NAPA FIRM PARTNERS
Recordkeepers
Retirement Plan Consultants Norfolk, NE | retirementplanconsultants.info
Schwab Retirement Plan Services Richfield, OH | workplace.schwab.com
KEY CONTACT(S)
Alex Baumert | 402.379.0108 | alexb@wealthfirm.info Josh Kegley | 402.379.0108 | joshk@wealthfirm.info
FIRM PROFILE Retirement Plan Consultants is a firm committed to providing quality services and focusing on the success of our clients. We strive to make the retirement process as easy as possible by providing superior recordkeeping and administrative services to our Plan Sponsors and Advisors. Our flexible, open architecture platform allows Advisors to create a plan that best fits the company goals. Whether it be through a 401(k), 403(b), Cash Balance or any other type of plan.
PRIMARY MARKET(S) SERVED
PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]
46
401(k): 1,500 | 25,000 403(b): 1,200 | 5,000 457: 30 | 600 Cash Balance: 40 | 600 Defined Benefit (Traditional): 14 | 392 NQDC: 5 | 30
KEY CONTACT(S)
Chris Burkhard 512.344.3023 | christopher.burkhard@schwab.com Nathan Voris 330.908.4688 | nathan.voris@schwab.com Taylor Garlesky 330.908.4461 | taylor.garlesky@schwab.com
FIRM PROFILE The Charles Schwab Corporation is a leading provider of financial services, with more than 450 offices and 32.3 million active brokerage accounts, 2.1 million retirement plan participants, 1.6 million banking accounts, and $7.57 trillion in client assets as of 6/30/21. Charles Schwab and Co., Inc. was launched in 1973 and began offering discount brokerage services in 1975. Schwab has offered retirement plan services since 1983, and has offered bundled, fully-integrated retirement plan services since 1996.
PRIMARY MARKET(S) SERVED
PLANS / PARTICIPANTS SERVED BY TYPE [As of 6/30/21]
Direct: 0 | Advisor: 3,000
401(k): 947 | 1,390,670 403(b): 2 | 515 Cash Balance: 27 | 13,762 Defined Benefit (Traditional): 88 | 36,969 Money Purchase: 20 | 29,224 NQDC: 133 | 9,083 Other: 22 | 203,296
PLATFORM(S) USED
TOTAL ASSETS ADMINISTERED
TOTAL ASSETS ADMINISTERED $2,000,000,000
PLANS BY CHANNEL
Open Architecture
ASSET ALLOCATION FUNDS Custom Portfolios and 3(38) options
ADVISOR SUPPORT SERVICES
External Wholesalers Focused on Advisors: 4 External Wholesalers Focused on Institutional: 4 Internal Wholesalers Focused on Advisors: 4 Internal Wholesalers Focused on Institutional: 0 Compliance Support, Plan Benchmarking, Training for DC Plan Sales/ Service, Investment Committee Meetings
$244,561,586,206
PLANS BY CHANNEL Direct: 0 | Advisor: 1,239
PLATFORM(S) USED Schwab utilizes a proprietary recordkeeping system.
ASSET ALLOCATION FUNDS We currently have over 1,100 asset allocation funds
ADVISOR SUPPORT SERVICES
In-Plan Lifetime Income Options, Rollover Services, Call Center Support, Smartphone Access to Participant Balances
External Wholesalers Focused on Advisors: 17 External Wholesalers Focused on Institutional: 15 Internal Wholesalers Focused on Advisors: 5 Internal Wholesalers Focused on Institutional: 16
PLAN SPONSOR SERVICE(S) AVAILABLE
Compliance Support, Plan Benchmarking, Target-Date Evaluation Tools, Training for DC Plan Sales/Service, Investment Committee Meetings
Plan design consulting, fiduciary service, notice delivery, single point of contact.
PARTICIPANT SUPPORT SERVICES
PARTICIPANT SUPPORT SERVICES
Rollover Services, Call Center Support, Facebook Page, Smartphone Access to Participant Balances, Smartphone Transaction Access for Participants
NAPA BLACK BOOK 2021
PLAN SPONSOR SERVICE(S) AVAILABLE Plan Sponsors have access to all accounts in their plan(s) and can instantly retrieve updated plan and account level information.