Complimentary CE for Advocis members

Coffee Talks

The national “espresso-sized” webinars, “Coffee Talks”, fit nicely into a financial advisor and planner’s busy day while also offering valuable education accredited for .5 CE credits each with The Institute. These 30-minute webinars are held mid-day for financial advisors and planners from coast to coast to participate in, and are also recorded and posted on our website for later viewing. To see past episodes: advocis.ca/coffee-talks

Advisor at Risk: A Podcast with Ellen Bessner

Wondering how you can protect yourself and your business from litigation and reputation risk? In this program, Ellen Bessner, Partner, Babin Bessner Spry LLP, and leading expert on the topic of the risks facing advisors, provides a wealth of practical suggestions for how you can do just that.

CE Credits Knowing the Code of Professional Conduct

A core value at Advocis is the commitment to professionalism among financial advisors. Part of being a member means agreeing to abide by the Advocis/Institute Code of Professional Conduct (CPC) and Disciplinary Procedures.

This one-hour module guides you through the principles that compose the CPC, as well as its value to consumers, Advocis members, and the industry as a whole. As you learn about the process The Institute follows to enforce the CPC when investigating complaints of breaches of the Code, you will gain a thorough understanding of the disciplinary procedures, including the dispute resolution process, hearings, and sanctions.

Format

• Self-study online learning

• One-month window for completion