Appendix C. Sample Financial Intelligence Unit Report
Financial Intelligence Unit To From Date Subject
: : : :
Chief of Police, Prosecutor’s Office, or Other Competent Authority Director, Financial Intelligence Unit March 1, 2010 John Smith Charity Fund
STRICTLY CONFIDENTIAL This document is confidential and is to be considered as law enforcement–sensitive financial information. The data contained in this document are to be used only for intelligence purposes; are not to be disseminated or disclosed, in whole or in part, to any person, agency, or organization; and may not be used in any judicial or administrative proceeding, without the prior written consent of the financial intelligence unit. This case was initiated by the financial intelligence unit (FIU) after the FIU received a suspicious transaction report (STR) indicating there are irregularities in an account related to the John Smith Charity Fund. The irregularities indicate that the John Smith Charity Fund could be involved in possible money laundering violations or in violation of other provisions of the Money Laundering Act. On January 25, 2010, the FIU received an STR concerning suspicious transactions of the John Smith Charity Fund. The FIU discovered that account number 17026557 was involved in roughly 48 suspicious transactions of $9,000.00 each. This account number belongs to a nongovernmental organization (NGO) named the John Smith Charity Fund. This NGO was registered with number 5110282 as the John Smith Charity Fund on March 23, 2007, under Regulation 1985, section 18 on the Registration and Operation of NGOs. Registration certificate carries serial number 99951. Contact address of this NGO is 100 Palm Street, Smithville, Smith Islands, mobile number 255-401-050, fax number 251-401-202. General activity of this NGO as stipulated within the registration documents is “Developing of donations from Smith Island citizens, and from institutions and nongovernment organizations and charity organizations, organizing of concerts, theatre plays, and sports matches.” There are three founders of this NGO: 1. Robert FRANK, D.O.B. May 1, 1970, in Jonesville, Smith Islands; ID 1000718145; address 195 Palm Street, Smithville; mobile 255-505-233; current minister of