Program Book: Roca's 2022 Annual Breakfast

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

WELCOME Dear Friends,

BREAKFAST AT LUNCH

As urban violence spikes in the wake of social unrest, systemic racism and a global pandemic, we maintain an unshakeable focus on those young people at the highest risk to shoot or be shot—on meeting these young people where they are, in the moment they are in. No matter the place. No matter the time.

To meet this moment is critical, because the nature of urban violence is not what it used to be. Trauma is more widespread. Young people who have experienced extreme levels of trauma, like those Roca serves, are more likely to engage in violence, and the more trauma they have, the more likely it is. We must address the causes of this trauma—like poverty and systemic racism—but that work takes time. Young people can’t wait while we fight the root causes; we have to save lives now. We must stop the bleeding and work to break the cycle; one shooter and one victim at a time.

I’m so proud to share the ways that Roca is meeting the moment right now alongside the 1,200 young men and women we serve each year. We have transformed our Intervention Model into a truly portable practice; expanded to a third state by opening a new site in Hartford, CT; launched the Roca Impact Institute to bring our systemic reform work nationwide; and tested our intervention model through two third-party evaluations, which proved that what we do works. We live in a nation that is tragically impacted by racism, structural inequities, and class issues, so we are approaching our work from a diversity, equity and inclusion lens in order to promote racial justice and address our own personal and organizational challenges.

This is the moment to focus on the problems we can solve. Roca knows that change is possible. With time, evidence-based tools, and a little grace, change happens for young people, for new parents, for police veterans, and for community workers.

We could not do this vital work without the support and partnership of so many.

Thank you for meeting this moment with Roca. Thank you for helping us do this work, at this moment, now.

Sincerely,

Molly Baldwin

Founder & CEO, Roca

www.rocainc.org

ROCA’S MISSION IS TO BE A RELENTLESS FORCE IN DISRUPTING INCARCERATION, POVERTY, AND RACISM BY ENGAGING THE YOUNG ADULTS, POLICE, AND SYSTEMS AT THE CENTER OF URBAN VIOLENCE IN RELATIONSHIPS TO ADDRESS TRAUMA, FIND HOPE, AND DRIVE CHANGE.

ROCA’S INTERVENTION MODEL

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CREATE SAFETY AND STABILITY Roca builds trust with young people through relentless outreach—even through setbacks. Because you can’t undo a lifetime of trauma overnight, Roca youth workers develop deep relationships over 2-4 years that help young people begin to heal from their hurt and anger, the key to success later on.

PRACTICE SKILLS, RELAPSE, AND REPEAT Roca provides trauma-informed employment, education, parenting and life skills programs that serve as spaces for young people to change, relapse, and change further—not when they are “ready” to participate, but while they still struggle to move steadily forward.

Relapse is a critical stage of change.

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TEACH LIFE-SAVING SKILLS

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ENGAGE INSTITUTIONS AND SYSTEMS

We teach a relatable and simple version of cognitive behavioral theory (CBT) in the streets, so young people can choose how they want to respond, disrupt negative cycles, and take control over their lives.

We relentlessly and intentionally partner with police departments and systems that directly face urban violence. We build meaningful relationships, coordinate intervention strategies, and share data to improve outcomes for young people.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

WHAT’S NEW AT ROCA

BREAKFAST AT LUNCH

THE ROCA IMPACT INSTITUTE Now in its third year, the Roca Impact Institute equips institutions and individuals working at the center of urban violence with tools and strategies to address trauma, reduce violence, and improve outcomes for young people. Our Rewire program is designed to overcome traditional barriers to behavioral health access, empowering front line staff to deliver cognitive behavioral theory in both community and institutional settings.

Our clients include: • Maryland Department of Juvenile Services • Maryland Department of Parole and Probation • Washington DC Department of Youth Rehabilitation Services • NYC Department of Probation • Hampden County House of Corrections • Community violence programs in NY, CT, MA, and MD • Police departments in Baltimore MD, Chelsea MA, Lynn MA, and Holyoke MA

ROCA HARTFORD In October 2021, Roca opened the doors of our newest site in Hartford, CT, where we have expanded our Young Mothers Program. We will bring all the hallmarks of Roca’s proven intervention model to Hartford: relentless outreach, transformational relationships, stage-based/skill-based programming, and engaged institutions. Over the first two years we plan to serve at least 100 Hartford young mothers and their children—those who are at the highest risk and experiencing the most urgent need.

A PERMANENT HOME FOR ROCA BALTIMORE We are thrilled to share that as of this spring, Roca has purchased its Baltimore building, located at 880 Park Avenue. This investment reaffirms our commitment to working toward change long-term in Baltimore and surrounding counties. We look forward to inviting you all to visit!

www.rocainc.org

PROGRAM Friday, May 6th, 8:00–8:45 AM ET WELCOME AND INTRODUCTION Hiren Mankodi, Co-Chair of the Breakfast Host Committee, Member of Roca’s Board of Directors, Managing Director at Charlesbank Capital Partners

HOW IS ROCA MEETING THE MOMENT? Chief Michael Davis, Co-Vice President of Roca Board of Directors, Vice President for Campus Safety and Chief of Police at Northeastern University

VICHEY PHOUNG AWARD PRESENTATIONS Roderick Hamilton, Roca Boston Participant Jose Leal Cartagena, Roca Lynn/Chelsea Participant Marina Roque, Roca Chelsea Young Mothers Program Participant

ADDRESS BY OUR FOUNDER Molly Baldwin, Founder & CEO of Roca

UPDATE FROM ROCA BALTIMORE Kurtis Palermo, Executive Vice President of Roca Maryland Amar Mukunda, Assistant Director Andrea Harrison, Assistant Director of Family and Community Affairs Anthony Scroggins, Youth Worker Joseph Brown, Transitional Employment Coordinator Natalie “Zoe” Andrade, Educator Tikera Harris, Youth Worker Jamal West, Assistant Director of Youth Work

KEYNOTE SPEAKER Geoffrey Canada, President of the Harlem Children’s Zone

JAMES E. MAHONEY AWARD PRESENTATION Dave Batchelor, Consultant at the Roca Impact Institute, Captain of the Chelsea MA Police Department, Founder of the Chelsea Hub

CLOSING REMARKS Chief Michael Davis www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST MASTER OF CEREMONIES AT LUNCH MICHAEL DAVIS Chief of Police at Northeastern University Michael Davis began his public service in 1992 as a police officer with the City of Minneapolis. During his career with the Minneapolis Police Department, Mike served as a sergeant, lieutenant and sector commander.

In 2008, he became the Chief of Police for the City of Brooklyn Park, Minnesota’s 6th largest and second most diverse municipality. During his six-year tenure as Chief, Mike led the City of Brooklyn Park to the lowest levels of crime in 22 years.

Mike currently serves as the Vice President of Campus Safety at Northeastern University, a global research institution based in Boston, with an enrollment of over 35,000 students and campuses throughout the United States, Canada and the United Kingdom. Reporting to Mike in this role is the Northeastern University Police Department, Office of Emergency Management, and the International Safety Office.

Mike was the recipient of the 2012 Gary P. Hayes Award from the Police Executive Research Forum (PERF). This award is given annually to a leader in policing, in recognition of their outstanding initiative in improving the quality of police service.

Mike was also one of a few select police chiefs throughout the nation to be invited as a member of the 2011-2014 Harvard Executive Session on Policing and Public Safety a project of the National Institute of Justice. Mike has served as a national police practice consultant since 2012 and is the Founder of MBD Innovations (a police leadership consulting consortium).

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KEYNOTE SPEAKER GEOFFREY CANADA President of the Harlem Children’s Zone Having worked with the Harlem Children’s Zone for more than 30 years, Geoffrey Canada is renowned around the world for his pioneering work helping children and families in Harlem and as a thought leader and passionate advocate for education reform.

Geoffrey Canada grew up in the South Bronx in a poor, sometimes violent neighborhood. Despite his troubled surroundings, he achieved great academic success, receiving a bachelor’s degree from Bowdoin College and a master’s degree from the Harvard Graduate School of Education. After graduating, Mr. Canada began his life’s work helping children who, like himself, grew up in poor, distressed neighborhoods.

From 1990 to 2014, Mr. Canada served as the President and Chief Executive Officer for the Harlem Children’s Zone, which The New York Times called “one of the most ambitious social-policy experiments of our time.” Mr. Canada was named in 2011 to the TIME 100 list of most influential people in the world and in 2014 as one of Fortune’s 50 greatest leaders in the world. He continues to serve as President of the HCZ and Promise Academy® Boards. Under Geoffrey Canada’s visionary leadership, HCZ became a national model of place-based innovation and the subject of significant media attention.

A strong voice in public debates on education, he has authored a number of publications and has spoken to audiences around the world about what it takes to help children succeed, from evaluation to early childhood education and beyond.

In addition to serving as Keynote Speaker, Mr. Canada will receive Roca’s 2022 Vichey Phoung Peace Award.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM

VICHEY PHOUNG A VIRTUAL EVENT 1981-2004

BREAKFAST AT LUNCH

Vichey Phoung was born in a Thai Refugee camp while his family was fleeing from the Cambodian Killing Fields, and came to the U.S. as a baby. In early adolescence, he joined a gang with his three older brothers and spent many years in and out of the streets.

Over time and after a particularly challenging several months in jail, Vichey came to accept responsibility for causing harm and made remarkable and longlasting changes in his life. He worked and volunteered as a street worker, seeking out his peers and helping young people leave gangs. He led peacemaking circles for gang peace efforts, helped launch the Via Project, and became a well-known young leader in the area. At age 23, Vichey was tragically killed in an industrial accident; he is survived by his mother, brothers, and son, Allen.

Despite his young age, Vichey had become a wise person that everyone at Roca loved and admired. To this day, Vichey’s impact on Roca can be felt strongly. He would have been inspired by Roca’s transitional employment programming, and he, more than any of us, would be able to recognize and appreciate those awarded the Vichey Phoung Peace Award.

Roca’s Vichey Phoung Peace Award recognizes Roca participants who, through their hard work and determination, have achieved substantial positive change in their lives, exemplifying the transformation which Roca seeks to bring about in all of the young people it serves.

We believe that all young people, regardless of their challenges, are able to change, grow and lead and that peace is something we learn, practice and promote.

With this award, Roca also expresses its gratitude to outstanding community leaders for their invaluable support of our work.

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2022 VICHEY PHOUNG AWARD RECIPIENTS RODERICK HAMILTON Roca Boston participant When Roderick began to work with Roca in 2017 the odds were stacked against him. He was involved with gangs and gun violence, and had experienced a number of run ins with law enforcement. He was involved in a troubled relationship, and the adults in his life simply could not provide the stability that this young man needed.

Relentless outreach and transformational relationships with Boston staff and youth workers helped Roderick see possibility in himself. Roca taught Roderick cognitive behavioral theory (CBT) tools for emotional regulation, put him through a workforce readiness curriculum, and helped him find job placement opportunities— but the real change began when he started to show up for himself and not for us.

After 5 years with Roca Boston, Roderick has put guns and gang involvement behind him and now proudly identifies as a welder. He is steadily building a competitive career for himself. After successfully completing a trial placement at Lou’s Custom Exhaust, he has been hired full-time and we are proud to report that he is on track to take on a management role there.

JOSE LEAL CARTAGENA Roca Lynn/Chelsea Participant Jose came to Roca five years ago after being referred to the Central American Youth Initiative by Chelsea High School. He struggled with quick, emotional reactions to conflict that undermined his progress in school, exposed him to criminalization, and placed his immigration pathway in jeopardy.

At Roca, Jose formed strong, lasting relationships with staff, particularly Victoria Ramirez Morales, Program Manager for the Central American Youth Initiative. Victoria taught him to use his past decisions as learning opportunities and to prioritize his values over his emotions. Jose began to plan for his future—albeit cautiously, knowing that his immigration pathway was uncertain. Despite setbacks Jose kept coming back to Roca, participating in programming, learning CBT and healthy habits, training in workforce readiness, and attending peacemaking circles.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST AT LUNCH

Jose’s positive choices paid off in June 2021, when a judge recognized his potential and granted him permanent residency in the US. Now Jose has taken on significant responsibility for his younger siblings while maintaining employment in the culinary industry, and was even promoted from line cook to sous chef. Once he learned to see his education as an asset rather than an obligation, he returned to high school and is on track to graduate this spring. Jose has become a mature role model for younger participants, touching lives by sharing his experiences and demonstrating that change is possible.

MARINA ROQUE Roca Chelsea Young Mothers Program Participant When Marina was referred to Roca in the fall of 2018, she was grappling with trauma unimaginable to most. She had fled El Salvador just months before, pregnant and with a oneyear-old baby in tow, after losing all her family members and the father of her children to gang violence. At just 18 years old, a lifetime of abuse, victimization, and violence had left her feeling hurt, angry, and alone.

Afraid to accept help or let anyone in, Maria found herself unable to cope with her feelings or be the parent she wanted to be. Maria’s youth worker taught her CBT, which helped her navigate her emotions, heal from her trauma, and manage her anger—which in turn helped her become an engaged and supportive parent to her two beautiful daughters. Marina began to believe in hope, and after being granted asylum in the US, she has started to find stability.

After almost four years, Marina has become a positive example for other Roca young mothers. She has earned her high school diploma and driver’s permit and is becoming increasingly fluent in English. She was successfully placed in a shelter and is on her way to getting subsidized housing of her own. After completing Roca’s Transitional Employment Program, she is currently applying to education and training programs to build a career for herself in industries where she can bring her warm, happy, and outgoing personality to work.

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Roca is also honoring our long-time supporter, Dan Lyons, with a Vichey Phoung Award for his incredible generosity and belief in young people.

DAN LYONS Principal and Managing Partner, Rockport Mortgage Co. Dan Lyons joined Rockport Mortgage Company in 1996 and is now the Managing Partner and President of the firm, bringing over 30 years of combined HUD and mortgage lending experience to Rockport’s clients. Through his career, Dan has closed over 700 transactions encompassing over $10 billion in project financing for Rockport.

Dan began his career at the Department of Housing and Urban Development (HUD) as a Multifamily Housing Representative, advising clients participating within Federal housing programs for new and rehabilitated properties, and helping to navigate the often-complex HUD regulations. A recognized national expert on affordable housing policy, Dan has participated on numerous panels sponsored

by HUD and leading industry organizations, including the Mortgage Bankers Association, addressing the complex issues challenging this sector, as well as the multifamily housing and assisted living markets.

Dan manages a highly skilled and specialized team of professionals at Rockport, many of whom serve active roles in prominent industry groups, including the Mortgage Bankers Association (MBA), National Leased Housing Association (NLHA), and Institute for Responsible Housing Preservation (IRHP). Dan and his team are also actively involved with many HUD-focused regional groups including the Eastern Lender’s Association (ELA), Southeast Mortgagee Advisory Council (SMAC) and Southwest Mortgagee Advisory Council (SWAC).

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM

THE JAMES E. MAHONEY AWARDA VIRTUAL EVENT 1952-2020

BREAKFAST AT LUNCH

James (Jim) E. Mahoney, former Global Corporate Strategy and Public Policy Executive, was a trusted advisor, colleague, and friend at Bank of America for 25 years. Jim was skilled at turning policy ideas into business results, and his impact within the company was felt in fundamental ways, including its commitment to sustainable finance. He worked passionately to help advance second chances for the formerly incarcerated and believed strongly in Roca’s mission to disrupt incarceration, poverty and racism. He engaged with Roca in numerous ways as he continued to advocate for systemic change and believed in the power of cross-sector partnerships to achieve progress.

Jim was a board member of the National Urban League, served on the Board of Directors of the New England Council, was a member of the management committee for Stanford University’s Global Climate & Energy Project, and served on the board of the U. S. Chamber of Commerce Center for Capital Markets.

He was a devoted husband to his wife Margaret “Peggy” McLoughlin and loving father to Caitria, Jake, and Gracia.

Roca’s James E. Mahoney Award recognizes an individual or organization who has demonstrated innovative leadership, humility, and commitment to systemic change on behalf of young people, and is an engaged partner in Roca’s systemic reform efforts.

www.rocainc.org

2022 JAMES E. MAHONEY AWARD RECIPIENT DAVE BATCHELOR Consultant, Roca Impact Institute; Captain, Community Services Division, Chelsea Police Department; Founder, Chelsea Hub Dave Batchelor is Captain of the Community Services Division for the Chelsea Police Department, with his law enforcement career spanning 34 years.

His division works closely with schools, residents, businesses, and community organizations to set priorities for the department. The unit’s main directive is to create a safe environment for the residents of Chelsea and those who visit or work here, and their School Resource Officer Program increases safety in schools and fosters an open dialogue between police and youth.

In 2015, Captain Batchelor led the effort to start the nationally recognized Chelsea Hub, a coalition of several community and government agencies whose goal is to intervene before emergencies occur. Hub members meet weekly to share information about individuals and families experiencing high risk and coordinate their intervention efforts. Captain Batchelor has worked closely with Roca from the very beginning, and as a coach and advisor with the Roca Impact Institute, he is the lead trainer for cities that are interested in implementing their own Hub.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST AT LUNCH

THANK YOU TO OUR GENEROUS SPONSORS TRANSFORMATIONAL SPONSORS

DeleteMe™ by Abine

Al and Diane Kaneb

The Demoulas Foundation

Rockport Mortgage

Carla DeSantis Eastern Bank Charitable

LEADERSHIP SPONSORS Beacon Communities Charlesbank Capital Partners Dan and Kerry Lyons MassMutual

IMPACT SPONSORS The Bennett Family Foundation Goldman Sachs Goodwin Procter LLP Keith Construction Christine and Will Kendall M&T Bank Hiren Mankodi and Devika Kapoor Maggie Moore and Michael Fleisher Northeastern University Safety Insurance State Street Corporation Greg Torres and Betsy Patullo Walker & Dunlop

RELENTLESS SPONSORS AAA Northeast The Architectural Team The Boston Foundation The Boston Red Sox Chubb Insurance The Community Outcomes Fund at Maycomb Capital

www.rocainc.org

F.L.Putnam Investment Management Company Fernway The Gardiner Howland Shaw Foundation Josh and Marian Johnson Kayem Foods Liberty Mutual Insurance Sarah McCrary and Fernando Contreras Mintz Levin The New England Patriots Foundation PwC Ropes & Gray SEI Investments USI Insurance Services Verizon

SUPPORTERS Ethan Berkwits Fitzgerald Company, Inc. Ben and Karen Gardner Young J. Lee and Young Ju Rhee Timothy Mack and Barrett Yates-Mack Philadelphia Insurance Companies Joshua Reed-Diawuoh John and Jody Shue TalentBurst, Inc. Lili-An Thompson UnitedHealthCare

SPECIAL THANKS

IN MEMORIAM

Breakfast Team

Friends of Roca

5Tool Productions

Lewis Spence

BlueRock Productions

Bob Verrier

Christine Antonellis Stewart Chapin

Young people we have lost this past year

Tiffany Fountain

Geri Acevedo (Lynn)

Goulston & Storrs

David Ballard (Western MA)

Hartford Funders

Bihlal Bell (Boston)

The City of Hartford

Isiah Christianson (Lynn)

Dalio Education

Henry Clinton (Western MA)

The Gawlicki Family Foundation

Stephen Curley (Western MA)

The Hartford Foundation for Public Giving

Tyree Davis (Baltimore)

Santander Bank

Montrell Graham (Baltimore)

The Tow Foundation

Dreshaun Johnson (Boston)

Baltimore Capital Funders and Partners Architectural Resources Cambridge (ARC) with Victor Agran and Teisha Bradley

Wilfredo Garcia (Western MA)

Robert Parks (Baltimore) Israel Rivera (Western MA) Bernard Thomas (Baltimore) Danny Vo (Boston)

Cresa with Scott Wingrat M&T Bank with Augie Chiasara Merritt Properties with Scott Dorsey Venable LLP Whiting Turner Contracting Company with Sam Wells and Mike Moraz Many thanks to the Roca staff, Board, partners, investors, and most of all to the remarkable young people who share their lives with us.

www.rocainc.org

MAY 21, 2021 12:00PM-1:15PM A VIRTUAL EVENT

BREAKFAST CHAIRS

BREAKFAST AT LUNCH

DEVIKA KAPOOR AND HIREN MANKODI Hiren Mankodi is a Managing Director at Charlesbank Capital Partners and leads technology investments for the firm. He is a member of the New England Advisory Board for Jumpstart and a member of the Board of Directors for Roca. Hiren and his wife, Devika Kapor, live in Chestnut Hill, MA, with their two children.

HOST COMMITTEE HOWARD COHEN*

DAN LYONS

Chairman of the Board, Beacon Communities

Managing Partner and President, Rockport Mortgage Corporation

DENNIS DUQUETTE

MAGGIE MOORE

Head of Community Responsibility and President, MassMutual Foundation

Head of Partnerships, SimpliFed

JOSEPH FICO

General Manager, Boston Red Sox

President & CEO, USI Insurance Services

PATRICIA FILIPPONE VP of Business Development & Client Relations, Northeast for Suffolk Construction

BEN GARDNER SVP of Sales, Array Behavioral Care

WILL AND KIM GRAYLIN OV Loop and Indigo Technologies

ANGIE JANSSEN

BRIAN O’HALLORAN ANDREW PLEPLER* Global Head of Environmental, Social, and Governance (ESG), Bank of America

EMILY PLUHAR Director of the LEAH Psychology Postdoctoral Fellowship, Division of Adolescent Medicine & Division of Sports Medicine, Boston Children’s Hospital

DWIGHT ROBSON

CEO of Donii

Co-Founder & Principal, Preston Group Strategic Advisors

CHRISTINE KENDALL

ANDREW WETZEL

Founding Partner, SmarterGive

JOSEPH P. KENNEDY III*

Founder, Groundwork Project

Principal; Portfolio Manager, and Managing Director of Sustainable Investing at F.L.Putnam *Honorary

www.rocainc.org

ROCA BOARD OF DIRECTORS CHRISTINE KENDALL President of the Board

CHIEF MICHAEL DAVIS

BRIAN J. FITZGERALD BEN GARDNER

Co-Vice President of the Board

TIFFANY GARNER

MAGGIE MOORE

ANGIE JANSSEN

Co-Vice President of the Board

JOSHUA REED-DIAWUOH

HIREN MANKODI

Co-Treasurer of the Board

LAUREN SANCHEZ GILBERT, ED.D

DWIGHT ROBSON

GREG TORRES

JAY ASH

ROBERT L. WALLACE

Co-Treasurer of the Board

Honorary Board Member

MOLLY BALDWIN STEWART CHAPIN

ROCA BALTIMORE BOARD OF MANAGERS MOLLY BALDWIN

DANIEL L. EGGERS

DR. BRANVILLE G BARD, JR.

DUNCAN J. EVERED

MARC BROADY

TIFFANY GARNER

STEVE BUTZ

ROB JOHNSON

ANDRE DAVIS

LOUIS PAKULA

CHRIS DUNCAN

www.rocainc.org

THANK YOU FOR MEETING THE MOMENT WITH ROCA! MASSACHUSETTS LOCATIONS:

CONNECTICUT LOCATION:

CHELSEA 101 Park St. Chelsea, MA 02150 Tel 617-889-5210 chelsea@rocainc.com

HARTFORD 75 Charter Oak Ave Building #1, Suite 102 Hartford, CT 06106 hartford@rocainc.com

SPRINGFIELD 29 School St. Springfield, MA 01105 Tel 413-846-4301 springfield@rocainc.com

MARYLAND LOCATION:

BOSTON 845 Albany St. Boston, MA 02119 Tel 617-442-3101 boston@rocainc.com

BALTIMORE 880 Park Ave., Ste. 200 Baltimore, MD 21201 Tel 443-439-4100 baltimore@rocainc.com

LYNN 52 Andrew St. Lynn, MA 01901 Tel 781-780-9611 lynn@rocainc.com HOLYOKE 384 High St. Holyoke, MA 01040 Tel 413-437-7714 holyoke@rocainc.com

WWW.ROCAINC.ORG