IJSPT Volume 19 Number 7

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Executive Editor/Publisher Michael L. Voight, PT, DHSc, OCS, SCS, ATC, CSCS Belmont University Nashville, Tennessee – USA Editor in Chief Barbara Hoogenboom, PT, EdD, SCS, ATC Grand Valley State University Grand Rapids, Michigan - USA Managing Editor Ashley Campbell, PT, DPT, SCS, CSCS Nashville Sports Medicine and Orthopaedic Center Nashville, Tennessee – USA Manuscript Coordinator Casey Lewis, PTA, ATC Nashville Sports Medicine and Orthopaedic Center Nashville, Tennessee – USA

Lindsay Becker, PT, DPT, SCS, USAW Buckeye Performance Golf Dublin, Ohio, USA Keelan Enseki, PT, MS, OCS, SCS, ATC University of Pittsburgh Pittsburgh, PA, USA John Heick, PT, PhD, DPT, OCS, NCS, SCS Northern Arizona University Flagstaff, AZ, USA Julie Sandell Jacobsen, MHSc, PhD VIA University Aarhus, Denmark RobRoy L. Martin, PhD, PT, CSCS Duquesne University Pittsburgh, PA, USA

Executive Director/Marketing Mary Wilkinson Indianapolis, Indiana – USA

Andrea Mosler, PhD, FACP, FASMF La Trobe Sport and Exercise Medicine Research Centre, School of Allied Health, Human Services and Sport, La Trobe University Melbourne, Victoria, Australia

Editors Robert Manske PT, DPT, Med, SCS, ATC, CSCS University of Wichita Wichita, KS, USA

Brandon Schmitt, DPT, ATC PRO Sports Physical Therapy Scarsdale, NY, USA

Terry Grindstaff, PT, PhD, ATC, SCS, CSCS Creighton University Omaha, NE, USA Phil Page PT, PhD, ATC, CSCS Franciscan University DPT Program Baton Rouge, LA, USA Kevin Wilk PT, DPT, FAPTA Clinical Viewpoint Editor Champion Sports Medicine Birmingham, AL, USA International Editors Luciana De Michelis Mendonça, PT, PhD UFVJM Diamantina, Brazil Colin Paterson PT, MSc PGCert(Ed), MCSP, RISPT, SFHEA University of Brighton Brighton, England, UK Chris Napier, PT, PhD Clinical Assistant Professor University of British Coumbia, Vancouver, BC, Canada Nicola Phillips, OBE, PT, PhD, FCSP Professor School of Healthcare Sciences Cardiff University, Cardiff, Wales, UK Associate Editors Eva Ageberg, PT, PhD Professor, Lund University Lund, Sweden

Barry Shafer, PT, DPT Elite Motion Physical Therapy Arcadia, CA, USA Laurie Stickler, PT, DHSc, OCS Grand Valley State University Grand Rapids, MI, USA Editorial Board James Andrews, MD Andrews Institute & Sports Medicine Center Gulf Breeze, AL, USA Amelia (Amy) Arundale, PT, PhD, DPT, SCS Red Bull/Ichan School of Medicine Salzburg, Austria/New York, NY, USA Gary Austin, PT PhD Belmont University Nashville, TN, USA Roald Bahr, MD Oslo Sports Trauma Research Center Oslo, Norway Lane Bailey, PT, PhD Memorial Hermann IRONMAN Sports Medicine Institute Houston, Texas, USA Gül Baltaci, PT,Ph.D. Professor, CKTI, FACSM Private Guven Hospital Ankara, Turkey Asheesh Bedi, MD University of Michigan Ann Arbor, MI, USA

EDITORIAL BOARD David Behm, PhD Memorial University of Newfoundland St. John's, Newfoundland, Canada

Juan Colado, PT, PhD University of Valencia Valencia, Spain

Barton N. Bishop, PT, DPT, SCS, CSCS Kaizo Clinical Research Institute Rockville, Maryland, USA

Brian Cole, MD Midwest Orthopaedics at Rush Chicago, IL, USA

Mario Bizzini, PhD, PT Schulthess Clinic Human Performance Lab Zürich, Switzerland

Ann Cools, PT, PhD Ghent University Ghent, Belgium

Joe Black, PT, DPT, SCS, ATC Total Rehabilitation Maryville, Tennesse, USA

Andrew Contreras, DPT, SCS Washington, DC, USA

Turner A. "Tab" Blackburn, APTA Life Member, ATC-Ret, AOSSM-Ret NASMI Lanett, AL, USA Lori Bolgla, PT, PhD, MAcc, ATC Augusta University Augusta, Georgia, USA Matthew Briggs The Ohio State University Columbus, OH, USA Tony Brosky, PT, DHSc, SCS Bellarmine University Louisville, KY, USA Brian Busconi, MD UMass Memorial Hospital Boston, MA, USA Robert J. Butler, PT, PhD St. Louis Cardinals St. Louis, MO, USA Duane Button, PhD Memorial University St. Johns, Newfoundland, Canada

George Davies, PT, DPT, MEd, SCS, ATC, LAT, CSCS, PES, FAPTA Georgia Southern University Savannah, Georgia, USA Pete Draovich, PT Jacksonville Jaguars Footbal Jacksonvile, FL, USA Jeffrey Dugas, MD Andrews Institute & Sports Medicine Center Birmingham, AL, USA Jiri Dvorak, MD Schulthess Clinic Zurich, Switzerland Todd Ellenbecker Rehab Plus Phoenix, AZ, USA Carolyn Emery, PT, PhD University of Calgary Calgary, Alberta, Canada Ernest Esteve Caupena, PT, PhD University of Girona Girona, Spain

J. W. Thomas Byrd, MD Nashville Sports Medicine and Orthopaedic Center Nashville, TN, USA

Sue Falsone, PT, MS, SCS, ATC, CSCS, COMT Structure and Function Education and A.T. Still University Phoenix, Arizona, USA

Lyle Cain, MD Andrews Institute & Sports Medicine Center Birmingham, AL, USA

J. Craig Garrison, PhD, PT, ATC, SCS Texas Health Sports Medicine Fort Worth, Texas, USA

Gary Calabrese, PT, DPT Cleveland Clinic Cleveland, Ohio, USA

Maggie Gebhardt, PT, DPT, OCS, FAAOMPT Fit Core Physical Therapy/Myopain Seminars Atlanta, GA and Bethesda, MD, USA

Meredith Chaput, PT, DPT, SCS Ohio University Athens, OH, USA

Lance Gill, ATC LG Performance-TPI Oceanside, CA, USA

Rita Chorba, PT, DPT, MAT, SCS, ATC, CSCS United States Army Special Operations Command Fort Campbell, KY, USA

Phil Glasgow, PhD, MTh, MRes, MCSP Sports Institute of Northern Ireland Belfast, Northern Ireland, UK

John Christoferreti, MD Texas Health Dallas, TX, USA

Robert S. Gray, MS, AT Cleveland Clinic Sports Health Cleveland, Ohio, USA

Richard Clark, PT, PhD Tennessee State University Nashville, TN, USA

Jay Greenstein, DC Kaizo Health Baltimore, MD, USA

EDITORIAL BOARD Martin Hagglund, PT PhD Linkoping University Linkoping, Sweden Allen Hardin, PT, SCS, ATC, CSCS University of Texas Austin, TX, USA Richard Hawkins, MD Professor of surgery, University of South Carolina Adjunct Professor, Clemson University Principal, Steadman Hawkins, Greenville and Denver (CU) John D.Heick, PT, PhD, DPT, OCS, NCS, SCS Northern Arizona University Flagstaff, AZ, USA Tim Hewett, PhD Hewett Consulting Minneapolis, Minnesota, USA Per Hølmich, MD Copenhagen University Hospital Copenhagen, Denmark Kara Mae Hughes, PT, DPT, CSCS Wolfe PT Nashville, TN, USA Lasse Ishøi, PT, MSc Sports Orthopedic Research Center Copenhagen University Hospital Hvidovre, Denmark

Terry Malone, PT, EdD, ATC, FAPTA University of Kentucky Lexington, KY, USA Robert Mangine, PT University of Cincinnati Cincinnati, OH, USA Eric McCarty, MD University of Colorado Boulder, CO, USA Ryan P. McGovern, PhD, LAT, ATC Texas Health Sports Medicine Specialists Dallas/Fort Worth, Texas, USA Mal McHugh, PhD NISMAT New York, NY, USA Joseph Miller, PT, DSc, OCS, SCS, CSCS Pikes Peak Community College Colorado Springs, CO, USA Havard Moksnes, PT PhD Oslo Sports Trauma Research Center Oslo, Norway Andrew Murray, MD, PhD European PGA Tour Edinburgh, Scotland, UK Andrew Naylor, PT, DPT, SCS Bellin Health Green Bay, WI, USA

Jon Karlsson, MD Sahlgrenska University Goteborg, Sweden

Stephen Nicholas, MD NISMAT New York New York, NY, USA

Brian Kelly, MD Hospital for Special Surgery New York, NY, USA

John O'Donnel, MD Royal Melbourne Hospital Melbourne, Australia

Benjamin R. Kivlan, PhD, PT, OCS, SCS Duquesne University Pittsburgh, PA, USA

Russ Paine, PT McGovern Medical School Houston, TX, USA

Dave Kohlrieser, PT, DPT, SCS, OCS, CSCS Ortho One Columbus, OH, USA

Snehal Patel, PT, MSPT, SCD HSS Sports Rehabilitation Institute New York, NY, USA

Andre Labbe PT, MOPT Tulane Institute of Sports Medicine New Orleans, LA USA

Marc Philippon, MD Steadman-Hawkins Clinic Vail, CO, USA

Henning Langberg, PT, PhD University of Copenhagen Copenhagen, Denmark Robert LaPrade, MD Twin Cities Orthopedics Edina, MN, USA

Kevin Plancher, MD, MPH, FAAOS Plancher Orthopedics and Sports Medicine New York, NY USA Marisa Pontillo, PT, PhD, DPT, SCS University of Pennsylvania Health System Philadelphia, PA, USA

Lace Luedke, PT, DPT University of Wisconsin Oshkosh Oshkosh, WI, USA

Matthew Provencher, MD Steadman Hawkins Clinic Vail, CO, USA

Phillip Malloy, PT, PhD Arcadia University/Rush University Medical Center Glenside, PA and Chicago, IL, USA

Charles E. Rainey, PT, DSc, DPT, MS, OCS, SCS, CSCS, FAAOMPT United States Public Health Service Springfield, MO, USA

EDITORIAL BOARD Alexandre Rambaud, PT PhD Saint-Etienne, France Carlo Ramponi, PT Physiotherapist, Kinè Rehabilitation and Orthopaedic Center Treviso, Italy Michael Reiman, PT, PhD Duke University Durham, NC, USA Mark F. Reinking, PT, PhD, SCS, ATC Regis University Denver, CO, USA Mark Ryan, ATC Steadman-Hawkins Clinic Vail, CO, USA David Sachse, PT, DPT, OCS, SCS USAF San Antonio, TX, USA Marc Safran, MD Stanford University Palo Alto, CA, USA Alanna Salituro, PT, DPT, SCS, CSCS New York Mets Port Saint Lucie, FL, USA Mina Samukawa, PT, PhD, AT (JSPO) Hokkaido University Sapporo, Japan Barbara Sanders, PT, PhD, FAPTA, Board Certified Sports Physical Therapy Emeritus Professor and Chair, Department of Physical Therapy Texas State University Round Rock, TX, USA

Lynn Snyder-Mackler, PT, ScD, FAPTA STAR University of Delaware Newark, DE, USA Alston Stubbs, MD Wake Forest University Winston-Salem, NC, USA Amir Takla, B.Phys, Mast.Physio (Manip), A/Prof Australian Sports Physiotherapy The University of Melbourne Melbourne, Australia Charles Thigpen, PhD, PT, ATC ATI Spartanburg, SC, USA Steven Tippett, PT, PhD, ATC, SCS Bradley University Peoria, IL, USA Tim Tyler, PT, ATC NISMAT New York, NY, USA Timothy Uhl, PT, PhD, ATC University of Kentucky Lexington, KY, USA Bakare Ummukulthoum, PT University of the Witswatersrand Johannesburg, Gauteng, South Africa Yuling Leo Wang, PT, PhD Sun Yat-sen University Guangzhou, China Mark D. Weber, PT, PhD, SCS, ATC Texas Women’s University Dallas, TX, USA

Felix “Buddy” Savoie, MD, FAAOS Tulane Institute of Sport Medicine New Orleans, LA, USA

Richard B. Westrick, PT, DPT, DSc, OCS, SCS US Army Research Institute Boston, MA, USA

Teresa Schuemann, PT, DPT, ATC, CSCS, Board Certified Specialist in Sports Physical Therapy Evidence in Motion Fort Collins, CO, USA Timothy Sell, PhD, PT, FACSM Atrium Health Musculoskeletal Institute Charlotte, NC, USA Andreas Serner, PT PhD Aspetar Orthopedic and Sports Medicine Hospital Doha, Qatar

Chris Wolfe, PT, DPT Belmont University Nashville, TN, USA

Ellen Shanley, PT, PhD ATI Spartanburg, SC, USA Karin Silbernagel, PT, PhD University of Delaware Newark, DE, USA Holly Silvers, PT, PhD Velocity Physical Therapy Los Angeles, CA, USA

Tobias Wörner, PT, MSc Lund University Stockholm, Sweden

TABLE OF CONTENTS VOLUME 19, NUMBER 7 PAGE

TITLE

ORIGINAL RESEARCH 834 Comparing Functional Movement Screen™ Scores Between Patients with Low Back Pain and Healthy Controls: A Systematic Review and Meta-Analysis.

Alkhathami KM, Alqahtani B 849

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excursion Balance Testing.

Jagger KL, Harper B

856

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability and Frequent Divergence from the 2020 ASSET Recommendations.

Mehta N, Acuna AJ, McCormick JR, et al.

868

Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes.

Salvo CJ, Crewe A, Estes D, et al.

877

The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Investigation.

Patterson RD, Zettlemoyer A, Placzkowski M, et al.

CASE REPORT 888 Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Report.

Rabin A, Noyman L, Yaakobi N, et al.

898

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Injection and Physical Therapy in a Competitive Soccer Player: A Case Report.

Zeppieri G, Smith MS, Roach RP.

CLINICAL COMMENTARY 910 A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Based on Clinical Practice Guidelines.

Flore Z, Hambly K, De Coninck K, et al.

923

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and Progressions: A Clinical Commentary.

Smith C, Grooms DR, Bradley H.

MSK USB: TIPS AND TRICKS 935 Utilizing Diagnostic Musculoskeletal Ultrasound for Assessment of the Infraspinatus Muscle and Tendon: Implications for Rehabilitation Professionals.

Manske RC, Voight M, Wolfe C, Page P.

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Alkhathami KM, Alqahtani B. Comparing the Scores of The Functional Movement ScreenTM in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis. IJSPT. Published online July 1, 2024:834-848. doi:10.26603/001c.120199

Original Research

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis Khalid M. Alkhathami1, Bijad Alqahtani1

a

1 Health Rehabilitation , Shaqra University

Keywords: low back pain, functional movement screen, pain, injury risk, systematic review https://doi.org/10.26603/001c.120199

International Journal of Sports Physical Therapy Background The Functional Movement Screen™ (FMS™) is widely used to assess functional movement patterns and illuminate movement dysfunctions that may have a role in injury risk. However, the association between FMS™ scores and LBP remains uncertain.

Objective The purpose of this systematic review and meta-analysis was to examine functional movement scores among patients with low back pain (LBP) and healthy subjects with no LBP and review the validity of the FMS™ tool for screening functional movement among LBP patients.

Methods The systematic review and meta-analysis included papers assessing functional movement among adult patients with LBP using the FMS™ through a literature review of five databases. The search strategy focused used relevant keywords: Functional movement screen AND low back pain. The review included all papers assessing functional movement among LBP adult patients (>18 years old) using the FMS™ published between 2003 to 2023. The risk of bias in the involved studies was evaluated using the updated Cochrane ROB 2 tool. Statistical analysis was conducted using Review Manager software, version 5.4. The meta-analysis included the total FMS™ score and the scores of the seven FMS™ movement patterns.

Results Seven studies were included in this systematic review were considered to have low to unclear risk of bias. The meta-analysis revealed that the LBP group had a significantly lower total FMS™ score than the control group by 1.81 points (95% CI (-3.02, -0.59), p= 0.004). Patients with LBP had a significantly lower score than the control group regarding FMS™ movement patterns, the deep squat (p <0.01), the hurdle step (p <0.01), the inline lunge (P value <0.01), the active straight leg raise (p <0.01), the trunk stability push-up (p=0.02), and the rotational stability screens (p <0.01).

Conclusion Lower scores on the FMS™ are associated with impaired functional movement.

Identifying the specific functional movement impairments linked to LBP can assist in the creation of personalized treatment plans and interventions. Further research is needed to assess the association of cofounders, such as age, gender, and body mass index, with the FMS™ score among LBP patients and controls.

a Corresponding author

Bijad Alqahtani Department of Health Rehabilitation, College of Applied Medical Sciences at Shaqra, Shaqra University, Shaqra, 11961, Saudi Arabia Balqahtani@su.edu.sa https://orcid.org/0000-0001-7887-0979

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

Level of evidence 1

INTRODUCTION Low back pain (LBP) is a widespread musculoskeletal condition that affects up to 80% of individuals throughout their lifetime.1 It is considered the most common disorder in gymnastics, football, volleyball, and tennis athletes, accounting for 20% of sports injuries involving the spine.2,3 LBP is typically categorized as mechanical, rheumatic, infectious, tumoral, or mental, with mechanical LBP being the most common, around 90% of cases.4 Various factors may contribute to LBP incidence, including age, smoking, genetics, weight (gain), improper weightlifting, nutritional disorders, decreased flexibility and hydration, acute injuries, chronic stress, and poor physical conditions.5,6 The evaluation of patients with LBP, including conducting functional evaluations, is crucial in the clinical field.7 Several tools are used to assess patients with LBP, such as the Back Pain Functional Score, Oswestry Disability Index (ODI), Numerical Rating Scale (NRS), Pain Self-Efficacy Questionnaire (PSEQ), Patient-specific Functional Scale (PSFS), and the Functional Movement Screen™ (FMS™).8 The FMS™ assesses movement patterns and identifies restrictions and compensations. The primary objective of the FMS™ is to evaluate an individual’s ability to perform various movements, including those related to flexibility, range of motion, muscle strength, coordination, balance, and proprioception. It consists of seven component movements; the deep squat, hurdle step, inline lunge, shoulder mobility, active straight leg raise, push-up, and rotational stability movements. Several of these movements are performed bilaterally and when tests are performed bilaterally, the lower of the two scores is used for analysis.The assessment is carried out through standardized verbal instructions and visual inspection. FMS™ scores are assigned based on task performance, including movement conditions with or without pain and symmetry.9,10 The score for each movement ranges from 0 to 3, with a total cumulative score ranging from 0 to 21 points.11,12 Lower scores (≤14) on the FMS™ indicate impaired functional movements associated with the potential for a higher risk of injury.13 The purpose of this systematic review and meta-analysis is to examine functional movement scores among patients with low back pain (LBP) and healthy subjects with no LBP and review the validity of the FMS™ tool for screening functional movement among LBP patients.

METHODOLOGY This systematic review complied with Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) criteria.14 The systematic review and meta-analysis were conducted through a thorough literature search of PubMed, Medline, Ovid, Scopus, and Central research databases using the keywords Functional movement screen AND low

back pain. Studies published from 2003 to 2023 were screened to select studies that matched the inclusion/ exclusion criteria. Furthermore, selected study references were reviewed manually to identify similar studies. Only studies that compared the FMS™ between patients with chronic LBP and healthy control subjects were incorporated in the meta-analysis.

INCLUSION AND EXCLUSION CRITERIA

Papers assessing functional movement among adult patients with LBP (>18 years old) with FMS™ and published from 2003 to 2023 were included. Studies published in languages other than English were excluded. Narrative reviews, systematic reviews, consensus reports, case reports, case series, duplicated studies, published before 2003, studies with insufficient data or findings regarding FMSTM score, studies with irrelevant findings, studies that used other functional movement tools or assessed patients with another type of pain, and studies for which full text was unavailable were also excluded. Only studies that compared the FMS™ between patients with chronic LBP and healthy control subjects were incorporated in the meta-analysis.

SCREENING AND DATA EXTRACTION

First, title and abstract screening was performed by the authors. Relevant full-text papers and evaluated the research for inclusion criteria were examined by one author. After articles were selected for inclusion, data were extracted and entered in a Microsoft Excel spreadsheet. Extracted data included authors, year of publication, objective, study design, sample size, gender, age, intervention, assessment tool, results, and outcome. Further data for the meta-analyses included total FMS™ score, in addition to scores of the seven FMS™ composite tests were extracted from the articles included in this systematic review.

RISK-OF-BIAS ASSESSMENT

The risk of bias in the incorporated papers was evaluated using the Cochrane Risk of Bias 2 (ROB 2) tool. The ROB 2 tool offers a structured, standardized, and flexible approach to assessing the risk of bias in randomized trials and nonrandomized studies of interventions.15 The tool assesses quality based on five major domains: bias arising from the randomization process, bias due to deviations from intended interventions, bias due to missing outcome data, bias in the measurement of the outcome, and bias in the selection of the reported result. Each domain has a set of signaling questions that inform the risk of bias judgment for that domain. Based on the responses to each domain, the options for a domain-level risk-of-bias judgment are ‘Low’, ‘High’, or ‘Unclear’ risk of bias. A total or overall risk of bias score for each article was not determined.

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

STATISTICAL ANALYSIS

Review Manager, version 5.4 (The Cochrane Collaboration, Oxford, England) was used for data entry and analysis. The standard deviation (SD) of the means were estimated from CI limits or standard mean difference (if not provided).

The size of the continuous outcomes effect was reported as standard mean difference (SMD), and the precision of effect size was also reported as a 95% confidence interval (CI). DerSimonian and Laird’s random-effects model was used to compute SMD.16 Cochrane Q tests and Leave one out (I²) statistics were used to evaluate the heterogeneity and inconsistency across the studies. Leave one out metaanalysis was used for sensitivity analysis to recognize that the overall effect (against which heterogeneity is measured) changes each time an influential study is excluded.17 Statistical significance was set at p < 0.01 for Cochrane Q tests.

If a high heterogeneity was detected, a leave-one-out test (removing studies one by one) was performed.

RESULTS The initial search strategy provided 91 papers, of which 12 were omitted as duplicates. Regarding the remaining 79 articles, 34 were excluded because they did not match the inclusion criteria. Following screening and assessment, 38 additional articles were excluded because they did not match the study’s objective. Seven studies were considered suitable for and included in this systematic review (Figure 1).

OVERVIEW OF THE INCLUDED STUDIES

In terms of the seven included papers, all were published between 2016 and 2023 (Table 1). The articles included 272 adult subjects with an age range of 18-65 years old.

The study subjects were patients with LBP, and either athletes, or healthy controls without LBP. The study design varied among the articles; one study was a double-blinded randomized clinical trial,18 one was a reliability and validity study,19 one was a cross-sectional study,20 and Four were prospective studies.7,21‑23 Some studies included either males or females, and others included both genders.

All included studies assessed LBP using the FMSTM, but one study also used the Numeric Pain Rating Scale (NPRS) and Oswestry Low Back Pain Disability Questionnaire (OSW).18 Only one study used intervention which included spinal stabilization exercises (SSEs) and general exercises (GEs).18 OVERVIEW OF STUDIES’ RISK OF BIAS

Table 2 shows a representation of the risk of bias assessment.

Regarding sequence generation and allocation concealment, six studies had a low risk of bias and an unclear risk of bias. In blinding of participants and personnel and blinding of outcome assessment, two studies had a high risk of bias, one study had a low risk of bias, and four studies had an unclear risk of bias. Moreover, five studies showed an unclear risk of bias, and two studies had a high risk of bias

regarding the incomplete outcome data section. All studies had a high risk of bias in the selective reporting section.

However, regarding other sources of bias, five studies had a high risk of bias, while two had an unclear risk of bias.

Overall, the included studies should be considered to have low to unclear risk of bias.

META-ANALYSIS RESULTS FMS TOTAL SCORE AMONG LBP PATIENTS AND CONTROL GROUP

The total score of FMS™ among LBP patients and the control group was available in three papers (144 patients).7,19, 21 The analysis revealed that the LBP group had a significantly lower total FMS™ score than the control group by 1.81 (95% CI (-3.02, -0.59), p=0.004). In addition, a significantly high heterogeneity was found (I2= 89%, p<0.001).

INDIVIDUAL FMSTM MOVEMENT PATTERNS

Three studies7,19,21 (144 patients) reported the scores of the seven FMS™ movement patterns between the patients with LBP and the control group. Of note, when tests are performed bilaterally (hurdle step, in line lunge, shoulder mobility, active straight leg raise, trunk stability push up, and rotary stability), the lower of the two scores is used for analysis, resulting in a single score for those tests.

DEEP SQUAT SCORE

There was a significant difference between the patients with LBP control group scores with SMD -1.11 (95% CI (-1.59, -0.62), p< 0.00). Low heterogeneity was found (I2= 46%, p= 0.16).

HURDLE STEP SCORE

The hurdle step mean score was significantly lower in the LBP group when compared to the control group by 1.41 (95% CI (-2.01, -0.81), p< 0.001). High heterogeneity was found (I2= 85%, p<0.001). A leave-one-out test was done, the Alhathaml et al. study was removed, and the heterogeneity became (I2= 45%, p= 0.18).

INLINE LUNGE SCORE

Regarding the inline lunge score, the patients with LBP had significantly lower scores than the control group, with SMD -0.41 (95% CI (- 0.74, -0.08), p=0.02). No heterogeneity was found (I2= 0%, p= 0.54).

SHOULDER MOBILITY SCORE

There was a non-significant difference in the shoulder mobility score among LBP patients and the control group, with SMD -0.39 (95% CI (-1.03, 0.25), p=0.23). Significant heterogeneity was found (I2= 73%, p-value= 0.03). A leaveone-out test was done, the Khohroo et al. study was removed, and the heterogeneity became (I2= 0%, p=0.77), and SMD became -0.06 (95% CI (-0.49, 0.37), p= 0.78).

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis

Table 1. Characteristics of the included studies Author, year

Objective

Study design

Sample size

Study subjects

Sex

Age

Intervention

Assessment tool

Results

Outcome

Alkhathami K et al., 202318

Assessing SSEs effects on the level of movement performance, pain intensity, and disability among adults with CLBP.

Doubleblinded randomized clinical trial.

40

Adults with CLBP

Both males and females

18 to 65 years (39.9 ± 12.5)

SSEs vs. GEs

FMS TM, NPRS, and OSW

Over eight weeks, there was a substantial difference in modified FMS TM scores between the SSE and GE groups.

-The modified FMS TM scores of all patients improved significantly between two adjacent time points: from baseline to two weeks (p = 0.011), two weeks to four weeks (p = 0.001), and four weeks to eight weeks (p = 0.008).

The modified FMSTM with a scoring system might effectively assess mobility quality in individuals with LBP.

Alkhathami K et al., 202119

It detects the reliability and validity of the FMS™ with a modified scoring system among young adults with and without LBP.

Reliability and validity study

44

LBP and asymptomatic individuals

Both males and females

LBP group: 26.08 ±4.03, and asymptomatic group: 25.33 ±2.99.

Nil

FMS™

The LBP group scored significantly lower than those without LBP (p-value = 0.008).

-It is considered that the FMS TM can differentiate between people who have and do not have LBP. For doctors, FMS TM might be a helpful test for evaluating movement

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis

Author, year

Objective

Study design

Sample size

Study subjects

Sex

Age

Intervention

Assessment tool

Results

Outcome quality and identifying mobility limits in LBP patients.

Khoshroo F et al., 202121

Comparing females with LBP functional movement patterns with NPDs.

NA

60

Subjects with LBP and NPDs.

Females

LBP: 26.86 ± 2.22 and NPDs: 26.53 ±2.37.

Nil

FMS™

- Significant lower scores in LBPDs compared to NPDs in the FMS TM composite score (12.06 vs. 16.43, pvalue < 0.001).

-There was a negative association between FMS TM composite score and LBP intensity (r (60) = –0.724, p < 0.001) and positive with LBP onset (r (60) = 0.277, p = 0.032) during prolonged standing.

-LBPD females, who are at higher risk for developing LBP, had significantly lower functional movement quality patterns compared to NPDs. -The FMS TM could predict subjects at risk for LBP development during prolonged standing.

Enoki S et al., 202020

-Assessing and examining the physical characteristics of pole vaulters with chronic LBP. -Clarifying the association between FMS™

A crosssectional study

20

collegiate pole vaulters

Males

19.6 ± 1.1

Nil

FMS™

-In the chronic LBP group, the difference between the passive and active SLR angle (SLR) was substantially greater than in the non-

- The CLPB group was far more likely to have an FMSTM composite score ≤ 14.

-It is critical to examine the active straight leg rise (vs.

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis

Author, year

Objective

Study design

Sample size

Study subjects

Sex

Age

Intervention

Assessment tool

performance with and without chronic LBP.

Results

Outcome

chronic LBP group (p-value 0.05).

-Those with persistent LBP were more likely to have an FMS TM 14 score.

passive only) and basic motions of pole vaulters using the FMS TM.

Gonzalez SL et al., 201822

Assessing if the FMS™ and impairments can identify rowers at risk for LBP development.

Prospective cohort study

31

Collegiate Athletes

Females

19.7 ± 1.5 years

Nil

FMS™

There were no differences in FMS™ or impairments between the Uninjured and LBP groups.

The FMS™ cutoff score was 16 points.

An FMS TM score of 16 predicted a small increased risk of LBP development (1.4) compared to individuals with scores over 16.

However, the FMS TM is not suggested for screening female rowers since the risk ratio was minimal and the 95% confidence interval was broad.

Clay H et al., 20123

They were determining whether the FMS™ scores predict the incidence of all injuries, such as LBP, among female

Prospective cohort study

37

Collegiate rowers

Females only

Figh risk: 19.25 ± 1.17 Low risk: 19.55 ± 1.21

Nil

FMS™

-Subjects detected as a high risk of injury by the FMS™ were more likely to have LBP during the season (p-

-The FMS™ has been estimated to predict injury among athletes.

-The FMS™ has indicated a higher

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis

Author, year

Objective

Study design

Sample size

Study subjects

Sex

Age

Intervention

Assessment tool

collegiate rowers during one rowing season.

Ko MJ et al., 20167

Comparing the FMS TM scores between CLBP patients and healthy control subjects with using the FMS™ as an evaluation tool for examining functional deficits of CLBP in patients.

NA

40

CLBP patients and healthy controls

Both genders

CLBP:42.20 ± 14.66 and control:43.20 ± 14.41 years

International Journal of Sports Physical Therapy

Nil

FMS™

Results

Outcome

value =0.036).

-Individuals with LBP history were six times more likely to suffer from LBP during the season (pvalue=0.027).

likelihood of a subjective report of LBP.

- CLBP patients scored significantly lower on total composite scores (10.95 ± 2.2 points) compared with the control group (14.40 ± 1.8 points), p<0.001).

-LBP patients had significantly lower scores on deep squat (1.55 ± 0.7 vs.

2.20 ± 0.5 points, p=0.002), hurdle step (1.95 ± 0.4 vs.

2.45 ± 0.5 points, p=0.002), ASLR (1.85 ± 0.7 vs. 2.55 ± 0.8 points, p=0.005), and rotary stability (1.15 ± 0.4 vs.

The deep squat, hurdle step, active straight leg raise, and rotary stability tasks of FMS™ could be recommended as functional assessment tools to assess functional deficits in CLBP patients.

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Healthy Individuals: A Systematic Review and Meta-Analysis

Author, year

Objective

Study design

Sample size

Study subjects

Sex

Age

Intervention

Assessment tool

Results

Outcome

1.80 ± 0.4 points, p<0.001).

-There were no significant differences between CLBP patients and the control group in inline lunge (1.90 ± 0.7 vs. 2.25 ± 0.7 points, pvalue= 0.133), shoulder mobility (1.75 ± 0.9 vs. 1.85 ± 0.6 points, pvalue= 0.811), and trunk stability pushup (0.95 ± 0.5 vs. 1.30 ± 0.6 points, pvalue=0.056).

CLBP: Chronic low back pain, GEs: General exercises, LBP: Low back pain, NA: Not available, NPDs: Non-pain developers, NPRS: Numeric Pain Rating Scale, OSW: Oswestry Low Back Pain Disability Questionnaire, SLR: Straight leg raise, SSEs: spinal stabilization exercises.

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

Figure 1. Studies involved in this systematic review.

ACTIVE STRAIGHT-LEG RAISE SCORES

There was a significant difference between the LBP group and the controls, by SMD -0.75 (95% CI (-1.09, -0.41), p< 0.00). Furthermore, no heterogeneity was found (I2= 0%, p= 0.81).

TRUNK STABILITY PUSH-UP SCORE

The LBP patients reported a significantly lower score in trunk stability push-up screening than the control by SMD -1.05 (95% CI (-1.88, -0.21), p=0.01). A significant high heterogeneity was found (I2= 81%, p=0.00). A leave-one-out test was done, the Khohroo et al. study was removed, and the heterogeneity became (I2= 0%, p=1.0), and SMD became -0.62 (95% CI (-1.06, -0.18), p= 0.00).

ROTATORY STABILITY SCORE

Regarding rotatory stability, a significant difference was revealed between the scores of the patients with LBP and the control group with SMD -0.82 (95% CI (-1.56, -0.08), p=0.03). Significant heterogeneity was found (I2= 78%, p=0.01). A leave-one-out test was done, the Ko et al. study

was removed, and the heterogeneity became (I2= 53%, p=0.14), and SMD became -0.48 (95% CI (-1.06, 0.09), p= 0.1).

DISCUSSION Functional movement proficiency and examining movement patterns could demonstrate the foundation for lifelong physical activity. While the FMS™ is considered a fundamental screening tool for assessing functional movement, previous research has been primarily focused on the application of FMS™ among athletes.24 This is the first systematic review and meta-analysis using the FMS™ to compare the functional movement scores among adult patients with LBP and healthy subjects. In addition, this study reviews the validity of the FMS™ tool for screening the functional movement abilities of LBP patients.

FMS™ TOTAL SCORE

The FMS™ is a commonly utilized screening tool for evaluating functional movement, supported by experimental research conducted and synthesized to date. This research

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

Table 2. Risk-of-bias summary Reference

Sequence generation

Allocation concealment

Blinding of participants and personnel

Blinding of outcome assessment

Incomplete outcome data

Selective reporting

Other sources of bias

Alkhathami K et al., 2023,18

+

+

+

+

?

+

+

Alkhathami K et al., 202119

+

+

?

?

+

+

?

Khoshroo F et al., 202120

+

+

?

?

?

+

+

Enoki S et al., 202021

+

+

?

?

?

+

+

Gonzalez SL et al., 201822

+

+

-

-

?

+

+

Clay H et al., 201623

+

+

?

?

?

+

+

Ko MJ et al., 20167

?

?

-

-

+

+

?

(+) Low risk of bias, (-) High risk of bias, (?) Unclear risk of bias

Figure 1. Forest plot of FMS™ means and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

Figure 2. Forest plot of deep squat movement score and 95% CIs, grouped by LBP and control group. CI confidence interval, SD standard deviation, LBP low back pain. encompasses diverse populations, including youth athletes and adults of both sexes.25,26 According to the screened studies in this systematic review, the mean total score of the FMS™ among LBP patients ranged from 10.95 to 14.1.7,19,21 The mean FMS™ scores for control groups ranged from 14.40 to 16.2. The meta-analysis found that LBP patients had a significantly lower total FMS™ score than the control group by 1.81 (p-value= 0.004). These findings support the literature and

suggest that LBP patients generally exhibit lower functional movement capabilities than individuals without LBP, as evidenced by their lower FMS™ scores, supporting the validity of the screening tool. These lower scores are due to these FMSTM tasks being accompanied by lower or upper extremity movement, and some patients with LBP have difficulty in properly recruiting certain muscles, such as trunk stability muscles, and often display limited hip joint mobility.

This could be reflected in lower scores seen in those with

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

Figure 3. Forest plot of hurdle steps score and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

Figure 4. Forest plot of inline lunges score and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

Figure 5. Forest plot of shoulder mobility score and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

Figure 6. Forest plot of active straight-leg raises score and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

LBP on the deep squat, hurdle step, ASLR, and rotary stability movements.

INDIVIDUAL FMS™ MOVEMENT PATTERNS SCORES DEEP SQUAT SCORE

LBP patients often demonstrate limited range of hip mobility, which may induce compensation in the lumbopelvic region during lower limb movement. According to obser-

vations, individuals with and without LBP showed unique movement patterns during forward bending.27 This observation further supports the existence of a biomechanical correlation between low back disorders and the functioning of other joints during dynamic tasks. Activities involving manual material handling and lifting have been linked to LBP.28 Among the techniques associated with these activities is the squat technique, which involves lifting with

International Journal of Sports Physical Therapy

Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

Figure 7. Forest plot of push-up score and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

Figure 8. Forest plot of rotatory stability score and 95% CIs, grouped by LBP and control group.

CI confidence interval, SD standard deviation, LBP low back pain.

flexed knees.29 Squatting is fundamental to routine activities such as sitting down and standing up.30 In the present meta-analysis, there was a profound difference between the LBP patients and the control group by -1.11 regarding the deep squat score in the FMS™ (p< 0.00).

Furthermore, the scores of the LBP patients regarding the deep squat movements ranged from 1.26 to 1.9 out of 3, which was lower than the control group, which scored from 2.16 to 2.5 out of 3. Accordingly, these findings indicate that the FMS™ can detect the deficiency in the deep squat movement among LBP patients.

HURDLE STEP SCORE

The hurdle step requires appropriate stability and coordination between the hips and torso during the stepping motion. It was revealed that individuals with CLBP would demonstrate deficiencies in this movement pattern.9 The meta-analysis results found that the mean score of hurdle steps in the FMS™ was significantly lower in the LBP group compared to the control group by 1.41 (p < 0.001).

Moreover, the hurdle step scores among patients with LBP had lower scores (mostly less than 2 points) ranging from 1.7, 1.95, and 2.45 out of 3 points. In comparison, the scores among control individuals ranged from 2.16, 2.3, and 2.45 (more than 2 points) out of 3 points.

The low hurdle step scores that LBP patients received highlight how restricted hip and spine mobility which may occur in LBP patients may affect this movement. In addition, these findings reveal that FMS™ is an appropriate mechanism to assess the hurdle step among LBP patients.

INLINE LUNGE SCORE

The inline lunge test requires ankle, knee, and hip stability in the stepping leg and controlled closed kinetic chain hip flexion. Additionally, mobility is required in hip abduction, ankle dorsiflexion, and rectus femoris flexibility of the stepping leg.

Poor performance in this test can be caused due to various factors. First, there may not be enough hip mobility in the stance or step leg. Second, the knee or ankle stability in the stance leg may be insufficient while performing the lunge. Last, in one or both hips, an imbalance between relative adductor weakness and abductor tightness OR abductor weakness and adductor tightness might contribute to poor test performance.9 The meta-analysis of the incorporated papers found that the inline lunge score in FMS™ among patients with LBP patients was significantly lower than the control group by 0.41 (p=0.02). Despite the statistical difference between the two groups, the value of the difference in score is less than 1 which clinically could be very minute. Moreover, the scores of patients with LBP on the inline lunge were somewhat similar to the control subjects’ scores (1.83 to 2.5 versus 2.1 to 2.6, respectively).

SHOULDER MOBILITY SCORES

According to the included studies, there was no significant difference in the score of shoulder mobility among patients with LBP and the control group by -0.06 (p=0.78). However, the negative results mean the mean score of patients with LBP is lower than control group, no significant difference was found. Furthermore the included studies, patients with LBP scored similar or lower in the shoulder mobility movement than the control group.

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Comparing the Scores of The Functional Movement Screen™ in Individuals with Low Back Pain versus Hea…

ACTIVE STRAIGHT-LEG RAISE SCORE

The straight leg raise test is widely used to assess the active hamstring and gastro-soleus flexibility while preserving stability in the torso.31 Sciatica is discomfort that radiates from the buttocks to the legs and is commonly associated with LBP.32 LBP is among the most common indications for the use of the straight leg raise test.33 According to the present findings, the patients with LBP reported a score ranging from 1.85 to 2.23 out of 3, while the control group scored 2.5 to 2.77 out of 3. Moreover, there was a significant difference between the LBP group and the control one, by SMD -0.75, favoring healthy control cases (p< 0.00). However, the difference between the two groups is very low, which clinically could be very minute and may not impact the ability to distinguish adults with LBP from those without LBP. PUSH-UP SCORE

The push-up movement test is commonly used to investigate upper-limb muscular fitness, especially among young people.33.34 Low fitness in the trunk stability push-up test correlates with low back dysfunction and pain among middle-aged individuals.34 In this meta-analysis, the patients with LBP had lower push-up screening scores than the control scores by 1.05 (p=0.01). In the included studies, the LBP patients reported relatively low scores in the push-up screening, ranging from 0.83 to 1.3 out of 3. Low fitness in the modified pushup test has been associated with poor perceived health, low back dysfunction, and pain among middle-aged subjects.

Also, poor endurance in the back musculature has been reported to be a risk factor for LBP.35 ROTATORY STABILITY SCORE

In this meta-analysis, there was a significant difference between the scores of the patients with LBP and the control groups by 0.82 (p-value= 0.03). However, this difference between the two groups is less than 1, which clinically could be very minute.

LIMITATIONS

This systematic review is limited to the few included studies that compare FMS™ among patients with LBP control groups. Furthermore, the review primarily focuses on adult subjects, and the generalizability of the findings to other populations, such as highly competitive and youth athletes, may be limited. Additionally, the review does not consider potential confounding factors such as pain or the influence of specific interventions or treatments on FMS™ scores.

Further research is needed to assess the association of cofounders, such as age, gender, and body mass index, with the FMS™ score among LBP patients and the control group.

CONCLUSION Low to unclear risk of bias studies included in this systematic review and meta-analysis provide valuable insights for clinicians and healthcare professionals while evaluating and treating patients with LBP. Lower scores on the FMS™ tool are associated with impaired functional movement and increased injury risk among LBP patients. Further well-designed research may be more specific in the targeted population and include FMS™ in LBP within one of its various subcategories, such as acute, chronic, and non-specific cases.

ACKNOWLEDGMENT

The rotatory stability test is performed with either lower or upper extremity movement. Shoulder flexion stimulates anterior displacement of the center of mass, placing greater demands on the trunk muscles to keep the center of mass over the base of support. Thus, trunk stability is required to sustain a neutral position. It was revealed that LBP patients have burdens that require proper recruitment of the trunk stability muscles before moving the limbs.5 Thus, compensation may occur among LBP patients during rotary stability tests due to inappropriate recruitment of the trunk stability muscles. This may lead to lower scores among LBP patients compared to healthy individuals.35‑37

The authors would like to thank the Deanship of Scientific Research at Shaqra University for supporting this work.

CONFLICT OF INTEREST

All authors report no conflicts of interest.

Submitted: December 12, 2023 CDT, Accepted: May 04, 2024 CDT

© The Author(s)

This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License (CCBY-NC-4.0). View this license’s legal deed at https://creativecommons.org/licenses/by-nc/4.0 and legal code at https://creativecommons.org/licenses/by-nc/4.0/legalcode for more information.

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2013;38(15):1260-1267. doi:10.1097/ BRS.0b013e318291b502 28. Marras WS, Lavender SA, Leurgans SE, et al. The role of dynamic three-dimensional trunk motion in occupationally-related low back disorders. The effects of workplace factors, trunk position, and trunk motion characteristics on risk of injury. Spine.

1993;18(5):617-628. doi:10.1097/ 00007632-199304000-00015 29. Mirakhorlo M, Azghani MR. Similarity of different lifting techniques in trunk muscular synergies. Acta Bioeng Biomech. 2015;17(4):21-29.

34. Suni JH, Oja P, Miilunpalo SI, Pasanen ME, Vuori IM, Bös K. Health-related fitness test battery for adults: Associations with perceived health, mobility, and back function and symptoms. Arch Phys Med Rehabil. 1998;79(5):559-569. doi:10.1016/ s0003-9993(98)90073-9 35. Kang MH, Jang JH, Kim TH, Oh JS. Effects of shoulder flexion loaded by an elastic tubing band on EMG activity of the gluteal muscles during squat exercises. J Phys Ther Sci. 2014;26(11):1787-1789. doi:10.1589/jpts.26.1787 36. Hodges PW, Richardson CA. Altered trunk muscle recruitment in people with low back pain with upper limb movement at different speeds. Arch Phys Med Rehabil. 1999;80(9):1005-1012. doi:10.1016/ s0003-9993(99)90052-7 37. Lee SH, Kim TH, Lee BH. The effect of abdominal bracing in combination with low extremity movements on changes in thickness of abdominal muscles and lumbar strength for low back pain. J Phys Ther Sci. 2014;26(1):157-160. doi:10.1589/jpts.26.157

International Journal of Sports Physical Therapy

Jagger KL, Harper B. Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excursion Balance Testing. IJSPT. Published online July 1, 2024:849-855. doi:10.26603/001c.118943

Original Research

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excursion Balance Testing Kristen L Jagger1

a

, Brent Harper2

1 School of Physical Therapy, Regis University, 2 Physical Therapy, Chapman University

Keywords: postural balance, y-balance test lower quarter, star excursion balance test https://doi.org/10.26603/001c.118943

International Journal of Sports Physical Therapy Background Dynamic postural control (DPC) describes an individual’s ability to maintain balance within their base of support in both anticipatory and reactive balance situations and has been measured using center of pressure (COP) velocity. Common standardized DPC assessments for active adults include the modified Star Excursion Balance Test (MSEBT) and the Y-Balance Test (YBT).

Hypothesis/Purpose The purpose of this study was to explore DPC during performance of the MSEBT, the YBT, and a modified version of the YBT, the MYBT. It was hypothesized that feedback from the YBT/MYBT reach indicator would enhance DPC.

Study Design Cross-sectional study

Methods Twenty-one participants (9 females, 12 males, mean age 24.5±1.2 years) performed three trials in each direction (anterior-AN, posteromedial-PM, and posterolateral-PL) on each balance test during one session. The YBT frame was placed atop a force plate for all testing. Frontal and sagittal plane COP velocities (COPx and COPy, respectively) were recorded throughout each trial and resultant COP (COPr) velocities were calculated.

Results Significant main effects were present for test (F=4.485, p<0.001) and reach direction (F=61.594, p<0.001). Post hoc analyses for test indicated significant differences in COPy between YBT and MSEBT (p=0.034) and between MYBT and MSEBT (p<0.001), as well as significant differences in COPr between MYBT and MSEBT (p=0.002). Post hoc analyses for reach direction revealed significant differences in COPx between AN and both PM (p<0.001) and PL (p<0.001) directions, in COPy between AN and PM (p<0.001) and PL (p<0.001) directions, and COPr between AN and PL (p=0.043) directions only.

Conclusion External proprioceptive feedback from the reach indicator improved DPC during the YBT and MYBT when compared to the MSEBT. Sagittal plane COP velocities were reduced when external proprioceptive feedback from the reach indicator was present, while frontal plane COP velocities were not affected in this group of participants.

a Corresponding Author

Kristen L Jagger, PT, MSPT, PhD Professor | School of Physical Therapy Regis University 3333 Regis Blvd., G-4, Denver, CO 80221 P 303.964.6032 | F 303.964.5474 | PCH 403N | E kjagger@regis.edu | School of PT Website

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excur…

Level of Evidence 2b

INTRODUCTION

MATERIALS AND METHODS

Dynamic postural control (DPC) describes an individual’s ability to maintain their balance within their base of support in both anticipatory and reactive balance situations.1 It can identify deficits, at-risk individuals, and inform prevention strategies. Position, velocity, and acceleration of the center of mass (COM) or center of pressure (COP) can be used as objective laboratory assessments of DPC. Yu and colleagues2 highlighted COM acceleration as a convenient measure of postural control, while Masani and colleagues3 demonstrated that COP velocity most accurately reflects the acceleration of COM. These studies collectively support the use of COP velocity to describe balance abilities during DPC assessments. COP velocity has successfully differentiated between static balance abilities of male non-athletes and similarly aged male soccer athletes who had lower COP velocities, suggesting greater balance control.4 Common standardized DPC assessments for healthy active adults include the modified Star Excursion Balance Test (MSEBT) and the Y-Balance Test of the Lower Quarter (YBT). Both tests have been used to measure dynamic balance in athletes and healthy active adults, but the outcomes of the tests are not equivalent.5‑8 A modification of the YBT, the Modified Y-Balance Test (MYBT), has also been evaluated to determine if centralizing the location of input on the YBT reach indicator would create more consistent outcomes between the MSEBT and YBT.9 Findings from that study revealed similar reach distance outcomes between the YBT and MYBT, but not between the YBT/MYBT and the MSEBT. It was proposed this discrepancy may have been due to the MSEBT’s use of a feedforward motor control strategy due to the lack of a reach indicator, while the YBT and MYBT used a feedback strategy due to the sensory input received from the reach indicator during testing.6,9 It is clear that reach distances vary between the YBT/ MYBT and MSEBT, yet there is still a need for further clarity regarding the reason for these differences. If there is merit to the supposition that continuous feedback from the reach indicator is responsible for the increase in reach distances during performance of the YBT/MYBT, it follows that the reach indicator enhances DPC, which may or may not be desired by the examiner. If DPC is enhanced, one would expect to see slower COP velocities during performance of the YBT/MYBT when compared to the MSEBT. Therefore, the purpose of this study was to explore DPC during performance of the MSEBT, the YBT, and a modified version of the YBT, the MYBT. The directional hypothesis stated that COP velocities recorded during the YBT and MYBT would be slower than those recorded during the MSEBT due to the presence of the reach indicator as a feedback mechanism.

This was a multivariate cross-sectional study that evaluated the differences between COP velocities in multiple planes between three tests (e.g., YBT, MYBT, and MSEBT) and in three reach directions (e.g., anterior [AN], posteromedial [PM], and posterolateral [PL]).

Approval was obtained from the university’s Institutional Review Board (IRB) prior to participant recruitment. A convenience sample of 21 participants was recruited from a pool of healthy, young individuals from the university population. Participants were included if they were healthy adults aged 18-35 years with no history of lower extremity injuries in the previous six months or diagnosed neurological or balance disorders. Participants were excluded from the study if any of the following were present: lower extremity amputation, history of lower extremity fracture, vestibular disorders, undergoing current treatment for inner ear/sinus/upper respiratory infection, concussion within the prior three months, past medical history of surgery for a lower extremity injury within the prior six months, currently pregnant or think they may be pregnant, or medically prohibited from participating in physical activities. Before engaging in data collection, participants read a description of the study, were offered an opportunity to ask questions, and signed a consent form. YBT, MSEBT, and MYBT reach performance data from participants in this study have been published previously,9 but COP data have not been included in any other published manuscript.

Each participant was oriented to the balance tests, bilateral lower extremity leg lengths were measured for normalizing reach outcomes, three practice trials of each assessment were performed, and a two-minute rest period was taken before formal testing. The order of the three balance tests was randomized to minimize the impact of fatigue and learning effect. Each test was scored by the same researcher who was certified to administer the YBT through Functional Movement Systems™ (Danville, VA). Prior researchers have demonstrated good to excellent intra-rater reliability (0.85-0.91)10 when the YBT was performed by trained examiners.

Participants completed all three balance tests during a single testing session. Performances were normalized using leg length, and three trials of each reach direction – AN, PM, and PL – were recorded on each lower extremity. All testing was performed barefoot and with the YBT stance plate on a single force plate (AMTI, Inc., Watertown, MA. USA). COP velocities for frontal plane (medial-lateral) and sagittal plane (anterior-posterior) directions were sampled at 1200 Hz and filtered with a low pass Butterworth filter at 12 Hz. Y-BALANCE TEST

Per the YBT protocol, participants were instructed to begin by standing on the right leg with the foot centered on the stance plate and toes behind a pre-set line, and to push the reach indicator in the red target area toward the direction being tested (Figure 1a). Participants were instructed to place their hands on their hips and maintain the heel of the stance leg in contact with the stance plate while per-

International Journal of Sports Physical Therapy

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excur…

Table 1. Participant Demographics

Figure 1. Reach Indicators for (a) YBT and (b) MYBT forming each reach. Reach distance was measured at the trailing edge of the reach indicator to the nearest centimeter. Trials were discarded and repeated if the participant’s reach foot touched the floor or kicked the reach indicator, if the stance heel was lifted from the stance plate, or the participant failed to return to the start position in a controlled manner.

MODIFIED Y-BALANCE TEST

In contrast to the YBT, during the MYBT, participants pushed the reach indicator by using an additional fabricated tab that was centered on the superior surface of the reach indicator and aligned with its trailing edge. The fabricated tab (Figure 1b) was attached to the top of the reach indicator such that the reach foot was centered over the reach indicator and was effectively reaching at the level of the stance foot and at the midline of each reach direction, which is spatially more similar to the MSEBT. Trials were considered invalid for the same reasons listed for the YBT. MODIFIED STAR EXCURSION BALANCE TEST

To perform the MSEBT, the participants stood on the YBT stance plate and followed the same protocol as the YBT but did not slide a reach indicator. Instead of pushing the reach indicator, participants reached out and lightly touched the YBT frame with the reach foot in each of the three testing directions. Performance of the MSEBT on the YBT frame was deemed necessary to minimize the effect of perceptual differences associated with standing on a raised surface versus the floor. The distances were recorded using the same measuring system as the YBT. Trials were deemed invalid for the same reasons as listed for the YBT.

Females

Males

(n=9)

(n=11)

Age, mean ± SD, years

24.3 ± 1.1

24.7 ± 1.3

Weight, mean ± SD, kg

67.4 ± 9.8

78.9 ± 14.1

Height, mean ± SD, cm

163 ± 6.1

176 ± 7.3

Prior to conducting this study, an a priori power analysis was conducted to determine the necessary sample size using G*Power 3.1 (© 2010-2019 Heinrich Heine Universität Düsseldorf). Calculations indicated that a sample size of 21 was necessary to achieve 80% power. COP velocities were unsigned to appreciate magnitude from each axis as a positive number, regardless of direction. Average COP velocities were calculated for the frontal plane (COPx), the sagittal plane (COPy), and the resultant of these two planes (COPr).

A 3-way analysis of variance (ANOVA) was used to determine differences between COP velocities across tests (YBT, MYBT, SEBT), reach directions (AN direction, PM direction, PL direction), and sides (left and right). Tukey’s HSD post hoc analyses were conducted to further identify differences. IBM SPSS Statistics 28.0.0.0 was used for all statistical analyses.

RESULTS Twenty-one subjects participated (9 females, 11 males, mean age 24.5 ± 1.2 years) (Table 1).

Analysis of variance results revealed a significant main effect for both test (F=4.485, p<0.001) and reach direction (F=61.594, p<0.001) but no significant finding for side (F=2.075, p=0.102). Post hoc analyses for test indicated significant differences in COPy (sagittal plane) between YBT and MSEBT (p=0.034) and between MYBT and MSEBT (p<0.001), as well as significant differences in COPr between MYBT and MSEBT (p=0.002). Post hoc analyses for reach direction revealed significant differences in COPx (frontal plane) between AN and both PM (p<0.001) and PL (p<0.001) directions, in COPy between AN and PM (p<0.001) and PL (p<0.001) directions, and COPr between AN and PL (p=0.043) directions only (Table 2).

Data specific to each test and reach direction are graphically summarized by frontal plane COP velocities (Figure 2), sagittal plane COP velocities (Figure 3), and the resultant COP velocities (Figure 4).

DISCUSSION FRONTAL PLANE (COPX)

There was no significant difference in frontal plane COP velocities between any of the three balance tests, but velocities were significantly slower across all tests during performance of the anterior reach (Figure 2). The lack of lower frontal plane COP velocities in the presence of an external feedback mechanism, regardless of foot contact location (YBT/MYBT), does not support the directional hypothesis

International Journal of Sports Physical Therapy

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excur…

Table 2. Center of Pressure Velocities by Plane Across Tests and Reach Directions.

Test COP Velocity Direction

YBT

MYBT

MSEBT

Frontal Plane COPx, mean ± SD, mm/sec

49.07 ± 10.75

48.89 ± 12.25

49.37 ± 11.94

Sagittal Plane COPy, mean ± SD, mm/sec

67.70 ± 13.97*

65.41 ± 14.61†

70.64 ± 17.93*†

Resultant COPr, mean ± SD, mm/sec

92.76 ± 16.05

90.63 ± 18.47*

95.58 ± 21.05*

Reach Direction COP Velocity Direction

AN

PM

PL

Frontal Plane COPx, mean ± SD, mm/sec

42.36 ± 9.91*†

52.78 ± 11.65*

52.27 ± 10.25†

Sagittal Plane COPy, mean ± SD, mm/sec

70.87 ± 15.86

66.13 ± 16.06

66.56 ± 14.71

Resultant COPr, mean ± SD, mm/sec

90.72 ± 18.44*

94.04 ± 19.78

94.10 ± 17.62*

*†Significant difference between tests and reach directions (p<0.05); YBT, Y Balance Test, MYBT, Modified Y Balance Test; MSEBT, Modified Star Excursion Balance Test; AN, anterior; PM, posteromedial; PL, posterolateral

Figure 2. Frontal Plane COP Velocities by Test and Direction

Figure 3. Sagittal Plane COP Velocities by Test and Direction

that a feedback loop would improve DPC. The significantly slower frontal plane COP velocities during the performance of the anterior reach is consistent with the direct sagittal plane reaching motion, in which primary sagittal plane COP velocities are expected. This is also the only direction in which the participants could consistently visualize the reach foot throughout the motion, and visual input could have contributed to the enhanced frontal plane DPC seen in all three tests. Proprioceptive feedback does not alter frontal plane DPC during performance of the anterior reach.

Reaching in the posterior directions, regardless of the presence or absence of an external feedback mechanism, resulted in higher frontal plane COP velocities. The diagonal nature of this motion, blending frontal and sagittal planes, necessarily requires more frontal plane motion, yet the lack of differences in frontal plane COP velocities between tests is interesting. Prior research within the healthy

active adult population has demonstrated PM and PL reach distance performance differences between the YBT/MYBT and the MSEBT, where participants reached farther in the presence of feedback (YBT/MYBT).9 When considering the frontal plane COP velocities recorded in this study, it appears that greater reach distance performance does not necessarily correlate with greater frontal plane DPC. SAGITTAL PLANE COP VELOCITIES (COPY)

Sagittal plane COP velocities were significantly lower, regardless of reach direction, during performance of the YBT and MYBT than during performance of the MSEBT (Figure 3). These findings support the directional hypothesis and agree with the previously proposed effects of an external feedback mechanism.6,9 The presence of feedback from the reach indicator, whether centralized (MYBT) or lateral to

International Journal of Sports Physical Therapy

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excur…

Figure 4. Resultant COP Velocities by Test and Direction midline (YBT), improved sagittal plane DPC in this group of participants.

The participants in this study were healthy active adults who did not engage in regular sporting activities. Prior research has demonstrated differences in reach distance performance between the YBT/MYBT and the MSEBT within both healthy active adults9 and those participating regularly in sports.6,10 Within the healthy active adult population, both PM and PL reach performances were superior on the YBT/MYBT when compared to the MSEBT, while the anterior reach was not statistically different.9 Jagger and colleagues9 attributed this difference to the benefits of a feedback mechanism when vision of the target was limited. They further suggested that contradictory findings in an athletic population – in which YBT/MSEBT reach differences were only demonstrated in the AN direction6 – may have resulted from specific sports participation or training that enhanced proprioceptive awareness within posterior reaches where the target was not directly visible.9 Current data suggest feedback is more important for sagittal plane DPC, regardless of visual input or direction of reach, within healthy active adults.

RESULTANT COP VELOCITIES (COPR)

Due to its representation of both frontal and sagittal planes, the resultant COP velocities demonstrated mixed findings (Figure 4). The resultant velocities recorded during performance of the MYBT were significantly different from the MSEBT, and AN versus PL velocities were significantly different. The loss of distinct patterns noted previously within frontal and sagittal planes is due to the creation of a resultant value that blends the two planar directions.

The resultant velocities were specifically calculated to better represent the pattern of motion seen during the PM and PL reach directions – an oblique, or resultant, direction –

and better identify differences in those movements. While significant differences between the MYBT and MSEBT were not specific to the PL reach direction, a trend toward greater COPr velocity during performance of the MSEBT can be seen in Figure 4. During this motion, the reach foot and target are well out of the peripheral vision when participants reach their maximum, which would indicate that sagittal plane DPC and vision are more critical to performance of this task. Ultimately, the COPr velocity findings presented here blur the differences demonstrated by a more planar approach, even in movements that are more oblique in nature.

In summary, greater DPC was exhibited during performance of the YBT/MYBT when compared to the MSEBT, which agreed with the directional hypothesis. Slower sagittal plane COP velocities were recorded when the reach indicator was present and supports the suggested proprioceptive feedback mechanism. Having a constant proprioceptive feedback loop during the outward reaching motions allowed for greater DPC and resulted in the previously reported higher reach distances on the YBT/MYBT.9 LIMITATIONS

This study has several limitations. The sample size is small, which limits generalizability of the findings. Standing on the YBT stance plate did provide for a consistent position from which to record measurements for each test and reach direction, but it did not account for the non-standard elevated surface used for the MSEBT, which may have altered visual perceptions and testing outcomes.

CONCLUSION A comprehensive assessment of COP velocity data from the YBT, MYBT, and MSEBT in this population of healthy active adults reveals the importance of external proprioceptive feedback on sagittal plane DPC. The presence of external proprioceptive feedback from the reach indicator had a greater effect on sagittal plane DPC than frontal plane DPC. Vision may have contributed to DPC when the reach foot was visible. Selection of a DPC assessment tool should be based upon the population of interest and the types of functional activities they engage in. Based on current results from healthy active adults, use of the MSEBT would provide a greater challenge to sagittal plane DPC due to its lack of a feedback mechanism.

CONFLICTS OF INTEREST

The authors report no conflicts of interest.

ACKNOWLEDGEMENTS

The authors would like to thank Anna Critz, Cara Delp Grubb, Amanda Frazier, and Maggie Phillips Vencille for their assistance with participant recruitment and data collection during their graduate studies.

International Journal of Sports Physical Therapy

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excur…

Submitted: December 15, 2023 CDT, Accepted: May 29, 2024 CDT

© The Author(s)

This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License (CCBY-NC-4.0). View this license’s legal deed at https://creativecommons.org/licenses/by-nc/4.0 and legal code at https://creativecommons.org/licenses/by-nc/4.0/legalcode for more information.

International Journal of Sports Physical Therapy

Center of Pressure Velocity and Dynamic Postural Control Strategies Vary During Y-Balance and Star Excur…

REFERENCES 1. Welch TDJ, Ting LH. Mechanisms of motor adaptation in reactive balance control. PLoS ONE. 2014;9(5):e96440. doi:10.1371/journal.pone.0096440 2. Yu E, Abe M, Masani K, et al. Evaluation of postural control in quiet standing using center of mass acceleration: comparison among the young, the elderly, and people with stroke. Arch Phys Med Rehab.

2008;89(6):1133. doi:10.1016/j.apmr.2007.10.047 3. Masani K, Vette AH, Abe MO, Nakazawa K. Center of pressure velocity reflects body acceleration rather than body velocity during quiet standing. Gait Posture. 2014;39(3):946-952. doi:10.1016/ j.gaitpost.2013.12.008 4. Thompson LA, Badache M, Cale S, Behera L, Zhang N. Balance performance as observed by center-ofpressure parameter characteristics in male soccer athletes and non-athletes. Sports (Basel). 2017;5(4). doi:10.3390/sports5040086 5. Bulow A, Anderson JE, Leiter JR, MacDonald PB, Peeler J. The modified star excursion balance and ybalance test results differ when assessing physically active healthy adolescent females. Int J Sports Phys Ther. 2019;14(2):192-203.

6. Coughlan GF, Fullam K, Delahunt E, Gissane C, Caulfield BM, Sci M. A comparison between performance on selected directions of the star excursion balance test and the Y Balance test. J Athl Train. 2012;47(4):366-371.

7. Gabriel EH, Powden CJ, Hoch MC. Comparison of the Y-Balance test and star excursion balance test: utilization of a discrete event simulation. J Sport Rehabil. 2020;30(2):214-219. doi:10.1123/ jsr.2019-0425 8. Powden CJ, Dodds TK, Gabriel EH. The reliability of the star excursion balance test and lower quarter ybalance test in healthy adults: a systematic review.

Int J Sports Phys Ther. 2019;14(5):683-694.

9. Jagger K, Frazier A, Aron A, Harper B. Scoring performance variations between the y-balance test, a modified y-balance test, and the modified star excursion balance test. Int J Sports Phys Ther.

2020;15(1):34-41.

10. Plisky PJ, Gorman PP, Butler RJ, Kiesel KB, Underwood FB, Elkins B. The reliability of an instrumented device for measuring components of the star excursion balance test. N Am J Sports Phys Ther. 2009;4(2):92-99.

International Journal of Sports Physical Therapy

Mehta N, Acuna AJ, McCormick JR, et al. Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability and Frequent Divergence from the 2020 ASSET Recommendations. IJSPT. Published online July 1, 2024:856-867. doi:10.26603/001c.118926

Original Research

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability and Frequent Divergence from the 2020 ASSET Recommendations a

Nabil Mehta1, Alexander J Acuna1, Johnathon R McCormick1, William E Harkin1 , Hasani W Swindell2, Steven F Defroda3, Mike Reinold4, Gregory P Nicholson1, Grant E Garrigues1 1 Department of Orthopaedic Surgery, Rush University, 2 Department of Orthopaedic Surgery, Columbia University, 3 Department of Orthopaedic

Surgery, University of Missouri, 4 Independent Researcher

Keywords: total shoulder arthroplasty (TSA), rehabilitation protocol, American Society of Shoulder and Elbow Therapists (ASSET), American Shoulder and Elbow Surgeons (ASES), range of motion (ROM), ASSET consensus statement, total, shoulder, arthroplasty https://doi.org/10.26603/001c.118926

International Journal of Sports Physical Therapy Background In 2020, the American Society of Shoulder and Elbow Therapists (ASSET) published an evidence-based consensus statement outlining postoperative rehabilitation guidelines following anatomic total shoulder arthroplasty (TSA).

Purpose The purpose of this study was to (1) quantify the variability in online anatomic TSA rehabilitation protocols, and (2) assess their congruence with the ASSET consensus guidelines.

Methods This study was a cross-sectional investigation of publicly available, online rehabilitation protocols for anatomic TSA. A web-based search was conducted in April 2022 of publicly available rehabilitation protocols for TSA. Each collected protocol was independently reviewed by two authors to identify recommendations regarding immobilization, initiation, and progression of passive (PROM) and active range of motion (AROM), as well as the initiation and progression of strengthening and post-operative exercises and activities. The time to initiation of various components of rehabilitation was recorded as the time at which the activity or motion threshold was permitted by the protocol.

Comparisons between ASSET start dates and mean start dates from included protocols were performed.

Results Of the 191 academic institutions included, 46 (24.08%) had publicly available protocols online, and a total of 91 unique protocols were included in the final analysis. There were large variations seen among included protocols for the duration and type of immobilization post-operatively, as well as for the initiation of early stretching, PROM, AROM, resistance exercises, and return to sport. Of the 37 recommendations reported by both the ASSET and included protocols, 31 (83.78%) were found to be significantly different between groups (p<0.05).

a Corresponding Author:

William Harkin, MD Department of Orthopaedic Surgery Rush University Medical Center 1611 W Harrison St, Suite 360 Chicago, IL 60621 Phone: 916-751-6517 Email: willharkin22@gmail.com

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

Conclusion Considerable variability was found among online post-operative protocols for TSA with substantial deviation from the ASSET guidelines. These findings highlight the lack of standardization in rehabilitation protocols following anatomic TSA.

Level of Evidence 3b

INTRODUCTION

METHODS

The utilization of anatomic total shoulder arthroplasty (TSA) in the United States has increased dramatically in recent years, with growth projected to outpace that of total hip and knee arthroplasty by 2025.1‑3 As the rate of TSA procedures continues to rise, there has been considerable modification to surgical technique, implant design, and peri-operative care strategies.4 Specifically, there has been ongoing debate regarding the optimal rehabilitation protocol after TSA.1 Adherence to a postoperative rehabilitation protocol has long been regarded as essential in optimizing patient outcomes after TSA.5,6 Generally, rehabilitation is broken into three phases: passive range of motion and stretching, active range of motion with isometric exercises, and resistance exercises with progression of higher-level activities. Despite this, the current literature reports significant heterogeneity in rehabilitation activities and timelines.7 A recent review of 16 studies found significant variability between rehabilitation protocols after TSA, with strategies based on biomechanical principles rather than clinical milestones.1 Furthermore, 75% of the included studies were Level 5 evidence, highlighting the paucity of high-quality evidence available to guide rehabilitation practices. Limitations in the available literature have led providers and institutions to create their own rehabilitation protocols and guidelines, many of which are published online in order to increase clarity and coordination of care for patients and their therapists. However, the variability and abundance of these protocols may lead to additional confusion among patients and therapists.

The American Society of Shoulder and Elbow Therapists (ASSET) published an evidence-based consensus statement in 2020, outlining postoperative rehabilitation guidelines following anatomic TSA.8 These recommendations are based on a rigorous synthesis of practice patterns from ASSET members and American Shoulder and Elbow Surgeons (ASES) members. Despite the availability of this consensus statement, it is unclear to what extent existing rehabilitation protocols align with these recommendations.

The purpose of this study was to (1) quantify the variability in online anatomic TSA rehabilitation protocols, and (2) assess their congruence with the ASSET consensus guidelines. The authors hypothesized that there would be significant variability among published protocols, and that there would be significant divergence between these protocols and the 2020 ASSET consensus statement.

COLLECTION OF PROTOCOLS

This study was a cross-sectional investigation of publicly available, online rehabilitation protocols following anatomic TSA. A web-based search was conducted on April 1st, 2022, of publicly available rehabilitation protocols for TSA from websites of all Accreditation Council for Graduate Medical Education (ACGME)–accredited academic orthopaedic institutions identified on the Electronic Residency Application Service (ERAS). Protocols were identified on the institutions’ websites. If they could not be located, a Google search using the search term “[Program/hospital affiliate/medical school affiliate] total shoulder arthroplasty rehabilitation protocol” was performed.

To supplement the original search, a second Google query was performed using the general terms “total shoulder arthroplasty rehabilitation protocol”, “total shoulder replacement rehabilitation protocol”, and “TSA rehabilitation protocol” to identify programs published online from private practices, individual practitioners, or non-academic institutions. TSA rehabilitation protocols appearing on the first 10 pages (corresponding to the first 100 hits on Google) of this query’s results were included. Articles were included from this secondary search if they commented on rehabilitation protocols following anatomy TSA. Duplicate protocols, those not in English, or those published outside the United States were excluded. Figure 1 demonstrates a flow diagram demonstrating protocol selection.

DATA EXTRACTION

Two separate reviewers independently conducted all searches and reviewed related protocols for inclusion. Disagreements among these reviewers were settled by a third independent reviewer. Each collected protocol was similarly independently reviewed by two authors to identify recommendations regarding immobilization, initiation, and progression of passive and active range of motion (ROM), initiation and progression of strengthening, and post-operative exercises and activities. The time of initiation was recorded as the time at which the activity or motion threshold was permitted by the protocol. Therefore, all time-related metrics reported as ranges were recorded as the early limit (i.e., 4-6 weeks was recorded as 4 weeks). Activities permitted within the first post-operative week were recorded as week 1.

Metrics for range of motion included time to initiation of passive ROM and active ROM, as well as the time after which various motion thresholds were permitted. Various components of ROM were collected as specified by each

International Journal of Sports Physical Therapy

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

Figure 1. Flowchart demonstrating the breakdown of how protocols were identified and included/excluded for the study. protocol, including forward flexion, abduction, external rotation, and internal rotation.

Strength metrics were recorded when explicitly permitted by each protocol. Collected metrics included time to initiation of strengthening, strengthening modalities (including isometric versus resistance exercises), specific exercises permitted by the protocol, and return to higher level activities such as sports.

STATISTICAL ANALYSIS

All statistical analyses were conducted in Microsoft Excel (version 16.51; Microsoft Corp., Redmond, WA, USA). Descriptive statistics including means, ranges, and standard deviations (SD) of the initiation times for passive and active ROM thresholds, immobilization, and exercises were performed. Percent recommending various active and resistance exercises and sports specific activities were summarized as percentages of all reporting protocols.

Comparisons between ASSET start dates and mean start dates from included protocols were performed. One sample t-tests were conducted to compare mean (SD) start dates and ASSET recommendations with resulting p-values reported. Statistical significance was set at p<0.05.

RESULTS Of the191 academic institutions queried, 46 (24.08%) had publicly available protocols online. The remaining 45 protocols were identified following the secondary search query which resulted in a total of 91 protocols in included in the analysis.

Table 1. Postoperative Adjunct Therapy Recommendations.

Type

n

% of total

Sling

53

60.2

Sling + Immobilizer

15

17.0

Sling + Abduction Pillow

7

8.0

Sling + Immobilizer and Abduction Pillow

1

1.1

Sling +/- Immobilizer

3

3.4

Sling + Swathe

1

1.1

Brace

1

1.1

Not Listed

7

8.0

Period of Complete Immobilization

1

1.1

POST-OPERATIVE IMMOBILIZATION

A total of 81 (89.01%) of included protocols commented on immobilization. Table 1 displays a breakdown of mode of immobilization, with most protocols utilizing a sling alone (n=53, 58.24%) or a sling with an immobilizer and/or abduction pillow (n=26; 28.57%). A total of 10 (10.99%) of protocols specified the use of a sling and abduction pillow in accordance with the ASSET recommendations. Of the 72 (79.12%) protocols addressing sling discontinuation, the average (± SD) reported time to discontinuation was 5.31 ± 1.18 weeks (ASSET recommendation: five weeks; p=0.03).

Average time of complete immobilization was two weeks, however only one center recommended a period of complete immobilization.

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Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

Figure 2. Percent of programs recommending stretching or range of motion.

Exercises that were recommended by fewer than 5% of programs were excluded (standing upper trap stretch, standing IR behind back, cross-body stretch, IR behind back stretch, supine abduction and sleeper stretch). ROM = Range of Motion. FF=Forward flexion. ER=External Rotation. IR=Internal Rotation.

INITIATION OF RANGE OF MOTION

The most commonly reported early ROM exercises can be found depicted in Figure 2. “Early” was defined by initiation before six weeks. The majority of programs recommended early elbow/wrist/hand ROM (n=81, 89.01%) and pendulum exercises (n=71, 78.02%), as well as pulley/cane exercises (n=61, 67.03%). However, there was wide variability with respect to the recommended start dates for these exercises (Figure 3). The mean (±SD) start date was significantly later among included protocols for the initiation of pulleys/canes (3.05 ± 1.87 vs. one week; p<0.01) and table slides (2.31 ± 1.85 vs. one week; p=0.01) compared to ASSET recommendations.

PASSIVE RANGE OF MOTION

There was wide variability regarding when programs recommended initiating various passive ROM (PROM) exercises (Figure 4). Included protocols recommended starting any passive ROM at an average of 1.19 weeks postoperatively (range: 1-6 weeks). Passive forward flexion (PFF) was initiated at an average of 1.20 weeks (range: 1-6 weeks) with passive external rotation initiated at an average of 1.21 weeks (range: 1-6 weeks). Passive abduction (PAb) was initiated at 1.35 weeks (range: 1-6 weeks) and passive internal rotation (PIR) was begun at an average of 1.65 weeks (range: 1-6 weeks). Unrestricted passive ROM was permitted at an average of 7.08 weeks postoperatively (range: 1-13 weeks) (Figure 4).

There were significant differences between the mean (±SD) start date among included protocols and ASSET rec-

ommendations for a majority of start dates for various PFF, PER, PIR, and PAb cut-offs (Figure 4). Notably, unrestricted PROM was significantly later for the ASSET recommendation (7.08 ± 2.64 vs. 12 weeks; p<0.01).

ACTIVE RANGE OF MOTION

Similarly, there was wide variability among start dates for active ROM (Figure 5). Active ROM was initiated at an average of 3.96 weeks (range: 1-9 weeks), active elevation/forward flexion at 3.94 weeks (range: 1-9 weeks) and active abduction at 3.87 weeks (range: 1-6 weeks). Active external rotation was initiated at an average of 4.07 weeks (range: 1-9 weeks), active internal rotation at 5.40 weeks (range: 1-12 weeks) and unrestricted active ROM allowed at an average of 10.29 weeks (range: 4-16 weeks) postoperatively.

Reported values for active ROM were significantly different than the ASSET recommendation for the initiation of active ROM (3.96 ± 1.95 vs. 7 weeks; p<0.001), active IR behind the back (7.90 ± 2.02 vs. 5 weeks; p=0.001), and unrestricted active ROM (10.29 ± 2.68 vs. 12 weeks; p<0.001).

ISOMETRIC AND RESISTANCE EXERCISES

The most commonly recommended resistance exercises included isometric external rotation, isometric abduction, resisted forward flexion, resisted external rotation and resisted internal rotation (Figure 6). There was wide variability in the way these exercises were be performed (i.e., bands, dumbells). There was also considerable variability in the reported start dates for these exercises (Figure 7). The start dates for the initiation of resistance exercises recommended by the ASSET consensus protocol were sig-

International Journal of Sports Physical Therapy

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

Figure 3. Range of start dates for early stretching or range of motion (ROM).

Exercises that were recommended by fewer than 5% of programs were excluded (standing upper trap stretch, standing IR behind back, cross-body stretch, IR behind back stretch, supine abduction and sleeper stretch). P-values represent comparisons between the mean (SD) start date ranges among included protocols (blue dot) and ASSET recommendations (red dash). FF=Forward flexion. ER=External Rotation. IR=Internal Rotation.

Figure 4 (A-D). Passive A. Forward Flexion (PFF), B. Abduction (PAb), C. External Rotation (PER), and Internal Rotation (PIR) range of motion start dates (with range of minimum and maximum values reported).

P-values represent comparisons between the mean (SD) start date ranges among included protocols (blue dot) and ASSET recommendations (red dash).

nificantly later than the mean (±SD) reported among included protocols. Specifically, there were differences seen for the start date of band training (6.97 ± 2.42 vs. 12 weeks; P<0.01), bicep curls (6.50 ± 2.38 vs. 12 weeks; P<0.01), up-

per extremity closed chain exercises (9.58 ± 3.48 vs. 12 weeks; P<0.01), and dumbbells for shoulder strengthening (8.79 ± 3.83 vs. 12 weeks; P<0.01).

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Figure 5. Start dates for active range of motion.

P-values represent comparisons between the mean (SD) start date ranges among included protocols (blue dot) and ASSET recommendations (red dash). ROM = Range of Motion.

FF=Forward flexion. ER=External Rotation. IR=Internal Rotation.

Figure 6. Percentage of programs recommending resistance exercise.

Exercises with less than 10% of programs recommending were excluded (dynamic hug, wall slides, ball stabilization, wall pushups, Upper extremity (UE) bike, ball toss, standing forward punch).

RETURN TO WORK/SPORTS AND ACTIVITIES OF DAILY LIVING

The included protocols demonstrated significant variation in the time to return to work (average 15.50, range: 6-24 weeks). Some sport specific activities were recommended (Figure 8). Return to golf and other sport specific activities without overhead components averaged 15.53 weeks

(range: 10-24 weeks), with contact sports initiated at an average of 24.00 weeks postoperatively (Figure 9). Return to previous activity level occurred on average at 19.50 weeks (range: 12-23 weeks) and return to independent activities of daily living at 10.36 weeks (range 6-16 weeks). Protocols reported initiation dates for golf/sport specific activities (non-overhead) (15.53 ± 3.42 vs. 12 weeks; p<0.01), over-

International Journal of Sports Physical Therapy

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

Figure 7. Average recommended start dates with range (minimum and maximum) for resistance exercises.

Exercises with less than 10% of programs recommending were excluded (dynamic hug, wall slides, ball stabilization, wall pushups, UE bike, ball toss, standing forward punch). P-values represent comparisons between the mean (SD) start date ranges among included protocols (blue dot) and ASSET recommendations (red dash). FF=Forward flexion. ER=External Rotation. IR=Internal Rotation. Ab=Abduction.

head sports activities (including tennis) (16.80 ± 4.02 vs.

12 weeks; p<0.01), swimming (16.67 ± 5.10 vs. 12 weeks; p=0.03), return to previous level of activity (19.5 ± 5.13 vs.

24 weeks; p=0.04), and independent activities of daily living (10.36 ± 3.11 vs. 5 weeks; p<0.01) that were significantly different than those recommended by the ASSET.

DISCUSSION This investigation was focused on assessing the variability across online postoperative anatomic total shoulder arthroplasty rehabilitation protocols as well as their concordance with published ASSET guidelines. The authors hypothesized that there would be significant variability among published protocols, and that there would be significant divergence between these protocols and the 2020 ASSET consensus statement. Overall, considerable variability was found amongst current online protocols in terms of the time course for the initiation of specific planes of motion and strengthening exercises. Furthermore, substantial differences were found between these protocols and the ASSET guidelines, with surgeon protocols generally initiating activities at earlier timepoints than those recommended by ASSET. POST-OPERATIVE IMMOBILIZATION

Protection of the subscapularis tendon is paramount during the early phase of healing after anatomic TSA. In accordance with the ASSET guidelines, a large majority of online protocols included the use of a sling for immobilization in

the post-operative period to facilitate this healing process.

Interestingly, the average time for discontinuing the sling was longer among the included protocols than the ASSET guidelines, although this difference was small (5.31 weeks vs. 5 weeks) and perhaps not clinically significant. It is important to note that the consensus guideline supports discontinuation of a sling anywhere between the 4-to-6-week post-operative period given variability in subscapularis take-down methods and both pre- and intra-operative ROM assessments. This variability may help to explain why method and duration of immobilization differed from protocol to protocol, which has also been shown in prior studies.7 RANGE OF MOTION

The timetable for the initiation of early ROM remains a subject of ongoing debate. While the average time to initiation of various ROM exercises was relatively comparable to that recommended by the ASSET protocol, there were many protocols that did not allow these movements until a later post-operative time. For example, although the initiation of supine forward flexion was recommended to start at post-operative week 1 by the ASSET protocol, multiple protocols did not allow for this movement until six weeks post-operatively. Theoretically, prolonged immobilization has the potential to lead to stiffness. However, several authors have found no differences in patient reported outcomes or ROM in patients undergoing immediate or delayed therapy following shoulder arthroplasty at 12 months postoperatively.9,10 Although early mobilization is safe, it is not necessary to achieving a positive outcome in the long

International Journal of Sports Physical Therapy

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

Figure 8. Percentage of programs recommending postoperative sports specific activities.

ADLs=Activities of Daily Living

Figure 9. Recommended average start dates with range (minimum and maximum) for various postoperative sports specific activities.

P-values represent comparisons between the mean (SD) start date ranges among included protocols (blue dot) and ASSET recommendations (red dash). ADLs=Activities of Daily Living

term, but may have an overall impact on earlier improved function and quality of life within the first 12 months.

INITIATION OF PASSIVE AND ACTIVE RANGE OF MOTION

Based on the evidence-based protocol proposed by Jackins11 the ASSET recommendations for post-operative mobility progress from initial gentle stretching in Phase 1

International Journal of Sports Physical Therapy

Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

to active assisted movement and fully active ROM during Phase 2 of rehabilitation (weeks 7 through 12). Similar to the trends regarding post-operative immobilization/early ROM, there were substantial inconsistencies between included protocols in the initiation of various passive and active ROM thresholds. For example, wide variability was seen in the start dates reported for unrestricted passive (range: 1 week to 13 weeks) and active (range: 4 weeks to 16 weeks) ROM. Similarly, the average values for this start date among included protocols were significantly earlier than the ASSET recommendations (unrestricted passive and active: 12 weeks). Furthermore, there were discrepancies among protocols regarding the angles reported for passive and active ROM goals. Notably, although the ASSET guidelines comment on passive external rotation to 30-40 degrees and to 60 degrees, included protocols reported nine different external rotation cutoffs (0-10, 15, 10-20, 25, 20-30, 30-40, 40-45, 45-60, 60). It is unclear if the nine different cutoffs were clinically significant versus the concept of assure a slow and gradual progression.

RESISTANCE EXERCISE/STRENGTHENING

Early strengthening after anatomic TSA focuses on the periscapular musculature with gradual inclusion of rotator cuff exercises. As was demonstrated by Baumgarten et al., improvements in post-operative strength have been associated with greater improvements in ROM and patient reported outcomes.12 The inclusion of resistance training begins within Phase 3 of the ASSET rehabilitation consensus protocol, with strengthening primarily limited to below shoulder and frontal plane exercises. As was seen previously, wide variations were demonstrated for when each resistance exercise should be initiated, with a majority of included protocols reporting start dates within the first 2-3 months post-operatively. As Phase 3 does not begin until post-operative week 12, significantly earlier start dates were seen for band training, bicep curls, closed chain exercises, and dumbbells among these protocols. However, these variations may be partly attributed to the limited information among the current literature regarding the exact timing and type of strengthening post-operatively.13 Furthermore, exercises against resistance can be initiated for many different reasons, including for neuromuscular activation and/or motor control. When designing protocols for these patients, specific attention should be paid to goals of each specific resistance exercise.

RETURN TO WORK/SPORTS AND ACTIVITIES OF DAILY LIVING

While rates of return to sport have generally been high following anatomic TSA,14‑18 there remains considerable variability in the current literature regarding the optimal time for this rehabilitation stage.13 Obviously, the details of the particular vocational or avocational activities influence timing of return. Although the ASSET recommends waiting until post-operative week 12 to initiate return to sports,19 full return is not indicated until post-operative month six to ensure adequate subscapularis healing. In a similar way,

ASSET allows gradual return to work at 12 weeks. However, given that strengthening begins in earnest at 12 weeks, many careers would dictate a more conservative timeline for actual return to work. Overall, for a majority of post-operative sports specific activities, the ASSET guidelines were significantly more conservative than start dates among the included protocols. Notably, although the ASSET consensus allows for swimming, non-overhead, and overhead sports to begin at post-operative week 12, the average initiation date for these activities for most protocols was after post-operative week 15. Conversely, included protocols allowed return to previous level of activity significantly earlier (i.e. at 12 weeks post-operatively), despite concerns related to glenoid loosening and failure associated with higher activity levels within this post-operative period.20 LIMITATIONS

The investigation has several limitations to note. Despite the authors’ approach to identifying online protocols for analysis, there was a relative paucity of online protocols and as such, assuming that institutions have protocols that are not on the world wide web, the analyzed sample may not be representative of all ACGME institutions. Additionally, given the fairly recent publication of ASSET in 2020, there is a chance that current online protocols may be outdated and thus may not reflect the recent consensus guidelines. It is also possible that these websites have not been recently updated to reflect the current protocols of these institutions. Similar to a previously published comparison comparing online rehabilitation protocols following rotator cuff repair to ASSET guidelines, the nature of such an evaluation has limitations that warrant mention.21,22 The content of the ASSET statement was primarily developed by therapists with additional input from ASES surgeons.8 Although this procedure was inherent to the methodology for the development of these guidelines, there is the possibility for differing perspectives, opinions and approaches for surgeons and postoperative rehabilitation. This is also potentially true in the context of a large variety of prosthetic options presently available that may offer improved fixation strategies, mechanisms for bony in-growth of the implant, and options for subscapularis repair. In addition to wide ranging surgical variables, there is also a wide range of patient variables in the TSA cohort. Each patient has unique combination of characteristics (age, activity level, comorbidities) which dictate the pace of their rehabilitation. Although the ASSET guidelines provide a consensus statement driven by current literature, they cannot be interpreted as the gold standard for postoperative rehabilitation for every patient. Perhaps this is one of the factors that led to such a wide variation between protocols analyzed in this study. Regardless, the optimal protocol should have options for individualization based on each patient and their specific surgeon. To better elucidate specific time points for the initiation of ROM exercises and strengthening, high-quality literature is needed to assess muscle activation patterns, muscle force patterns and subsequent outcomes that might dictate when certain rehabilitation elements can be safely started.

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Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

CONCLUSION Considerable variability was found among the included online post-operative protocols for anatomic TSA in terms of the time course for initiation of specific planes of motion and strengthening exercises. Notably, substantial deviation was found between these protocols and the ASSET guidelines. These findings highlight the lack of standardization in rehabilitation protocol following anatomic TSA. Subsequently, the current findings highlight the importance of a more standardized and specific rehabilitation protocol following anatomic TSA. Further investigation is warranted to assess the true impact of these variations and to identify optimal recommendations for the initiation of elements of postoperative rehabilitation.

CONFLICTS OF INTEREST

There are no financial biases or conflicts of interest for any author related to this study. The study was exempt from International Review Board approval as no identifiable patient information was used.

Submitted: December 06, 2023 CDT, Accepted: May 04, 2024 CDT

© The Author(s)

This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License (CCBY-NC-4.0). View this license’s legal deed at https://creativecommons.org/licenses/by-nc/4.0 and legal code at https://creativecommons.org/licenses/by-nc/4.0/legalcode for more information.

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Publicly Available Anatomic Total Shoulder Arthroplasty Rehabilitation Protocols Show High Variability an…

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2020;29(12):2601-2609. doi:10.1016/j.jse.2020.03.049 3. Palsis JA, Simpson KN, Matthews JH, Traven S, Eichinger JK, Friedman RJ. Current trends in the use of shoulder arthroplasty in the United States.

Orthopedics. 2018;41(3):e416-e423. doi:10.3928/ 01477447-20180409-05 4. Frank JK, Siegert P, Plachel F, Heuberer PR, Huber S, Schanda JE. The evolution of reverse total shoulder arthroplasty-From the first steps to novel implant designs and surgical techniques. J Clin Med. 2022;11(6). doi:10.3390/jcm11061512

11. Jackins S. Postoperative shoulder rehabilitation.

Phys Med Rehabil Clin N Am. 2004;15(3):643-682. doi:10.1016/j.pmr.2004.01.002 12. Baumgarten KM, Osborn R, Schweinle WE Jr, Zens MJ. The influence of anatomic total shoulder arthroplasty using a subscapularis tenotomy on shoulder strength. J Shoulder Elbow Surg.

2018;27(1):82-89. doi:10.1016/j.jse.2017.06.043 13. Liu JN, Steinhaus ME, Garcia GH, et al. Return to sport after shoulder arthroplasty: a systematic review and meta-analysis. Knee Surg Sports Traumatol Arthrosc. 2018;26(1):100-112. doi:10.1007/ s00167-017-4547-1 14. Bülhoff M, Sattler P, Bruckner T, Loew M, Zeifang F, Raiss P. Do patients return to sports and work after total shoulder replacement surgery? Am J Sports Med. 2015;43(2):423-427. doi:10.1177/0363546514557940

5. Boardman ND 3rd, Cofield RH, Bengtson KA, Little R, Jones MC, Rowland CM. Rehabilitation after total shoulder arthroplasty. J Arthroplasty.

2001;16(4):483-486. doi:10.1054/arth.2001.23623

15. Garcia GH, Liu JN, Mahony GT, et al.

Hemiarthroplasty versus total shoulder arthroplasty for shoulder osteoarthritis: A matched comparison of return to sports. Am J Sports Med. 2016;44(6):1417-1422. doi:10.1177/ 0363546516632527

6. Mulieri PJ, Holcomb JO, Dunning P, et al. Is a formal physical therapy program necessary after total shoulder arthroplasty for osteoarthritis? J Shoulder Elbow Surg. 2010;19(4):570-579. doi:10.1016/ j.jse.2009.07.012

16. McCarty EC, Marx RG, Maerz D, Altchek D, Warren RF. Sports participation after shoulder replacement surgery. Am J Sports Med. 2008;36(8):1577-1581. doi:10.1177/ 0363546508317126

7. Bullock GS, Garrigues GE, Ledbetter L, Kennedy J. A systematic review of proposed rehabilitation guidelines following anatomic and reverse shoulder arthroplasty. J Orthop Sports Phys Ther.

2019;49(5):337-346. doi:10.2519/jospt.2019.8616

17. Papaliodis D, Richardson N, Tartaglione J, Roberts T, Whipple R, Zanaros G. Impact of total shoulder arthroplasty on golfing activity. Clin J Sport Med. 2015;25(4):338-340. doi:10.1097/ JSM.0000000000000148

8. Kennedy JS, Garrigues GE, Pozzi F, et al. The American Society of Shoulder and Elbow Therapists’ consensus statement on rehabilitation for anatomic total shoulder arthroplasty. J Shoulder Elbow Surg.

2020;29(10):2149-2162. doi:10.1016/j.jse.2020.05.019

18. Schumann K, Flury MP, Schwyzer HK, Simmen BR, Drerup S, Goldhahn J. Sports activity after anatomical total shoulder arthroplasty. Am J Sports Med. 2010;38(10):2097-2105. doi:10.1177/ 0363546510371368

9. Denard PJ, Lädermann A. Immediate versus delayed passive range of motion following total shoulder arthroplasty. J Shoulder Elbow Surg.

2016;25(12):1918-1924. doi:10.1016/j.jse.2016.07.032

19. Brameier DT, Hirscht A, Kowalsky MS, Sethi PM. Rehabilitation strategies after shoulder arthroplasty in young and active patients. Clin Sports Med. 2018;37(4):569-583. doi:10.1016/j.csm.2018.05.007

10. Hagen MS, Allahabadi S, Zhang AL, Feeley BT, Grace T, Ma CB. A randomized single-blinded trial of early rehabilitation versus immobilization after reverse total shoulder arthroplasty. J Shoulder Elbow Surg. 2020;29(3):442-450. doi:10.1016/ j.jse.2019.10.005

20. Zarkadas PC, Throckmorton TQ, Dahm DL, Sperling J, Schleck CD, Cofield R. Patient reported activities after shoulder replacement: total and hemiarthroplasty. J Shoulder Elbow Surg.

2011;20(2):273-280. doi:10.1016/j.jse.2010.06.007

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21. Galetta MD, Keller RE, Sabbag OD, et al.

Rehabilitation variability after rotator cuff repair. J Shoulder Elbow Surg. 2021;30(6):e322-e333. doi:10.1016/j.jse.2020.11.016

22. Thigpen CA, Shaffer MA, Gaunt BW, Leggin BG, Williams GR, Wilcox RB 3rd. The American Society of Shoulder and Elbow Therapists’ consensus statement on rehabilitation following arthroscopic rotator cuff repair. J Shoulder Elbow Surg. 2016;25(4):521-535. doi:10.1016/j.jse.2015.12.018

International Journal of Sports Physical Therapy

Salvo CJ, Crewe A, Estes D, Kroboth J, Yost C. Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes. IJSPT. Published online July 1, 2024:868-876. doi:10.26603/001c.120211

Original Research

Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes a

Charles J Salvo1 , Ashlie Crewe1, Dillon Estes1, Jessica Kroboth1, Celia Yost1 1 Physical Therapy, Lebanon Valley College

Keywords: athletic performance, college athletes, pelvic floor dysfunction, pelvic floor muscle activity https://doi.org/10.26603/001c.120211

International Journal of Sports Physical Therapy Background Pelvic floor dysfunction (PFD) occurs when muscles of the pelvic floor become weakened, impaired, or experience tension leading to a variety of complications. Due to the reactive nature and high demands of many sports, athletes are at increased susceptibility and of particular interest concerning PFD.

Hypothesis/Purpose The purpose of this study was to explore the prevalence of PFD among college-aged athletes, assess how PFD impacted athletic performance, and identify contributing factors for increased likelihood of PFD in athletes.

Study Design Cross-Sectional Study

Methods All fully active LVC NCAA Division 3 athletes were recruited for screening for PFD using the Cozean Pelvic Dysfunction Screening Protocol and were surveyed on their self-knowledge of PFD. Athletes who scored ≥ 3 on this tool completed an additional survey, created by the investigators, to identify the impact PFD had on their athletic performance and personal life and were then randomly assigned to one of three investigators to undergo a noninvasive coccygeal assessment to determine underactive, overactive, or normal pelvic floor muscle (PFM) activity.

Results Fifty-three Division III male and female athletes between the ages of 18-25 years old participated in the study. Statistically significant differences were found between Cozean scores and demographic factors of age (p <0.001), gender (p <0.05), self-knowledge of PFD (p <0.001), and sport (p <0.001) among all participants that contributed to the increased likelihood of PFD. Thirteen athletes scored ≥ 3 on the Cozean with the 92.3% experiencing under/over active PFM activity and the majority indicating that PFD significantly impacted their athletic performance and quality of life.

Conclusion The results indicate that older female NCAA Division III college athletes who participate in swimming and who possess self-knowledge of PFD are more likely to experience PFD. Additionally, these athletes are likely to encounter a significant impact on their athletic performance and quality of life. These results provide preliminary evidence on the need of PFD awareness and assessment among college athletes.

a Charles J Salvo, Department of Physical Therapy, Lebanon Valley College, Annville, PA 17003,

United States of America.

Telephone number: 570-510-0503.

Fax number: 717-867-6673.

Email address: salvo@lvc.edu

Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes

Level of Evidence Level 3b pacted athletic performance, and identify contributing factors for increased likelihood of PFD in athletes.

INTRODUCTION The pelvic floor and its associated musculature function to support and stabilize surrounding structures, aid in sexual function, act as a sphincter, assist in lymphatic return, and affect posture and breathing mechanics.1 The pelvic floor musculature (PFM) is deeply interconnected with the rest of the human anatomy and functions similarly to other skeletal muscles.2 As a result, injury or dysfunction can occur. Pelvic floor dysfunction (PFD) occurs when the structures of the pelvic floor are weakened, tense, or impaired, leading to a variety of symptoms and complications.3 Common symptoms of PFD include, but are not limited to, urinary (most common) or anal incontinence, pelvic pain, and sexual dysfunction.4,5 To treat PFD, physical therapists use manual therapy, strengthening, and conditioning through exercise prescription to mitigate pain and other symptoms.6 Pelvic floor physical therapists treat a variety of other conditions including general PFM (classified as underactive or overactive), endometriosis, vaginismus, pelvic organ prolapse, and pre/post-natal care to name a few.7 Athletes are of particular interest when it comes to PFD. Rebullido, et al. found that high-impact sports involving jumping, landing, or running show the highest prevalence rates of urinary loss among young female athletes.8 Additionally, Rodríguez-López, et al. found that female professional athletes carry a three times greater chance of experiencing urinary incontinence (UI) in comparison to non-active women.9 Due to the reactive nature and high demands of college athletics, college athletes are theoretically more susceptible to PFD and associated incontinence.

Consequently, an overall prevalence of PFD has been reported to be seen in as high as 33% of athletes including 45% in females and 14.7% in males.5 Aside from the physical aspects of PFD, athletes may also experience embarrassment or anxiety commencing a domino effect that leads to a decline in athletic performance and overall quality of life (QoL).

As the research continues to amass regarding PFD, there are still many areas within the field that are severely understudied. To begin, a limited number of PFD studies include men as subjects. When men are included, the studies often feature a smaller number of male participants compared to females.9 This is concerning considering the similarities in clinical presentation between males and females. A second area lacking research is the impact PFD may have on an athlete’s performance and QoL. One meta-analysis found an association between UI and lower quality of life (QoL) scores.10 However, this study had limitations as it solely focused on UI without considering other PFD symptoms or diagnoses. Additionally, many studies included in the metaanalysis were at high risk of bias as individuals prone to developing UI are also at risk for comorbidities that might negatively impact QoL.10 The purpose of this study was to explore the prevalence of PFD among college-aged athletes, assess how PFD im-

METHODS In this cross-sectional study data were collected from participants through an in-person screening to provide a comprehensive overview of the characteristics and behaviors of the selected population. This approach was chosen to describe the current status of Lebanon Valley College (LVC) athletes rather than attempting to determine causation of PFD or provide information about changes over time. As typical in descriptive studies, a survey was deployed to collect demographic information and data on the prevalence of PFD. The institutional review board (IRB) at LVC, IRB (#2023-12), approved this study.

Participants were recruited by convenience sampling through electronically messaging all twelve men’s and all thirteen women’s LVC NCAA Division 3 sports teams. Athletes were encouraged to attend one of three screening sessions that were being held throughout the course of one day at the LVC athletic Field. In order for a participant to be included in the study, they were required to be a current LVC student and a fully participating, NCAA Division 3 varsity team member. There were no restrictions on participant playing vs. bench time when determining inclusion criteria for this study. Individuals were excluded from the study if they were not a current LVC student, not a fully participating NCAA Division 3 varsity team member, or if they played a sport in a previous year of college but were not fully participating at the day/time screenings were completed. Informed consent was obtained at the beginning of the screening process.

The screening process had two parts. The first part served to gather demographic information and a Cozean Pelvic Dysfunction Screening Protocol (Cozean) score from all participants. Characteristics such as age, sex assigned at birth, self-identified gender, sport team participation, participant’s general knowledge of PFD/PFM (assessed on a 0-10 scale) were obtained via a demographic survey questionnaire. The Cozean score was obtained from administrating the Cozean survey. The Cozean survey was established in 2018 by Nicole Cozean and Jesse Cozean and includes ten questions regarding signs and symptoms of PFD (Appendix A).11 If applicable, the participant checks the box next to the related statement and the sum of the total number of boxes checked equals a score (0-10). The Cozean was utilized in this study as there is a 91% specificity indicating possible PFD in individuals who score greater than or equal to 3 at the end of the survey.11 Due to the specificity noted above, the second part of the screening process was administered only to participants who scored 3 or greater on the Cozean. The second screening sought to obtain individual participant ratings, on a 0-10 scale, of the impact PFD had on their athletic performance and personal life and if the influence of PFD made

International Journal of Sports Physical Therapy

Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes

them feel embarrassed, anxious/worried, annoyed, and/or frustrated. This data was obtained from administration of an additional survey drafted by the investigators (Appendix B).

All participants who completed the second screening were then randomly assigned to one of three investigators to undergo a coccygeal motion palpation (CMP) assessment. These three investigators were trained by a Certified Pelvic Rehabilitation Practitioner and an American Board of Physical Therapy Specialties Certified Women’s Health Specialist physical therapist to identify the contraction, release, and lengthening of pelvic floor muscles through this objective, external, and noninvasive assessment. The CMP is a valid screening assessment that has been previously found to have a 94% sensitivity and 79% specificity in identifying underactive, overactive, or normal PFM activity.12 To begin the CMP, participants were placed in a seated position. Next, external palpation of the PFM occurred by the investigator placing the palmar side of their hand over the base of the participant’s sacrum and informing the participant that the tip of their coccyx would be palpated by the investigator’s finger tip. Following this, participants were verbally instructed to initially contract, then bear down, and then to do nothing to their PFMs. As the participant completed each command, the investigator determined whether the participant was presenting with underactive, overactive, or normal PFM activity. Overactive PFM activity was determined if minimal movement with contraction and lengthening occurred due to the muscles being in a hypertonic state. Underactive PFM activity was determined if increased movement with contraction and lengthening occurred due to the muscles being in a hypotonic state.

Normal PFM activity was determined if no indications of a hypertonic or hypotonic state were present. It is important to note that all determinations of participant PFM activity by the three investigators were confirmed from a second CMP assessment completed by the Certified Pelvic Rehabilitation Practitioner and an American Board of Physical Therapy Specialties Certified Women’s Health Specialist physical therapist. All assessors were in agreement with the determinations of participant PFM activity to be used for scoring and comparisons.

Data were transferred from paper format into IBM Statistical Package for the Social Sciences (SPSS) version 28 for analysis. In order to examine the results thoroughly, the data were analyzed in two different subgroups. The first subgroup included all 53 participants, and the second only included participants who scored 3 or more on the Cozean. Data of all 53 cases were examined for normalcy and outliers prior to completing analyses. For both subgroups, Pearson correlation coefficients were calculated for the relationship between participant’s age and Cozean score and a participant’s indicated knowledge of PFD and Cozean score. Additionally, an independent-samples t test was calculated comparing the mean Cozean scores of those who identified themselves as male and those who identified themselves as female, and a one-way ANOVA comparing participants’ Cozean score and their current sport involvement (swimming, football, and other) were calculated. Ef-

fect sizes for statistically significant outputs were determined by computing the coefficient of determination (r2) for Pearson correlation analyses (r2 values < 0.25 and ≥ 0.09 indicate a moderate effect), Cohen’s D for independent-samples t test (≥ 0.80 indicates a large effect), and eta squared (η2) for one-way ANOVA analysis (η2 values < 0.25 and ≥ 0.09 indicate a moderate effect).13 The hypotheses were tested based on the statistical significance criteria of a pre-established (a priori) probability alpha (α) level of α = .05.

RESULTS The age range of participants was between 18-25 years-old.

All participants individually responded that their sex assigned at birth and identified gender were identical. Therefore, the participants were composed of 37 males and 17 females. Participants identified they were currently playing the following sports: football (31), swimming (14), track and field and cross country (3), dance (2), tennis (1), golf (1), and soccer (1). Due to the decreased number of participants in sports, the demographic variable of sport was categorized into three main groups; football, swimming, and other. The average of participant knowledge of the pelvic floor was 2.68/10. Lastly, 24.5% of the participants scored ≥ 3 on the Cozean. Table 1 outlines participant demographics.

Concerning the first subgroup, a moderate positive correlation was found (r(51) = .391, p < 0.001), indicating a significant relationship between age and Cozean score (Table 2). Older participants tended to score higher on the Cozean.

The effect size (r2) is 0.153, indicating a moderate effect.

A significant difference in Cozean scores between the males and females was found (t(51) = -3.959, p < 0.05) (Table 3). The effect size was calculated for this analysis and found to be large (d = 1.81).

A significant difference in Cozean scores was found among the sport categories (F(2, 50) = 8.288, p <0.001).

A moderate effect size for the Analysis of Variance model was calculated (η2 = 0.249). Tukey’s HSD was used to determine the nature of the differences between the sports.

This analysis revealed that participants who played football scored lower (M = 1.29, sd 0.82) than participants who played swimming (M = 2.86, sd 1.61), indicating a higher frequency of PFD symptoms in swimming athletes as compared to football athletes. Participants who played all other sports (M = 2.5, sd 2.0) were not significantly different from either of the other two groups (Table 4).

A moderate positive correlation was found (r (51) = .431, p < 0.001), indicating a significant relationship between participants who indicated increased knowledge of PFD and Cozean score. The effect size (r2) is 0.186 indicating a moderate effect.

For the second subgroup, 13 out of the 53 participants (25%) scored 3 or greater on Cozean. Of the 13, 53.8% had underactive PFM and 38.5% had overactive PFM, as assessed by the CMP, for a total of 92.3% of the second subgroup population. No statistical significance was found amongst the demographic variables with the second sub-

International Journal of Sports Physical Therapy

Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes

Table 1. Participant Demographics N = 53 Demographic

Frequency

Percentage

Age 18 19 20 21 22 23 25

3 11 11 11 12 4 1

5.7 20.75 20.75 20.75 22.64 7.55 1.89

Sex Male Female

37 16

69.81 30.19

Sport Football Swimming Tennis Cross Country/Track and Field Soccer Dance Golf

31 14 1 3 1 2 1

58.49 26.42 1.89 5.66 1.89 3.77 1.89

Cozean Score 0 1 2 3 4 5 6

6 20 14 5 5 1 2

11.32 37.74 26.42 9.43 9.43 1.89 3.77

Self-knowledge about PFD 0 1 2 3 4 5 6 7

11 10 8 4 3 11 4 2

20.75 18.89 15.09 7.55 5.66 20.75 7.55 3.77

Table 2. Pearson Correlation Between Age and Cozean Score Cozean Score Age

Person Correlation

.391

Sig. (2-tailed)

0.004

N

53

group of participant analysis. Of this subgroup, 69% felt embarrassed, anxious/worried, and annoyed, while 61.5% felt frustrated. In addition, 69% reported that PFD had a discernible effect on their athletic performance and 77% indicating a negative impact on their personal life.

DISCUSSION Data analysis of the subgroup including all 53 participants showed that the factors of age, sex, sport, and self-knowledge were significant in a participant scoring ≥ 3 on the Cozean. Despite the participant age range of 18 to 25, there was still a notable difference in older participants exhibiting higher scores on the screening tool. These findings

highlight and advance the importance of age as a significant factor in predicting PFD.14 For healthcare clinicians, this relationship has practical implications when conducting pelvic dysfunction screenings on college-aged athletes.

Previous research has linked increased age to pelvic floor dysfunction in both males and females.15 This finding demonstrates that trends continue to exist in younger populations.

In this study, gender differences did impact Cozean scores. This was consistent with prior research as it highlights that gender must be considered in the context of PFD screening.16 The large effect size suggests that this distinction is not due to chance. It is important to note that this study was able to identify this difference when the number of male participants was double the number of females.

This factor helps to fill a major gap in PFD research in a male population.17,18 Medical providers should be aware of these gender-based differences when evaluating and addressing PFD in athletes.

A key element identified in this study was the impact an athlete’s sport may have on their PFM. The analysis revealed that participants who played football scored significantly lower on the Cozean compared to those who participated in swimming. This result suggests that not all

International Journal of Sports Physical Therapy

Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes

Table 3. Gender Independent-Sample t Test Statistics Levene’s Test for Equality of Variances Equal variances assumed

Significance

F

Sig.

t

df

One-Sided p

Two-Sided p

22.656

<0.001

-3.959

51

<0.001

<0.001

Table 4. ANOVA Statistics for Sport Sum of Squares

df

Mean Square

F

Sig

Between Groups

27.219

2

13.610

8.288

<0.001

Within Groups

82.101

50

1.642

Total

109.321

52

sports have an equal impact on Cozean scores indicating that physical activity and demand of sport plays a factor in PFM health.19,20 These results necessitate further research into the specific factors within each sport that may influence PFD. Such research could have implications for coaching and athlete development, as well as interventions aimed at raising awareness of symptoms of PFD dysfunction within the sporting community.

Another key element in the first subgroup of data analysis was the significant relationship between a participants’ self-indicated knowledge of PFD and their Cozean score.

This moderate effect size suggests that those who have greater knowledge of the pelvic floor tended to achieve higher scores on the Cozean. This is consistent with a prior study that investigated the impact of education and knowledge on symptoms of PFD.4 These results underscore the critical role of patient education and awareness in the context of pelvic dysfunction. By healthcare providers and clinicians providing education to patients, they are more likely to self-identify symptoms.21 This may lead to earlier detection and management of pelvic dysfunction should it be present.22 By equipping providers with the tools to educate patients, there is an aim to facilitate early symptom recognition and encourage individuals to seek medical assistance at an earlier stage and mitigating the development of chronic issues.

Analysis in the second subgroup concluded that 12 of the 13 participants who scored ≥ 3 on the Cozean had an over/under active PFM on external palpatory confirmation testing. This indicates that the Cozean screening tool accurately identified those at an increased likelihood of having PFD, achieving a 92.3% accuracy rate in identifying those with PFD based on the 10 screening tool questions.11 With the Cozean having a 91% specificity, the current data reinforces the screening tool’s effectiveness in correctly identifying individuals with conclusive PFD among those who scored ≥ 3.11 In regards to the 13 individuals who scored ≥ 3 on the Cozean, no significant difference between demographic variables and Cozean scores was found. This could indicate that regardless of gender, sport, age, and self-knowledge of PFD, individuals experience a similar impact of symptoms or likelihood factors associated with PFD. However, it is im-

portant to note that while impact is similar, the prevalence may vary.

Aside from physical symptoms, athletes with PFD experience a strong psychological component thus impacting their mental health.23 These effects were truly self-determined, as at that time during the screening process, there was no hands-on evidence to provide determination of PFD. Based on these results, there is evidently a strong psychosocial factor that has a negative impact on quality of life.

From the athlete’s perspective, negative feelings about their symptoms may lead to a poor societal image, diverting attention away from their athletic performance, which was also shown to be impacted by the results of this study.

The above findings can be very beneficial to understand with application to future athletic screenings. Factors such as age, sex, sport, and self-knowledge must be considered, as these were found to be related to Cozean scores. If athletes experience symptoms of PFD, it can be reassuring for them to know that this is not uncommon and that deficits can be addressed with pelvic floor interventions.24 As noted, addressing the psychological component of PFD is vital in ensuring that coaches/trainers are advocating for mental health. This reassurance could decrease anxiety or fear of being socially outcasted due to PFD. Limitations to this study which should be considered when interpreting the results include the method of convenience sampling, potential reporting bias, and lack of private setting for external examination. A convenience sampling method was used due to time and geographic constraints. As a result, the sample is not representative of the entire population of collegiate athletes (only Division III athletes) and generalizability may be diminished.

The recruitment method led to an unequal distribution of participants across the various sports studied, and some sports were not included at all, further limiting generalizability. The validated Cozean survey used to collect data included questions of a private nature related to symptoms of PFD. The inherently sensitive nature of these questions may have led to underreporting or misrepresentation of symptoms due to social or self-image pressures. This potential bias could impact the accuracy and completeness of the data collected. Finally, the absence of a private setting during the data collection process may have contributed

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Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes

to the potential reporting bias mentioned above. Although this is the standard of care, a private setting for the external palpation was unavailable for the completion of this study.

As a result, participants may have felt uncomfortable, distracted, self-conscious, anxious, stressed, or embarrassed when providing their responses which could have influenced the accuracy of the data. By ensuring a more private, confidential, supportive, and safe treatment/assessment area may lead to more honest and accurate responses.

This study has highlighted the need for future research regarding PFD and how it affects college-aged athletes. As topics surrounding the PFM are sensitive in nature, future screenings, similar to the assessments completed in this study, should be conducted in a private setting. Utilizing separate rooms or using curtains would improve this investigation by increasing privacy to help ensure that participants feel comfortable and relaxed. This would enhance the accuracy of participant responses. Additionally, an increase in the number and variety of participants in a similar study would amplify the findings and improve upon generalizing results. Lastly, while personalized treatments, education, and interventions used to treat PFD are already known to be effective, a future study could assess the impact of a gener-

alized recommendation of 3-4 exercises for the broad categories of either underactive or overactive PFM.

CONCLUSION The results of the current study demonstrated that older female NCAA Division III college athletes who participate in swimming and who possess self-knowledge of PFD are more likely to experience PFD. Additionally, these athletes are likely to encounter a significant impact on their athletic performance and quality of life. These results provide preliminary evidence on the need of PFD awareness and assessment among college athletes.

CONFLICTS OF INTEREST

The authors report no conflicts of interest.

Submitted: March 13, 2024 CDT, Accepted: June 10, 2024 CDT

© The Author(s)

This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License (CCBY-NC-4.0). View this license’s legal deed at https://creativecommons.org/licenses/by-nc/4.0 and legal code at https://creativecommons.org/licenses/by-nc/4.0/legalcode for more information.

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Screening for Incidence and Effect of Pelvic Floor Dysfunction in College-Aged Athletes

REFERENCES 1. Tim S, Mazur-Bialy AI. The most common functional disorders and factors affecting female pelvic floor. Life (Basel). 2021;11(12):1397. doi:10.3390/life11121397 2. Betschart C, Singer A, Scheiner D. Beckenboden der Frau: Anatomie und normale Funktion [Female pelvic floor: anatomy and normal function]. Ther Umsch. 2019;73(9):529-534. doi:10.1024/0040-5930/ a001035 3. Wallace SL, Miller LD, Mishra K. Pelvic floor physical therapy in the treatment of pelvic floor dysfunction in women. Curr Opin Obstet Gynecol.

2019;31(6):485-493. doi:10.1097/ GCO.0000000000000584

11. Cozean N. Simple screening questionnaire for pelvic floor dysfunction. Herman and Wallace.

Published October 2018. Accessed February 6, 2023. https://hermanwallace.com/blog/simple-screeningquestionnaire-for-pelvic-floor-dysfunction 12. Maher RM, Iberle J. Concurrent validity of noninvasive coccygeal motion palpation and transabdominal ultrasound imaging in the assessment of pelvic floor function in women. J Wom Health Phys Ther. 2020;44(4):176-181. doi:10.1097/ jwh.0000000000000175 13. Cronk BC. How to Use SPSS. A Step-by-Step Guide to Analysis and Interpretation. 10th ed. Routledge; 2018. doi:10.4324/9781315142999

4. Berzuk K, Shay B. Effect of increasing awareness of pelvic floor muscle function on pelvic floor dysfunction: a randomized controlled trial. Int Urogynecol J. 2015;26(6):837-844. doi:10.1007/ s00192-014-2599-z

14. MacLennan AH, Taylor AW, Wilson DH, Wilson D. The prevalence of pelvic floor disorders and their relationship to gender, age, parity and mode of delivery. Int J OB GYN. 2000;107(12):1460-1470. doi:10.1111/j.1471-0528.2000.tb11669.x

5. Culleton-Quinn E, Bø K, Fleming N, et al. Elite female athletes’ experiences of symptoms of pelvic floor dysfunction: A systematic review. Int Urogynecol J. 2022;33(10):2681-2711. doi:10.1007/ s00192-022-05302-6

15. Burnett LA, Cook M, Shah S, et al. Age-associated changes in the mechanical properties of human cadaveric pelvic floor muscles. J Biomech.

2020;98:109436. doi:10.1016/j.jbiomech.2019.109436

6. Schvartzman R, Schvartzman L, Ferreira CF, et al.

Physical therapy intervention for women with dyspareunia: A randomized clinical trial. J Sex Marital Ther. 2019;45(5):378-394. doi:10.1080/ 0092623X.2018.1549631 7. Lawson S, Sacks A. Pelvic floor physical therapy and women’s health promotion. J Midwifery Womens Health. 2018;63(4):410-417. doi:10.1111/jmwh.12736 8. Rebullido TR, Gómez-Tomás C, Faigenbaum AD, Chulvi-Medrano I. The prevalence of urinary incontinence among adolescent female athletes: A systematic review. J Funct Morphol Kinesiol.

2021;6(1):12. doi:10.3390/jfmk6010012 9. Rodríguez-López ES, Calvo-Moreno SO, BasasGarcía Á, et al. Prevalence of urinary incontinence among elite athletes of both sexes. J Sci Med Sport.

2021;24(4):338-344. doi:10.1016/j.jsams.2020.09.017 10. Pizzol D, Demurtas J, Celotto S, et al. Urinary incontinence and quality of life: A systematic review and meta-analysis. Aging Clin Exp Res. 2021;33(1):25-35. doi:10.1007/s40520-020-01712-y

16. Khowailed IA, Disney H, Lee H. Gender-specific differences of normative values of pelvic floor muscle function in healthy adults population: An observational analytical study. Women Health.

2020;60(10):1185-1195. doi:10.1080/ 03630242.2020.1807449 17. Giagio S, Salvioli S, Pillastrini P, Innocenti T. Sport and pelvic floor dysfunction in male and female athletes: A scoping review. Neurourol Urodyn.

2021;40(1):55-64. doi:10.1002/nau.24564 18. Knol-de Vries GE, Malmberg GGA, NotenboomNas FJM, et al. Exploring concomitant pelvic floor symptoms in community-dwelling females and males. Neurourol Urodyn. 2022;41(8):1770-1780. doi:10.1002/nau.25020 19. Bø K, Nygaard IE. Is physical activity good or bad for the female pelvic floor? A narrative review. Sports Med. 2020;50(3):471-484. doi:10.1007/ s40279-019-01243-1 20. Dakic JG, Hay-Smith J, Lin KY, Cook J, Frawley HC. Experience of playing sport or exercising for women with pelvic floor symptoms: A qualitative study. Sports Med Open. 2023;9(1):25. doi:10.1186/ s40798-023-00565-9

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21. Fernandes ACNL, Palacios-Ceña D, Hay-Smith J, et al. Women report sustained benefits from attending group-based education about pelvic floor muscles: A longitudinal qualitative study. J Physiother. 2021;67(3):210-216. doi:10.1016/ j.jphys.2021.06.010 22. Goodridge SD, Chisholm LP, Heft J, et al.

Association of knowledge and presence of pelvic floor disorders and participation in pelvic floor exercises: A cross-sectional study. Female Pelvic Med Reconstr Surg. 2021;27(5):310-314. doi:10.1097/ SPV.0000000000000813

23. Larouche M, Brotto LA, Koenig NA, et al.

Depression, anxiety, and pelvic floor symptoms before and after surgery for pelvic floor dysfunction.

Female Pelvic Med Reconstr Surg. 2020;26(1):67-72. doi:10.1097/SPV.0000000000000582 24. Al-Badr A, Saleem Z, Kaddour O, et al. Correction to: Prevalence of pelvic floor dysfunction: A Saudi national survey. BMC Womens Health. 2023;23(1):274. doi:10.1186/s12905-023-02432-x

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SUPPLEMENTARY MATERIALS Appendix A Download: https://ijspt.scholasticahq.com/article/120211-screening-for-incidence-and-effect-of-pelvic-floordysfunction-in-college-aged-athletes/attachment/232839.docx?auth_token=F2r3yAIHEJjF-mRtqtda

Appendix B Download: https://ijspt.scholasticahq.com/article/120211-screening-for-incidence-and-effect-of-pelvic-floordysfunction-in-college-aged-athletes/attachment/232838.docx?auth_token=F2r3yAIHEJjF-mRtqtda

International Journal of Sports Physical Therapy

Patterson RD, Zettlemoyer A, Plackowski M, Baker R, Cheatham SW, Nasypany A. The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Investigation. IJSPT. Published online July 1, 2024:877-887. doi:10.26603/001c.120203

Original Research

The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Investigation a

Richard D. Patterson1 , Alexander Zettlemoyer2, Mary Plackowski3, Russell Baker4, Scott W. Cheatham5, Alan Nasypany4 1 Exercise, Health, & Sport Sciences, Pennsylvania Western University , 2 Mechanicsburg Area School District, 3 Health Sciences and Human

Movement, Colorado State University Pueblo, 4 Movement Sciences, University of Idaho, 5 Kinesiology, California State University, Dominguez Hills Keywords: Hamstring flexibility, Hamstring extensibility, Movement asymmetry, Musculoskeletal dysfunction https://doi.org/10.26603/001c.120203

International Journal of Sports Physical Therapy Background Stretching programs are designed to improve hamstring flexibility by attempting to mechanically increase the length of the target tissue. However, other manual treatment approaches such as those utilized in Total Motion Release (TMR®), could be beneficial by identifying body asymmetries to assess and treat soft tissue impairments leading to diminished extensibility.

Purpose The purpose of this study was to determine the effectiveness of the TMR® Fab 6 assessment and treatment to increase hamstring flexibility in healthy participants following one session of TMR®.

Study Design Observational Cohort study

Methods A convenience sample of 20 healthy participants (10 males, 10 females) were recruited from three institutions. Following collection of demographic information and a brief medical history, each participant performed a five minute warm-up on the stationary bike at a moderate intensity (80-90 RPMs) followed immediately by the bilateral performance of the Active Knee Extension Test (AKET) and Passive Straight Leg Raise (PSLR) to assess hamstring muscle length. Participants were randomly placed in the TMR® or control group. The TMR® group completed the “Fab 6” evaluation and treatment, while the control group performed one repetition of standing active hip flexion every 30-seconds for 15-minutes with both knees in full extension. Upon completion of treatment, control and TMR® groups were immediately re-evaluated on the AKET and the PSLR in the same order and fashion as baseline testing. Participants were asked to return in 24-hours for the same objective measurements as previously described.

Results A significant time by group interaction was identified across all variables (p ≤ 0.001) for AKET and PSLR except the PSLR preferred leg from post-treatment to 24hr follow-up.

The most significant increase in the AKET occurred in the TMR® group between baseline and post-treatment of the non-preferred leg (12.15°±2.94) when compared to the control group (7.15°±1.56).

a Corresponding Author:

Rich D. Patterson DAT, LAT, ATC Department of Exercise, Health & Sport Sciences Pennsylvania Western University California, PA 15419 724-504-3307 Rpatterson@pennwest.edu

The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

Conclusion The results of the study suggest that implementing a regionally interdependent treatment approach like TMR® results in significant improvements in hamstring extensibility and hip ROM compared to the control group.

Level of evidence 3

INTRODUCTION Stretching programs typically focus on mechanically increasing the extensibility of the target tissue through deformation (i.e., plastic and viscoelastic), increased sarcomeres in series, neuromuscular relaxation, or modification of sensory perception.1 The use of active and passive stretching techniques may increase the stretch tolerance in patients rather than fostering a physiological change in the mechanical properties of the muscle.1‑3 Despite the lack of evidence to support a permanent deformation of musculoskeletal tissue as a result of progressive stretching, clinicians frequently incorporate stretching as part of an injury prevention or rehabilitation protocol.4‑7 The application of Proprioceptive Neuromuscular Facilitation (PNF), Static Stretching (SS), and Dynamic Stretching (DS) techniques are thought to influence the target tissue (e.g., hamstring musculature) extensibility. However, these techniques produce little effect on the musculoskeletal soft tissue restriction as the interventions may negatively influence adjacent structures or neighboring joint mobility. In the hamstring, for example, stretching programs designed to optimize muscle lengthening could alter or inhibit adjacent structures, such as lumbar or pelvic postural stabilizers, resulting in a perceived change in hamstring length.8 As a result, stretching protocols may produce limited mechanical lengthening at the site of tissue restriction, but instead increase range of motion (ROM) through a series of postural and motor control changes up and down the kinetic chain. Long-term stretching protocols have been shown to produce suboptimal movement patterns, structural malalignment and inhibit neuromuscular control, which develop in response to musculoskeletal imbalances and localized tissue adaptions.9‑11 Conflicting evidence suggests that short-term or acute changes in hamstring extensibility using traditional stretching techniques are achievable but physiological elongation of the target tissue is unrealistic.3,4,12‑15 Focusing on impairments from other body regions or systems, regardless of the proximity to the musculoskeletal dysfunction, rather than treating with a local intervention targeting the perceived impaired tissue produces a greater impact on the patient’s primary complaint.8,9 A novel treatment approach, such as Total Motion Release® (TMR®), which attempts to restore mobility of surrounding structures and reduce adjacent soft tissue restriction has demonstrated greater benefits than traditional stretching for improving ROM. Restoring movement symmetry of surrounding structures that influence target tissue to improve joint mobility, such as in a regional interdependence

Figure 1. Total Motion Release® Fab 6 motions. approach, could produce long-lasting benefits in restricted tissue.

TMR® is a manual treatment technique developed by Tom Dalonzo-Baker which identifies body asymmetries to assess and treat dysfunction.16 The technique uses a regional interdependence approach to increase mobility and decrease pain and restriction within the musculoskeletal system.17 The Level one TMR® treatment technique includes a movement assessment which incorporates six bilateral movements (referred to as the “Fab 6”) performed across the upper body, trunk, and lower body (Figure 1).18 Following each movement, the patient rates the motion on a subjective scale from 1 (no dysfunction, pain, asymmetry) to 100 (complete dysfunction, pain, asymmetry).19 The upper body, trunk, and lower body motions with the greatest dysfunction are treated by repeating the TMR® Fab 6 movement using the patient’s “good side.” Recent research suggests that TMR® is effective in treating soft-tissue restriction of both the upper and lower extremities. Gamma et al19,20 demonstrated significant increases in shoulder internal and external rotation of healthy baseball pitchers using the TMR® trunk-twist and arm raise movements compared to a traditional static and dynamic warm-up. Baker et al.16 also demonstrated a significant increase of 31.5° bilaterally in the active straight leg raise (ASLR) following one week of TMR® combined with instrument assisted soft-tissue mobilization.

To date, no studies evaluating the efficacy of the TMR® Fab 6 protocol on lower extremity hamstring muscle extensibility could be identified. Therefore, the purpose of this exploratory observational study was to determine the effectiveness of the TMR® Fab 6 assessment and treatment to increase hamstring flexibility in healthy participants following one session of TMR®. The authors hypothesized that restoring movement symmetry utilizing the TMR® Fab 6 would result in a greater increase in hamstring flexibility as measured by the Active Knee Extension Test (AKET) and

International Journal of Sports Physical Therapy

The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

the Passive Straight Leg Raise Test (PSLR) when compared to a control group.

MATERIALS AND METHODS DESIGN

An observational study approach was used to evaluate independent group variables (i.e., TMR and control) and limb (i.e., preferred leg and non-preferred leg). The non-preferred leg was considered the extremity with the least amount of flexibility at baseline while the preferred leg was considered the extremity with the greatest amount of flexibility at baseline. This protocol was determined to be most appropriate because TMR® is designed to treat movement asymmetry throughout the body rather than target a specific tissue dysfunction. The terms “preferred” and “nonpreferred” were used to avoid the need to operationalize dominance because, unlike the upper extremity, there is no consensus when defining lower extremity dominance. In some cases, lower extremity dominance is determined by asking the patient which leg they prefer to kick a ball.21 However, this definition assumes that the limb used to kick a ball would be the same as the limb with greatest strength, the limb used to “brake” after being pushed, the limb used to jump, and the limb used to spontaneously land following a step-up task.22 In addition, there has been no association found between self-identified preferred kicking leg and preferred landing leg in athletes and non-athletes, therefore, lower extremity dominance has no impact when analyzing movement asymmetries.21,23,24 The dependent variables were AKET range of motion and PSLR range of motion at baseline, post treatment, and 24 hour follow up.

PARTICIPANTS

A convenience sample of 20 healthy participants were recruited from three separate institutions (two colleges, one high school). All participants were high school or college athletes who remained physically active but had not engaged in an organized team or individual sport within the previous six months. Participants were randomly assigned to either the TMR® group or the control group.

Participants were excluded from the study if they had a history of hamstring pathology that prevented full knee or hip range of motion, a lumbo-pelvic pathology limitation which prohibited participation in the PSLR, ongoing musculoskeletal, neuromuscular or functional limitations, history of paresthesia, motor abnormality, a knee flexion angle greater than 70 degrees while performing the AKET, or if the participant was involved in a systematic stretching program within the last month. The institutional review board from each facility approved this study in the spirit of the Helsinki Declaration, and all participants provided written informed consent including minor participant assent and parental consent. Prior to baseline evaluation, all participants were asked to refrain from pre-activity warm-up or stretching within the two hours preceding assessment and treatment.

ASSESSMENTS & MEASUREMENTS TOTAL MOTION RELEASE® FAB 6 TREATMENT GROUP

The TMR® treatment group subjectively compared the Fab 6 movements bilaterally to determine the side and/or motion of greatest restriction. The six movements include: seated shoulder flexion or arm raise (AR), bent arm wall push-up or arm press (AP), seated trunk rotation (TR), seated hip flexion with knee extension or leg raise (LR), single leg sit to stand (STS) and unilateral standing toe touch (TT).18 Following each movement, a visual scoring scale (Table 1) was used to identify the “good side” (lower score) and “bad side” (higher score) related to participant reported pain, tightness, ROM, strength, and ease of motion. The most asymmetrical upper body movement (i.e., shoulder flexion or wall push-up), lower body movement (i.e., straight leg raise, toe touch, or sit-to-stand) and trunk movement (i.e., rotation right or rotation left) were selected and treated. A standard provocative movement (e.g., standing hip flexion) was also established to assess patient reported subjective hamstring restriction. The standard provocative movement was utilized throughout the testing procedure to assess the impact of the TMR® Fab 6 treatment on perceived hamstring tightness.

CONTROL GROUP

The control group performed the same baseline testing and standard provocative movement (standing hip flexion). Following intake and ROM measurements, participants were instructed to perform one repetition of standing active hip flexion with both knees in full extension, held for 2 seconds and repeated every 30 seconds for 15 minutes. The sham treatment was created to ensure a temperature increase in the target tissue and provide results similar to a dynamic warm-up.

CLINICAL TESTS

Active Knee Extension Test. The AKET was performed with the participant in a supine position inside a homemade AKET device (Figure 2) with the non-test leg secured to the table in a pelvic neutral position using a mobilization belt across the mid-portion of the anterior thigh. The TiltMeter smartphone app (Carlos Hernandez) was placed on the participant’s anterior thigh, 10 cm proximal to the superior pole of the patella of the tested leg. The participant’s thigh was passively flexed to 90 degrees and maintained in that position using the horizontal bar of the homemade AKET device.25 The participant was then asked to actively extend the knee until reaching the maximal tolerable stretch of the hamstring muscles.26,27 The examiner placed the TiltMeter smartphone app on the anterior tibia halfway between the inferior pole of the patella and distal tibia with the screen facing away from midline to blind the participant.26 Measurements were recorded as the distance from 180 degrees of knee extension. Prior to data collection, interrater reliability was established using a sample of 11 healthy participants independently recruited for this por-

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The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

Table 1. Visual scoring scale for TMR® 100

The worst “shoot me now”

90

Very high issue

80

High issue

70

Definitely noticeable

60

Little more than moderate

50

Somewhat noticeable

40

Kind of noticeable

30

Low issue

20

Mild issue

10

Very mild issue

0

No problem at all

thigh. Participants were also instructed to relax the ankle in a slightly plantarflexed position.25 The TiltMeter smartphone app was placed on the anterior tibia halfway between the inferior pole of the patella and the distal tibia with the screen facing away from the midline to blind the participant. The hip was passively flexed until the participant identified a strong but tolerable stretch in the hamstring and measurements were recorded. A reliability testing session revealed that interrater reliability for the passive straight leg raise test was excellent for the right leg (ICC3,1 = 0.97, p<0.001, 95%CI: 0.93, 0.99, SEM 2.58) and the left leg PSLR (ICC3,1 = 0.98, p<0.001, 95% CI: 0.96, 0.99, SEM 2.27), which was consistent with the existing literature.28 Intrarater reliability was found to be 0.94-0.97 (p<.0001, 95%CI: 0.70, 0.99) for the PSLR across the three raters.

Lastly, standard error of measurement was calculated for PSLR test-retest reliability, which ranged from 1.74-3.45.

TMR® TREATMENT GROUP

Figure 2. Active Knee Extension Device tion of the study. Interrater reliability assessment for AKET and PSLR was assessed using a two-way mixed intraclass correlation coefficient (ICC3,1). Active knee extension testing was reliable between raters for the right leg (ICC3,1 = 0.952, p<.0001, 95% CI: 0.90, 0.99, SEM 3.32) and the left leg AKET (ICC3,1 = 0.97 (p<0.001, 95% CI: 0.93, 0.99, SEM 3.06) for the three raters. Interrater reliability results are consistent with other researchers who found an ICC2,1 value of 0.93 for the AKET.28 Reliability for each rater was also assessed, and also indicated excellent intra-rater reliability with values ranging from 0.94-0.97 (p<.0001, 95%CI: 0.74, 0.99). Standard error of measurement (SEM=SD* √ 1-test reliability) was calculated for test-retest reliability of the AKET with measurements ranging from 1.50-3.72.

Passive Straight Leg Raise Test. Hip flexion was assessed bilaterally using the PSLR test. The participant was positioned supine with both legs extended and the non-test leg secured to the table in a pelvic neutral position using a mobilization belt across the mid-portion of the anterior

The TMR® treatment group utilized the “good side,” performing the unilateral motion described during the FAB 6 evaluation. Of the three previously identified body regions (e.g., upper body, lower body and trunk twist), the most asymmetrical movement was performed first by having the participant complete two sets of 10 repetitions (one round) of an isotonic motion to the end range. For example, if shoulder flexion was considered the most asymmetrical motion, the participant performed 2 sets of 10 repetitions of shoulder flexion to the end range using the “good side” with 30-seconds rest between sets. Following the first round, the participant was instructed to retest the same movement (e.g., shoulder flexion) on the “bad side” and re-score on the visual scoring scale. At this time, the participant also retested and rescored bilateral standing hip flexion (provocative motion) to establish if the previously identified hamstring restriction had changed. Traditional TMR® protocol governed the progression of TMR® following round one, but the rules were modified for subsequent rounds to establish consistency across three examiners (Table 2). Rounds of the identified TMR® movement continued based on the the established rules matrix until the

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The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

Table 2. Modified rules matrix for TMR® treatment Round 1

If TMR# improves (gets better), demonstrates little to no change (<10 points) or TMR# increases (gets worse) – Do same exercise again in the exact same way.

Round 2

If TMR# improves (gets better) – Do same exercise again in the exact same way

Round 3

If TMR# improves (gets better) – Do same exercise again in the exact same way

If TMR# has little to no change (<10 points) or TMR# increases (gets worse) – Switch to next greatest asymmetry for that body region

If TMR# has little to no change (<10 points) or TMR# increases (gets worse) – Switch to next greatest asymmetry for that body region

Once the TMR# has been reduced to 5 or less – move on to the next exercise.

participant identified a 5 or less on the visual scoring scale before moving on to the next body region. This process continued until a score of 5 or less was recorded in all three body regions.

was set a priori at p ≤ .017. Effect size was calculated using Cohen’s d ([M1 – M2] /standard deviation(pooled)) and a large effect size was set a priori at d ≥ .08.29

RESULTS

PROCEDURES

PRELIMINARY DATA ANALYSIS

Participant intake and baseline evaluation were completed and included a medical history to verify exclusion criteria along with demographic information. After intake, each participant performed a 5-minute warm-up on the stationary bike at a moderate intensity (80-90 RPMs) followed immediately by the bilateral ROM evaluations on the right and left lower extremities in order from AKET to PSLR. Following baseline measurements, participants were randomly placed in the TMR® group or the control group.

Upon completion of treatment, control and TMR® intervention groups were immediately re-evaluated using the AKET and the PSLR in the same order and fashion as baseline testing. Participants were asked to return in 24-hours for the same objective measurements as previously described. All participants were instructed to refrain from supplemental stretching and physical activity in which the heart rate was elevated for more than 15-minutes over the 24-hour period.

STATISTICAL ANALYSIS

Statistical analyses were performed using Statistical Package for the Social Sciences (SPSS, Inc., Armonk, NY, USA) version 23.0. The results are expressed as mean ± standard deviation. Normality of distribution and equality of variance were assessed using Levene’s test. An independent samples t-test was used to assess group differences at baseline on the AKET and PLSR. A mixed-model ANOVA, with one between (group) and one within (time) factor, was used to determine any main effects, using the multivariate criterion of Wilks’ Lambda (λ), or interactions across time for each outcome measure across groups. The alpha level was set a priori at p< 0.05 for all analyses. If a significant ANOVA was found, an independent t-test was used to compare the changes between groups across the time points (e.g., baseline to post-intervention, post-intervention to 24hr follow-up, and baseline to 24hr follow-up). Post-hoc t-tests were corrected for type I error using the Bonferroni technique (αadjusted = .05/3) and the adjusted alpha level

A total of 20 participants (10 males and 10 females, mean age = 17.8±1.2 years, mean height = 175.0±10.2 cm, mean weight = 74.5±17.1 kg) were included, all met study criteria and completed all testing portions of the study. Significant differences between groups were not found on the demographic variables after group allocation (Table 3). Significant group differences between groups were also not found on baseline performances of the AKET or PSLR on either the PL or NPL (Table 3). ROM across all three timepoints between groups can be found in Table 4.

ACTIVE KNEE EXTENSION TEST ANALYSIS OF THE NONPREFERRED LEG

A significant difference for time (F2,17 = 179.91, p ≤ 0.001, 2 partialƞ = .955, power = 1.0) and time by group interaction (F2,17 = 57.38, p ≤ 0.001, partialƞ2 = .871, power = 1.0) were found in the AKET on the non-preferred leg. Immediately following the intervention, the TMR® group (mean change = 12.15° ± 2.94) experienced an improvement on the AKET that was significantly better (mean difference = 5.00°, p ≤ 0.001, Cohen’s d = 2.12, 95% CI 2.78, 7.22) than the improvement experienced by the control group (mean change = 7.15° ± 1.56). From the post-treatment measure to the 24hr follow-up measure, the TMR group (mean change = -2.85° ± 1.36) maintained significantly more (mean difference = 3.90°, p ≤ 0.001, Cohen’s d = 2.74, 95% CI 0.63, 2.57) of the improvement than the control group (mean change = -6.75° ± 1.48). From the baseline measure to the 24hr follow-up measure, the TMR group (mean change = 9.30° ± 2.10) displayed significantly improved (mean difference = 8.90°, p ≤ 0.001, Cohen’s d = 4.36, 95% CI 6.98, 10.81) AKET values compared to the control group (mean change = 0.40° ± 1.98).

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The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

Table 3. Mean differences between TMR and control groups at baseline (P>.05) TMR® Group (n=10)

Control Group (n=10)

p - value

Age

17.4±1.2 yrs.

18.1±1.0 yrs.

0.186

Height

175.1±10.0 cm

174.9±11.0 cm

0.957

Weight

74.1±15.8 kg

74.9±19.1 kg

0.923

AKET Non-preferred

58.15°±8.9°

57.50°±7.9°

0.865

AKET Preferred

62.85°±9.1°

62.80°±8.6°

0.990

PSLR Non-preferred

66.20°±9.3°

65.90°±8.2°

0.940

PSLR Preferred

69.70°±8.6°

70.75°±6.8°

0.765

Table 4. Range of motion measures across time.

TMR® group

Control group

AKET Non-preferred, baseline

58.15⁰ ± 8.91⁰

57.50⁰ ± 7.94⁰

AKET Non-preferred, post- intervention

70.30⁰ ± 10.66⁰

64.65⁰ ± 7.30⁰

AKET Non-preferred, 24hr follow-up

67.45⁰± 9.56⁰

57.90⁰ ± 7.78⁰

AKET Preferred, baseline

62.85⁰ ± 9.06⁰

62.80⁰ ± 8.60⁰

AKET Preferred, post- intervention

75.00⁰ ± 8.12⁰

70.80⁰ ± 8.45⁰

AKET Preferred, 24hr follow-up

71.55⁰ ± 8.59⁰

62.90⁰ ± 8.23⁰

PSLR Non-preferred, baseline

66.20⁰ ± 9.34⁰

65.90⁰ ± 8.19⁰

PSLR Non-preferred, post- intervention

79.15⁰ ± 9.47⁰

71.90⁰ ± 8.35⁰

PSLR Non-preferred 24hr follow-up

76.45⁰ ± 9.81⁰

66.85⁰ ± 9.10⁰

PSLR Preferred, baseline

69.70⁰ ± 8.60⁰

70.75⁰ ± 6.79⁰

PSLR Preferred, post- intervention

83.40⁰ ± 8.56⁰

75.85⁰ ± 7.75⁰

PSLR Preferred, 24hr follow-up

76.60⁰ ± 8.30⁰

69.70⁰ ± 7.60⁰

ACTIVE KNEE EXTENSION TEST ANALYSIS OF THE PREFERRED LEG

PASSIVE STRAIGHT LEG RAISE ANALYSIS OF THE NONPREFERRED LEG

A significant difference for time (F2,17 = 154.60, p ≤ 0.001, 2 partialƞ = .948, power = 1.0) and time by group interaction (F2,17 = 20.14, p ≤ 0.001, partialƞ2 = .703, power = 1.0) were found in the AKET on the PL. Immediately following the intervention, the TMR group (mean change 12.15° ± 3.05) experienced an improvement on the AKET that was significantly better (mean difference 4.15°, p ≤ 0.002, Cohen’s d = 1.61, 95% CI 1.72, 6.57) than the improvement experienced by the control group (mean change = 8.00° ± 2.00).

From post-treatment measure to 24hr follow-up measure, the TMR group (mean change = -3.45° ± 1.61) maintained significantly more (mean difference = 4.45 p ≤ 0.001, Cohen’s d = 1.77, 95% CI 2.09, 6.81) of the improvement than the control group (man change = -7.90° ± 3.16). From baseline measure to 24hr follow-up measure, the TMR group (mean change = 8.70° ± 3.62) displayed significantly improved (mean difference = 8.60°, p ≤ 0.001, Cohen’s d = 2.94, 95% CI 5.82, 11.37) AKET values compared to the control group (mean change = 0.10° ± 2.07).

A significant difference for time (F2,17 = 112.86, p ≤ 0.001, 2 partialƞ = .930, power = 1.0) and time by group interaction (F2,17 = 33.21, p ≤ 0.001, partialƞ2 = .797, power = 1.0) were found in the PSLR on the non-preferred leg. Immediately following the intervention, the TMR group (mean change = 12.95° ± 3.10) experienced an improvement on the PSLR that was significantly better (mean difference = 6.95°, p ≤ 0.001, Cohen’s d = 2.53, 95% CI 4.37, 9.53) than the improvement experienced by the control group (mean change = 6.00° ± 2.33). From the post-treatment measure to the 24hr follow-up measure, the TMR group (mean change = -2.70° ± 1.03) maintained significantly more (mean difference = 2.35°, p ≤ 0.001, Cohen’s d = 1.09, 95% CI 0.32, 4.37) of the improvement than the control group (mean change = -5.05° ± 2.87). From the baseline measure to the 24hr follow-up measure, the TMR group (mean change = 10.25° ± 2.97) displayed significantly improved (mean difference = 9.30, p ≤ 0.001, Cohen’s d = 3.76, 95% CI 6.97, 11.62) PSLR values compared to the control group (mean change = 0.95° ± 1.85).

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The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

PASSIVE STRAIGHT LEG RAISE ANALYSIS OF THE PREFERRED LEG

A significant difference for time (F2,17 = 85.11, p ≤ 0.001, 2 partialƞ = .909, power = 1.0) and time by group interaction (F2,17 = 27.11, p ≤ 0.001, partialƞ2 = .761, power = 1.0) were found in the PSLR on the PL. Immediately following the intervention, the TMR group (mean change = 13.70° ± 3.38) experienced an improvement on the PSLR that was significantly better (mean difference = 8.60°, p ≤ 0.001, Cohen’s d = 2.70, 95% CI 5.60, 11.60) than the improvement experienced by the control group (mean change = 5.10° ± 2.98).

From post-treatment measure to 24hr follow-up measure, the TMR group (mean change = -3.80° ± 2.31) maintained more (mean difference = 2.35°, p ≤ 0.090, Cohen’s d = 0.80, 95% CI -0.40, 5.10) of the improvement than the control group (mean change = -6.15° ± 3.44) but this difference was not statistically significant. From baseline measure to 24hr follow-up measure, the TMR group (mean change = 9.90° ± 4.43) displayed significantly improved (mean difference = 10.95°, p ≤ 0.001, Cohen’s d = 2.63, 95% CI 7.79, 14.11) PSLR values compared to the control group (mean change = -1.05° ± 1.72).

DISCUSSION The purpose of this study was to determine the effect of a single bout of the TMR® Fab 6 assessment and treatment to increase hamstring flexibility in healthy participants as measured by the AKET and PSLR tests. The results suggest that both the control group and the TMR® group demonstrated immediate post-intervention change in hamstring flexibility, however, the increase experienced by the TMR® group was significantly greater than the change experienced by the control group. Further, only the TMR® group experienced a significant change in flexibility over the 24-hour period, denoting the application of TMR® was more effective at producing longer lasting improvements.

The large effect sizes (i.e., Cohen’s d) reported across all measures of AKET and PSLR demonstrates a practical significance denoting increased confidence that the difference between the TMR® and control groups is meaningful to clinicians. The results of this exploratory observational study indicate the use of TMR® is more effective for acutely improving measures of hamstring flexibility and maintaining those changes at a 24-hour follow-up than the control group. The magnitude of difference between the TMR® and control groups suggests that a regionally interdependent approach to the treatment of restricted tissue leads to better patient outcomes.

Among researchers, a consensus has not been established for the most effective and efficient method to increase hamstring flexibility. Both PNF and SS have been shown to significantly increase ROM.12,30‑33 but the lasting effect of these techniques remains inconclusive.4,34 Depino et al.,34 utilized a standing static hamstring stretching protocol and evaluated ROM using the AKET and found a significant increase in hamstring extensibility at one- and three-minutes post intervention but returned to baseline

after six minutes. In contrast, DeWeijer et al.4 used static stretching with and without an active warm-up and saw a significant increase in AKET ROM which was maintained for a 24-hour period. Unlike traditional stretching methods which produce a positional sensitivity in the golgi tendon organs by affecting the series elastic component of the muscle,4 TMR® promotes the restoration of symmetry and a reduction in restriction throughout the body, resulting in more efficient movement. The current results benefit from a regional interdependence-informed treatment protocol which may produce changes in the passive mechanical properties of the hamstring without intentionally attempting to lengthen the target tissue. It should be acknowledged that recent literature has questioned the impact of asymmetry on movement dysfunction hypothesizing that asymmetry may not be clinically relevant and is considered a normal part of human structure and function.35,36 Treatment paradigms that target bilateral asymmetries may have little to no effect on sport performance or reduction of injury.35 Findings of the present study support previous investigations using the TMR® treatment protocol for increasing ROM. Gamma et al.19,20 found significant increases in shoulder internal and external ROM in baseball players when comparing the TMR® trunk twist and arm raise to a traditional baseball warm-up. Similarly, Dexter et al.37 observed significant increases in internal and external hip ROM in overhead athletes utilizing the TMR forward flexion trunk twist combined with the seated straight leg raise. Unlike the previous TMR® research, the treatment protocol used in the current study involved the application of TMR® across all three sections of the body (i.e., upper extremity, trunk/core, and lower extremity). The authors conclude that the application of the TMR® protocol may only need to occur at the areas of the body with the greatest movement impairment and dysfunction. Additionally, the current results, when combined with previous TMR® research, indicate that statistically significant increases in ROM are possible without the need for utilizing an intervention (e.g., stretching) that targets “tight” tissue to improve flexibility and ROM. Thus, changes in hip ROM and hamstring extensibility may be attributed to a reduction of restriction throughout the entire body as opposed to being the result of “tight” or “shortened” muscles that need to be stretched.

Previous researchers have speculated that the positive effects of TMR® may be attributed to neuro-physiological adaptions associated with the increase motor output from spinal neurons.16,37,38 Mechanisms such as neural coupling39 and cross education40 influence the fascial and muscular tissue via integrated central and peripheral nervous system feedback, promoting accommodations in joint ROM and muscular flexibility.37 Using a treatment paradigm focused on the “good” side has been shown to produce bilateral improvements while avoiding the need to increase tension on a target muscle or reinforce a dysfunctional pattern.41 Limitations are present for generalizing the results outside of the study population. Because the research design included only healthy subjects with a mean age of 17.8±1.2

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The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

years of age, the results of the current study may not be observed in individuals with hamstring or lumbar pathology, or those who are outside of this age range. Similarly, there are numerous stretching techniques and we only compared the TMR® application to the control group. Additionally, the authors did not collect more long-term follow-up measurements (e.g., 72 hours) or assess other functional measures (e.g., Functional Movement Screen™, EMG analysis) to determine the long-term results of application or examine potential mechanisms of action for the effect of the TMR® protocol.

Future research should examine the use of TMR® as a soft-tissue treatment protocol and compare it to the use of other common stretching techniques (e.g., SS, PNF stretching) utilized by practicing clinicians to improve hamstring extensibility and ROM. The long-term benefits of TMR®, as well as the effects of TMR® on other soft tissue restrictions throughout the body, should be considered in future research. It may also be beneficial to assess the effects of multiple TMR® treatment applications, as well as collect other variables (e.g., EMG data) to assess the potential mechanism of action and determine overall effectiveness of TMR® as a therapeutic intervention.

creased measures of hamstring length in healthy participants. Improvements found immediately post-intervention were maintained for the 24-hour follow-up without any direct treatment to the soft tissue of the hamstring. The results of the study suggest that utilizing a regional interdependence approach and balancing the asymmetries in the musculoskeletal system may result in improvements in hamstring extensibility and hip ROM.

CORRESPONDING AUTHOR

Rich D. Patterson DAT, LAT, ATC Department of Exercise, Health & Sport Sciences Pennsylvania Western University California PA, 15419 Rpatterson@pennwest.edu CONFLICTS OF INTEREST

The authors report no conflicts of interest.

Submitted: December 08, 2023 CDT, Accepted: May 29, 2024 CDT

CONCLUSION

© The Author(s)

The results of the current study demonstrate that a single bout of TMR® using one identified lower extremity, one upper extremity, and a trunk twist movement significantly in-

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2010;33(9):659-665. doi:10.1016/j.jmpt.2010.09.001 27. Reurink G, Goudswaard J, Oomen HG, et al.

Reliability of the acture and passive knee extension test in acute hamstring injuries. Am J Sports Med. 2013;41(8):1757-1761. doi:10.1177/ 0363546513490650 28. Gabbe BJ, Bennell KL, Wajswelner H, Finch CF. Reliability of common lower extremity musculoskeletal screening tests. Phys Ther Sport.

2004;5(2):90-97. doi:10.1016/S1466-853X(04)00022-7 29. Rosnow RL, Rossenthal R, Rubin DB. Contrasts and correlations in effect-size estimation. Psych Sci. 2000;11(6):446-453. doi:10.1111/1467-9280.00287

30. Lim KI, Hyung-Chun N, Kyoung-Sim J. Effects of hamstring muscle extensibility, muscle activity, and balance of different stretching techniques. J Phys Ther Sci. 2014;26:209-213. doi:10.1589/jpts.26.209 31. Yildirum MS, Ozyurek S, Tosun O, Uzer S, Gelecek N. Comparison of effects of static, proprioceptive neuromuscular facilitation and Mulligan stretching on hip flexion range of motion: A randomized controlled trial. Biol Sport. 2016;33(1):89-94. doi:10.5604/20831862.1194126 32. Puentedura EJ, Huijbrigts PA, Celeste S, et al.

Immediate effects of quantified hamstring stretching: Hold-relax proprioceptive neuromuscular facilitation versus static stretching. Phys Ther Sport.

2011;12:122-126. doi:10.1016/j.ptsp.2011.02.006 33. Lempke L, Wilkinson R, Murray C, Stanek J. The effectiveness of PNF versus static stretching on increasing hip-flexion range of motion. J Sport Rehabil. 2018;27(3):289-294. doi:10.1123/ jsr.2016-0098 34. DePino GM, Webright WG, Arnold BL. Duration of maintained hamstring flexibility after cessation of an acute static stretching protocol. J Athl Train.

2000;35(1):56-59.

35. Alfonso J, Pena J, Sa M, Virgile A, Garcia-deAlcaraz A, Bishop C. Why sports should embrace bilateral asymmetry: A narrative review. Symmetry.

2022;14(10):1993-2011. doi:10.3390/sym14101993 36. Helme M, Tee J, Emmonds S, Low C. Does lowerlimb asymmetry increase injury risk in sport? A systematic review. Phys Ther Sport. 2021;49:204-213. doi:10.1016/j.ptsp.2021.03.001 37. Dexter RR, Loftis TK, Pettaway AN, Baker RT, May J. The immediate effects of a Total Motion Release warm-up on active rotational hip range of motion in overhead athletes. J Sports Phys Ther.

2019;14(6):898-910. doi:10.26603/ijspt20190898 38. Fimland MS, Helgerud J, Solstad GM, Iversen VM, Leivseth G, Hoff J. Neural adaptations underlying cross-education after unilateral strength training. Eur J Appl Physiol. 2009;107:723-739. doi:10.1007/ s00421-009-1190-7 39. Zehr E, Duysens J. Neural coupling between the arms and leg movement during human locomotion.

Neuroscientist. 2004;10(4):347-361. doi:10.1177/ 1073858404264680 40. Huang H, Ferris D. Upper and lower limb muscle activation is bidirectional and ipsilaterally coupled.

Med Sci Sports Exerc. 2009;41(9):1778-1789. doi:10.1249/MSS.0b013e31819f75a7

International Journal of Sports Physical Therapy

The Effects of TMR® Fab 6 on Hamstring Flexibility in Healthy Subjects; An Exploratory Observational Inv…

41. Kofotolis N, Kellis E. Cross-training effets of a proprioceptive neuromuscular facilitation exercise programme on knee musculature. Phys Ther Sport.

2007;8(41):109-116. doi:10.1016/j.ptsp.2007.02.004

International Journal of Sports Physical Therapy

Rabin A, Noyman L, Yaakobi N, Kazum E. Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Report. IJSPT. Published online July 1, 2024:888-897. doi:10.26603/001c.118928

Case Reports

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Report a

Alon Rabin1 , Livneh Noyman1, Noa Yaakobi1, Efi Kazum2,3 1 Physical Therapy, Ariel University, 2 Orthopaedic Surgery, Tel Aviv Sourasky Medical Center, 3 Sackler Faculty of Medicine, Tel-Aviv University

Keywords: Rehabilitation, Anterior Shoulder Dislocation, Apprehension https://doi.org/10.26603/001c.118928

International Journal of Sports Physical Therapy Background and Purpose Conservative management of anterior shoulder dislocation (ASD) is associated with greater recurrence compared with surgical management. Current rehabilitation protocols may not adequately challenge shoulder stability to encourage adaptive coping strategies.

Apprehension-based training (ABT) is a new treatment concept derived from the supine moving apprehension test (SMAT), a previously validated performance measure among patients with ASD. The purpose of this case report is to describe the application of ABT in a patient with recurrent ASD.

Study Design Case report

Case Description The subject was a 23-year-old male with bilateral recurrent ASD. The subject underwent a 17-week exercise program involving gradual exposure to increased anterior instability loads based on the SMAT movement pattern. The Western Ontario Shoulder Instability Index (WOSI), Patient-Specific Functional Scale (PFPS), Tampa Scale of Kinesiophobia, SMAT, shoulder internal and external rotation muscle strength were measured via hand-held dynomometry before and after training.

Outcomes Following treatment, clinically meaningful gains in quality of life (WOSI) and shoulder function (PSFS) were noted. Kinesiophobia decreased, SMAT and shoulder internal rotator strength increased beyond their respective minimal detectable change. Four months after treatment, quality of life and shoulder function remained improved, and the subject reported a reduced rate of ASD.

Discussion Apprehension-based training involving gradual exposure to shoulder instability loads may hold potential for improving the management of patients with ASD. Further testing of this concept is warranted.

Level of Evidence 4, single case report

a Corresponding author:

Alon Rabin Ariel University, Department of Physical Therapy Kiryat Hamada, P. O. Box 3, Ariel, Israel.

Cell: 011-972-52-3581550; Work: 011-972-3-9066398 alonrabin@gmail.com

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

BACKGROUND AND PURPOSE Anterior shoulder dislocation (ASD) is common among young and active individuals.1,2 While surgical management is associated with lower rates of recurrence,3 most people seem to prefer to avoid surgery after a first-time ASD.4 Conservative management is also the initial treatment of choice by many athletes who wish to resume competitive participation within the same sporting season.5,6 This choice is not without consequence as individuals following ASD exhibit fear of re-injury and fear of movement which often lead to avoidance behavior and a resultant lower quality of life.7‑9 Evidence supporting the conservative management of ASD is insufficient. One case series lacks a detailed description of the rehabilitation protocol,10 while the exercise protocol described in another case series does not include any exercise in the apprehension position (i.e. shoulder abduction and external rotation) which, in the opinion of the authors, may not challenge anterior shoulder stability adequately.11 A single randomized controlled trial indicates better functional outcomes after a neuromuscular exercise program compared with home strengthening exercises.12 Adequate exposure to conditions simulating ASD seems particularly important to stimulate the development of effective neuromuscular coping strategies. Exposure to activities considered fearful by patients with ASD may also serve to lessen the fear associated with shoulder movement and facilitate greater participation in daily and recreational activities. Such an approach has been previously shown beneficial among patients with chronic low back pain.13,14 The supine moving apprehension test (SMAT)15 is a physical performance measure designed to assess the ability to control excessive shoulder horizontal abduction and external rotation which are often implicated in the mechanism of ASD.16 The SMAT movement pattern may also serve as a mechanism to train patients with shoulder instability to develop effective neuromuscular control strategies that may allow for improved coping with anterior instability. Additionally, a progressive exercise intervention derived from the SMAT may provide graded exposure to conditions that cause fear, which may help decrease apprehension, and promote greater confidence and willingness to use the shoulder. Apprehension-based training (ABT) is a new treatment concept derived from the SMAT. The purpose of this case report is to describe the application of ABT in a patient with recurrent ASD.

CASE DESCRIPTION HISTORY

on field. Over the years the subject described multiple bilateral ASD’s, more frequently on the left side than the right.

The subject reported experiencing a left ASD at least once monthly and a right ASD once every few months. These dislocations were typically self-reduced. A magnetic resonance arthrography (MRA) of the left shoulder demonstrated an anterior-inferior labral tear as well as a Hill-Sachs lesion.

An MRA of the right shoulder demonstrated an anterior inferior and posterior labral tear and a chronic Hill Sachs lesion. Given the subject’s preference for conservative management he was referred multiple times to physical therapy over the years. Informed consent was obtained from the subject prior to collecting history and physical examination.

PHYSICAL EXAMINATION

Observation revealed no atrophy over the rotator cuff or deltoid, scapular alignment was symmetrical with no apparent winging or anterior tilting, no biceps abnormality or acromioclavicular step deformity were noted. Active range of motion (ROM) of the right/left shoulder into forward flexion (163°/169°), abduction (180°/173°), external rotation (with arm held by the side) (60°/55°) and internal rotation in the behind the back position (to the level of T3/T4 spinous process) were within the normal limits for a young male.17,18 Passive flexion ROM could not be tested in the supine position and passive external rotation ROM could not be tested in the supine or standing position due to apprehension. Passive internal rotation at 90° of abduction of the right/left shoulder was within normal limits (73°/68°, respectively).19 Shoulder internal rotator (IR) and external rotator (ER) muscle strength was tested in the supine position using a hand-held-dynamometer (HHD) with the shoulder positioned at 90° of abduction and neutral rotation (the preferred position of 90° abduction and 90° of external rotation could not be assumed due to apprehension). The dynamometer was placed over the dorsal (for ER strength) or volar (for IR strength) aspect of the distal forearm and two, 5-second repetitions of a “make” test were performed with the subject exerting maximal ER or IR effort and the examiner providing an equal and opposing resistance through the HHD. The repetition yielding the highest strength value was recorded. Baseline ER/IR strength on the right was 21.1/18.7 kg, corresponding to an ER/IR ratio of 1.12 and on the left was 16.0/20.8 kg (ER/IR ratio 0.77). The ER/IR ratio measured in this testing position in an overhead athletic population is reported to be 0.91 and 0.94 on the dominant and non-dominant shoulder, respectively.20 OUTCOME MEASURES

A 23-year-old left-handed male (height: 181 cm, weight: 81 kg) electrical engineering student presented with complaints of a seven-year history of bilateral shoulder instability. The subject reported dislocating his left shoulder for the first time at the age of 17 while playing soccer. The shoulder was reduced on-field with the help of a paramedic.

One month later the subject suffered a right ASD also while playing soccer, but this time the shoulder was self-reduced

The Western Ontario Shoulder Instability Index (WOSI) – The WOSI is a 21-item shoulder instability-related quality of life measure. Each item is scored on a 100 mm visual analogue scale resulting in a total score between 0 – 2100 which can be converted to a percentage with greater scores indicating greater disability.21 The WOSI has excellent testretest reliability (intraclass correlation coefficient (ICC)

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

0.95,21 and a minimal clinically important difference (MCID) of 220 points (10.4%).22 Tampa Scale of Kinesiophobia (TSK) – The TSK is a 17-item fear of movement and reinjury measure. Each item is scored on a 4-point Likert scale for a total score between 17 to 68 with scores greater than 37 representing high fear of movement.23,24 The MDC of the TSK has been reported as 10 points.25 The WOSI and TSK were administered first immediately following informed consent (pre-test) and again 8 days later (baseline) to establish their stability. The WOSI and TSK scored 84.5% and 50 points, respectively during pre-test, and 88.6% and 52 points during baseline.

The Patient-Specific Functional Scale (PSFS) – The PSFS is a self-reported functional ability measure. The subject selects three daily activities affected by their condition and rates the level of difficulty in performing these activities on three separate 11-point (0 – 10) numeric subscales with 0 indicating “no difficulty” and 10 indicating “complete inability”. The average score of the three subscales serves as the total score of the PSFS. The PSFS has shown high testretest reliability among patients attending physical therapy for shoulder complaints with an ICC 0.87 (95% CI 0.72, 0.94) an MDC 1.0, and an MCID 1.3.26 The subject’s baseline PSFS score was 7.7/10.

Anterior apprehension test – The anterior apprehension test which is typically scored dichotomously (positive/negative) was rated on a 4-point (0 - 3) ordinal scale for the purpose of this study, with a higher score representing less apprehension. Rating was based on the phase of the test in which apprehension was elicited as detected by resistance to further movement, or verbal expression of fear. The examiner stood behind the sitting patient and stabilized the scapula to prevent retraction. The examiner then abducted the shoulder to 90° (score 0), externally rotated the shoulder maximally (score 1), horizontally abducted the shoulder behind the frontal plane (score 2), and finally abducted the shoulder beyond 90° (score 3). The test was scored 0/3 bilaterally during baseline assessment.

Supine moving apprehension test - The SMAT is performed in a supine position by repetitively moving the arm to 135° and 180° of shoulder abduction over a 1-minute period while holding a dumbbell equaling 3% body mass.15 The test is scored based on the number of repetitions completed over a minute and has been shown to possess construct and concurrent validity among patients with ASD.15 The ICC and MDC of the SMAT are 0.84 and 10 repetitions and 0.74 and 12 repetitions on the dominant- and nondominant side, respectively.15 For safety reasons the procedure for the SMAT begins with assessment of the ability to control both end-range positions of the test (i.e. 135° and 180° of shoulder abduction in a supine lying position with the elbow straight while holding a 2 kg weight). If the subject is unable to control either position the SMAT is scored 0. If the subject can control both positions the dynamic test is performed beginning with the weight held in front of the chest. The subject then moves the shoulder to 135° of abduction, returns to the starting position and then moves the shoulder to 180° of

abduction and then returns to the starting position. Completion of this cycle consists of one repetition of the test.15 As the subject was unable to place the shoulder in either position (135° or 180°) on either side the SMAT was scored 0 bilaterally during baseline assessment.

ASSESSMENT

The history, physical examination, and imaging findings suggested the subject presented with bilateral, chronic, recurrent ASD. Based on the scores of all self-reported measures and the clear apprehension and unwillingness to move during ROM testing it was apparent that the subject presented with a markedly reduced quality of life due to shoulder instability and high levels of fear of movement.

The subject was scheduled to begin treatment one week following baseline assessment.

APPREHENSION-BASED TRAINING (ABT)

Treatment was provided by a fellowship-trained sports physical therapist with 25 years of experience in managing musculoskeletal shoulder disorders. Two physical therapist students who had completed all didactic education in musculoskeletal physical therapy were responsible for coordinating visits to the clinic, administering self-reported outcome measures, and maintaining weekly phone contact with the subject to ensure compliance with the exercise program.

The ABT was designed to enable the subject to achieve a SMAT score of a healthy young male population (i.e. ≥ 30 repetitions/minute).15 This approach was believed to progressively increase loads on anterior shoulder stability as well as to gradually expose the subject to fearful conditions. The ABT, which is described in detail in Table 1, is comprised of three phases: endurance (4 weeks), dynamic (5 weeks), and neurocognitive (4 weeks). Each phase consists of one exercise which is performed daily and becomes progressively more challenging with each consecutive week by altering joint position, weight, speed of movement, or cognitive load. A clinic-based treatment session was scheduled each week to verify proper performance and determine readiness to progress. Progression was contingent upon completion of the previous week’s exercise with satisfactory demonstration, as well as the subject’s judgment of readiness to progress. The next level of exercise was then demonstrated to the subject and practiced in front of the physical therapist. If both subject and therapist agreed it was possible to progress, the exercise was performed during the following week until the next treatment session.

The aim of the endurance phase was to increase the ability of the glenohumeral adductors, extensors, and internal rotators to control outer range shoulder horizontal abduction and external rotation moments. Concomitantly, this allowed for a gradual exposure to shoulder positions that are typically avoided due to apprehension. The gradation of forces was achieved by progressing from a lighter to a heavier weight and by progressing from training in the scapularto the frontal-plane (Figure 1, a – d).

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

Table 1. Apprehension-based exercise program description.

Phase

Week

Mode

Hand-held weighta

1

1 kg

• •

2

1 kg

• •

Endurance

3

Isometric

2 kg

• •

4

2 kg

• •

Dynamic

Comments

30 X 10 seconds at 135° abduction 30 X 10 seconds at 180° abduction

Scapular plane

30 X 10 seconds at 135° abduction 30 X 10 seconds at 180° abduction

Frontal plane

30 X 10 seconds at 135° abduction 30 X 10 seconds at 180° abduction

Scapular plane

30 X 10 seconds at 135° abduction 30 X 10 seconds at 180° abduction

Frontal plane

5

•

3 X 1 minute at 10 RPMb

6

•

3 X 1 minute at 15 RPM

•

3 X 1 minute at 20 RPM

8

•

3 X 1 minute at 25 RPM

9

•

3 X 1 minute at 30 RPM

10

•

3 X 1 minute at 25 RPM

7

Isotonic (SMAT movement pattern)

2 kg

11 Neurocognitive

Dose/pace

12

Isotonic (SMAT movement pattern)

13

•

3 X 1 minute at 30 RPM

•

3 X 1 minute at 25 RPM

•

3 X 1 minute at 30 RPM

2 kg

Set order of movement.

Random order of movement.

One arm at a time Random order of movement. Both arms simultaneously

RPM, repetitions per minute a Weight is based on the participant’s body mass: 1.5% during weeks 1-2, and 3% thereafter. b Initial pace set based on patient’s ability.

The aim of the dynamic phase was to train the subject to produce and control the dynamic movement pattern of the SMAT (repeatedly extending the arm to 135° and 180° of abduction while lying in a supine position and holding a 2 kg weight). Gradation of forces was achieved through a progressive increase of the pace of movement up to 30 repetitions-per-minute (RPM) which is thought to represent normal SMAT performance (Supplementary videos 1 – 3).15 The initial pace (10 RPM) was set based on a shared therapist-patient decision, and an attempt was made to increase the pace by five repetitions each consecutive week. The subject used a metronome application on his smartphone to help maintain the prescribed exercise pace. Increasing movement pace was thought to place greater horizontal abduction and external rotation momentum which was hypothesized to further challenge anterior shoulder stability

and concomitantly expose the subject to more fearful conditions.

During the neurocognitive phase the subject continued to perform the SMAT movement pattern at a relatively high pace (25 – 30 RPM) however the order of arm movement (135° or 180°) was unpredictable and in response to numeral commands. Audio files including randomly ordered double-digit numbers comprised of the numerals 1 and 2, or 3 and 4 (i.e., 11, 21, 34, 44) were pre-recorded and sent to the subject’s smartphone. The subject was instructed to extend the left arm to the 135° position in response to the numeral “1”, extend the left arm to the 180° position in response to the numeral “2”, extend the right arm to the 135° position in response to the numeral “3”, and extend the right arm to the 180° position in response to the numeral “4”. Accordingly, in response to the number “11” the

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

Figure 1. Endurance phase: (a) 135° scapular-plane abduction; (b) 180° scapular-plane abduction; (c) 135° frontal-plane abduction; (d) 180° frontal-plane abduction. subject was required to extend the left arm to the 135° position twice in a row, and in response to the number “43” the subject was required to extend the right arm to the 180° position followed by the 135° position. During the first two weeks of the neurocognitive phase the subject exercised each arm separately while during the last two weeks both arms were trained simultaneously (Supplementary videos 4, 5). The neurocognitive phase incorporates elements of attention, dual-tasking, reaction time, and memory. The addition of cognitive demands to a physical task has been previously shown to decrease performance during lower extremity functional tests such as hopping and a change of direction.27,28 The inclusion of such elements is in accordance with current views on the need to design rehabilitation procedures and return-to-play testing to simulate the chaotic conditions of competitive sports more closely.29 Following the completion of the intervention the subject was scheduled for a final assessment which included the three self-reported outcome measures (WOSI, TSK, PSFS), a repeat examination of IR and ER muscle strength, the anterior apprehension test and SMAT. Four months after treatment the subject was contacted to report any additional instability episodes and to again complete the WOSI, TSK and PSFS.

OUTCOME The subject was able to complete the intervention within 17 weeks. The program lasted four weeks longer than expected as during the 3rd week of the program (endurance phase) the subject suffered a left shoulder dislocation while reaching into the backseat of his car. The dislocation was selfreduced within a few seconds, however this resulted in the need to rest the shoulder for 10 days. In addition, the subject needed an extra two weeks of training to progress from a pace of 25 to 30 RPM during the dynamic phase (week 8),

as well as an extra week of training to progress from a pace of 25 to 30 RPM during the neurocognitive phase (week 12).

At the end of the training period the subject reported greater confidence and willingness to use the shoulder during daily activities. Table 2 summarizes pre-test, baseline, post-treatment, and follow-up self-reported measures, while Table 3 summarizes baseline and post-treatment physical examination measures.

The WOSI and PSFS improved well beyond their respective MCID following treatment,22,26 while the TSK score improved beyond its reported MDC.25 The SMAT score of both shoulders increased well beyond their respective MDC,15 and shoulder IR muscle strength improved beyond the MDC previously reported for a similar testing methodology.20 Shoulder ER muscle strength remained unchanged.

The anterior apprehension test was still positive bilaterally, but apprehension was elicited in a more advanced stage of the test in both shoulders. Finally, passive ROM into shoulder flexion and external rotation was possible with no apprehension and measured 175°/170° and 80°/86° on the right/left side.

Four months after treatment the WOSI and PSFS remained improved, however TSK score increased close to its baseline level (Table 2). The subject reported one additional dislocation of the right shoulder which occurred immediately after the treatment period as he was getting dressed after an MRA of his right shoulder. The dislocation was self-reduced, and no additional dislocations have occurred since. Therefore, over an 8-month period (from the beginning of treatment to four months following treatment) the subject experienced one dislocation of each shoulder. The subject considered this to be a clear reduction of the rate of shoulder dislocations. Finally, the subject reported continuing to exercise at a frequency of once a week.

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

Table 2. Pre-test, baseline, final, and follow-up self-reported outcome measures.

Measure

Pre-test

Baseline

Final

4-month follow-up

Minimal detectable change or MCID

WOSI (%)

84.5

88.6

55.7

54.2

10.4a

TSK (17 – 68)

50.0

52.0

35.0

47.0

10.0

PSFS (0 – 10)

NT

7.7

3.0

3.7

0.97a

PSFS, Patient-specific Functional Scale; TSK, Tampa Scale of Kinesiophobia; WOSI, Western Ontario Shoulder Instability Index. a Minimal clinically important difference

Table 3. Pre- and post-treatment physical examination measures.

Measure

Pre-treatment

Post-treatment

Minimal detectable change

Right IR strength (kg)

20.8

22.2

0.97 – 1.60

Left IR strength (kg)

18.7

23.6

0.97 – 1.60

Right ER strength (kg)

16.0

16.0

1.30 – 1.43

Left ER strength (kg)

21.1

21.5

1.30 – 1.43

Right SMAT (repetitions) (non-dominant side)

0

25

12

Left SMAT (repetitions) (dominant side)

0

28

10

Right anterior apprehension

0

2

NA

0

3

NA

(0 – 3)

Left anterior apprehension (0 – 3)

ER, external rotation; IR, internal rotation; SMAT, supine moving apprehension test.

DISCUSSION A novel exercise program specifically designed for patients with ASD was successfully implemented in the care of a patient with bilateral recurrent ASD. Following intervention clinically meaningful gains in quality of life and functional ability were observed along with reduced kinesiophobia and increased willingness to move the shoulder. The SMAT score improved beyond the random error associated with this test.15 The change in SMAT score and final SMAT score were well above those observed among patients after surgical stabilization and post-operative rehabilitation.15 Furthermore, the final SMAT score for both shoulders was only slightly below the score of a healthy young male population.15 Collectively, these results suggest ABT may hold potential in improving the conservative care of patients with ASD. The ABT is unique in that it is focused on obtaining control of a specific movement pattern that is known to be deficient among patients with ASD.15 The basic premise behind the program is that confrontation with progressively increased shoulder apprehension conditions will facilitate neuromuscular and psychological adaptations that will result in increased confidence and willingness to use the shoulder during activities of daily living.

Previous studies suggest delayed and reduced activation of muscles with potential to control excessive shoulder horizontal abduction and external rotation such as the pectoralis major and subscapularis.30,31 Such neuromuscular

deficits may play a role in the mechanism of recurrent ADL. The ABT was designed to improve the function of these muscles as well as other muscles with potential to prevent excessive horizontal abduction and external rotation such as the teres major, latissimus dorsi, and biceps brachii. Although the specific muscle activation pattern associated with ABT has not yet been reported, it is theorized that the supine lying position with the shoulder at 135° or 180° of abduction as performed in the endurance phase elicits activation of these muscles. The rapid acceleration of the shoulder into the 135° and 180° positions during the dynamic and neurocognitive phases is thought to invoke reactive activation of the adductors and internal rotators of the shoulder to decelerate the arm at end-range and accelerate it back to the starting position. Gradually increasing the pace of this movement creates plyometric training conditions, which has been previously shown to elicit joint protective neuromuscular adaptations such as improved proprioception and kinesthesia, faster production of maximal torque, and decreased amortization time from external to internal rotation.32 Although the authors did not assess for these adaptations after treatment, there was an increase in shoulder IR but not ER muscle strength following treatment, suggesting muscle-specific adaptations had occurred.

Patients with recurrent ASD have been shown to exhibit increased kinesiophobia,7,8 and persistent avoidance of certain daily and sport-related activities.9 Increased activation of brain networks regulating motor resistance, cognitive

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

control of movement, anxiety, and emotional regulation has been elicited in patients with anterior shoulder instability when visually presented with movements associated with anterior shoulder apprehension.33 Given these findings, it would seem that patients with ASD may benefit from psychological-based interventions such as graded exposure which has been successfully used among patients with chronic low back pain.14 The ABT provides a simple and feasible platform for providing such graded exposure in the context of ASD. The progressive confrontation with anterior instability loads may lead to habituation and degradation of the apprehension response. This may have been manifested by a decrease in kinesiophobia at the end of the treatment period, an increased tolerance to the anterior apprehension test and passive ROM testing, and an improved performance of the SMAT. Despite the decreased rate of ASD and the clinically meaningful improvement in most outcome measures, the subject remained affected by shoulder instability as manifested by a relatively high WOSI score, a positive apprehension test and the recurrence of kinesiophobia at followup. While long-term disability and persistent apprehension have been documented years after surgical stabilization of the shoulder,9,34 incorporating additional elements into ABT should be considered. Exercises in this case report were performed solely in the supine lying position. While this provides for a controlled progression of anterior destabilizing forces, it does not consider the variety of circumstances under which ASD might occur.35 Incorporating the control of the same movement pattern in other positions or under weight-bearing and/or closed kinematic conditions may serve to lessen kinesiophobia and disability even further.

Another consideration is adaptability. The ABT may need to be modified based on the individual needs of patients. For example, early after an acute ASD, patients must first regain full active ROM prior to beginning the ABT protocol. In contrast, patients who can perform the SMAT relatively well at baseline may be allowed to progress more rapidly through the initial phase of the program. Finally,

patients presenting with impairments possibly contributing to shoulder instability such as scapular dyskinesis or rotator cuff strength deficits, should be prescribed additional exercises to address such impairments.

This case report has several other limitations. Most importantly, a case report cannot infer a cause-and-effect relationship between intervention and outcome. Only a randomized controlled design can prove whether ABT yields results that differ from those of other interventions or the natural history of ASD. Second, no long-term follow was performed, and outcome is limited to the immediate- and short-term periods only. Third, the mechanism behind the clinical improvement observed following treatment is unclear. Although a decrease in kinesiophobia was evident, possible other mechanisms relating to neuromuscular control were not assessed. Fourth, because no interim outcome assessment was carried out, it is unclear what was the value of each of the three phases of the ABT in obtaining the outcome. And finally, the reliability of the anterior apprehension test as performed and scored in this study was not previously determined and findings relating to this outcome need to be interpreted with caution.

CONCLUSION Apprehension-based training, an intervention specifically designed for patients with ASD, was successfully completed by a subject with bilateral recurrent ASD. Clinically meaningful gains in quality of life and functional ability were detected, along with a reduced rate of shoulder dislocations, decreased kinesiophobia, increased willingness to move, and an improved SMAT score. Further study is warranted to explore the feasibility and efficacy of this intervention among patients with ASD. Submitted: November 26, 2023 CDT, Accepted: May 29, 2024 CDT

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International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

REFERENCES 1. Liavaag S, Svenningsen S, Reikeras O, et al. The epidemiology of shoulder dislocations in Oslo. Scan J Med Sci Sports. 2011;21(6):e334-e340. doi:10.1111/ j.1600-0838.2011.01300.x 2. Zacchilli A, Owens BD. Epidemiology of shoulder dislocations presenting to emergency departments in the United States. J Bone Joint Surg Am. 2010;92(3):542-549. doi:10.2106/JBJS.I.00450 3. Belk JW, Wharton BR, McCarty EC, et al. Shoulder stabilization versus immobilization for first-time anterior shoulder dislocation: A systematic review and meta-analysis of Level 1 randomized controlled trials. Am J Sports Med. 2022;51(6):1634-1643. doi:10.1177/03635465211065403 4. Yaari L, Ribenzaft SZ, Kittani M, Yassin M, Haviv B. Epidemiology of primary shoulder dislocations requiring surgery: a cohort study from a major trauma center during 7 years. J Orthop Surg (Hong Kong). 2022;30(3):10225536221134032. doi:10.1177/ 10225536221134032 5. Dickens JF, Owens BD, Cameron KL, et al. Return to play and recurrent instability after in-season anterior shoulder instability: a prospective multicenter study. Am J Sports Med. 2014;42(12):2842-2850. doi:10.1177/ 0363546514553181 6. Shanley E, Thigpen C, Brooks J, et al. Return to sport as an outcome measure for shoulder instability: Surprising findings in nonoperative management in a high school athlete population. Am J Sports Med. 2019;47(5):1062-1067. doi:10.1177/ 0363546519829765 7. Olds M, Ellis R, Parmar P, Kersten P. The immediate and subsequent impact of first-time traumatic anterior shoulder dislocation in people aged 16-40: Results from a national cohort study. Shoulder Elbow.

2021;13(2):223-232. doi:10.1177/1758573220921484 8. Eshoj H, Rasmussen S, Frich LH, Jensen SL, Sogaard K, Juul-Kristensen B. Patients with nonoperated traumatic primary or recurrent anterior shoulder dislocation have equally poor self-reported and measured shoulder function: A cross-sectional study. BMC Musculoskelet Disord. 2019;20(1):59. doi:10.1186/s12891-019-2444-0 9. Safran O, Beyth S, Milgrom C, Milgrom Y, Nir D, Finestone AS. At long-term follow-up many first-time male traumatic shoulder dislocators remain symptomatic. J Sci Med Sport. 2023;26(6):291-295. doi:10.1016/j.jsams.2023.03.008

10. Riccio I, de Sire A, Latte C, Pascarella F, Gimigliano F. Conservative treatment of traumatic shoulder instability: A case series study.

Musculoskelet Surg. 2015;99:133-137. doi:10.1007/ s12306-015-0373-0 11. Aronen JG, Regan K. Decreasing the incidence of recurrence of first-time anterior shoulder dislocations with rehabilitation. Am J Sports Med. 1984;12:283-291. doi:10.1177/036354658401200408 12. Eshoj HR, Rasmussen S, Frich LH, et al.

Neuromuscular exercises improve shoulder function more than standard care exercises in patients with traumatic anterior shoulder dislocation: A randomized controlled trial. Orthop J Sports Med. 2020;8(1):2325967119896102. doi:10.1177/ 2325967119896102 13. George SZ, Zeppieri G. Physical therapy utilization of graded exposure. J Orthop Sports Phys Ther. 2009;39(7):496-505.

14. Woods MP, Asmundson GJG. Evaluating the efficacy of graded in vivo exposure for the treatment of fear in patients with chronic back pain: a randomized controlled clinical trial. Pain.

2008;136(3):271-280. doi:10.1016/j.pain.2007.06.037 15. Rabin A, Chechik O, Olds MK, et al. The supine moving apprehension test – reliability and validity among healthy individuals and patients with anterior shoulder instability. Shoulder Elbow. Published online 2023. doi:10.1177/17585732231170197 16. McMahon PJ, Chow S, Sciaroni L, Yang BY, Lee TQ. A novel cadaveric model for anterior-inferior shoulder dislocation using forcible apprehension positioning. J Rehabil Res Dev. 2003;40:349-359. doi:10.1682/JRRD.2003.07.0349 17. Gill TK, Shanahan EM, Tucker GR, Buchbinder R, Hill CL. Shoulder range of movement in the general population: Age and gender stratified normative data using a community-based cohort. BMC Musculoskelet Disord. 2020;21(1):676. doi:10.1186/ s12891-020-03665-9 18. Constant CR, Gerber C, Emery RJH, Sojbjerg JO, Gohlke F, Boileau P. A review of the Constant score: modifications and guidelines for its use. J Shoulder Elbow Surg. 2008;17(2):355-361. doi:10.1016/ j.jse.2007.06.022

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

19. Lunden JB, Muffenbier M, Giveans MR, Cieminski CJ. Reliability of shoulder internal rotation passive range of motion measurements in the supine versus sidelying position. J Orthop Sports Phys Ther.

2010;40(9):589-594. doi:10.2519/jospt.2010.3197

27. Simon JE, Millikan N, Yom J, Grooms DR. Neurocognitive challenged hops reduced functional performance relative to traditional hop testing. Phys Ther Sports. 2020;41:97-102. doi:10.1016/ j.ptsp.2019.12.002

20. Cools AM, Vanderstukken F, Vereecken F, et al.

Eccentric and isometric shoulder rotator cuff strength testing using a hand-held dynamometer: Reference values for overhead athletes. Knee Surg Sports Traumatol Arthrosc. 2016;24(12):3838-3847. doi:10.1007/s00167-015-3755-9

28. Serpell BG, Ford M, Young WB. The development of a new test of agility for rugby league. J Strength Cond Res. 2010;24(12):3270-3277. doi:10.1519/ JSC.0b013e3181b60430

21. Kirkley A, Griffin S, McLintock H, Ng L. The development and evaluation of a disease-specific quality of life measurement tool for shoulder instability. The Western Ontario Shoulder Instability Index (WOSI). Am J Sports Med. 1998;26(6):764-772. doi:10.1177/03635465980260060501 22. Kirkley A, Griffin S, Dainty K. Scoring systems for the functional assessment of the shoulder.

Arthroscopy. 2003;19(10):1109-1120. doi:10.1016/ j.arthro.2003.10.030 23. Kori SH, Miller RP, Todd DD. Kinesiophobia: A new view of chronic pain behavior. Pain Manag.

Published online 1990:35-43.

24. Vlayen JWS, Kole-Snijders AMJ, Boeren RGB, van Eek H. Fear of movement/(re)injury in chronic low back pain and its relation to behavioral performance.

Pain. 1995;62(3):363-372. doi:10.1016/ 0304-3959(94)00279-N 25. Yona T, Yaniv M, Rom J, Damri E, Fischer AG. Translation, cross-cultural adaptation and reliability of the International Knee Documentation Committee (IKDC) subjective knee form and the tampa scale for kinesiophobia (TSK) into Hebrew. Arch Orthop Trauma Surg. 2023;143(5):2629-2640. doi:10.1007/ s00402-022-04548-5 26. Koehorst MLS, Van Trijffel E, Lindeboom R. Evaluative measurement properties of the subjectSpecific Functional Scale for primary shoulder complaints in physical therapy practice. J Orthop Sports Phys Ther. 2014;44(8):595-603. doi:10.2519/ jospt.2014.5133

29. Wilk K, Thomas ZM, Arrigo CA, Davies GJ. The need to change return to play testing in athletes following ACL injury: A theoretical model. Int J Sports Phys Ther. 2023;18(1):272-281. doi:10.26603/ 001c.67988 30. Myers JB, Ju YY, Hwang JH, McMahon PJ, Rodosky MW, Lephart SM. Reflexive muscle activation alterations in shoulders with anterior glenohumeral instability. Am J Sports Med. 2004;32:1013-1021. doi:10.1177/0363546503262190 31. Brostrom LA, Kronberg M, Nemeth G. Muscle activity during shoulder dislocation. Acta Orthop Scand. 1989;60:639-641. doi:10.3109/ 17453678909149593 32. Swanik KA, Lephart SM, Swanik CB, Lephart SP, Stone DA, Fu FH. The effects of shoulder plyometric training on proprioception and selected muscle performance characteristics. J Shoulder Elbow Surg.

2002;11(6):579-586. doi:10.1067/mse.2002.127303 33. Haller S, Cunningham G, Laedermann A, et al.

Shoulder apprehension impacts large-scale functional brain networks. AJNR Am Neuroradiol.

2014;35(4):691-697.

34. Maman E, Dolkart O, Krespi R, et al. A multicenter retrospective study with a minimum 5-year follow-up comparing arthroscopic Bankart repair and Latarjet procedure. Orthop J Sports Med. 2020;8(8):2325967120941366. doi:10.1177/ 2325967120941366 35. Owens BD, Duffey ML, Nelson BJ, DeBerardino TM, Taylor DC, Mountcastle SB. The incidence and characteristics of shoulder instability at the United States Military Academy. Am J Sports Med. 2007;35(7):1168-1173. doi:10.1177/ 0363546506295179

International Journal of Sports Physical Therapy

Apprehension-Based Training: A Novel Treatment Concept for Anterior Shoulder Dislocation – A Case Rep…

SUPPLEMENTARY MATERIALS Supplementary video 1. Dynamic phase RPM 10 Download: https://ijspt.scholasticahq.com/article/118928-apprehension-based-training-a-novel-treatment-conceptfor-anterior-shoulder-dislocation-a-case-report/attachment/230899.mp4?auth_token=XLCm2sjLQhWAg9bXSNLo

Supplementary video 2. Dynamic phase 20 RPM Download: https://ijspt.scholasticahq.com/article/118928-apprehension-based-training-a-novel-treatment-conceptfor-anterior-shoulder-dislocation-a-case-report/attachment/230902.mp4?auth_token=XLCm2sjLQhWAg9bXSNLo

Supplementary video 3. Dynamic phase 30 RPM Download: https://ijspt.scholasticahq.com/article/118928-apprehension-based-training-a-novel-treatment-conceptfor-anterior-shoulder-dislocation-a-case-report/attachment/230901.mp4?auth_token=XLCm2sjLQhWAg9bXSNLo

Supplementary video 4. Neurocognitive phase – unilateral training 30 RPM Download: https://ijspt.scholasticahq.com/article/118928-apprehension-based-training-a-novel-treatment-conceptfor-anterior-shoulder-dislocation-a-case-report/attachment/230898.mp4?auth_token=XLCm2sjLQhWAg9bXSNLo

Supplementary video 5. Neurocognitive phase – bilateral training 30 RPM Download: https://ijspt.scholasticahq.com/article/118928-apprehension-based-training-a-novel-treatment-conceptfor-anterior-shoulder-dislocation-a-case-report/attachment/230900.mp4?auth_token=XLCm2sjLQhWAg9bXSNLo

International Journal of Sports Physical Therapy

Zeppieri G, Smith MS, Roach RP. Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Injection and Physical Therapy in a Competitive Soccer Player: A Case Report. IJSPT. Published online July 1, 2024:898-909. doi:10.26603/001c.120209

Case Reports

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Injection and Physical Therapy in a Competitive Soccer Player: A Case Report a

Giorgio Zeppieri1,2 , Micheal S Smith, Ryan P. Roach3 1 Rehabilitation, University of Florida, 2 Team Physical Therapist, University of Florida, 3 Department of Orthopaedic Surgery and Sports Medicine ,

University of Florida

Keywords: Platelet- Rich Plasma Injection, Groin Pain, soccer, adductor-related groin pain https://doi.org/10.26603/001c.120209

International Journal of Sports Physical Therapy Introduction Adductor-related groin pain involves an injury to the common aponeurosis connecting the rectus abdominus and adductor longus to the pubis. It commonly occurs in sports that require cutting and pivoting and can result in significant loss of playing time.

Platelet-Rich Plasma (PRP) is often indicated for treatment of musculoskeletal disorders and may represent an alternative treatment for patients with adductor-related groin pain.

The purpose of this case report is to describe the non-surgical management of adductor-related groin pain in a competitive soccer player with a with an ultrasound (US)-guided PRP injection and physical therapy management.

Case Description A 17-year-old male competitive soccer player with right-sided adductor-related groin pain was treated with an US-guided PRP and a multi-phased physical therapy regimen based on tissue healing and individual patient/criteria progression. The patient completed 12 physical therapy sessions over six weeks post PRP injection.

Outcomes At the end of treatment, clinically meaningful improvements were observed in pain intensity, passive range of motion, strength (handheld dynamometry, Biodex), functional tests, psychosocial (OSPRO-YF) and patient-reported outcomes (HAGOS, LEFS). The subject returned to sport at six weeks post injection without limitation and at three months follow up, the subject reported that he had returned to 95% of his previous level of play.

Discussion This case report may offer support for PRP as an alternative treatment in the management of adductor-related groin pain. Incorporation of PRP as an adjunct to physical therapy led to improvements on all outcomes that surpassed the clinical significance change criteria.

Level of evidence 5

a Corresponding Author:

Giorgio Zeppieri Jr., PT, SCS Department of Rehabilitation, University of Florida, Team Physical Therapist, University of Florida Health 3450 Hull Rd, Gainesville, FL 32607 (USA) E-mail: zeppig@shands.ufl.edu

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

INTRODUCTION Groin pain is responsible for 8 to 18% of injuries in competitive soccer, with an incidence of 0.8 to 1.3 groin-related injuries per 1,000 hours of athletic exposure.1‑3 Adductorrelated groin pain is most prevalent in sports requiring pivoting, cutting, kicking, and change of direction.4 The patho-anatomy involves weakening of or chronic tensile overload at the common attachment of the distal rectus abdominus and proximal adductor longus tendon.5‑8 Symptoms are typically unilateral and exacerbated by sudden sport specific movements.5,9‑11 Pain is often localized to the medial groin and may radiate to the perineum, adductors, distal rectus insertion, inguinal ligament, and/or testicular area.5,6 Treatment options include both nonoperative and operative interventions. Depending on the timing of competitive play (whether preseason or in season), initial treatment focuses on rest, anti-inflammatory medication, and/ or physical therapy.6,8,12 However, nonoperative management has been poorly defined, with outcomes following non-surgical management inconsistently reported.4,12 Furthermore, results after use of corticosteroid injections are inconclusive and have been shown to only provide temporary relief that eventually leading to a surgical intervention.12,13 Surgical intervention has been shown to be more effective than nonsurgical options, however, surgical intervention has risks and access to surgeons that treat adductor-related groin pain may be limited.14 Additionally, surgical intervention may lead to a substantial amount of time loss from competitive play or be season ending.4,12 Platelet-Rich plasma (PRP) has been advocated for use in augmenting the healing progression in chronic injuries and acceleration of acute tissue repair by releasing biologically active elements to help in revascularization and regeneration of connective tissue.15 Further, there is evidence to support the use of PRP in tendinopathic pathologies.8,16‑20 Consequently, PRP may represent a novel modification to the rehabilitation of individuals with adductor-related groin pain with the potential of avoiding surgery, improving outcomes while decreasing time loss from sport. This case describes the non-surgical management of adductorrelated groin pain in a competitive soccer player with an US-guided PRP injection and accelerated physical therapy management.

CASE DESCRIPTION A 17-year-old competitive soccer player presented to a sports medicine clinic with right-sided chronic groin pain of six months in duration. The injury occurred as he planted with his left leg and struck the ball with his right leg. He noted immediate sharp, stabbing pain along his pubic bone.

He reported that his shot was rushed by the defender and as he planted with his left leg and he “over kicked” with his right leg. He initially rested from athletic activities, but symptoms returned upon resumption of sprinting and soccer-specific activities.

During the initial examination, he reported 0/10 pain level at rest, and 9/10 pain level with activity. His examination revealed localized tenderness and pain in the inguinal canal along the right adductor longus origin and lateral to the umbilicus and distally to the pubis consistent to the insertion site of rectus abdominis. Resisted adductor and partial sit-up tests were provocative e for pain and symptom exacerbation. Pain decreased with rest, modification of soccer specific activities, and ice. His goal was to decrease pain associated with soccer related activities and to return fully to his previous competitive level activity.

OUTCOME MEASURES PATIENT REPORTED OUTCOMES

To assess hip and groin symptoms, activity limitations, participation restrictions in daily living and sport, and quality of life, the Copenhagen Hip and Groin Outcome Score was used. The HAGOS has been validated in young to middle aged, physically active individuals with hip and groin pain.21 The HAGOS consists of 6 subscales, 7-item symptom assessment scale, 5-item limitation in activity and daily living scale, 8-item limitation in sport participation scale, 2-item participation in physical activity scale, and 5-item quality of lift scale. Each subscale is scored on 5-point Likert scale. Scores in each subscale are summed and divided between maximum score achievable in each subscale and then multiplied by 100. Higher score indicates decreased groin and hip dysfunction. The ICC for the individual HAGOS subscales is between 0.82 to 0.92.21 MCIDs for the HAGOS subscales are symptom assessment (≥10), restrictions in activities of daily living (≥11.2), pain (≥ 9.8), physical activity (≥16.9), quality of life (≥12.7), restriction sport participation (≥13.1).22‑24 The Lower Extremity Functional Scale was used to assess the patient’s lower extremity orthopedic function. The LEFS consists of 20 items, scored from 0 (extremely difficult or unable to do) to 4 (no difficulty). The score is summed and higher scores indicate increased lower extremity function, while lower scores indicate decreased lower extremity function. The ICC for the LEFS is 0.94 in individuals with lower extremity, musculoskeletal dysfunction.25 MCIDs for the LEFS is 9 points.25 The Patient Specific Functional Scale was utilized to assess the patient’s overall function by identifying three patient specific important activities presentably limited by their groin pain. The patient was then asked to score each activity from 0 (unable to perform the activity) to 10 (fully able to perform the activity with restriction) based on their preinjury level. The PSFS is a valid and reliable instrument (ICCs = 0.71-0.85) with a MCID of 1.2 points.26 PSYCHOSOCIAL PRESENTATION

The OSPRO Yellow Flag Assessment Tool is a 17-item questionnaire that includes items from pain susceptibility (negative coping and fear-avoidance) and confrontation (positive coping and self-efficacy) domains.27 The OSPRO-YF was used to screen for pain-related psychosocial distress

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

with higher scores indicating higher levels of psychosocial distress.27,28 The OSPRO has been shown good concurrent validity with pain intensity and functional disability across anatomical regions.28 IMPAIRMENT BASED OUTCOMES

Strength was assessed through maximum voluntary isometric contractions using a handheld dynamometer (MicroFet 2, Hoggan Scientific LLC, Salt Lake City, UT, USA) for gluteus medius, adductor longus, and psoas and isokinetic testing (Biodex Medical System 2.0, Shirley, NY, USA) for quadriceps and hamstring. All dynamometer measurements were recorded in Newtons and included three trial for each measurement, with best of three recorded. The procedure for all testing positions, was to test the uninvolved hip first, followed by the involved hip. The minimal detectable change for hip abduction is 35.5 N (ICC = .85), hip adduction is 30.8 N (ICC = .94), and hip flexion is 80.1 N (ICC= .76).29 All isokinetic measurements (ICC = .82-.95) were performed at 60 deg/sec and recorded for peak torque (ft/lbs).30 Hip abductor strength was measured in lateral decubitus. The hip to be tested was placed on top and placed in slight extension with the knee fully extended, parallel to the table.31,32 The contralateral hip was positioned in 40° of flexion with 90° flexion at the knee.31,32 One examiner stabilized the pelvis with hands placed at the lumbar and anterior iliac while a second examiner positioned the dynamometer force pad proximal to the lateral femoral condyle.31,32 The subject performed a maximal muscle contraction against the dynamometer force pad for five seconds to record a result.

Hip adductor strength was measured supine. The hip to be tested was placed in a neutral position. The contralateral leg was flexed with the patient’s foot fixed on the table. One examiner stabilized the pelvis with their hands along anterior iliac spines, the second examiner positioned the dynamometer force pad superior to the medial malleoulus.31 The patient performed a maximal muscle contraction against the dynamometer force pad for five seconds to record a result.

Hip flexor strength was measured sitting. Both the testing hip and the contralateral hip were positioned in 90 degrees of flexion.31 One examiner stabilized the contralateral leg. The second examiner positioned the dynamometer proximal to the patella.31 The patient performed a maximal muscle contraction against the dynamometer force pad for five seconds to record a result.

Passive range of motion for hip flexion and abduction was measured with a 2 -arm goniometer, while passive hip internal and external rotation was measured with a bubble goniometer. All ROM measurements were recorded utilizing a two-tester method and for all testing positions, the uninvolved hip was tested first, followed by the involved hip. The MDC for hip flexion is 8.2° (ICC = 0.97), hip abduction is 7.3° (ICC = .94), hip external rotation is 7.1° (ICC = .98) and hip internal rotation is 7.8° (ICC= .98).33‑35 Hip flexion ROM was measured supine with both legs extended on the table. The first examiner passively flexed the

hip and knee of the testing leg to end ROM. The second examiner aligned a goniometer with the midline trunk and lateral femoral condyle. This method has a reported excellent interclass correlation coefficient (ICC) of 0.97.35,36 Hip abduction ROM was measured supine. The contralateral hip was positioned in slight abduction and the pelvis was stabilized by the first examiner.33 The second examiner placed the center of the goniometer on the testing hip anterior superior iliac spine (ASIS) and positioned the stationary arm of the goniometer towards the contralateral ASIS.33 The moving arm of the goniometer was aligned along the midline of the testing femur.33 The second examiner passively abducted the hip.

Hip external and internal rotation was measured prone.

The test leg was placed in 0 degrees of hip extension and abduction with the knee flexed to 90 degrees.34,36‑38 Examiner one stabilized the pelvis by placing their hands over the ischium, while passively moving the lower leg until first resistance was detected.34,36‑38 The second examiner aligned a bubble inclinometer proximal to the medial malleolus in line with the shaft of the tibia.34,36‑38Performance based measures to assess power were measured through series hop testing (single leg, triple, and cross over hop). Measurements were recorded as limb symmetry index (LSI) and included three practice attempts prior to testing.

The average of the three trials were calculated and LSI was recorded as the ratio of distance hopped on the injured side as a percentage of the distance hopped on the non-injured side. Reliability index for limb symmetry is (ICC = .92) for the single leg hop, (ICC = .88) for the triple hip, and (ICC = .84) for the cross over hop.39 EXAMINATION

The subject was screened for associated intra and extra articular hip pathology, as well as lumbar pathology prior to determining adductor-related groin pain as the cause of symptoms. There was no tenderness along the lumbar spine with full, pain free lumbar range of motion. There was intact light touch sensation along dermatomal patterns with normal low extremity reflexes. Straight leg raise and slump test were negative bilaterally. Hip flexion, abduction, and internal rotation (FADIR) as well hip flexion, adduction, and internal rotation (FABER) were assessed to rule out femoroacetabular impingement (FAI) pathology. Both tests reproduced his groin pain, however symptoms were mild. Resisted partial sit-up and leg adduction tests did reproduce symptoms.

Passive range of motion (PROM) of hip was limited to 115 degrees of flexion with 5/10 pain with associated muscle guarding, 30 degrees of abduction with 4/10 pain with associated muscle guarding, 31 degrees of internal rotation with 5/10 pain, and 30 degrees of external rotation with 2/ 10 pain. The patient presented with pain and weakness during strength testing using a hand-held dynamometer. Table 1 summarizes these findings. The patient had positive findings during the FABER test for reproduction of groin pain, but negative findings for sacroiliac, lumbar, or posterior hip pain. FADIR test was positive for reproduction of groin pain.

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

Figure 1. Pre-operative coronal short tau inversion recovery (STIR) magnetic resonance image reveals in (A) marrow edema within the right parasymphyseal pubis (solid arrow) and a central fluid cleft along the articular disc of the pubic symphysis (open arrow), and in (B) a left anterosuperior acetabulum labral tear. Sagittal proton density fat-suppressed sequence images demonstrate disc protrusions at L4/5 and L5/S1 (C) and increased signal along the insertion of the left rectus abdominis (D) when compared to the right (E).

CLINICAL IMPRESSION

Due to the intimate association between FAI, acetabular labral tears, and adductor-related groin pain, a magnetic resonance imaging (MRI) was ordered.12,40,41 There was no evidence on MRI of an acetabular labral tear or cartilage defect. There was stripping of the common adductor/rectus abdominis aponeurosis from the anterior pubic body, right greater than left with mild articular cortical irregularity at the pubic symphysis (Figure 1). There were no findings to suggest iliopsoas or trochanteric bursitis. The surrounding muscles and tendinous attachments were normal. There was no soft tissue mass or muscular atrophy and the visualized intraperitoneal structures and somatic soft tissues of the pelvic sidewalls were also deemed normal. Based on the MRI findings, patient’s subjective complaints and mechanism of injury, and clinical objective findings, adductor-related groin pain was diagnosed. Given the timing of the injury (start of the high school season), commitment to overseas competitive academy post high school season (two months), and reluctance of the athlete to undergo surgical intervention due to anxiety of missing entire of high school season plus delay of overseas professional career, the athlete opted for an Ultrasound (US) guided PRP injection.

TREATMENT

Treatment consisted of an US-guided PRP Injection to the right adductor (MSS) followed by a multi-phased physical

therapy program based on tissue healing and individual patient progression twice a week for six weeks.

ULTRASOUND-GUIDED PLATELET-RICH PLASMA INJECTION

The Arthrex Angel System (Naples, FL) was utilized to deliver platelet-rich plasma. The max centrifuge spin was 4000 RPMs with a starting volume of 60 ml of the patient’s own blood and a hematocrit setting of 4%. There was an average fold yield increase of a 5.76 platelet (PLT), 1.69 white blood cell (WBC), and .67 neutrophil (NE) obtained in PRP preparation relative to whole blood. Cellular concentrate included a PLT concentration of 1032.94 k/µL, WBC concentration of 8.55 k/µL, and a NE concentration of 1.81 k/µL. The adductor was identified with ultrasound, and a doppler was used to evaluate for any adjacent neurovascular structures. The injection site was cleansed with chlorhexidine, and sterile gel was applied. 5 ml of 1% lidocaine and 1 mL (40 mg/mL) of Depo Medrol were delivered through the 22-gauge 3 ½ inch needle into the adductor tendon. Subsequently, 5 ml of PRP was delivered through a 20-gauge needle. (Figure 2A &B) Risks, including infection, bleeding, nerve damage, and pain at the injection site were thoroughly discussed with the patient.

PHYSICAL THERAPY INTERVENTION

Rehabilitation consisted of five phases: immediate post-injection (Phase 1- 1-7 days), controlled motion (Phase 2 –

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

ometric activities, start a jump/landing program, and progress therapeutic exercises with neurocognitive reactive therapy and initiate non-contact practice sport-specific drills.

Phase 5 was the progression of jump/landing program, participation in sports practice, progression of cutting drills, and progression to full sports participation. Full return to sport occurred at six weeks after the injection.

OUTCOMES

Table 1 summarizes patient-reported and clinical outcomes at initial examination and discharge. The patient demonstrated improved hip and groin self-reported function, strength, range of motion, performance.

PATIENT REPORTED OUTCOMES

Figure 2. Ultrasound-guided platelet-rich plasma (PRP) (A) Thickened and disrupted adductor tendon attachment to pubic tubercle (B) Initial trajectory of needle tip and injection of PRP. 8-14 days), advanced strengthening (Phase 3- 15-21 days), multi-planar strengthening (Phase 4 – 22-28 days) and return to sport (Phase 5- 28-35 days). During the rehabilitation process, the patient attended scheduled orthopedic medical appointments for routine updates regarding the injection site and rehabilitation progressions. The details of the phased rehabilitation program are provided in Appendix 1.

Phase 1 consisted of managing post-op pain and swelling, minimizing post-injection muscle attenuation, limiting activities that increase intra-abdominal pressure, and implementing range of motion exercises. Phase 1 exercises included core/pelvic strengthening exercises in quadruped and side-lying and initiation of a walking/bike riding program.

Phase 2 involved gradually improving the patient’s lower extremity strength and neuromuscular control. The goals for this phase were to progress isotonic exercises, improve lower extremity neuromuscular control, begin a jogging program, and gradually return to light functional activities.

Phase 3 focused on increasing overall strength in the sagittal and frontal plane and implementing power production. The goals for this phase were to progress to aggressive and advanced lower extremity and core sagittal plane strengthening, initiate a plyometric and agility program, progress lower extremity balance on multiple uneven surfaces, initiate therapeutic exercises integrating neurocognitive reactive therapy and progress sprinting.

Phase 4 goals were to initiate lower extremity and core strengthening in the transverse plane, progress lower extremity weight training, progress agility, sprinting and ply-

All patient reported and psychosocial based outcomes are listed in Table 1. The patient met MCID’s for the HAGOS subscales, as well as the LEFS (MCID = 11.3). The subject achieved their initial patient specific functional goals (kick a soccer ball and pivot while running and compete competitively in soccer and soccer workouts) without pain and limitation set at the initial evaluation. The subject received accolades for offensive player of the year following the completion of the season. He reported no limitation following physical therapy intervention.

PSYCHOSOCIAL OUTCOME

The OSPRO-YF questionnaire indicated a positive yellow flag for fear of physical activity at the initial evaluation.

Following physical therapy, the patient was negative for fear of physical activity and had met MCID for fear of physical activity (MCID = 14.95). There were no other negative coping or pain susceptibility indicators identified during the initial examination.

IMPAIRMENT BASED OUTCOMES

All impairment-based outcomes are listed in Table 2. Passive range of motion was measured in flexion, abduction, external and internal rotation. The patient met MDC for hip flexion (8.2°) with a change of 10°, hip abduction (7.3°) with a change of 15°, hip external rotation (7.1°) with a change of 5°, but not internal rotation (7.8°) with a loss of one degree.

The patient demonstrated improvements strength of the hip flexors, abductors, and adductors compared to baseline.

The patient met MDC for hip flexion (80.1 N), hip adduction (30.8 N), and hip abduction (35.5 N) with a change of 80.41 N in flexion, 80.41N in adduction, and 133.38 N in abduction. Isokinetic testing conducted at discharge revealed a 3.4% quadriceps deficit involved (right side peak torque = 126.6 ft/lbs) compared to uninvolved (left side peak torque = 131.0 ft/lbs) and 23.7% stronger involved hamstrings (right side peak torque = 91.0 ft/lbs) compared to the uninvolved side (left side peak torque = 73.5 ft/lbs). Limb sym-

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

Table 1. Patient reported outcome measures Patient Reported Outcomes

Initial

Discharge

Change

Hagos-Total

48.7%

94%

45.3* (MDC ≥ 5.2)

Hagos-Symptoms

64.3%

96.4%

32.1* (MCID ≥ 10.2)

Hagos - Pain

87.5%

100%

12.5* (MCID ≥ 9.8)

Hagos – Daily Activity

100%

100%

0 (MCID ≥ 11.2)

Hagos- Functional Sport

85%

100%

15*(MCID ≥ 13.1)

Hagos- Participation

0%

87.5%

87.5* (MCID ≥ 16.9)

Hagos -Quality of Life

15%

80%

65* (MCID ≥ 12.7)

OSPROYF-FABQ-W

5.494

1.757

3.737* (MCID ≥ 7)

OSPROYF-FABQ-PA

20.456^

5.5053

14.9507*(MCID ≥ 4)

OSPROYF-TSK-11

18.587

14.442

4.145(MCID ≥ 10)

OSPROYF-PCS

1.665

1.423

.242(MCID ≥ 1.8)

OSPROYF-STAI

23.789

23.682

.169(MCID ≥ 10)

OSPROYF-STAXI

11.209

11.014

.195(MCID = NEβ)

OSPROYF-PHQ-9

.95

0.158

.792(MCID ≥ 3)

OSPROYF-PASS-20

7.528

6.371

1.157(MCID = NEβ)

OSPROYF-PSEQ

40.432

55.904

-15.472*(MCID ≥ 10)

OSPROYF-SER

114.311

120

-5.689(MCID = NEβ)

OSPROYF-CPAQ

71.349

78.415

-7.066(MCID = NEβ)

Lower Extremity Functional Scale

87.5

98.8

11.3*(MCID ≥ 9)

Patient Specific Functional Scale (1) (Kick a Soccer Ball)

5

10

5*

Patient Specific Functional Scale (2) (Pivot while Running)

0

10

10*

*Met MCID/MDC, ^Positive for Psychological Yellow Flag, βNot Established, MCID = Minimal Clinically Important Difference, MDC = Minimal Detectable Change, HAGOS= The Copenhagen Hip and Groin Outcome Score, OSPRO-YF=Optimal Screening for Prediction of Referral and Outcome Yellow Flag Questionnaire, FABQ-W= Fear Avoidance Belief Questionnaire-Work Scale, FABQ-PA= Fear Avoidance Belief Questionnaire-Physical Activity Scale,TSK-11=Tampa Scale for Kniesiopobia-11, PCS= Pain Catastrophizing Scale, STAI=State Trait Anxiety Inventory, STAXI=State Trait Anger Expression Inventory, PHQ-9= Patient Health Questionnaire-9, PASS 20=Pain Anxiety Symptom Scale, PSEQ=Pain Self Efficacy Questionnaire, SER=Self Efficacy for Rehabilitation, CPAQ=Chronic Pain Acceptance Questionnaire

Table 2. Impairment-based clinical measures ROM

PreInvolved Right

PreUninvolved Left

Hip Flexion

115 deg

125 deg

Hip Internal Rotation

31 deg

Hip External Rotation Hip Abduction

PostInvolved Right

PostUninvolved Left

Involved Change

Uninvolved Change

125 deg

125 deg

10 deg*

0 deg

30 deg

30 deg

30 deg

30 deg

40 deg

35 deg

39 deg

5 deg*

-1 deg

30 deg

50 deg

45 deg

50 deg

15 deg*

0 deg

Gluteus Medius

20.3 kg (199.08 N)

24.4 kg (239.28 N)

33.9 kg (332.46 N)

31.2 kg (316.75 N)

13.6 kg* (133.38 N)

6.8 kg (66.69 N)

Adductor

13 kg (127.49 N)

20.3 kg (199.08 N)

21.2 kg (207.9 N)

22.3 kg (218.69 N)

8.2 kg* (80.41 N)

2 kg (19.61 N)

Iliospoas

42 kg (411.88 N)

47.5 kg (465.82 N)

50.2 kg (492.29 N)

48.8 kg (478.56 N)

8.2 kg* (80.41 N)

1.4kg (13.73 N)

-1 deg

0 deg

Strength

*Met MDC, MDC = Minimal Detectable Change, ROM=Range of Motion, deg=degrees, Kg=kilograms, N=Newtons

metry index of the quadriceps was 96.64% and for hamstring was 118.95%.

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

Table 3. Performance based measures Performance Tests

Involved Side (Right)

Uninvolved Side (Left)

Peak Torque 60 deg/ sec

Peak Torque 60 deg/ sec

Quadriceps

131.0 ft/lbs

126.6 ft/lbs

3.4 % deficit Involved < Uninvolved

Hamstring

73.5 ft/lbs

91.0 ft/lbs

23.7% stronger Involved > Uninvolved

Jump Based Performance Tests at Discharge

Distance

Distance

Single Leg Hop

190 cm

180 cm

106%Ω Involved > Uninvolved

Triple Hop

571.34 cm

583 cm

98%Ω Involved < Uninvolved

Cross Over Hop

525.2 cm

520 cm

101%Ω Involved > Uninvolved

Strength Based (Isokinetic) Test at Discharge

Outcomes

deg/sec=degree per second, ft/lbs.= foot-pounds, cm= centimeters, Ω=Limb Symmetry Index

STRENGTH AND PERFORMANCE -BASED OUTCOMES AT DISCHARGE

The patient demonstrated an LSI index of 106% for the single leg hop, a LSI of 98% for the triple hop, and a LSI of 101% for the cross over hop (involved > uninvolved). (Table 3)

DISCUSSION This case report describes the successful treatment of adductor-related groin pain in a competitive youth soccer player with US-guided PRP injection and multi-phased physical therapy. Meaningful improvements in clinical and patient-reported outcomes were noted. These outcomes included improvements in patient-reported outcomes, negative coping indicators such as fear, impairment-based outcomes, and performance-based outcomes. Utilizing US-guided PRP along with appropriate physical therapy may allow athletes to return to sport and complete their season without significant time loss.

Scholten et al., described the utilization of US-guided PRP for the successful treatment of distal rectus abdominis tendinopathy in a lacrosse player, however that patient had a concomitant hip labral tear that was treated with surgery prior to the PRP injection for adductor-related groin pain.8 This case describes the utilization of PRP as a first line intervention followed by a phased intervention physical therapy approach for adductor-related groin pain alone. PRP may allow a window for expedited healing and symptoms improvement allowing for accelerated rehabilitation compared to physical therapy alone or with the administration of a corticosteriod.42‑45 In fact, its reported that physical therapy alone or in conjunction with a corticosteroid injection may take eight weeks before return to sport in acute

groin injuries, and up to six months for chronic strains.46,47 Additionally, research indicating the short- and long-term results of corticosteroid injections in the treatment of groin pain have not been well demonstrated.12,48 The results in of gains in psychosocial outcomes, range of motion, and strength could be due to diminished pain allowing earlier progression of rehabilitation. PRP may be a promising adjunct to physical therapy, allowing accelerated rehabilitation and return to sport.

While the outcomes of this case report demonstrated value of PRP as a treatment adjunct, definitive conclusions cannot be made due to limitations inherent to case reports.

Furthermore, it cannot be said definitively that PRP injection was the deciding factor in the successful rehabilitation of this athlete in this case, as physical therapy intervention alone and/or tissue healing time may elicit similar outcomes. Future studies will be necessary to elucidate causation.

CONCLUSION

US-guided PRP in conjunction with a phased physical therapy program was effective in treating a competitive soccer player with adductor-related groin pain affording resolution of symptoms, improved strength, minimal time loss from competitive play, and successful return to previous level of play. US guided PRP warrants further clinical consideration as an alternative intervention in athletes with adductor-related groin pain.

CORRESPONDING AUTHOR

Giorgio Zeppieri Jr., PT, SCS Department of Rehabilitation, University of Florida, Team

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

Physical Therapist, University of Florida Health 3450 Hull Rd, Gainesville, FL 32607 (USA) E-mail: zeppig@shands.ufl.edu

Submitted: February 26, 2024 CDT, Accepted: June 05, 2024 CDT

© The Author(s)

SUBJECT CONSENT

The subject was informed prior to treatment that data concerning the case would be submitted for publication.

This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License (CCBY-NC-4.0). View this license’s legal deed at https://creativecommons.org/licenses/by-nc/4.0 and legal code at https://creativecommons.org/licenses/by-nc/4.0/legalcode for more information.

International Journal of Sports Physical Therapy

Nonsurgical Management of Adductor-related groin pain with Ultrasound-Guided Platelet-Rich Plasma Inj…

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SUPPLEMENTARY MATERIALS Appendix 1 Download: https://ijspt.scholasticahq.com/article/120209-nonsurgical-management-of-adductor-related-groin-painwith-ultrasound-guided-platelet-rich-plasma-injection-and-physical-therapy-in-a-competitive-socc/attachment/ 232834.docx?auth_token=sX4mbiXU8iW8Z6M74qg3

International Journal of Sports Physical Therapy

Flore Z, Hambly K, De Coninck K, Welsch G. A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Based on Clinical Practice Guidelines. IJSPT. Published online July 1, 2024:910-922. doi:10.26603/001c.120205

Clinical Commentary/Current Concept Review

A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Based on Clinical Practice Guidelines a

Zacharias Flore1,2 , Karen Hambly1, Kyra De Coninck1, Götz Welsch3,4 1 School of Sport and Exercise Sciences, University of Kent, 2 Medical Department, 1. FC Magdeburg, 3 UKE-Athleticum, University Medical Center

Hamburg-Eppendorf, 4 Department of Trauma and Orthopaedic Surgery, University Medical Center Hamburg-Eppendorf Keywords: lateral ankle sprains, rehabilitation algorithm, professional football (soccer), decision-making, progression https://doi.org/10.26603/001c.120205

International Journal of Sports Physical Therapy Lateral ankle sprain (LAS) is one of the most common types of injury in professional football (soccer) players with high risk of recurrence. The rehabilitation after LAS in professional football players is often still time-based and relies on anecdotal experience of clinicans. There is still a lack of utilization of criteria-based rehabilitation concepts after LAS in professional football.

The aims of this clinical commentary are (1) to critically discuss the need for criteria-based rehabilitation concepts after LAS in professional football players, (2) to highlight the current lack of these approaches and (3) to present a novel clinical guideline-based rehabilitation algorithm.

Short time-loss (15 days) and high recurrence rate (17%) raise the question of trivialization of LAS in professional football. Despite consequences for many stakeholders involved (players, teams, clubs, insurers), there is still a lack of of criteria-based, step-by-step approaches.

The use of a criteria-based rehabilitation approach might reduce the high recurrence rate after LAS in professional football players and will lead, in turn, to increased long-term player availability. Practical experiences of he authors demonstrate the feasibility of such an approach. The effectiveness of this novel rehabilitation algorithm remains to be evaluated in future studies.

Level of Evidence: 5

INTRODUCTION Injury to the ankle is considered to be the third most common type of injury in elite football (soccer) players.1 Fourteen to eighteen percent of all injuries occurring in professional football affect the ankle.2‑4 The ligamentous apparatus is the most frequently injured anatomical structure of the ankle with 67-81% of all ankle injuries affecting the lateral ligament complex (LLC). With more than three fourths of ligament injuries affecting the lateral ligament complex,5,6 the lateral ankle sprain (LAS) is the most common isolated type of ankle injury.6 Up to 40% of all athletes have residual symptoms and develop chronic impairments after the initial LAS.5,7

a Corresponding author:

Zacharias Flore University of Kent, School of Sport and Exercise Sciences Kapellenstraße 8a 39104 Magdeburg, Germany zf43@kent.ac.uk +4915203090096

Rehabilitation of LAS is often conducted in a time-based manner, with a reliance on clinicians’ anecdotal experience.

The American Physical Therapy Association (APTA) appointed an expert panel to review the literature and identify recommendations and updates on the 2013 Clinical Practice Guidelines.8,9 The review8 collated and updated ankle injury management recommendations and their appropriate outcome measures. Contrary to other types of injuries (e.g. groin, Anterior Cruciate Ligament [ACL]), there are still no evidence-based step-by-step approaches to rehabilitation after LAS.10‑13 Individual recommendations for the rehabilitation of ankle sprain injuries14 and broad consensus on their implementation do exist,15,16 but there is no published consensus that combines all recommen-

A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Bas…

dations into an evidence-based step-by-step approach.10 First return to competition (RTC) recommendations based on expert opinions exist,16‑18 but there are no rehabilitation concepts that provide tests and criteria for progression within the rehabilitation phase. This lack of standardized rehabilitation approaches seems all the more surprising given the high prevalence, incidence, and recurrence rate of 6% up to 41% of LAS in professional football players,6,19 especially since the idea of criteria-based rehabilitation has already been established for rehabilitation after other types of injury (including ACL).11 Premature RTC and inadequate rehabilitation are considered to be one of the most important risk factors for a recurrent ankle sprain injury.16 High incidence and recurrence rates cause consequences for many stakeholders involved (players, teams, clubs, insurers) in terms of personal athletic development, the club´s financial burden, and treatment costs. A comprehensive testing and criteriabased approach aims to optimize the rehabilitation process while achieving the overall goal of reducing the recurrence rate of LAS in professional football players.

For this reason, the authors have developed a rehabilitation algorithm (Supplementary Material 1) that determines progression within rehabilitation by ensuring athletes pass specific standardized clinical examinations, performance tests, and achieve a specific questionnaire score (Ankle Function Score, AFS) defined for each rehabilitation level.

The most current CPG assessments have been integrated into a step-by-step approach within the acute and subacute phase. However, there is still a lack of a CPG or recommended assessments within the ongoing RTS phases until RTC. The primary aim of this clinical commentary is to critically discuss the need for criteria-based rehabilitation concepts after LAS in professional football. The secondary aim is to highlight the lack of theses approaches. The third aim is to present a criteria-based rehabilitation algorithm following lateral ankle sprains in professional football players through the rehabilitation phase until final clearance for return to competition.

LACK OF APPLICATION OF CONCEPTS AND THE NEED FOR CRITERIA-BASED REHABILITATION While criteria-based approaches have been developed in recent decades for different body regions (knee, groin, thigh) and various types of injury (ACL, adductor injuries),11,12 rehabilitation after LAS commonly remains time-based and relies on the anecdotal experience of clinicians.13,16 Missing criteria for phase-sensitive progression within the rehabilitation phase as well as missing final test criteria for release to RTC may increase the risk of premature sports participation.13 The average time-loss after LAS in elite football players is 15 days and is thus often below the recovery time required for physiological ligament healing.20,21 This means that elite football players may return to competition too soon with incompletely healed ligaments.22 Premature RTC is considered to be one of the highest risk factors for re-injury.16 The recurrence rate after LAS in elite

football players averages 17%.20 which is one of the highest recurrence rates of all sports injuries.13,16 The short time-loss (15 days) and high recurrence rate (17%) raise the question of trivialization of LAS injuries in elite footballers.

A criteria-based rehabilitation program could manage rehabilitation and get the athlete back on the pitch as safely as possible, rather than as quickly as possible. The overall goal should be to lower the recurrence rate and reduce the risk of possible long-term consequences.13 Tassignon13 could not detect any study that included a criteria-based rehabilitation concept. There is a need to develop phase-sensitive and -specific multifactorial assessments and decision-making models.10,13 LAS is still trivialised and injured athletes are expected to return to competition as quickly as possible.

The scientific evaluation of these concepts, in particular the objective assessment of their effectiveness in reduced risk of reinjury, could bring about a shift in coaches’ thinking regarding the risk of long-term sporting and health consequences for the athlete (Supplementary Material 2).

The authors have developed a criteria-based rehabilitation algorithm based on specific test and progression criteria. Due to the need for and the lack of criteria-based rehabilitation concepts after LAS in professional football, the algorithm was developed in 2017. The methology of its development is presented in supplemental material (Supplementary Material 3). This algorithm is presented in full step-by-step detail in the supplementary material. Progression through rehabilitation levels is controlled by passing predefined assessments. Superordinate domains which should be included in test batteries for decision-making of RTC based on expert opinions and consensus are already described.15,16,18 However, there is still a lack of tests and criteria to guide rehabilitation. Tassignon13 recommends integrating phase-sensitive domains in a dynamic rehabilitation model. Specific tests and criteria for secure phase transition are defined from a multitude of described assessments (Supplementary Material 1), which potentially correspond to the biomechanical requirements of the subsequent rehabilitation level and take into account the status of physiological ligament healing. The patient’s perspective is also taken into account by integrating a patient reported outcome/questionnaire (AFS) and a standardized clinical examination based on recommended clinical examination standards (ROM, strength, manual joint tests including the Anterior Drawer Test [ADT], Talar Tilt Test [TLT]; circumferential measurement). Players are progressed by integrating phase-specific functional performance tests (FPT). The FPTs represent the expected biomechanical requirements of the subsequent rehabilitation level and should thus ensure safe rehabilitation training (Supplementary Material 4 and 5). With this approach, the authors combine the individual assessments for the first time in an arrangement under progressive aspects and under consideration of physiological ligament healing. The rehabilitation algorithm is an evidence-based concept. It takes into account the current scientific recommendations derived from clinical practice guidelines23 and considers the application in everyday practice in professional football.

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INTRODUCTION OF A NOVEL CRITERIA-BASED REHABILITATION ALGORITHM REHABILITATION ALGORITHM WITHIN THE POSTINJURY PYRAMID

The rehabilitation algorithm is a concept consisting of four levels (Figure 1). As part of a post-injury phase (rehabilitation process), it forms the lowermost differentiated part of a post-injury pyramid (Figure 2). The prerequisite for progressing to a subsequent rehabilitation level is passing three assessments (achieving a level-dependent score in the patient reported outcome measure, passing a standardised clinical examination, and passing performance tests).

The athlete remains at a rehabilitation level until each assessment for progression to the next level is passed.

The entire rehabilitation phase consists of four macrophases (Return to Activity [RTA], Return to Sports [RTS], Return to Play [RTP], Return to Competition [RTC]). In the RTA phase, the greatest differentiation takes place in the entire rehabilitation process, taking into account the timedependent wound healing phases. Sport-specific (football) training forms are the focus in the RTS phase. After the integration into team training (RTP), the athlete is released for unrestricted participation in competition (RTC).

Within the RTA level, each individual test battery for the phase transition and training form is in itself progressively structured. The approach respects the anatomical nature and biomechanical alignment of the ligament structures, the load tolerance at the respective stages of wound healing, and the load stimuli necessary for optimal healing (e.g. collagen synthesis through dosed tensile stimuli).

CRITERIA-DRIVEN TESTS AND EXAMINATIONS

The integration of three test tools (the AFS, clinical examination, performance tests) may help to ensure readiness for phase transition from multiple perspectives. The integration of a questionnaire (patient reported outcome measure) is generally recommended as a complement to performance testing.11,13,24 In so doing, subjective feedback is provided by the patient which can support the decisionmaking process alongside objective functional tests.25 A validated questionnaire can bridge the gap between subjective patient assessment and objective measurement parameters in the RTS process and should be part of a criteriaguided rehabilitation process.11 Integrating a standardized clinical examination ensures the testing of clinical criteria (range of motion (ROM), joint stability, signs of inflammation, muscle function tests, assessment of swelling) and enables progress monitoring during rehabilitation. Performance tests (proprioception and hop tests) are established standards for guiding rehabilitation and for final testing of readiness for RTC.26‑28 Hop tests are frequently used performance measures.29‑31 Functional performace tests are practical, cost-efficient, and can be applied quickly and easily in almost any clinical setting without much equipment.29,30,32,33

THE ANKLE FUNCTION SCORE (AFS)

One method for patient-centred assessment of readiness to return to sport is the use of patient reported outcomes /questionnaires.11,25 Most questionnaires only test the athlete’s physical or psychological readiness at the end of rehabilitation before the RTC. Hence, they are outcome measures and not designed for process evaluation.34 The AFS is a questionnaire consisting of five items (pain, instability, weight bearing, swelling, gait pattern). In total 100 points can be scored.35 Because of its scoring system, the AFS may enable objective and comparable sustainable progress monitoring to control the progression within rehabilitation. Therefore, the AFS is evaluative36 and can be used as an additional tool to the clinical examination and performance tests to assist in guiding and evaluating the rehabilitation process.37 The AFS is simple to use, quick to complete, and to evaluate. Therefore, it is suitable for daily practice, especially in competitive sports, to manage rehabilitation and process assessment.37 CLINICAL EXAMINATION

Passing a standardized clinical examination is an essential component when it comes to making decisions on progression to a subsequent rehabilitation phase. Clinical Practice Guidelines find moderate evidence to classify LAS based on clinical findings of function, ligament laxity, pain, swelling, hemorrhaging, point tenderness and ankle motion.8 The clinical examination consists of manual ankle tests: Anterior Drawer Test (ADT) and Talar Tilt Test (TLT), manual muscle function tests [MFT], circumference measurement, as well as range of motion (ROM) assessments. The ADT and TLT are specific stability tests to examine the integrity and mechanical stability of the lateral ligaments. Moreover, they are also used in clinical examinations to monitor progress7,28 with high sensitivity from post injury day five.15,38 Muscle function tests (MFT) are suitable for determining muscle strength status and can also be used to monitor progress toward regaining strength abilities.39 They are standard tests of isometric muscle strength.28,40 A near full ROM is a prerequisite for subsequent training and movement sequences. As ROM restrictions (especially in the anterior direction)41,42 remain one of the most common deficits after LAS gradual improvement of ROM is an essential part of the clinical progression. Side to side difference in ROM should be less than 10 degrees of dorsiflexion to pass the clinical examination for Levels 1 and 2. Furthermore, ROM should be the same compared to the non-injured ankle to pass the criteria for progression to the ongoing levels. ROM is often hindered by persistent swelling.

Swelling can negatively affect muscle, joint, and proprioception function18,43 and should be controlled especially in the early functional phase. The swelling should not be more than +1% compared to the previous measurement to check possible irritant reactions.

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A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Based on Clinical Practice Guidelines

Figure 1. Rehabilitation algorithm

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A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Bas…

Figure 2. Post injury pyramid FUNCTIONAL PERFORMANCE TESTS

Functional performance tests (FPT), especially proprioception and hop tests, are established standards for assessing rehabilitation after sports injuries.29,31,44 FPT can objectively guide progression through rehabilitation and determine release for unrestricted participation.32,33,45 In the proposed algorithm, tests are arranged progressively, taking into account the phases of wound healing, loading capacities, and objectives of the training exercises of the subordinate training levels. Level 1 aims to train proprioceptive skills (sensory perception, afferentiation, “joint sense”) while avoiding biomechanical impulse stress on the lateral ligament complex. Thus, passing proprioception tests including the static modified Stork Balance Test and dynamic Y-Balance Test is a prerequisite for release into Level 1. The aim of Level 2 is a return to running. The heel rise test and qualitative running analysis are part of the functional testing for entering the second level. Taking into account the time-dependent progression of wound healing and integrity of the ligaments, the performance tests in Level 3 are increasingly more dynamic and include the Side Hop Test (SHT) and Triple Hop Test (THD). Passing highly dynamic multi-directional hop tests (Square Hop Test, Crossover Hop Test, modified 6m timed Crossover) is required for release into Level 4. The test sequence is designed to be progressive so that combined sagittal and frontal hops are performed first under high control (Square Hop Test), progressing to reduced control (Crossover Hop Test), and then under time pressure conditions (modified 6m timed Crossover). Because of familiarization aspects, the testing of high-dynamic jump tests in Levels 3 and 4 is initially conducted qualitatively. In this way, the quality of movement and the pain response can be assessed prior to

quantitative testing and, if necessary, a potentially damaging/injurious quantitative test can be avoided. Passing the functional performance tests is determined by a Limb Symmetry Index (LSI) of the injured leg greater than 90% compared to the uninjured leg. The LSI is a useful and easy to perform assessment of lower limb function using the uninjured limb as a control.29

DISCUSSION ON SPECIFIC COMPONENTS OF THE REHABILITATION ALGORITHM CLINICAL PRACTICE GUIDELINES WITHIN THE ALGORITHM

CPGs can be used to integrate the best evidence into clinical rehabilitation of LAS as they are an important move toward developing specific rehabilitation approaches. Relevant tests and assessments were used as progression criteria. While the CPGs summarize the best evidence of clinical assessments, the rehabilitation algorithm brings this best evidence together in how it is practically applied. The table (Supplementary Material 6) summarizes similarities and differences between the most recent CPG (2021) and the rehabilitation algorithm presented herein, and demonstrates the justification for it´s integration.

QUESTIONNAIRES / AFS

The AFS is an evaluative instrument that can guide the course of rehabilitation.36,37 Specific benchmarks were set at each phase transition (40, 60, 75, 85, 95) based on our experience in accordance with the literature. The AFS was not explicitly developed for process evaluation after LAS injuries in elite football, but it is particularly suitable for

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Table 1. Progression criteria and training exercises (examples, SM_ Fig. 3+4) Level 1: Proprioception

Progression criteria into the level

Training exercise (examples)

• • •

AFS>40/100 Pass the clinical examination Pass proprioceptive performance tests (modified Stork Balance Test; Y-Balance Test)

• • • • •

Weight bearing exercises (proprioceptive); progession model; principles of motor learning (e.g. external focus strategies) Closed-chain strength training (e.g. peroneal) Stationary bicycle Crosstrainer Alter G

2: Running

• • •

AFS>60/100 Pass the clinical examination Pass Heel Rise Test and qualitative running analysis

• • •

Linear running Progression in linear running speed Hops and bounds (progression)

3: Jump abilities

• • •

AFS>75/100 Pass the clinical examination Pass hop tests (Side Hop Test; Triple Hop Test)

• •

Ladder training (short reactive impacts) Extensive interval running

4: athletic skills (rehabilitation)

• • •

AFS>85/100 Pass the clinical examination Pass hop tests (Square Hop Test; Crossover Hop Test; mod. 6m-timed Crossover Hop Test)

• • •

Athletic skills Multidirectional movement patterns Sprinting

RTS: footballspecific

• •

AFS>95/100 Pass the test battery

• • •

High-intensity runs Cutting, change of direction Dribbling, passing, shooting from the short to the long distance (progression model)

RTP: reintegration (team training)

•

lack of criteria; experienced-based; subjective

• • • •

Re-integration into team training Team warm-up Training forms without opponents No tackling (protected player)

RTC: team training

• •

VBG test battery Lack of evidence

•

Team training

Only new exercises for each level added. Exercises from previous levels can be applied.

AFS, Ankle Function Score; RTP, Return to Play; RTS, Return to Sports; VBG,Verwaltungs Berufsgenossenschaft (German elite sports insurance)

daily use in professional sports. The authors recommend the evaluation of the use of the AFS as a prognostic and evaluative tool for process control after LAS injury in elite football players.

CLINICAL EXAMINATION

A standardized clinical examination consists of both ROM and muscle strength assessments and measurements of effusion and laxity. ROM is often limited after LAS injury and should be restored within two weeks post-injury.46,47 Manual therapy is recommended to restore ROM.48 Unrestricted ROM is required for testing and training.

The integration of muscle strength tests is recommended due to impairments in muscle function (strength, reaction time), especially of the peroneal muscles.38,49 Reduced muscle functioning of the peroneus muscles may affect the risk of re-injury due to its ankle protection function.38 It is recommended to test muscle function with a dynamometer in order to produce objective outcomes.15,50 However, manual muscle testing procedures are used by the authors for practical reasons. Dynamometers are expensive and not available in every clinical setting. A manual muscle test can offer an alternative to objective measurement of

progression.39 Various cut-offs are proposed to check different strength abilities at each level.

In addition, the ADT and TLT are used to assess ligament integration, stability, and laxity of the ankle. The ADT and TLT are manual ankle tests to assess Anterior Talo-Fibular Ligament (ATFL) [ADT] and Calcaneo-Fibular Ligament (CFL) [TLT], the most commonly injured ligaments in the ankle joint.7,13 The ADT and TLT are recommended to be integrated in an ankle assessment7,28 with specifity of 0.67-1.00 and sensitivity of 0.50-0.97, respectively.15,38, 51‑53 Current clinical guidelines recommend the use of the Reverse anterolateral drawer test (RALDT) and anterolateral talar palpation in addition to the ADT. Even though it has limited accuracy and reliability the ADT is still one of the most commonly utilized tests for ankle sprain assessment.8 The ADT shows the most accuracy when assessed five days post injury.15,38 For this reason, the authors are integrating ADT and TLT for the first time after the acute phase as a complementary assessment tool for transition to Level 1. The authors use a (+) system to objectively assess the laxity during the rehabilitation progression similar to Johnson,54 based on recommendations of grading of Rammelt.55

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FUNCTIONAL PERFORMANCE TESTS (FPT)

The integration of functional performance tests (FPT) to assess lower limb function after injury has been recommended elsewhere.29,31‑33,45,56 Functional performance tests are aimed at the basic (fundamental) requirements that an athlete must meet in order to perform their sports.26 Noyes56 described the principle of functional rehabilitation using a jump test battery in the early 1990s.

Since then, a variety of functional tests have been developed and evaluated.

Proprioception tests assess general somato-sensory abilities (postural control, balance), while hop tests assess motor control in a more dynamic (multidirectional) environment. While Read52 describes the general comparability of test results due to inconsistent implementation and standards, Davies57 criticizes the ability of individual jump tests to measure performance and outcome of rehabilitation and refers to the lack of biomechanical evaluation studies.57,58 Kotsifaki investigated the biomechanical loads in different joints for common hop tests which is fundamental work to specify the inclusion of hop tests in specific rehabilitation programs due to biomechanical loads which affect individual joints.59,60 Future studies will have to evaluate which loads or directions affect the ankle and its lateral ligament complex in the tests that are used in this algorithm, and whether they exceed the current load capacity (status of healing).

In this algorighm, FPTs are mostly used as criteria for a final test battery at the end of rehabilitation as a decision aid for clearance to RTC.17 The use of phase-sensitive FPTs lacks or phase-sensitive tests have not been evaluated in terms of their phase-specific use (sensitivity; specifity).13 The authors integrate phase-specific FPTs that test the biomechanical requirements of the rehabilitation level to be entered, taking into account time-dependent physiological healing. The training forms of the rehabilitation levels also follow the principle of physiological healing. The tests check the ability to perform the upcoming training skills in advance to ensure safe training.

For example, proprioception tests in Level 1 check somato-sensory abilities. These abilities are fundamental and should be restored as soon as possible for the further course of rehabilitation.14 Proprioception testing and training are low-impact and can therefore be included early in functional training.

Level 2 marks the transition from closed-chain training (e.g. weight-bearing) to open-chain running training. The HRT is a closed-chain test for assessing the calf-muscle strength and endurance61 whilst the qualitative running analysis assesses the ability to run in an open-chain manner. Running is a fundamental movement pattern and is therefore an essential part (milestone) of rehabilitation.

A qualitative running analysis is recommended to assess lower limb injury function11,15 and therefore integrated into the rehabilitation algorithm.

The authors integrate several hop tests in Levels 3 and 4. These are valid individually to assess the management of lower limb injuries with a reliability and specificity of

0.66-0.97 and 0.80-0.92 respectively.26,30,58,62 The hop direction is chronological from frontal (SHT), to sagittal (THD), to multidirectional under progressing conditions.

The arrangement of the hop tests takes into account the anatomical location of the most frequently injured ligament structures (ATFL, CFL) of the ankle as well as the status of physiological healing.63 Some of the utilzed FPTs are modified. These are intended to improve the tests for the ankle sprain rehabilitation setting. A modification of FPTs in terms of their targeted use is recommended by Caffrey.45 LIMB SYMMETRY INDEX

The LSI is a simple method to obtain a prediction of the side-to-side difference in the lower limbs in FPTs. Several authors emphasize the advantages of the methodology in the clinical setting, as it is practical and can be used without software calculation.29,64 The LSI is increasingly discussed critically as it underestimates potential performance deficits, evokes questions about the accuracy of the methology and overlooks “true deficits” in supposedly easy performance tests.44 The use of LSI for quantifying the results of performance tests has mainly been evaluated in ACL patients or healthy individuals. Few LSI results are reported for performance testing after ankle injuries, which highlights both the need for normative data for performance testing in elite football players after ankle injuries and their LSI results. The authors integrate the LSI into the assessment of the performance tests, especially because of its applicability as a simple tool to quantify the test results, while being aware (and mindful) of its limitations. Ultimately, the use of LSI remains debatable for assessing lateral differences in the lower limbs after injury.

RTS-LEVEL: INTERVAL KICKING PROGRESSION (IKP)

Arundale65 has recommended a return to ball training at the earliest possible point of time for football players. Returning to the ball after injury can have a motivating effect and support the rehabilitation process.65 However, it must be considered that not every injured body site can be evaluated in the same way: As football is played with the feet, the ball training directly impacts the injured structure. Therefore, special attention should be devoted to a patient wth an ankle sprain during ball training. Impacts of several thousand Newtons can be generated on the foot/ankle during kicks.66‑68 Incorrectly hit balls, especially under fatigued conditions at the end of a training session, can hyperextend the capsular ligamentous apparatus and lead to renewed microtrauma. The authors suggest using different ball types (e.g. volley ball, soft ball) to allow ball training without affecting the healing status negatively. Impacts on the foot/ankle during kicking have been described in several studies.66‑68 So far, there are no step-by-step approaches for specific types of injury taking into account biomechanical impacts.65 For this reason, we recommend orientation to an IKP with attention to clinical responses after rehabilitation training. This makes the standardized clinical examination, which is also part of the rehabilitation algorithm

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for this reason, all the more important. The authors view a too-soon return to ball training after LAS injury critically.

RTP PHASE: LACK OF CRITERIA IN THE END STAGE OF REHABILITATION

While the rehabilitation algorithm can steer the rehabilitation in the acute and sub-acute phase (RTA level) well through its differentiated approach by phase-sensitive testing, taking into account the temporal wound healing phases and load stability of the tissue and ligaments, the standardization of the rehabilitation during the RTS phase is made significantly more difficult by the start of ball training. Currently, there are no football-specific (kicking) tests, nor criteria for football-specific stress progression. Therefore, rehabilitation from this point on until reintegration into team training (RTC) remains anecdotal or experiencebased despite all efforts to make it as objective as possible.

The difficulty of objectification beyond this phase is made evident by the lack of Clinical Practice Guidelines beyond the subacute phase.8 Taking into account biomechanical impacts and their integration into a progressive rehabilitation program, kicking test batteries could be an important component of future RTC concepts and could close the currently existing gap between the subacute phase (RTA/RTS level) and the return to unrestricted team training (RTC).

of trivialization and highlights the need for criteria-based rehabilitation concepts rather than traditional time-based approaches. There is still a lack of criteria-based step-bystep approaches to guide rehabilitation. However, CPGs lack sport-specific tests and assessments especially in the subacute and ongoing phase for RTC decision-making.

The presented rehabilitation algorithm is the first to attempt to correlate individual assessments and combine them into a self-contained progressive approach taking into account evidence-based CPGs. Early utilization of this algorithm demonstrate its feasibility. The extent to which this rehabilitation algorithm can sustainably reduce the recurrence rate after LAS in elite football players remains to be evaluated in future studies.

CORRESPONDING AUTHOR

Zacharias Flore University of Kent, School of Sport and Exercise Sciences Kapellenstraße 8a 39104 Magdeburg, Germany zf43@kent.ac.uk +4915203090096 Submitted: January 22, 2024 CDT, Accepted: May 20, 2024 CDT

© The Author(s)

CONCLUSIONS & KEY POINTS The high recurrence rate (17%) with short time-loss (15 days) after LAS in elite football players raises the question

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33. Reid A, Birmingham TB, Stratford PW, Alcock GK, Giffin JR. Hop testing provides a reliable and valid outcome measure during rehabilitation after anterior cruciate ligament reconstruction. Phys Ther.

2007;87(3):337-349. doi:10.2522/ptj.20060143 34. van der Wees P, Hendriks E, van Beers H, van Rijn R, Dekker J, de Bie R. Validity and responsiveness of the ankle function score after acute ankle injury.

Scand J Med Sci Sports. 2012;22(2):170-174. doi:10.1111/j.1600-0838.2010.01243.x 35. de Bie RA, de Vet HC, van den Wildenberg FA, Lenssen T, Knipschild PG. The prognosis of ankle sprains. Int J Sports Med. 1997;18(4):285-289. doi:10.1055/s-2007-972635 36. Züst et al. Sprunggelenksinstabilität.

Rehabilitation. Rückkehr zum Sport. In: GOTSExpertenmeeting: Sprunggelenksinstabilität. ; 2012:79-84. https://sport-ortho.de/files/Bilder-undDokumente/Dokumente/GOTSExpertenmeeting%202012_PE.pdf 37. van der Wees PJ. Evaluation of Evidence-Based Clinical Guidelines in Physical Therapy : Ankle Sprain as Case Example. Doctoral Thesis, Maastricht University. Datawyse / Universitaire Pers Maastricht; 2009. doi:10.26481/dis.20090910pw 38. Halabchi F, Hassabi M. Acute ankle sprain in athletes: Clinical aspects and algorithmic approach.

World J Orthop. 2020;11(12):534-558. doi:10.5312/ wjo.v11.i12.534 39. Wieben K. Muskelfunktion. Prüfung Und Klinische Bedeutung. 5. Auflage. Thieme Verlag 40. Lunsford BR, Perry J. The standing heel-rise test for ankle plantar flexion: criterion for normal. Phys Ther. 1995;75(8):694-698. doi:10.1093/ptj/75.8.694 41. Bertrand-Charette M, Dambreville C, Bouyer LJ, Roy JS. Systematic review of motor control and somatosensation assessment tests for the ankle. BMJ Open Sport Exerc Med. 2020;6(1):e000685. doi:10.1136/bmjsem-2019-000685

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A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Bas…

42. Gribble PA, Hertel J, Plisky P. Using the star excursion balance test to assess dynamic posturalcontrol deficits and outcomes in lower extremity injury: a literature and systematic review. J Athl Train. 2012;47(3):339-357. doi:10.4085/ 1062-6050-47.3.08 43. Myers JB, Riemann BL, Hwang JH, Fu FH, Lephart SM. Effect of peripheral afferent alteration of the lateral ankle ligaments on dynamic stability. Am J Sports Med. 2003;31(4):498-506. doi:10.1177/ 03635465030310040401 44. Gokeler A, Welling W, Benjaminse A, Lemmink K, Seil R, Zaffagnini S. A critical analysis of limb symmetry indices of hop tests in athletes after anterior cruciate ligament reconstruction: A case control study. Orthop Traumatol Surg Res. 2017;103(6):947-951. doi:10.1016/j.otsr.2017.02.015

52. Gribble PA. Evaluating and differentiating ankle instability. J Athl Train. 2019;54(6):617-627. doi:10.4085/1062-6050-484-17 53. Wiebking U, Pacha TO, Jagodzinski M. An accuracy evaluation of clinical, arthrometric, and stress-sonographic acute ankle instability examinations. Foot Ankle Surg. 2015;21(1):42-48. doi:10.1016/j.fas.2014.09.006 54. Johnson MR, Stoneman PD. Comparison of a lateral hop test versus a forward hop test for functional evaluation of lateral ankle sprains. J Foot Ankle Surg. 2007;46(3):162-174. doi:10.1053/ j.jfas.2006.12.007 55. Rammelt S, Richter M, Walther M. Frische außenbandruptur am oberen sprunggelenk. Leitlinien Unfallchirurgie. 2017;AWMF(012-022):22.

45. Caffrey C, Docherty CL, Schrader J, Klossner J. The ability of 4 single-limb hopping tests to detect functional performance deficits in individuals with functional ankle instability. J Orthop Sports Phys Ther.

2009;39(11):799-806. doi:10.2519/jospt.2009.3042

56. Noyes FR, Barber SD, Mangine RE. Abnormal lower limb symmetry determined by function hop tests after anterior cruciate ligament rupture. Am J Sports Med. 1991;19(5):513-518. doi:10.1177/ 036354659101900518

46. Best R, Brüggemann P, Petersen W, et al. Aktuelle und neue konzepte in der behandlung akuter außenbandverletzungen des sprunggelenkes current and new concepts in the treatment of lateral ligament sprains in ankle sistorsions. Deutsche Zeitschrift für Sportmedizin. 2011;62(3):57-62.

57. Davies WT, Myer GD, Read PJ. Is it time we better understood the tests we are using for return to sport decision making following ACL reconstruction? A critical review of the hop tests. Sports Med. 2020;50(3):485-495. doi:10.1007/s40279-019-01221-7

47. Bleakley CM, McDonough SM, MacAuley DC. Some conservative strategies are effective when added to controlled mobilisation with external support after acute ankle sprain: a systematic review.

Aust J Physiother. 2008;54(1):7-20. doi:10.1016/ s0004-9514(08)70061-8 48. van der Wees PJ, Lenssen AF, Hendriks EJ, Stomp DJ, Dekker J, de Bie RA. Effectiveness of exercise therapy and manual mobilisation in ankle sprain and functional instability: a systematic review. Aust J Physiother. 2006;52(1):27-37. doi:10.1016/ s0004-9514(06)70059-9 49. Fox J, Docherty CL, Schrader J, Applegate T. Eccentric plantar-flexor torque deficits in participants with functional ankle instability. J Athl Train.

2008;43(1):51-54. doi:10.4085/1062-6050-43.1.51 50. Bohannon RW. Manual muscle testing: does it meet the standards of an adequate screening test?

Clin Rehabil. 2005;19(6):662-667. doi:10.1191/ 0269215505cr873oa 51. Gomes JLE, Soares AF, Bastiani CE, de Castro JV. Anterolateral talar palpation: A complementary test for ankle instability. Foot Ankle Surg.

2018;24(6):486-489. doi:10.1016/j.fas.2017.05.006

58. Read P, Mc Auliffe S, Wilson MG, Myer GD. Better reporting standards are needed to enhance the quality of hop testing in the setting of ACL return to sport decisions: a narrative review. Br J Sports Med. 2021;55(1):23-29. doi:10.1136/bjsports-2019-101245 59. Kotsifaki A, Korakakis V, Graham-Smith P, Sideris V, Whiteley R. Vertical and horizontal hop performance: Contributions of the hip, knee, and ankle. Sports Health. 2021;13(2):128-135. doi:10.1177/1941738120976363 60. Kotsifaki A, Van Rossom S, Whiteley R, et al.

Single leg vertical jump performance identifies knee function deficits at return to sport after ACL reconstruction in male athletes. Br J Sports Med. 2022;56(9):490-498. doi:10.1136/ bjsports-2021-104692 61. Ross MD, Fontenot EG. Test-retest reliability of the standing heel-rise test. Sport Rehabil.

2000;9:117-123. doi:10.1123/jsr.9.2.117 62. Sman AD, Hiller CE, Rae K, et al. Predictive factors for ankle syndesmosis injury in football players: a prospective study. J Sci Med Sport.

2014;17(6):586-590. doi:10.1016/j.jsams.2013.12.009

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A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Bas…

63. Lindner M, Kotschwar A, Zsoldos RR, Groesel M, Peham C. The jump shot - a biomechanical analysis focused on lateral ankle ligaments. J Biomech.

2012;45(1):202-206. doi:10.1016/ j.jbiomech.2011.09.012 64. Haitz K, Shultz R, Hodgins M, Matheson GO. Testretest and interrater reliability of the functional lower extremity evaluation. J Orthop Sports Phys Ther.

2014;44(12):947-954. doi:10.2519/jospt.2014.4809 65. Arundale A, Silvers H, Logerstedt D, Rojas J, Snyder-Mackler L. An interval kicking progression for return to soccer following lower extremity injury. Int J Sports Phys Ther. 2015;10(1):114-127.

66. Lees A, Asai T, Andersen TB, Nunome H, Sterzing T. The biomechanics of kicking in soccer: a review. J Sports Sci. 2010;28(8):805-817. doi:10.1080/ 02640414.2010.481305 67. Shinkai H, Nunome H, Isokawa M, Ikegami Y. Ball impact dynamics of instep soccer kicking. Med Sci Sports Exerc. 2009;41(4):889-897. doi:10.1249/ MSS.0b013e31818e8044 68. Tol JL, Slim E, van Soest AJ, van Dijk CN. The relationship of the kicking action in soccer and anterior ankle impingement syndrome. A biomechanical analysis. Am J Sports Med. 2002;30(1):45-50. doi:10.1177/ 03635465020300012101

International Journal of Sports Physical Therapy

A Rehabilitation Algorithm After Lateral Ankle Sprains in Professional Football (Soccer): An Approach Bas…

SUPPLEMENTARY MATERIALS Supplemental File 1 - Description of Rehab Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 232819.pdf?auth_token=S0zEEjWsI-PuJhmILB_5

Supplemental File 2 - Lack of Concepts Consequences Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 232817.pdf?auth_token=S0zEEjWsI-PuJhmILB_5

Supplemental File 3 - Flowchart Rehab Algorithm Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 232815.jpg?auth_token=S0zEEjWsI-PuJhmILB_5

Supplemental File 4 - End Stage RTS Shooting Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 232816.jpg?auth_token=S0zEEjWsI-PuJhmILB_5

Supplemental File 5 - End Stage RTS Cutting Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 232814.jpg?auth_token=S0zEEjWsI-PuJhmILB_5

Supplemental File 6 - Use of Assessments Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 232818.pdf?auth_token=S0zEEjWsI-PuJhmILB_5

Supplemental File 7 - Additional references Download: https://ijspt.scholasticahq.com/article/120205-a-rehabilitation-algorithm-after-lateral-ankle-sprains-inprofessional-football-soccer-an-approach-based-on-clinical-practice-guidelines/attachment/ 234045.docx?auth_token=S0zEEjWsI-PuJhmILB_5

International Journal of Sports Physical Therapy

Smith C, Grooms DR, Bradley H. Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and Progressions: A Clinical Commentary. IJSPT. Published online July 1, 2024:923-934. doi:10.26603/001c.120285

Clinical Commentary/Current Concept Review

Enhancing Return to Alpine Skiing: Integrating Perceptual-MotorCognitive Considerations in Testing and Progressions: A Clinical Commentary a

Conor Smith1 , Dustin R. Grooms2,3,4, Helen Bradley1 1 Howard Head Sports Medicine, Vail Health, 2 Ohio Musculoskeletal and Neurological Institute, Ohio University, 3 Division of Athletic Training, School

of Applied Health Sciences and Wellness, College of Health Sciences and Professions, Ohio University, 4 Division of Physical Therapy, School of Rehabilitation and Communication Sciences, College of Health Sciences and Professions, Ohio University Keywords: ACL, Alpine Skiing, Return to Sport, perceptual-motor-cognitive rehab https://doi.org/10.26603/001c.120285

International Journal of Sports Physical Therapy Alpine skiing poses significant risks for anterior cruciate ligament (ACL) injury at both recreational and professional levels, which is compounded by high rates of re-injury.

Despite the existence of return to sport (RTS) and return to snow protocols, the frequency of ACL re-injury has not been mitigated, raising doubts about protocol effectiveness. Current RTS protocols primarily focus on biomechanical and neuromuscular factors in isolation, neglecting the important perceptual-motor-cognitive changes associated with ACL injuries and the high cognitive demands of skiing. The purpose of this clinical commentary is to address the perceptual-motor-cognitive demands specific to alpine skiing, evaluate RTS testing for skiers, and propose updated standards for testing and return to snow progressions that incorporate these considerations.

Level of Evidence 5

INTRODUCTION Participation in alpine skiing, whether recreationally or professionally, has a high risk of injury. The injury rate for recreational skiers was approximately 0.5-1.98 per 1000 skier days, or approximately one injury per 10,000 lifts rides.1‑5 Knee injury accounts for 27-41% of all injuries at ski resorts, with an anterior cruciate ligament (ACL) and medial cruciate ligament (MCL) sprain being the most common diagnoses.6‑11 In professional skiing athletes the injury rate is even higher, at 36.2-36.7 injuries per 100 athletes, with the most common injured body part also being the knee at 35.6%, consistent with recreational skiing statistics.12 One-third of injuries were considered severe, resulting in a loss of training and competition for a minimum of 28 days or more.1,12 Specifically among skiers, 19-46.7% of competitive alpine skiers suffer a re-injury to their reconstructed ACL or contralateral ACL, which is consistent or more frequent than the general athletic population.13‑16 Multiple studies describe functional asymmetries and deficits that persist after return to play (RTP) in ACL reconstructed athletes

a Corresponding Author:

Conor Smith, PT, DPT 1425 Bighorn Rd, Helena, MT, 59602

that could possibly explain this high injury risk.13,17‑20 Despite return to sport (RTS) and return to snow protocols attempting to provide quantitative testing to ensure sport readiness and reduce reinjury risk, the rate of ACL re-injury remains high. RTS protocols are primarily based on biomechanical and neuromuscular function including range of motion, strength, and functional tests such as jumping and hopping and sport specific testing.21 Return to snow protocols for high level skiers include similar multifactorial measures, but also suggest supervised progression of “onsnow” drills to return to full function and racing performance.22,23 An aspect of ACL injury and recovery that has unique implications for the high-speed perceptual-motor-cognitive demands of skiing is the neuroplastic adaptations (altered brain and neural activity) recently described to be associated with the injury. Perceptual-motor-cognitive is an integrated demand that includes maintaining dynamic joint stability in a highly variable perceptual environment while engaged in very rapid cognitiveplan updates with distractors. Typically, rehabilitation and RTS testing after ACL reconstruction (ACLR) focuses on restoring functional abil-

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

Figure 1. The conceptual framework for neurologic and visual-motor adaptations after ACL injury, and the perceptual-motor-cognitive neuroplastic adaptations that possibly occur within alpine skiing.

Adapted from Grooms et al 2015.24

ity (addressing interlimb asymmetry in muscle power, rate of force development, maximal strength) and psychological readiness.21‑23 However, injury deafferentation and associated pain, muscle atrophy, and movement compensations contribute to neuroplastic adaptations and variations in motor control upon return to sport.24 Specifically, it appears that the injury associated neuroplastic alterations result in changes in perceptual-motor-cognitive neural activity that may explain the elevated dual-ask cost and injury risk.

The loss of movement quality anddual-task cost for those with ACLR is theorized to be secondary to the injury disruption in sensory processing resulting in increased utilization of visual input andvisual-cognitive processing capacity to compensate to maintain dynamic joint stability.25‑37 However, skiing requires sensory processing in a rapidly changing external environment that can overwhelm the developed neural compensations and may contribute to a reduced ability to maintain coordination and increase contralateral ACL injury or re-injury risk.38‑41 Thus, to better prepare athletes and ensure adequate sport readiness with RTS testing clinicians may consider creating different challenges to sensory andcognitive processing that have implications for maintaining neuromuscular control in sport. Currently, there is a gap in knowledge regarding how best to quantify perceptual-motor-cognitive demands in sport, especially in alpine skiing, to inform the safe return to snow after an ACL injury. The purpose of this clinical commentary is to address the perceptual-motor-cognitive demands specific to alpine skiing, evaluate RTS testing for skiers, and propose updated standards for testing and re-

turn to snow progressions that incorporate these considerations.

ALPINE SKIING AND PERCEPTUAL-MOTORCOGNITIVE DEMAND For alpine skiers specifically, there are a variety of environmental and equipment considerations that contribute to external perturbations and cognitive load. Environmentally, colder weather affects fine motor control, postural control, balance, and proprioception likely attributed to a decrease in muscle contraction velocity and nerve conduction velocity.42‑44 Variable wind and snow conditions can reduce visibility and create unfavorable changes to the course surface; however, there is no agreement among coaches and researchers about which snow conditions, snow-covered or water-injected, are safest for alpine skiers.45 Differing snow conditions within a course can bring athletes close to their physical and technical limits, possibly increasing risk for injury.45 Changes in course conditions from those at which the athlete practiced and trained would influence their sensory predictions and may slow postural corrections, increasing risk of injury at high competition speeds. Course conditions and neuroplasticity of injury could limit overall performance if perceptual and cognitive processing speed is not at a level at which the skier is accustomed to.

International Journal of Sports Physical Therapy

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

EQUIPMENT CONSIDERATIONS ON PERCEPTUAL LOAD

Skis are also an equipment-related ACL injury risk factor due to differences in ski length, tip width of the ski, standing height at the rear ski binding component, and in standing height ratio (percentage between front and rear component heights and how it relates to the angle of the boot sole when inserted into the binding).46 A ski bindings DIN (Deutsches Institut für Normung, German Institute for Standardization) setting or release force of the ski is equally important for preventing injury, failure of binding release at the moment of accident, the ski acts as a lever to bend or twist the leg, leading to a potential severe knee injury.47 Failure of binding release during a fall resulting in an ACL rupture has been often reported in falls (78%) and is significantly more often with females compared to men.48 Although ski and boot technology has improved in recent years in attempts to enhance skier safety, overall, the skibinding interface, bindings, and boots impair proprioception from the lower extremity, thus increasing the risk for falls and mistakes, and cause an increased strain on the ACL at higher loads.49‑51 Helmets and ski googles have also been shown to limit visual performance, which can reduce reaction time to peripheral stimuli or limit visual input for postural control, thus putting a skier at risk for injury.52,53 ENVIRONMENTAL & CONTEXTUAL CONSIDERATIONS

The unique high speeds of alpine skiing places additional cognitive and motor planning stress that can be influenced by subtle alterations in course terrain. Course structures such as rolling and dipping terrain transitions, placement and number of gates during high level racing, jumps, and speed of the terrain/slope reduces the time that skiers have to anticipate and adapt to technically demanding sections, increasing the risk for mistakes.54 For the recreational skier, while variable skiing environments are comparable with alpine ski racers, there is also the added perceptualmotor-cognitive load of other skiers sharing the same terrain. This could have a negative impact on skiing performance through impaired sensorimotor prediction due to added unanticipated reactions and rapid fluctuations in distracted attention from skiing, while maintaining neuromuscular control and efficient visual processing.

Athletes following ACLR have been theorized to have lost sensory integration efficiency, requiring increased neural activity to perform a motor task compared to a control group.30 The amount of afferent information from external perturbation that a skier must process is accompanied by the intensive motor requirements of downhill skilling with increased muscle force and coordination timing demands. The need for high level technical skills and sensory processing has been shown to improve the ability to anticipate a collision or fall, reducing the impact severity for athletes.55 The combination of ACLR associated neuroplastic alterations and skiing perceptual-cognitive demands may contribute to the high rates of re-injury in this population, despite RTS testing suggesting that functional recovery has occurred. This points to the need to consider aspects of sport requirements and injury adaptations not

typically captured in RTS testing. To that end the authors suggest that perceptual-motor-cognitive additions could be a missing element and suggest methods to accommodate it in the return to snow progression.

RTS TESTING AND SKIING Despite accumulating evidence that ACL injury induces compensatory neuroplastic adaptations within neural circuits, current return-to-snow testing does not adequately capture the ability to effectively respond to all aspects of the intense perceptual-motor-cognitive demands that can be encountered when skiing. Current RTS decision-making is primarily based on maximal muscle strength testing and closed motor skills, reaching a specific milestone that nears limb symmetry or allometric scaling with normative data.21,56 Multiple studies report a battery of objective neuromuscular or psychological readiness testing that may include variable challenges to simulate sport related movements, however, comprehensive assessment of perceptual, motor, and cognitive capabilities is often lacking within RTS testing.21‑23,57 In the clinical setting, it is difficult to simulate the complex sport environment of skiing due to the inability to simulate the forward inertia of skiers via the downhill landscape, requirement of equipment, and snow variations. However, it is possible to challenge the perceptual-motor-cognitive demands of skiers during testing by integrating perceptual-motor-cognitive elements into the established RTS tests within this population. As highlighted previously, this appears to be an element that could be missing from testing and return to snow progressions and is essential for alpine skiers. Common in athletics including alpine skiers, additional functional movement and strength tests performed in RTS testing focus on the single leg hop, single leg crossover hop, and the single leg jump/ strength testing on force plates.21,22,58,59 Without visualcognitive stress to simulate the sporting environment, athletes could possibly compensate and give the appearance of restored function, and if released to sport early, can possibly still be at high risk for re-injury. The authors suggest that a full skiing environmental simulation is not required, but more simply challenging of the underlying physiology required by the sport. Just as strength training improves capacity for muscular performance, so to can coordination training under perceptual-cognitive demands improves capacity to maintain dynamic joint stability upon returning to the snow environment. In this way the authors challenge the elements of rapid decision making and motor plan updating, attention on a changing environment and cognition directed away from knee kinematics as key constructs to train the underlying physiology to provide the capacity transfer to skiing.38

INTEGRATING PERCEPTUAL-MOTORCOGNITIVE ELEMENTS INTO RTS TESTING While standard functional testing allows for ease of set up and replication, and valuable baseline data about limb

International Journal of Sports Physical Therapy

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

asymmetries post ACLR; standardized tests lack perceptual-motor-cognitive elements that could better simulate sport demand for the alpine skier. RTS testing with perceptual, motor, and cognitive features could be utilized to fully understand the dual task deficit that occurs after an ACL injury. Researchers are developing reliable and replicable tests with perceptual and cognitive stress modified from common functional RTS challenges.

UPGRADING THE HOP TESTS AND VARIATIONS IN PERCEPTUAL-MOTOR INTEGRATED TESTING

Hop tests are a common measure to determine if an athlete is fit to return to sport but are often performed without the dual task challenged needed to replicate the demands of skiing. Recent research has been focused on improving generic hop tests, by adding elements of perceptual-cognitive elements of reaction time, visual tracking, spatial awareness, and visual working memory along with motor performance.60‑62 A jump test that may have greater applications to the stability required for skiing could be the visual-cognitive side hop test.63 Skiers must overcome the dynamic balance of forces from gravity and vertical/horizontal ground reaction forces as well as utilize motor control to make turns possible. The visual-cognitive side hop test could possibly simulate the lateral ground reaction force that is exerted on the skier during a turn while providing a dual task similar to an alpine event.63 It is also hypothesized that side hop tests can reveal greater asymmetries in athletes with prior ACL injuries as well as elicit greater knee valgus, hip adduction, and medial rotation.64 These angles are often stressed in the various phases of a ski turn suggesting that this test could be effective in assessing return to snow capabilities.65 Further jump-landings can be incorporated via a double leg take off with single leg landing with an unanticipated visuomotor stimuli indicating which leg to land on (left or right).66,67 Similar perceptual-cognitive additions can be integrated into already commonly done strength and jump assessments in order to assess dual-task cost on rate of force development, reaction time, and peak force production. Simple computer programming, interactive LED training lights or even verbal/visual commands from a practitioner can be utilized to complement strength testing. For instance, an isometric closed chain single leg press at 60 degrees (meet resistance) or an 80/20 jump test on force plates can be tested with stop/go lights or screen programming.

Strength, reaction time or force development can be compared to the uninvolved limb to see if a 90% limb symmetry index can be maintained under dual task challenged conditions (as will occur in sport/skiing).

QUANTIFYING PERFORMANCE

To determine reaction time, testing can be analyzed with applications and slow-motion video technology, which also enables the practitioner to analyze movement patterns.

Movement patterns can also be evaluated in real-time with the landing error scoring system (LESS) or balance error scoring system (BESS), providing a movement quality out-

come to determine dual-task cost. Chabaan and colleagues developed a creative instrument in order to create both motor and cognitive tasks during functional testing (drop jumps, single limb jump tests, cutting) that can be easily applied and measured based on low or high tech resources within clinic.68 A calculation for dual task cost was also proposed during specific motor tasks in order to quantify the motor performance and movement quality with or without cognitive load, in order to compare healthy and surgical limb. This concept of a dual-task cost application can also be provided to snow specific settings.

USING EQUIPMENT TO IMPROVE SPORT SIMULATION DURING TESTING

Replicating an alpine environment in clinic is difficult to adequately stress the skier for safe return to sport. Utilization of helmets and goggles during return to snow testing can limit visual field and proprioception, and more accurately reproduce challenges specifically for athletes trying to return to alpine skiing. For example, helmets and goggles can be applied to hop testing, balance training, lateral agility, and closed chain strength training. Furthermore, performance before and after equipment application can be measured while assessing limb symmetry (strength, reaction time, and distance), and quality of motion. The added visual perturbations and perceptual-cognitive load with equipment changes could be an effective tool to bridge inclinic return to RTS testing with return to snow training and possibly reduce sensorimotor prediction errors resulting in poor performance. Perceptual-cognitive challenges should continue to be applied for alpine skiers, both recreational and professional, when cleared to return to snow.

RETURN TO SNOW PROGRESSION INCLUDING PERCEPTUAL-MOTOR-COGNITIVE ELEMENTS Progression-based return to snow is may ultimately prove to be highly beneficial for skiers returning from an ACL injury. Kokmeyer and associates suggest a return to snow program that is progression-based with differing intensities, focus, and durations as well as example drills that can be utilized while on snow.23 They recommend that after a skier completes their clinical functional sports test, they start a return to snow program over the course of 8+ weeks, typically during their 6-9 months post operative timeline.23 Although directed primarily at elite alpine skiers, a similar strategy can be utilized towards the recreational skier, under the supervision and guidance of a medical provider.

The return to snow program described by Kokmeyer and colleagues included a variety of drills that challenged proprioception but could be further modified to progress perceptual-motor-cognitive load while on snow.23 Perceptual load was challenged by adding various challenges and drills on a single leg when turning or sliding. Additional challenge during single leg drills can be progressed by varying ski lengths and boot stiffness. Although an effective return to snow progression, there is nothing specific on visual perturbations, environmental considerations, and ways that

International Journal of Sports Physical Therapy

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

multiple challenges can be combined to adequately perceptually, cognitively, and motor stress these athletes. Adding perceptual-cognitive challenge to these drills can be achieved by reducing visual input, adding reaction time or anticipatory elements, and varying environmental constraints (Tables 1 and 2). Exercise progressions on snow can also be altered based on the level of skier in order to adequately test and assess their ability to perform an activity with cognitive stress (Tables 1 and 2). Recreational skier progressions may involve stressors more focused on visual and environmental elements whereas professional skiers could focus more on visual perturbations, varying proprioceptive and perceptual inputs (turns/equipment/course terrain), and reactionary elements similar to that in the racing environment. Perceptual-motor-cognitive stressors should not be progressed by adding multiple elements in a singular session, but to implement one element at a time and evaluate responses before progressing. For example, introducing night skiing (visual challenge) with a new proprioceptive challenge (such as a different ski length than what they usually ski with) may produce too much of a challenge for the athlete resulting in reduced performance. Although difficult to objectively ensure return to competition readiness, especially with alpine skiers and on-snow progressions, drills designed to stress perceptual-motor-cognitive elements would help simulate an environment and cognitive load that would possibly give a skier the psychological and cognitive capacity to return to prior level of function.

As opposed to depending on physical recovery and hoping that performance is not degraded when under the cognitive demand of sport.

It is important to note that the return to snow progression doesn’t look at a specific moment in time, but throughout the entire continuum of rehabilitation in order to return to snow. In order to safely and effectively return to snow at a high-performance level, whether that is recreationally or professionally, consistent quantitative and qualitative testing is required at multiple timelines during the rehabilitative program. Passing objective criteria in clinic allows the athlete to return to participation of on snow training activities. It is stressed that until guidelines are established for return to participation with dual-task testing, caution is urged for athletes that have large dual task costs with traditional testing battery under perceptualcognitive-motor load.68 The athlete must also safely perform all training progressions with added perceptual-cognitive-motor elements, if possible, under the supervision of coaching and medical professionals in order to return to snow. Quantification of readiness for a professional athlete would be prior level of performance (no more than a 10% degradation in dual task cost) during time trials in a simulated environment comparable to that of a professional event with appropriate motor control. Monitoring of all elements of the return to snow continuum allows practitioners to make informed decisions and increase the likelihood that the athlete returns to skiing at a high level of performance.69

CONCLUSION In conclusion, alpine skiing is a high-risk sport for both the recreational and high-level athlete, with a high rate of re-injury seen in athletes that have suffered an initial ACL injury and reconstruction. This can be attributed to several unique factors included in the sport of alpine skiing, including equipment, positions that place extreme forces and torques on the knee, and an extraordinary demand for neuromuscular control, endurance, strength, and eccentric control in the lower extremity.23 Alpine skiing is an openskilled sport, where skiers are exposed to multiple stimuli in which athletes must make decisions in an unpredictable, dynamically changing environment.38 Alpine skiers who suffer from an ACL injury, despite reconstructive surgery, demonstrate perceptual, cognitive, and motor processes that possibly induce a neuroplastic change within the athlete thus increasing the risk of re-injury. These deficits are routinely trained within a clinical setting in order to return an athlete to their sport at a high level; however, a patient’s ability to perform under dual task stress is typically not measured due to the difficulty of objectifying cognition and performance. Strategies have now been introduced to assist in the assessment of an alpine skier’s return to snow functional testing in conjunction with neurocognitive and physical performance. Furthermore, perceptual-motor-cognitive challenges can be added to an already established return to snow program to improve safety in a skier’s progression to prior function and bridge the gap between clinic and on-snow rehabilitation.

DISCLOSURES

Dustin Grooms reports the following grants and potential conflicts of interest: US Department of Department of Defense Congressionally Directed Medical Research Program Peer Reviewed Orthopaedic Research Program (research award W81XWH-18-1-0707); National Institutes of Health/National Institute of Arthritis and Musculoskeletal and Skin Diseases (R01AR076153, R01AR077248) and Consulting Fees from Kinesport physical therapy (France).

ACKNOWLEDGEMENTS

The authors would like to express deepest appreciation to Howard Head Sports Medicine and the Howard Head Sports Residency Program for the support of this project. Special thanks to Dane Ringquist DPT and Delaney Smith for photography, as well as Brooke Milliet DPT for her assistance with skiing specific perceptual-motor-cognitive task development.

Submitted: October 04, 2023 CDT, Accepted: June 12, 2024 CDT

© The Author(s)

International Journal of Sports Physical Therapy

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

Table 1. Return to snow with examples of perceptual-cognitive-motor progressions for the recreational skier Perceptual-Motor-Cognitive Challenge

Visual

Proprioceptive

Reaction time/ anticipatory

Environmental Changes

Challenge Progression

Sunny/Night skiing

Wedge vs hockey stop

Distracted skiing (music, mental tasks, etc)

Groomed runs

With/without goggles

Sliding vs Carving

Randomized stop/starts

Wet/sticky snow

Skiing with visual tracking/reading (reading trail signs for example)

Varying Muscle Fatigue

Speed variability

Powder days

Reduced visual field goggles

Ski length, width, type, skiing with/ without pole

Randomized turns

Foggy/low light

Easy

Dark or light tint goggles Moderate

Hard

Variable slopes

Varying boot stiffness Advanced

Eyes closed or Head turns

Inside edge skiing

Skiing in trees/ moguls

Moguls

In-Clinic Options

LED training lights

Double or single leg balance on ½ foam roller or BOSU ball

Unanticipated Perturbations from PT or exercise ball

Large gym with distractions

Virtual reality

Varying surfaces (turf, grass, track, concrete, etc)

Visual cue cards Eyes closed Stroboscopic glasses

LED training lights

Loud music

Visual cue cards Different aspects of perceptual-cognitive-motor challenge should not be progressed all at one time, for example, skiing at night on a mogul run. Challenges should be progressed one at a time in order to allow safe and achievable goals for the recreational skier.

International Journal of Sports Physical Therapy

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

Table 2. Return to snow with examples of perceptual-cognitive-motor progressions for the professional skier Perceptual-Motor-Cognitive Challenge

Visual

Proprioceptive

Reaction time/ anticipatory

Environmental Changes

Challenge Progression

Easy

Skiing with gaze stabilization

Double leg slide slipping, diagonal, sliding turns.

Coach led randomized stops and starts

Groomed runs

Moderate

Number of gates and distance between gates

Single leg sliding turns with heel lift or cross hip opposite ski (Javelin Turn)

Coach led randomized turns

Cold vs Hot Temperatures

Stubby/brush track

Variable Slopes

Multiple practice courses on slope

Snow coverage course

Variable slalom course

Foggy/flat light

Skiing with head turns for vestibular training Hard

Reduced visual field goggles

Varying boot stiffness and ski length/width

Turns with 1000 ft stepping

Stroboscopic glasses Advanced

Eyes closed

Turns with one leg lifted

Vary racing events: downhill, super G, giant slalom, slalom

Injected Course

In-Clinic Options

LED training lights

Double or single leg balance on ½ foam roller or BOSU ball

Unanticipated Perturbations from PT or exercise ball

Large gym with distractions

Visual cue cards

Virtual reality

Eyes closed

LED training lights

Stroboscopic glasses

Visual cue cards

Loud music Varying surfaces (turf, grass, track, concrete, etc)

Different aspects of perceptual-cognitive-motor challenge should not be progressed all at one time, for example, skiing at night on a mogul run. Challenges should be progressed one at a time in order to allow safe and achievable goals for the recreational skier.

Figure 2. Turns with inside ski heel raised to increase perceptual stress on outside ski during turn.

International Journal of Sports Physical Therapy

Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

Figure 3. Javelin turns or opposite ski crossed hip opposite ski turns to increase perceptual stress on outside ski during turn as well as postural stress under load.

Figure 4. Single leg turns (same leg turning both directions) for perceptual and postural stress on a single leg during different angles and torque of a turn.

This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International License (CCBY-NC-4.0). View this license’s legal deed at https://creativecommons.org/licenses/by-nc/4.0 and legal code at https://creativecommons.org/licenses/by-nc/4.0/legalcode for more information.

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Enhancing Return to Alpine Skiing: Integrating Perceptual-Motor-Cognitive Considerations in Testing and …

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International Journal of Sports Physical Therapy

MSK ULTRASOUND BITES: TIPS AND TRICKS

UTILIZING DIAGNOSTIC MUSCULOSKELETAL ULTRASOUND FOR ASSESSMENT OF THE INFRASPINATUS MUSCLE AND TENDON: IMPLICATIONS FOR REHABILITATION PROFESSIONALS. Robert C. Manske, PT, DPT, MEd, SCS, ATC, CSCS, FAPTA Michael Voight, PT, DHSC, SCS, OCS, ATC, CSCS, FAPTA Chris Wolfe, PT, DPT, OCS, Cert MDT Phil Page, PT, PhD, ATC, CSCS, FACSM

Abstract The rotator cuff, comprising the subscapularis, supraspinatus, infraspinatus, and teres minor muscles, plays a crucial role in stabilizing the glenohumeral joint by securing the head of the humerus within the glenoid cavity of the scapula. The tendinous insertions of these muscles generate tension within the capsule, enhancing joint stability during muscular activity. The rotator cuff is susceptible to damage from disease, injury, or trauma, which can result in tears or ruptures of one or more tendons. The evaluation of the infraspinatus muscle and tendon is vital for diagnosing and managing various shoulder pathologies.

Accurate imaging to determine the specific muscle involvement and injury severity significantly impacts treatment decisions. Diagnostic musculoskeletal ultrasound (MSK-US) has emerged as a valuable tool for assessing the infraspinatus muscle and tendon, offering real-time, dynamic assessment capabilities essential for precise diagnosis and effective rehabilitation planning. This article reviews the utility and advantages of MSK-US in evaluating the infraspinatus muscle and tendon, emphasizing technique specifics, diagnostic accuracy, and comparative efficacy against other imaging modalities. It details a systematic approach to the ultrasound examination technique for the infraspinatus, including patient positioning and identification of common pathologies such as tears, tendinopathy, and calcifications. With recent advancements in transducer strength, image resolution, and operator training, ultrasound serves as an excellent alternative imaging modality for diagnosing rotator cuff tears. This article aims to equip rehabilitation professionals with a comprehensive understanding of MSK-US as a diagnostic tool for the infraspinatus, promoting more precise diagnosis, treatment planning and improved patient outcomes.

Introduction Rotator cuff tears are a prevalent source of debilitating shoulder pain and reduced mobility, often leading to irreversible damage of the glenohumeral joint.1 They constitute a significant portion of shoulder-related disabilities in the United States, accounting for 30% to 70% of shoulder pain cases and representing a primary reason for over 4.5

million annual medical consultations.2-4 The progression of these tears typically initiates with partial-thickness damage and can advance to complete tendon rupture due to various pathological or traumatic factors. Symptoms commonly include nocturnal pain, shoulder weakness, and difficulty performing overhead activities.

The infraspinatus muscle, integral to the rotator cuff, frequently sustains injury in both athletic and general populations. The infraspinatus plays a primary role in facilitating external rotation motion. Equally important, the infraspinatus serves as a stabilizer of the glenohumeral joint.

Together with other rotator cuff muscles, the infraspinatus reinforces the inherently fragile glenohumeral capsule, ensuring the humeral head remains securely positioned within the scapular glenoid cavity.

Disorders affecting the infraspinatus can significantly impair shoulder function and are commonly encountered in clinical practice. Accurate assessment of rotator cuff pathology is essential for effective management.

Historically, contrast arthrography was pivotal in diagnosing full-thickness tears, yet its utility in assessing tear size and detecting partial-thickness tears is limited.5,6 Magnetic resonance imaging (MRI), though widely accepted, faces challenges in reliably distinguishing between tear types and cuff degeneration.6 Recently, MSK-US has gained prominence for its real-time imaging capabilities, safety profile, and cost-effectiveness in diagnosing infraspinatus tendon and muscle conditions.7 This article examines the role of MSK-US in the comprehensive evaluation of these structures, particularly relevant to rehabilitation professionals.

Anatomy of the Infraspinatus A comprehensive understanding of anatomy is essential for precise MSK-US evaluation, facilitating the identification of pathological alterations and the formulation of effective rehabilitation protocols. Situated beneath the scapular spine within the infraspinatus fossa, the infraspinatus muscle originates from this fossa and inserts into the greater tubercle of the humerus. Its fibers extend

towards the glenohumeral joint, attaching just inferior to the supraspinatus insertion. Primarily responsible for external rotation, horizontal abduction, and abduction of the humerus, the infraspinatus muscle collaborates with other rotator cuff muscles to stabilize the humeral head within the glenoid cavity. Innervated by the suprascapular nerve and predominantly vascularized by branches from the posterior humeral circumflex and suprascapular arteries, it exhibits comparatively robust vascular support, potentially reducing the incidence of pathology and degenerative changes. Patients experiencing an infraspinatus tear often report pain during resisted external rotation and active elevation movements.

MSK-US Technique for Evaluating the Infraspinatus The examination of the infraspinatus muscle and tendon via MSK-US requires precise technique. Proper patient positioning and transducer placement are crucial to obtain accurate and reproducible images. The patient is typically positioned in a sitting posture with the back exposed and the arm in internal rotation to maximize infraspinatus visibility. The transducer is placed in a longitudinal and transverse orientation along the course of the muscle and tendon to assess for any structural abnormalities, such as tears, tendinopathy, or atrophy. Special attention is paid to the echogenicity and texture of the tendon, signs of inflammation, and the presence of bursal fluid.

Benefits of MSK-US MSK-US offers several advantages over other imaging modalities in the assessment of the infraspinatus muscle and tendon. These include

Equipment and Setup

•. Real-time Imaging: Allows for dynamic assessment during motion and muscle activation. This ability is crucial for identifying subtle dysfunctions that occur during movement, which are often missed by static imaging techniques.

•. Cost-Effectiveness: MSK-US is generally more affordable than MRI or CT scans, making it accessible for routine clinical use.

•. Non-Invasive: The procedure is non-invasive and welltolerated by patients, reducing the need for anesthesia or contrast agents.

•. High Resolution: Detailed visualization of soft tissue structures is possible at a higher resolution than MRI in some cases.

•. Immediate Results: MSK-US provides immediate feedback, allowing for quicker clinical decision-making.

The immediate feedback and interactive nature of the ultrasound examination also facilitate enhanced patientclinician communication.

•. Accessibility and Safety: MSK-US is a patient-friendly option, avoiding the discomfort and contraindications associated with ionizing radiation and magnetic fields.

Limitations and Considerations Despite its benefits, MSK-US also presents several limitations: •. Operator Dependency: The accuracy of MSK-US is highly dependent on the skill and experience of the operator.

•. Limited Field of View: While excellent for soft tissues, MSK-US may not be as effective for evaluating bony structures.

•. Artifact Presence: Artifacts can sometimes obscure the view and complicate the interpretation of images.

•.

Transducer: A high-frequency linear transducer (7–15 MHz) is typically used for evaluating the infraspinatus.

• Patient Positioning: The patient is usually seated position with the shoulder in slight abduction and internal rotation to optimize visualization of the infraspinatus.

•. Scanning Technique: 1. Transverse Scans: Begin with transverse scans to identify the spine of the scapula and follow the muscle belly towards its insertion on the humerus.

The transducer is transversely placed inferiorly and slightly laterally from the scapular spine. Passive internal and external rotation of the patient’s arm may be helpful in visualization of the tendon. The infraspinatus tendon appears as a beak-shaped softtissue structure that progressively thins as it approaches its attachment to the posterior aspect of the greater tuberosity.6 Additional structures seen at this level are the posterior glenoid labrum, imaged as a hyperechoic triangular structure and the hypoechoic articular cartilage of the humerus.

2. Longitudinal Scans: Longitudinal scans help in assessing the tendon and its attachment to the greater tubercle of the humerus.

Key Findings Ultrasound imaging of the infraspinatus must be carefully interpreted. Normal anatomy appears as a fibrillar pattern with uniform echotexture. Pathological findings may include •

Muscle Atrophy: Reduced muscle bulk can indicate chronic rotator cuff pathology.

•. Tendinopathy: Characterized by hypoechoic (darker) areas and tendon thickening which may signify tendinopathy or degeneration.

•. Tears: Full-thickness or partial-thickness tears are displayed as hypoechoic or anechoic (absence of echoes) defects within the tendon. Additionally, they may be identified by discontinuities in the tendon fibers.

•. Calcific tendinitis: Identified by hyperechoic (brighter) foci with or without acoustic shadowing.

Conclusion Musculoskeletal ultrasound has emerged as a pivotal tool for assessing and managing disorders of the infraspinatus muscle and tendon. Its capability to deliver real-time, highresolution imaging renders it invaluable for dynamic evaluations and guiding rehabilitation protocols. Despite inherent limitations, the benefits of MSK-US position it as a cornerstone of contemporary clinical practice. To effectively integrate MSK-US into rehabilitation settings, practitioners must acquire specialized training encompassing both ultrasound techniques and detailed knowledge of infraspinatus musculoskeletal anatomy. By leveraging this technology in clinical practice, rehabilitation providers can elevate diagnostic accuracy, optimize therapeutic interventions, and ultimately enhance outcomes for patients grappling with shoulder pathologies.

References 1. Nathani A, Smith K, Wang T. Partial and full-thickness RCT: modern repair techniques. Curr Rev Musculoskelet Med. 2018;11(1):113-121.

2. Mitchell C, Adebajo A, Hay E, et al. Shoulder pain: diagnosis and management in primary care. BMJ. 2005;331(7525):1124.

3. Rees JL. The pathogenesis and surgical treatment of tears of the rotator cuff. J Bone Joint Surg Br. 2008;90(7):827-832.

4. Holsbeeck MT, Mack LA, Matsen FA, et al. The rotator cuff. In: Rumack CM, Wilson SR, Charboneau JW, eds.

Diagnostic Ultrasound. Vol 1. 2nd ed. Mosby-Yearbook, St. Louis MO; 1998:843–861.

5. Holling A. Sonography of the rotator cuff: an overview. J Diagn Med Sonog. 2001;17:144-150.

6. Mack LA, Matsen. The rotator cuff. In: Fornage BD, ed.

Musculoskeletal Ultrasound. Churchill Livingston, New York; 1995:113–133.

7. Jacobson JA. Musculoskeletal sonography and MR imaging: a role for both imaging methods. Radiol Clin North Am. 1999;37:713–735.

INFRASPINATUS TENDON

Figure 1A: Patient Position The patient is seated with the ipsilateral hand resting on the contralateral shoulder. This places the arm in a slight internal rotation and adduction pulling the infraspinatus in an anterior-lateral tensioned position. This provides the ability to see abnormalities in the tendon.

Figure 1B: Short Axis Transducer Placement Short Axis (SAX) view places the transducer perpendicular to the floor, parallel to the axial spine and is perpendicular to the tendon fibers as they insert onto the humeral head. This view provides the ability to image the tendon footprint at its distal insertion.

Figure 1C: Long Axis Transducer Placement Long Axis (LAX) view places the transducer parallel to the floor and perpendicular to the axial spine. This view places the transducer parallel with the fibers of the infraspinatus tendon. Start with the transducer placed in the middle of the deltoid and capturing the edge of the acromion. The acromion will be a bony landmark for orientation along with the humeral head.

NORMAL VIEW IN SHORT AXIS (SAX)

Figures 2A and 2B Short Axis View: Look for the bony cortex of the humeral head initially and the parallel fibers of the infraspinatus tendon as it inserts on the lateral facet of the greater tuberosity. The mild indention noted in the middle of the bony cortex represents the anatomical neck. The infraspinatus tendon lies on the humeral head and maintains a uniform appearance. Note that the tendon will exhibit a hyperechoic brightness.Identify the humeral head, the hyaline cartilage (seen as an anechoic interface above the cortex), the hyperechoic infraspinatus tendon, and its anechoic insertion onto the lateral facet of the greater tuberosity. This insertion typically has a larger anechoic footprint at its distal insertion, which should not be mistaken for pathology. Superior to the tendon is the anechoic space for the bursa, typically visible in nonpathological infraspinatus tendons. Above the tendon and bursa, you will see the deltoid muscle and the subcutaneous fat tissue at the top of the image.

NORMAL VIEW IN LONG AXIS (LAX)

Figures 3a and 3b Long Axis View. The Long Axis View technique will be parallel to the spine of the scapula placing the transducer parallel with the tendon fibers. This position should capture the edge of the acromion as shown in image 2A above. The acromion is the anechoic structure on the left and will be a bony landmark for orientation. Superior to the tendon would be the bursa and deltoid muscle followed by the subcutaneous fat tissue. The infraspinatus tendon should have a consistent hyperechoic nature but slightly less hyperechoic compared to the supraspinatus tendon..

TENDINOSIS IN SHORT AXIS (SAX) AND LONG AXIS (LAX) VIEW

Figures 4a and 4b: Infraspinatus tendon in Short Axis view and Long Axis view shows increased thickness. This thickness is greater than 4.2 mm (outlined in yellow) and is known to indicate increased cellularity and is one of the criteria that is used to diagnosis tendinosis. Normal tendon thickness can vary slightly with age and with dominant verses non-dominant shoulders. For an individual 30-39 years old, normal thickness is 4.2 + 0.7 mm. Both images show abnormal hypoechogenicity (blue arrows) along with increased tendon thickness (yellow arrows).

TENDINOUS FAILURE IN SHORT AXIS (SAX) VIEW

TENDON CALCIFICATION IN SHORT AXIS (SAX)

Figure 5a: Disruption of the infraspinatus tendon which is shown above. Blue Arrow pointing to the hypoechoic changes within the tendon.

Figure 6a: Tendon Calcification and degenerative tendon.

Ultrasound image shows a well-defined linear calcific deposit (blue arrows) along the infraspinatus tendon fibers with partial shadowing (yellow arrow).