summit creek CAPITAL
investment advisor
summit creek CAPITAL
investment advisor
our firm
Summit Creek Capital, LLC (“Summit Creek Capital”) is an independent investment advisory firm offering quality support and service to a growing network of investment advisors. Our relationships plus our combined industry experience provide our advisors with unique access to a wide variety of investment products as well as innovative and insightful research. Our partnership with Pershing Advisor Solutions, LLC and the BNY Mellon gives us unparalleled back office support and the strength and experience of one of the oldest and largest global custodians. We let portfolio managers and investment advisors focus on the most important aspect of this business: their clients.
our firm
Summit Creek Capital, LLC (“Summit Creek Capital”) is an independent investment advisory firm offering quality support and service to a growing network of investment advisors. Our relationships plus our combined industry experience provide our advisors with unique access to a wide variety of investment products as well as innovative and insightful research. Our partnership with Pershing Advisor Solutions, LLC and the BNY Mellon gives us unparalleled back office support and the strength and experience of one of the oldest and largest global custodians. We let portfolio managers and investment advisors focus on the most important aspect of this business: their clients.
our mission
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To provide a rich, collaborative environment through an innovative approach to research and investing that encourages and rewards independent thinking while stimulating ongoing development.
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our mission
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To provide a rich, collaborative environment through an innovative approach to research and investing that encourages and rewards independent thinking while stimulating ongoing development.
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service providers
Pershing Advisor Solutions a BNY Mellon Company
Pershing Advisor Solutions is dedicated to serving the needs of growth-minded registered investment advisors. Its affiliate, Pershing, LLC, provides high-quality execution services and has more customers who clear with them than any other firm. Pershing, LLC has approximately $677.2 billion in assets held in custody. Pershing’s parent company, BNY Mellon has $20.7 trillion in assets under custody and administration and $926 billion in assets under management. Summit Creek Capital’s partnership with Pershing Advisor Solutions enables advisors with an entrepreneurial spirit to develop true independence backed with financial strength and stability. *as of June 30, 2009
service providers
Pershing Advisor Solutions a BNY Mellon Company
Pershing Advisor Solutions is dedicated to serving the needs of growth-minded registered investment advisors. Its affiliate, Pershing, LLC, provides high-quality execution services and has more customers who clear with them than any other firm. Pershing, LLC has approximately $677.2 billion in assets held in custody. Pershing’s parent company, BNY Mellon has $20.7 trillion in assets under custody and administration and $926 billion in assets under management. Summit Creek Capital’s partnership with Pershing Advisor Solutions enables advisors with an entrepreneurial spirit to develop true independence backed with financial strength and stability. *as of June 30, 2009
advisor transition
Through our partnership with Pershing Advisor Solutions, Summit Creek Capital can ensure a smooth transition process. Pershing Advisor Solutions has a solid track record of successfully managing large-scale transitions. A dedicated transition team takes responsibility for transferring assets and cost-basis data and seamlessly connects your systems to their platform — even providing on-site assistance as needed. Pershing Advisor Solutions is committed to delivering dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions, practice management support and service excellence.
advisor transition
Through our partnership with Pershing Advisor Solutions, Summit Creek Capital can ensure a smooth transition process. Pershing Advisor Solutions has a solid track record of successfully managing large-scale transitions. A dedicated transition team takes responsibility for transferring assets and cost-basis data and seamlessly connects your systems to their platform — even providing on-site assistance as needed. Pershing Advisor Solutions is committed to delivering dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions, practice management support and service excellence.
scc advantages
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Dedicated transition team Competitive payout / benefits Operational support Intellectual independence Resources for growth Administrative efficiencies Flexible investment solutions Compliance & regulatory support Global equity & fixed income trading desks Third-party performance reporting Opportunity for equity participation
• • • • • • • • • • •
Dedicated transition team Competitive payout / benefits Operational support Intellectual independence Resources for growth Administrative efficiencies Flexible investment solutions Compliance & regulatory support Global equity & fixed income trading desks Third-party performance reporting Opportunity for equity participation
scc advantages
advisor tools
Black Diamond Performance Reporting Black Diamond Performance Reporting offers a powerful tool for advisors and wealth managers by providing unbiased, third-party investment performance reporting. The Black Diamond solution is a highly customizable, web-based performance reporting solution that provides accurate timely and meaningful data allowing advisors and wealth managers to tell their investment performance story. Using its proprietary reconciliation engine, Black Diamond reconciles client data on a daily basis so advisors have the most current account information at their fingertips.
advisor tools
Black Diamond Performance Reporting Black Diamond Performance Reporting offers a powerful tool for advisors and wealth managers by providing unbiased, third-party investment performance reporting. The Black Diamond solution is a highly customizable, web-based performance reporting solution that provides accurate timely and meaningful data allowing advisors and wealth managers to tell their investment performance story. Using its proprietary reconciliation engine, Black Diamond reconciles client data on a daily basis so advisors have the most current account information at their fingertips.
investment advisor
Founded on a belief system emphasizing integrity, innovation, operational excellence and achievement, Summit Creek Capital strives to foster an environment where sound financial ideas combine with intellectual freedom. From this framework, advisors are given the tools to pursue success and fulfillment for their clients and themselves. Summit Creek Capital seeks advisors whose dedication, ethics and integrity have been the pillars of their careers, defining the management of their clients’ affairs, their clients’ assets, and their successes. Advisors with entrepreneurial drive and intellectual independence will thrive on Summit Creek’s platform.
investment advisor
Founded on a belief system emphasizing integrity, innovation, operational excellence and achievement, Summit Creek Capital strives to foster an environment where sound financial ideas combine with intellectual freedom. From this framework, advisors are given the tools to pursue success and fulfillment for their clients and themselves. Summit Creek Capital seeks advisors whose dedication, ethics and integrity have been the pillars of their careers, defining the management of their clients’ affairs, their clients’ assets, and their successes. Advisors with entrepreneurial drive and intellectual independence will thrive on Summit Creek’s platform.
investment advisor
Summit Creek Capital enables independent thinking while simultaneously providing resources necessary to grow a business. Advisors are able to focus on their clients while we focus on the administrative and day to day operations. At Summit Creek Capital we view the recent market turmoil and structural upheaval in the financial industry as an opportunity for growth. The strength and capabilities of Pershing Advisor Solutions combined with the experience and intellectual innovation of our team creates a powerful combination for advisors who are seeking alternatives to the current wirehouse/bank models.
investment advisor
Summit Creek Capital enables independent thinking while simultaneously providing resources necessary to grow a business. Advisors are able to focus on their clients while we focus on the administrative and day to day operations. At Summit Creek Capital we view the recent market turmoil and structural upheaval in the financial industry as an opportunity for growth. The strength and capabilities of Pershing Advisor Solutions combined with the experience and intellectual innovation of our team creates a powerful combination for advisors who are seeking alternatives to the current wirehouse/bank models.
summitview
Summitview is Summit Creek Capital’s research engine, designed to accommodate the needs of modern portfolio managers. In the age of information, Summitview provides a collaborative environment for the synthesis of investment themes. Accessible from any web browser, researchers and portfolio managers can follow and input on multiple threads on virtually any investment topic. Summitview is cloud based and built on a wiki platform that aggregates information from a variety of sources: brokerage reports, financial news, industry and sector specific sites, independent economic and investment research, and user-level data.
summitview
Summitview is Summit Creek Capital’s research engine, designed to accommodate the needs of modern portfolio managers. In the age of information, Summitview provides a collaborative environment for the synthesis of investment themes. Accessible from any web browser, researchers and portfolio managers can follow and input on multiple threads on virtually any investment topic. Summitview is cloud based and built on a wiki platform that aggregates information from a variety of sources: brokerage reports, financial news, industry and sector specific sites, independent economic and investment research, and user-level data.
marketing resources
Summit Creek Capital offers a flexible inhouse creative department to develop marketing solutions specifically for you and your clients. • • • • • •
Corporate identity Business collateral Sales materials & presentations Personalized website Advertising Graphic design
Summit Creek Capital’s marketing division makes it their priority to ensure you have the materials you need when you need them.
marketing resources
Summit Creek Capital offers a flexible inhouse creative department to develop marketing solutions specifically for you and your clients. • • • • • •
Corporate identity Business collateral Sales materials & presentations Personalized website Advertising Graphic design
Summit Creek Capital’s marketing division makes it their priority to ensure you have the materials you need when you need them.
summit creek CAPITAL 360 Sun Valley Road, Suite C Ketchum, Idaho 83340-6849 phone: 208.928.7500 facsimile: 888.852.5840 info@summitcreekcapital.com
Summit Creek Capital, LLC (“Summit Creek Capital”) is a state registered investment adviser with its principal place of business in the State of Idaho. Summit Creek Capital and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Summit Creek Capital maintains clients. Summit Creek Capital may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. This brochure is limited to the dissemination of general information pertaining to its investment advisory services. Any subsequent, direct communication by Summit Creek Capital with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Summit Creek Capital, please contact Summit Creek Capital or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov). For additional information about Summit Creek Capital, including fees and services, send for our disclosure statement as set forth on Form ADV from Summit Creek Capital using the contact information herein. Please read the disclosure statement carefully before you invest or send money.
summit creek CAPITAL 360 Sun Valley Road, Suite C Ketchum, Idaho 83340-6849 phone: 208.928.7500 facsimile: 888.852.5840 info@summitcreekcapital.com
Summit Creek Capital, LLC (“Summit Creek Capital”) is a state registered investment adviser with its principal place of business in the State of Idaho. Summit Creek Capital and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Summit Creek Capital maintains clients. Summit Creek Capital may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. This brochure is limited to the dissemination of general information pertaining to its investment advisory services. Any subsequent, direct communication by Summit Creek Capital with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Summit Creek Capital, please contact Summit Creek Capital or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov). For additional information about Summit Creek Capital, including fees and services, send for our disclosure statement as set forth on Form ADV from Summit Creek Capital using the contact information herein. Please read the disclosure statement carefully before you invest or send money.