HTS Woodcock Advisor Brochure

W E A LTH M A N AG EM EN T

FORTHRIGHT

FINANCIAL ADVICE SOLUTIONS TA I L O R E D

SM

When it comes to planning for your financial future, you need an experienced financial advisor. As a Chartered Retirement Planning Counselor SM , I focus on building collaborative, long-lasting client relationships. Once my team and I have a deep understanding of you and your goals, we take a comprehensive approach to financial planning, so you can live comfortably and confidently right now.

FINANCIAL PLANNING FOR FA M I L I E S & I N DI V I DUA L S Pursuing a financial future for you and your family deserves a strategy that considers all the variables.

We work with you to gain a thorough understanding of your current financials, investment portfolio, financial goals and objectives, and plans for retirement. This allows us to create and execute a tailored financial plan and investment

PRODUCTS & SERVICES We offer a wide range of products and services to cover your investment needs, including: •

Comprehensive Financial Advice and Financial Planning

•

Retirement Planning

•

Portfolio Construction, Monitoring, and Rebalancing

•

Life Insurance Coverage and Needs Analysis, LTC Insurance, and Disability Insurance

strategy that addresses your financial needs—giving you the power to make informed financial decisions.

•

Estate Planning and Conservation 1

Moreover, we understand that assets often extend outside

•

Alternative Investments

•

401(k) Rollovers to IRAs and In-service Distributions

comprehensive advice that addresses the entirety of your

•

Timely Investment Strategies

financial life.

•

Children’s Education Planning

of investment accounts. Our working relationships with accountants and estate planners provide you with

1

We work in conjunction with CPAs, estate planners, and estate attorneys

FINANCIAL PLANNING

MEET THE TEAM

FOR BUSINESS OW NER S

Jim Woodcock, CRPC®

We’ve provided comprehensive wealth management

Senior Vice President

services to business owners for more than a decade. On

Financial Advisor

top of financial planning, we manage over $100 million in

Jim Woodcock has more than

retirement plan assets. 2

13 years of experience helping

Moreover, we know how intertwined your personal and

individuals,

business finances can become. Either you’ve invested a

business owners feel confident

good amount of your personal assets to grow your business,

with their financial plans. He is

or you’ve been so busy keeping up with the day-to-day that your business financials aren’t as tidy as they could be.

A messy financial house can have a significant impact on your financial future. We use our experience serving business owners and work with your estate-planning attorney and CPA to help cover your finances from every angle.

Succession Planning. We consult with you on the sale

a

families,

Chartered

and

Retirement

Planning Counselor SM , holds FINRA Series 7 and 66 licenses, and is a graduate of the University of Texas. Jim serves clients in Austin, where he lives with his family, and commutes frequently to Houston, where he was raised, to take care of his many client relationships in the area. His hobbies include water sports, running, mountain biking, and other outdoor recreation.

or transfer of business interests to family members, key employees, or third parties. This helps ensure the deal is

Priscilla Torres

executed efficiently, regardless of contingency sale or sale

Registered Client Service Associate

upon retirement.

Priscilla

Buy/Sell Agreement. We help you structure and fund

than 15 years of financial

an agreement appropriate for all partners/owners in the

services industry experience.

event of an unexpected death or disability.

Her mission is to offer clients

Insurance. We help ensure that insurance values are consistent with your business’ current valuation and that insurance costs are competitive within the market place.

Retirement Plans. We help align your plan and employee profile, as well as evaluate plan service, fees, investment options, and current technology offered. We also make sure your fiduciary liability is closely monitored.

Torres

has

friendly

and

customer

service.

more

exceptional Priscilla

holds FINRA Series 7 and 63 licenses. Born in Landstuhl, Germany, and raised in South Texas, Priscilla and her family are proud Austinites.

In addition to spending time with her family, she loves visiting South Padre Island to enjoy the sun and sand.

Personal Investment. We use “tactical” and “alternative” investment strategies—as well as “strategic” or buy/hold approaches—to diversify your portfolio. We also review your objectives to prevent unneeded risk and tailor your investment structure to your targeted growth, income, and/or capital preservation needs.

SCHEDULE YOUR C OM PL I M E N TA RY C ON S U LTAT ION Find out how HilltopSecurities can help advance your individual pursuits. Call us today to schedule a complimentary consultation.

512.340.1825 jim.woodcock@hilltopsecurities.com 7000 N. MoPac Expy. #400 Austin, Texas 78731

2

As of July 2019

SM

HI L L T O P S E C U R I T I E S . C O M

Tax and legal advice are not offered by HilltopSecurities and its advisors. Clients should seek tax and/or legal advice from a qualified tax and legal professional.

Jim Woodcock is a registered representative and investment adviser representative of Hilltop Securities Inc. (HTS). HTS is a registered broker-dealer and registered investment adviser that does not provide tax or legal advice. HTS is a wholly owned subsidiary of Hilltop Holdings, Inc. (NYSE: HTH) located at 1201 Elm Street, Suite 3500, Dallas, Texas 75270, 214.859.1800. HTS is a member: NYSE, FINRA, SIPC. The firm’s Austin branch office is located at 7000 N. MoPac Expy. Ste. 400, Austin, TX 78731. © 2019 Hilltop Securities Inc. | All rights reserved | MEMBER: NYSE/FINRA/SIPC | HTS 330925750