2021 NAPA Black Book

Page 48

NAPA FIRM PARTNERS

Recordkeepers

Retirement Plan Consultants Norfolk, NE | retirementplanconsultants.info

Schwab Retirement Plan Services Richfield, OH | workplace.schwab.com

KEY CONTACT(S)

Alex Baumert | 402.379.0108 | alexb@wealthfirm.info Josh Kegley | 402.379.0108 | joshk@wealthfirm.info

FIRM PROFILE Retirement Plan Consultants is a firm committed to providing quality services and focusing on the success of our clients. We strive to make the retirement process as easy as possible by providing superior recordkeeping and administrative services to our Plan Sponsors and Advisors. Our flexible, open architecture platform allows Advisors to create a plan that best fits the company goals. Whether it be through a 401(k), 403(b), Cash Balance or any other type of plan.

PRIMARY MARKET(S) SERVED

PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]

46

401(k): 1,500 | 25,000 403(b): 1,200 | 5,000 457: 30 | 600 Cash Balance: 40 | 600 Defined Benefit (Traditional): 14 | 392 NQDC: 5 | 30

KEY CONTACT(S)

Chris Burkhard 512.344.3023 | christopher.burkhard@schwab.com Nathan Voris 330.908.4688 | nathan.voris@schwab.com Taylor Garlesky 330.908.4461 | taylor.garlesky@schwab.com

FIRM PROFILE The Charles Schwab Corporation is a leading provider of financial services, with more than 450 offices and 32.3 million active brokerage accounts, 2.1 million retirement plan participants, 1.6 million banking accounts, and $7.57 trillion in client assets as of 6/30/21. Charles Schwab and Co., Inc. was launched in 1973 and began offering discount brokerage services in 1975. Schwab has offered retirement plan services since 1983, and has offered bundled, fully-integrated retirement plan services since 1996.

PRIMARY MARKET(S) SERVED

PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]

Direct: 0 | Advisor: 3,000

401(k): 947 | 1,390,670 403(b): 2 | 515 Cash Balance: 27 | 13,762 Defined Benefit (Traditional): 88 | 36,969 Money Purchase: 20 | 29,224 NQDC: 133 | 9,083 Other: 22 | 203,296

PLATFORM(S) USED

TOTAL ASSETS ADMINISTERED

TOTAL ASSETS ADMINISTERED $2,000,000,000

PLANS BY CHANNEL

Open Architecture

ASSET ALLOCATION FUNDS Custom Portfolios and 3(38) options

ADVISOR SUPPORT SERVICES

External Wholesalers Focused on Advisors: 4 External Wholesalers Focused on Institutional: 4 Internal Wholesalers Focused on Advisors: 4 Internal Wholesalers Focused on Institutional: 0 Compliance Support, Plan Benchmarking, Training for DC Plan Sales/ Service, Investment Committee Meetings

$244,561,586,206

PLANS BY CHANNEL Direct: 0 | Advisor: 1,239

PLATFORM(S) USED Schwab utilizes a proprietary recordkeeping system.

ASSET ALLOCATION FUNDS We currently have over 1,100 asset allocation funds

ADVISOR SUPPORT SERVICES

In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances

External Wholesalers Focused on Advisors: 17 External Wholesalers Focused on Institutional: 15 Internal Wholesalers Focused on Advisors: 5 Internal Wholesalers Focused on Institutional: 16

PLAN SPONSOR SERVICE(S) AVAILABLE

Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings

Plan design consulting, fiduciary service, notice delivery, single point of contact.

PARTICIPANT SUPPORT SERVICES

PARTICIPANT SUPPORT SERVICES

Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants

NAPA BLACK BOOK 2021

PLAN SPONSOR SERVICE(S) AVAILABLE Plan Sponsors have access to all accounts in their plan(s) and can instantly retrieve updated plan and account level information.


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