 6RRQHUV¶ ¿UVW WULS WR WKH 5RVH %RZO 28¶V GHIHQVH ORJJHG VL[ VDFNV DQG WZR LQWHUFHSWLRQV WR VHW WKH WRQH 5RVH %RZO 093 1DWH +\EO WRVVHG WZR 7' SDVVHV DQG 4XHQWLQ *ULI¿Q UXVKHG IRU \DUGV DV WKH 28 RIIHQVH ZRUH GRZQ WKH &RXJDUV 2NODKRPD EHFDPH MXVW WKH IRXUWK VFKRRO LQ FROOHJH IRRWEDOO KLVWRU\ WR ZLQ WKH IRXU %&6 JDPHV DQG WKH &RWWRQ %RZO
+,6725<
*$0( 6800$5< 7RS UDQNHG 2NODKRPD XVHG D VPRWKHULQJ GH IHQVH WR VKXW GRZQ WKH WKLUG UDQNHG 6HPLQROHV DQG -RVK +HXSHO JHQHUDWHG HQRXJK RIIHQVH WR OHDG 28 WR D SHUIHFW VHDVRQ $V WKH QDWLRQ¶V RQO\ XQEHDWHQ WHDP WKH 6RRQHUV ZHUH WKH XQDQLPRXV ZLQQHUV RI WKH $3 PHGLD SROO 7KH\ ZHUH DXWRPDWLFDOO\ FURZQHG QDWLRQDO FKDPSLRQV LQ WKH FRDFKHV¶ SROO XQGHU WKH %RZO &KDPSLRQVKLS 6HULHV IRUPDW /HG E\ 2UDQJH %RZO 093 7RUUDQFH 0DUVKDOO WKH 6RRQHUV WLPH DQG DJDLQ IRUFHG )ORULGD 6WDWH¶V &KULV :HLQNH LQWR EDG GHFLVLRQV 7LP 'XQFDQ NLFNHG WZR ¿HOG JRDOV DQG 4XHQWLQ *ULI¿Q VFRUHG WKH FOLQFKLQJ WRXFKGRZQ RQ D \DUG UXQ XS WKH PLGGOH ZLWK WR SOD\ )ORULGD 6WDWH DYRLGHG LWV ¿UVW VKXWRXW LQ VHDVRQV ZKHQ 6WDQIRUG 6DPXHOV WDFNOHG 28 SXQWHU -HII )HUJXVRQ LQ WKH HQG ]RQH IRU D VDIHW\ ZLWK VHFRQGV UHPDLQLQJ
:68
6($621 5 (9, (:
67$7,67,&6 /($'(56 5XVKLQJ 28 *ULI¿Q )68 0LQRU 3DVVLQJ 28 +HXSHO )68 :HLQNH 5HFHLYLQJ 28 1RUPDQ )68 %HOO 7DFNOHV 28 7KRPSVRQ )68 $OOHQ
28
7+( 6221(56
6&25,1* 28 'XQFDQ \G ¿HOG JRDO 28 'XQFDQ \G ¿HOG JRDO 28 *ULI¿Q \G UXQ 'XQFDQ NLFN )68 7HDP VDIHW\
28
&2$&+,1* 67$))
)68 )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 )ORULGD 6WDWH 2NODKRPD
6 ($6 21
)/25,'$ 67$7(
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725< 68*$5 %2:/
+2/,'$< %2:/
25$1*( %2:/
1HZ 2UOHDQV /D
0LDPL )OD
6DQ 'LHJR &DOLI
/28,6,$1$ 67$7(
2./$+20$
25(*21
2./$+20$
86&
2./$+20$
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 /68 2NODKRPD
/68
28
)LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
6&25( %< 48$57(5 2NODKRPD 86&
6&25,1* /68 *UHHQ \G UXQ *DXGHW NLFN 28 . -RQHV \G UXQ 'L&DUOR NLFN /68 9LQFHQW \G UXQ *DXGHW NLFN /68 6SHDUV \G LQWHUFHSWLRQ UHWXUQ *DXGHW NLFN 28 . -RQHV \G UXQ 'L&DUOR NLFN 67$7,67,&6 /($'(56 5XVKLQJ /68 9LQFHQW 28 . -RQHV 3DVVLQJ /68 0DXFN 28 :KLWH 5HFHLYLQJ /68 &OD\WRQ 28 &OD\WRQ 7DFNOHV /68 7XUQHU 28 6WUDLW *$0( 6800$5< 5LGLQJ LWV GHIHQVH /68 ZRQ WKH %&6 WLWOH 2NODKRPD HQWHUHG WKH JDPH DV WKH QDWRQ¶V WRS VFRULQJ RIIHQVH EXW VWUXJJOHG DJDLQVW WKH 7LJHUV 7KH 28 GHIHQVH JDYH D JRRG DFFRXQW WRR VXUUHQGHULQJ RI /68¶V WRWDO \DUGV RQ D QRQ VFRULQJ UXQ RQ WKH 7LJHUV¶ ¿UVW VQDS 6WLOO LW ZDV WKH /68 GHIHQGHUV ZKR VWROH WKH VKRZ '( 0DUFXV 6SHDUV UHWXUQHG DQ LQWHUFHSWLRQ \DUGV IRU D 7' RQ WKH ¿UVW VHULHV RI WKH VHFRQG KDOI DQG VHHPLQJO\ RSHQHG WKH ÀRRGJDWHV %XW 28 VWLIIHQHG DQG JRW LWV UXQQLQJ JDPH XQWUDFNHG $IWHU SXOOLQJ ZLWKLQ VHYHQ DW WKH 6RRQHUV PDGH DQRWKHU SXVK WR WKH /68 EXW PLVVHG RQ IRXU VWUDLJKW SDVV DWWHPSWV WKH ODVW RQH ZLWK MXVW OHIW 7KH FURZG ZDV WKH ODUJHVW HYHU WR VHH D VSRUWLQJ HYHQW LQ WKH /RXLVLDQD 6XSHUGRPH
28
86&
6&25,1* 28 :LOVRQ ¿YH \G SDVV IURP :KLWH +DUWOH\ NLFN 86& %\UG \G SDVV IURP /HLQDUW .LOOHHQ NLFN 86& :KLWH \G UXQ .LOOHHQ NLFN 86& -DUUHWW \G SDVV IURP /HLQDUW .LOOHHQ NLFN 86& 6PLWK \G SDVV IURP /HLQDUW .LOOHHQ NLFN 28 +DUWOH\ \G ¿HOG JRDO 86& 6PLWK \G SDVV IURP /HLQDUW .LOOHHQ NLFN 86& .LOOHHQ \G ¿HOG JRDO 86& 6PLWK \G SDVV IURP /HLQDUW .LOOHHQ NLFN 86& .LOOHHQ \G ¿HOG JRDO 86& :KLWH \G UXQ .LOOHHQ NLFN 28 7HDP VDIHW\ 28 :LOVRQ \G SDVV IURP :KLWH +DUWOH\ NLFN
67$7,67,&6 /($'(56 5XVKLQJ 28 3HWHUVRQ 86& :KLWH 3DVVLQJ 28 :KLWH 86& /HLQDUW 5HFHLYLQJ 28 :LOVRQ 86& 6PLWK 7DFNOHV 28 3RRO 86& 7DWXSX *$0( 6800$5< 86& GLGQ¶W QHHG DQ\ KHOS EXW 2NODKRPD REOLJHG DQ\ZD\ 7KH 7URMDQV SOD\HG D QHDUO\ ÀDZOHVV JDPH PDGH HYHQ PRUH VR E\ ¿YH 28 WXUQRYHUV DQG FUXLVHG WR WKH %&6 1DWLRQDO &KDPSLRQVKLS
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
25( )LUVW 'RZQV 5XVKHV <DUGDJH 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 2UHJRQ 2NODKRPD
28
6&25,1* 28 +DUWOH\ \G ¿HOG JRDO 25( :LOOLDPV ' \G UXQ 0DUWLQH] 3DXO NLFN 28 5XQQHOV \G SDVV IURP %RPDU +DUWOH\ NLFN 28 -RQHV . \G UXQ +DUWOH\ NLFN 25( 'D\ \G SDVV IURP /HDI 0DUWLQH] NLFN 67$7,67,&6 /($'(56 5XVKLQJ 25( :KLWHKHDG 28 3HWHUVRQ 3DVVLQJ 25( /HDI 28 %RPDU 5HFHLYLQJ 25( )LQOH\ 28 .HOO\ 7DFNOHV 25( 7UXFNV 28 $OH[DQGHU *$0( 6800$5< 2NODKRPD OLQHEDFNHU &OLQW ,QJUDP PDGH D OHDSLQJ LQWHUFHSWLRQ RI 2UHJRQ TXDUWHUEDFN %UDG\ /HDI¶V SDVV DW WKH \DUG OLQH ZLWK VHFRQGV OHIW WR SUHVHUYH WKH 6RRQHUV¶ XSVHW RI WKH 1R 2UHJRQ 'XFNV 5KHWW %RPDU WKUHZ D \DUG WRXFKGRZQ SDVV WR IXOOEDFN - ' 5XQQHOV IRU D 2NODKRPD OHDG ZLWK WR SOD\ LQ WKH WKLUG TXDUWHU /DWH LQ WKH WKLUG $GULDQ 3HWHUVRQ¶V EDFNXS .HMXDQ -RQHV VFRUHG RQ DQ \DUG UXQ WR PDNH LW 3HWHUVRQ VRIW HQHG WKH 'XFNV ZLWK WKUHH EUXLVLQJ FDUULHV RQ WKH GULYH IRU \DUGV LQFOXGLQJ D \DUG JDLQ ZKHQ KH OHYHOHG VDIHW\ - ' 1HOVRQ
%2:/ +,6725< ),(67$ %2:/
)RUW /DXGHUGDOH )OD
*OHQGDOH $UL]
*OHQGDOH $UL]
:(67 9,5*,1,$
)/25,'$
2./$+20$
2./$+20$
6&25,1* %68 -DPHV \G SDVV IURP =DEUDQVN\ 0RQWJRPHU\ NLFN %68 -RKQVRQ \G UXQ 0RQWJRPHU\ NLFN 28 -RKQVRQ \G SDVV IURP 7KRPSVRQ +DUWOH\ NLFN 28 +DUWOH\ \G ¿HOG JRDO %68 -DPHV \G SDVV IURP =DEUDQVN\ 0RQWJRPHU\ NLFN %68 7DGPDQ \G LQWHUFHSWLRQ UHWXUQ 0RQWJRPHU\ NLFN
28 3HWHUVRQ \G UXQ +DUWOH\ NLFN 28 +DUWOH\ \G ¿HOG JRDO 28 &KDQH\ \G SDVV IURP 7KRPSVRQ ,JOHVLDV IURP 7KRPSVRQ 28 :DONHU \G LQWHUFHSWLRQ UHWXUQ +DUWOH\ NLFN
%68 5DEE \G SDVV IURP =DEUDQVN\ 0RQWJRPHU\ NLFN 28 3HWHUVRQ \G UXQ +DUWOH\ NLFN %68 6FKRXPDQQ \G SDVV IURP 3DUUHWWD -RKQVRQ UXQ
6&25,1* :98 0F$IHH \G ¿HOG JRDO :98 0F$IHH \G ¿HOG JRDO 28 +DUWOH\ \G ¿HOG JRDO :98 6FKPLWW \G UXQ 0F$IHH NLFN 28 +DUWOH\ \G ¿HOG JRDO :98 5H\QDXG \G SDVV IURP :KLWH 0F$IHH NLFN 28 +DUWOH\ \G ¿HOG JRDO 28 %URZQ \G UXQ &RQYHUVLRQ IDLOHG :98 'HYLQH \G UXQ 0F$IHH NLFN :98 5H\QDXG \G UXQ 0F$IHH NLFN 28 &KDQH\ \G SDVV IURP %UDGIRUG &RQYHUVLRQ IDLOHG :98 *RQ]DOHV SDVV IURP :KLWH 0F$IHH NLFN 28 ,JOHVLDV \G SDVV IURP %UDGIRUG +DUWOH\ NLFN :98 'HYLQH \G UXQ 0F$IHH NLFN
6&25,1* 8) 0XUSK\ \G SDVV IURP 7HERZ 3KLOOLSV NLFN 28 *UHVKDP \G SDVV IURP %UDGIRUG 6WHYHQV NLFN 8) +DUYLQ \G UXQ 3KLOOLSV NLFN 28 *UHVKDP \G SDVV IURP %UDGIRUG 6WHYHQV NLFN 8) 3KLOOLSV \G ¿HOG JRDO 8) 1HOVRQ \G SDVV IURP 7HERZ 3KLOOLSV NLFN 67$7,67,&6 /($'(56 5XVKLQJ 8) +DUYLQ 28 %URZQ 3DVVLQJ 8) 7HERZ 28 %UDGIRUG 5HFHLYLQJ 8) +HUQDQGH] 28 *UHVKDP 7DFNOHV 8) +DGHQ 6WDPSHU 28 +DUULV
67$7,67,&6 /($'(56 5XVKLQJ %68 -RKQVRQ 28 3HWHUVRQ 3DVVLQJ %68 =DEUDQVN\ 28 7KRPSVRQ 5HFHLYLQJ %68 6FKRXPDQ 28 ,JOHVLDV 7DFNOHV %68 :LOVRQ 28 $OH[DQGHU *$0( 6800$5< $ SDLU RI %RLVH 6WDWH WULFN SOD\V DW WKH HQG RI UHJXODWLRQ DQG RYHUWLPH HQGHG 2NODKRPD¶V FRPHEDFN DQG VHDOHG D SHUIHFW VHDVRQ IRU %68
*$0( 6800$5< :HVW 9LUJLQLD TXDUWHUEDFN 3DW :KLWH UXVKHG IRU \DUGV DQG UXQQLQJ EDFN 1RHO 'HYLQH DGGHG PRUH DV WKH 1R 0RXQWDLQHHUV XSVHW WKH 1R UDQNHG 2NODKRPD 6RRQHUV :HVW 9LUJLQLD QHYHU WUDLOHG GHVSLWH WKH SDVVLQJ RI 28 TXDUWHU EDFN 6DP %UDGIRUG ZKR KLW RQ RI IRU \DUGV DQG WZR WRXFKGRZQV
*$0( 6800$5< 3OD\LQJ LQ LWV WKLUG QDWLRQDO WLWOH JDPH LQ VL[ \HDUV WKH 1R UDQNHG 2NODKRPD 6RRQHUV ZHUH XSVHW LQ WKHLU RSSRQHQW¶V EDFN\DUG DV WKH 1R )ORULGD *DWRUV SUHYDLOHG 7LHG DW KDOIWLPH )ORULGD RXWVFRUHG 2NODKRPD LQ WKH VHFRQG KDOI GHVSLWH WKH \DUG UXVKLQJ HIIRUW E\ &KULV %URZQ DQG WKH \DUGV RI SDVVLQJ IURP +HLVPDQ 7URSK\ ZLQ QHU 6DP %UDGIRUG 2NODKRPD WLJKW HQG -HUPDLQH *UHVKDP OHG DOO UHFHLYHUV ZLWK HLJKW FDWFKHV LQFOXGLQJ WZR IRU 7'V 28 ZDV XQDEOH WR RYHUFRPVH WZR FRVWO\ VWRSV LQVLGH WKH \DUG OLQH DQG WZR LQWHU FHSWLRQV LQLWLDOO\ WRXFKHG E\ 2NODKRPD UHFHLYHUV
1$7,21$/ &+ $03,216
+,6725<
67$7,67,&6 /($'(56 5XVKLQJ :98 :KLWH 28 3DWULFN 3DVVLQJ :98 :KLWH 28 %UDGIRUG 5HFHLYLQJ :98 5H\QDXG 28 ,JOHVLDV 7DFNOHV :98 0XQG\ 28 /RIWRQ
6($621 5 (9, (:
8) 28 )LUVW 'RZQV 5XVKHV <DUGDJH 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 ) )ORULGD 2NODKRPD
7+( 6221(56
:98 28 )LUVW 'RZQV 5XVKHV <DUGDJH 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 ) :HVW 9LUJLQLD 2NODKRPD
&2$&+,1* 67$))
%68 28 )LUVW 'RZQV 5XVKHV <DUGDJH 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV 6&25( %< 48$57(5 27 ) %RLVH 6WDWH 2NODKRPD
6 ($6 21
%2,6( 67$7( 2./$+20$
)HG([ %&6 &KDPSLRQVKLS
),(67$ %2:/
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
%2:/ +,6725<
681 %2:/
),(67$ %2:/
(O 3DVR 7H[DV
*OHQGDOH $UL]
2./$+20$ 67$1)25' )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
28
6&25( %< 48$57(5 2NODKRPD 6WDQIRUG
67$1
6&25,1* 28 %UR\OHV \G SDVV IURP -RQHV 2¶+DUD NLFN 67$1 0DUHFLF \G UXQ :KLWDNHU NLFN 28 2¶+DUD \G ¿HOG JRDO 67$1 *HUKDUW \G UXQ :KLWDNHU NLFN 28 %UR\OHV \G SDVV IURP -RQHV 2¶+DUD NLFN 67$1 *HUKDUW \G IXPEOH UHFRYHU\ :KLWDNHU NLFN 67$1 :KLWDNHU \G ¿HOG JRDO 28 %UR\OHV \G SDVV IURP -RQHV 2¶+DUD NLFN 28 0XUUD\ \G UXQ 2¶+DUD NLFN 67$1 :KLWDNHU \G ¿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
2./$+20$ &211(&7,&87 )LUVW 'RZQV 5XVKHV <DUGV 3DVVLQJ <DUGV 3DVVHV &RPS ,QW 3OD\V <DUGV )XPEOHV /RVW 3HQDOWLHV <DUGV 3XQWV $YHUDJH 7LPH RI 3RVVHVVLRQ 7KLUG 'RZQ &RQY 6DFNV %\ <DUGV
28
8&RQQ
6&25( %< 48$57(5 2NODKRPD &RQQHFWLFXW
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
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
',9,'(5 5(&25'6 5(&25'6 6 ($6 21 &2$&+,1* 67$)) 7+( 6221(56 6($621 5(9,(: + ,6725<
1$7,21$/ &+$03 ,216
1$7,21$/ &+$03,216+, 36 &21)( 5(1&( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
5(&25'6 ,QGLYLGXDO 5XVKLQJ
,QGLYLGXDO 3DVVLQJ
0RVW 5XVKHV *DPH 6WHYH 2ZHQV YV 2N 6WDWH 6HDVRQ 6WHYH 2ZHQV &DUHHU 6WHYH 2ZHQV
0RVW 3DVV $WWHPSWV *DPH /DQGU\ -RQHV YV 2NODKRPD 6W 6HDVRQ /DQGU\ -RQHV &DUHHU /DQGU\ -RQHV
5XVKLQJ <DUGDJH *DPH *UHJ 3UXLWW YV . 6WDWH 6HDVRQ $GULDQ 3HWHUVRQ &DUHHU %LOO\ 6LPV
3DVV &RPSOHWLRQV *DPH -RVK +HXSHO YV 0LVVLVVLSSL 6HDVRQ /DQGU\ -RQHV &DUHHU /DQGU\ -RQHV
0RVW <DUGV *DLQHG *DPH 5\DQ %UR\OHV YV .DQVDV 6HDVRQ 5\DQ %UR\OHV &DUHHU 5\DQ %UR\OHV
<DUGV 3HU $WWHPSW *DPH (ULF 0LWFKHO YV .DQ 6WDWH 6HDVRQ *UHJ 3UXLWW &DUHHU 'DUUHOO 6KHSDUG FDUULHV
&RPSOHWLRQ 3HUFHQWDJH *DPH -DFN -DFREV YV .DQVDV 6HDVRQ 6DP %UDGIRUG &DUHHU 6DP %UDGIRUG
<DUGV 3HU 5HFHSWLRQ *DPH 9LUJLO %ROO YV &RORUDGR
6HDVRQ -RQ +DUULVRQ UHF
&DUHHU -RQ +DUULVRQ UHF
<DUG *DPHV 6HDVRQ %LOO\ 6LPV &DUHHU %LOO\ 6LPV
/RZHVW ,QWHUFHSWLRQ 3HUFHQWDJH 6HDVRQ 0RQWH 'HHUH DWWHPSWV
6DP %UDGIRUG DWWHPSWV LQW
&DUHHU 6DP %UDGIRUG DWWHPSWV LQW
0RVW 7RXFKGRZQ 5HFHSWLRQV *DPH 7UHQW 6PLWK YV .DQVDV -HUPDLQH *UHVKDP YV 7H[DV $ 0 6HDVRQ 0DUN &OD\WRQ 5\DQ %UR\OHV &DUHHU 5\DQ %UR\OHV
5XVKLQJ <DUGV E\ D )UHVKPDQ *DPH (DUO -RKQVRQ YV &ROR UHGVKLUW
$GULDQ 3HWHUVRQ YV 2NOD 6WDWH WUXH
6HDVRQ 'H¶0RQG 3DUNHU UHGVKLUW
$GULDQ 3HWHUVRQ WUXH
5XVKLQJ <DUGV E\ D 4XDUWHUEDFN *DPH 7KRPDV /RWW YV .DQVDV 6WDWH 6HDVRQ -DFN 0LOGUHQ &DUHHU -DPHOOH +ROLHZD\ 5XVKLQJ 7RXFKGRZQV *DPH 4XHQWLQ *ULI¿Q YV 7H[DV 6HDVRQ 6WHYH 2ZHQV %LOO\ 6LPV &DUHHU 6WHYH 2ZHQV $OO 3XUSRVH 5XQQLQJ <DUGV *DPH *UHJ 3UXLWW YV .DQVDV 6WDWH 5XVKLQJ 5HFHLYLQJ 5HWXUQV
6HDVRQ 'H0DUFR 0XUUD\ 5XVKLQJ 5HFHLYLQJ 5HWXUQV
&DUHHU 'H0DUFR 0XUUD\ 5XVKLQJ 5HFHLYLQJ 5HWXUQV
0RVW <DUGV 3DVVLQJ *DPH /DQGU\ -RQHV YV .DQVDV 6WDWH 6HDVRQ 6DP %UDGIRUG &DUHHU /DQGU\ -RQHV <DUG *DPHV 6HDVRQ 6DP %UDGIRUG &DUHHU /DQGU\ -RQHV &RQVHFXWLYH <DUG *DPHV 6HDVRQ 6DP %UDGIRUG &DUHHU 6DP %UDGIRUG /DQGU\ -RQHV <DUG *DPHV 6HDVRQ /DQGU\ -RQHV &DUHHU /DQGU\ -RQHV 7RXFKGRZQ 3DVVHV *DPH /DQGU\ -RQHV YV 7XOVD 6HDVRQ 6DP %UDGIRUG &DUHHU /DQGU\ -RQHV &RQVHFXWLYH *DPHV :LWK D 7RXFKGRZQ 3DVV 6HDVRQ 6DP %UDGIRUG &DUHHU -RVK +HXSHO
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
,QGLYLGXDO 5HFHLYLQJ
0RVW 3DVVHV &DXJKW *DPH 5\DQ %UR\OHV YV ,RZD 6WDWH 6HDVRQ 5\DQ %UR\OHV &DUHHU 5\DQ %UR\OHV
,QGLYLGXDO 7RWDO 2IIHQVH
0RVW 7RWDO 2IIHQVH *DPH 6DP %UDGIRUG YV .DQVDV 3DVVLQJ 5XVKLQJ
6HDVRQ 6DP %UDGIRUG 3DVVLQJ 5XVKLQJ
&DUHHU /DQGU\ -RQHV 3DVVLQJ 5XVKLQJ
5(&25'6 7HDP 2IIHQVH
7RWDO 2IIHQVH *DPH YV &RORUDGR 6HDVRQ 3HU *DPH
0RVW 5XVKLQJ <DUGV *DPH YV .DQVDV 6WDWH 6HDVRQ
0RVW 3OD\V *DPH YV 2NODKRPD 6WDWH 6HDVRQ 3HU *DPH <DUGV 3HU 3OD\ *DPH YV &RORUDGR 6HDVRQ
0RVW 3DVVLQJ $WWHPSWV *DPH YV 7H[DV $ 0 6HDVRQ 3HU *DPH
)HZHVW 7XUQRYHUV *DPH VHYHUDO WLPHV ODVW YV &RORUDGR 6HDVRQ 3HU *DPH
0RVW 3DVVLQJ &RPSOHWLRQV *DPH YV 0LVVLVVLSSL ,QGHSHQGHQFH %RZO 6HDVRQ 3HU *DPH
6FRULQJ *DPH YV &RORUDGR 6HDVRQ 3HU *DPH
)HZHVW &RPSOHWLRQV *DPH VHYHUDO WLPHV ODVW YV $UL]RQD
6HDVRQ 3HU *DPH
)HZHVW 3DVVLQJ <DUGV $OORZHG *DPH YV 2NODKRPD 6WDWH 6HDVRQ 3HU *DPH )HZHVW 3DVVLQJ &RPSOHWLRQV 6HDVRQ 3HU *DPH 0RVW 6DFNV *DPH YV 1HEUDVND 6HDVRQ 3HU *DPH
0RVW 7RXFKGRZQV *DPH YV &RORUDGR 6HDVRQ 3HU *DPH
)HZHVW 3RLQWV $OORZHG *DPH WLPHV VLQFH ODVW YV ,RZD 6WDWH 6HDVRQ 3HU *DPH
0RVW 5XVKLQJ 7RXFKGRZQV *DPH YV &RORUDGR 6HDVRQ 3HU *DPH
)HZHVW 7RXFKGRZQV $OORZHG *DPH VHYHUDO WLPHV ODVW YV %DOO 6WDWH 6HDVRQ 3HU *DPH
0RVW 3DVVLQJ 7RXFKGRZQV *DPH YV 7XOVD 6HDVRQ 3HU *DPH
7RWDO 'HIHQVH *DPH YV :DVKLQJWRQ 6WDWH 6HDVRQ 3HU *DPH
&RPSOHWLRQ 3HUFHQWDJH *DPH VHYHUDO WLPHV 6HDVRQ
3XQWLQJ
6($621 5 (9, (:
0RVW <DUGV 3DVVLQJ *DPH YV .DQVDV 6WDWH 6HDVRQ 3HU *DPH
)HZHVW 5XVKLQJ <DUGV 3HU $WWHPSW 6HDVRQ
7+( 6221(56
)HZHVW 3DVVLQJ $WWHPSWV *DPH VHYHUDO WLPHV 6HDVRQ 3HU *DPH
)HZHVW 5XVKLQJ $WWHPSWV 6HDVRQ 3HU *DPH
&2$&+,1* 67$))
5XVKLQJ <DUGV 3HU $WWHPSW *DPH YV .DQVDV 6WDWH 6HDVRQ
)HZHVW 5XVKLQJ <DUGV $OORZHG *DPH YV .DQVDV 6HDVRQ 3HU *DPH
6 ($6 21
0RVW 5XVKLQJ $WWHPSWV *DPH YV 2NODKRPD 6WDWH 6HDVRQ 3HU *DPH
7HDP 'HIHQVH
0RVW 3XQWV *DPH -DFN -DFREV YV 6DQWD &ODUD 6HDVRQ 0LNH :LQFKHVWHU -HII )HUJXVRQ &DUHHU -HII )HUJXVRQ
0RVW <DUGV 3HU $WWHPSW *DPH YV &RORUDGR 6HDVRQ
%HVW 3XQWLQJ $YHUDJH *DPH 7UHVV :D\ YV 2NODKRPD 6WDWH 6HDVRQ -DFN -DFREV &DUHHU -HII )HUJXVRQ
0RVW 3DVVHV ,QWHUFHSWHG *DPH WKUHH WLPHV 6HDVRQ
+,6725<
0RVW <DUGV 3HU &RPSOHWLRQ *DPH YV &RORUDGR 6HDVRQ
1$7,21$/ &+$03,216
1$7,21$/ &+$03,216+, 36 &21)( 5(1&( &+$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
5(&25'6 ,QGLYLGXDO 'HIHQVH
,QGLYLGXDO 6FRULQJ
7RWDO 7DFNOHV *DPH -DFNLH 6KLSS YV 0LVVRXUL 6HDVRQ -DFNLH 6KLSS &DUHHU 'DU\O +XQW
0RVW 3RLQWV *DPH 4XHQWLQ *ULI¿Q YV 7H[DV 6HDVRQ %LOO\ 6LPV 6WHYH 2ZHQV &DUHHU 'H0DUFR 0XUUD\
7DFNOHV E\ D /LQHPDQ *DPH .HYLQ 0XUSK\ YV 0LVVRXUL 6HDVRQ .HYLQ 0XUSK\ &DUHHU 5LFN %U\DQ
0RVW 7RXFKGRZQV *DPH 4XHQWLQ *ULI¿Q YV 7H[DV 6HDVRQ 6WHYH 2ZHQV %LOO\ 6LPV &DUHHU 'H0DUFR 0XUUD\
0RVW .LFNRII 5HWXUQ <DUGV *DPH %UDQGRQ 'DQLHOV YV 1RWUH 'DPH 6HDVRQ -XDTXLQ ,JOHVLDV &DUHHU -XDTXLQ ,JOHVLDV
7DFNOHV E\ D /LQHEDFNHU *DPH -DFNLH 6KLSS YV 0LVVRXUL 6HDVRQ -DFNLH 6KLSS &DUHHU 'DU\O +XQW
0RVW ([WUD 3RLQWV *DPH 7LP /DVKDU YV 0LVVRXUL 7UH\ 'L&DUOR YV 7H[DV $ 0 6HDVRQ -LPP\ 6WHYHQV &DUHHU 5 ' /DVKDU
%HVW .LFNRII 5HWXUQ $YHUDJH *DPH %UDQGRQ 'DQLHOV YV 1RWUH 'DPH 2UYLOOH 0DWWKHZV YV 6DQWD &ODUD WZLFH PRVW UHFHQWO\ 0DUN %UDGOH\ YV ,RZD 6WDWH 6HDVRQ %UDQGRQ 'DQLHOV &DUHHU 'H0DUFR 0XUUD\
7DFNOHV E\ D 'HIHQVLYH %DFN *DPH 5RGQH\ 5LGHDX YV 1RWUH 'DPH 6HDVRQ 5RGQH\ 5LGHDX &DUHHU =DF +HQGHUVRQ 7DFNOHV IRU /RVV *DPH &HGULF -RQHV YV 7H[DV 7HFK 6HDVRQ .HOO\ *UHJJ &DUHHU 5RFN\ &DOPXV ,QWHUFHSWLRQV *DPH QLQH WLPHV PRVW UHFHQWO\ E\ 7RQ\ -HIIHUVRQ YV %DOO 6WDWH 6HDVRQ 5LFNH\ 'L[RQ &DUHHU 'DUUHOO 5R\DO 6DFNV *DPH E\ &HGULF -RQHV YV 7H[DV 7HFK 6HDVRQ 0DUWLQ &KDVH &HGULF -RQHV &DUHHU &HGULF -RQHV
,QGLYLGXDO 3XQW 5HWXUQV
0RVW ([WUD 3RLQWV $WWHPSWHG *DPH 7LP /DVKDU YV 0LVVRXUL 7UH\ 'L&DUOR YV 7H[DV $ 0 6HDVRQ -LPP\ 6WHYHQV &DUHHU 5 ' /DVKDU 0RVW &RQVHFXWLYH ([WUD 3RLQWV 6HDVRQ 7LP /DVKDU &DUHHU 8ZH YRQ 6FKDPDQQ 0RVW )LHOG *RDOV *DPH QLQH WLPHV PRVW UHFHQWO\ 0LFKDHO +XQQLFXWW YV ,RZD 6W 6HDVRQ 7LP 'XQFDQ &DUHHU 7LP 'XQFDQ 7LP /DVKDU 0RVW 3RLQWV E\ D .LFNHU *DPH 7UH\ 'L&DUOR YV 7H[DV -LPP\ 6WHYHQV YV 2NODKRPD 6WDWH 0LFKDHO +XQQLFXWW YV .DQVDV 6HDVRQ 7UH\ 'L&DUOR &DUHHU 5 ' /DVKDU
,QGLYLGXDO .LFNRII 5HWXUQV 0RVW .LFNRII 5HWXUQV *DPH -DUUDLO -DFNVRQ YV 1HEUDVND 6HDVRQ -XDTXLQ ,JOHVLDV &DUHHU -XDTXLQ ,JOHVLDV
6SHFLDO 7HDPV
)LHOG *RDOV *DPH YV 7H[DV YV 3HQQ 6WDWH YV 2NODKRPD 6WDWH YV ,RZD 6WDWH DW 7H[DV $ 0 YV %D\ORU YV 2NODKRPD 6WDWH YV .DQVDV YV ,RZD 6WDWH 6HDVRQ 3HU *DPH )LHOG *RDO 3HUFHQWDJH *DPH VHYHUDO WLPHV ODVW YV &8
6HDVRQ
0RVW 3XQW 5HWXUQV *DPH -DFN -DFREV YV 6DQWD &ODUD /DUU\ *ULJJ YV 1HEUDVND &XUWLV )DJDQ YV 1RUWK 7H[DV .DQ 6WDWH 5\DQ %UR\OHV YV 2NODKRPD 6WDWH 6HDVRQ $QWRQLR 3HUNLQV &DUHHU -DUUDLO -DFNVRQ
0RVW ([WUD 3RLQWV *DPH YV 0LVVRXUL 7H[DV $ 0 6HDVRQ
0RVW 3XQW 5HWXUQ <DUGV *DPH $QWRQLR 3HUNLQV YV 8&/$ 6HDVRQ $QWRQLR 3HUNLQV &DUHHU $QWRQLR 3HUNLQV
0RVW 3XQWV *DPH YV 6DQWD &ODUD 6HDVRQ
%HVW 3XQW 5HWXUQ $YHUDJH *DPH $QWRQLR 3HUNLQV YV 8&/$
6HDVRQ -DFN 0LWFKHOO UHW
&DUHHU -DFN 0LWFKHOO UHW
([WUD 3RLQW 3HUFHQWDJH *DPH VHYHUDO WLPHV 6HDVRQ VHYHUDO WLPHV ODVW
3XQWLQJ $YHUDJH *DPH YV 2NODKRPD 6WDWH 6HDVRQ 0RVW 3XQW 5HWXUQ <DUGV *DPH YV 8&/$ 6HDVRQ 3HU *DPH 0RVW .LFNRII 5HWXUQ <DUGV *DPH YV 1RWUH 'DPH 6HDVRQ 3HU *DPH
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 81,9(56,7< ',9,'(5 6 ($6 21 &2$&+,1* 67$)) 7+( 6221(56 6($ 621 5(9,(: +,672 5<
1$7,21$/ &+$03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
7+( 81,9(56,7< )ODJVKLS (GXFDWLRQDO ,QVWLWXWLRQ RI WKH 6RRQHU 6WDWH 7KH 8QLYHUVLW\ RI 2NODKRPD LV H[SHULHQFLQJ D JROGHQ HUD LQ WKH KLVWRU\ RI D JUHDW LQVWLWXWLRQ 7KH TXDOLW\ RI QHZ VWXGHQWV LV VRDULQJ DQG GRQRU FRQ¿GHQFH LV DW DQ DOO WLPH KLJK 2YHU WKH ODVW \HDUV 28¶V WRWDO HQGRZPHQW KDV JURZQ WR ELOOLRQ PRUH WKDQ ¿YH IROG VLQFH 3UHVLGHQW 'DYLG / %RUHQ KDV VSXUUHG VLJQL¿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
28 UDQNV 1R LQ WKH QDWLRQ DPRQJ DOO SXEOLF XQLYHUVLWLHV LQ WKH QXPEHU RI 1DWLRQDO 0HULW 6FKRODUV HQUROOHG
7KH 5HYLHZ UDQNV 28 DPRQJ LWV WRS LQ WHUPV RI DFDGHPLF H[FHOOHQFH DQG FRVW IRU VWXGHQWV 7KH -RH & DQG &DUROH .HUU 0F&OHQGRQ +RQRUV &ROOHJH RIIHUV WKH ODUJHVW KRQRUV SURJUDP DPRQJ SXEOLF XQLYHUVLWLHV LQ WKH 8QLWHG 6WDWHV 0RUH WKDQ VWXGHQWV SDUWLFLSDWH LQ VPDOO FODVVHV RI RU OHVV 28 KDV FROOHJHV RIIHULQJ PDMRUV DW WKH EDFFDODXUHDWH OHYHO DQG PDMRUV DW WKH PDVWHU¶V OHYHO 7KH XQLYHUVLW\¶V DQQXDO RSHUDWLQJ EXGJHW LV PRUH WKDQ ELOOLRQ
28 ERDVWV DQ HQUROOPHQW RI PRUH WKDQ VWXGHQWV DQG PRUH WKDQ IXOO WLPH IDFXOW\ 7KH 1RUPDQ FDPSXV PDLQWDLQV D VWXGHQW WR LQVWUXFWRU UDWLR RI
28 678'(17 81,21
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
7+( 6((' 62:(5
&$0386 ,1 $87801 6 ($6 21 &2$&+,1* 67$)) 7+( 6221(56
%,==(// /,%5$5<
:KDW GR \RX NQRZ DERXW 28" ‡ 28 UDQNV 1R LQ WKH QDWLRQ DPRQJ DOO SXEOLF XQLYHUVLWLHV LQ WKH QXPEHU RI 1DWLRQDO 0HULW 6FKRODUV HQUROOHG ZLWK 1DWLRQDO 0HULW 6FKRODUV LQ WKLV \HDU¶V IUHVKPDQ FODVV
6($621 5 (9, (:
‡ 7KH 3ULQFHWRQ 5HYLHZ KDV UDQNHG 28 DPRQJ WKH EHVW LQ WKH QDWLRQ LQ WHUPV RI DFDGHPLF H[FHOOHQFH DQG FRVW IRU VWXGHQWV ‡ 28 UDQNV LQ WKH WRS LQ WKH QDWLRQ DPRQJ PRVW ZLUHG FROOHJHV RQH RI RQO\ D IHZ XQLYHUVLWLHV WR DFKLHYH WKH UDQNLQJ WZR \HDUV LQ D URZ ‡ 28 KDV RYHU D ELOOLRQ LPSDFW DQQXDOO\ RQ WKH VWDWH¶V HFRQRP\ HDFK \HDU ‡ 7KLV \HDU 28 DFKLHYHG WKH &DUQHJLH )RXQGDWLRQ¶V KLJKHVW WLHU RI UH VHDUFK DFWLYLW\ FODVVL¿FDWLRQ WKH ¿UVW WLPH D SXEOLF LQVWLWXWLRQ LQ 2NODKRPD KDV UHFHLYHG WKLV RXWVWDQGLQJ UHFRJQLWLRQ
+,6725<
‡ 28 LV D OHDGHU DPRQJ DOO $PHULFDQ XQLYHUVLWLHV LQ WKH LQWHUQDWLRQDO H[FKDQJH DQG VWXG\ DEURDG SURJUDPV 28 FXUUHQWO\ RIIHUV SURJUDPV LQ RYHU FRXQWULHV DQG FLWLHV LQ VL[ FRQWLQHQWV ‡ 28¶V HQWUHSUHQHXUVKLS SURJUDP LQ WKH 3ULFH &ROOHJH RI %XVLQHVV UDQNV LQ WKH WRS ¿YH LQ WKH QDWLRQ DPRQJ DOO SXEOLF XQLYHUVLWLHV ‡ )RU FRPSOHWH LQIRUPDWLRQ RQ 7KH 8QLYHUVLW\ RI 2NODKRPD DQG WKH 1RU PDQ FDPSXV SOHDVH YLVLW WKH RI¿FLDO ZHEVLWH DW ZZZ 28 HGX
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
81,9(56,7< 35(6,'(17 )RU PRUH WKDQ \HDUV KH OHG WKH ¿JKW IRU FRQJUHVVLRQDO FDPSDLJQ ¿QDQFH UHIRUP DQG IRU OHJLVODWLRQ GLVFRXUDJLQJ DGPLQLVWUDWLRQ DQG FRQJUHVVLRQDO VWDII IURP FDVKLQJ LQ RQ JRYHUQPHQW H[SHULHQFH DQG FRQWDFWV E\ EHFRPLQJ OREE\LVWV ,Q DGGLWLRQ KH LQWURGXFHG OHJLVODWLRQ VHHNLQJ WR OLPLW JLIWV DQG WUDYHO VXEVLGLHV WKDW JRYHUQPHQW ZRUNHUV LQFOXGLQJ PHPEHUV RI &RQJUHVV FDQ UHFHLYH IURP OREE\LVWV %RUHQ DOVR FKDLUHG WKH VSHFLDO -RLQW &RPPLWWHH RQ WKH 2UJDQL]DWLRQ RI &RQJUHVV ZKLFK SURGXFHG SURSRVDOV WR PDNH &RQJUHVV PRUH HI¿FLHQW DQG UHVSRQVLYH E\ VWUHDPOLQLQJ FRQJUHVVLRQDO EXUHDXFUDF\ UHGXFLQJ VWDII VL]HV DQG UHIRUPLQJ SURFHGXUHV WR HQG OHJLVODWLYH JULGORFN %RUHQ OHIW WKH 8 6 6HQDWH LQ ZLWK DQ DSSURYDO UDWLQJ RI O SHUFHQW DIWHU EHLQJ UHHOHFWHG ZLWK SHUFHQW RI WKH YRWH LQ WKH KLJKHVW SHUFHQWDJH LQ WKH QDWLRQ LQ D 8 6 6HQDWH FRQWHVW LQ WKDW HOHFWLRQ \HDU
'DYLG / %RUHQ
WK 3UHVLGHQW 7KH 8QLYHUVLW\ RI 2NODKRPD 'DYLG / %RUHQ ZKR KDV VHUYHG 2NODKRPD DV JRYHUQRU DQG 8 6 VHQDWRU EHFDPH WKH WKLUWHHQWK SUHVLGHQW RI WKH 8QLYHUVLW\ RI 2NODKRPD LQ 1RYHPEHU +H LV WKH ¿UVW SHUVRQ LQ VWDWH KLVWRU\ WR KDYH VHUYHG LQ DOO WKUHH SRVLWLRQV %RUHQ LV ZLGHO\ UHVSHFWHG IRU KLV DFDGHPLF FUHGHQWLDOV KLV ORQJWLPH VXSSRUW RI HGXFDWLRQ DQG IRU KLV GLVWLQJXLVKHG SROLWLFDO FDUHHU DV D UHIRUPHU RI WKH $PHULFDQ SROLWLFDO V\VWHP $ JUDGXDWH RI <DOH 8QLYHUVLW\ LQ %RUHQ PDMRUHG LQ $PHULFDQ KLVWRU\ JUDGXDWHG LQ WKH WRS RQH SHUFHQW RI KLV FODVV DQG ZDV HOHFWHG 3KL %HWD .DSSD +H ZDV VHOHFWHG DV D 5KRGHV 6FKRODU DQG HDUQHG D PDVWHU¶V GHJUHH LQ SROLWLFV SKLORVRSK\ DQG HFRQRPLFV IURP 2[IRUG 8QLYHUVLW\ (QJODQG LQ ,Q KH UHFHLYHG D ODZ GHJUHH IURP WKH 8QLYHUVLW\ RI 2NODKRPD &ROOHJH RI /DZ ZKHUH KH ZDV RQ WKH /DZ 5HYLHZ HOHFWHG WR WKH 2UGHU RI WKH &RLI DQG ZRQ WKH %OHGVRH 3UL]H DV WKH RXWVWDQGLQJ JUDGXDWH E\ D YRWH RI WKH IDFXOW\ $V 2NODKRPD¶V JRYHUQRU IURP WKURXJK %RUHQ SURPRWHG NH\ HGXFD WLRQDO LQLWLDWLYHV WKDW KDYH KDG DQ HQGXULQJ LPSDFW RQ 2NODKRPD (VWDEOLVKHG GXULQJ KLV WHQXUH ZHUH WKH 2NODKRPD $UWV ,QVWLWXWH WKH 6FKRODU /HDGHUVKLS (Q ULFKPHQW 3URJUDP DQG WKH 2NODKRPD 3K\VLFLDQV 0DQSRZHU 7UDLQLQJ 3URJUDP ZKLFK SURYLGHV VFKRODUVKLSV IRU PHGLFDO VWXGHQWV DQG PHGLFDO SHUVRQQHO ZKR FRPPLW WR SUDFWLFH LQ XQGHUVHUYHG UXUDO DUHDV $OVR WKH ¿UVW VWDWH IXQGLQJ IRU *LIWHG DQG 7DOHQWHG FODVVHV ZDV SURYLGHG LQ DQG IURP WKURXJK 2NODKRPD UDQNHG ¿UVW DPRQJ DOO VWDWHV LQ WKH SHUFHQWDJH LQFUHDVHV RI IXQGLQJ IRU KLJKHU HGXFDWLRQ 2QH RI %RUHQ¶V PRVW IDU UHDFKLQJ SURMHFWV LQ SURPRWLQJ TXDOLW\ HGXFDWLRQ DW DOO OHYHOV LV WKH 2NODKRPD )RXQGDWLRQ IRU ([FHOOHQFH ZKLFK KH IRXQGHG LQ 7KH IRXQGDWLRQ UHFRJQL]HV RXWVWDQGLQJ SXEOLF VFKRRO VWXGHQWV DQG WHDFKHUV DQG KHOSV HVWDEOLVK SULYDWH ORFDO IRXQGDWLRQV WR KHOS JLYH DFDGHPLF HQGRZPHQW JUDQWV WR ORFDO SXEOLF VFKRROV $V D VHQDWRU KH ZDV WKH DXWKRU RI WKH 1DWLRQDO 6HFXULW\ (GXFDWLRQ $FW LQ ZKLFK SURYLGHV VFKRODUVKLSV IRU VWXG\ DEURDG DQG IRU OHDUQLQJ DGGLWLRQDO ODQJXDJHV DV ZHOO DV OHJLVODWLRQ WR UHVWRUH WKH WD[ GHGXFWLELOLW\ RI JLIWV RI DSSUHFLDWHG SURSHUW\ WR XQLYHUVLWLHV LQ %RUHQ DOVR D IRUPHU VWDWH OHJLVODWRU VSHQW QHDUO\ WKUHH GHFDGHV LQ HOHFWLYH SROLWLFV EHIRUH EHFRPLQJ WKH SUHVLGHQW RI WKH 8QLYHUVLW\ RI 2NODKRPD %RUHQ ZDV WKH \RXQJHVW JRYHUQRU LQ WKH QDWLRQ ZKHQ KH VHUYHG IURP WR .QRZQ DV D UHIRUPHU %RUHQ FDPSDLJQHG ZLWK D EURRP DV KLV V\PERO 'XULQJ KLV WHUP KH LQVWLWXWHG PDQ\ SURJUHVVLYH SURJUDPV LQFOXGLQJ FRQÀLFW RI LQWHUHVW UXOHV FDPSDLJQ ¿QDQFLQJ GLVFORVXUH VWURQJHU RSHQ PHHWLQJ ODZV IRU SXEOLF ERGLHV PRUH FRPSHWLWLYH ELGGLQJ RQ VWDWH JRYHUQPHQW FRQWUDFWV DQG UHIRUP RI WKH VWDWH¶V SULVRQ V\VWHP LQFOXGLQJ H[SDQGHG HGXFDWLRQ SURJUDPV IRU ¿UVW WLPH RIIHQGHUV DQG WKH ODUJHVW H[SDQVLRQ RI WKH ZRUN UHOHDVH SURJUDP LQ VWDWH KLVWRU\ 'XULQJ KLV WLPH LQ WKH 8 6 6HQDWH IURP WR %RUHQ VHUYHG RQ WKH 6HQDWH )LQDQFH DQG $JULFXOWXUH &RPPLWWHHV DQG ZDV WKH ORQJHVW VHUYLQJ FKDLUPDQ RI WKH 6HQDWH 6HOHFW &RPPLWWHH RQ ,QWHOOLJHQFH )URP KLV GD\V DV D VWDWH OHJLVODWRU DQG JRYHUQRU RI 2NODKRPD WR :DVKLQJWRQ %RUHQ FDUULHG D FRPPLWPHQW WR UHIRUP OHDGLQJ QXPHURXV HIIRUWV WR PDNH JRYHUQPHQW ZRUN EHWWHU IRU $PHULFDQ FLWL]HQV $V FKDLUPDQ RI WKH 6HQDWH ,QWHOOLJHQFH &RPPLWWHH KH VWUHQJWKHQHG RYHUVLJKW RI VHFUHW JRYHUQPHQW SURJUDPV DQG UHIRUPHG WKH SURFHGXUHV IRU 3UHVLGHQWLDO QRWLFH RI VXFK SURJUDPV WR &RQJUHVV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
%RUHQ VHUYHG IURP WR DV D PHPEHU RI WKH <DOH 8QLYHUVLW\ %RDUG RI 7UXVWHHV +LV XQLYHUVLW\ H[SHULHQFH DOVR LQFOXGHV IRXU \HDUV RQ WKH IDFXOW\ RI 2NODKRPD %DSWLVW 8QLYHUVLW\ ZKHUH KH ZDV FKDLUPDQ RI WKH 'HSDUWPHQW RI 3ROLWLFDO 6FLHQFH DQG FKDLUPDQ RI WKH 'LYLVLRQ RI 6RFLDO 6FLHQFHV ,Q WKH $PHULFDQ $VVRFLDWLRQ RI 8QLYHUVLW\ 3URIHVVRUV SUHVHQWHG %RUHQ ZLWK WKH +HQU\ <RVW $ZDUG DV (GXFDWLRQ $GYRFDWH RI WKH <HDU ,Q $SULO %RUHQ UHFHLYHG WKH 0RU\¶V &XS IURP WKH 0RU\¶V $VVRFLDWLRQ DW <DOH 8QLYHUVLW\ ,Q PDNLQJ WKH SUHVHQWDWLRQ WR %RUHQ LW ZDV QRWHG WKDW KH ZDV WKH ¿UVW <DOH JUDGXDWH LQ WKH XQLYHUVLW\¶V KLVWRU\ H[WHQGLQJ RYHU WKUHH FHQWXULHV WR KDYH VHUYHG DV D *RYHUQRU 8 6 6HQDWRU DQG 3UHVLGHQW RI D PDMRU XQLYHUVLW\ 8QGHU %RUHQ¶V OHDGHUVKLS WKH 8QLYHUVLW\ RI 2NODKRPD KDV GHYHORSHG DQG HPHUJHG DV D ³SDFHVHWWHU XQLYHUVLW\ LQ $PHULFDQ SXEOLF KLJKHU HGXFDWLRQ ´ ZLWK PDMRU QHZ SURJUDPV LQLWLDWHG VLQFH KLV LQDXJXUDWLRQ 7KH\ LQFOXGH HVWDEOLVKPHQW RI WKH -RH & DQG &DUROH .HUU 0F&OHQGRQ +RQRUV &ROOHJH WKH &KDUOHV 0 5XVVHOO &HQWHU IRU WKH 6WXG\ RI $UW RI WKH $PHULFDQ :HVW D QHZ H[SRVLWRU\ ZULWLQJ SURJUDP IRU IUHVKPHQ PRGHOHG RQ WKH SURJUDP DW +DUYDUG DQ LQWHUGLVFLSOLQDU\ UHOLJLRXV VWXGLHV SURJUDP WKH $UWLVW LQ 5HVLGHQFH 3URJUDP WKH ,QWHUQDWLRQDO 3URJUDPV &HQWHU DQG WKH )DFXOW\ LQ 5HVLGHQFH 3URJUDP SXWWLQJ IDFXOW\ IDPLO\ DSDUWPHQWV LQ VWXGHQW UHVLGHQFH KDOOV 7KH 5HWLUHG 3URIHVVRUV 3URJUDP KDV EHHQ VWDUWHG EULQJLQJ UHWLUHG IXOO SURIHVVRUV EDFN WR WKH 8QLYHUVLW\ WR WHDFK IUHVKPHQ 7KH QXPEHU RI QHZ IDFLOLWLHV VWDUWHG RU FRPSOHWHG RQ WKH FDPSXV GXULQJ WKH %RUHQ \HDUV KDV PDWFKHG WKH H[SORVLRQ LQ QHZ SURJUDPV 6LQFH DOPRVW ELOOLRQ LQ FRQVWUXFWLRQ SURMHFWV KDYH EHHQ FRPSOHWHG RU DUH XQGHU ZD\ RQ 28¶V WKUHH FDPSXVHV $PRQJ WKH ODUJHVW RI WKH UHFHQW SURMHFWV DUH WKH PLOOLRQ 1DWLRQDO :HDWKHU &HQWHU RQ 28¶V 1RUPDQ FDPSXV WKH PLOOLRQ 28 &DQFHU ,QVWLWXWH RQ 28¶V +HDOWK 6FLHQFHV &HQWHU FDPSXV LQ 2NODKRPD &LW\ DQG WKH PLOOLRQ 28 7XOVD 6FKXVWHUPDQ &HQWHU &OLQLF 3UHVLGHQWLDO 7UDYHO 6FKRODUVKLSV VWXGHQWV IURP FRXQWULHV RQ FDPSXV PRUH UHFLSURFDO LQWHUQDWLRQDO H[FKDQJH DJUHHPHQWV WKDQ DQ\ RWKHU XQLYHUVLW\ DQG WKH QHZ ,QWHUQDWLRQDO 3URJUDPV &HQWHU DUH DOO PDNLQJ 28 PRUH LQWHUQDWLRQDO 7KH QHZ +RQRUV &ROOHJH KHOSV WR DVVXUH WKDW QR VWXGHQWV QHHG WR OHDYH 2NODKRPD WR ¿QG DQ HGXFDWLRQDO H[SHULHQFH WR PDWFK WKHLU SRWHQWLDO ,Q %RUHQ ODXQFKHG WKH ³5HDFK IRU ([FHOOHQFH´ IXQGUDLVLQJ FDPSDLJQ ZLWK D ¿YH \HDU JRDO RI PLOOLRQ ZKLFK ZDV WZLFH DV ODUJH DV DQ\ IXQGUDLVLQJ GULYH LQ 2NODKRPD KLVWRU\ 7KH GULYH H[FHHGHG PLOOLRQ UDLVLQJ 28 LQWR WKH WRS SXEOLF XQLYHUVLWLHV LQ WKH 8QLWHG 6WDWHV LQ SULYDWH HQGRZPHQW SHU FDSLWD 6LQFH HQGRZHG SURIHVVRUVKLSV KDYH LQFUHDVHG IURP WR DQG WKH 28 GRQRU EDVH KDV JURZQ IURP WR PRUH WKDQ IULHQGV DQG DOXPQL 'XULQJ WKH ¿UVW \HDUV RI %RUHQ¶V WHQXUH RYHU ELOOLRQ LQ SULYDWH JLIWV ZHUH GRQDWHG WR WKH XQLYHUVLW\ $ERYH DOO WKH %RUHQ \HDUV KDYH EHHQ PDUNHG E\ DQ HPSKDVLV RQ SXWWLQJ VWXGHQWV ¿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¶V GHJUHH LQ (QJOLVK DQG D -XULV 'RFWRUDWH IURP WKH 28 &ROOHJH RI /DZ $ QDWLYH RI 6HPLQROH %RUHQ KDV WZR FKLOGUHQ &DUULH &KULVWLQH %RUHQ DQ (SLVFRSDO PLQLVWHU DQG 'DYLG 'DQLHO %RUHQ D PHPEHU RI WKH 8QLWHG 6WDWHV &RQJUHVV IURP 2NODKRPD 'HYRWLQJ PXFK RI KLV OLIH WR SXEOLF VHUYLFH %RUHQ GUHZ IURP WKH H[DPSOH RI KLV SDUHQWV WKH ODWH &RQJUHVVPDQ /\OH + %RUHQ DQG &KULVWLQH %RUHQ
',5(&725 2) $7+/(7,&6 -RH &DVWLJOLRQH
5HQDLVVDQFH ± $ UHELUWK RU UHQHZDO 7KH ZRUG ³UHQDLVVDQFH´ KDV RIWHQ EHHQ XVHG WR GHVFULEH WKH 8QLYHUVLW\ RI 2NODKRPD VLQFH WKH DUULYDO RI 'DYLG / %RUHQ DV LWV WK SUHVLGHQW ,W¶V QR FRLQFLGHQFH WKHQ WKDW WKH VDPH WHUP FRXOG EH XVHG WR GHVFULEH WKH 'HSDUWPHQW RI ,QWHUFROOHJLDWH $WKOHWLFV DQG LWV OHDGHU -RH &DVWLJOLRQH -XVW DV %RUHQ KDV WUDQVIRUPHG WKH XQLYHUVLW\ FRPPXQLW\ WKDW WKH GHSDUWPHQW LV DQ LQWHJUDO SDUW RI &DVWLJOLRQH ZLWK WKH VXSSRUW RI %RUHQ DQG 28¶V %RDUG RI 5HJHQWV KDV GRQH WKH VDPH WKLQJ ZLWK WKH DWKOHWLFV GHSDUWPHQW HDVLO\ RQH RI WKH PRVW UHFRJQL]HG UHSUHVHQWDWLYHV RI WKH VWDWH¶V ÀDJVKLS IRU KLJKHU HGXFDWLRQ
7KH WK GLUHFWRU RI DWKOHWLFV DW 28 &DVWLJOLRQH DUULYHG RQ WKH 6RRQHU FDPSXV LQ DQG ZKDW KH IRXQG ZDV QRWKLQJ OLNH ZKDW \RX ZRXOG VHH WRGD\ +H PDGH FKDQJHV VRPH ELJ DQG RWKHU QR VR DQG LQ WKH SURFHVV FUHDWHG D WHDP RI DGPLQLVWUDWRUV FRDFKHV DQG VXSSRUW VWDII ZKR KDYH EXLOW D FOLPDWH WKDW FUHDWHV ORIW\ JRDOV KLJK VWDQGDUGV DQG D FRP PLWPHQW WR HWKLFDO EHKDYLRU WKDW LV VHFRQG WR QRQH
3URRI RI WKH RYHUDOO H[FHOOHQFH RI WKH SURJUDP FDQ EH GHPRQVWUDWHG E\ WKH DQQXDO /HDU¿HOG 'LUHFWRU¶V &XS UDQNLQJV 7KH 6RRQHUV EURNH LQWR WKH WRS IRU WKH ¿UVW WLPH LQ VFKRRO KLVWRU\ DW WKH FRQFOXVLRQ RI WKH DFDGHPLF \HDU 7KDW SHUIRUPDQFH FDPH DIWHU WKH GHSDUWPHQW ¿QLVKHG LQ WKH WRS LQ RI WKH SUHYLRXV \HDUV D VXVWDLQHG SDWWHUQ RI H[FHOOHQFH QRW VHHQ EHIRUH LQ WKH KLVWRU\ RI RQH RI WKH QDWLRQ¶V SUHPLHU LQWHUFRO OHJLDWH DWKOHWLFV GHSDUWPHQWV )RU &DVWLJOLRQH WKRXJK LW¶V QRW MXVW DERXW WKH FKDPSLRQVKLSV DQG WURSKLHV 7KH YLFWRULHV WKDW KH FHOHEUDWHV ZLWK KLV 6RRQHUV LQFOXGH JUDGXDWLRQ UDWHV WKDW FRQWLQXH WR FOLPE UHFRUG VHWWLQJ JUDGH SRLQW DYHUDJHV DQG DFDGHPLF KRQRUV 7KH WUXH PHDVXUH RI DFKLHYHPHQW IRU &DVWLJOLRQH DQG E\ H[WHQVLRQ WKH GHSDUWPHQW¶V FRDFKHV DQG VWDII LV PHDVXUHG LQ WKH VXFFHVV RI WKH VWXGHQW DWKOHWHV LQ UHODWLRQ WR WKH GHSDUWPHQW¶V PLVVLRQ VWDWHPHQW ³,QVSLULQJ FKDPSLRQV WRGD\ « 3UHSDULQJ OHDGHUV IRU WRPRUURZ´
$ 0DU\ODQG JUDGXDWH &DVWLJOLRQH UHFHLYHG WKH 8QLYHUVLW\¶V 'LVWLQJXLVKHG $OXPQXV $ZDUG LQ $SULO +H EHJDQ KLV FDUHHU DV WKH VSRUWV SURPRWLRQV GLUHFWRU DW 5LFH +H WKHQ ZRUNHG D \HDU DV GLUHFWRU RI DWKOHWLF IXQG UDLVLQJ DW *HRUJHWRZQ EHIRUH EHLQJ KLUHG LQ DW 0LVVRXUL DV GLUHFWRU RI FRPPXQLFDWLRQV DQG PDUNHWLQJ +LV FRPPLWPHQW WR WKH VXFFHVV RI VWXGHQW DWKOHWHV KDV JRQH EH\RQG WKH 1RUPDQ FDPSXV DQG KH KDV VHUYHG DW QDWLRQDO DQG FRQIHUHQFH OHYHO +H FKDLUV WKH 1&$$¶V )RRWEDOO $FDGHPLF 3URJUHVV 5DWH $35 :RUNLQJ *URXS DQG LV FXUUHQWO\ VHUYLQJ RQ WKH *DWRUDGH &ROOHJLDWH $GYLVRU\ %RDUG WKH 1DWLRQDO )RRWEDOO )RXQGDWLRQ DQG &ROOHJH )RRWEDOO +DOO RI )DPH %RDUG RI 'LUHFWRUV DQG WKH 1&$$ %RZO /LFHQVLQJ &RPPLWWHH +H UHFHQWO\ ZDV QDPHG WR WKH 1&$$ 'LYLVLRQ , 0HQ¶V %DVNHWEDOO &RPPLWWHH WR ¿OO D WHUP WKDW HQGV IROORZLQJ WKH VHDVRQ +H VHUYHG WKUHH WHUPV DV WKH FKDLU RI WKH %LJ %RDUG RI $WKOHWLFV 'LUHFWRUV DQG LV D SDVW SUHVLGHQW RI ERWK WKH 'LYLVLRQ , $ $WKOHWLF 'LUHFWRUV $VVRFLDWLRQ DQG 1$&'$ +H VHUYHG D IRXU \HDU WHUP RQ WKH 1&$$ &KDPSLRQVKLS &RPSHWLWLRQ &DELQHW DQG WKH 1&$$ %DVHEDOO &RPPLWWHH DQG LV D SDVW PHPEHU RI WKH 1&$$ )RRWEDOO 6SHFLDO (YHQWV &HUWL¿FDWLRQ &RPPLWWHH +H UHFHQWO\ VHUYHG RQ WKH 1&$$ 'LYHUVLW\ /HDGHUVKLS 6WUDWHJLF 3ODQQLQJ &RPPLWWHH DQG WKH 1&$$ 'LYLVLRQ , :RPHQ¶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¶V FDPSXV FR FKDLU ZKLFK UHVXOWHG LQ WKH KLJKHVW UHFRUGHG FRQWULEXWLRQV HYHU E\ IDFXOW\ VWDII DQG VWXGHQWV WR WKH 8QLWHG :D\ RI 1RUPDQ¶V DQQXDO FDPSDLJQ $ QDWLYH RI )RUW /DXGHUGDOH )OD &DVWLJOLRQH LV PDUULHG WR WKH IRUPHU .ULVWHQ %DUWHO D JUDGXDWH RI WKH 8QLYHUVLW\ RI 0LVVRXUL 7KH\ DUH WKH SDUHQWV RI WZR VRQV -RVHSK 5REHUW -U DQG -RQDWKDQ (GPXQG
6($621 5 (9, (:
6LQFH DUULYLQJ DW 28 LQ DIWHU DQ RXWVWDQGLQJ DGPLQLVWUDWLYH FDUHHU DW 0LVVRXUL &DVWLJOLRQH KDV LQVLVWHG WKDW GDLO\ DQG ORQJ WHUP GHFLVLRQV EH PDGH LQ D ¿QDQFLDOO\ UHVSRQVLEOH PDQQHU 7KH UHVXOW RI WKDW FRPPLWPHQW KDV KHOSHG WKH GHSDUWPHQW FORVH WKH ERRNV LQ WKH EODFN LQ HDFK RI WKH ODVW \HDUV PDNLQJ LW RQH RI WKH IHZ 'LYLVLRQ , SURJUDPV ZKLFK UHPDLQ WRWDOO\ VHOI VXVWDLQLQJ +LV XQGHUVWDQGLQJ RI KRZ WKH GHSDUWPHQW ¿WV LQWR WKH 8QLYHUVLW\¶V DFDGHPLF PLVVLRQ OHG WR D GHFLVLRQ LQ -XQH WR LQFUHDVH WKH GLUHFW VXSSRUW SURYLGHG E\ WKH GHSDUWPHQW RQ DQ DQQXDO EDVLV WR PLOOLRQ GROODUV 7KURXJK GLUHFW DQG LQGLUHFW VXSSRUW 28 $WKOHWLFV XQGHU &DVWLJOLRQH¶V OHDGHUVKLS SURYLGHV PRUH WKDQ PLOOLRQ DQQXDOO\ WR 28¶V $FDGHPLFV %XGJHW )DFLOLW\ LPSURYHPHQW DQG FRQVWUXFWLRQ KDV EHHQ FDUULHG RXW DW D UHFRUG SDFH DQG &DVWLJOLRQH WDNHV SULGH WR SRLQW RXW WKDW WKRVH LPSURYHPHQWV KDYH DOO EHHQ SDLG IRU ZLWK SULYDWH PRQH\
+LUHG RQ $SULO &DVWLJOLRQH MRLQHG WKH 6RRQHU IDPLO\ DIWHU VHUYLQJ DV DWKOHWLFV GLUHFWRU DW 0LVVRXUL ,Q KLV \HDU FDUHHU ZLWK WKH 7LJHUV &DVWLJOLRQH ZKR ZDV QDPHG GLUHFWRU RI DWKOHWLFV DW 0LVVRXUL RQ 'HF ZDV FUHGLWHG ZLWK UHEXLOGLQJ VSRUWV SURJUDPV KLULQJ RXWVWDQGLQJ FRDFKHV LPSOHPHQWLQJ DQ LQQRYDWLYH PDVWHU SODQ IRU IDFLOL WLHV LQVSLULQJ UHFRUG VHWWLQJ LQFUHDVHV LQ IXQG UDLVLQJ DQG EDODQFLQJ WKH EXGJHW LQ HDFK RI KLV ¿YH \HDUV DV DWKOHWLFV GLUHFWRU
7+( 6221(56
7KH HPSKDVLV KDV EHHQ DQG ZLOO DOZD\V EH RQ 28¶V SOXV VWXGHQW DWKOHWHV ZKR KDYH ÀRXULVKHG LQ WKH DWPRVSKHUH FUHDWLQJ QHZ OHYHOV RI H[FHOOHQFH LQ FRPSHWLWLRQ DQG LQ WKH FODVVURRP RQO\ WR UDLVH WKH EDU LQ VXFFHHGLQJ \HDUV 7KHLU SHUIRUPDQFHV HQKDQFH WKH EHOLHI VKDUHG E\ &DVWLJOLRQH WKH GHSDUWPHQW¶V VWDII DQG WKH XQLYHUVLW\ IDPLO\ WKDW WKH EHVW LV \HW WR FRPH
&DVWLJOLRQH ZDV LQVWUXPHQWDO LQ WKH DWKOHWLFV GHSDUWPHQW¶V PDMRU FDPSDLJQ *UHDW ([SHFWDWLRQV 7KH &DPSDLJQ )RU 6RRQHU 6SRUWV 7KH ODUJHVW IXQG UDLVLQJ HIIRUW LQ 28 DWKOHWLFV KLVWRU\ LQFOXGHG SURMHFWV WKDW LPSDFW HDFK RI 28¶V QHDUO\ VWXGHQW DWKOHWHV DQG KDV EHFRPH D QDWLRQDO PRGHO IRU LQWHUFROOHJLDWH DWKOHWLFV 7KH FDPSDLJQ HQGHG WKUHH \HDUV ODWHU ZLWK PRUH WKDQ PLOOLRQ UDLVHG DQG WKDW ¿JXUH KDV JURZQ WR PRUH WKDQ PLOOLRQ VLQFH WKHQ DV IXQGV FRQWLQXH WR EH UDLVHG IRU IDFLOLW\ LPSURYHPHQWV LQFOXGLQJ WKH UHFHQWO\ DQQRXQFHG PLOOLRQ 6RRQHU 6WXGHQW +RXVLQJ &HQWHU DQG VFKRODUVKLS HQGRZPHQWV
&2$&+,1* 67$))
$ GHSDUWPHQW ZLWK D ORQJ WUDGLWLRQ RI H[FHOOHQFH WKHUH DUH VRPH ZKR ZRXOG DUJXH WKDW WKH SDVW \HDUV UHSUHVHQW WKH EHVW RI WKH EHVW :LWK VHYHQ QDWLRQDO FKDPSLRQVKLSV DQG FRQIHUHQFH WLWOHV SURGXFHG LQ KLV WHQXUH LW ZRXOG EH KDUG WR GLVSXWH WKDW $ SODFH ZKHUH FRPSHWLWLYH GUHDPV FRPH WUXH DQG DFDGHPLF JRDOV DUH WKH H[SHFWDWLRQV QRW WKH H[FHSWLRQV KDV EHHQ FUHDWHG DW 28 7KURXJK KLV OHDGHUVKLS DQG WKH VXSSRUW RI WKH 8QLYHUVLW\¶V DGPLQLVWUDWLRQ WKHUH LV D GHSDUWPHQW ZLGH FRPPLWPHQW LQYROYLQJ VWXGHQW DWKOHWHV FRDFKHV DQG VWDII WR WKDW VWDQGDUG
7KH DFKLHYHPHQW WKDW PD\ EULQJ KLP WKH PRVW SULGH WKRXJK FDPH LQ 0D\ ZKHQ KH FRPSOHWHG D PDVWHU¶V RI HGXFDWLRQ GHJUHH IURP 28 7R XQGHUVWDQG WKH QHHG IRU HGXFDWLRQ DQG OLIHORQJ OHDUQLQJ 28¶V VWXGHQW DWKOHWHV MXVW KDYH WR ORRN DW WKHLU $' ZKR VWDUWHG DQG FRPSOHWHG KLV PDVWHU¶V GHJUHH ZKLOH UXQQLQJ WKH GHSDUWPHQW DQG PDLQWDLQLQJ KLV SULRULWLHV WR KLV IDPLO\ +H TXLFNO\ SXW KLV H[SHULHQFH WR XVH DV DQ DGMXQFW SURIHVVRU LQ WKH &ROOHJH RI (GXFDWLRQ WHDFKLQJ JUDGXDWH FODVVHV LQ 0DUNHWLQJ 'HYHORSPHQW DQG /HDGHUVKLS LQ +LJKHU (GXFDWLRQ
6 ($6 21
9LFH 3UHVLGHQW IRU ,QWHUFROOHJLDWH $WKOHWLFV 3URJUDPV DQG 'LUHFWRU RI $WKOHWLFV 7KH 8QLYHUVLW\ RI 2NODKRPD
+DOO RI )DPH ,Q -XQH KH UHFHLYHG WKH *HQHUDO 5REHUW 5 1H\ODQG $WKOHWLF 'LUHFWRU $ZDUG IRU OLIHWLPH DFKLHYHPHQW IURP WKH $OO $PHULFDQ )RRWEDOO )RXQGDWLRQ 7KH 1DWLRQDO $VVRFLDWLRQ RI &ROOHJLDWH 'LUHFWRUV RI $WKOHWLFV 1$&'$ QDPHG KLP &HQWUDO 5HJLRQ $' RI WKH <HDU LQ
7+( &$67,*/,21( )$0,/<
&DVWLJOLRQH LV TXLFN WR JLYH IXOO FUHGLW WR WKH VWXGHQW DWKOHWHV DQG FRDFKHV WKH VWDII 28 3UHVLGHQW 'DYLG / %RUHQ WKH 28 %RDUG RI 5HJHQWV WKH GRQRUV DQG WKH IDQV IRU WKH VXF FHVV H[SHULHQFHG GXULQJ KLV WHQXUH ,W ZDV WKDW FRPPLWPHQW WR D WHDP DSSURDFK HPSKDVLV WKDW ZDV RQH RI WKH PDQ\ TXDOLWLHV WKDW WKDW WKH VHDUFK FRPPLWWHH UHFRJQL]HG ZKHQ WKH\ UHFRPPHQGHG &DVWLJOLRQH WR XQLYHUVLW\ DGPLQLVWUDWLRQ LQ
+,6725<
,Q UHFRJQLWLRQ RI WKH SHUIRUPDQFH RI 28¶V WHDPV RQ WKH ¿HOG DQG LQ WKH FODVVURRP RI WKH ¿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¶V OHDGHUVKLS ZLWK WKH IXOO VXSSRUW RI XQLYHUVLW\ DGPLQLVWUDWLRQ +LV SHHUV KDYH KRQRUHG KLP IRU WKH GHSDUWPHQW¶V DFKLHYHPHQWV DV ZHOO ,Q 2FWREHU WKH %REE\ 'RGG )RXQGDWLRQ QDPHG KLP $WKOHWLFV 'LUHFWRU RI WKH <HDU ,Q KH ZDV LQGXFWHG LQWR WKH 1DWLRQDO $VVRFLDWLRQ RI &ROOHJLDWH 0DUNHWLQJ $GPLQLVWUDWRUV
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
$'0,1,675$7256 JOE CASTIGLIONE Vice President for Intercollegiate Athletics Programs and Director of Athletics, The University of Oklahoma
LARRY NAIFEH Executive Associate Director of Athletics
KENNY MOSSMAN
DR. NICKI MOORE
Senior Associate A.D. for External Relations
Senior Associate A.D./Senior Woman Adminstrator
DR. BRANDON MARTIN
JASON LEONARD
Senior Associate A.D./Administration
Executive Director of Compliance
LUTHER LEE
LINDY ROBERTS
Associate A.D. for Business/Chief Financial Officer
Associate A.D. for Event Management
MATT ROBERTS
GREG TIPTON
Associate A.D. for Development
Associate A.D. for Internal Operations/Lloyd Noble Center GM
DUSTY CLEMENTS
DANNY DAVIS
Assistant A.D. for Development
Assistant A.D. for Operations and Facilities
MATT MCMILLEN
BRANDON MEIER
Assistant A.D. for Football Operations
Assistant A.D. for Broadcast Operations
OU ATHLETICS DEPARTMENT The mission of the University of Oklahoma Athletics Department is to inspire champions today and prepare leaders for tomorrow by providing an excellent environment to enable student-athletes to achieve their highest academic, athletic and personal aspirations.
CHARLIE TAYLOR Assistant A.D. for Marketing
MCK WILLIAMS Core Values • Integrity • Passion for Excellence • Commitment • Respect & Responsibility for Self & Others • Appreciation for and Encouragement of Gender & Cultural Diversity Philosophy The University of Oklahoma Athletics Department promotes excellence in athletics without compromising excellence in academics or integrity in its commitment to rules or conduct. Student-athletes are encouraged by the coaching and administrative staff to maintain a balance between athletics, academics, and the social aspects of college. It is believed that athletic participation gives an added dimension to the student’s overall college experience and provides an opportunity for social, moral, emotional, and cultural growth and development. The athletic programs strive to create traits that once acquired will carry over and benefit student-athletes in their personal and professional endeavors. The University of Oklahoma maintains a tradition of excellence in intercollegiate sports. The Athletics Department continues to uphold this tradition by striving to make each athletic team and individual of championship caliber. Its staff members work to instill in student-athletes an appreciation for hard work, perseverance, and pride in accomplishment. It is believed these attributes will be utilized throughout the student-athlete’s life.
,16,*+7 % 2:/ *8,'( 6221(5632576 &20
Assistant A.D. for Ticket Operations
JOE WASHINGTON Special Assistant to the Athletics Director, Executive Director, Varsity O Association
MERV JOHNSON Special Assistant to the Athletics Director
CONNIE DILLON Faculty Athletics Representative
6221(5 75$',7,216 :KDW LV D 6RRQHU"
%RRPHU 6RRQHU
2NODKRPD 7HUULWRU\ RSHQHG ZLWK WKH /DQG 5XQ RI 6HWWOHUV IURP DFURVV WKH JOREH VHHNLQJ IUHH ODQG PDGH WKHLU ZD\ WR WKH SUDLULHV RI WKH SODLQV WR VWDNH WKHLU FODLP WR D QHZ OLIH 2QH RI WKH IHZ UXOHV WR FODLPLQJ D ORW RI ODQG ZDV WKDW DOO SDUWLFLSDQWV ZHUH WR VWDUW DW WKH VDPH WLPH RQ WKH ERRP RI D FDQQRQ 6HWWOHUV ZKR ZHQW WRR HDUO\ ZHUH FDOOHG ³6RRQHUV ´
&ULPVRQ &UHDP
,Q WKH IDOO RI 0LVV 0D\ 2YHUVWUHHW ZDV DVNHG WR FKDLU D FRPPLWWHH WR VHOHFW WKH FRORUV RI WKH XQLYHUVLW\ 7KH FRPPLWWHH GHFLGHG WKH FRORUV VKRXOG EH FULPVRQ DQG FUHDP DQG DQ HODERUDWH GLVSOD\ RI WKH FRORUV ZDV GUDSHG DERYH D SODWIRUP EHIRUH WKH VWXGHQW ERG\ 7KH VWXGHQWV DSSURYHG ZLWK JUHDW HQWKXVLDVP DQG LPPHGLDWHO\ SHQQDQWV EDQQHUV DQG GHFRUD WLRQV RI HYHU\ GHVFULSWLRQ DSSHDUHG RQ WKH VWUHHWV LQ WKH ZLQGRZV DW FKDSHO LQ FODVVURRPV DQG DOO SXEOLF SODFHV DURXQG FDPSXV
2NODKRPD
7KH 3ULGH RI 2NODKRPD SOD\V SHUKDSV WKH PRVW SRSXODU DQG UHFRJQL]DEOH VWDWH VRQJ LQ KLVWRU\ 2NODKRPD LV WKH ¿QDO URXVLQJ FKRUXV RI 5RGJHUV DQG +DPPHUVWHLQ¶V HSLF PXVLFDO %UHDNLQJ DOO %URDGZD\ ER[ RI¿FH UHFRUGV ZKHQ LW RSHQHG LQ 2NODKRPD ZDV WKH ¿UVW FROODERUDWLRQ EHWZHHQ WKH OHJHQGDU\ SDLU ZKR ZHUH DZDUGHG D 3XOLW]HU 3UL]H IRU WKHLU VHPLQDO ZRUN
7KH 28 &KDQW
(YHU\ IDQ ZKR ZHDUV WKH RI¿FLDO FRORUV HDFK FXUUHQW VWXGHQW DQG VWXGHQW DWKOHWH DQG DOO 28 DOXPQL DUH HQFRXUDJHG WR VWDQG DQG UDLVH RQH ¿QJHU LQ WKH DLU GXULQJ WKH SOD\LQJ RI WKH &KDQW D V\PEROLF JHVWXUH WKDW VKRZV WKH JUHDWQHVV RI WKH XQLYHUVLW\ DQG WKH XQLW\ EHWZHHQ DOO 6RRQHUV 7KH &KDQW ZDV ZULWWHQ LQ E\ -HVVLH /RQH &ODUNVRQ *LONH\ ZKR GLUHFWHG WKH 28 JLUO¶V JOHH FOXE IURP WR DQG ZDV YRWHG 2XWVWDQGLQJ )DFXOW\ :RPDQ LQ
7KH 6RRQHU 6FKRRQHU LV D &RQHVWRJD RU FRYHUHG ZDJRQ UHPLQLVFHQW RI WKH PRGH RI WUDYHO XVHG E\ SLRQHHUV ZKR VHWWOHG 2NODKRPD 7KH 6FKRRQHU LV SRZHUHG E\ PDWFKLQJ ZKLWH SRQLHV QDPHG %RRPHU DQG 6RRQHU DQG LW YHQWXUHV RQWR 2ZHQ )LHOG LQ D WULXPSKDQW YLFWRU\ ULGH DIWHU 28 VFRUHV $OWKRXJK WKH 6FKRRQHU ZDV LQWURGXFHG LQ LW GLG QRW EHFRPH WKH RI¿FLDO PDVFRW XQWLO 7KH 6FKRRQHU LV ZHOO UHFRJQL]HG E\ FROOHJH DWKOHWLFV IDQV DFURVV WKH FRXQWU\ DQG PDNHV UHJXODU DSSHDUDQFHV DW XQLYHUVLW\ IXQFWLRQV
7+( 6221(56
2 . / $ + 2 0 $ 2XU FKDQW UROOV RQ DQG RQ 7KRXVDQGV VWURQJ -RLQ KHDUW DQG VRQJ ,Q DOPD PDWHU¶V SUDLVH 2I FDPSXV EHDXWLIXO E\ GD\ DQG QLJKW 2I FRORUV SURXGO\ JOHDPLQJ 5HG DQG :KLWH µ1HDWK D ZHVWHUQ VN\ 28¶V FKDQW ZLOO QHYHU GLH /LYH RQ 8QLYHUVLW\
6RRQHU 6FKRRQHU
&2$&+,1* 67$))
28 DWKOHWLF WHDPV ZHUH FDOOHG HLWKHU 5RXJK 5LGHUV RU %RRPHUV IRU \HDUV EHIRUH WKH FXUUHQW 6RRQHU QLFNQDPH HPHUJHG LQ 7KH XQL YHUVLW\ DFWXDOO\ GHULYHG WKHLU QDPH IURP D SHS FOXE FDOOHG µ7KH 6RRQHU 5RRWHUV ¶ 7KH VXFFHVV RI 8QLYHUVLW\ RI 2NODKRPD DWKOHWLF WHDPV RYHU WKH \HDUV KDV PDGH WKH QLFNQDPH V\QRQ\PRXV ZLWK ZLQQLQJ
,Q $UWKXU 0 $OGHQ D VWXGHQW LQ KLVWRU\ DQG SK\VLRORJ\ ZKRVH IDWKHU ZDV D 1RUPDQ MHZHOHU ZURWH WKH O\ULFV WR WKH ¿JKW VRQJ ERUURZLQJ WKH WXQH IURP <DOH 8QLYHUVLW\¶V µ%RROD %RROD¶ EXW LPSURYLVLQJ WKH ZRUGV $ \HDU ODWHU DQ DGGLWLRQ ZDV PDGH WR LW IURP 1RUWK &DUROLQD¶V µ,¶P D 7DUKHHO %RUQ¶ DQG WKH WZR FRPELQHG WR IRUP WKH XQLYHUVLW\¶V ¿JKW VRQJ WRGD\ 7KRXJK WKH WXQH ZDV ¿UVW PDGH NQRZQ E\ <DOH WKH HYHUODVWLQJ VXFFHVV RI 6RRQHU VTXDGV KDV WDNHQ WKH PHORG\ RI µ%RRPHU 6RRQHU¶ WR QDWLRQDO SRSXODULW\
6 ($6 21
6SRUWV IDQV DUH KDUG SUHVVHG WR ¿QG D QLFNQDPH WKDW LV DV XQLTXH DQG DV OLQNHG WR D VWDWH¶V KLVWRU\ DV D 6RRQHU 7KH 8QLYHUVLW\ RI 2NODKRPD LV WKH RQO\ VFKRRO NQRZQ DV 6RRQHUV
6($621 5 (9, (: +,6725<
1$7,21$/ &+ $03,216
1$7,21$/ &+$0 3,2 16+,36 &21)(5( 1& ( & +$03,216+,36 %2:/ &+$03,216+,36 $// $0(5,&$16 1$7 ,21$/ $:$5' :,11(56
6221(5 )227%$// 21/,1( 6221(5632576 &20 2)),&,$/ +20( 2) 7+( 6221(56 6RRQHU6SRUWV FRP WKH RI¿FLDO VLWH RI WKH 28 $WKOHWLFV 'HSDUWPHQW VXS SOLHV 2NODKRPD IDQV DURXQG WKH ZRUOG ZLWK WKH ODWHVW QHZV DQG IHDWXUHV RQ 2NODKRPD IRRWEDOO GLUHFW IURP 1RUPDQ 7KH VLWH SURYLGHV WKH ODWHVW SUHVV UHOHDVHV URVWHUV ELRV LQWHUDFWLYH GHSWK FKDUWV VFKHGXOHV WHDP VWDWLVWLFV JDPH QRWHV TXRWHV SOD\HU MRXUQDOV SKRWR JDOOHULHV DXGLR DQG YLGHR DYDLODEOH WR 6RRQHU IDQV DQG WKH PHGLD 7KH SUHPLXP FRQWHQW 2NODKRPD $OO $FFHVV DW 6RRQHU6SRUWV FRP SURYLGHV HYHQ JUHDWHU DFFHVV WR WKH 6RRQHUV IRU 28 IDQV (YHU\ 0RQGD\ GXULQJ WKH VHDVRQ 2NODKRPD $OO $FFHVV FDUULHV YLGHR RI 2NODKRPD¶V ZHHNO\ IRRWEDOO SUHVV FRQIHUHQFH OLYH 0HPEHUV ZDWFK DV KHDG FRDFK %RE 6WRRSV DQG 28 SOD\HUV GLVFXVV WKH XSFRPLQJ JDPH DQG WDNH TXHVWLRQV IURP WKH PHGLD 6RRQHU6SRUWV FRP DOVR SURYLGHV FRDFK DQG SOD\HU TXRWHV SKRWRV YLGHR DQG DXGLR FOLSV DQG WKH ODWHVW ZHHNO\ QRWHV IURP 28 $WKOHWLFV 0HGLD 5HOD WLRQV LQ DGYDQFH RI WKH JDPH 2Q JDPH GD\ OLYH VWDWLVWLFV DQG 6RRQHU 1HWZRUN UDGLR EURDGFDVWV DUH DYDLODEOH RQOLQH ZLWK UHFDSV VWDWLVWLFV QRWHV TXRWHV DQG SKRWRV IROORZLQJ VKRUWO\ DIWHU WKH JDPH
%,26 3+2726 9,'(26
28 +,6725< 75$',7,21
*$0('$< ,1)250$7,21
)$&,/,7,(6 0$36 &+$576
28 SURYLGHV WKH ODWHVW JDPH VHD VRQ DQG FDUHHU VWDWLVWLFV IRU HYHU\ 6RRQHU SOD\HU GXULQJ WKH VHDVRQ RQ WKHLU LQGLYLGXDO ELR SDJH $OVR YLHZ XSGDWHG LQIRUPDWLRQ RQ 28¶V FRDFKHV DQG VXSSRUW VWDII
&RPSOHWH KLVWRULFDO LQIRUPDWLRQ RQ WKH 2NODKRPD IRRWEDOO SURJUDP LQFOXGLQJ QDWLRQDO FRQIHUHQFH DQG ERZO WLWOHV PDMRU DZDUG ZLQQHUV $OO $PHULFDQV VHDVRQ E\ VHDVRQ UHVXOWV DQG 1)/ 6RRQHUV
6WD\ LQIRUPHG ZLWK WKH ODWHVW GHWDLOV IRU 28 IDQV DWWHQGLQJ WKH JDPH LQ 1RUPDQ 7LFNHW RSWLRQV 59 SDUNLQJ HQWUDQFH UHJXODWLRQV 28 VWDGLXP SROLFLHV 6RRQHU &OXE JDPHGD\ HYHQWV DQG PRUH
*HW D YLHZ RI 2ZHQ )LHOG IURP DQ\ VHDW LQVLGH 0HPRULDO 6WDGLXP &KHFN RXW VHDWLQJ FKDUWV PDSV SDUNLQJ DQG ZHDWKHU OLQNV SOXV IDFWV ¿JXUHV DQG IHDWXUHV RQ WKH VWRULHG KRPH RI WKH 6RRQHUV
,16,*+7 % 2:/ *8,'( 6221(5632576 &20