TRADING ACCOUNT
Maintenance Fees*:
USD Oto USD 1,000,000
USD 1,000,001to USD 3,000,000
USD 3,000,001to USD 5,000,000
USD 5,000,001 Plus
*Maintenance is charged monthlyand is calculated against the market value ofthe open positions held in the portfolio. **Third party charges may apply. A confirmation ofthese charges is available upon request.
Equity and ETF Trading
BANKING SERVl(ESrcontinuedJ
0.38% peryear
0.35% peryear
0.30% peryear 0.25% peryear
Brokerage by exchange Trade Value Any AMEX- NYSE MKT (American Stock Exchange) Any AMS- NYSE Euronext Amsterdam Any ASX- Australian Securities Exchange Any BRU- NYSE Euronext Brussels Any CSE- NASDAQ OMX Copenhagen Any CSE- FN-DK Any CSE- INV- NASDAQ OMX Copenhagen Any (Investment trusts) FFT- Deutsche Borse (Frankfurt Floor) Any FSE- Deutsche Borse (XETRA) Any HKEX- Hong Kong Exchanges Any 4 Commission Below 10 USD0.04 per Share Above 10 USD0.055 per Share Any 0.25% ofTrade Amount Any 0.25% ofTrade Amount Any 0.25% ofTrade Amount Any 0.25% ofTrade Amount Any 0.25% ofTrade Amount Any 0.25% ofTrade Amount Any 0.35% ofTrade Amount Any 0.25% ofTrade Amount Any 0.35% ofTrade Amount Min. Commission USD25 USD25 EUR25 AUD30 EUR45 DKK25 DKK25 DKK25 EUR 60 EUR25 HKD200
Fees**:
BANKING SERVl(ESrcontinuedJ
MANAGED INVESTMENTACCOUNTS
Minimum Required Account Balance: USD 500,000 (or equivalent in other currencies)
Account Fees via CSB Referred Third Party Manager*:
Custody & Service Fees:
Discretionary Management:
Refer to Trading Account
USO 500,000 to USO 999,9999 - Up to 1.50%**
USO 1,000,000 to USO 4,999,999 - Up to 1.25%**
USO 5,000,000 to USO 9,999,999 - Up to 1%**
USO 10,000,000 plus - Up to 0.80%**
Non-Discretionary Management:
USO 500,000 to USO 9,999,999 - 1.30%***
USO 10,000,000 plus - 0.70%***
* Management fees are charged on the last business day of each month and is calculated against market value ofthe portfolio. The above stated indicative management fees include a CSBAdministrative Fee of 0.20% to 0.30%.
** In general, these fees represent the upper limit of thefees charged. Generally, afixed minimum fee per Mandate will apply. The detailed and applicablefee schedule is available upon request. Certain investment strategies result in a higher level of work and analysis than others. The actual fee package applied to Discretionary Mandates will depend on (1) the volume of assetsplaced in the respective Mandate and (2) the style of the investmentstrategychosen by the Client. The asset managerreserves the right to negotiatefees with the Client that deviate from the standard fees.
***Afixed minimumfee per Mandate would apply. The detailed and applicable fee schedule is available upon request. The asset manager reserves the right to negotiatefees with the Client that deviatefrom the standardfees.
OTHER FEES
Applies to all accounts - Cash, Precious Metal, Trading and Investment
Account Closure
Ammendments/cancellation/Trace/Return of payment
Audit Confirmation
Bank References
Breakage Fee (Fixed Deposits/CD's)
FX Conversions
Interim Statements
unarranged overdraft
Outward Securities Transfers
USD 100
USD 50 per message
USD 50
USD 50
USD 100 plus an interest adjustment
Processed at agreed rate (min fee USD 50)
USD 10.00 per month, USD 75 Annual, Free Online USD 50 per month plus default interest (Charged in currency of account)
USD 150 per position transfered (+ Third Party Charges)
9
