Index
on-site examinations, 69, 70, 112n4, 113n16 organizational approaches, 11b sanctioning powers, 120 STRs. See suspicious transaction reports suspicious transaction reports (STRs) cooperation, scope, 149, 150, 151, 152 obligations generally, xi, xii off-site monitoring requirements, 90, 91 off-site supervision requirements France, 66, 67 Italy, 63b–65b on-site access requirements, 17 on-site examination requirements, 93, 94, 111b, 208–212, 208b requirements generally, 104 Sweden sanctions, 136, 142 Switzerland off-site supervision requirements, 65, 66 T terrorism financing of. See also anti-money laundering/combating the financing of terrorism; money laundering/financing of terrorism adverse consequences, xxiii scope, purpose of guide, xi TF. See money laundering/financing of terrorism
Thailand sanctions, 136, 137 transactional consequences of money laundering, financing terrorism, xxiii risks generally, 28, 29 transparency bank licensing process, 50, 53 scope, purpose of guide, xii U United Kingdom banking industry, collaboration with, 74, 75 bank licensing process, 51b, 52b sanctions, 123, 124, 124b, 128b, 133 United States banks guidance and outreach, 73b–74b licensing process, 52b cooperation, scope, 155, 155b, 157, 164b and high-risk geographic locations, 34b organizational approaches, 11b sanctioning powers, 120 sanctions, 127, 128, 128b–129b, 129, 130b, 132, 133, 142 supervisors, accountability, independence of, 16 W websites, xxvi, xxvii
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