(Secondary License Type, If Applicable) Dept. Requiring this Doc.
GENERALINFORMATIONSHEET(GIS)
STOCK CORPORATION
FORUSERCORPORATION:THISGISSHOULDBESUBMITTEDWITHINTHIRTY(30)CALENDARDAYSFROMTHEDATEOFTHEANNUALSTOCKHOLDERS' MEETING. DONOTLEAVEANYITEMBLANK. WRITE"N.A."IFTHEINFORMATIONREQUIREDISNOTAPPLICABLETOTHECORPORATIONOR"NONE"IF THEINFORMATIONISNON-EXISTENT.IFTHEANNUALSTOCKHOLDERS'MEETINGISHELDONADATEOTHERTHANTHATSTATEDINTHEBY-LAWS,THE GISSHALLBESUBMITTEDWITHINTHIRTY(30)CALENDARDAYSAFTERTHEELECTIONOFTHEDIRECTORS,TRUSTEESANDOFFICERSOFTHE CORPORATION ATTHEANNUALMEMBERS'MEETING.
IFNOMEETINGISHELD,THECORPORATIONSHALLSUBMITTHEGISNOTLATERTHANJANUARY30OFTHEFOLLOWINGYEAR.HOWEVER,SHOULDAN ANNUALSTOCKHOLDERS'MEETINGBEHELDTHEREAFTER,ANEWGISSHALLBESUBMITTED/FILED. THISGISSHALLBEACCOMPLISHEDINENGLISHANDCERTIFIEDANDSWORNTOBYTHE CORPORATE SECRETARY OFTHECORPORATION.
THESECSHOULDBETIMELYAPPRISEDOFRELEVANTCHANGESINTHESUBMITTEDINFORMATIONASTHEYARISE.FORCHANGESRESULTINGFROM ACTIONSTHATAROSEBETWEENTHEANNUALMEETINGS,THECORPORATIONSHALLSUBMITAMENDEDGISCONTAININGTHENEWINFORMATION TOGETHERWITHACOVERLETTERSIGNEDTHECORPORATESECRETARYOFTHECORPORATION.THEAMENDEDGISANDCOVERLETTERSHALLBE SUBMITTEDWITHINSEVEN(7)DAYSAFTERSUCHCHANGEOCCUREDORBECAMEEFFECTIVE. SUBMITFOUR(4)COPIESOFTHEGISTOTHERECEIVINGSECTIONATTHESECMAINOFFICE,ORTOSECSATELLITEOFFICESOREXTENSIONOFFICES.ALL COPIESSHALLUNIFORMLYBEONA4ORLETTER-SIZEDPAPER. THEPAGESOFALLCOPIESSHALLUSEONLYONESIDE
ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.
THISGISMAYBEUSEDASEVIDENCEAGAINSTTHECORPORATIONANDITSRESPONSIBLEDIRECTORS/OFFICERSFORANYVIOLATIONOFEXISTINGLAWS, RULESANDREGULATIONS
SEAFRONT RESOURCES CORPORATION
SEAFRONT RESOURCES CORPORATION
DATE OF ANNUAL MEETING PER BY-LAWS:
20-Jun-24
corpaffairs@seafrontresources.com.ph mdoreyes@petroenergy.com.ph
CORPORATE TAX IDENTIFICATION NUMBER (TIN)
corpaffairs@seafrontresources.co m.ph
GENERAL INFORMATION SHEET
Corporate Name:
Is the Corporation a covered person under the Anti Money Laundering Act (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)
Please check the appropriate box:
OffshoreBankingUnits
Quasi-Banks
TrustEntities
Non-StockSavingsandLoanAssociations
Pawnshops
ForeignExchageDealers
MoneyChangers
RemittanceAgents
ElectronicMoneyIssuers
FinancialInstitutionswhichUnderSpecialLawsaresubjectto BangkoSentralngPilipinas'(BSP)supervisionand/orregulation, includingtheirsubsidiariesandaffiliates.
InsuranceCompanies
InsuranceBrokers
ProfessionalReinsurers
ReinsuranceBrokers
HoldingCompanies
HoldingCompanySystems
Pre-needCompanies
MutualBenefitAssociation
AllOtherPersonsandentitiessupervisedand/orregulatedbythe InsuranceCommission(IC)
SecuritiesDealers
SecuritiesBrokers
SecuritiesSalesman
InvestmentHouses
InvestmentAgentsandConsultants
TradingAdvisors
OtherentitiesmanagingSecuritiesorrenderingsimilarservices
MutualFundsorOpen-endInvestmentCompanies
Close-endInvestmentCompanies
CommonTrustFundsorIssuersandothersimilarentities
TransferCompaniesandothersimilarentities
Otherentitiesadministeringorotherwisedealingincurrency, commoditiesorfinancialderivativesbasedthereon
Entitiesadministeringofotherwisedealinginvaluableobjects
EntitiesadministeringorotherwisedealingincashSubstitutes andothersimilarmonetaryinstrumentsorpropertysupervised and/orregulatedbytheSecuritiesandExchangeCommission (SEC)
Jewelrydealersinpreciousmetals,who,asa business,tradeinpreciousmetals 5. Jewelrydealersinpreciousstones,who,asa business,tradeinpreciousstone
Companyserviceproviderswhich,asabusiness, provideanyofthefollowingservicestothird parties:
actingasaformationagentofjuridicalpersons
actingas(orarrangingforanotherpersontoact as)adirectororcorporatesecretaryofacompany, apartnerofapartnership,orasimilarpositionin relationtootherjuridicalpersons
providingaregisteredoffice,businessaddressor accommodation,correspondenceor administrativeaddressforacompany,a partnershiporanyotherlegalpersonor arrangement
actingas(orarrangingforanotherpersontoact as)anomineeshareholderforanotherperson
Personswhoprovideanyofthefollowingservices:
managingofclientmoney,securitiesorother assets
managementofbank,savingsorsecurities accounts
organizationofcontributionsforthecreation, operationormanagementofcompanies
creation,operationormanagementofjuridical personsorarrangements,andbuyingandselling businessentities
Noneoftheabove
B.Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS?
NAME/CURRENT RESIDENTIAL ADDRESS
ROBERTOJOSEL.CASTILLO
NICASIOI.ALCANTARA
MEDELT.NERA
JOSELUISF.GOMEZ
VICTORV.BENAVIDEZ
ERNESTINED.VILLAREAL-FERNANDO
MILAGROSV.REYES
GENERAL INFORMATION SHEET
SEAFRONT RESOURCES CORPORATION
Audit/BROC-Chairman andCorporate GovernanceCommitteeMember
CorporateGovernance Committee-Chairman andAudit/BROCMember N/A N/A
YVONNES.YUCHENGCO
SAMUELV.TORRES
LOUIEMARKR.LIMCOLIOC
VANESSAG.PERALTA Asst. Corporate Secretary
INSTRUCTION:
FOR SEXCOLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
BASILL.ONG FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT. FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
Data Privacy Officer
CorporateGovernance Committee-Memberand Audit/BROC-Member N/A
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON. FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLYWRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
TOTAL NUMBER OF STOCKHOLDERS:
TOTAL ASSETS BASED ON LATESTAUDITEDFINANCIAL
NATIONALITY AND CURRENT RESIDENTIAL
1PCDNOMINEECORPORATIONCommon67,003,11867,003,118.00 FILIPINO TOTAL 67,003,11867,003,118.00
37thFloor,Tower1,EnterpriseCenter,6766 AyalaAvenue,MakatiCity
2. PANMALAYANMANAGEMENT&INV'T.CORP Common30,469,85830,469,858.00 FILIPINO TOTAL 30,469,85830,469,858.00
RCBCBuilding,AyalaAvenue,MakatiCity
3.ALSONSCONSOLIDATEDRESOURCES,INC.Common15,544,91115,544,911.00 FILIPINO TOTAL 15,544,91115,544,911.00
2286PasongTamoExtension,MakatiCity
4.CBCT/A-SCA#0010Common14,178,62514,178,625.00 FILIPINO TOTAL 14,178,62514,178,625.00
CBCBuilding,TrustDepartment,Paseode Roxas,MakatiCity
5.CBCT/A-SCA#0011Common10,204,12010,204,120.00 FILIPINO TOTAL 10,204,12010,204,120.00
4,321
CBCBuilding,TrustDepartment,Paseode Roxas,MakatiCity 000-137-756-000 15,544,911.00001-748-412-000
6.HOUSEOFINVESTMENTS,INC.Common4,697,6134,697,613.00 FILIPINO TOTAL 4,697,6134,697,613.00
GrepalifeBuilding,221Sen.GilJ.PuyatAvenue, MakatiCity
7.YUCHENGCO,ALFONSOT.Common1,283,3481,283,348.00 FILIPINO
14,178,625.00320-000-444-210 10,204,120.00320-000-444-210
1,283,348.00107-771-398 4,697,613.00321-000-463-069
RCBCBuilding,AyalaAvenue,MakatiCity0.79% 143,381,593.00
INSTRUCTION:SPECIFYTHETOP20STOCKHOLDERSANDINDICATETHERESTASOTHERS TOTAL AMOUNT OF SUBSCRIBED CAPITAL TOTAL AMOUNT OF PAID-UP CAPITAL
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.
TOTALNUMBEROFSTOCKHOLDERS:
CORPORATE NAME:SEAFRONT RESOURCES CORPORATION 4,681
NO.OFSTOCKHOLDERSWITH100ORMORESHARESEACH:
TOTALASSETSBASEDONLATESTAUDITEDFS:
667,405,201.00
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS
8.HYDEEMANAGEMENT&RESOURCESCORP.Common1,042,0931,042,093.00 FILIPINO
RCBCPlaza,Sen.GilJ.PuyatAvenue,MakatiCity
9.CBCT/A-SCA#0013Common571,427571,427.00 FILIPINO
CBCBuilding,TrustDepartment,PaseodeRoxas, MakatiCity
11.PCDNominee-NonFilipinoCommon337,992337,992.00
37thFloor,Tower1,EnterpriseCenter,6766Ayala Avenue,MakatiCity
CBCBuilding,TrustDepartment,PaseodeRoxas, MakatiCity 287,644.00
004-774-849-000
#19DJLlorenteStreet,CapitolSite,CebuCity
810-114-637-214
separate sheet, if necessary.
CORPORATE NAME:SEAFRONT RESOURCES CORPORATION 4,681 TOTALNUMBEROFSTOCKHOLDERS: TOTALASSETSBASEDONLATESTAUDITEDFS:667,405,201.00
4,321
15.PAZ,WENCESLAOR.DELACommon195,594195,594.00 FILIPINO TOTAL 195,594195,594.00
16.A.T.YUCHENGCO,INC.Common186,637186,637.00 FILIPINO TOTAL 186,637186,637.00
17.REYES,VICENTAS.Common147,850147,850.00 FILIPINO
18.SANTIAGO,VIOLETAS.Common147,655147,655.00 FILIPINO
19.KENSINGTONMANAGEMENTCORPORATIONCommon138,207138,207.00 FILIPINO TOTAL 138,207138,207.00
411QuirinoAvenuecor.NAIARoad,BarangayTambo, ParanaqueCity
20.TYA.N.Common137,882137,882.00
21. OTHERS(Indicatethenumberofthe remaining stockholders) Common 15,383,95215,383,952.00
INSTRUCTION:SPECIFYTHETOP20STOCKHOLDERSANDINDICATETHERESTASOTHERS TOTAL AMOUNT OF SUBSCRIBED CAPITAL TOTAL AMOUNT OF PAID-UP CAPITAL 163,000,000.00 9.44%15,383,952.00 138,207.00006-500-198
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.
BONDS/COMMERCIAL PAPER (Issued by Private Corporations) LOANS/ CREDITS/ ADVANCES
GOVERNMENT TREASURY BILLS
INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:) 4,993,340.00 490,649,813.00
5.DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:N/A
UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR PhP107,537,881.00 N/A N/A STOCKS
TYPE OF LICENSE/REGN.
DATE ISSUED: SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY: NAME OF AGENCY:I
Instructions:
1.IdentifytheBeneficialOwner/softhecorporationasdescribedintheCategoriesofBeneficialOwnershipinitemsAtoIbelow. Listdownasmanyasyoucanidentify.Youmayuseanadditionalsheetifnecessary.
2.Fillintherequiredinformationonthebeneficialownerinthefieldsprovidedfor.
3.Inthe“CategoryofBeneficialOwnership”column,indicatetheletter(s)correspondingthereto.Intheeventthattheperson identifiedasbeneficialownerfallsunderseveralcategories,indicatealltheletterscorrespondingtosuchcategories.
4.Ifthecategoryisunderletter“I”,indicatethepositionheld(i.e.,Director/Trustee,President,ChiefExecutiveOfficer,Chief OperatingOfficer,ChiefFinancialOfficer,etc.).
5.Donotleaveanyitemblank.Write“N/A”iftheinformationrequiredisnotapplicableor“NONE”ifnon-existent.
“Beneficial Owner”referstoanynaturalperson(s)whoultimatelyown(s)orcontrol(s)orexercise(s)ultimateeffectivecontrol overthecorporation.Thisdefinitioncoversthenaturalperson(s)whoactuallyownorcontrolthecorporationasdistinguishedfrom thelegalowners.Suchbeneficialownershipmaybedeterminedonthebasisofthefollowing:
Description
Naturalperson(s)owning,directlyorindirectlyorthroughachainofownership,atleasttwenty-fivepercent (25%)ofthevotingrights,votingsharesorcapitalofthereportingcorporation.
Naturalperson(s)whoexercisecontroloverthereportingcorporation,aloneortogetherwithothers,throughany contract,understanding,relationship,intermediaryortieredentity.
Naturalperson(s)havingtheabilitytoelectamajorityoftheboardofdirectors/trustees,oranysimilarbody,of thecorporation.
Naturalperson(s)havingtheabilitytoexertadominantinfluenceoverthemanagementorpoliciesofthe corporation.
Naturalperson(s)whosedirections,instructions,orwishesinconductingtheaffairsofthecorporationarecarried outbymajorityofthemembersoftheboardofdirectorsofsuchcorporationwhoareaccustomedorunderan obligationtoactinaccordancewithsuchperson'sdirections,instructionsorwishes.
Naturalperson(s)actingasstewardsofthepropertiesofcorporations,wheresuchpropertiesareunderthecare oradministrationofsaidnaturalperson(s).
Naturalperson(s)whoactuallyownorcontrolthereportingcorporationthroughnomineeshareholdersor nomineedirectorsactingfororonbehalfofsuchnaturalpersons.
Naturalperson(s)ultimatelyowningorcontrollingorexercisingultimateeffectivecontroloverthecorporation throughothermeansnotfallingunderanyoftheforegoingcategories.
Naturalperson(s)exercisingcontrolthroughpositionsheldwithinacorporation(i.e.,responsibleforstrategic decisionsthatfundamentallyaffectthebusinesspracticesorgeneraldirectionofthecorporationsuchasthe membersoftheboardofdirectorsortrusteesorsimilarbodywithinthecorporation;orexercisingexecutive controloverthedailyorregularaffairsofthecorporationthroughaseniormanagementposition).Thiscategoryis onlyapplicableinexceptionalcaseswherenonaturalpersonisidentifiablewhoultimatelyownsorexertscontrol overthecorporation,thereportingcorporationhavingexhaustedallreasonablemeansofidentificationand providedtherearenogroundsforsuspicion.
COMPLETE NAME (Surname, Given Name, Middle Name, Name Extension (i.e., Jr., Sr., III)
CASTILLO,ROBERTOJOSE LARIEGO
ALCANTARA,NICASIO INQUIMBOY
NERA,MEDEL TORRES
GOMEZ, JOSE LUIS F.
BENAVIDEZ,VICTOR VILLAMOR
VILLAREAL-FERNANDO, ERNESTIE CARMEN JO DESIDERIO
REYES,MILAGROS VILLAVICENCIO
ONG,BASIL LIM
SPECIFIC RESIDENTIAL ADDRESS NATIONALITY
DATE OF BIRTH TAX IDENTIFICATION NO.
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YUCHENGCO,YVONNE SYCIP