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PIMFA’s Advice Guidance working group
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We are still seeking representation on PIMFA’s Advice Guidance working group. This is an issue which could potentially change the underlying propositions of a number of firms and we would encourage participation across the spectrum.
Further, we would invite practical examples from firms where the boundary as currently constructed has not worked well for you.
Please contact Simon Harrington on both counts.
FCA launch Consumer Duty firm survey
The FCA have launched a Consumer Duty firm survey, which is being sent to a sample of small and medium-sized firms to understand the progress they're making in implementing the Duty.
The survey will be carried out by Ipsos Mori. The results are anonymous and the FCA will not be told what any individual firms say.
The FCA has indicated that the survey results will help it understand how prepared firms are in meeting the implementation deadline of 31 July 2023 and how they can best support firms to embed the Duty effectively.
