2018 SRC GIS

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SECURITIES AND EXCHANGE COMMISSION SECBuilding, EDSA, Greenhills,MandaluyongCity, MetroManila, Philippines Tel:(632) 726-093'l to 39 Fax(632)725-5293Email: mis@sec.gov.ph

Barcode Page The following document has been received:

Receiving Officer/Encoder : Donna Encarnado - COS Receiving Branch : SEC Head Office Receipt Date and Time : June 13, 2018 02:24:08 PM Received From

:

Head Office

Company Representative

Doc Source Company lnformation SEC Registration No. Company Name Industry Classification Company Type

0000040979

SEAFRONT RESOURCES CORP.

Stock Corporation

Document Information Document lD

1

Document Type

GENERAL INFORMATION SHEET

Document Code

GIS

Period Covered

May 17, 2018

No. of Days Late Department

0

Remarks

061 3201 8008406

CED/CFD/CRMD/MRD

GENERAT INFORIvIATION SHEET (GlS)

FORTHEYEAR

2O1B

srocx c6-nponenox GENERAL INSTRUCTIONSI

1. FOR USER CORPOMTION: THIS CIS SHOULD BE SUBMITTED MTHIN THIRTY (30) CALENDAR DAYS FROM THE DATE 0F THE AN STOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BIIINK WRITE "N.A" IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO TH CORPOMTION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOTDERS' MEETING IS HELD ON A DATE OTHER THAT STATED IN THE BY.LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE ACTUAL DATE OF THE STOCKHOLDERS' MEETING. IS HELD, IlIE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOMNG YEAR HOWEVER. SH AN ANNUAL STOCKHOTDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE STEMITTED/FILED. THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPOMTE SECRETARY OF TT{E CORPOMTION.

2, IF NO MEETING 3.

4. THE

SEC SHOULD BE TIMELY APPRISED OF RETEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTINC

AgflONS THAT AROSE BETWEEN THE ANNUAL MEETING$ THE CORPORATION SHALT SUBMIT ONLY THE AFFECTED PAGE OF THE CIS THAT TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPOMTE SECRETARY OF THE CORPOMTION. THE PAGE OF crs AND COVER LETTER SHALL BE SUBMTTTED MTHIN SEVEN

(4

DAYS AFTER SUCH CHANGE OCCURRED OR BECAME EFFECTIyE.

COptES 0F THE GrS T0 THE CENTML RICEIVING SECTIoN, GROUND FLoO& SEC BLDG., EDSA MANDALI'YONG CITY. ALL CoPl SHALL UNIFORMLY BE ON A4 OR LETfER.SIZED PAPER WITH A STANDARD COVER PAGE, THE PAGES OF Att COPIES SHALL USE ONLY ONE SIDE CORPOMTIONS SUBM]TIING A COPY OF T}|EIR GIS ONLINE OR VtA INTERNET SHALL SUBMIT ONE (1) HARD COPY OF THE GIS, TOGETHER WTTH CERTIFICATION UNDER OATH BY ITS CORPOMTE SECRETARY THAT THE COPY SIEMITTED ONLINE CONTAINS THE EXACT DATA IN THE HARD COPY.

s. suBMtT FouR (4)

6, ONLY THE 7. THIS

GIS ACCOMPLISHED IN ACCORDANCE

wlTH THESE INSTRUCTIONS SHALL BE CONSIDERED

AS HAVING BEEN FILED.

GIS MAy BE USED AS EVTDENCE AGATNST THE C0RPoMTTON AND ITS RESPONSIBLE DIRECToRS/0FFICER5

FoR AIIY VIOLATIoN 0F

LAWS. RULES AND REGULATIONS

REGISTEMD:

4/L6/'97A FISCAL YEAR END:

December 31,

TE OF ANNUAT MEETING PER BY.LAWS:

DATE OFANNUALMEETING:

7th Floor, IMT Buildin& ADB Avenue, Ortigas Center, Pasig Clty

7th Floor, fMT Bullding ADB Avenue, Ordgas Center, Pasig City E OF

ETTERNAL AUDITOR & ITS SIGNING PARTNER: sYctP GoRRXS VEUTYO & CO./

Ms Ana Lea

C.

Beruado

0660-AR-3 {Group A), March 2, 2017 Blld untll March 1, 2020

Investment management company with real property development ================================ INTERCOMPANY AFFILIATION$ =======================================

GENERAL INFORMATION SHEET STOCKCORPOMTION ================================ Corporate Namei

A.

PLEASE PRINT

LEGIBI,! ================================

IstheCorporationacoveredpersonundertheAntiMoneyLaunderingAct fAMII\]. as amended? fRep. Acts. 9160/9L641L0L67 /t036sl

f yes

G No

Please check the apDroDriate box:

1.

U

a. Banks

T b. Offshore Banking Units n c. Quasi-Banks tr d. Trust Entities n e. Non-Stock Savings and Loan Associations T f. Pawnshops T Foreign Exchage Dealers o'

n h. Money Changers n Remittance Agents n Electronic Money Issuers

u}'

. T1 LJ

Jewelry dealers in precious metals, who, as a business trade in precious metals

5.X

fewelry dealers.in precious stones, who, as a business trade in precious stone

o'

Company senrice providers which, as a business, provide any of the following services to third parties:

L i

t,

xk

Financial lnstitutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' [BSP) supervision and/or regulation, incl rr dinp th eir srrhsidiaries and affi liates,

2.

U

n

T tr T T tr n T T

a. Insurance Companies

b. InsuranceAgents

l_l

c. Insurance Brokers

X

a. acting as a formation agent of juridical persons U. .rting as (or arranging for another person to act as) a

director or corporate secretary ofa company, a parErer of a parbership, or a similar position in relation to other juridical persons

d. Professional Reinsurers e. Reinsurance Brokers f. Holding Companies g, Holding Company Systems

h. Pre-need Companies i. Mutual BenefitAssociation j. All Other Persons and entities supervised and/or regulated by the

X

c. providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any otler legal person or arrangement

Insurance Commission (lCJ 3.

U

I

T tr tr x T T tr

x

as (or arranging for another person to act asJ a nominee shareholder for anotler person

L-l d. acting

a. Securities Dealers

b. Securities Brokers c. Securities Salesman

7, ft LJ

d. Investment Houses e. lnvestrnentAgents and Consultants

f. Trading Advisors g. Other entities managing Securities or rendering similar services h. Mutual Funds or Open-end Investment Companies i. Close-end Investment Companies j. Common Trust Funds or lssuers and other similar entities k Transfer Companies and otier similar entities L Other entities administering or otherwise dealing in currenry, commodities or financial derivatives based there on

u n n m. Entities administering of otherwise dealing in valuable obiects tr

Persons who provide any of the following services:

n. Entities administering or otherwise dealing in cash Substitutes and other similar monetary instruments or property supervised and/or regulated by the Securities and Exchange Commission (SEC)

A' ^

managing of client money, securities or other assets

Iu. management ofbanh savings or securities accounts X.' organization of contributions for the creation, operation or management of companies operation or management Io. creation, persons

under the AMllI, as amended, since the last filing of its

juridical

business entities

8.

LJ

Noneoftheabove

Describe nature of business:

Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping and submission of reports

B. Has the

of

or arrangements, and buying and selling

cYes

(iNo

GIS?

{

GENERAL INFORMATION SHEET STOCK CORPORATION

*=============================== PLEASE PRINT

LEGlBlf

================================

CONPON.ITE NAMI SEAFRONT RESOURCES CORPORATION

DIRECTORS NAMEAND NATIONALITY 1. ROBERTO IOSE L. CASTILLO Filipino

/

OFFICERS STOCK

OFFICER

EXEC. COMM.

v

ila

N/A

m

v

n/a

Audit/BROC - Chalrman Corporat( Governance - Member

INC'R

BOARD

sEx

n

c

m

HOLDER

2. NICASIO I. ALCANTAM n

Filipino 3. MEDELT. NERA

Filipino 4. RAUL M. LEOPANDO Filipino

m

m

v

n/a

n

m

m

v

n/a

N/A

n

m

m

v

n/a

N/A

n

i

f

v

il/a

n

m

v

President

N/A

n

m

m

v

Treasurer

N/A

n

m

f

v

n/a

N/A

ll

m

n

Corporate Secretary

n

m

n

5. VICTORV, BENAVIDEZ

Filipino 6. ERNESTINE D. VILLAREAL-FERNANDO Filipino

Corporate Governance - Member

n

Audit Committee/BRoC- Member

Corporate Governance-Chairman Audit/BROC - Member

7. MILAGROS V. REYES

Filipino 8. PERRYY, UY Filipino e.

woNNE

s.

Lt cHENGco

Filipino 10. SAMUELV.TORRES

Filipino

AssL Corporate

11. ARLAN P. PROFETA

Filipino

Secretary/ Compliance Officer

12.

13

14.

15

NSTRUCTION:

"F'FOR FEMALE. "M" FOR MALE. BOARD COLUMN, PUT'C' FOR CHAIRMAN, "M" FOR MEMBER,'T FOR INDEPENDENT DIRECTOR. INC'R COLUMN, PUT "Y' IF AN INCORPORATOR, "N' IF NOT. STOCKHOLDER COLUMN, PUT"T IF A STOCKHOLDER, "N" IF NOT. OFFICER COLUMN, INOICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER. SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON. FOR EXECUTTVE COMMITTEE, INDICATE "C'lF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION ANO ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND'M" IF MEMBER-

FOR SEX COLUMN, PUT

FOR FOR FOR FOR

GENEML INFORMATION SHEET STOCKCORPORATION PI-EASE PRINT LEGIBLY SEAFRONT RESOU RCES CORPORATION

CORPOMTENAME: TOTAL T{UMBER OF STO€KIIOLDERS:

iorru.,ssrrs arsm

NO, OF STOGKHOLDERS

1,707

WITH 100 OR MORE SHAnES EACH: '0,352

oN LATEST AUDITED RNANcIAI STATEMENTST

603,559,435.00

SHAR"ES STJBSCRIBED

NA.}IE AND NATTONAIJTY

TYPE

NUMBER

66,422,24

1. PCD NOMINEECORPOMTION

A"IIIOUNT

(PhP)

%oF OWNER.

A.IT4OUNTPA|D

(PhP)

SHIP

66,422,244

Filipino

TOTAI 2. PAN MALAYAN MCM'T. & INV'T.

CORP.

66,422,?4/.

66AZZ2/A,Og

30,469,85€

30,,169,858.00

4,.750

66,422,244.00

18.69Vo

30,469,858.00

Filipino

TOTAI 3. ALSONS CONS. RESOURCES, lNC.

30,469'85r

30,469,858.0(

15,5,t4,911

15,5,14,911.0(

15,s44,911

15,544,911.00

14,178,625

14,178,62s.0C

Filipino

TOTAI 4. CHINA BANKING

CORP.

T/A SCA-#0010

9.540h

15,5,t {,911.00

8.70%

14,L78,625.O0

6.26%

10,204,120.00

2.88o/o

4.697,613.00

0.79%

1,283,348.00

Filipino

TOTAI 5. CHINA BANKING COBP-T/ASCA-#0011

TOTAL 6.

L4,L7A,621

14,178,62s.O(

L0204.rzl

LOJO+,7ZA.U

LO,ZO4JZA

4,697,6t3

HOUSE OF INVESTMENTS, INC.

10,204,120.00

4,697,613.OC

Filipino

TOTAI 7. YUCHENCCO, AI,FONSO T.

4,697,613)

4,697,613,0{

1.283.34t

1,283,348.0(

LZa334{

1,283,3,t8.00

Filipino

TOTAL

TOTAL AMOUNT OF SUBSCRTBED CAPITAL

TOTAI A.}IOUNT OF PAID.IJP CAPITAL NISIRUC"IIOII' SPECIFY THE TOP 2O STOCKHOLDERS AND INDICATE THE REST AS OTHERS

o"nenciatomnomtnemorethan596ofanyclwofthecompony,svodngseerides,AttachsePamtashet.

GENERAL INFORMATION SHEET STOCK CORPORATION

=================== ]ORPOMTE NAME: TOTAL I{UMBER0F

PTEASE PRINT

IEGlBtY ==E=====:======================-==

SEAFRONT RESOURCES CORPOMTION

STOCI(HOLDERST

No. oF STOCXIIOLDEnS WITH 10o OR MORE SHARES EACHT

4,707

4.352

TOTAI.ASSETS BASED ON LATESTAUDITED FS:

P603,559,435.00 STOCICIOLDER'S INFORMATION SHARES SUBSCRIBED

NAMEAND NATIONAIITY TYPE

8.

HYDEE MCM'T & RESOURCES CORPORATION

AMOUNT (PhP)

NUMBER

L,042,093

%oF

A-II{OUNTPAID

OWNER. SHIP

[PhP)

0.64Vo

1,042,093.00

A35Vo

57r,427.00

0.34Vo

556,r22,00

0.79o/o

302.417.OO

0.180/o

287.644.00

0.r7%

271,248.00

0.73o/o

2

1,042,093.00

Filipino

TOTAI

9.

CBCTA#SCA-0013

1,O42,093

1,042,093.00

577,42i

57L,427.00

Filipino

TOTAL 10. cBcrA#scA-0012

s7t,427

377,427.O(.

556,Lzi

556,LZZ.O(

Filipino

TOTAL 11.

PCD Nominee Corporation

(NFl

ss6,122 302,4r'

ss6,122.00 302,4L7

Filipino

TOTAL 12.

ONG,CLEMENTE

302,417

302,4L7

287.544

287,644.00

Filipino

TOTAL

13.

PACIFtC BASIN SEC. C0., lNC.

247,ffi

247,64j,On

277,248

27r,248.0C

Filipino

TOTAL

14.

FLOREINDO, ANTONIO O.

271,28

27t,24tt,OC

2L4,LO4

2t4,lo4.o(

Filipino

TOTAL

21l,704

14,104.00

214,1O4.O(

TOTAT AMOUNT OF SUBSCRIBED CAPITAL TOTAL

A"II,TOUNT OF

PAID.UP CAPITAI

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS llst, please lndlcatE further the benefclal owners owning more than 5oi6 of any closs of the companyb votlng securlties, Attach separate

lotet For PDTC Nomlnee lncluded In the ;heet if necessary.

GENEML INFORMATION SHEET STOCK CORPORATION

,

====================================

SEAFRONT RESOURCES CORPORATION

CORPORATENAME: TOTAL NUMBER OF

PLEIISE PRINT LEGIBI,Y =====-============================

STOCNHOLDERST

4,707

iO.

OP STOCKHOLDERS

WITH 100

OR MORE SHARES

EACH:

4352

TOTAI.ASSETS BASED ON LATEST ATIDITED FS:

P603,559,435.00 STOCI{TIOLDER'S INFOR"MATION SHARES SUBSCRIBED

NAilE AND NATIONALITY TYPE

15.

PAZ, WENCESIT{0

R DE

L/q

NUMBEN

AMOUNTPAID tPhP)

o/oQI

AMOUNT

tPhP) 195,59,

195.594.0(

Filipino

TOTAL

15.

A.T. YIJCHENCCO, INC.

19s5*

195,594.00

186,631

786,637.00

95.594.00

0.t2%

t

0,llok

186,537.00

0.10%

159,799.00

0.09%

147.850.00

0.09%

147,655.00

0.08%

138,207.00

9.80%

15,978,484.00

Filipino

TOTAL

17, PUAYOKBING

146,6?7

t46,637,O4

L59,799

t59,799.Ot

Filipino

TOTA"L

18,

REYES,VICENTAS.

159,7X

159,799.0(

7+7.85C

1+7.850.0(

Filipino

TOTAI 19,

SANTIAGO, VIOLETA

G.

r17a,5(.

147'850.00

L47,65r

147,655.00

Filipino

TOTAL

20.

KENSINGTON MANACEMENT CORPORATION

t47,65r

147,655.00

t38,20',

734,207.0t

Filipino

TOTAT

21. OTHERS 0ndiate the numbcr of the remaitrinl stockholders)

TOTAI

134,201

138,207.0(

ts,974,84

15,978,,184.0(

15,97A,4a/t

TOTAL AMOUNT OF SUBSCRIBED CAPITAL

15,978,484.0(

163,000,000.00 100.00o/o

TOTAL AIITOT'IIT OF PND.UP CAPITAL

163,000,000.00

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICA E THE REST AS OTHERS

loter For !h.-,

PDnC Nomlnee included

trn.r.c<dtu

in the llsq ple6e lndlcot2 further the beneflcial ovneB owlng more hon

596 of any

clw

of the umpany's vodng tecurides Atlach separatz

GENEML INFORMATION SHEET STOCKCORPOMTION

SEAFRONT RESOURCES CORPORATION

]ORPORATENAME:

I..

Z.

AMOUNT (PhP)

INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION

t.t

::::::::=:::::::::::::::=:::::::::::

PLEASEPRINTLEGIBIY

=::=::==:=:::::::=-;-;::::::::=::

srocKs

DATE OF BOARI' RESOLUTION

78,243,274.67

1.2

BONDS/COMMERCIAL PAPER flssued

1.3

bv Private Cornorations) LOANS/CREDITS/ADVANCES

1.4

GOVERNMENTTREASURYBILLS

1.5

OTHERS

0.00 0.00 0.00

494,534,8t7.35 DATE OF STOCKIIOLDERS

DATE OFBOARD RESOLUTION

INVESTMENT OF CORPORATE FUNDS IN ACTMTIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:)

RATIFICATION

N/A

3.

TR.EASURYSHARES

N/A

o/oASTOTHETOTAL NO. OF SHARES

4.

5.

UNRESTRICTED/UNAPPROPRIATED

RETAINED EARNINGS AS OF END OF IJIST FISCAT

YEAR

NO. OFSHARESISSUED

P4,4O9,426.0O

DIVIDENDS DECIITRED DURING THE IMMEDIATELY PRECEDING TEAR:

TYPEOFDMDEND

AMOUNT (PhP)

DATEDEEIARED

N/A N/A N/A

N/A N/A N/A

5.1 cAsH s.2 sTocK 5.3

PROPERTY

TOTAI,

6. ADDITIONAL

P

SHARES ISSUED DURING THE PERIOD:

AMOUNT

NO. OF SHARES

DATE

N/A

SECONDARY TICENSE/REGISTRATION

IYPEOF I-ICENSE/REGN. DATE ISSUED:

)ATE STARTED )PERATIONS:

WITH

SEC AND OTHER GOV'T AGENCY:

sEc

NAME OFAGENCY: SEC

Order No. 1055

BSP

IC

N/A

N/A

5-Nov-73

16-Apr-70

TOTAL ANNUAT COMPENSATION OF DIRECTORS DURING THEPRECEDINGFISCAT YEAR (in PhP)

TOTALNO,OF OFFICERS

4

TOTAT NO. OF RANK&

TOTALMANPOWER

FITEEMPLOYEES

COMPLEMENT

0

4

,

L7 I

OF THE ABOVE.MBNTIONED

CoRPoRATESBCRETARY

SAMUELV.TORBES

(Name)

{Position)

UNDER TIIE PENALTY OF PBRIURY, TIIAT ALLMATTERSSET FORTH INTI{IS GENEMI. nine ( 9 ) PAGES HAVB BEEN MADE IN GOOD FAITH, DULY VERIFIED BY SI{EST wHICH C0NSISTS

OF

AND T() THE BEST OF MY KNOWLEDGE AND BELTER ARE TRT'B AND CORRSCT.

-

I HEREBY CERTTtr THAT THE PENSONS II{DICATED AS MEMBERS OF TTIE II{ WRITIITIGTO EE IiIOMINATEDAND ELECTED. I UNDBRSTAND TTIAT TI{E FAILT'RB OF THE CORPORATION

OF THE CORPORATION AND

A

To FILE THIS

BOInI'

GIS FOR

OF DIRECTONS AND OFFICENS OF THE CORPORATTON

FryE (5] CONSECUT$E YEARS SHALL BE CONSTRIJED AS

GROUND FOR THE REVOCATION OF THE CORPORATION'S CERTIFICATE OF INCORPORATION.

EVENTUAIJTY, THE CORPORATION HEREBYWATVES MS RIGHTTO A HEARING FORTHE SND REVOCATION.

<N.tE

DONE TTIIS

DAYOF

,N

13

pAsl8 STJBSCRIBED

AND

S]WORN

TO

HAI'

BEFORE ME IN

SlTy

,,

PASI6 glTY

crry/pRovrNcE,p*rlrppr*EsoN

.AFFIANT PERSONALLY APPEARED BEFORE ME AND EXIIIBITED TO ME HIS/HER COMPETENT PassportNo.P2203109A ISST EDAT

ox -@!!!,_,!or7

ilOfATYPUBLICFOR Notarial Commission No. Commission expires on December

ATTY.

3L

MARK n. Lrrvtcot rintment No. 58 (2018'2019) Pubtic for the Citleo of Pasig'

bcl