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SECURITIES AND EXCHANGE COMMISSION SECBuilding, EDSA, Greenhills,MandaluyongCity, MetroManila, Philippines Tel:(632) 726-093'l to 39 Fax(632)725-5293Email: mis@sec.gov.ph
Barcode Page The following document has been received:
Receiving Officer/Encoder : Donna Encarnado - COS Receiving Branch : SEC Head Office Receipt Date and Time : June 13, 2018 02:24:08 PM Received From
:
Head Office
Company Representative
Doc Source Company lnformation SEC Registration No. Company Name Industry Classification Company Type
0000040979
SEAFRONT RESOURCES CORP.
Stock Corporation
Document Information Document lD
1
Document Type
GENERAL INFORMATION SHEET
Document Code
GIS
Period Covered
May 17, 2018
No. of Days Late Department
0
Remarks
061 3201 8008406
CED/CFD/CRMD/MRD
GENERAT INFORIvIATION SHEET (GlS)
FORTHEYEAR
2O1B
srocx c6-nponenox GENERAL INSTRUCTIONSI
1. FOR USER CORPOMTION: THIS CIS SHOULD BE SUBMITTED MTHIN THIRTY (30) CALENDAR DAYS FROM THE DATE 0F THE AN STOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BIIINK WRITE "N.A" IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO TH CORPOMTION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOTDERS' MEETING IS HELD ON A DATE OTHER THAT STATED IN THE BY.LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE ACTUAL DATE OF THE STOCKHOLDERS' MEETING. IS HELD, IlIE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOMNG YEAR HOWEVER. SH AN ANNUAL STOCKHOTDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE STEMITTED/FILED. THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPOMTE SECRETARY OF TT{E CORPOMTION.
2, IF NO MEETING 3.
4. THE
SEC SHOULD BE TIMELY APPRISED OF RETEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTINC
AgflONS THAT AROSE BETWEEN THE ANNUAL MEETING$ THE CORPORATION SHALT SUBMIT ONLY THE AFFECTED PAGE OF THE CIS THAT TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPOMTE SECRETARY OF THE CORPOMTION. THE PAGE OF crs AND COVER LETTER SHALL BE SUBMTTTED MTHIN SEVEN
(4
DAYS AFTER SUCH CHANGE OCCURRED OR BECAME EFFECTIyE.
COptES 0F THE GrS T0 THE CENTML RICEIVING SECTIoN, GROUND FLoO& SEC BLDG., EDSA MANDALI'YONG CITY. ALL CoPl SHALL UNIFORMLY BE ON A4 OR LETfER.SIZED PAPER WITH A STANDARD COVER PAGE, THE PAGES OF Att COPIES SHALL USE ONLY ONE SIDE CORPOMTIONS SUBM]TIING A COPY OF T}|EIR GIS ONLINE OR VtA INTERNET SHALL SUBMIT ONE (1) HARD COPY OF THE GIS, TOGETHER WTTH CERTIFICATION UNDER OATH BY ITS CORPOMTE SECRETARY THAT THE COPY SIEMITTED ONLINE CONTAINS THE EXACT DATA IN THE HARD COPY.
s. suBMtT FouR (4)
6, ONLY THE 7. THIS
GIS ACCOMPLISHED IN ACCORDANCE
wlTH THESE INSTRUCTIONS SHALL BE CONSIDERED
AS HAVING BEEN FILED.
GIS MAy BE USED AS EVTDENCE AGATNST THE C0RPoMTTON AND ITS RESPONSIBLE DIRECToRS/0FFICER5
FoR AIIY VIOLATIoN 0F
LAWS. RULES AND REGULATIONS
REGISTEMD:
4/L6/'97A FISCAL YEAR END:
December 31,
TE OF ANNUAT MEETING PER BY.LAWS:
DATE OFANNUALMEETING:
7th Floor, IMT Buildin& ADB Avenue, Ortigas Center, Pasig Clty
7th Floor, fMT Bullding ADB Avenue, Ordgas Center, Pasig City E OF
ETTERNAL AUDITOR & ITS SIGNING PARTNER: sYctP GoRRXS VEUTYO & CO./
Ms Ana Lea
C.
Beruado
0660-AR-3 {Group A), March 2, 2017 Blld untll March 1, 2020
Investment management company with real property development ================================ INTERCOMPANY AFFILIATION$ =======================================
GENERAL INFORMATION SHEET STOCKCORPOMTION ================================ Corporate Namei
A.
PLEASE PRINT
LEGIBI,! ================================
IstheCorporationacoveredpersonundertheAntiMoneyLaunderingAct fAMII\]. as amended? fRep. Acts. 9160/9L641L0L67 /t036sl
f yes
G No
Please check the apDroDriate box:
1.
U
a. Banks
T b. Offshore Banking Units n c. Quasi-Banks tr d. Trust Entities n e. Non-Stock Savings and Loan Associations T f. Pawnshops T Foreign Exchage Dealers o'
n h. Money Changers n Remittance Agents n Electronic Money Issuers
u}'
. T1 LJ
Jewelry dealers in precious metals, who, as a business trade in precious metals
5.X
fewelry dealers.in precious stones, who, as a business trade in precious stone
o'
Company senrice providers which, as a business, provide any of the following services to third parties:
L i
t,
xk
Financial lnstitutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' [BSP) supervision and/or regulation, incl rr dinp th eir srrhsidiaries and affi liates,
2.
U
n
T tr T T tr n T T
a. Insurance Companies
b. InsuranceAgents
l_l
c. Insurance Brokers
X
a. acting as a formation agent of juridical persons U. .rting as (or arranging for another person to act as) a
director or corporate secretary ofa company, a parErer of a parbership, or a similar position in relation to other juridical persons
d. Professional Reinsurers e. Reinsurance Brokers f. Holding Companies g, Holding Company Systems
h. Pre-need Companies i. Mutual BenefitAssociation j. All Other Persons and entities supervised and/or regulated by the
X
c. providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any otler legal person or arrangement
Insurance Commission (lCJ 3.
U
I
T tr tr x T T tr
x
as (or arranging for another person to act asJ a nominee shareholder for anotler person
L-l d. acting
a. Securities Dealers
b. Securities Brokers c. Securities Salesman
7, ft LJ
d. Investment Houses e. lnvestrnentAgents and Consultants
f. Trading Advisors g. Other entities managing Securities or rendering similar services h. Mutual Funds or Open-end Investment Companies i. Close-end Investment Companies j. Common Trust Funds or lssuers and other similar entities k Transfer Companies and otier similar entities L Other entities administering or otherwise dealing in currenry, commodities or financial derivatives based there on
u n n m. Entities administering of otherwise dealing in valuable obiects tr
Persons who provide any of the following services:
n. Entities administering or otherwise dealing in cash Substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission (SEC)
A' ^
managing of client money, securities or other assets
Iu. management ofbanh savings or securities accounts X.' organization of contributions for the creation, operation or management of companies operation or management Io. creation, persons
under the AMllI, as amended, since the last filing of its
juridical
business entities
8.
LJ
Noneoftheabove
Describe nature of business:
Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping and submission of reports
B. Has the
of
or arrangements, and buying and selling
cYes
(iNo
GIS?
{
GENERAL INFORMATION SHEET STOCK CORPORATION
*=============================== PLEASE PRINT
LEGlBlf
================================
CONPON.ITE NAMI SEAFRONT RESOURCES CORPORATION
DIRECTORS NAMEAND NATIONALITY 1. ROBERTO IOSE L. CASTILLO Filipino
/
OFFICERS STOCK
OFFICER
EXEC. COMM.
v
ila
N/A
m
v
n/a
Audit/BROC - Chalrman Corporat( Governance - Member
INC'R
BOARD
sEx
n
c
m
HOLDER
2. NICASIO I. ALCANTAM n
Filipino 3. MEDELT. NERA
Filipino 4. RAUL M. LEOPANDO Filipino
m
m
v
n/a
n
m
m
v
n/a
N/A
n
m
m
v
n/a
N/A
n
i
f
v
il/a
n
m
v
President
N/A
n
m
m
v
Treasurer
N/A
n
m
f
v
n/a
N/A
ll
m
n
Corporate Secretary
n
m
n
5. VICTORV, BENAVIDEZ
Filipino 6. ERNESTINE D. VILLAREAL-FERNANDO Filipino
Corporate Governance - Member
n
Audit Committee/BRoC- Member
Corporate Governance-Chairman Audit/BROC - Member
7. MILAGROS V. REYES
Filipino 8. PERRYY, UY Filipino e.
woNNE
s.
Lt cHENGco
Filipino 10. SAMUELV.TORRES
Filipino
AssL Corporate
11. ARLAN P. PROFETA
Filipino
Secretary/ Compliance Officer
12.
13
14.
15
NSTRUCTION:
"F'FOR FEMALE. "M" FOR MALE. BOARD COLUMN, PUT'C' FOR CHAIRMAN, "M" FOR MEMBER,'T FOR INDEPENDENT DIRECTOR. INC'R COLUMN, PUT "Y' IF AN INCORPORATOR, "N' IF NOT. STOCKHOLDER COLUMN, PUT"T IF A STOCKHOLDER, "N" IF NOT. OFFICER COLUMN, INOICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER. SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON. FOR EXECUTTVE COMMITTEE, INDICATE "C'lF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION ANO ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND'M" IF MEMBER-
FOR SEX COLUMN, PUT
FOR FOR FOR FOR
GENEML INFORMATION SHEET STOCKCORPORATION PI-EASE PRINT LEGIBLY SEAFRONT RESOU RCES CORPORATION
CORPOMTENAME: TOTAL T{UMBER OF STO€KIIOLDERS:
iorru.,ssrrs arsm
NO, OF STOGKHOLDERS
1,707
WITH 100 OR MORE SHAnES EACH: '0,352
oN LATEST AUDITED RNANcIAI STATEMENTST
603,559,435.00
SHAR"ES STJBSCRIBED
NA.}IE AND NATTONAIJTY
TYPE
NUMBER
66,422,24
1. PCD NOMINEECORPOMTION
A"IIIOUNT
(PhP)
%oF OWNER.
A.IT4OUNTPA|D
(PhP)
SHIP
66,422,244
Filipino
TOTAI 2. PAN MALAYAN MCM'T. & INV'T.
CORP.
66,422,?4/.
66AZZ2/A,Og
30,469,85€
30,,169,858.00
4,.750
66,422,244.00
18.69Vo
30,469,858.00
Filipino
TOTAI 3. ALSONS CONS. RESOURCES, lNC.
30,469'85r
30,469,858.0(
15,5,t4,911
15,5,14,911.0(
15,s44,911
15,544,911.00
14,178,625
14,178,62s.0C
Filipino
TOTAI 4. CHINA BANKING
CORP.
T/A SCA-#0010
9.540h
15,5,t {,911.00
8.70%
14,L78,625.O0
6.26%
10,204,120.00
2.88o/o
4.697,613.00
0.79%
1,283,348.00
Filipino
TOTAI 5. CHINA BANKING COBP-T/ASCA-#0011
TOTAL 6.
L4,L7A,621
14,178,62s.O(
L0204.rzl
LOJO+,7ZA.U
LO,ZO4JZA
4,697,6t3
HOUSE OF INVESTMENTS, INC.
10,204,120.00
4,697,613.OC
Filipino
TOTAI 7. YUCHENCCO, AI,FONSO T.
4,697,613)
4,697,613,0{
1.283.34t
1,283,348.0(
LZa334{
1,283,3,t8.00
Filipino
TOTAL
TOTAL AMOUNT OF SUBSCRTBED CAPITAL
TOTAI A.}IOUNT OF PAID.IJP CAPITAL NISIRUC"IIOII' SPECIFY THE TOP 2O STOCKHOLDERS AND INDICATE THE REST AS OTHERS
o"nenciatomnomtnemorethan596ofanyclwofthecompony,svodngseerides,AttachsePamtashet.
GENERAL INFORMATION SHEET STOCK CORPORATION
=================== ]ORPOMTE NAME: TOTAL I{UMBER0F
PTEASE PRINT
IEGlBtY ==E=====:======================-==
SEAFRONT RESOURCES CORPOMTION
STOCI(HOLDERST
No. oF STOCXIIOLDEnS WITH 10o OR MORE SHARES EACHT
4,707
4.352
TOTAI.ASSETS BASED ON LATESTAUDITED FS:
P603,559,435.00 STOCICIOLDER'S INFORMATION SHARES SUBSCRIBED
NAMEAND NATIONAIITY TYPE
8.
HYDEE MCM'T & RESOURCES CORPORATION
AMOUNT (PhP)
NUMBER
L,042,093
%oF
A-II{OUNTPAID
OWNER. SHIP
[PhP)
0.64Vo
1,042,093.00
A35Vo
57r,427.00
0.34Vo
556,r22,00
0.79o/o
302.417.OO
0.180/o
287.644.00
0.r7%
271,248.00
0.73o/o
2
1,042,093.00
Filipino
TOTAI
9.
CBCTA#SCA-0013
1,O42,093
1,042,093.00
577,42i
57L,427.00
Filipino
TOTAL 10. cBcrA#scA-0012
s7t,427
377,427.O(.
556,Lzi
556,LZZ.O(
Filipino
TOTAL 11.
PCD Nominee Corporation
(NFl
ss6,122 302,4r'
ss6,122.00 302,4L7
Filipino
TOTAL 12.
ONG,CLEMENTE
302,417
302,4L7
287.544
287,644.00
Filipino
TOTAL
13.
PACIFtC BASIN SEC. C0., lNC.
247,ffi
247,64j,On
277,248
27r,248.0C
Filipino
TOTAL
14.
FLOREINDO, ANTONIO O.
271,28
27t,24tt,OC
2L4,LO4
2t4,lo4.o(
Filipino
TOTAL
21l,704
14,104.00
214,1O4.O(
TOTAT AMOUNT OF SUBSCRIBED CAPITAL TOTAL
A"II,TOUNT OF
PAID.UP CAPITAI
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS llst, please lndlcatE further the benefclal owners owning more than 5oi6 of any closs of the companyb votlng securlties, Attach separate
lotet For PDTC Nomlnee lncluded In the ;heet if necessary.
GENEML INFORMATION SHEET STOCK CORPORATION
,
====================================
SEAFRONT RESOURCES CORPORATION
CORPORATENAME: TOTAL NUMBER OF
PLEIISE PRINT LEGIBI,Y =====-============================
STOCNHOLDERST
4,707
iO.
OP STOCKHOLDERS
WITH 100
OR MORE SHARES
EACH:
4352
TOTAI.ASSETS BASED ON LATEST ATIDITED FS:
P603,559,435.00 STOCI{TIOLDER'S INFOR"MATION SHARES SUBSCRIBED
NAilE AND NATIONALITY TYPE
15.
PAZ, WENCESIT{0
R DE
L/q
NUMBEN
AMOUNTPAID tPhP)
o/oQI
AMOUNT
tPhP) 195,59,
195.594.0(
Filipino
TOTAL
15.
A.T. YIJCHENCCO, INC.
19s5*
195,594.00
186,631
786,637.00
95.594.00
0.t2%
t
0,llok
186,537.00
0.10%
159,799.00
0.09%
147.850.00
0.09%
147,655.00
0.08%
138,207.00
9.80%
15,978,484.00
Filipino
TOTAL
17, PUAYOKBING
146,6?7
t46,637,O4
L59,799
t59,799.Ot
Filipino
TOTA"L
18,
REYES,VICENTAS.
159,7X
159,799.0(
7+7.85C
1+7.850.0(
Filipino
TOTAI 19,
SANTIAGO, VIOLETA
G.
r17a,5(.
147'850.00
L47,65r
147,655.00
Filipino
TOTAL
20.
KENSINGTON MANACEMENT CORPORATION
t47,65r
147,655.00
t38,20',
734,207.0t
Filipino
TOTAT
21. OTHERS 0ndiate the numbcr of the remaitrinl stockholders)
TOTAI
134,201
138,207.0(
ts,974,84
15,978,,184.0(
15,97A,4a/t
TOTAL AMOUNT OF SUBSCRIBED CAPITAL
15,978,484.0(
163,000,000.00 100.00o/o
TOTAL AIITOT'IIT OF PND.UP CAPITAL
163,000,000.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICA E THE REST AS OTHERS
loter For !h.-,
PDnC Nomlnee included
trn.r.c<dtu
in the llsq ple6e lndlcot2 further the beneflcial ovneB owlng more hon
596 of any
clw
of the umpany's vodng tecurides Atlach separatz
GENEML INFORMATION SHEET STOCKCORPOMTION
SEAFRONT RESOURCES CORPORATION
]ORPORATENAME:
I..
Z.
AMOUNT (PhP)
INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION
t.t
::::::::=:::::::::::::::=:::::::::::
PLEASEPRINTLEGIBIY
=::=::==:=:::::::=-;-;::::::::=::
srocKs
DATE OF BOARI' RESOLUTION
78,243,274.67
1.2
BONDS/COMMERCIAL PAPER flssued
1.3
bv Private Cornorations) LOANS/CREDITS/ADVANCES
1.4
GOVERNMENTTREASURYBILLS
1.5
OTHERS
0.00 0.00 0.00
494,534,8t7.35 DATE OF STOCKIIOLDERS
DATE OFBOARD RESOLUTION
INVESTMENT OF CORPORATE FUNDS IN ACTMTIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)
RATIFICATION
N/A
3.
TR.EASURYSHARES
N/A
o/oASTOTHETOTAL NO. OF SHARES
4. 5.
UNRESTRICTED/UNAPPROPRIATED
RETAINED EARNINGS AS OF END OF IJIST FISCAT
YEAR
NO. OFSHARESISSUED
P4,4O9,426.0O
DIVIDENDS DECIITRED DURING THE IMMEDIATELY PRECEDING TEAR:
TYPEOFDMDEND
AMOUNT (PhP)
DATEDEEIARED
N/A N/A N/A
N/A N/A N/A
5.1 cAsH s.2 sTocK 5.3
PROPERTY
TOTAI,
6. ADDITIONAL
P
SHARES ISSUED DURING THE PERIOD:
AMOUNT
NO. OF SHARES
DATE
N/A
SECONDARY TICENSE/REGISTRATION
IYPEOF I-ICENSE/REGN. DATE ISSUED:
)ATE STARTED )PERATIONS:
WITH
SEC AND OTHER GOV'T AGENCY:
sEc
NAME OFAGENCY: SEC
Order No. 1055
BSP
IC
N/A
N/A
5-Nov-73
16-Apr-70
TOTAL ANNUAT COMPENSATION OF DIRECTORS DURING THEPRECEDINGFISCAT YEAR (in PhP)
TOTALNO,OF OFFICERS
4
TOTAT NO. OF RANK&
TOTALMANPOWER
FITEEMPLOYEES
COMPLEMENT
0
4
,
L7 I
OF THE ABOVE.MBNTIONED
CoRPoRATESBCRETARY
SAMUELV.TORBES
(Name)
{Position)
UNDER TIIE PENALTY OF PBRIURY, TIIAT ALLMATTERSSET FORTH INTI{IS GENEMI. nine ( 9 ) PAGES HAVB BEEN MADE IN GOOD FAITH, DULY VERIFIED BY SI{EST wHICH C0NSISTS
OF
AND T() THE BEST OF MY KNOWLEDGE AND BELTER ARE TRT'B AND CORRSCT.
-
I HEREBY CERTTtr THAT THE PENSONS II{DICATED AS MEMBERS OF TTIE II{ WRITIITIGTO EE IiIOMINATEDAND ELECTED. I UNDBRSTAND TTIAT TI{E FAILT'RB OF THE CORPORATION
OF THE CORPORATION AND
A
To FILE THIS
BOInI'
GIS FOR
OF DIRECTONS AND OFFICENS OF THE CORPORATTON
FryE (5] CONSECUT$E YEARS SHALL BE CONSTRIJED AS
GROUND FOR THE REVOCATION OF THE CORPORATION'S CERTIFICATE OF INCORPORATION.
EVENTUAIJTY, THE CORPORATION HEREBYWATVES MS RIGHTTO A HEARING FORTHE SND REVOCATION.
<N.tE
DONE TTIIS
DAYOF
,N
13
pAsl8 STJBSCRIBED
AND
S]WORN
TO
HAI'
BEFORE ME IN
SlTy
,,
PASI6 glTY
crry/pRovrNcE,p*rlrppr*EsoN
.AFFIANT PERSONALLY APPEARED BEFORE ME AND EXIIIBITED TO ME HIS/HER COMPETENT PassportNo.P2203109A ISST EDAT
ox -@!!!,_,!or7
ilOfATYPUBLICFOR Notarial Commission No. Commission expires on December
ATTY.
3L
MARK n. Lrrvtcot rintment No. 58 (2018'2019) Pubtic for the Citleo of Pasig'
bcl