
EQUITY FUNDING 188 Deals • 154 Companies 2016 INNOVATORS REPORT Tracking North Carolina’s Entrepreneurial Activity TOTAL FOR 2016 $806,136,164 LIFE SCIENCE $463,220,479 TECH $235,919,048 CLEANTECH $16,779,743 ADVANCED MANUFACTURING & MATERIALS $90,216,894 Funding by Deal Size $31M ≤ $999K $151M $1M-4.9M $213M $5M-$14.9M $196M $15M-$29.9M $216M $30M-49.9M Funding by Top Cities/Region Triangle Region $633,811,939 Durham $211,142,295 Morrisville $124,393,542 Raleigh $120,518,448 RTP $107,508,235 Chapel Hill $55,743,699 Charlotte $52,146,381 2013 $396,309,148 Total Funding 2016 $806,136,164 2015 $1,182,353,573 2014 $532,641,991 $16,779,743 Funding by Sector 2016 $235,919,048 $463,220,479 $90,216,894

TOTAL # OF EQUITY DEALS 188
2016 INNOVATORS REPORT # OF COMPANIES COMPLETING DEALS Q1 Deals 32 Companies 31 Total Equity $167,511,874 Q2 Deals 51 Companies 48 Total Equity $248,477,133 Q3 Deals 63 Companies 60 Total Equity $204,358,541 Q4 Deals 42 Companies 39 Total Equity $185,788,616 Tech $51,949,469 Life Science $111,563,405 Adv. Man. & Mat. $0 Cleantech $3,999,000 Tech $72,856,188 Life Science $166,488,488 Adv. Man. & Mat. $6,610,984 Cleantech $2,521,473 Tech $45,556,326 Life Science $113,124,708 Adv. Man. & Mat. $37,593,270 Cleantech $8,084,270 Tech $64,557,065 Life Science $72,043,878 Adv. Man. & Mat. $46,012,673 Cleantech $2,175,000 $0M $25M $50M $75M $100M $125M $150M $175M $0M $25M $50M $75M $100M $125M $150M $175M CLEANTECH 5 TECH 75 LIFE SCIENCE 58 ADVANCED MANUFACTURING & MATERIALS 16
EQUITY DEALS
2016 INNOVATORS REPORT INVESTORS 150 UNIQUE INSTITUTIONAL INVESTORS 18 International CA 27 TX 3 MO 3 IL 5 IN 2 TN 4 AL 3 FL 4 NC 33 SC 5 NJ 1 MA 10 MD 3 DC 4 NY 14 REGIONAL BREAKDOWN Northeast 29 Mid-Atlantic 11 Southeast 53 Midwest 12 California 27 International 18 INTERNATIONAL BREAKDOWN China 8 Israel 3 UK 2 Belgium 1 Canada 1 Ireland 1 Japan 1 UAE 1 PA 2 VA 4 CT 2 GA 1 KS 1 MI 1