Roca 2021 Breakfast at Lunch

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

WELCOME

BREAKFAST AT LUNCH

Dear Friends, On behalf of the Board and staff of Roca, thank you for joining us today and welcome to Breakfast at Lunch! This is Roca’s 2021 version of our Annual Breakfast—albeit at lunch, and virtually. After a year without our Annual Breakfast, we are thrilled to be able to virtually bring together our friends in Massachusetts, Baltimore, and across the nation—but we very much hope to see you in person in 2022!

Today, we are delighted to have guest speakers Gabrielle Giffords, Former U.S. Congresswoman, Massachusetts Governor Charlie Baker, Dr. Alisha MorelandCapuia, author and Director of Trauma-Informed Treatment at McLean Hospital, and of course, Roca’s extraordinary young people.

Over the past year, amidst the multiple challenges of Covid-19, a reckoning for racial justice in our nation, and the increasing, devastating impact of the economy on the most impoverished, Roca staff never stopped. We expanded and reinvented the way services are delivered. We implemented a socially distanced outreach strategy, developed supplemental virtual programming, continued to work with criminal justice and community partners, and advocated for and implemented systemic changes.

Funds raised through Breakfast at Lunch are vital to continue the work with our young people at the center of urban violence. We remain deeply grateful for your friendship and support—we could not do this work without you.

Thank you for choosing to be relentless with us,

Molly Baldwin

Founder & CEO, Roca

www.rocainc.org

BREAKFAST AT LUNCH

ROCA’S MISSION IS TO BE A RELENTLESS FORCE IN DISRUPTING INCARCERATION, POVERTY, AND RACISM BY ENGAGING THE YOUNG ADULTS, POLICE, AND SYSTEMS AT THE CENTER OF URBAN VIOLENCE IN RELATIONSHIPS TO ADDRESS TRAUMA, FIND HOPE, AND DRIVE CHANGE.

WE CAN ONLY IMPACT VIOLENCE IF WE ADDRESS THE TRAUMA THAT YOUNG PEOPLE HAVE FACED. ROCA PROVIDES THAT PATH. Roca works with 16-to-24-year-olds who have experienced extensive trauma and are the primary victims or drivers of urban violence: •P rior arrests and justice system involvement •A ctively involved in violence •N o high school degree or GED •N o employment history •O n track for future long-term incarceration •M ay be young parents

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST AT LUNCH

ROCA’S INTERVENTION MODEL

1

CREATE SAFETY AND STABILITY We do relentless outreach and build transformational relationships with young people to develop the foundation for change. We meet basic needs, make meaningful connections, and provide moments feeling free from harm.

PRACTICE SKILLS,

3 RELAPSE, AND REPEAT

We create tailored employment, education, and life skills programs that serve as spaces for young people to change, relapse, and change further. Not when they are “ready” to participate, but while they still struggle to move steadily forward.

www.rocainc.org

2 TEACH LIFE-SAVING SKILLS

We teach a relatable and simple version of cognitive behavioral theory (CBT) in the streets, so young people can slow down when they are triggered by their traumas, disrupt negative cycles, and take control over their lives.

ENGAGE

4 INSTITUTIONS

AND SYSTEMS We don’t wait for systems partners to come to us we relentlessly reach out to them, build relationships, and jointly practice new skills that produce better outcomes for young people and communities.

BREAKFAST AT LUNCH

PROGRAM Friday, May 21st, 12-12:45PM WELCOME AND INTRODUCTION Chief Michael Davis, Co-Vice President of Roca Board of Directors, Vice President for Campus Safety and Chief of Police at Northeastern University

GREETINGS Gabrielle “Gabby” Giffords, Former Congresswoman and Giffords Founder Charlie Baker, Governor of Massachusetts

VICHEY PHOUNG AWARD PRESENTATION Miayon Medley, presented by youth worker Derek Neal

KEYNOTE SPEAKER Dr. Alisha Moreland-Capuia, author of Training for Change: Transforming Systems to be Trauma-Informed, Culturally Responsive, and Neuroscientifically Focused

SPECIAL ANNOUNCEMENT Molly Baldwin, Founder and CEO of Roca, Inc. Anne Finucane, Vice Chair, Bank of America Margaret “Peggy” McLoughlin, wife of the late James Mahoney

JAMES E. MAHONEY AWARD PRESENTATION Peter Forbes, Commissioner of the Massachusetts Department of Youth Services

VICHEY PHOUNG AWARD PRESENTATION Briana Ceraolo, presented by youth worker Olga Romero

CALL TO ACTION Chief Michael Davis, Co-Vice President of Roca Board of Directors, Vice President for Campus Safety and Chief of Police at Northeastern University

BREAKOUT ROOMS OPEN FOR SPONSORS

www.rocainc.org

VICHEY PHOUNG 1981-2004 Vichey Phoung was born in a Thai Refugee camp while his family was fleeing from the Cambodian Killing Fields, and came to the U.S. as a baby. In early adolescence, he joined a gang with his three older brothers and spent many years in and out of the streets.

Over time and after a particularly challenging several months in jail, Vichey came to accept responsibility for causing harm and made remarkable and longlasting changes in his life. He worked and volunteered as a street worker, seeking out his peers and helping young people leave gangs. He led peacemaking circles for gang peace efforts, helped launch the Via Project, and became a well-known young leader in the area. At age 23, Vichey was tragically killed in an industrial accident; he is survived by his mother, brothers, and son, Allen.

Despite his young age, Vichey had become a wise person that everyone at Roca loved and admired. To this day, Vichey’s impact on Roca can be felt strongly. He would have been inspired by Roca’s transitional employment programming, and he, more than any of us, would be able to recognize and appreciate those awarded the Vichey Phoung Peace Award.

Roca’s Vichey Phoung Peace Award recognizes two Roca participants who, through their hard work and determination, have achieved substantial positive change in their lives, exemplifying the transformation which Roca seeks to bring about in all of the young people it serves.

We believe that all young people, regardless of their challenges, are able to change, grow and lead and that peace is something we learn, practice and promote.

With this award, Roca also wishes to express its gratitude to outstanding community leaders for their invaluable support of our work.

www.rocainc.org

BREAKFAST AT LUNCH

VICHEY PHOUNG AWARD RECIPIENTS MIAYON MEDLEY, ROCA BALTIMORE PARTICIPANT Miayon, 20 years old, was born in Baltimore’s Gilmor Homes housing project, attended Matthew A. Henson Elementary School and then National Academy Foundation (NAF) Middle School. During his middle school years, he began to join others involved in street activity, and later became Roca-eligible in October 2018. Within a few months of building a relationship with his Youth Worker, Miayon fell and hit his head while being pursued by police resulting in a traumatic brain injury and a coma.

Roca stayed by his side even as he was unconscious and remained consistently present during extensive rehabilitation at Kennedy Krieger Institute. This was a turning point in his bond with Roca and his Youth Worker Jamal. Miayon began to see value in CBT and Workforce Readiness training. After several Roca work crew attempts, he was ready for outside employment. As of November 2020, Miayon is working steadily at Johns Hopkins University in Environmental Services and remains in contact with Roca staff to keep things on track. According to Miayon, “Roca helped me understand my past and make changes for my future. Roca was constantly there, not making the changes for me, but teaching skills to make the right decisions for myself.”

BRIANA CERAOLO, ROCA MASSACHUSETTS YOUNG MOTHERS’ PROGRAM PARTICIPANT Briana Ceraolo, 24 years old, has been a participant in Roca’s Young Mothers’ Program since 2018. She is originally from Florida and moved to the Boston area four years ago as a new mom escaping domestic violence. Her 6 year old daughter, Arianna, has a big personality and a big heart! She is the joy and inspiration of Briana’s life. When Arianna was 4 years old, she was taken into state custody. While working hand in hand with Roca to finally become reunited with her daughter, Briana is working on her GED at Roca, and has completed Roca’s Transitional Employment Program. In addition to spending a lot of time doing arts and crafts and outdoor activities with Arianna, she is working with Roca to build her skills as a parent leader and hopes to find a job she loves that involves helping others so she and Arianna can move out of a shelter and into a place of their own in the near future.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST MICHAEL DAVIS, AT LUNCH CHIEF OF POLICE AT NORTHEASTERN

MASTER OF CEREMONIES

UNIVERSITY

Michael Davis began his public service in 1992 and as a police officer with the City of Minneapolis. During his career with the Minneapolis Police Department, Mike served as a sergeant, lieutenant and sector commander. In 2008, he became the Chief of Police for the City of Brooklyn Park, Minnesota’s 6th largest and second most diverse municipality.

During his six-year tenure as Chief, Mike led the City of Brooklyn Park to the lowest levels of crime in 22 years.

Mike currently serves as the Associate Vice President of Public Safety for Northeastern University, a global research institution based in Boston, with an enrollment of over 35,000 students and campuses throughout the United States, Canada and the United Kingdom. Reporting to Mike in this role is the Northeastern University Police Department, Office of Emergency Management and the International Safety Office.

Mike was the recipient of the 2012 Gary P. Hayes Award from the Police Executive Research Forum (PERF). This award is given annually to a leader in policing, in recognition of their outstanding initiative in improving the quality of police service.

Mike was also one of a few select police chiefs throughout the nation to be invited as a member of the 2011-2014 Harvard Executive Session on Policing and Public Safety a project of the National Institute of Justice. Mike has served as a national police practice consultant since 2012 and is the Founder of MBD Innovations (a police leadership consulting consortium).

Mike is a two-time graduate of Concordia University in St. Pau,l Minnesota with a bachelor’s degree in criminal justice and a master’s degree in organizational management.

SPEAKERS GABRIELLE GIFFORDS, FORMER US CONGRESSWOMAN Gabby Giffords embodies a boundless, yet practical, optimism that never falters.

Former Congresswoman Gabrielle Giffords understands what it’s like to face overwhelming barriers. She also understands what it takes to get past them. From her scrappy Arizona childhood, to her bridge-building politics, to her remarkable recovery from traumatic injuries, Gabby personifies courage. Today she leads Giffords, the gun violence prevention organization she co-founded. Giffords is a nonprofit organization that shifts culture, changes policies, and challenges injustice, inspiring Americans across the country to fight gun violence. www.rocainc.org

BREAKFAST AT LUNCH

CHARLIE BAKER, GOVERNOR OF MASSACHUSETTS Governor Charlie Baker was sworn in for a second term as the 72nd Governor of the Commonwealth of Massachusetts on January 3, 2019, after a first term focused on moving Massachusetts forward through bipartisan, results-driven leadership. Governor Baker has used public-private partnerships to spur economic development, reformed the state’s regulatory environment, and delivered critical tax relief by doubling the Earned Income Tax Credit.

Ensuring Massachusetts continues to be a national leader in education, Governor Baker has made historic investments in K-12 education, increased support for vocational and technical schools, and expanded early college opportunities for high school students.

Governor Baker has put Massachusetts at the forefront of fighting the opioid and heroin epidemic, doubling spending on prevention, education, treatment, and recovery and signing two major bills that have served as models for other states.

Confronted with the challenges of rising energy costs and a changing climate, Governor Baker has taken nation-leading steps to diversify the Commonwealth’s energy portfolio, safeguard residents, municipalities and businesses from the impacts of climate change, and secure progress toward greenhouse gas reduction targets.

Governor Baker has spearheaded long overdue reforms at the MBTA that have led to significant improvements to operations and finances and put the T on track to spend more than $8 billion on infrastructure over the next five years to improve riders’ experience.

Prior to his election, Governor Baker was a highly successful leader of complex business and government organizations, serving as a cabinet secretary to both Governor William Weld and Paul Cellucci, and leading Harvard Pilgrim Health Care, as CEO, from the brink of bankruptcy to one of the nation’s highest ranked health care providers.

Raised in Needham, Governor Baker and his wife Lauren reside in Swampscott, and are the proud parents of their three children, Charlie, AJ, and Caroline.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST ALISHA MORELAND-CAPUIA, MD, AT LUNCH AUTHOR OF TRAINING FOR CHANGE:

KEYNOTE SPEAKER

TRANSFORMING SYSTEMS TO BE TRAUMAINFORMED, CULTURALLY RESPONSIVE, AND NEUROSCIENTIFICALLY FOCUSED

Alisha Moreland-Capuia, MD (Dr. AMC) graduated from Stanford University and an M.D. from George Washington University. After medical school, Dr. AMC completed four years of training in psychiatry and a fellowship in addiction medicine, both at Oregon Health & Science University.

She is an expert in trauma-informed systems change, and specifically has interacted with numerous and varied aspects of the criminal justice system. She has served on the Portland Community Oversight Advisory Board, charged with monitoring the implementation of the City of Portland’s settlement agreement with the U.S. Department of Justice to enact reform to Portland Police Bureau (PPB) policies and training. She has partnered with the Federal Judicial Center and the National Judicial College to provide training for Federal Judges and Probation Officers and State Supreme Court Judges, respectively.

Dr. AMC has trained U.S. Senators and staffers in applying a trauma-informed lens to policies and legislation. She is training various U.S. Probation and Pretrial Service District Offices to facilitate trauma-informed change in U.S. presentencing and sentencing guidelines and post-prison supervision.

While in residency training, Dr. AMC built Healing Hurt People-Portland (HHP), a trauma-informed, hospital-based, community-focused youth violence prevention program.

Dr. AMC’s trauma-informed efforts are global, as she works in Angola, Africa at their family clinic Centro Medico Bom Samaritano and is the co-founder of The Capuia Foundation.

She founded and is Director of McLean Hospital’s Institute for Trauma-Informed Systems Change, faculty at Harvard Medical School and is the sole author of Training for Change: Transforming Systems to be Trauma-Informed, Culturally Responsive, and Neuroscientifically Focused (2019) and The Trauma of Racism: Exploring the People and Systems Fear Built (May 2021).

She lives in Cambridge, Massachusetts with her husband and children.

www.rocainc.org

BREAKFAST AT LUNCH

ANNE FINUCANE, VICE CHAIR OF BANK OF AMERICA Anne M. Finucane is vice chairman at Bank of America and also serves as chairman of the board of Bank of America Europe. As a member of the executive management team, Finucane is responsible for the strategic positioning of Bank of America and leads the company’s environmental, social and governance (ESG), sustainable finance, capital deployment and public policy efforts.

As chairman of the board of Bank of America Europe, the firm’s EU bank headquartered in Dublin, Finucane oversees more than €60 billion in assets.

Finucane serves on the board of BofA Securities Europe SA, the bank’s EU broker-dealer in Paris, with both entities playing a critical role in the company’s post Brexit European growth strategy. Bank of America has almost 3,000 employees across both entities.

Finucane chairs the Global ESG Committee at Bank of America, which directs all of the company’s ESG efforts. She also co-chairs the Sustainable Markets Committee with COO Tom Montag, which collaborates across business lines to deliver innovative financing solutions in support of the United Nations Sustainable Development Goals, including affordable housing, sustainable energy, clean water and sanitation, education and health care. She stewards Bank of America’s $1 trillion by 2030 environmental business initiative, oversees the company’s $1.8 billion Community Development Financial Institution portfolio and chairs the Bank of America Charitable Foundation.

Active in the community, Finucane serves on a variety of corporate and nonprofit boards of directors including Carnegie Hall, the National September 11 Memorial & Museum, the World Bank Group’s Women Entrepreneurs Finance Initiative (WeFi), CVS Health, Mass General Brigham, Special Olympics, the (RED) Advisory Board, the Carnegie Endowment for International Peace, and The Ireland Funds.

She served on the U.S. State Department’s Foreign Affairs Policy board and is a member of the Council on Foreign Relations.

Finucane has received numerous professional and public service accolades. She has regularly been named to Forbes’ and Fortune’s Most Powerful Women lists, along with American Banker’s 25 Most Powerful Women in Banking. In 2021, Finucane was named one of Barron’s 100 Most Powerful Women. In 2019, Finucane was inducted into the American Advertising Federation’s Ad Hall of Fame as well as the CMO Hall of Fame, and received the Edward M. Kennedy Institute Award for Inspired Leadership. In March 2018, Finucane was honored with the Leadership Award by The Ireland Funds.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST AT LUNCH

INTRODUCING THE JAMES E. MAHONEY AWARD 1952-2020

Roca is excited to present the First Annual James E. Mahoney Award.

Each year Roca will award an individual or organization who has demonstrated innovative leadership, humility, and commitment to systemic change on behalf of young people, and is an engaged partner in Roca’s systemic reform efforts.

James (Jim) E. Mahoney, former Global Corporate Strategy and Public Policy Executive, was a trusted advisor, colleague, and friend at Bank of America for 25 years. Jim was skilled at turning policy ideas into business results, and his impact within the company was felt in fundamental ways, including its commitment to sustainable finance. He worked passionately to help advance second chances for the formerly incarcerated and believed strongly in Roca’s mission to disrupt incarceration, poverty and racism. He engaged with Roca in numerous ways as he continued to advocate for systemic change and believed in the power of cross-sector partnerships to achieve progress.

Jim was a board member of the National Urban League, served on the Board of Directors of the New England Council, was a member of the management committee for Stanford University’s Global Climate & Energy Project, and served on the board of the U. S. Chamber of Commerce Center for Capital Markets. He was a devoted husband to his wife Margaret “Peggy” McLoughlin and loving father to Caitria, Jake, and Gracia. www.rocainc.org

BREAKFAST AT LUNCH

2021 JAMES E. MAHONEY AWARD RECIPIENT PETER FORBES, COMMISSIONER OF THE MASSACHUSETTS DEPARTMENT OF YOUTH SERVICES Peter Forbes was appointed Commissioner for the Massachusetts Department of Youth Services (DYS) in May 2013. In February of 2015 he was re-appointed as the DYS Commissioner by the Executive Office of Health and Human Service Secretary Mary Lou Sudders and Governor Charlie Baker.

Commissioner Forbes’ long-standing service to DYS began in January of 1983 when he was first hired as a direct-care worker at a long term secure treatment program in Boston. Later in his career Peter served as the DYS Regional Director in Boston for more than 10 years. In that role, Commissioner Forbes established a series of constructive relationships with public agency and community based partners.

Priorities for the agency under Peter’s stewardship include educational attainment and employment and training opportunities for the youth in the custody of the Department with the long term goal of improving public safety and reducing recidivism. Peter has additionally focused agency planning around the concept of fairness with the understanding that if youth (and families) perceive their interaction with juvenile justice professionals as fair they will be more likely to internalize positive change.

Peter has focused on ensuring that services at DYS are developmentally appropriate and are transferable as youth return to their home communities. Under Peter’s leadership DYS involved youth have realized significant success related to their academic achievement.

Peter holds a Master of Science in Human Services from the College of Public and Community Service at the University of Massachusetts, Boston and an undergraduate degree in Sociology from the University of Massachusetts, Lowell.

www.rocainc.org

BREAKFAST MAY 21, 2021

12:00PM-1:15PM AT LUNCH

A VIRTUAL EVENT

BREAKFAST AT LUNCH

BREAKFAST AT LUNCH HOST COMMITTEE Jay Ash

Angie Janssen

Howard Cohen

Christine Kendall

Dennis Duquette

Maggie Moore

Ben Gardner

Dan Lyons

Tiffany Garner

Joshua Reed Diawuoh

Will Graylin

Lauren Sanchez Gilbert, Ed.D.

Brian Fitzgerald

ROCA BOARD OF DIRECTORS Christine Kendall President of the Board

Jay Ash

Maggie Moore Co-Vice President of the Board

Stewart Chapin

Chief Michael Davis Co-Vice President of the Board

Brian J. Fitzgerald

Joshua Reed-Diawuoh Co-Treasurer of the Board Dwight Robson Co-Treasurer of the Board

Molly Baldwin

Adrian Dingle

Tiffany Garner Lauren Sanchez Gilbert, Ed.D Angie Janssen Travis A. Mccready Greg Torres Honorary Board Member

www.rocainc.org

BREAKFAST AT LUNCH

THANK YOU TO OUR GENEROUS SPONSORS LEAD SPONSOR

Kayem Foods

Bank of America

Liberty Mutual Insurance

RELENTLESS SPONSOR

Marian & Josh Johnson and Berkshire Partners

Rockport Mortgage Corporation

Morrison Mahoney LLP

DISRUPTION SPONSORS Beacon Communities Mark and Jeanne Haggerty MassMutual Penguin Random House Bennett Family Foundation

OUTREACH SPONSORS Al Kaneb Christine and Will Kendall Greg Torres and Betsy Pattullo Jake and Beth Jacobs Keith Construction Maggie Moore and Michael Fleisher Safety Insurance

M&T Bank Charitable Foundation Paul English Robert O’Neill Sarah McCrary and Fernando Contreras SEI The Architectural Team, Inc. The Boston Foundation The Community Outcomes Fund at Maycomb Capital The Hanover Insurance Group USI Insurance Services Verizon Walker & Dunlop Will & Kim Graylin and the teams at OV Loop & Indigo Technologies

State Street Corporation

FRIENDS OF ROCA SPONSORS

Stephen and Andrea Kaneb

Equity Resource Investments, LLC

Walker & Dunlop

Ethan Berkwits

MOTIVATIONAL SPONSORS AAA Northeast Abine

Fitzgerald Company Inc. Anonymous TD Bank

Annie Hildreth

SPECIAL THANKS

Carla DeSantis

5Tool Productions

Chubb

Christine Antonellis

Commonwealth Care Alliance®

BlueRock Productions & Studio

Demoulas Foundation

Stewart Chapin

Eastern Bank Charitable Foundation

Goulston & Storrs

Fernway

Ryan Johnson

F.L.Putnam Investment Management Company

Liz Page Associates

Gardiner Howland Shaw Foundation

Venable

Harvard Pilgrim Health Care

The Young People of Roca

Max Ultimate Food

Hiren Mankodi & Devika Kapoor John & Jody Shue www.rocainc.org

THANK YOU FOR ATTENDING ROCA’S BREAKFAST AT LUNCH EVENT TODAY! FOR MORE INFORMATION OR TO MAKE A DONATION PLEASE VISIT:

WWW.ROCAINC.ORG